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Article history: This article presents and compares several thermodynamic methods for the quantitative interpretation of
Received 28 August 2014 data from calorimetric measurements. Heat generation and absorption are universal features of microbial
Received in revised form 23 October 2014 growth and product formation as well as of cell cultures from animals, plants and insects. The heat pro-
Accepted 28 October 2014
duction rate reflects metabolic changes in real time and is measurable on-line. The detection limit of
Available online 13 November 2014
commercially available calorimetric instruments can be low enough to measure the heat of 100,000 aer-
obically growing bacteria or of 100 myocardial cells. Heat can be monitored in reaction vessels ranging
Keywords:
from a few nanoliters up to many cubic meters. Most important the heat flux measurement does not
Calorimetry
Biothermodynamic
interfere with the biological process under investigation. The practical advantages of calorimetry include
Bioprocess control the waiver of labeling and reactants. It is further possible to assemble the thermal transducer in a pro-
Enthalpy balances tected way that reduces aging and thereby signal drifts. Calorimetry works with optically opaque solu-
Oxycaloric equivalent tions.
Law of Hess All of these advantages make calorimetry an interesting method for many applications in medicine,
environmental sciences, ecology, biochemistry and biotechnology, just to mention a few. However, in
many cases the heat signal is merely used to monitor biological processes but only rarely to quantita-
tively interpret the data. Therefore, a significant proportion of the information potential of calorimetry
remains unutilized. To fill this information gap and to motivate the reader using the full information
potential of calorimetry, various methods for quantitative data interpretations are presented, evaluated
and compared with each other. Possible errors of interpretation and limitations of quantitative data anal-
ysis are also discussed.
Ó 2014 Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.ymeth.2014.10.035
1046-2023/Ó 2014 Elsevier Inc. All rights reserved.
4 T. Maskow, S. Paufler / Methods 76 (2015) 3–10
metabolic information are not available for interpretation of calo- organisms is designated in the following as biomass. The elemental
rimetric experiments. For this, the applicability of more simple composition of X1 = 1.70; X2 = 0.42 and X3 = 0.25 is typical for bac-
growth models assuming a constant heat production rate per cell terial biomass [14].
or per converted electron were successfully tested just recently
rS CHS1 OS2 þ rN NH3 þ rO2 O2 ! r X CHX1 OX2 NX3 þ r CO2 CO2
[11]. Finally, the recent tendency to simplify and to standardize
calorimetric measurements leads to potential misinterpretations þ r H2 O H 2 O ð2Þ
of calorimetric experiments [12,13]. ri
This review relates different types of calorimetric data interpre- with Y i=X ¼ rX
tation to the level of available information. It explains weaknesses follows Y S=X CHS1 OS2 þ Y N=X NH3 þ Y O2 =X O2 ! CHX1 OX2 NX3
and advantages of the evaluation methods. Also, causes of various ð3Þ
misinterpretations of calorimetric measurements are going to be
þ Y CO2 =X CO2 þ Y H2 O=X H2 O
discussed. Finally, the compromise between modern trends in The five unknown stoichiometric/yield coefficients Yi/X are not
respect to miniaturization and high-throughput measurements independent of each other. They have to fulfill four elemental bal-
and the requirement for more analytical information for a correct ances for C, H, O and N. This means the yield coefficients can be cal-
calorimetric data interpretation will be discussed. culated if one more conditional relation is known. This additional
relation can be the enthalpy balance which is also called the Law
2. Extracting quantitative information from the calorimetric of Hess (Eq. (4)).
signal
X
n X
n
DR H X ¼ ðY i=X Df Hi Þ ¼ ðY i=X DC Hi Þ ð4Þ
2.1. Data interpretations using the first law of thermodynamics i¼1 i¼1
ð7Þ
In fundamental research fully balanced calorimetric experi- is an enzymatically catalyzed cleavage of the ether bond (Eq. (7)).
ments can be applied to detect shifts in metabolic pathways, The question arises what happens with the cleavage products.
because a given pathway is always connected to a certain growth For clarifying that question a tiny amount of 2,4-DB was
stoichiometry. The growth stoichiometry in turn can be calculated added to a bacterial suspension and the degradation monitored
in advance by knowledge of the respective pathway using the YATP calorimetrically resulting in a reaction heat of 1149 ± 16 kJ/mol
6 T. Maskow, S. Paufler / Methods 76 (2015) 3–10
2,4-DB. This measured reaction heat was compared with calculated called oxycaloric equivalent and usually attains values between
reaction heats from enthalpy balances assuming different fates of 430 and 480 kJ/mol-O2 with an average value of
2,4-DB (Fig. 3). The comparison suggested that the metabolic end (455 ± 15) kJ/mol-O2 [49].
products are dichlorophenol (DCP) and biomass [42]. The accumu- Since the calorimetry in this simple picture reflects the cata-
lation of DCP during biodegradation of 2,4-DB has already been bolic side of metabolism, it is interesting to compare the calorim-
reported [43], thus supporting this interpretation. Taking this as etry with methods, which show the other sides of the
an example the potential fate of biodegradation of other pollutants metabolism. For instance, the comparison with microscopy (mea-
can also be revealed. sure of biovolume), the counting of colony forming units (measure
of fertility), fluorescence microscopy (live/dead distinction), ATP
2.2. Data interpretations using a constant energy per converted content (energy charge of cells) has the potential to deliver mech-
electron anistic information about the metabolic target of biocides or anti-
biotics [7,50,51]. This can be applied for instance to characterize
In the most common form of calorimetry (i.e., microcalorime- toxic properties of chemicals, the action of antibiotics or of biolog-
try) but also with the newly emerging miniaturized or chip-calo- ical agents.
rimeter it is difficult to fully characterize the biological process. Even more interesting for calorimetric data interpretation are
Furthermore, for many applications of calorimetry in medicine, deviations in Q_ =r O2 from the oxycaloric equivalent. Three different
pharmacy, food industry, and environmental sciences is the real cases can be distinguished. First, if peroxides or other reactive oxy-
time detection of metabolic activity sufficient. If the calorimetric gen species (ROS) are formed, the oxycaloric equivalent is violated.
signal has to be interpreted without additional information, it is For example, Oroszi measured the photo-synthetically absorbed
a good idea to assume a constant heat production per converted heat of the diatom Phaeodactylum tricornutum and compared it
electron. If this assumption is correct, then the heat signal reflects with oxygen production at different irradiances. He observed
mainly the catabolic part of the metabolism because most elec- strong deviations from oxycaloric equivalent and assigned this to
trons are converted via electron transport phosphorylation. The photosynthetic protection mechanisms that may be associated
concept of a constant heat per converted electron goes back to with the synthesis of ROS or peroxides [52].
Thornton [44] who first described a linear relation of the combus- Second, and of more practical importance are deviations that
tion enthalpy of multiple organic compounds DCHi versus degree of are caused by either partially anaerobic metabolism or anaerobic
reductance ci (Eq. (8)). Such a relation (in the following called zones in the considered bioreactor or ecosystem. Fig. 4 illustrates
Thornton-Rule) was confirmed by many other authors [9,45–48]. the effect of anaerobiosis taking glucose as substrate, ignoring ana-
bolic reactions and assuming three different types of anaerobic cat-
DC Hi ¼ ci DC He þ di with ci ¼ 4 þ S1 S2 ð8Þ abolic reactions (A – alcoholic fermentation, B – lactic acid
fermentation, C – homoacetic acid fermentation).
DCHe, di describe the heat related with the conversion of one
Fig. 4 shows clearly that a small percentage of anaerobiosis
mole electrons and the deviation between the linear relation and
(caused by anaerobic zones in a bioreactor or ecosystem or by
the actual combustion enthalpy of the chemical compound i
mixed fermentative metabolism) has only a little influence on
respectively. ci in Eq. (8) is related to one carbon mole (C-mol) of
the Q_ =rO2 . This influence increases with increasing ratio of anaero-
the compound i having the composition of CHS1OS2NS3. For
biosis and approaches theoretically to infinity for 100% anaerobio-
instance one mole of ethanol (C2H6O) corresponds to two carbon
sis. Indeed such deviations are reported by a few publications (e.g.,
mole of ethanol (CH3O0.5). From this linear relation and depending
[17]) reaching values of 11,000 kJ/mol-O2, which have been
on the applied data base a heat per mole converted electrons DCHe
attributed to lactic acid formation under anoxic conditions by the
between (107 120) kJ e-mol1 can be derived [14,44].
authors [53].
Therefore, another exciting question can be answered. The heat
The third reason for potential deviations from the oxycaloric
Q released per mol oxygen respired r O2 is ((107 120) kJ/e-
equivalent of the total system could be deviations in
mol 4 e-mol/mol-O2 = (428 480) kJ/mol-O2). That value is
The second unknown information in correlation factor QC is the much larger than reaction enthalpy of the conversion. However it
carbon content of a single cell CC. This carbon content depends could be argued that YEtOH/S and Y CO2 =S are not independent of each
obviously on the size of the considered cell. This value can be esti- other. They have to fulfill balances of the elements and redox
mated from the cell specific weight (in g) and the cell composition. states. Indeed, for the alcoholic fermentation is YEtOH/S = Y CO2 =S = 2
Taking Escherichia coli as a typical bacterial example a mean carbon fixed. What happens in a more complex reaction with analytical
content per cell of 15 1015 mol was estimated by this way [66]. errors which fulfill elemental and redox balances? A good example
Thereof the mean cell specific growth enthalpy for bacteria of a might be the mixed acid fermentation of glucose to acetic (AC) and
similar size as E. coli can be estimated to be 6.6 nJ/cell. With spe- butyric (BU) acid. This reaction can be conceptually separated into
cific growth rates between 0.1 and 1 h1 cell specific heat produc- two sub-reactions (Eqs. (19) and (20)).
tion rate for aerobe growing ‘‘typical’’ bacteria between 0.18 and
1.8 pW/cell can be estimated according to literature values (see
C6 H12 O6 þ YH2 0=S H2 O ! YAC=S C 2 H3 O2 þ YCO2 =S CO2
Table 1).
þ YH2 =S H2 þ YH=S Hþ ð19Þ
3.2. Distortions of calorimetrically derived growth parameter total sequence of lab processes to perform biochemical and micro-
biological analysis. Indeed several thermal micro-sensors which
Distortions of the calorimetric signal due to overlapping physi- have the potential to be integrated into lTAS have already been
cal signals (e.g., stirring of the sample, evaporation, neutralization, developed during the past two decades [75–77]. They achieve res-
etc.) or instrumental errors (e.g., undefined heat flows, baseline olutions of a few nW and are able to manipulate samples of pL [78].
variations) can complicate the calorimetric data interpretation Even arrays of thermal LOCs are possible [79,80]. However, for bet-
but will be not discussed in the following. Here we will focus on ter data interpretation thermal LOC’s have to be combined with
distortions of the metabolic activity caused by changing physical other methods (e.g., micro-sensors for different substances or
environments. For simplicity, calorimetric measurements are often impedance spectroscopy for biomass) to get real calorimetrically
performed (semi)automatically in sealed ampoules. This measur- based lTAS.
ing technique is in the following discussed. In closed ampoules The other two promising ways to combine calorimetric signals
any concentration is expected to change over time as result of met- with elevated process analysis is performing the experiments in
abolic activity. Especially, relatively large cells (e.g., fungi, yeasts or optimized bioreactors where an energy balance is drawn around
micro algae) have the tendency to sediment and to cause heteroge- the complete reactor or inserting a calorimetric immersion probe.
neity. The latter can be avoided by adjusting the density of the The first development was already initiated 25 years ago by von
measurement solution to the density of the biological entity or Stockar [81] and led to the calorimetric monitoring of a bioreactor
by enhancing the viscosity of the measurement solution by adding in the m3 scale [82]. Recent developments achieve resolutions of
metabolically inactive additives [12]. More serious problems arise up to 20 mW/L [24] and are applicable to reactors of elevated pres-
from the oxygen consumption due to metabolic activities. In case sure [83]. However, this sensitivity is not good enough if, for exam-
of heat produced by aerobic metabolic activity above certain ple, anaerobic bioprocesses have to be analyzed or even controlled.
threshold (e.g., 100 J/L at 37 °C) oxygen diffusion and not the Thus, methods have to be developed to increase sensitivity, accu-
metabolism alone starts to govern the heat trace. The threshold racy and stability of calorimetrically monitored bioreactors. A first
is caused by oxygen solubility in the given medium and tempera- step in this direction using an improved thermal shield was just
ture and the oxycaloric equivalent [68]. Potential consequences of recently published [84].
ignoring the threshold are that important parameters like the spe- A calorimetric immersion probe was suggested for the first time
cific growth rate or the growth reaction enthalpy might be deter- in 1975 [85] and in 2012 developed on the basis of chip-calorime-
mined incorrectly [13]. Although the heat trace suggests a try [86]. The latter was sensitive enough for low cell concentrations
sequence of metabolic events (first aerobic later anaerobic) in real- but failed at high cell densities due to technical limitations. The
ity a mixed respiro-fermentative metabolism occurs. The specific development of a calorimetric immersion probes for microbial sus-
growth reaction rate and growth reaction enthalpy differ signifi- pensions of large activity range is still an open but also rewarding
cantly depending on the type of metabolism. More details are task. Numerous applications in bioprocess engineering are
given in [13]. possible.
In general, problems also arise from the growing importance of
fed-batch, continuous and perfusion cultures in biotechnology.
4. Conclusions and outlook Here, R & D work is required to reduce distortions of the calorimet-
ric signal due to convective heat flow and to mathematically model
Essentially, three types of calorimetric data interpretation the remaining effects (e.g., via multiphysics simulation of whole
(enthalpy balances, constant heat per exchanged electron, and con- calorimetric systems).
stant heat per cell) have been established during the long history of Beside the development of calorimetric instruments which pro-
biocalorimetric research. What is applied at the end depends on vide more data the developments of mathematical models that
the scientific question but also on the available non-calorimetric actually process those data is rewarding. For applications of calo-
data. Beyond the formal modeling or hypothesis testing task of rimetry in medicine or food industries which often trust on mea-
calorimetric experiments, exploratory data analysis should be surement of simple closed ampoules an automated parameter fit
developed to extract more information from the data. As a possible would be helpful. These parameters would provide the number
example, calorimetric data of contaminated sites could be related of bacterial cells at the beginning of the experiment and their
to soil microbiome data to better understand the relation between growth kinetics depending on biocide or antibiotic concentration,
degradation rate, degree of mineralization and the chemical prop- physical parameters etc. First steps of such developments are
erties of the pollutants, habitat characteristics and microbiome recently published [11] and deserve further development.
composition. As statistical tools factor analysis (FA) principle com-
partment analysis (PCA), correspondence analysis (CA), and cluster
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