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The Golden Ratio

Rune Pettersson Lennart Strand

Abstract
The principle of the Golden Ratio has been used in art and architecture for 2,500 years to create harmonious propor-
tions. Many handbooks on typography and graphic design recommend the use of the Golden Ratio. “Is the Golden
Ratio really a good principle?” No, it is rather a myth. In this study we found that there is a big variety of what subjects
consider as a harmonious book page. Subjects did not choose alternatives built on the principle of the Golden Ratio.

Introduction segment is to the number one, plus the root of five. The
The Golden Ratio is also known as the Golden result is 1.6180339887 respectively 0.6180339887. The
Section1, The Golden Mean, or the Divine Proportion. It number 1.6180339887 is called the Golden Ratio Quota.
is an irrational number of a line divided into two segments. In the early 20th century the American Mathematician
The ratio of the whole segment (a+b) is the same to the Mark Barr named this irrational number “phi” in honor
larger segment as the larger segment is to the shorter of the Greek Sculptor Phidias (Livio, 2002, p. 5). Histo-
segment (Figure 1). rians believe that Phidias lived circa 490–430 B.C.
He was, among other things, responsible for the
Figure 1 artistic ornamentation of the Parthenon temple on the
The Golden Ratio, (a+b)/b = b/a Acropolis in Athens, Greece. According to Livio (p. 74)
the Parthenon is, however, not built in accordance with
the principle of the Golden Ratio, but many authors of text-
a b books believe that it is.
According to the Swedish “Nationalencyklopedin”3
Historical Background the term “goldene schnitt” (the Golden Ratio) was first
According to Mario Livio (2002, p. 3) the first clear used by the German Adolf Zeising4 in his book Neue Lehre
definition of this irrational number, later known as the von der Proportionen des Menschlichen Körpers (1854).
Golden Ratio, was around 300 B.C. given by Euclid2 of The principle of the Golden Ratio is comparable to
Alexandria, Egypt. The mathematical relationship forms the well-known “Fibonacci numbers”: 1, 1, 2, 3, 5, 8, 13,
an irrational number, i.e. a number that never ends. The 21, 34, 55, 89, and so forth. In this sequence any term after
number is called “the Golden Ratio”, or “phi”, which is the first two is the sum of the previous two terms. This
a letter in the Greek alphabet (Figure 2). A Latin phi looks property is a close approximation of the Golden Quota
like an “o” with a crossing, slightly angled line. (8/5 = 1.6). A Golden Rectangle therefore has sides of
approximately the same proportions, 8/5. Any such
Figure 2 rectangle is enlarged by being multiplied by 1.62, and
Phi In The Greek And In The Latin Alphabet reduced by being multiplied by 0.62.
When we divide a rectangle according to the Golden

OO
Mathematically the relationship between the two
Ratio (to the left in Figure 3) by adding a square, the rest
of the original rectangle (the black surface) gets the
Golden Ratio. In theory we can repeat this process forever;
in reality though, there are always physical limits to this.

Figure 3
segments can be described as
Dividing According To The Golden Ratio
(1 + 1x)/x = x/1
x2 = x + 1

The relationship between the shorter one of two


segments to the number two is the same as the larger
When diagonal lines are drawn in a pentagon, several formats for printed matters with a page ratio of 1:1.414.
examples of the Golden Ratio emerge (Figure 4). At the The A-series can be traced back to a French law from 1798
same time “phi” is the property between the diagonal and for certificate papers. The most common format in the A-
one side in the pentagon. The five-point star is used in series is the A4, which is 297 mm high and 210 mm wide.
many ways. Another standard format for printed matters is the G-
series. A common G-format is 338 mm high and 239 mm
Figure 4 wide. In USA the A-format is not used. Here the most
The Golden Ratio common format is the US-letter, which is 279.5 mm high
and 216 mm wide.

Screens
The size of computer screens and television screens
is measured diagonally in inches. Computer screens are
Traditionally, the golden rectangle is considered quite often 12, 14, 15 or 17 inches. Television screens are
aesthetic in the western world (Arnheim, 1974; Berndal often larger, normally 26 or 28 inches, but in recent years
and Frigyes, 1990; Koblanck, 1999; Pettersson, 2002). much larger screens have been developed.
The principle of the Golden Ratio has been used in art and Projected images come in various formats for moving
architecture for 2,500 years to create harmonious propor- pictures and for still pictures. In the old standard 8-mm-
tions. film the picture screen is circa 3.5 by 4.5 mm. A Super-
The Golden Ratio is a well-known standard format for 8-camera has a picture screen circa 4.5 x 5.5 mm. The
flags, fine art, symbols and more. The Golden Ratio was screen in a 16-mm film camera is 9 x 10 mm.
much used in painting academies in the 19th century. In 35-mm film the picture size varies, one common
For many years designers and fine artists have been format is 18 x 24 mm. The picture size on films with a
using, and are still using, the proportions of the Golden sound track is 18 x 22 mm. Also in 70-mm films the screen
Ratio in their work. It can be used in paintings, page can vary, one format is 19 x 43 mm.
formats, or picture formats in print products, e.g. in books. There have been many different sizes for still photo-
Furthermore, handbooks in typography and graphic graphy with sheetfilm and roll film; miniature formats (8
design recommend the use of the Golden Ratio. In her x 11 mm, 12 x 17 mm, 13 x 17 mm), Viewmaster (8 x 10
book Creative Advertising, Sandra Moriarty (1991, p. mm), film cartridge 126 (28 x 28 mm), “slide format” (24
237) noted that: “Most quality books and magazines use x 36 mm), half format (18 x 24 mm), robot format (24 x
page sizes that are close to a 3:5 ratio. The amount of type 24 mm), medium format (40 x 40 mm, 45 x 60 mm, 60
on the page relative to the overall page size is roughly 3:5. x 60 mm, 60 x 70 mm, 60 x 90 mm and 56 x 72 mm) and
The proportions of the page margins to the text area are big formats (90 x 120, 120 x 165, 130 x 180 and 180 x
also 3:5”. The Penguin publishing house has used the page 240 mm), and direct format (78 x 78 mm and 68 x 90 mm).
format 111x180 mm (3:4.9) for more than half a century
(Bringhurst, 2004, p. 157). We Need An Index
Still, we haven’t found any other explanation for these It may be difficult to compare different formats in
recommendations than the Golden Ratio has always been photographs, and formats of for example books. The
used. Therefor we found a reason to ask: ”Is the Golden values become subjective. However, to objectivly
Ratio really a good and practical principle when it comes compare different page formats we can use an index. Such
to proportional formats of various kinds?” an index may be calculated as the hight/width x 100.
With this index rectangular horizontal formats get
Standard Formats index values under 100. Very wide formats get low index
When taking out any number of books from a book numbers. This is regardless of how large the individual
case it is apparent that size and design vary quite a lot. pages are. All square formats get an index of 100 (Figure
Comparably there are also different formats on computer 5). All vertical formats get index values over 100. Very
screens, and also of projected images. high formats get high index values.
A picture or a book page that is designed according
Paper to the Golden Ratio gets an index of 62 when the format
The most common paper format in Sweden is the A- is horizontal, and an index of 162 when the format is
format. The A-series comprises international standard vertical.
Figure 5 three points between the lines on the pages.
Some Index Values Two of the six layout variants are based on the X-law.
The body type is normal in one of these examples, bold
in the other. Two of the layout variants are based on the
principle of the Golden Ratio. Also, the body type is
normal in one case and bold in the other. One of the
Golden
Golden Ratio = 62 Square = 100 Ratio = 162 examples is based on Pettersson’s own model for study
books and compendia in A4-formats (Pettersson, 2003a).
Finally one of the layout variants is based on
Hellmark’s model for traditional book typography
(Hellmark, 2000). The six variants were randomly sorted
for each subject.
Over all, 32 students participated in the project. They
Projected slide were asked to carefully study the six variations and rank
Cinemascope = 46 = 65 them. There is a relatively large spread in their percep-
tions. All six layout variants were ranked according to the
alternative “best,” or “second best” by at least one person.
Taken together two clear groups emerge, one group that
Projected
IMAX = 69 TV = 76 overhead is considered “better”, and one group that is considered
= 78 “not as good.”

Figure 6
Typographical Data For The Best Legends

A-series Headline Headline Headline Headline


US-letter = 141 level 1 level 2 level 3 level 4
A-series = 71 = 129 G-series
= 141 Font Helvetica Helvetica Helvetica Helvetica
Style Normal Normal Normal Normal
Align-
Centered Centered Left Left
Different Levels Of Legends ment
According to Berndal and Frigyes (1990) the Golden
Size 30 24 18 12
Ratio has been used in the past to estimate suitable levels
for headlines in a document. The size of bodytype is multi- Leading 36 30 24 15
plied with 1.62, and then rounded off. If the bodytype is Space
ten Didot points (=10.7 pica points), and there are four 50 33 18 15
before
levels for headlines in the document, the following sizes
are adequate: 10, 16, 26 and 42 Didot points5. Space
62 12 3 0
In one experiment Pettersson studied how subjects after
percieved different headings. In the fall of 2002, students Size 150 75 45 30
at Mälardalen University in Sweden were asked to
Number
carefully study and then rank six variants of layouts 10 5 3 2
of lines
(Pettersson, 2003a, p. 45).
The research material comprised two A4-pages with
text. The text was the first part of a chapter in a textbook To the “better group” belongs: classic book typog-
that the students used. In order to make room for four levels raphy (average ranking 2.5), the x-law with normal
of legends on both pages, it was necessary to shorten the bodytype (average ranking 2.6) and Pettersson’s model
text some. The type width was increased from 135 milli- for study books (average ranking 2.8). These three
meters to 150 millimeters and the type was centered on variants are considered clearly better than the ones that
the pages. The body type was Palatino in 12 points. It was belong to the “not as good” group.
The “not as good” group consists of the X-law with pages. The women’s most harmonious book page is 22.4
bold texttype (average ranking 3.8), and the two layout cm high and 16.2 cm wide. The area of this page is 368
variants that are based on the principle of the Golden Ratio square centimeters.
(average ranking 4.6; and 4.7).
In the alternative that was considered best the Figure 7
headlines were 30, 24, 18 and 12 points (see Figure 6). The Most Harmonious Area Of A Book Page
In the two lowest ranked alternatives, that both are based
on the principle of the Golden Ratio, the headline types 50
were 50, 30, 20 and 12 points. The principle of the Golden
Ratio apparently gave too much difference between the
type sizes. Also note that the two variants with bold 40
headlines belong to the ”not as good” group.

Study Of Book Pages 30


In order to study if, or and to what degree, the Golden Number
Ratio is a good principle when it comes to design of of
subjects
harmonious book pages, we have carried out a study in 20
two parts. In the fall of 2004 students at Mälardalen
University were asked to fold a white paper, size 45x45
cm, to a book page that they felt was the most harmonious. 10
There was no time limit. The folded papers were anony-
mously handed over to a Research Assistant. The students
were asked to mark their gender on top of the page, a K 0
for kvinna (woman), and a M for a man (man). Before 0 200 400 600 800 1000 1200
the test started we formulated three hypothesis: cm2
1. Most pages will not have the proportions of the
Golden Ratio. The most harmonious page for the male participants
2. There is no difference in perception between men is 23.6 cm high and 17.4 cm wide. The area is 423 square
and women of what is considered the most harmoni- centimeters. The “male” book page is larger (115%) than
ous book page. the womens mean page. However, the difference is not
3. Adults can be prejudiced by the proportions of the statistically significant. The difference may be attributed
Golden Ratio when it comes to harmonious book for- to chance. (Average ranking for men = 69.38 and for
mats. women 60.00. A Mann-Whitney test gives z = 1.40, p =
A Research Asisstant measured all pages and noted 0.163).
the students’ gender, as well as the height and width of It is very clear however, that all the variables, height,
the pages, in an Excel spread sheet. The Excel program width, area, and index, clearly differ from a normal distri-
calculated the index and the area of each page. The bution. Let us therefor look at the spread of median values
program also calculated mean values, mean indexes for for men and for women.
the women pages, the men’s pages, and for the whole The median value for the women’s most harmonious
group (see Figures 7–11). book page is 22.5 cm high, and 15.5 cm wide. Here the
Of all 126 subjects, 120 chose a vertical format. The area is 337.5 square centimeters, which is less than the
mean index was 137. This format is close to the European mean value of 368 square centimeters.
standard of office format (141). As noted earlier, a book The median value for the men’s most harmonious
page designed with the principle of the Golden Ratio has book page is 22.5 cm high, and 16.0 cm wide. The area
index 62 in a horizontal format, and 162 in a vertical here is 360 square centimeters, which is less than the mean
format. The first hypothesis was thereby confirmed. Most value of 423 square centimeters.
students did not create book pages according to the The median value for the whole group’s most harmo-
principle of the Golden Ratio. nious book page is 22.5 cm high, and 15.8 cm wide. The
At first sight one gets the impression that the men and median value for the whole group is 344.2 square centi-
the women that participated in our survey have different meters, which is less than the mean value of 389 square
preferences when it comes to the size of harmonious book centimeters.
Figure 8 What happens then in a country with a different
Index Values For Selected Boook Formats commonly used paper format? The USA is not using the
A-series. The common format is US-letter. This format
Frequency is slightly lower and slightly wider than the A-series. The
50 size is 279.5 mm high and 216 mm wide, which gives an
index of 129.4. This is even farther from the proportions
of the Golden Ratio than for the A- and G-formats.
40 We therefore extended the study to include American
subjects. American colleagues asked their students to
participate in our project. The American students got a
30 short written instruction. They were asked to get a big
Number
of square paper, and fold this into a harmonious book page.
subjects Then they were asked to measure the height and width
20 of the folded paper, and e-mail the results to a Research
Assistent. The students also marked the paper with a W
for women, and with a M for men.
10 A Research Assistant noted the subject’s gender, and
the height and width of the harmonious book pages in
another Excel file. All 44 subjects chose a vertical format.
0 The mean index was 136, which is equivalent to the
0 60 90 120 150 180 210
Swedish results. There was no notable difference between
Index
women (137) and men (135) when it came to their choice
There is no significant difference between women of harmonious book formats (Figure 10).
(index = 138) and men (136) when it comes to page
formats (Figure 9). This small difference is not statisti- Figure 10
cally significant. (Average order of rank for men = 69.11, Opinions From Subjects In USA
and for women 60.16. Mann-Whitney test gives z = 1.33,
p = .183). Thereby also the second hypothesis is Mean Mean Mean
confirmed. There is no difference between the perceptions Mean
Gender Number height width area
of women and men when it comes to a harmonious format index
(cm) (cm) (cm2)
on a book page.
Women 27 21.4 15.6 333 137
Figure 9 Men 17 23.1 17.1 395 135
Opinions From Subjects In Sweden.
All 44 22.1 16.2 363 136

Mean Mean Mean


Mean American men and women did not show any signif-
Gender Number height width area
index
(cm) (cm) (cm2) icant preference when it came to the size of book pages.
The most harmonious book page format for the women
Women 79 22,4 16,2 368 138
was 21.4 cm high and 15.6 cm wide. The area is 333 square
Men 47 23,6 17,4 423 136 centimeters. The male subject’s most harmonious format
All 126 22,9 16,7 389 137 was 23.1 cm high and 17.1 cm wide. The area is 395 square
centimeters. American men chose slightly larger book
formats (119%) than women.
If we erase the extreme values and calculate the When it comes to harmonious formats of book pages
median value the sum is 142 for the whole group, which there are apparently no significant differences between
is very close to the index for commonly used office papers. subjects that live in Sweden compared to those that live
It is easy to believe that our perception of the proportions in the USA (Figure 11). The third hypothesis was not
for a harmonious book page is affected by the paper we confirmed. We did not find that adults are prejudiced by
use daily. In Sweden the A-paper format is common. For the proportions of the Golden Ratio when it comes to
both the A-series and the G-series the index is 141. harmonious book formats.
Figure 11 Notes
Opinions From All Subjects In The Study. 1. The term “golden schnitt” (Golden Ratio), may have
been used for the first time in 1835 in the second edi-
Mean Mean Mean tion of Martin Ohm’s book Die Reine Elementar
Mean Mathematik (Livio 2002, p. 6).
Country Number height width area
index 2. Euclid is called the founder of geometry as a formal-
(cm) (cm) (cm2)
ized deductive system.
Sweden 126 22.9 16.7 389 137 3. The National Encyclopedia.
USA 44 22.1 16.2 363 136 4. Zeising is the author of one of the most extensive
works on the Golden Ratio, Der Goldene Snitt, pub-
All 170 22.7 16.6 382 137 lished in 1884 (Livio, 2002, p. 73).
5. In the Didot system 12 points = .1780 inch. In the
Pica system 12 points = .1667 inch.
Discussion
In an earlier study, groups of subjects were asked to References
evaluate the importance of research results regarding Arnheim, R. (1974). Art and Visual Perception: A Psyc-
sender processes respective to reciever processes, in text hology of the Creative Eye. Berkeley, CA: Universi-
design, in image design and in graphic design (Pettersson, ty of California Press (rev. ed.).
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perception of the importance of research results in graphic Stockholm: Bokförlaget T. Fischer, & Co.
design were very divided among the different participants. Bringhurst, R. (2004). The Elements of Typographic Sty-
This study showed a wide spread of values, and it was not le version 3.0. Vancouver B.C: Hartley & Marks.
at all possible to make a clear ranking of the different Hellmark, C. (2000). Typografisk handbok. Stockholm:
variables. The area of graphic design was mainly charac- Ordfront förlag.
terized by strong disagreements between the groups of Koblanck, H. (1999). Typografi och grafisk design.
subjects. It was obvious that people have their individual Stockholm: Bonnier Utbildning.
opinions regarding graphic design. Livio, M. (2002). The Golden Ratio. The Story of Phi.
Now we have two extensive studies of the perception The World's most Astonishing Number. New York:
of the Golden Ratio. The first study was about the Broadway Books.
perception of various levels of legends. The second study Moriarty, S. E. (1991). Creative Advertising. Theory
was about the perception of a harmonious book page. In and Practice. Englewood Cliffs, NJ: Prentice Hall.
this study we found that there is a large variety in the values Nationalencyklopedin. (1989-1996). Nationalencyklo-
of what a harmonious book page is; we also found some pedin. Höganäs: Bokförlaget Bra Böcker.
“extreme values”. Nationalencyklopedins nätupplaga: http://www.ne.se/
Still, it is possible to see clear results when it comes Pettersson, R. (2002). Information Design, An introduc-
to perceptions of the Golden Ratio. Not in any cases did tion. Amsterdam/Philadelphia: John Benjamins Pu-
any one of the subjects choose an alternative that is built blishing Company.
on the principle of the Golden Ratio. In both studies the Pettersson, R. (2003a). Rubriker - bruk och missbruk.
subjects have chosen alternatives with a lot less differ- Stockholm: Stiftelsen Institutet för mediestudier.
ences between the sizes of legends and the heights and Pettersson, R. (2003b). Gearing Communications to the
widths of book pages. Our opening question was whether Cognitive Needs of Students: findings from visual li-
the principle of the Golden Ratio is a good principle when teracy research. IIID, Preparing for the Future of
it comes to book design. Our answer is “No, the Golden Knowledge Presentation, Chicago, USA, May 30-
Ratio is not a good principle when it comes to book 31, 2003.
design.” Published in Journal of Visual Literacy, Autumn
Our next natural step is to study the use of different 2004, 24, 129–154.
formats of pictures in books, in magazines and in other
publications as also here it is often recommended to use
the Golden Ratio as a good principle of design.

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