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To cite this article: Wallace Maison (1977) Death and destruction in Spinoza's
ethics , Inquiry: An Interdisciplinary Journal of Philosophy, 20:1-4, 403-417,
DOI: 10.1080/00201747708601825
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Inquiry, 20, 403-17
Wallace Maison
University of California. Berkeley
An exposition of Spinoza's views of the cause and cure of death. He holds death
to be disruption of mind/body which need not involve becoming a corpse; amnesia
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A free man thinks of nothing less than of death, and his wisdom is not a
meditation upon death but upon life (IV P67).1
I. What Death Is
Spinoza purports to define death (of the body at any rate) in IV P39 S, but
he really gives us a theory: 'acquisition by the body's parts of a different
proportion of motion and rest to each other.' The actual definition of death
404 Wallace Maison
same place, is that the body can undergo disintegration in other ways
besides becoming a corpse. Let us then turn to the theory set out in this
very strange scholium.
Only in an extended or relaxed sense can we speak of a 'theory' in
connection with Spinoza's various references to 'proportion of motion and
rest'. The physico-physiological interlude between Propositions 13 and 14
of Part II is programmatic, a sketch of the terms in which a physical theory
ought to be expressed. In Lemma I, 'Bodies are distinguished from one
another in respect of motion and rest, quickness and slowness, and not in
respect of substance', the Hobbesian physics is taken over en bloc, as is
done also in declaring motion and rest to be the immediate infinite mode
under extension (Letter 64). All physical differences, then, are really
differences in motion and rest. Consequently the difference between a
body before death and after is a difference in the 'proportion of motion and
rest' that the parts have to each other. This tells us nothing, however,
about what in particular that difference is.
One might naively suppose it to be that the live body is (roughly) all
motion, the dead one all rest. Spinoza now proceeds to state, in the
language of paradox avoidance, a violent paradox: 'I dare not deny', he
says, 'that the human body, though the circulation of the blood and the
other things by means of which it is thought to live be preserved, may,
nevertheless, be changed into another nature altogether different from its
own'. I.e. if it is 'changed into another nature', then it has died, regardless
of whether the metabolism has gone to zero. Experience, he continues,
seems to teach that the body may very well die without being changed into
a corpse; for 'it happens sometimes that a man undergoes such changes
that he cannot very well be said to be the same man, as was the case with a
certain Spanish poet' afflicted with amnesia.
Death and Destruction 405
once a baby only because he infers it 'from what he sees of others'. This
claim must rest on a contention that the adult does not remember having
been a baby. So personal identity does not stretch from babyhood to
maturity any more than across the gap of amnesia. And where there is a
discontinuity in personal identity, there is a death, Spinoza is committed
to saying; though he makes no comment on the obvious fact that we do not
equate growing up with dying.
How is it that this claim about the death of the body is justified by appeal
to a non-bodily criterion of personal identity? There is no difficulty here
for Spinoza, of course, since the body is the mind. If, then, there is mental
discontinuity, there must necessarily be bodily discontinuity also. The
bodily change, the 'acquiring of adifferent proportion of motion and rest',
is conjectured to be the obliteration of memory traces (IIP17 C, Demon-
stration); in the Scholium he declares that although he thinks his account is
true, it is sufficient for his purpose to have shown how memory might be
produced even if in fact it has some other cause. For whatever cause there
might be, it would have to be some sort of physical alteration, some kind of
brain trace.
The importance of IV P39 S lies not so much in its eccentric notion of
death as in its laying down of memory as the criterion of personal identity.
And that is important because it settles the question, still sometimes
disputed, whether the immortality promised in V P23 can be in any way
personal. It cannot. Memory is a necessary condition of personality; and
memory, we are repeatedly told (III Pll S, V P21), perishes with the
body.3 This does not mean that an impersonal immortality, the survival, or
(to speak more safely) the failure to lapse into non-being, of some consti-
tuent of the personality, may not be a desideratum. The proof of its reality
consoled Spinoza.
406 Wallace Maison
[T]he definition of any given thing affirms and does not deny the
existence of the thing; that is to say, it posits the essence of the thing
and does not negate it. So long, therefore, as we attend only to the
thing itself, and not to external causes, we shall discover nothing in it
which can destroy it.
fact known to this day what the 'mechanisms' of aging are, or whether any
creature ever dies of old age simpliciter. Mayflies are very weak, hence
easily destroyed by the agencies that are always there (IV Axiom). But it is
more to the point to consider the nature of composite bodies, and what
causes are external and what internal.
'Composite body' is defined (II, after Lemma 3) as 'a number of bodies
. . . pressed together... so that they lie one upon the other, o r . . . are in
motion with the same or with different degrees of speed, so that they
communicate their motion to one another in a certain fixed proportion
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. . .' It is hard to think of any aggregate that would fail to satisfy this
definition. And yet every such body is said to endeavor to preserve itself,
and is destructible only by external causes.
This scheme can be made to work for some initially unpromising
examples, for instance, a rush hour subway crowd: its jampackedness
will certainly continue until relieved by an 'external cause', e.g. the
approach of the end of the line and consequent departure of more pas-
sengers than boarding by new ones. Taking sweatiness and surliness as
essential characteristics of such a 'body', the one may be destroyed by air
conditioning, the other by playing heavenly music over the PA system; but
these are externals again, and if they break down, the basic endeavor of
the crowd will reassert itself.
Nevertheless, as a general principle III P4 is plainly false. The sun will
perish, and it is possible, indeed highly probable, that it will perish by
burning itself out, by depleting its nuclear and then its gravitational ener-
gy. These processes can in no way be deemed 'external' or 'not pertaining
to the sun's essence', unless by sheer stipulation, which would empty the
principle of all content. And the sun is surely a thing with an essence and a
definition if anything is.
As it happens, Spinoza briefly mentions a case similar in principle: the
Candle example of TdlE. There he says:
body needs for its preservation many other bodies by which it is, as it
were, continually regenerated', and its use in the demonstration of IV P39,
where we are told that these 'other bodies' are needed to 'preserve the
proportion of motion and rest which the parts of the human body bear to
each other', thus to 'preserve the form of the human body'.5 So it seems
that Spinoza (or some authority in physics on whom he relied) was guilty
of erroneously generalizing the law of inertia, like the botanists who, after
the discovery of the circulation of the blood, proclaimed the circulation of
the sap.
This is the only case I know of where Spinoza was led astray in philo-
sophy on account of mistaken science. Fortunately no modus tollens
damage is done to Parts I and II, since the principle, 'a thing cannot be
destroyed except by an external cause', though listed as a Proposition, is
really an axiom; it is declared 'self-evident' and nothing previously
established is cited in its demonstration. The argument given for it may
stand as a warning, if any be still needed, of the unreliability of reasoning
based on distinction between what is 'positive' and what 'negative'.
However, the wreckage in the posterior three-fifths of the Ethics is very
extensive: nearly every subsequent proposition in III has III P4 among its
logical ancestors, nor is there any considerable portion of IV and V
independent of III. It would be worth someone's while to see how much of
the affected doctrine can be reconstituted on some other foundation.6 The
task should not be hopeless; the sun and the candle flame left to them-
selves preserve themselves so far as they Perhaps it would suffice for
Spinozistic purposes to establish, or postulate, that structural changes
occur spontaneously only when energy to maintain the status quo is no
longer available.
Death and Destruction 409
III. Suicide
The first mention of suicide in the Ethics is incidental, in IIP49 S, where
Spinoza is dealing rather contemptuously with the conundrum known as
'Buridan's ass'. Admitting it to follow from his identification of will and
intellect that a man both hungry and thirsty, and placed in exact equi-
librium position with respect to the satisfaction of each appetite, would
perish of hunger and thirst; and imagining his voluntarist opponent to ask
triumphantly and rhetorically what might be thought of such a man,
Spinoza brushes him off with the haughty reply, 'I do not know; nor do I
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The more each person strives and is able to seek his own profit, that is
to say, to preserve his being, the more virtue does he possess; on the
other hand, in so far as each person neglects his own profit, that is to
say, neglects to preserve his own being, is he impotent.
410 Wallace Maison
[A] very little reflection will show that it is as impossible that a man,
from the necessity of his nature, should endeavor not to exist, orto be
changed into some other form, as it is that something should be
begotten from nothing.
This doctrine is a consequence of the principle that nothing is self-de-
structive, which as we have seen is not universally true. However, it
follows also from the suggested modification ofthat principle, that if things
destroy themselves it is only by using themselves up; and the suicide is, by
definition, not yet used up. In any case, grand principles apart, a man who
kills himself does so because he believes, rightly or wrongly, that extinc-
tion is preferable to the miseries the world is inevitably going to inflict on
him; certainly an 'external cause'. The difficulty is only that the same
could be said of everything that anybody does: we do not bombinate in a
Death and Destruction 411
pain involved in dying. (2) Fear of extinction. (3) Fear of hell fire (unpleas-
ant non-extinction. (4) Fear of the consequences of one's death, e.g.
impoverishment of the family. Spinoza draws no such distinctions,9 al-
though some would be relevant and helpful to his doctrine, e.g. the fact
that the suicide overcomes the first kind of fear is the reason why people
commonly attribute a sort of courage to him. Presumably Spinoza was not
concerned with fears 3 and 4, and clearly his attention was chiefly directed
to fear 2, of extinction. There is, however, one difficult passage in IV P68
S, where we are told, in dubious exegesis of Genesis ii 17, that 'God forbad
free man [viz. Adam] to eat of the tree of knowledge of good and evil, and
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The sick man, through fear of death, eats what he dislikes; the healthy
man takes a pleasure in his food, and so enjoys life more than if he
feared death and directly desired to avoid it.
And what he holds out is the eternal continuance of what the reasonable
man regards as good, viz. knowing things by the second and third kinds of
knowledge. Just as the Viking was promised post mortem mead, the
Spinozist is assured he need never cease to think adequate ideas.
Notwithstanding the long and continuing controversies11 over Spinozist
immortality, Spinoza is quite clear about what it consists in, and how and
why. We are told again and again (V P33, P38, P39, P40 C) that the eternal
part of the mind is 'the intellect through which alone we are said to act' (V
P40 C). This is the part of the mind that consists of adequate ideas, derived
through the second and third kinds of knowledge, and has no reference to
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duration (I Def. 8; II P44 C2; V P29 and S). The clearest summary
statement is in V P23 S, which begins by specifying further what the
eternal something (of [V P23]) is: 'This idea which expresses the essence of
the body under the form of eternity . . .' Some commentators seem to
have read this as if 'expressing the essence' were a kind of de-
scribing, and in consequence have inferred that Spinozist im-
mortality is a sort of eternal DNB entry stored in God rather than in
an earthly library. But the essence of anything is its power; the power of
the intellect is to know; therefore what expresses the essence of the
intellect is the adequate and eternal ideas that comprise it.12
From my individual standpoint, here and now, this intellect is an ideal
limit. I am certainly far from the knowledge of all of nature. But it is a
matter of degree. The more I know, by the second kind of knowledge
(demonstrative science) and third (intuitive science), the more my aware-
ness becomes identical with that intellect, as Spinoza demonstrates in Part
V from P23 to the end.
After asserting the eternity of the intellect Spinoza continues:
Wolfson says13 that it is 'quite evident' that this is argued against Plato; but
if so, then Spinoza misunderstood Plato, whose doctrine oí anamnesis by
no means includes any claim that we remember a pre-natal state. The 'no
traces' clause reminds us rather that the pre-existence of the mind, such as
it was, had no more to do with memory and imagination than (V P21) our
414 Wallace Maison
post mortem being will have. The second clause points out that timeless
truths bear no dates.14
Here Spinoza says, as plainly as anyone can, that our eternity is something
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(so different from Socrates's Pythagorean supersition) and the good word
said for the good things of life in IV P45 C2 S. Alas, no. In the end, the
difference between life and death reduces to this, that in life one is
continually vexed by inadequate ideas, all of which cease at death. We
must keep on looking, if our search is for a philosopher who will join us
with all his heart in the toast L'chaim.
NOTES
1 I.e. Ethics, Part IV, Proposition 67. In referring to the works of Spinoza I use the
abbreviations (which are virtually self-explanatory) of E. M. Curley, Spinoza's Meta-
physics (Harvard University Press, Cambridge, Mass., 1969), except that I omit the
E; all references in the text are to the Ethics except a few to the Improvement of the Un-
derstanding (TdlE) and two to Letters. I have used the White translation, with a few
modifications.
2 Cf. the condemnation of 'the objects pursued by the multitude' on the sole ground that
they 'cause the death not seldom of those who possess them, and always of those who are
possessed by them', TdlE near beginning.
3 Strictly, what is shown is that if Spinoza affirms personal eternity, then he contradicts the
doctrine of our Scholium. But one ought not to impute contradiction unless the offending
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proposition is expressly stated or inescapably entailed, and it will be agreed that such is
not here the case.
4 Cf. the eternal candle, TdlE, discussed below.
5 The only other use of II Postulate 4 is in IV P18 S, in support of the claim that we need
friends.
6 That is, it would be worth the while of someone who is concerned with how much truth is
to be found in the Ethics, and who does not dismiss the logical apparatus as a mere facade.
7 Harry A. Wolfson, The Philosophy of Spinoza, Schocken, New York 1934 (reprinted
1969), Vol. II, pp. 178 f.
8 Cf. the enumeration of the sciences, including Medicine and Mechanics, requisite for the
improvement of the understanding; TdlE near beginning.
9 In the 13thand39th Definitions of the Affects (III), Spinoza definesm e t u sand timor (both
rendered by 'fear' in the White translation) quite differently. But when in IV and V he
comes to write of fear of death, he apparently uses the words as synonyms (e.g. mortem
metueret, IV P68 S, illustrates the same point made by timore mortis, IV P63 S), and
sometimes incompatibly with his definitions (e.g. V P38 and P39; cf. definition of timor).
10 Nevertheless, it is worth noting that here again Spinoza has mentioned death where he
need not have done so. The hypochondriac's typical fear is not of death, in all starkness,
so much as of the miseries of illness.
11 The exegesis I shall now present is of course far from original, being close to (among
others) that of John Wild in his Introduction to Spinoza Selections (Charles Scribner's
Sons, New York 1930), and might deserve the title of orthodox interpretation, were it not
for the disagreement of Wolfson with some particulars in it, notably on the question of
personality.
This paper is not a suitable place for discussion of recent divergent views, notably those
of Donagan; but I believe that my text, read together with the references, will at least
indicate the grounds of my contrary opinions.
12 To be sure, Spinoza said 'essence of the body under the form of eternity' ; but that does not
alter the case, since body under the form of eternity can be nothing other than the
extensional expression of the mind under the form of eternity (II P7), and the latter is the
intellect. Or to put it the other way around, in terms of the distinction of two kinds of
conception made in V P29 S: My body exists for a while in relation to a fixed time and
place, and my mind conceives it as so existing; this conception is perception and memory.
But also, my body is real in the sense that the 'fixed and eternal things' (TdlE), the laws of
(God's) nature, necessarily and eternally imply its existence. To conceive of its existence
in this way, i.e. to regard it as embedded in the whole nature of things, is to conceive it
under the form of eternity. That conception is an eternal (complex) idea, which Spinoza
calls the intellect.
Death and Destruction All