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DIE REIHE-A SCIENTIFIC
EVALUATION
JOHN BACKUS
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COLLOQUY AND REVIEW
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PERSPECTIVES OF NEW MUSIC
The first article in V. I by Herbert Eimert demonstrates the tech-
nical style adopted by most of the contributors. He states (I, 3),
"The composer is required to have a certain amount of acoustical
knowledge" and proceeds to define six categories of electronic sound:
the tone, the note, the note mixture, noise, sound complexes, and
impulses. His definitions, however, besides being difficult to under-
stand, are not acoustically accurate. His first one, tone, is what is
known in acoustics as a "simple tone" (his statement that it is un-
known to traditional music is not entirely true: flutes and clarinets
played softly produce nearly simple tones, for example, as do tuning
forks). His second definition, note, is what is called in acoustics a
"complex tone"; present recommendation (in the United States) is to
use "note" to mean the printed symbol and "tone" to mean the sound
heard by the ear.2 Some confusion arises from using "note" to refer to
complex tones with harmonic partials (frequencies 2, 3, 4, etc. times
the frequency of the fundamental, such as are produced by the forced
vibrations of most musical instruments) and the term note mixture
(his third definition) to refer to complex tones with inharmonic par-
tials (frequencies not simple multiples of the fundamental, such as
are produced by freely vibrating systems like bells and piano strings).
However, the first three definitions are on the whole not too wide
of the mark.
On the other hand, in number four, "noise," he states: "Only 'blank
noise' which fills an acoustic region may be determined in position."
This statement does not make sense; if by "blank noise" he means
what is now called "white noise," which contains equal amounts of
energy in each unit frequency band width, and if by "position" he
means "pitch," then "blank noise" has no "position." If "white" noise
is filtered to give it the attribute of pitch, it is no longer "white."
Finally, his fifth category, chord (note complex), is hardly a definition
at all. Taken all together, the definitions are very poor examples from
the standpoint of conciseness, clarity, or accuracy.
Eimert himself thus appears to be somewhat deficient in the
acoustical knowledge now required of the composer. Since he does
not seem to have a clear idea himself of the meaning of the terms he
is trying to define, it is not surprising that his definitions are inade-
quate. However, each subsequent author uses his own terms in his
own way and for the most part ignores Eimert's, so it is not important
that we understand them.
2 American Standard Acoustical Terminology S1.1-1960, Definitions 13.1-13.8,
p. 47. Published by American Standards Association, New York.
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COLLOQUY AND REVIEW
His somewhat inaccurate understanding of acoustics is demon-
strated by his "example of the new world of micro-structures we
have entered" (I, 3). He states that there are 52 pitch levels between
A4 (440.00 cycles/sec.) and B4 (493.88 cycles/sec.). (This is the
recommended terminology." A4 is the standard pitch of 440 cycles/
sec. and C4 is middle C. The notation a', b', etc. is not recommended
by the Acoustical Society of America.) Eimert is obviously ascribing
a separate "pitch" level to each unit increment of frequency-441,
442 . . . etc., taking (for reasons unknown) B4 as exactly 492
cycles/sec. This is absurd, as there is a continuum of frequencies
between these two levels; 441.01 cycles/sec. is just as specifiable a
frequency as is 441.00 cycles/sec., and corresponding to this con-
tinuum of frequencies is a continuum of pitches.
The remainder of his article is for the most part impossible to
follow, but since we now see that this is not due to our ignorance of
the supposedly necessary acoustical background, we need not con-
cern ourselves further with it.
H. Pousseur adopts a technical style in his contribution. For exam-
ple, he defines (I, 31) the "indices of rationality of an interval. This
indices (sic-this is the fault of the translator) would naturally be
related to the inner study of the resultant frequency. . . ." The defini-
tion is too diffuse to quote in full; it has no perceptible beginning
nor ending. Considerable study of it has failed so far to decipher
what he is trying to say; it remains quite incomprehensible even after
allowing for considerable distortion in the meanings of the technical
terms used. The term "index of rationality" has no discoverable con-
nection with any concept in acoustics.
The remainder of Pousseur's article follows the example set above.
Trying to understand it is most frustrating to one with merely a
technical training in acoustics and music. For example
(I, 33), "We
tried to overcome these difficulties [described previously] . . . by
building up note mixtures from various areas." Were these Eimert's
"note mixtures"? It does not seem so: "Each area would consist of a
determined number of sinus notes at selected pitches, chosen in such
a way that the components were more or less dissolved into one
another." How was one tone dissolved into another? Was one increased
in amplitude while another was diminished? Apparently not, since
"Each area was furnished with its own separate enveloping curve,"
presumably meaning that the amplitudes of all the simple tone com-
3 R. W. Young, Journal of the Acoustical
Society of America, Vol. 11, November
1939, pp. 134-139.
. 163
?
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Differentiation of the intended permutation of timbres is
obtained from the complexity resulting from the simultaneous
combination of the six formant regions within one sound process,
from the varying of the elements or groups of elements, in all their
components, according to the series and of coordinating a special
intervallic scale of partials or of medium frequency width ratios
in each formant octave.
This is formidable language. What are the six formant regions?
What is an intervallic scale of partials? or a medium frequency width
ratio? What is a formant octave? None of these phrases has been used
or defined previously. The individual words have perfectly well-
defined scientific meanings, but are combined in ways that make no
sense as acoustical language. The paragraph quoted is an excellent
example of technical jargon without technical meaning.
We must of course remember that the passage given above has
been translated from the original German, and in fairness we need to
check the original to see if perhaps it makes more sense. Upon doing
so, we find that in general the translator has done a fair job of ren-
dering unintelligible German into unintelligible English, and quite
obviously understands none of it himself. Most of the terms-"formant
octave," "permutation of timbres," "interval scale of partials," for
example--translate quite directly. The phrase "medium frequency
width ratios" would translate better as "mean frequency band separa-
tions," and the word "formant" (about which we will say more later)
is used only once in the original of the quoted paragraph instead of
twice as in the translation. These differences are minor; the terms
quoted are no more defined in the German version than they are in
the English, and the material remains jargon in either language.
Further along in Stockhausen's article we see a fold-out chart
(I, 50) showing a page from the score of his Studie II. This chart is
referred to in one paragraph of the text (I, 47), but neither one
clarifies the other. The chart itself shows some features of interest.
It represents inharmonic complex tones of five partials each, the fre-
quency ratio of adjacent partials being either 5Y25 or 525. (The foot-
note in the original German edition gives erroneous ratios for these
partials.) The duration of each tone is given in terms of inches of
tape moving at a speed of 76.2 cm. (30 inches) per second. The in-
tensity level of each tone is indicated at the bottom of the chart, and for
each tone the level either increases or decreases uniformly with time.
The scale of intensity levels given in the chart is puzzling; the
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Then we see "A sub-divisible time quantum will be called the
fundamental phase" (III, 16) emphasizing again the misuse of these
terms. This is followed by the descriptionof the fractions %, 1, etc.
as irrational values. The term irrational applies to numbers like \/2
which cannot be expressed as fractions; all fractions are rational.
(His statement in the same paragraph, "Even today, it is quite im-
possible to make a musician play a single % or % of a fundamental
phase ['counted value']"makes one wonder about the caliber of the
musicians of his acquaintance.) His "fundamentalphase" is then
divided into two halves, three thirds, etc. rorminga harmonicphase-
spectrum (III, 17), thus adding an intriguing new word to the
vocabulary.
There follows (III, 17) the paragraphstarting "In the harmonic
spectra of pitch, the fundamentalphase is also describedas the funda-
mental tone. We choose the term formants for the single harmonic
divisions. Thus the first formant is the fundamentalphase itself, the
second formant is the fundamentalphase divided by two, etc." The
word formant appearedbriefly in V. I, but was not defined. Now it
is defined, and the definitionis a flagrant misuse of acoustical terms.
As mentionedearlier, a musical tone is made up of a numberof simple
tones called partials or partial tones. The partials may or may not be
harmonic; harmonic partials have frequencies 2, 3, 4 ... etc. times
a lowest frequency; this lowest frequency, the fundamental, deter-
mines the pitch of the tone, although it may be completely absent.
(Use of the term "overtone"is discouraged.) A formant, on the other
hand, is a fixed frequency characteristic of, for instance, a vowel
sound. If the vowel "E"as in "eat"is produced,all of the partials that
are associated with the fundamental vocal frequency, and whose
frequencies lie in the neighborhoodof 2,300 cycles per second, will
be reinforcedby resonancein the vocal cavities of the head, whatever
the fundamentalfrequency of the vowel sounding in the head. This
fixed frequency is a formant characteristic of this vowel. To call
partialtones "formants"is a dismal display of ignorance. Stockhausen
likes the sound of the word and uses it a great deal from here on,
but never correctly.
By this time our patiencebegins to wear thin. We see "synchroniza-
tion of the formants"(III, 18), reminding us of Schillinger's "inter-
ference of periodicities"6and being just as much a pseudo-learned
discussion. We see "the following intensity-curvefrom the superposi-
tion of a second and a third formant (such a curve is called an
'envelope curve')" (III, 19) followed by Ex. 6. The curve shown is
6 John Backus, Journal of Music Theory, Vol. IV, November 1960, p. 221.
* 168 *
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quently used with this meaning and no other, and terms borrowed
from another field must be redefined in their new usage. From this
standpointthe authorsof Die Reihe cannot be said to have a technical
language. Their discussions do not make their reasoning clear, but
rather the contrary.
If we boil down Die Reihe to see what solid content it has, we
find first that the amountof valid scientificmaterialvaporizesimmedi-
ately; next, the technicaljargon boils off, taking quite a time to do so,
since there is so much of it; and finally, what remainsis a microscopic
residuumconsisting of nothing more than a mystical belief in numer-
ology as the fundamentalbasis for music.
In fact, the articles in this periodical conform to all the best
traditions of pseudo-scientificwriting in their disregard of accepted
meanings of scientific terms, their unintelligibility, and their complete
lack of any reference to the results of other workers as support for
their statements.
In fairness, we should mention the article of Werner Meyer-Eppler
(I, 55) as an exception: It is an interesting account of some experi-
mental results in psycho-acoustics,is adequatelysupplied with refer-
ences, and is a model of lucidity as compared with the companion
articles. This author obviously knows his subject. The other authors
obviously have a great deal to learn before their writings can begin
to have any scientific validity.
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