Professional Documents
Culture Documents
Sudmeier-Rieux, K., Sandholz, S., Nehren, U., Rharade, L, Bayani, N. and M. Ford (2017)
Disasters and Ecosystems: Resilience in a Changing Climate, The Book. Geneva and Cologne:
United Nations Environment and Centers for Natural Resources and Development/TH Köln,
Technical University of Cologne.
3.1. What are the links between climate change, climate change
adaptation and disaster risk reduction?
3.2. Who are the main international actors and which are the main
agreements for disaster risk reduction and climate change adaptation?
3.1 WHAT ARE THE LINKS BETWEEN
CLIMATE CHANGE, CLIMATE CHANGE
ADAPTATION AND DISASTER RISK
REDUCTION?
As seen in chapter 2, the number of disasters and people affected are increasing, largely driven by
more people living in dangerous areas. This chapter will focus on the current understanding about the
extent to which climate change is accelerating the number of disasters, followed by an overview of
international agreements and actors related to climate change adaptation and disaster risk reduction.
We are often faced with questions about the extent to which disasters and climate change impacts
are linked and the extent to which they should be addressed with different or similar types of
measures. First, let’s explore the extent to which the two overlap:
Table 1 provides an overview of the main differences and signs of convergence. According to Mitchell
and van Aalst (2008), DRR originates in humanitarian assistance and experience following a disaster
event, while CCA originates in scientific theory. The authors enumerate a number of points of
differences as well as signs of convergence (Table 1).
DIFFERENCES SIGNS OF CONVERGENCE
DRR CCA
Relevant to all hazard types: Addresses climate related Both focus on increased climate-related hazards,
geological, hydro- hazards , but also looks at and climate extremes (e.g. floods, storms,
meteorological, climatic, additional gradual effects of landslides, droughts), although DRR also
biological, as well as climate change (e.g. sea level rise, increasingly addressing gradual climate change
technological / industrial air temperature increase, impacts e.g. sea level rise
hazards snowmelt, biodiversity loss)
Actors – traditionally coming Actors – traditionally from the Both DRR and CCA are increasingly multi-
from humanitarian sectors scientific and environmental disciplinary and reliant on multiple stakeholders
and civil protection community across sectors (e.g. engineering, water,
agriculture, health, environment, etc.)
Activities generally more Activities generally more DRR and CCA typically overlap in the area of
wide-ranging, from disaster restricted to prevention, disaster preparedness and prevention/mitigation,
preparedness (early warning, mitigation, preparedness and although there is growing attention towards
contingency planning, etc.), building adaptive capacities, mainstreaming climate change considerations in
prevention, mitigation to post- typically excluding post-disaster post-disaster recovery and reconstruction.
disaster including disaster activities
response, recovery,
rehabilitation and
reconstruction
Full range of established and Limited range of tools under Increasing recognition that more adaption tools
developed tools development are needed and must learn from DRR
Often low to moderate New, emerging agenda, high Climate-related disasters events are now more
political interest political interest likely to be analyzed and debated with reference
to climate change
Table 1: Comparison between DRR and CCA (Source: Estrella and Doswald 2015. Modified from Mitchell and van Aalst,
2008).
Secondly, let us explore what is the most recent scientific understanding of how climate change is
affecting disasters.
As scientists debate the extent to which climate change is impacting the number of extreme events
and disasters worldwide, this question is a hot topic among decision-makers. The Special Report on
Extreme Events (SREX) of the Intergovernmental Panel on Climate Change (IPCC, 2012), was quite
nuanced in its findings linking climate change with extreme weather events and disaster occurrence.
It presents its findings in terms of various degrees of agreement and evidence among scientists which
are presented as confidence levels.
Models project substantial warming in temperature Virtually certain that increases in the frequency and
extremes by the end of the 21st century magnitude of warm daily temperature extremes and
decreases in cold extremes will occur in the 21st century.
Very likely that the length, frequency, and/or intensity of
warm spells or heat waves will increase over most land
areas.
Frequency of heavy precipitation or proportion of total Likely to increase in many areas of the globe.
rainfall from heavy falls Particularly the case in the high latitudes and tropical
regions, and in winter in the northern mid-latitudes.
Average tropical cyclone maximum wind speed and Speed likely to increase, although increases may not
global frequency of tropical cyclones occur in all ocean basins. Global frequency likely to
decrease or essentially unchanged.
Intensification of droughts in the 21st century due to Medium confidence to be intensified in some seasons
reduced precipitation and/or increased evapotranspiration and areas
Occurrence of floods Low confidence of changes (limited evidence,
complexity of regional changes)
Coastal high water levels Likely to increase (mean sea level rise)
High mountain phenomena such as slope instabilities, High confidence to increase due to changes in heat
movements of mass, and glacial lake outburst floods waves, glacial retreat, and/or permafrost degradation
Table 2: Hazards caused by climate change impacts and the confidence levels attributed to each. (Modified from IPCC, 2012)
The Working group I document highlights in great detail the various impacts that climate change is
having on the natural spheres (atmosphere, hydrosphere, cryosphere, lithosphere, biosphere) and
the extent to which observed changes are due to human activity.
The IPCC Working Group II report “Climate Change 2014: Impacts, Adaptation and Vulnerability”,
which was released in March 2014 evaluates how patterns of risks and potential benefits are shifting
due to climate change. “It considers how impacts and risks related to climate change can be reduced
and managed through adaptation and mitigation. The report assesses needs, options, opportunities,
constraints, resilience, limits, and other aspects associated with adaptation (IPCC, 2014, p. 3).
• Many terrestrial, freshwater, and marine species have shifted their geographic ranges,
seasonal activities, migration patterns, abundances, and species interactions in response to
ongoing climate change (high confidence).
• Based on many studies covering a wide range of regions and crops, negative impacts of climate
change on crop yields have been more common than positive impacts (high confidence).
• At present the world-wide burden of human ill-health from climate change is relatively small
compared with effects of other stressors and is not well quantified.
• Differences in vulnerability and exposure arise from non-climatic factors and from
multidimensional inequalities often produced by uneven development processes (very high
confidence). These differences shape differential risks from climate change.
• Impacts from recent climate-related extremes, such as heat waves, droughts, floods, cyclones,
and wildfires, reveal significant vulnerability and exposure of some ecosystems and many
human systems to current climate variability (very high confidence).
• Climate-related hazards exacerbate other stressors, often with negative outcomes for
livelihoods, especially for people living in poverty (high confidence).
• Violent conflict increases vulnerability to climate change (medium evidence, high agreement).
(IPCC, 2014)
The WG II report also highlights the adaptation experiences, adaptation choices, future risks and
opportunities for adaptation. The report stresses a number of ecosystem-based approaches which
are already part of climate change adaptation, such as coastal zone and water management,
environmental protection and land-use planning, integrated water resource management, agro-
forestry, community management of natural areas, protected areas management and coastal
reforestation of mangroves.
• Supporting actions with co-benefits for other objectives and providing incentives such as
public- private finance partnerships, loans, payments for environmental services, improved
resource pricing, charges and subsidies, norms and regulations, and risk sharing and
transfer mechanisms.
• Supporting the co-benefits and synergies between mitigation and adaptation, such as:
i) improved energy efficiency and cleaner energy sources, leading to reduced emissions
of health-damaging climate-altering air pollutants;
ii) reduced energy and water consumption in urban areas through greening cities and
recycling water;
iii) sustainable agriculture and forestry; and
iv) protection of ecosystems for carbon storage and other ecosystem services.
The above suggested CCA solutions seem very similar to solutions put forward for DRR. So what are
the main differences? As discussed above, CCA may refer to longer term impacts, or chronic, slow
on-set change requiring human systems to adapt to new contexts over the long term, at the global
scale and with considerable uncertainty. DRR impacts are often acute but can result from either
extreme events or smaller, cumulative events, which are often underestimated although equally
devastating to livelihoods. Although disaster impacts may take years for full recovery, they are often
considered short term as compared to climate change impacts and are usually locally specific as
societies will have differing capacities to cope and recover from a hazard event. However, in reality
and at the local level there are actually very few differences in addressing CCA versus DRR.
Communities are more often not likely to make any distinction, although governments and NGOs have
more often unfortunately divided their mandates and activities related to CCA and DRR.
In the following chapters, we will be exploring in more detail how ecosystem-based management
approaches (i.e., integrated water resources management, integrated coastal zone management) do
address both CCA and DRR, acting as a de facto bridge between CCA and DRR (Estrella and
Doswald, 2015). In Figure 1, we give the example of watershed management, which is a way of
managing water resources on the scale of a watershed. The main goal is to manage water, whether
too much - to prevent flooding, or too little - to prevent the likelihood of future drought. It meets both
the goal of CCA and DRR.
Figure 1. Ecosystem-based management approaches, such as watershed management
can be used to manage flooding and drought. Credit: Lange and Sandholz, redrawn by
S. Plog
United Nations Framework Convention United Nations and UN Office for Disaster
on Climate Change (UNFCCC) Risk Reduction (UNISDR)
Table 3: Main actors of CCA and DRR, international agreements, strategies and funding. Source: Doswald and Estrella, 2015
In the following sections, we list the most important international
organizations and conventions that address disaster risk
reduction and climate change adaptation. We also list
SENDAI FRAMEWORK
environmental conventions and initiatives that have included
PRIORITIES FOR
CCA and DRR elements. Although there is still a long road ahead
ACTION
toward mainstreaming environment and ecosystem-based
approaches in CCA and DRR, in recent years there has certainly Priority Action 1:
been progress in this direction. Understanding disaster
risk;
THE SENDAI FRAMEWORK FOR DISASTER RISK REDUCTION
2015-2030 AND ITS PREDECESSOR Priority Action 2:
Strengthening disaster
The Hyogo Framework for Action (HFA) was the key risk governance to
international agreement to reduce disaster risk during the period manage disaster risk;
2005-2015 (www.unisdr.org). It was adopted by 168
governments in 2005 at the United Nations’ World Conference
on Disaster Reduction, held in Kobe, Hyogo, Japan. Preceded Priority Action 3:
by the International Decade for Natural Disaster Reduction, the Investing in disaster risk
United Nations International Strategy for Disaster Reduction reduction and resilience;
(UNISDR) was adopted by the UN General Assembly in 1999, to
ensure implementation of the HFA and its renewal. Various UN
agencies, the World Bank as well as many international NGOs Priority Action 4:
and inter-governmental groups are involved in DRR and support Enhancing disaster
governments in the implementation of disaster risk reduction preparedness for
strategies. effective responses and
to “Build Back Better” in
Moving into the post-2015 agendas, the Sendai Framework for recovery, rehabilitation
Disaster Risk Reduction (SFDRR) was the first major and reconstruction.
agreement of this new development era (www.unisdr.org). It is
the follow-up to the HFA, and aims to reach targets which the
HFA did not accomplish. SFDRR was adopted by 187 UN
member states at the Third UN Conference on Disaster Risk
Reduction which took place 15 to 18 March 2015 in Sendai,
Japan. It was the product of three years of stakeholder
consultations and inter-governmental negotiations. UNISDR is
the main agency which will support the implementation, follow-
up, and review of this new framework. The agreement will span
until 2030, is voluntary and non-binding, and recognizes states
as having the main responsibility in reducing disaster risk. This
framework makes the link between environment and disaster risk
reduction clear, and includes ecosystem-based approaches to
DRR policy, actions and activities. This focus on environment in
the SFDRR is, in part, thanks to the advocacy of the Partnership
on Environment and Disaster Risk Reduction (PEDRR).
SFDRR is guided by the desired outcome of reducing risk as well
as economic, physical, social, cultural and environmental losses WHAT IS PEDRR?
caused by disasters – from the local to the national level. It has
outlined seven global targets and four priorities which guide the “Formally established in
framework: 2008, the Partnership for
• Priority Action 1: Understanding disaster risk; Environment and Disaster
• Priority Action 2: Strengthening disaster risk governance to Risk Reduction (PEDRR) is a
manage disaster risk; global alliance of UN
• Priority Action 3: Investing in disaster risk reduction and agencies, NGOs and
resilience; specialist institutes. As a
• Priority Action 4: Enhancing disaster preparedness for global thematic platform of
effective responses and to “Build Back Better” in recovery, the International Strategy
rehabilitation and reconstruction. for Disaster Risk Reduction
(ISDR), PEDRR seeks to
The SFDRR identifies poor land management, unsustainable use promote and scale-up
of natural resources and degrading ecosystems as underlying risk implantation of ecosystem-
drivers that need to be tackled. Furthermore, reference is made to based disaster risk reduction
the inclusion of ecosystems in risk assessments (Priority 1), risk and ensure it is
governance and planning (Priority 2) and investing in resilience mainstreamed in
(Priority 3). Environment will thus underpin achievement of development planning at
outcomes across the Sendai Framework’s seven global targets. global, national and local
levels in line with the Hyogo
Framework for Action. It
provides technical and
science-based expertise and
applies best practices in
ecosystems-based DRR
approaches. PEDRR is
guided by its vision of
“Resilient communities as
a result of improved
ecosystem management
for disaster risk reduction
(DRR) and climate change
adaption (CCA)”. Its
objective is to pool expertise
and advocate for policy
chance and best practice in
ecosystem management for
DRR and CCA, based on
science and practitioners’
experiences.”
If you want to know more
about PEDRR, check the
website: http://pedrr.org/
It specifies a range of priority actions for achieving disaster risk
reduction focused on implementation of integrated environmental and
natural resource management approaches:
• The active engagement of environmental managers in national platforms for the adoption and
implementation disaster risk reduction strategies and plans aimed at strengthening economic, social, health
and environmental resilience;
The use of environmental impact assessments as important tools to achieve risk-sensitive public and private
investments
An ecosystems-focused working group to put the Sendai framework into action has also been formed.
UN FRAMEWORK CONVENTION ON CLIMATE CHANGE
With the Kyoto Protocol’s commitment period coming to a close, the Paris Agreement was drafted at
the 21st Conference of the Parties (COP21) of the UNFCCC which took place 30 November to 12
December 2015 in Paris, France. The agreement was adopted on December 12 2015, and was
opened for signature in New York on 22 April 2016 (which, symbolically, is also Earth Day). This
agreement is a consensus between 195 countries on the need to reduce global greenhouse gas
emissions. It is the first legally-binding agreement on tackling climate change, and it considered as a
historic accomplishment.
Some of the key elements of the agreement include: a goal to keep global warming “well below 2
degrees Celsius”, global carbon neutrality (meaning that greenhouse gas emissions levels are the
same as the amount which can be absorbed by nature) between 2050 and 2100, requiring all countries
to submit and review their intended nationally determined contributions to emissions reduction every
five years; provisions for developed nations to support developing nations in adapting to climate
change through climate financing; and a focus on loss and damages (UNFCCC, 2015).
The Paris Agreement has implications for DRR and the environment. The agreement mentions the
adoption of the Sendai Framework; the need to consider environmental integrity is referred to in
numerous times (especially in the implementation of nationally determined contributions); the
importance of conservation of carbon sinks (such as forests and oceans) is mentioned in the annex
and the integration of climate change adaptation into other relevant policies is stressed.
CBD, CONVENTION OF
THE PARTIES,
OCTOBER 2014
OTHER RELATED AGREEMENTS AND INITIATIVES
Finally, the 2014 International Union for the Conservation of Nature (IUCN) World Parks
Congress featured a number of high level events on the importance of protected areas for DRR and
CCA. (www.worldparkscongress.org). Such events included a session on the promise of protected
areas as key natural solutions, a session on linking coastal conservation, development and risk
reduction, and a restoration ecology walking tour.
3.3 CONCLUSIONS
On the surface, DRR would seem to be better situated than CCA. Reducing disasters has received
broad political consensus and has been guided by its own UN agency, it is not restricted by a legal
framework as is CCA (Hannigan, 2013). CCA on the other hand is receiving more financial and
political attention. Convergence is occurring although it is not embraced by all, especially among those
DRR academics who consider the adaptation and resilience discourse to be something like a band-
aid, rather than addressing main underlying causes of risk, rooted in poverty, poor governance and
structural inequalities (Hannigan, 2013). According to Pelling (2011), conventional approaches to CCA
are too conservative as they rarely embrace the transformational change that DRR academics
advocate, in order to address underlying risks factors. Finally, Doswald and Estrella (2014) conclude
that although there is significant overlap between the two fields, there is an artificial division often
leading to a “silo approach” and unnecessary division of budgets and actions.
This chapter gave an overview of linkages between DRR and CCA, and the main international
agencies and agreements coordinating action in both fields. In the next chapter we will explore the
concept of ecosystem-based disaster risk reduction and climate change adaptation (Eco-DRR/EbA)
and see examples where ecosystem approaches can act as bridges between the two.
VIDEO RESOURCES FOR THIS CHAPTER
Doswald, N. and M. Estrella (2015) Ecosystem-based approaches to Disaster Risk Reduction (Eco-DRR) and
Ecosystem-based approaches for Adaptation (EBA): commonalities and differences and key integration
points. Geneva: UN Environment, 50pp.
IPCC [Intergovernmental Panel on Climate Change] (2012) IPCC Special Report on Extreme Events,
Summary for Policymakers. 29. Geneva: Intergovernmental Panel on Climate Change First Joint Session of
Working Groups I and II.
IPCC [Intergovernmental Panel on Climate Change] (2014) Summary for Policymakers. In: Climate Change
2014: Impacts, Adaptation, and Vulnerability. Part A: Global and Sectoral Aspects. Contribution of Working
Group II to the Fifth Assessment Report of the Intergovernmental Panel on Climate Change [Field, C.B., V.R.
Barros, D.J. Dokken, K.J. Mach, M.D. Mastrandrea, T.E. Bilir, M. Chatterjee, K.L. Ebi, Y.O. Estrada, R.C.
Genova, B. Girma, E.S. Kissel, A.N. Levy, S. MacCracken, P.R. Mastrandrea, and L.L. White (eds.)].
Cambridge University Press, Cambridge, United Kingdom and New York, NY, USA, pp. 1-32.
Mitchell, T and M. van Aalst. (2008) “Convergence of Disaster Risk Reduction and Climate Change
Adaptation. A Review for DFID”. Modified form Tearfund/IDS. Linking Climate Change Adaptation and
Disaster Risk Reduction.
Pelling, M. (2011) Adaptation to Climate Change: From Resilience to Transformation. London and New York,
Routledge.
UNISDR [United Nations International Strategy for Disaster Reduction] (2005) Hyogo Framework for Action
2005-2015. www.preventionweb.net
UNISDR [United Nations International Strategy for Disaster Reduction] (2011) Global Assessment
Report, Revealing Risk, Redefining Development. 178pp. Geneva: UNISDR.