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Ninety reports of systematic evaluations of job-stress The goal of the present study was to identify models
interventions were rated in terms of the degree of sys- of international best practice through a comprehensive
tems approach used. A high rating was defined as both review of the job-stress intervention literature. In con-
organizationally and individually focused, versus mod- ducting the review, we expanded on and updated the
erate (organizational only), and low (individual only). most recent comprehensive review available at the
Studies using high-rated approaches represent a grow- outset of our project—the 2003 Beacons of Excellence
ing proportion of the job-stress intervention evaluation
review from the United Kingdom.13 To facilitate the
literature. Individual-focused, low-rated approaches are
effective at the individual level, favorably affecting indi- translation of our findings to policy and practice, we
vidual-level outcomes, but tend not to have favorable hypothesized that systems approaches are more effec-
impacts at the organizational level. Organizationally- tive than other approaches. Systems approaches—as
focused high- and moderate-rated approaches are ben- elaborated below and represented in Chart 1—empha-
eficial at both individual and organizational levels. Fur- size primary prevention (dealing with problems at their
ther measures are needed to foster the dissemination source). Additionally, they integrate primary with sec-
and implementation of systems approaches to examin- ondary and tertiary prevention, include meaningful
ing interventions for job stress. Key words: job stress; participation of groups targeted by intervention, and
work stress; occupational stress; intervention; system- are context-sensitive.1 In devising a way to assess the
atic review. degree of systems approach applied in each interven-
tion study evaluated, we attempted to integrate the pre-
I N T J O C C U P E N V I R O N H E A LT H 2 0 0 7 ; 1 3 : 2 6 8 – 2 8 0
vention frameworks of public health with the person/
individual-directed versus organization/work-directed
I
nterventions to alleviate job stress have multiplied intervention frameworks more commonly applied in
rapidly over the last two decades, paralleling the psychology and related disciplines, and with occupa-
increasing recognition and acceptance of the tional health’s hierarchy of controls.
adverse impacts of job stress on individuals and organ- In public health, interventions are commonly clas-
izations. This development has been reflected in the sified as primary, secondary, or tertiary.20–23 In brief,
rapid growth of the job-stress intervention literature, primary preventive interventions are proactive, aiming—in
which has been reviewed in various ways and from a the job-stress context—to prevent exposures to stres-
range of perspectives over the last decade.1–19 sors and the occurrence of illnesses among healthy
individuals. These address sources of stress in the
workplace, or stressors, through alterations in physi-
Received from McCaughey Centre: VicHealth Centre for the Pro- cal or psychosocial work environments, or through
motion of Mental Health and Community Wellbeing, School of Pop-
ulation Health, University of Melbourne, Victoria, Australia (ADL,
organizational changes.24 Primary preventive inter-
TK); the Department of Healthcare and Epidemiology, University of ventions can be driven by a range of influences,
British Columbia, Vancouver, Canada (AML); the Department of including organizations, workers or their unions, or
Geography, Faculty of Human and Social Development, University of mandatory or voluntary policy directives. Examples of
Victoria, Vancouver, Canada (AO); and the Department of Commu- primar y preventive inter ventions include job
nity and Preventive Medicine, Mount Sinai School of Medicine, New
York, U.S.A. (PAL). Supported by Victorian Health Promotion Foun-
redesign, changes in work pacing, enhancement of
dation Senior Research Fellowship #2001-1088 (ADL); the Australian social support, and the formation of joint labor–man-
National Heart Foundation #G01M0345 (ADL, TK, AML, AO); and agement health and safety committees. Primary pre-
the Victorian Health Promotion Foundation (ADL); the Australian ventive interventions are also commonly referred to
National Health and Medical Research Council #359306 (TK); the as “stress prevention.”13,25 Most primary preventive
Canadian Institutes for Health Research #20R 91434 (AO, ADL,
AML); the Michael Smith Foundation for Health Research in British
interventions are directed at the organization or the
Columbia (AO); the U.S. National Institute for Occupational Safety work environment, but they can also be directed at
and Health #3742 OH00842201 (PAL); the Center for Social Epi- individuals—when addressing stressors rather than
demiology (PAL). stress responses, as in conflict-management skills devel-
Address correspondence and reprint requests to A. D. LaMon- opment in a hospital worker.
tagne, The McCaughey Centre, School of Population Health, Uni-
versity of Melbourne, VIC 3010, Australia; telelephone: +61 3-8344-
Secondary interventions are ameliorative, aiming to
0708; fax +61 3-9348-2832; e-mail: <alamonta@unimelb.edu.au>. modify an individual’s response to stressors. Secondary
268
Intervention Level Intervention Targets Systems
Examples Integration
Definition & Description Effectiveness
interventions target the individual with the underlying is from an adverse health outcome, the greater the pre-
assumption that addressing individuals’ responses to vention effectiveness.26,27 Accordingly, the physical
stressors should be done in addition to—or sometimes work environment and other aspects of work organiza-
in preference to—removing or reducing stressors. tion have greater preventive potential as intervention
Examples of secondary prevention interventions targets than individual employees (for example, the
include stress-management classes to help employees use of personal protective equipment by employees).
to either modify or control their perceptions of stress- Hence, primary prevention is generally more effective
ful situations, such as the development of muscle relax- than secondary, and secondary is generally more effec-
ation or meditation skills. tive than tertiary (Chart 1). Importantly, however, these
Finally, tertiary interventions are reactive, aiming to prevention approaches are not mutually exclusive and
minimize the effects of stress-related problems once are optimally used in combination.28 For job stress, pri-
they have occurred, through management or treat- mary prevention through improvements in the work
ment of symptoms or disease. These include counseling environment is complemented by secondary preven-
(such as in the form of employee-assistance programs), tion to address individual factors and detect any effects
as well as return-to-work and other rehabilitation pro- of work stress in a timely fashion such that tertiary reha-
grams. “Stress management” generally refers to sec- bilitation or other intervention programs can be maxi-
ondary and tertiary interventions.13,25 Ideally, problems mally effective.9 At the organizational level, stress-
identified in secondary and tertiary interventions related problems identified through secondary or
should feed back to stressor-focused primary preven- tertiary-level programs should feed back to primary
tion (Chart 1). prevention efforts to reduce job stressors (Chart 1).
In occupational health, the “hierarchy of controls” Finally, the processes through which interventions
articulates general principles for the prevention and are implemented are also of central importance. A fun-
control of occupational exposure and disease. The damental premise of public health—and the “new
hierarchy states in brief that the further upstream one public health” in particular—is that the participation
Figure 1—Job-stress intervention studies (n = 90): low-rated systems approach studies versus high and moderate-
rated, by five-calendar year groupings.
ence rating was three stars (usually longitudinal with progressive muscle relaxation, meditation, and cogni-
pre- and post-intervention measures), with controlled tive behavioral skill training. While most individually-
(non-random assignment to intervention versus con- directed interventions were secondary in nature, focus-
trol—four stars) studies intermediate in frequency, and ing on the stress response, some also included
experimental (random assignment to intervention primary-level interventions (e.g., a study in which an
versus control—five stars) studies the least common “emotion-focused” coping skills intervention [second-
(Table 2, top row). This pattern was reversed in low- ary] was compared with a “problem-focused” program
rated studies (Table 2), most likely reflecting the rela- that included attempts to modify stressors [pri-
tive feasibility challenges of each (far more feasible to mary]53). Examples of individual-level outcomes uti-
randomly assign individuals than organizations to treat- lized in these studies include somatic symptoms, physi-
ment groups). It should be noted that there were some ologic changes (e.g., blood pressure, cholesterol
three-star–rated studies with very low causal inference levels), skills (e.g., coping ability), and psychological
(for examples, three studies that reported after-only outcomes (e.g., general mental health, anxiety).
evaluations without pre-intervention assessment50–52).
In summary, these patterns indicate that the evidence Conclusion 2: Individual-focused, low-rated systems
base for high-rated systems approaches is both smaller approaches are effective at the individual level, favorably
and lower in terms of causal inference than that for affecting a range of individual-level outcomes.
low-rated studies (Table 2).
Relative effectiveness of various systems level approaches. Low-rated studies tended not to evaluate organiza-
We now turn to a comparison of evaluation findings tional-level outcomes (13/43 = 30%), and tended not
between high- and low-rated studies. Figure 2 shows to have favorable impacts at that level (4/13 = 31% of
that low-rated studies usually assessed individual-level those evaluating organizational-level measures) (Figure
outcomes (95%), and usually reported favorable 2). As mentioned above, the same pattern persists
changes in one or more of these outcomes (35/41 = when the lowest-causal-inference (three-star) studies
85% of those including individual-level measures). The are removed, and only four- and five-star studies are
same pattern persists when the lowest-causal-inference included (Figure 3). Organizational-level outcomes in
(three-star) studies are removed, and only four- and our usage includes working conditions as well as those
five-star studies are included (Figure 3). The evidence traditionally referred to as such (e.g., absenteeism,
base for low-rated studies is fairly strong, supported by employee turnover, injury rates, and productivity). For
a larger literature and stronger study designs (higher example, in a randomized controlled low-rated study,
causal-inference ratings than for high-rated systems Peters et al. observed some favorable changes in health
approaches). This general pattern has also been behaviors, but no effects on absenteeism or a com-
observed in previous reviews. Examples of individual- bined measure of job morale, job satisfaction, and pro-
focused interventions include programs that promote ductivity (Appendix Table II, page 41).54 Further, in
Figure 2—Total job-stress Intervention studies (n = 90): individual and organizational level outcomes, by systems rating
level.
those studies where favorable individual-level impacts so (25/30 = 83% vs 41/43 = 95%, Figure 2). More
were observed and followed up after intervention, the importantly, high-rated studies are similar to those
effects could disappear over time. For example, Pel- rated low with respect to favorable impacts at the indi-
letier et al., in a randomized controlled study of a tele- vidual level (21/25 = 84% versus 35/41 = 85% of those
phone-based stress-management intervention, found studies in which individual-level outcomes were meas-
that intervention-associated decreases in somatization ured, Figure 2). Moderate-rated studies also show a
and anxiety that were evident at six months were no comparable likelihood of favorable impacts at the indi-
longer evident at one year follow-up.55 This may, in vidual level (9/10 = 90%). Sharper differences emerge
part, be explained by return of favorably affected when comparing organizational-level evaluation and
employees to unchanged (i.e., still stressful) work envi- effectiveness. Most high-rated studies measured and
ronments, resulting in the beneficial effects of individ- found favorable impacts (28/29 = 97% of those where
ual intervention being eroded.20,56 Further, in some measured) at the organizational level. Similarly, mod-
cases, evidence of the benefits of individual approaches erate-rated studies almost always measured outcomes at
is mixed. For instance, in a critical review of individu- the organizational level (16 of 17studies) and often
ally-focused job-stress management interventions meas- found favorable impacts (12/16 = 75% of those where
uring blood pressure as an outcome (20 studies), measured). In contrast, low-rated studies were much
Murphy found that a third of the participants failed to less likely to report favorable organizational-level out-
learn relaxation or other techniques, and that benefits comes in those cases where they were measured (4/13
were observed in both intervention and control = 31%). This indicates a sharp contrast between
groups: the average decrease among intervention high/moderate versus low-rated studies in relation to
groups was 7.8 mm Hg, versus 4.9 in controls.2 organizational impacts. Again, the same patterns per-
sist when the lowest-causal-inference (three-star) stud-
Conclusion 3: Individual-focused, low-rated systems
ies are removed, and only four- and five-star studies are
approach job-stress interventions tend not to have favor-
included (Figure 3).
able impacts at the organizational level.
This conclusion is supported by numerous other com- Conclusion 4: Organizationally-focused high- and mod-
prehensive job-stress intervention reviews.2,4,5,9,12–14,17,19,56 erate-rated systems approach job-stress interventions have
High-rated studies are less likely to assess individual- favorable impacts at both the individual and organiza-
level outcomes than low-rated ones, but not markedly tional levels.
Figure 3—Job-stress intervention studies restricted to 4-star and 5-star designs (n = 60): individual and organizational
level outcomes, by systems rating level.
The most common organizational outcome meas- 49–51).39 Similarly, in a comparative intervention study
ured was absenteeism or sickness absence. Of the high- of 52 worksites, Nielsen et al. found that those workplaces
rated studies in which this was measured (n = 13, either that did the most to improve the psychosocial work envi-
as an organizational rate or self-reported), almost all ronments (more primary intervention focused) achieved
reported decreases during or following intervention the highest reductions in absence rates.48,67
(11 of 13). For two studies, the findings were ambigu- Economic evaluations. Of the six high-rated studies
ous; in one, absence rate was “not decreasing” in an that reported economic evaluations of some sort, all six
uncontrolled study of nurses,57 and in a study of U.K. reported favorable results.60,61,63–65,68 Four of these were
government employees sickness absence was controlled studies (four or five stars), but not all
unchanged in the intervention group but greatly included appropriate statistical analysis of intervention
increased in the control group.58 This pattern of favor- versus controls (e.g., tests of significance of difference
able sickness-absence findings must be interpreted cau- in change in intervention versus control groups).
tiously, however, as many of the relevant studies had low There were two studies with economic evaluations in
causal inference ratings or provided only minimal the moderate-rated group, both reporting favorable
information about this outcome. However, the same economic outcomes.69,70 None of the studies rated low
finding persists after restricting to controlled and reported economic evaluation. Economic evaluation
experimental studies (four- and five-star ratings), with was usually centered on costs of sickness absence, with
eight of nine studies reporting favorable changes.59–66 some including productivity. Notably, positive organiza-
Given the high relevance of absenteeism to organiza- tional-level findings were paralleled by favorable
tions and business leaders, this represents an important changes at the individual level. These findings, how-
outcome for additional study. ever, must be interpreted cautiously due to moderate
The finding on absenteeism is further strengthened causal inference ratings. Three are detailed below.
by the comparative studies reporting on job-stress inter-
vention evaluations across multiple independent work- • In an intervention with customer services and sales
sites (i.e., those not included in the 90 studies analyzed representatives, Munz et al. found a greater increase
in aggregate in Figures 1–3). In a study comparing inter- in sales revenue (23% vs 17% increase) and a greater
vention evaluation results across 217 workplaces, Lind- decrease in absenteeism (24% vs 7%) in the inter-
strom found that sickness absence was favorably associ- vention versus control groups; this was paralleled by
ated with more participatory and customer-service– significant improvements in perceived stress levels,
oriented interventions (Appendix Table III, pages depressive symptoms, and negative affectivity.63
TOTAL 31 32 27 90
• In an integrated job-stress and physical activity inter- vascular disease risk factors, which epidemiologic study
vention for Dutch manufacturing workers, Maes et has shown to be on the causal pathway linking job stress
al. found a significant drop in sickness absence in to cardiovascular disease.75
intervention (15.8% to 7.7%) versus control (14.3% Other studies illustrate how high- and moderate-
to 9.5%) groups, which by the company’s determi- rated systems approaches can favorably affect both indi-
nation yielded a positive financial return on its vidual and organizational-level outcomes. Bond and
investment during the project period.60 This study Bunce, in a randomized controlled study rated moder-
also found significantly greater favorable changes in ate, found that favorable effects on mental health, sick-
cardiovascular health risks (decrease), psychological ness absence, and performance were mediated by
job demands (decrease), job control (increase), and increased employee job control through work reorgan-
ergonomic risks (decrease) in the intervention ization (Appendix Table I, page 22).76 In a longitudinal
group versus control. The known interaction comparative study of 81 Dutch workplaces, Taris et al.
between psychosocial and ergonomic exposures71 found that work-directed (primary-prevention–
may have played a role in the marked success of this focused), but not other, interventions were linked to
intervention. job-stress reduction (Appendix Table III, page 52–54.49
• In an integrated intervention study for Dutch hospi- The importance of employee participation—central
tal workers, Lourijsen et al. observed a significant to high-rated systems approaches—is highlighted in
difference in absenteeism percentage in an inter- other studies. In a comparative longitudinal study of 40
vention hospital versus a control hospital after three work groups, Eklof et al. found that high employee par-
years (4.0 vs 6.6).65 Over four years, there was also a ticipation and integration of occupational health with
greater decline in the intervention (8.9 to 4.0) than traditional core organizational concerns was consis-
in the control (7.1 to 5.4) hospitals, against a steady tently associated with decreases in work demands,
rate averaged across all Dutch hospitals (6.5 to 6.6) improvements in social support, and decreases in stress
during the same time period. Estimated benefits levels (Appendix Table III, pages 47–48).38,46 In
(1.6 million Guilders) exceeded costs (1.2 million another longitudinal comparative study, Lindstrom
Guilders) at the intervention hospital two years into found that a collaborative/participatory approach
the intervention. Once again, this finding was paral- applied in the intervention correlated significantly with
leled by favorable changes at the individual level. many changes in organizational climate, and most of
all with an increase in continuous improvement prac-
Intervention mechanisms. Some studies have inte- tices (Appendix Table III, pages 49–51).39 “Health Cir-
grated process and effectiveness evaluation, providing cles,” as developed in Germany, provide an example of
insights into pathways through which observed a systematic means of conducting participatory needs
changes in outcomes might occur.42 Some interven- assessment and intervention development.16,77,78
tion-evaluation evidence supports hypothesized physio- Integrated OHS/HP interventions. There is a growing
logic mechanisms from observational epidemiology interest in intervention strategies that integrate occu-
studies, such as cardiovascular disease risk factors. pational health and workplace health promotion.79,80
Orth-Gomer et al. (in a study rated high) found We identified eight studies54,60,64,65,68,81–83 in this review
improvements in lipid profiles in association with that integrated job-stress interventions with health pro-
improvements in psychosocial work environment in a motion of some sort (e.g., physical activity,60 smoking,65
randomized controlled study (Appendix Table I, page alcohol consumption82).
17).72 Erikson et al. (high rated) reported a similar Five of these eight integrated studies had high sys-
finding in a controlled study (Appendix Table I, page tems approach ratings. Health behavioral outcomes
6).73 Finally, Rydstedt et al. (rated moderate) found were evaluated, however, in only two studies. In one, a
significant improvements in blood pressure and heart significant increase in physical activity was reported,60
rate to be correlated with reductions in job hassles for and the other showed a decrease in smoking, but did
inner-city bus drivers (Appendix Table I, pages not test this change for statistical significance. Three of
25–26).74 Thus, job-stress interventions affect cardio- the eight integrated studies had low ratings. One