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Seismic Isolation
Murat Dicleli, P.E., M.ASCE1
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Abstract: This paper presents the merits of a hybrid seismic isolation system used for the seismic design of a major bridge. The bridge
is analyzed for two different arrangements of seismic isolation systems. The first arrangement consists of friction pendulum bearings at all
substructure locations; the other incorporates a hybrid system where laminated elastomeric bearings are used at the abutments and friction
pendulum bearings at the piers. Analysis results have demonstrated that the hybrid seismic isolation system provided a structure with a
fundamental period long enough to attract smaller seismic forces, while controlling the magnitude of isolation bearings displacements. It
also provided a more uniform distribution of seismic forces among substructure elements. As a result, higher seismic forces on the piers
were reduced, allowing for a more economical design of substructures. The hybrid seismic isolation system helped to control the
wind-induced vibrations and reduced the sizes of the isolation bearings.
DOI: 10.1061/共ASCE兲1084-0702共2002兲7:2共94兲
CE Database keywords: Seismic design; Bridges; Seismic isolation; Friction; Damping.
Introduction The concept of seismic base isolation has been adopted into
practice with the development of natural rubber bearings 共Kelly
Highway 17, in Ontario, Canada, forms part of the Trans-Canada 1997; Naeim and Kelly 1999兲 and became more popular with
Highway and is a strategic link in the interprovincial highway laminated elastomeric 共LE兲 bearings 共Derham et al. 1975; Naeim
system. Along this route, a two-lane highway is currently serving and Kelly 1999兲. Other base isolation systems have also been
provincial, regional, and local traffic. In response to identified developed, including low damping natural rubber bearings 共Kelly
capacity deficiencies and growing public concern, the construc- and Quiroz 1992兲; high damping natural rubber bearings 共Derham
tion of a four-lane highway system was initiated. This new high- et al. 1985兲, lead-plug bearings 共LEP兲, which were invented in
way system contains a number of structures, including the twin New Zealand 共Robinson and Tucker 1977, 1983兲 and have been
used extensively for the seismic base isolation of buildings 共Char-
structures of the Mississippi River crossing.
leson et al. 1987兲 and bridges 共Built 1982兲; and friction pendulum
The design of the Mississippi River twin bridge presented a
共FP兲 bearings 共Zayas et al. 1987, 1996兲, which have been used in
number of unique challenges. The bridge is located in a valley
the seismic design of buildings 共Al-Hussaini et al. 1994兲 and
that, from a geological point of view, is famous for its sensitive
bridges 共Constantinou et al. 1993; Zayas et al. 1996兲. Both the FP
Leda clay and possesses the highest-risk seismic zone classifica-
and LE bearings with or without a lead plug have been incorpo-
tion in Ontario with a zonal acceleration of 0.2g 共Canadian 2000兲. rated into design codes 共Blakeley 1982; Ministry 1983; Interna-
The bridge crosses a 78 m wide river and a Class A provincial tional 1997; AASHTO 1999兲.
wetland. The substructures would not be allowed within the riv- A number of different seismic isolation bearings mentioned
er’s watercourse, and their size and locations were restricted to above were investigated, and a hybrid solution was deemed the
minimize the disturbance to the wetlands. most appropriate for the seismic design of the bridges. The hybrid
The relatively large size of the structures and the higher-risk system consists of FP bearings at the piers and LE bearings at the
seismic zone classification of the area resulted in seismic forces abutments. This is the first bridge to be built with a seismic iso-
that could not be accommodated with a conventional structural lation design of this kind in Canada and possibly in the United
system and satisfy the imposed environmental constraints at the States 共Michael Constantinou, personal communication, June 14,
same time 共the limitation on the footing plan area was 64 m2兲. 2000兲.
Therefore, a structure with a seismic isolation system was consid- This paper describes the step-by-step procedure for the seismic
ered to reduce and evenly distribute the horizontal forces to the design of the bridges and outlines the merits of hybrid seismic
substructures. isolation. In the subsequent sections, first the site and bridge prop-
erties will be defined, and then the preliminary design criteria
1 employed in the selection of the structural system will be ex-
Assistant Professor, Dept. of Civil Engineering and Construction,
Bradley Univ., Peoria, IL 61625. E-mail: mdicleli@bradley.edu plained. The seismic isolation system, seismic loading, and struc-
Note. Discussion open until August 1, 2002. Separate discussions tural model used in the analysis and design of the structure will
must be submitted for individual papers. To extend the closing date by also be defined. These will be followed by the presentation of the
one month, a written request must be filed with the ASCE Managing analysis results for the bridge with the FP bearings alone and the
Editor. The manuscript for this paper was submitted for review and pos- hybrid system.
sible publication on December 8, 2000; approved on May 24, 2001. This
paper is part of the Journal of Bridge Engineering, Vol. 7, No. 2, March
1, 2002. ©ASCE, ISSN 1084-0702/2002/2-94 –103/$8.00⫹$.50 per Site Geotechnical Properties
page.
The results of geotechnical investigation at the locations of sub-
94 / JOURNAL OF BRIDGE ENGINEERING / MARCH/APRIL 2002 structures have indicated that the site soil profile consists of three
ends in this new rigid frame pier is an added safety if the isolation sibility of the bridge deck hammering the abutments. Based on
system malfunctions. Note that if the substructures of a seismi- the above observations, a decision was made to use a seismic
cally isolated bridge is designed to have lateral resistance lower isolation system.
than that of the isolator units and allowed to undergo inelastic
deformation, the seismic force level will be controlled by the
substructures, and the isolator units above will be rendered inef- Seismic Isolation Bearings
fective.
Inadequate ductility due to poor confinement has been respon- It has been proven that increasing the fundamental period of vi-
sible for damage to bridge columns 共Mitchell et al. 1995兲. As bration and energy dissipation capacity of a structure is an effi-
properly reinforced spiral or circular columns provide a superior cient way of improving its seismic behavior 共Priestley et al. 1996;
ductility at plastic hinging regions 共Priestley et al. 1996兲, a circu- Naeim and Kelly 1999兲. This can be achieved by using a seismic
lar cross section was selected for the columns. isolation system that possesses a built-in energy dissipation
mechanism and is capable of providing a longer fundamental pe-
riod. As mentioned earlier, the fundamental period of the structure
Expansion Joints
without seismic isolation bearings is 0.43 s, and the bridge site
In the preliminary design stage, two alternative configurations has stiff soil conditions. For design response spectra developed
were considered for the expansion joints along the bridge deck. for such soil conditions, an elongation of period beyond 0.6 s
The first alternative was to provide several expansion joints be- generally results in a considerable reduction in spectral accelera-
tween the abutments to effectively accommodate the movements tions 共International 2000; AASHTO 1998; Canadian 2000兲.
due to temperature variations. The other was to build a continuous Therefore, using a seismic isolation system is appropriate.
superstructure with expansion joints only at the abutments. This A number of different seismic isolation bearings were investi-
second alternative requires bearings and modular expansion joints gated: FP and LEP bearings were found to be the most commonly
that can accommodate large thermal movements 共130 mm兲 due to used seismic isolation systems in North America 共Naeim and
the substantial length of the structure. Kelly 1999兲, and both of them have been incorporated into design
It was anticipated that the first alternative might result in a codes 共AASHTO 1999; International 1997兲. A decision was made
higher initial cost and expensive maintenance due to the presence to use one of these bearings.
of a number of intermediate expansion joints 共Burke 1988兲. Such
bridges are also more vulnerable to seismic forces due to the lack
of superstructure continuity 共Dicleli and Bruneau 1995a; Priestley LEP Bearings
et al. 1996兲 and may require larger support widths and restrainer LEP bearings are made of vulcanized rubber laminated between
ties to accommodate the seismically induced relative displace- steel plates, confining a cylindrical lead core at the center of the
ments at expansion joints 共Tseng and Penzien 1973; Penzien and bearing. The rubber provides the lateral flexibility to elongate the
Chen 1975兲. Failures of this kind of bridges have been recurrently structure period. The steel plates prevent bulging of the rubber,
observed in past earthquakes 共EERI 1991; Bruneau et al. 1996兲. provide a high vertical stiffness, and confine the lead core. The
The elimination of the intermediate expansion joints may re- lead core dissipates energy upon cyclic movement and provides
sult in less-expensive maintenance and a lower initial cost as resistance to wind. The plan area and the total height of the rubber
smaller girder sizes may be obtained due to the effect of continu- layers determine the flexibility of the bearing, and the diameter of
ity. Additionally, continuity provides a better distribution of seis- the lead core determines the desired level of energy dissipation or
mic forces to substructure elements 共FHWA 1987; Dicleli and equivalent hysteretic damping 共EHD兲.
Bruneau 1995b兲 and reduces the vulnerability of the structure to
large ground displacements and liquefaction. Thus, a final deci-
sion was made to use a continuous superstructure based on the FP Bearings
above considerations. FP bearings are composed of an articulated slider coated with a
self-lubricated composite liner and a concave spherical surface as
Bearings shown in Fig. 3. A pendulum motion for the supported structure is
achieved as the articulated slider rides on the spherical surface
For the range of loads and thermal displacements, spherical and and at the same time dissipates energy due to friction. The weight
pot bearings 共Watson 1992兲 were one of the few bearing types of the bridge also acts as a restoring force as the bridge rides on
available in the market at the time the structure was designed and the concave surface. The period and stiffness of the isolation bear-
were initially considered. In the preliminary design stage, all the ing are selected by choosing the appropriate radius of curvature.
bearings were fixed in the transverse direction of the bridge to The level of EHD is chosen by selecting an appropriate dynamic
restrain the lateral movements due to wind-induced forces. This friction for the bearing.
AS i A
C sm ⫽ ⭐2.5 (1) ignored deliberately to avoid triggering unwanted modes of vibra-
BT e B
tion that are not useful in the analysis. All six static degrees
where C sm ⫽elastic seismic response coefficient for isolated struc- of freedom were used in the analysis.
tures; A⫽zonal acceleration ratio, S i ⫽site coefficient; T e ⫽period The in-plane translational stiffness of the deck is relatively
of vibration; and B⫽damping coefficient listed for various damp- much higher than that of the other members of the bridge. Ac-
ing ratios in the code 共Canadian 2000兲. cordingly, at the abutment and pier locations, the bridge deck is
The zonal acceleration ratio is 0.2 g for the bridge site. For modeled as a transverse rigid bar of length equal to the deck
stiff soil conditions with depth to rock larger than 60 m, the site width, as shown in Fig. 5. This transverse rigid bar is used to
coefficient is 1.50. The damping coefficient is 1.0 for 5% damp- simulate the interaction between the axial deformation of the col-
ing and 1.7 for 30% damping. umns and torsional rotation of the bridge deck, as well as the
interaction between the in-plane rotation of the deck and displace-
ments of the isolation bearings. The transverse rigid bar was el-
Structure Model evated to the level of the center of gravity of the bridge deck
using a set of vertical rigid elements attached to it. This was done
A 3D model is necessary for a realistic representation of the be- to accurately define the vertical location of the mass of the bridge
havior of the bridge and load distribution among its various com- deck. The rigid vertical elements are then connected to the isola-
ponents when it is subjected to seismic loads. Some of the re- tion bearings, as shown in Fig. 5.
search data on the correlation of computer analysis results with
actual seismic behavior 共Kawashima and Penzien 1976; Douglas
Substructures
1979; Imbsen and Penzien 1979; Wilson 1986兲 were used to
model the structure. The analytical models for each component of The total weight of the piers constitutes 20% of the total weight
the bridge are presented in the following subsections. of the bridge. Therefore, their influence on the structure response
could be significant. Each pier is modeled as a rigid frame, as
shown in Fig. 6. Both the cap-beam and the columns are divided
Deck
into a number of segments, and their tributary mass is lumped at
The bridge superstructure is modeled as a 3D beam element, as the nodes connecting each segment. The parts of the column and
shown in Fig. 5. Full composite action between the slab and steel cap-beam within the joint are modeled as rigid elements.
girders is assumed in the model 共Douglas 1979; Dicleli 2000a,b兲. The columns are connected to a rigid pile cap that is modeled
The moment of inertia of the superstructure about the Y-axis (I y using a horizontal and a vertical rigid bar, as shown in Figs. 5 and
⫽3.55 m4 ) is obtained by first calculating the moment of inertia 6. The length of the vertical rigid bar is set equal to the footing
of each composite girder using an effective slab width 共Canadian depth to accurately estimate the effect of seismic forces trans-
2000兲 and then multiplying the result by the number of girders. ferred to the piles 共Duan 1996兲. Rotational and translational
The moment of inertia of the superstructure about the Z-axis (I z springs are connected at the end of the vertical rigid bar to simu-
⫽59.50 m4 ) is also calculated assuming full composite action late the effect of foundation stiffness on the structure response.
between the slab and the girders. The strong diaphragms provided Two separate plane frame models for the foundations are con-
between the girders are assumed to help achieve this full compos- structed to calculate the stiffness of the springs in two orthogonal
ite action. The superstructure is divided into a number of seg- directions. To obtain a plane frame structure, the piles in each row
ments, and its mass 共14,580 kg/m兲 is lumped at each nodal point perpendicular to the plane of the frame are lumped together and
connecting the segments. Each mass was assigned four dynamic represented by a single equivalent frame element, as shown in
degrees of freedom; translations in the X- and Y-directions of the Fig. 7. Each equivalent frame element is assigned 21 nodes, di-
bridge and rotations about the X- and Z-axes, as shown in Fig. 5. viding it into 20 equal segments. The lateral stiffness of the foun-
The remaining two dynamic degrees of freedom are dation soil is calculated at each node level using the coefficient of
D max R
The EHD ratio, B EH , is expressed as 共Earthquake 1999兲:
冉 冊
Fig. 7. Structural model to calculate spring constants at pier base 2
B EH ⫽ (4)
D
⫹
R
subgrade reaction for the soil, which is recommended as a con- The bearings are modeled as 3D beam elements and connected
stant, 33 MN/m3, to a depth of 5 m and linearly increasing at a between the vertical rigid bars and the pier cap under each girder
rate of 5.80 MN/m3/m beyond 5 m. Spring elements with stiffness location as shown in Fig. 5. Pin connection is assumed at the
equal to that of the soil are then attached to each node. The joints linking the pier cap to the bearings. The product of the
stiffness of the springs is calculated by multiplying the coefficient elastic modulus, E eb , and moment of inertia, I be , of the beam
of subgrade reaction at each node level by the pile width 共0.30 element is obtained by setting the equivalent stiffness of the bear-
m兲, tributary length between the nodes 共2.25 m兲, and number of ing equal to the stiffness of the 3D beam element:
piles lumped to form a frame element. The equivalent frame ele-
ments are connected to the pile cap modeled as a beam element. k eq h 3b
The same procedure is repeated to obtain a plane frame model in E be I be ⫽ (5)
3
the other direction. The models are then assigned a unit horizontal
displacement and rotation to calculate the stiffness of translational where h b 共216 mm兲 is the actual height of the bearing.
and rotational springs. The stiffness of the translational springs in
the X- and Y-directions are calculated as 111,960 and 118,760 LE Bearings
kN/m, respectively. The stiffness of the rotational springs about
the X- and Y-axes are calculated as 19,445,000 and 5,688,160 For the analyses of the bridge with hybrid seismic isolation sys-
kN•m/rad, respectively. tem, the LE bearings at the abutments are idealized as elastic 3D
beam elements and connected to the rigid bars at girder locations.
Pin connection is assumed at the joints linking the bearings to the
FP Bearings supports. The product of the elastic modulus, E eb , and moment of
The force-displacement hysteresis loop for the FP bearing is inertia, I be , of the beam element is obtained by the following
shown in Fig. 8 共Earthquake 1999兲. There are three parameters expression 共Dicleli 2000a兲:
defining the hysteresis behavior: the radius, R, of the concave G b A b h 2b
surface, the friction coefficient, , and the reaction force, W, act- E be I be ⫽ (6)
3
ing on the bearing, R and for the bridge bearings are 2,235 mm
and 0.07, respectively. The horizontal force, F, at any displace- where G b and A b are respectively the shear modulus and surface
ment D, is expressed as 共Earthquake 1999兲 area of the bearing. The shear modulus is 1.06 MPa at a tempera-
ture of 20°C. The bearings’ plan dimensions are 785⫻785 mm
W
F⫽W⫹ D (2) and the thickness is 285 mm.
R
Analysis of Bridge
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