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Molecular Psychiatry (2006) 11, 11–17

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PERSPECTIVE

Cure therapeutics and strategic prevention: raising the bar


for mental health research
TR Insel1 and EM Scolnick2
1
NIMH, Bethesda, MD, USA and 2Broad Institute of MIT and Harvard, Cambridge, MA, USA

Mental disorders cause more disability than any other class of medical illness in Americans
between ages 15 and 44 years. The suicide rate is higher than the annual mortality from
homicide, AIDS, and most forms of cancer. In contrast to nearly all communicable and most
non-communicable diseases, there is little evidence that the morbidity and mortality from
mental disorders have changed in the past several decades. Mental health advocates,
including psychiatric researchers, have pointed to stigma as one of the reasons for the lack of
progress with mental illnesses relative to other medical illnesses. This review considers how
the expectations and goals of the research community have contributed to this relative lack of
progress. In contrast to researchers in cancer and heart disease who have sought cures and
preventions, biological psychiatrists in both academia and industry have set their sights on
incremental and marketable advances, such as drugs with fewer adverse effects. This essay
argues for approaches that can lead to cures and strategies for prevention of schizophrenia
and mood disorders.
Molecular Psychiatry (2006) 11, 11–17. doi:10.1038/sj.mp.4001777
Keywords: recovery; remission; prevention; pathophysiology, drug development

Introduction research has generally sought incremental advances.


Here we ask: What would be a strategy for seeking a
Health care 100 years ago was dominated by acute, cure for a mental disorder? What are the impediments
infectious diseases.1 Chronic infectious and non- to raising the bar? How can we ensure that less than
infectious diseases, such as tuberculosis, syphilis, 100 years from now schizophrenia, mood disorders,
leprosy, and the mental illnesses were frequently and autism will join the ranks of leprosy, syphilis,
confined to large public institutions where treatments and tuberculosis?
were largely custodial. After 100 years in this country,
most acute infectious illnesses are preventable or
curable. In 2005, we find ourselves in the era of
chronic illnesses.2 Many of the chronic illnesses of The public health challenge
1905, such as leprosy, syphilis, and (until recently)
tuberculosis, have become so rare as to be unknown As a starting point, it is important to recognize the
by young physicians. The conspicuous exception in challenge. Mental illnesses are common, chronic, and
this history of progress is mental illness. In spite of disabling. The recent National Comorbidity Survey-
new medications and psychosocial treatments, men- Replication (NCS-R) study used a population-based
tal illnesses, such as schizophrenia and mood approach to estimate the prevalence of mood, anxiety,
disorders, are as much of a public health challenge and substance use disorders in a household survey.3
now as they were a century ago. Mental illnesses are Even leaving out schizophrenia, 6% of this household
increasingly recognized to be chronic and disabling, population was identified as having a ‘serious’
belonging to a group of serious medical illnesses that disorder, defined as a suicide attempt with serious
includes heart disease, cancer, and diabetes. How- lethal intent, work disability or substantial limita-
ever, as we argue throughout this essay, researchers tions, or being out of role for at least 30 days in the
continue to approach mental illnesses as fundamen- past year. As the NCS-R did not count some of the
tally different from these other medical diseases. most severely disabled who are in hospitals, prisons,
While the goals of biomedical research for heart or homeless, the 6% estimate must be considerably
disease, diabetes, and cancer are generally cure and lower than the rate of severe disability from mental
prevention, very little research for the mental ill- illness in the general population. Indeed, schizophre-
nesses has set the bar this high. Mental illness nia affects roughly 1% of the population; most people
with this disorder are unemployed, unmarried, and
on public assistance.4 Autism spectrum disorder, also
Correspondence: Dr TR Insel, NIMH – Room 8235, 6001 Executive
Blvd., Bethesda, MD 20892, USA. not counted in the NCS-R, has been estimated to
E-mail: insel@mail.nih.gov affect between 0.3 and 0.6% of children, many with a
Cure therapeutics and strategic prevention
TR Insel and EM Scolnick

12
lifelong absence of language and severe social little progress on some of the most serious mental
deficits.5 disorders. While we are seeing recent reductions in
In an attempt to quantify the public health burden deaths from cardiac disease, AIDS, certain cancers,
of each of the major medical illnesses, the World and even homicide, the mortality rate as measured by
Health Organization launched the Burden of Disease the number of suicides has changed little in the past
study. This study, which used the metric of ‘dis- century.7 Are we reducing morbidity? The epidemio-
ability-adjusted life years’ to take into account the logical data on prevalence and severity are not
duration as well as the severity of the disability, encouraging. Clearly, more people are receiving
identified mental illness as the number one source of treatment over the past decade, but there is little
disability from all non-communicable medical causes evidence thus far that this has led to reductions in
in developed nations.6 Relative to other major sources disability.10
of morbidity and mortality, such as heart disease,
cancer, and stroke, mental illnesses are chronic and
Progress: the glass half full
they strike early in life. In the 15–44-year-age bracket,
depression and substance abuse disorders account for This sober accounting of the state of mental health
more than 50% of the disability from all medical care neglects substantial progress in many areas. For
causes. Indeed, as shown in Table 1, all of the top five the most common major illnesses, we now have
sources of medical disabilities are mental disorders in medical and psychosocial interventions of proven
this age bracket in the US and Canada. efficacy in randomized, controlled trials. Exceptions
It is also clear that these illnesses account for include anorexia nervosa and autism where we still
considerable mortality. There are approximately lack large-scale, controlled trials. However, even for a
30 000 suicides in the US each year, with 90% related chronic, disabling illness like schizophrenia, we have
to a mental disorder.7 This is greater than the number medications that predictably reduce most of the
of deaths from homicide (18 000), AIDS (20 000), and positive symptoms, allowing patients to leave hospi-
all but three forms of cancer (lung, breast, and colon). tals. Many patients with mood disorders will respond
While suicide is usually associated with depression, to treatment and some will recover completely.
the relative risk of death from suicide is increased How does this availability of effective treatments
nearly 10-fold in schizophrenia and 50-fold in square with the persistent morbidity and mortality of
anorexia nervosa.8,9 these disorders? The traditional answer is that we fail
What is perhaps most surprising in looking at at service delivery, that is, too few patients receive
morbidity and mortality data is that we have made so evidence-based interventions. There are good data to
support this argument. The PORT study demonstrated
the low rate of use of several evidence-based
treatments for schizophrenia.11 A recent meta-analy-
Table 1 Defining the public health burden at the beginning
sis of 28 studies demonstrates that family psycho-
of the 21st century
education can reduce relapse in schizophrenia by
Causes of disability by illness category (all ages) 50%, but only 31% of patients receive this relatively
Mental illness 26.1 cost-effective intervention.12,13 The NCS-R study
Alcohol and drug use 11.5 reports that only 50% of those with depression
Respiratory diseases 7.6 receive any treatment and approximately 20% receive
Musculoskeletal diseases 6.8 minimally adequate care.10 Cognitive behavioral
Sense organ diseases 6.4 treatment has been demonstrated to be an effective
Cardiovascular diseases 5.0 psychotherapy for mood and anxiety disorder, but a
Dementias 4.8
recent survey documents that the majority of psy-
Injuries 4.7
Digestive diseases 3.4
chotherapy training programs in the US do not
provide adequate training in this or any other
Causes of disability by specific illness (ages 15–44 years) evidence-based treatment (Weissman, 2005, personal
Unipolar depression 28.1 communication).
Alcohol use 15.4
Drug use 4.8
Bipolar disorder 3.7 Limitations: the glass half empty
Schizophrenia 3.4 While there can be little doubt that we have not fully
Hearing loss (adult onset) 2.4 utilized the available treatments, it is important to
Migraine 2.3
recognize that the available treatments are insuffi-
Asthma 2.3
Iron-deficient anemia 2.2
cient. To repeat an oft-used metaphor from the history
Diabetes mellitus 2.2 of polio, while we can continue to make more and
better iron lungs available, we also need to go after the
Values represent percent of disability due to either class or vaccine. All current medical treatments for mental
specific illness. Disability defined by WHO as years lost due illnesses are palliative, none are even proposed as
to disability for all medical illnesses (excluding commu- cures. Yes, too few people receive evidence-based
nicable diseases).6 palliative care. However, to stretch the polio meta-

Molecular Psychiatry
Cure therapeutics and strategic prevention
TR Insel and EM Scolnick

13
phor, we have not yet gone after the vaccine. Indeed, how many or which patients with schizophrenia will
while the recent President’s New Freedom Commis- recover with the optimal combined application of
sion on Mental Health Care proclaimed ‘recovery’ as current medical and psychosocial interventions. And
the goal of mental health care, few research studies our expectations continue to be limited. For instance,
have aimed for ‘recovery’ as an outcome.14 the recent consensus definition of remission for
In fairness, researchers may avoid the term ‘recov- schizophrenia developed by an American Psychiatric
ery’ because it is difficult to quantify. Remission has Association working group does not even include a
been a more widely accepted term, with several requirement of improved functioning, which many
attempts to provide consensus definitions of remis- patients and families view as the essence of recov-
sion in mood disorders and schizophrenia.15–17 ery.17
Resnick et al.18 have recently described two defini- Are treatments for mood disorders much better?
tions of recovery: recovery as an outcome (which Antidepressants, the third most commonly prescribed
might be defined as remission over an extensive class of medications in the US, have been shown to
duration) and recovery as an orientation (defined as reduce the symptoms of major depressive disorder,
life satisfaction, hope and optimism, knowledge but these drugs are generally better than placebo only
about mental illness and services, and empower- after 6 weeks of administration and in most studies,
ment). While the latter definition of recovery may be patients on medication continue to have substantial
more achievable with the provision of current depressive symptoms.22 A consensus definition of
services as envisioned by the President’s New Free- remission published in 1991 has helped the field to
dom Commission, we suspect this goal would fall far measure remission as a target in the treatment of
short of what most researchers in cancer or heart major depressive disorder. How often do SSRIs result
disease would accept as success. We suggest that in in remission? In a large-scale effectiveness study of
mental illnesses as in other medical illnesses, we the SSRI citalopram less than a third of patients met
need to aim for a goal of recovery defined by a criteria for remission (defined as a 17 item Hamilton
complete and permanent remission. In other areas of Rating Score < 8 or last observed QIDS-SR16 of < 6)
medicine, this approach has been called ‘cure after 12 weeks of treatment.23 Placebo was not used as
therapeutics’ (URL: www.jdrf.org). a comparison for this trial, so it is not clear how many
If cure therapeutics is the goal, how insufficient are of these patients would have recovered without active
today’s treatments for mental illnesses? For some medication. However, even accepting that roughly
disorders such as autism and anorexia nervosa, we one-third meet criteria for remission, is the treatment
simply lack biomedical treatments for the core sufficient? In an illness characterized by intense
symptoms. For others, such as schizophrenia, current emotional suffering, hopelessness, and suicidal idea-
treatments target only select symptoms. Neuroleptics, tion, should we be satisfied with treatments that
both conventional and atypical antipsychotics, re- require several weeks to be effective and will not lead
duce psychotic symptoms but may not treat the to remission in the majority of patients? Would our
cognitive deficits or negative symptoms of schizo- colleagues in medicine be satisfied with these out-
phrenia.19 While five decades of research have shown comes for an illness characterized by intense pain,
that antipsychotics have greater efficacy than placebo high morbidity, and a 4% mortality rate?
for reducing hallucinations and delusions in schizo- In considering the shortcomings of current treat-
phrenia, the effectiveness of these drugs remains ments, one can hardly ignore the absence of progress
disappointing. The recent Clinical Antipsychotic in developing medications with new mechanisms.
Treatment Intervention Effectiveness (CATIE) trial While scores of new antipsychotics and antidepres-
demonstrated that only about one in four patients sants have been introduced over the past three
with chronic schizophrenia continued either a first or decades to reduce side effects or improve efficacy,
second generation antipsychotic throughout an 18- virtually all of these ‘new’ medication are simply
month trial.20 An analysis of the 1490 patients who variations on old themes. In contrast to other areas of
began this trial revealed that less than 10% met cross- medicine, there have been few medications with new
sectional criteria for symptomatic and functional mechanisms of action developed in the past three
remission at the 18-month end point (S Scott, decades for schizophrenia and depression (Figure 1).
personal communication). Of course the patients in In fact, after more than three decades, we do not truly
CATIE were chronically ill and partially treatment know the mechanisms or targets for the first genera-
resistant, so a low rate of recovery should not be tion medications, so one can hardly be certain if
surprising. However, even in a 5-year follow-up of newer atypical antipsychotics or SSRIs represent
118 schizophrenic patients after their first episode of compounds with different mechanisms of action or
psychosis, only 13.7% met criteria for full remission simply chemical analogues with fewer or different
lasting 2 years or more.21 Schizophrenia remains a side effects.24
chronic, disabling disorder, just as it was a century
ago. We know that psychosocial interventions, such
A different approach
as supported employment and family psychoeduca-
tion, reduce relapse and may help patients to achieve Whether one focuses on the glass as half full or half
a life in the community. Surprisingly, we do not know empty, there can be little doubt that we need a

Molecular Psychiatry
Cure therapeutics and strategic prevention
TR Insel and EM Scolnick

14
16 Psychiatric Medications Modern Drug Discovery
14
# of Mechanistically

Clinical observation Molecular pathophysiology


Distinct Drugs

12
10
8
6
Mechanism of action Small molecule screening
4
2
0
1950s Present Animal studies Animal studies
Depression Schizophrenia Heart Disease

Figure 1 Drug development in the past 50 years. While


pharmacologic research in cardiovascular medicine and
Clinical trial Clinical trial
other areas of medicine has developed medications with
new mechanisms of action, psychiatry has enjoyed less
innovation in terms of drug development. Over the past 50 Figure 2 Pathways for drug development. The traditional
years, new medications for schizophrenia and depression pathway for medication development in psychiatry has
have been almost exclusively based on existing medications begun with a serendipitous clinical observation of efficacy
without developing compounds that have either new followed by intensive study of the drug’s actions. Based on
clinical targets (e.g. the cognitive deficits in schizophrenia neuropharmacology, new drugs have been developed with
or suicidal behavior in depression) or new molecular greater specificity or potency and these, in turn, are tested
mechanisms (beyond dopamine receptor blockade for in animal studies and clinical trials. This is a recipe for
schizophrenia or monoamine transporter or enzyme block- developing new drugs that will mimic existing drugs. The
ers for depression). modern approach to drug development begins with identi-
fying a molecular or cellular target based on pathophysiol-
ogy, then uses high throughput screening of small molecule
different approach for medication development for libraries to detect potential hits that can be refined by
mental disorders. For the past five decades, the medicinal chemistry into drugs for testing in animals and
ultimately adapted for clinical trials.
biological study of mental illness has been dominated
by the study of the action of the available drugs. In
retrospect, this might have been productive if the
drugs targeted the core pathophysiology of the the serotonin transporter promoter demonstrates that
disorders. Certainly, the study of insulin action has the short allele is associated with an increase in the
been useful for developing new approaches to vulnerability to depression.25,26 This allele also is
diabetes and research on adrenergic pharmacology associated with a reduction in the volume of Area 25
has been helpful for cardiovascular medicine. How- in the ventromedial prefrontal cortex, a region with
ever, as we have just reviewed, the available medica- one of the most intense serotonergic innervations in
tions in psychiatry are insufficient for treating the the forebrain.27 Along with reduced volume of this
disorders. Indeed, after five decades, we need to brain region, the short allele is associated with a
recognize that we may never get from neuropharma- functional dissociation of this region from the
cology to the pathophysiology of mental disorders. amygdala during the processing of negative affect.27
The canonical approach to treatment development Understanding how this allele alters development of
in psychiatry is essentially a recipe for developing Area 25 and affects functional connectivity in the
‘me-too’ compounds, as the entire process is based on forebrain could serve as a starting point for defining
developing drugs modeled on an existing, insufficient targets for major depressive disorder.
drug (Figure 2). In other areas of medicine, from heart However, the search for genomic variations asso-
disease to cancer, treatment development begins by ciated with mental illness is really just beginning.
defining pathophysiology (Figure 2). Through cell With the recent completion of the human haplotype
biology (identifying the tyrosine kinase for myeloid map and the advent of rapid genotyping capacity, we
cell division) or epidemiology (recognizing the role of should finally make rapid progress identifying some
cholesterol in heart disease), the process begins with of the vulnerability genes and thus critical pathways
target identification. for the pathophysiology of the major mental ill-
How will we identify new targets for mental nesses.28 In other complex genetic diseases, such as
disorders? This will happen just as it is happening age-related macular degeneration, this strategy is
in the rest of medicine, through research on the core already revealing new targets that would not have
mechanism of these diseases. There are three key been suspected based on decades of descriptive
steps in this process. First, comprehensive studies of research.29
people with these disorders, using genomics, tran- A second step, the use of in vitro screening, will be
scriptomics, and proteomics, should identify cellular critical for identifying new compounds. What we
pathways that are affected. This will undoubtedly be have learned elsewhere in medicine is that target
more difficult than in other areas of medicine, but identification is a long and high-risk process with
genetics is already providing some hints. The study of many false leads. It is also the easy part, in that

Molecular Psychiatry
Cure therapeutics and strategic prevention
TR Insel and EM Scolnick

15
cellular pathways frequently have specific pressure The approach described above has proven effective
points for modifying function and these may be for acute myeloid leukemia. The discovery of a single
implicated in many diseases. The second step, tyrosine kinase, BCR-ABL, with effects on myeloid
developing small molecules that affect these pressure transformation led to a small molecule, imitiab, that
points, may prove more difficult. Indeed, this step has has already revolutionized treatment of leukemia and
historically been ceded to the pharmaceutical indus- other blood disorders.34 This spectacular success is
try. The recent creation of a molecular library screen- notable because it lays out a pathway of discovery
ing centers network (MLSCN) in universities and the that could lead to cures of many illnesses based on an
NIH has, for the first time, encouraged academic understanding of pathophysiology, identifying targets
investigators to engage in the early phase of identify- for intervention, and developing effective small
ing small molecules for influencing specific cellular molecules. It is also notable because it is relatively
pathways.30 The MLSCN uses a library of small rare in medicine.
molecules, an array of assays recommended by the The great public health success stories of the past
field, and high throughput screening centers to century are largely stories of prevention. From
identify ‘hits’ for any given target. Of course, there sanitation to vaccines to smoking cessation to the
will be a vast amount of medicinal chemistry use of statins, we have proven much more successful
necessary to translate a ‘hit’ in a small molecule at pre-empting disease than curing it. What do we
screen into a drug, but this network promises to need to pre-empt or prevent mental disorders? As
increase the number and the range of targets that can with sanitation, there are undoubtedly public health
be interrogated. One might expect that early years of interventions that will change social norms and
this project will largely be focused on cancer and improve functioning. For instance, a nurse visitation
metabolic targets, but the advent of targets for mental program for new mothers reduces antisocial behavior
disorders should allow rapid development of new in their offspring even 15 years after the interven-
compounds for cell biology, some of which may tion.35 This is an important contribution but there is
graduate to medications with novel mechanisms of no evidence that such public health interventions
action. reduce morbidity and mortality of schizophrenia,
Once new compounds are available from in vitro mood disorders, or autism. Psychiatry will need to
screening, they can be tested in whole animals. develop strategies for prevention for each of these
Whereas ‘animal models’ in psychiatry have largely disorders.
been developed to simulate psychopathology and Two recent approaches offer promise. Most people
validated by their response to existing medications, with schizophrenia have symptoms of this illness for
drug discovery models are created based on a more than 18 months before they become overtly
pathologic mechanism and used to search for new psychotic.36 Studies of the prodrome have reported a
targets and ultimately new compounds. For instance, strategy to identify those who will go on to have a
the identification of the role of specific genes in psychotic break with 86% sensitivity and 91%
Alzheimer’s disease has led to the creation of flies, specificity.37 Analogous to identifying those at risk
fish, and mice with homologous alleles, a similar for myocardial infarction, one can imagine that early
phenotype, and a model system for testing new intervention could pre-empt the psychotic break and
interventions.31 While similar progress has been prevent the long-term disability of this illness. In
reported in a number of neurodevelopmental dis- cardiology, biomarkers (plasma lipids), family history,
orders recently, including Fragile X and Rett syn- and functional imaging are all critical for identifying
drome, we have not yet seen the first ‘animal model’ risk, and statins, exercise, and even surgical inter-
of a psychiatric disorder in which various genetic ventions are essential for prevention. In schizophre-
lesions are used to develop the phenotype.32,33 nia, we lack biomarkers and imaging has not yet been
Finally, new compounds can be tested in clinical developed for clinical use. Also, we do not know if
trials. Trials may increasingly be public rather than either medication or psychosocial interventions will
private. The NIH Roadmap as part of its effort to re- pre-empt a psychotic break. Nevertheless, we have an
engineer clinical research has proposed the develop- opportunity to develop a strategy for pre-emption that
ment of a national network of clinical trialists who could have an impact as great as or even greater than a
can move quickly to test the efficacy and the new, effective class of drugs.
effectiveness of new treatments. Networks have In many ways, PTSD is a disorder defined by a
already been developed in pediatric cancer and cystic failure of recovery. Following trauma, an acute
fibrosis, such that nearly every patient becomes a emotional response is expected and potentially
participant. The NIMH effectiveness trials, such as adaptive. Whereas, most individuals recover from
CATIE, STAR-D, and STEP-BD may represent the trauma, a small percentage subsequently develop
beginning of such a network for mental illness. PTSD, the actual percentage resulting from a complex
mix of individual vulnerability and the nature of the
trauma. Identifying who is at risk for PTSD could
Prevention
focus intervention efforts, much as we do now in
Our discussion to this point has focused on the cardiovascular disease. Shalev and co-workers have
development of new medications that could be cures. tested a transcriptional approach to identify a finger-

Molecular Psychiatry
Cure therapeutics and strategic prevention
TR Insel and EM Scolnick

16
print for susceptibility; others have recommended 10 Kessler R, Berglund P, Demler O, Jin R, Koretz D, Merikangas K et
specific clinical features of the early stress response al. The epidemiology of major depressive disorder. JAMA 2003;
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11 Lehman AF, Steinwachs DM. Patterns of usual care for schizo-
PTSD.38,39 We do not yet have the equivalent of phrenia: initial results from the Schizophrenia Patient Outcomes
cholesterol or Thallium imaging for PTSD, but the Research Team (PORT) client survey. Schizophr Bull 1998; 24: 11–
model clearly has promise as there are several 20.
behavioral and medical interventions that might pre- 12 McFarlane WR, Dixon L, Lukens E, Lucksted A. Family psychoe-
ducation and schizophrenia: a review of the literature. J Marital
empt the development of PTSD.40,41
Fam Ther 2003; 29: 223–245.
Note that both of these examples require a better 13 Resnick SG, Rosenheck HA, Dixon L, Lehman AF. Correlates of
understanding of the pathophysiology of mental family contact with the mental health system: allocation of a scare
disorders, not for developing interventions but for resource. Ment Health Serv Res 2005; 2: 113–121.
identifying risk. As in the rest of medicine, genomics 14 The President’s New Freedom Commission on Mental Health.
Achieving the Promise: transforming mental health care in
will be essential, but we will need epidemiology and America, Final Report, July 2003.
developmental neuroscience to understand how these 15 Frank E, Prien RF, Jarrett RB, Keller MB, Kupfer DJ, Lavori PW et
illnesses develop if we are to pre-empt them. al. Conceptualization and rationale for consensus definitions of
terms in major depressive disorder. Remission, recovery, relapse,
and recurrence. Arch of Gen Psychiatr 1991; 48: 851–885.
Conclusion 16 Nierenberg AA, Wright EC. Evolution of remission as the new
standard in the treatment of depression. J Clin Psychiatr 1999;
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17 Andreasen NC, Carpenter WT, Kane JM, Lasser RA, Marder SR,
medical illnesses. Currently evidence-based medical Weinberger DR. Remission in schizophrenia: proposed criteria and
and psychosocial treatments are not delivered to the rationale for consensus. Am J Psychiatr 2005; 162: 441–449.
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19 Hyman S, Fenton W. Medicine. What are the right targets for
Even with optimal care, many patients with mental psychopharmacology? Science 2003; 299: 350–351.
illness will not recover, where recovery is defined as 20 Lieberman JA, Stroup TS, McEvoy JP, Swartz MS, Rosenheck RA,
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23 Trivedi M, Rush J, Wisniewski S, Nierenberg A, Warden D, Ritz L
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24 Zipursky RB, Christensen BK, Daskalakis Z, Epstein I, Roy P,
Furimsky I et al. Treatment response to olanzapine and haloper-
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Molecular Psychiatry

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