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History and Discipline in Political Science

Author(s): John S. Dryzek and Stephen T. Leonard


Source: The American Political Science Review, Vol. 82, No. 4 (Dec., 1988), pp. 1245-1260
Published by: American Political Science Association
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HISTORYAND DISCIPLINE
IN POLITICALSCIENCE
JOHN S. DRYZEK
Universityof Oregon
STEPHEN T. LEONARD
Universityof North Carolina
ChapelHill

Once sparceand sporadic, historiesof politicalscience


have proliferatedin recentyears. We contendthat such historiesare a necessaryfeature
of the discourseof politicalscience, becausethereare essentialconnectionsbetweenthe
history,identity,and actualpracticesof any rationallyprogressivediscipline.In light of
the fact that the objectspolitical scientistsstudy are historicallyand contextuallycon-
tingent,therehas been-and should be-a pluralityof historiesto matchthe diversityof
approachesin politicalscience. Unfortunately,most historiesof politicalscienceprove
either "Whiggish"and condescendingtoward the past, or "skeptical"and negative. The
consequencehas been an inadequateunderstandingof the relationshipbetweenplural-
ity, rationality,and progressin the discipline.Takinginto accountboth the deficiencies
and achievementsof Whiggishand skepticalaccounts, we argue that context-sensitive
historieswould betterserve the rationalityand progressof politicalscience.

Who controlsthe past controlsthe future. ies can contributeto the identity,practice,
Who controlsthe presentcontrolsthe past. and progressof political science.
-George Orwell, 1984 Our account is designed to enable
political scientists to parse disciplinary
historiesfor positiveand negativelessons.
T he occasion The foundations of this account, how-
of this essay is a recentplethoraof works ever, requirethat we say somethingabout
attending to the history of political the relationship between disciplinary
science. Recent additions to what was history and identity, for two related
once a sporadicand discontinuousgenre reasons. In the first place, it may not be
includebooks by Blondel (1981), Collini, obvious-especially in light of the variety
Winch, and Burrow (1983), Higgott of conclusionsthey have drawn-that dis-
(1983),Kavanagh(1983),Natchez(1985), ciplinaryhistoriescan providepractition-
Janos(1986),Ricci (1984), and Seidelman ers with any guidancefor their research.
and Harpham (1985) and shorter pieces We shall argue that they can and indeed
by Riker (1982), Keohane (1983), and that such history is an ineliminable
Gunnell (1983).1On readingthese works featureof any account of the discipline's
one is struckby the varietyof conclusions identity.This connectionarisesnot just in
drawnregardingthe discipline'spast and termsof an intimaterelationshipbetween
how it shapesthe presentstate and future the history and philosophy of science-
promiseof the discipline.Our intent is to two forms of commentaryon the practice
ask what, if anything,disciplinaryhistor- of science.We shall arguethat in political

AMERICAN POLITICAL SCIENCE REVIEW


VOL. 82 NO. 4 DECEMBER1988

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American Political Science Review Vol. 82

science more than elsewhere there is an tical" and excessively dismissive. We


essentiallink betweendisciplinaryhistory build on our criticisms to argue that
and the actualpracticeof inquiry. And if politicalsciencehas a past whose achieve-
this firstthesiscan be sustained,standards ments can be vindicatedand a promising
of judgmentfor adjudicatingcompeting future-but only if political scientistsare
historiesmust also be articulated. willing and able to write disciplinary
We follow the lead of "postempiricist" histories that do full justice to past con-
philosophyof scienceto arguefor the cen- texts.
trality of disciplinaryhistory. This claim
is both prescriptiveand descriptive, for Disciplinary History
the writing of disciplinaryhistory is not and Disciplinary Identity
limited to the texts we cited at the outset
but rather pervades the discourse of We began this essay by noting that
political scientists. The purpose of this there have been a number of self-
section is thus to establishthe importance consciously historical studies of the
of disciplinaryhistory and its place in the disciplinepublishedin the last few years.
actual practicesof political scientists. Several of the authors' aims are clear
The utility of such histories in under- enough:they intendto providenot only a
standing the identity of political science descriptionof the past but also a set of
is, however, a differentquestion. One of prescriptionsfor the discipline's future
the difficultiesin establishingstandardsof (the one exception being Collini, Winch,
judgment for adjudicating disciplinary and Burrow1983). The past rarityof such
histories is that our histories have a sustained treatmentsshould not obscure
character different from those in the the fact that political scientistshave fre-
natural sciences. Whereas the natural quently deployed historical reconstruc-
sciences generally enjoy hegemonic tions in argumentsabout the discipline.
histories to which their practitioners To test our contention the reader need
subscribe, political science has multiple only consult any collectionof "scopeand
histories. This difference turns out to methods"texts. Most of them-and we
follow from the socially constitutedand found few exceptions-include some dis-
historicallydeterminednature of the ob- cussion of the history of political science,
jects of political inquiry. Thus an ade- deployed to warrant a particular
quate understandingof the relationship methodological stance. Or consider the
between history and identity in political review essays that periodicallygrace the
science requires an appreciation of the professionaljournals, APSA presidential
historically and contextually contingent addresseson the state of the discipline,the
characterof disciplinarypractices. texts introducingstudents to a subfield,
In the final section we flesh out the im- and the numerouscollectionsof essays on
plications of the precedingargumentsby the state of subfields. All of these use
pinningdown the contributionsdisciplin- historicalreconstructionto warrantsome
ary historyhas made-and could make- particularperspective.
to the progress of political science. This The same has always been true of
exploration is carried out by examining political philosophy. So, for example,
actualhistoriesof the discipline.We shall Aristotle felt the need to wrestle with
argue that for all their virtues, these Plato (e.g., Nichomachean Ethics
works have often distorted the history 1095a32), and Machiavelli with those
and identityof the discipline.Virtuallyall who "imaginedrepublicsand principali-
of them are either "Whiggish"and overly ties whichhave neverbeen seen or known
condescendingtoward the past, or "skep- in reality" (Machiavelli1950, 56). Even

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History and Discipline

Hobbes-that most antihistorical of Whiggishhistory (p. 5). Othershave also


thinkers-felt he had to engage "the noted the ubiquityof such historiesin the
philosophy schools, through all the uni- social sciences(see Bernstein1976, 97-98;
versitiesof Christendom,groundedupon Lepeniesand Weingart1983, xiii).
the texts of Aristotle, [which] teach It is noteworthy that the attempt of
anotherdoctrine"(Hobbes1962, 22). Collini, Winch, and Burrowto sever dis-
Our point in noting these uses of ciplinary history from current disputes
historicalreconstructionis that disciplin- about the identity of political science is
ary history in politicalscience,as in other beliedby theirown work. Whileinsisting
fields, is generally used to legitimate a that they "remainagnosticon . .. funda-
particularperspective while delegitimat- mental and ultimately epistemological
ing competing approaches (see Lepenies problems" (p. 7), they do in fact pass
and Weingart1983, xv-xx). Such a con- judgment regarding such questions on
clusion does not sit well with some his- their subjects (Dugald Stewart, Malthus,
torians. Most notably, Collini, Winch, Bagehot,Sidgwick,etc.; see, e.g., p. 376).
and Burrow(1983) bemoan the insidious Now it might be objected that in fact
effectsof suchuses of disciplinaryhistory. these judgments are merely contingent
Theirown work standsout from the other featuresof their work: remove them and
histories now available for a number of one is left with a history having no par-
reasons.First,the authorsarenot political tisan intent. The differencebetween the
scientists, but rather self-styled intellec- approach advocated by Collini, Winch,
tual historians. Second, their concern is and Burrow and the approach of the
with a somewhat distant episode, "the politicalscientistinterestedin disciplinary
aspirationto develop a 'scienceof politics' history would then be that the former
in nineteenth-centuryBritain"(p. 3). But wish merely to explicate the self-
more significantfor our purposesis that understandingsof past figures while the
the authorsproclaiman intellectual"aver- latter must care about the adequacy of
sion to disciplinehistory"of the sort that those self-understandings.
would provide "nourishmentor some This distinction,however, collapseson
other form of comfort" for present-day closer scrutiny. "Intellectual history,"
practitioners(pp. 4, 7) and so attemptto Rorty, Schneewind,and Skinner(1984,9)
sever the connectionbetweendisciplinary argue, "cannotbe writtenby people who
history and identity. In fact, they deny are illiterate in the culture of their pro-
that theirsis a disciplinehistoryat all (pp. spective readers.... To put presentday
4-5). readers in touch with a past figure is
As they note, legitimatinghistoriesare preciselyto be able to say such things as
often informedby "thepresenttheoretical This was later to be known as . . .' and
consensus of the discipline, or possibly 'Since the distinction between X and Y
some polemicalversion of what that con- was yet to be drawn, A's use of "Z"can-
sensus should be" and as such "reconsti- not be interpretedas. . .' But knowing
tute"the past "asa teleologyleadingup to when to say such things-knowing what
and fully manifested"in this consensus. to bracketwhen-requires knowing what
Consequently,"theintellectualmap of the has been going on in all sorts of areas."
present,or some version of it"is superim- In other words, the very possibility of
posed on the past, therebyobliteratingthe writing about something that would
interests, concepts, categories, and self- count as an episodein a disciplinepresup-
understandingsof past figures (pp. 4-5). poses some understandingof its identity.
Thereis more than a kernelof truth to Indeed, one need only read the introduc-
this criticism of what the authors call tory chapterof theirbook to recognizethe

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American Political Science Review Vol. 82

extent to which Collini, Winch, and Bur- without all kinds of engagementto each
row actively "bracket"their subject for, other"(quotedin Lukes1968, 119). Most
or make it intelligibleto, contemporary modern practitionersplace their faith in
practitioners. This task requires some the methodologyof the naturalsciences.
understandingof what these practitioners If these methodological aspirations
actuallydo (andshould)meanby political could be realized,they would clearlyvin-
science. dicate those political scientistswho read
Our criticism of Collini, Winch, and the history of the disciplinein termsof a
Burrow is not meant to disparage the modern break from a prescientificpast.
substantive content of their historical On this account, the standards against
reconstructionbut simply to stress that which the materials generated by the
therecan be no nonlegitimatingor neutral historianare to be judgedwould be pro-
stance from which a disciplinaryhistory vided by the scientist. Moreover, the
can be written. All such historieswill be identity of the disciplinewould be inde-
selective, and guided by some commit- pendentof its past, a methodologicalnot
ment (or opposition)to a particulariden- a historicalmatter.The history (or better,
tity. prehistory) of political science would
But if disciplinaryhistory must always have interestonly as a sourceof examples
be written from some such perspective, of attempts to articulate a scientifically
might it not follow that we reallyhave no groundedknowledgeof politics.
need to tarry with the problemof which Unfortunately for its advocates, this
histories to accept as adequate?Here, it position is now discreditedamongphilos-
might be arguedthat to write the history ophers of science. The underminingof
of the disciplineis one thing, to actually this "method fetishism" (Putnam 1981,
do politicalsciencequiteanother.On this 188) had been in the offing for some time
objection, at least, intellectualhistorians (see Manicas 1987, 241-44) before the
such as Collini, Winch, and Burrowand death blow dealt to it by Kuhn (1970).
the politicalscientistmightwell agree-at Kuhn's work served as an important
least to the extent that both would like to catalyst in the development of post-
sever the connectionbetweenhistory and empiricist philosophy of science (Hesse
identity. 1980, 167-86; Bernstein1983, 20-25). The
And indeed, for their part, political virtually unanimous conclusion of the
scientists have often treated the postempiricistsis that the rationalityand
discipline'spast as if it were a history of progressof sciencedo not dependon con-
"prescience"or "ideologies"or "philos- formityto the "logicof scientificinquiry,"
ophy," with the present (or imminent whether positivist, logical empiricist,or
future)bearingwitness to the emergence Popperian.As Kuhn (1970, 200) put it,
of a real science. It is not only twentieth- "Thereis no neutralalgorithmfor theory
century practitionerswho have tendered choice, no systematicdecisionprocedure"
this line. Since Hobbes (at least) it has for determiningthe "scientific"statusof a
been widely argued that social and knowledgeclaim. Or as MacIntyre(1977,
political science is a possibility if not a 468) argues,"Thereis no set of rulesas to
reality. At the root of these arguments how science must proceed and all at-
one finds a common belief that science tempts to discover such a set founder in
proceeds by following a particular their encounterwith the actualhistory of
method. Hobbes' method was one of science."
thinking of "men as if but even now MacIntyre'scommentreturnsus to the
sprung out of the earth, and suddenly, history-identityconnection. Against the
like mushrooms, come to full maturity apparentrelativismimplicitin a Kuhnian

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History and Discipline

perspective, more recent postempiricist tations (metatheories, paradigms,


philosophy of science has tended to em- researchprograms,or researchtraditions)
phasize that the rational status of scien- vie for supremacy.The proponentsof any
tific theoriesis securedin their historical new view must, of course,arguethat their
development(Burian1977, 30). To evalu- program is superior. But if the postem-
ate a theory, or set of theories, or even a piricistsare right, this superioritycannot
methodological and metatheoretical be one of method.2Rather,rationalsuper-
stance is to write a particular sort of iority must be established through the
history in which the stance in questionis writing of a disciplinaryhistory in which
seen as rationally superior to its com- it can be shown that one programpro-
petitors, past and present. Following vides an account that is able to explain
Lakatos(1970),stances"areto be assessed both the successesand failuresof its ex-
by the extentto which they satisfyhistori- tant competitors(MacIntyre1984, 43).
ographical criteria; the best scientific This superiority, however, must be
methodologyis that which can supplythe established not only over the current
best rationalreconstructionof the history receivedwisdom but also with respectto
of science and for differentepisodes dif- all orientationsthat have previouslyheld
ferentmethodologiesmay well be success- prominencein the discipline (MacIntyre
ful" (MacIntyre1977, 469). 1984, 44-45). In other words, the Young
Lakatos' claim that "philosophy of Turks, or at least some of their number,
science without history of science is must do disciplinary history of two
empty; history of sciencewithout philos- related sorts. In a narrow and fore-
ophy of scienceis blind"driveshome the shortenedsense, they needto demonstrate
point (1978, 102). Not only is disciplinary (followingLakatos)that theirextantcom-
historygoing to be articulatedfroma par- petitor has been running out of steam
ticularaccount of identity, but any iden- with time in terms of its ability to solve
tity must be grounded in a disciplinary problems or predict novel facts. Such
history.Disciplinaryhistoryand prescrip- arguments, however, also presupposea
tions for identityare properlyunderstood longer narrative in which all past ap-
as but two momentsin the samereflective proaches (i.e., prior to the currentcom-
process. petitor)are safely dead and buried.
It follows from these claims that "how On most accounts, the contemporary
we judge the status of a science depends natural sciences exemplify this kind of
on how we judgethe qualityof the history progressive history. Their practitioners
it assists in providing"(MacIntyre1984, may safely assumethat theirhistory con-
44). This turnsus toward the questionof sists of the effective supercession of
the kind of history that can underwrite less- by more-fruitfulresearchtraditions.
the rationality and progress of political Thus they need not considerresurrecting
science.An answercan be approachedby anachronisticresearch traditions to fur-
examining the differences between the ther their science. For example, in evolu-
history of political science and that of tionarybiology, today'spunctuatedequi-
other rational disciplines-especially the librium theoristsquite reasonablyfeel lit-
naturalsciences. tle need to trouble themselveswith pre-
Darwinian understandings. As Kuhn
(1969, 407) argues, "Sciencedestroys its
Hegemony and Plurality past."
in Disciplinary History It can, then, be arguedthat the contem-
porary natural sciences enjoy a hege-
All disciplines go through occasional monic (albeit multifacetedand complex)
upheavalsduringwhich competingorien- history and identity. And disciplinary

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historycan figurein naturalscientificpro- of development in much of the third


gress to the extentof its ability to identify world.
the rationalwarrantsof paradigmshifts. In this light, the progress of political
This kind of contributioncan also apply science consists of an expandingcapacity
in politicalscience,but thereis an impor- to cope with contingencyin the contentof
tant differenceto be taken into account. empirical problems (Dryzek 1986,
For in political science we lack general 315-17). Thus political science is always
agreementon who counts as an important rationallygoing to be home to a varietyof
figure and what counts as a progressive researchorientations.Any approachtry-
development. Instead, we allow ing to demonstrateits utility or superior-
numerouscompetingaccounts of the in- ity must do so not just throughreference
tellectualmovements,researchprograms, to the extant range of traditions(and the
traditions, and central figures that have historyof each)but also in relationto past
shaped (or on some accounts misshaped) traditions. Every approach needs its
the discipline. We have a variety of historians, to write (or rewrite) at least
histories to match our plurality of iden- some of the discipline'spast.
tities. However, such historieswill be limited
This contrast with natural science in theirscope, for, as we have alreadyin-
might be taken as grounds for arguing timated, the "objects" of political
that political science is "immature."But science-unlike those of the natural
such a claim ignores the particular sciences-are constituted by the beliefs
featuresthat give rise to our disciplinary and self-understandingsof social agents,
plurality.Unlikenaturalscience,political amongwhom may of coursebe numbered
science cannot "destroy its past." political scientists themselves.3The very
"Global"progress, at least in the com- existenceof these objects-say, a bureau-
monly understoodterms of linearsucces- cracy, army, monetary system, political
sion of increasingly successful research party, monarchy, capitalist economy,
traditions, cannot occur in political socialist state, or democracy-is con-
science. For the empiricalproblems and tingent on the subscription by social
conceptualdisputesthat are the grist for agents to some particular beliefs or
comparative judgments across research theories.Thereis no analog to this in the
traditions are themselves historically natural sciences, where the objects-
specific and socially constituted. Thus however they may be conceptualized
any computationof a standingstable of are not constitutedby theories.They exist
different traditions is contingent upon quite independently of whatever the
time, place, and a particularset of em- scientist may say about them (Hacking
piricaland conceptualproblems.To take 1984, 115, 116). Moreover, in political
a crude example: behavioralist ap- science, as agents' "theories"change, the
proaches seem to work well in the ap- objects will be altered, come into, or go
parently placid fifties but are severely out of existence. Add to this the post-
strained by the turbulentsixties. Resur- empiricistclaim that theoriesare "under-
rection of apparently obsolete research determined"by evidence (Hesse1980, 32,
traditionsis also possible if socially con- 144, 187), and you have all that is needed
stituted empirical problems shift in a for a radical plurality of researchtradi-
direction that gives them renewed tions, hence of disciplinaryhistories and
problem-solving power. So Marxism identities.
returnsalong with protest and conflict in What you also have, however, is the
the industrialworld, and an obvious lack groundworkfor the special centralityof

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History and Discipline

disciplinaryhistory in politicalscience.In tion of such reform science makes most


this regard, political science resembles sensein termsof a competitorto the more
philosophy more than it does the natural radically anticapitalist agenda for
sciences. For to develop any creative political science to which Seidelmanand
alternative to dominant current under- Harphamseemto subscribe.Hereone can
standings-arguably the essence of readily see the legitimatingfunction of
philosophy-the philosopher has to disciplinaryhistory, for the very idea that
engagein "genetic"spadeworkof the sort there is an extended and coherent third
that would explain why some orthodoxy tradition of reformism is of interest
came to be victoriousand how and why it primarilyto those who seek an alternative
is vulnerable(Taylor 1984, 19). In so do- to it. On Seidelmanand Harpham'sown
ing, the philosopher can warrant the account, those who practiced and ex-
superiorityof his or her favored alterna- tendedthe traditiondid so withoutbenefit
tive not just throughreferenceto the ex- of the kind of history these two authors
tant rangeof traditions(andthe historyof have now written. So the most logicalap-
each) but also in relation to past tradi- proval for Seidelman and Harpham
tions. would come from leftists like themselves,
This need to do an in-depthhistoryof a or possibly antireformistconservatives.5
discipline like philosophy or political An equally dramatic and ambitious
science is most obvious in those cases retelling of a hundred or more years of
where some orthodoxy is being chal- U.S. political science is offered by Ricci
lenged (Taylor 1984, 21-22).4 Young (1984).To Riccithis historyis a tragedyin
Turks, in other words, are less privileged which a desirefor scientificrespectability
than their orthodox opponents (whose has muffled the contributionsthe discip-
successfulbattleswith othertraditionsare line could have made to the greatconver-
often safely behind them) and must work sation of democraticdevelopment. Thus
harderat their history. Riccireconstructsthe last centuryof U.S.
Sometimesthe Young Turks may even political science in terms of an enterprise
have to pin down the identity of the or- that is avowedly and self-consciously
thodoxy they are challenging.The hard scientificfrom the outset. Again, the legit-
work of reconstructionof a rival is ex- imatingfunctionof disciplinaryhistory is
emplified by Seidelman and Harpham apparent. Ricci's narrative of tragedy
(1985),whose historyconfirmsthe demise makes sense only in contrast to his own
of what they call "thirdtradition"U.S. agendafor the discipline,which involves
political science. This tradition begins morein the way of a focus on the key con-
with Ward,endswith Lowi, and along the cerns of democraticpolitics, speculative
way is host to WoodrowWilson, Bentley, thinking,and grandtheorizing.However,
Beard,Merriam,Lasswell,Key, Truman, Ricci's reconstruction would probably
and Burnham. According to Seidelman make no sense to behavioralistdisciplin-
and Harpham, the third tradition is de- ary historians. For example, to Easton
fined by its use of the tools of science in (1953, 4-7) the main problem with U.S.
democraticreform of a sick but not in- political science in the first half of the
curableU.S. polity. The leadingfiguresin twentieth century was its repudiationof
this third tradition were doubtless scientificreason. WhereRicci sees only a
unaware of their common membership, lamentable obsession with science,
and lacked even a name until Seidelman behavioralistssee only an equallylament-
and Harphamcame along. In what sense, able absenceof science.
then, do we have a real tradition here? The need to proclaimresearchagendas
The answeris surelythat a coherenttradi- through referenceto intellectualhistory

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applies not just at the grand disciplinary in terms of explanatorypower.


level of Seidelman and Harpham and While we could multiply examples
Ricci but also in the subfieldsof political here, our generalpoint shouldby now be
science. Thus Natchez (1985) writes a clearenough.As long as thereis varietyin
history of opinion research to demon- orientations toward political science
strate that nobody (partially excepting and this condition is to be fully expected
V. 0. Key) has studied voting behavior as long as there is history and politics-
from the angle of the liberalconstitution- then there will be variety in disciplinary
alist politicaltheorythat Natchezbelieves histories. However, it does not follow
should be the wellspringof this research. that one can writea disciplinaryhistoryin
And Keohane (1983) justifies his self- any way one chooses, nor does it mean
consciously Lakatosian "modifiedstruc- that all disciplinaryidentitiesare created
tural realist program"for international equal. We now turn to the question of
relations through references to the how one might separatethe wheat from
achievementsand failuresof realistsfrom the chaff in both historiesand identities.
Thucydidesto Morgenthauand beyond.
However important disciplinary
history is for YoungTurks, the defenders The Limits and Lessons
of orthodoxieshave to write it as well. of Disciplinary History
One reason for this is that given the
plurality and disunity of the discipline, Having establishedthe importanceof
"orthodoxy"in politicalscienceis a rather disciplinaryhistory for our identity, we
tenuousand fleetingcondition. So even a can appreciatethe efforts of those who
widely acceptedunderstandingof discip- have engagedthe difficulttask of address-
linary identityneeds it historiansin order ing this history and applaud their con-
to demonstrateits own historical coher- tributionsto the rationalpluralismof the
ence-that it really is a paradigm, re- discipline;for if our argumentsare right,
search program, or research tradition then it is only by judging the quality of
worthy of the name. Equally important, these histories that practitioners can
every approachmust fend off challengers determinethe merits of the researchpro-
by demonstratingthe expansionof its ex- grams they presuppose. But this also
planatoryor problem-solvingcapabilities meansthat any appreciationand applause
over time. Thus Riker's(1982)interpreta- must be temperedby a criticalinterroga-
tion of history of Duverger'sLaw is de- tion of these histories. We shall now at-
signed to bolster the rational choice re- tempt to advance some criticalstandards
searchtradition,not to mentiona positiv- for disciplinaryhistoriansand practition-
ist understandingof our history. To this ers alike.
end, Rikerrelatesnot just the refinement Our critique begins by noting that
of theory throughits confrontationwith disciplinaryhistoriesare necessarilylink-
(whathe takesto be) the eternalveritiesof ed to agendasfor disciplinaryidentity, as
political life and party systems but also our earlier discussionof Collini, Winch,
the impactupon theory of events like the and Burrowsought to demonstrate.This
advent of a single party in India'splural link is at once a strengthand a weakness.
voting system. Riker'sinterpretationpro- It is a strengthbecauseit providesboth a
ceeds with the avowed intent of demon- reason and a vantage point for historical
stratingthat what he calls politicalscience reconstruction.Without this connection,
but what we may call the rationalchoice a history could hardlybe a history at all;
researchtraditiondoes in fact have a his- devoid of an intelligible point of refer-
tory that is both coherentand progressive ence, it would itself be renderedunintelli-

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History and Discipline

gible. Readers of such an imaginary described them: Whigs.6 On the other


history would lack the conceptual thereare those best describedas skeptics.7
resources needed to make sense of the Whigswritethe historyof the discipline
story at hand. as though it were teleological, culminat-
But the link is also a weakness,for any ing in some correctcurrentunderstanding
history so informedis going to be partial or, more usually, some bright imminent
and limited in some potentiallydebilitat- future in which past difficulties are re-
ing ways, especiallywhen one considers solved. For them the past has little intrin-
the extremevariety in politicalscienceap- sic value. Indeed, their inspirationstems
proaches-and hence in disciplinaryhis- from the ideal of liberatingthe discipline
tories. No Archimedeanpoint is possible from the deadweight of past errorsand il-
here. Disciplinaryhistorians,no less than lusions.
othersocial agents,arelimitedby the con- Our Whigsarelegion. To begin over 50
texts from which their own understand- years ago, Merriam(1925), with a little
ings arise. They cannot possible encom- foreshortening,classified the history of
pass the whole range of contemporary- political science into four increasingly
let alone past and future-perspectives. powerfulstages.The firstwas a prioriand
Variety in political science is a mixed deductive,endingin 1850;the secondwas
blessing. While we have arguedthat it is historical and comparative, dominating
both rationaland necessary,unsympathe- the secondhalf of the nineteenthcentury;
tic observers of the discipline might the third involved observation and
chargerelativismand a lack of globalpro- measurement,enteringwith the twentieth
gress. To make mattersworse, disciplin- century;and the fourth, just beginningin
ary history as currentlypracticedmight 1925,was to stresspsychologicalanalysis.
well lead one to conclude that political Only in this fourth, highest, stage would
scienceis withoutpast achievement.Most true science arrive. Merriamrepudiated
of the extant histories are at best con- his immediatepredecessorssuch as Beard
descending toward past practitioners. and Bentleyfor their want of science.
Often they are outright condemnations. Later, the behavioral revolutionaries
This is particularlytrue in those cases would see only intimationsof real science
where it is modem politicalsciencethat is amid the supposedlydominanthyperfac-
in question (although still true in the tualism and institutionalismof their for-
longer history of political thought). If bears. But few among the revolutionaries
thesehistoriesare takento heart, our past believed they were startingwith a blank
would hardly seem to constitute proud, slate. Selectedprecursorslike Bentleyand
happy, and progressive disciplinary Merriamcould be congratulated.Easton
development. (1953) pays homage to a long line of
Our own more sympatheticview is that thinkersfrom Aristotle to Benthamand
properly understood, such histories can beyond, even as he believed the momen-
indeed provide reasons for the adoption tum towarda scienceof politicswas inter-
of one orientation or the rejection of ruptedin the twentiethcentury.
others and so the stuff of a progressive Later still, the Kuhnian moment in
discipline.Butas yet thatpromiseremains APSA presidentialaddressesannounced
unfulfilled,for reasons we shall now ex- the arrivalof the first paradigm(e.g., Al-
plain. mond 1966). More recently, the contem-
Virtuallyall of these historiesfall into porary "scienceof political science"has
two mutuallyexclusivecategories.On the been celebratedby Weisberg,who (even
one hand we have those historianswho while admitting he has no idea what
are just as Collini, Winch, and Burrow science means) asserts that "political

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American Political Science Review Vol. 82

science has become more scientific over In contrast to our Whigs, skeptical
the years" (1986, 3, 10). Blondel (1981) historians find little to commend in the
and Kavanagh(1983)are equally pleased presentand still less to approve of in the
with the momentumof post-1945political modernhistory of the discipline.Skeptics
science in comparison to its primitive write the history of political science in
past. Withinpublicadministration,Miller terms of unremitting error. So Ricci
and Moe (1986, 167) announcethe arrival (1984)lamentsthe resultsof the persistent
of the "positivetheory of hierarchies"to effortsof the disciplineto be a sciencejust
rescue the subfield from its "lack of like all the others. Gunnell (1983) con-
theoreticalprogress." demns contemporary political theorists
Whigs generallyrestricttheir approval for retreatingfrom real political concerns
to a few precursors.For example, Riker and intelligible language into abstruse
(1982)takes pains to identify the individ- metatheoryand incomprehensibleidioms.
uals who, over a span of more than a cen- Natchez (1985) laments the all-pervasive
tury, have anticipated,stated, or refined atheoreticalbent of voting studies, from
Duverger'sLaw. Yet Riker'sapproval of beginning to end. From an earlier era,
these people is for the most part luke- Crick (1959)is none too pleasedwith the
warm, for it is only in the last three Americanized scientism of politics (see
decadesthat the law has been takenunder also Storing 1962). Remember, too,
the wing of rational choice theory, and Bentley'sdenunciationof the "soulstuff"
thereby "examinedwith increasingscien- of his predecessorsand contemporaries;
tific sophistication"(Riker1982, 765). For though, unlike Crick, Bentley wanted to
him, the past merits congratulationonly turn toward, rather than away from,
for its intimationsof a glorious present. science. Seidelmanand Harpham (1985)
Rikerdoes, of course,recognizethatalter- are somewhat more sympathetic than
native disciplinary identities have been these other skeptics.Though in theireyes
advanced by those outside the rational the third tradition ultimately fails, the
choice tradition. But beyond cursory very reason they need to take it on lies in
denigration of "belles lettres," Riker is its victory within the disciplineover the
aware of no serious rivals. That is the first (institutionalist)and second (rad-
privilegeof those who subscribeto ortho- ically democratic)traditions.
doxies. The skeptics are the Whigs' obverse;
Some Whigsare more charitablestill in they conclude that the redemption of
ascribingto theirpredecessorsthe posses- political science requiresthat it abandon
sion of paradigms-albeit partial and its recent past entirely. Those we have
flawed ones. If the Kuhnianterminology noted hold to a common view that what
is taken at face value, these precursors shouldsucceedthe jettisonof our past is a
thereby have scientific rather than pre- turn to practicalpolitical concernswith a
scientificstanding.ThusJanos(1986)por- view to becomingrelevantto society and
trays a switch of paradigmsin the study its problems.To Seidelmanand Harpham
of political development from the this turn would involve a radicalagenda.
"classical"approach of Smith, Comte, To Natchezthis samemove would be con-
Marx, and Weber to contemporary servative:he believesthat liberalconstitu-
cultural theorists of postindustrialsoci- tionalist political theory should guide
ety. Whethercharitableor not, however, voting studies precisely because it is the
Whiggish histories treat the disciplinary dominantpolitical traditionin the United
present and future in terms of triumph States. For Ricci this turn is to be accom-
over the limitedperspectivesof past prac- plished by moving beyond the apolitical
titioners. nature of contemporarypolitical science

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History and Discipline

and theory. Bentleyattacked"soulstuff" that humans are political animals. Aris-


for the sake of a science committed to totle, of course, could not have even con-
democratic reform. One can imagine ceptualizedthe idea of most peoplefailing
skeptical histories not committed to to take advantage of minimal and con-
political relevance, but we can locate strainedopportunitiesto participatein a
none. governmentalsystemthat would not even
Betweenthese two stancestherewould merit the name of politics in his terms.
appearto be no others. Nor shouldwe be Quite simply, humans are indeed zoon
surprisedby this: Whiggism and skep- politikon in the terms of Aristotle'sown
ticism are simply historiographicalex- milieu, however much they have become
pressionsof the contemporaryrifts in the "apolitical"in most modem societies.
disciplineof which most of us are-some- All this is not to say that the Whigsare
timespainfully-aware. Butmustwe con- without achievement.Forthey do engage
sort with eitherthe Whigsor the skeptics? in what we have argued is the essential
We thinkwe need not consortwith either task of reconstructingresearchtraditions,
but to see why we need to be clear thus providinghistoricalwarrantsfor the
about the errors-and strengths-of both triumphof theirfavored approaches.Yet
stances. the Whig's historical ledger is distorted.
As we have suggested,Whiggishnessis The positive side of that ledgerrepresents
definedby its attemptedjustificationof a similarities between past problem con-
particular disciplinary present (or near texts and presentones, makingparticular
future).This present(or imminentfuture) past practitionerslook like precursorsof
may in its turn be definedby presentap- the presentand presentinsightsusefulfor
proaches,which are presumablyproving understandingpast circumstances.But as
themselvesby their ability to cope with the presentchanges,so will its precursors,
empiricaland conceptualproblemsas de- and Whigswill have to continuerewriting
fined and weightedby both presentprac- history. Thus Bentley comes to promi-
titionersand the larger society in which nence as a precursorof pluralistpolitical
they move. However, once we recognize science in the 1950s-and fades along
that these present problems are them- with pluralistinterpretationsin the 1960s
selves historicallycontingentand socially and 1970s.
constructed,the Whigs' accounts of the In all of this, then, the self-confidence
past become suspect. For Whigs fail to of Whiggishpolitical science turns out to
allow that past practitionerscould not be unjustified. Today's Whigs do not
have even conceptualizedour problems, necessarilypossessa betterunderstanding
for they had their own problems to ad- of politics than past practitioners. In-
dress.As we noted above, researchorien- stead, they may just have a betterunder-
tationswax and wane underthe influence standing of a particularkind of politics.
of changes in socially determined and Politicalchangemay renderolderconcep-
historically specific problems. So the tions anachronistic,but the claim that we
"superior"understandingof the presentis aregettingcloserto some timelesstruthas
itself historically contingent-and likely a result is unwarranted.The Whigs are
to meet condemnationfrom futureWhigs bad historiansbecausethey miss the con-
for its failureto contributeto the resolu- textual dimension of inquiry. Their
tion of theirproblems. sweeping claims about political science
Consider, in this light, Dahl's (1961, will no doubtlook as silly to futureWhigs
279, 280-81) claim (as criticizedby Ball as past Whigs look to them.
1983, 36-37) that modern opinion re- The skeptics'errors are in a sense the
search has falsified Aristotle's assertion obverse of the Whigs. Where Whigs see

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American Political Science Review Vol. 82

nothing but brighteningskies the skeptics "thirdtraditionists."According to them,


see nothing but ever darkening ones. Lowi has explainedwhy the reality of in-
Their conclusion that the history of terest group liberalismis so resistant to
modern political science provides little reform (p. 201). Lasswelldid indeed un-
worth salvagingwould be justifiedif two cover many of the irrationalitiesof mass
argumentscould be carried. The first is and elite politics (pp. 134-37). Bentley's
the argumentthat over the period of in- "muckraking"science did indeed expose
terest some exclusive approach has many of the illusionsof U.S. politicsheld
dominatedthe disciplineas a whole, or at by the public and reinforcedby political
least some well-definedsubfieldof it. The scientists(pp. 69-81).
second, contingent upon the first, is the Consider, too, some of Ricci's (1984)
argument that this orthodoxy has en- villains. Even as he disparagesthe "Pop-
countereda crisis of sufficientmagnitude perist"foundations of. midcenturypolit-
finally to extinguishits claims upon the ical science, Ricci admits that Popper's
discipline. So, for example, Seidelman grounding of liberal democracy in a
and Harpham(1985) argue that the third model of scientific inquiry does indeed
tradition has dominated U.S. political provide a rationalisticdefense of democ-
science. This tradition expires in the racy against its totalitarianrivals exactly
handsof Burnhamand Lowi, for-besides when such a defense is needed-in the
advocating particularreforms rooted in 1940s (pp. 119-25). And Ricci recognizes
their science-these authors use their that the behavioralistvoting studies he
science to explain why such reformscan disparages did tell us some interesting
never make any headway in the U.S. things about politics-if only that
polity (Seidelman and Harpham 1985, Western electoral democracy cannot
221). flourishunless both elites and massesare
The skeptics' first argument is over- ignorantof the voting studiesfindings(p.
stated: there is no hegemony, and there 175). Natchez (1985) inadvertently
never has been. However dominantinsti- demonstratesthat the voting studieshave
tutionalism or behavioralism or the all along been corroboratingliberal con-
Michigan model or realism may have stitutionalist claims about the limited
been in their time, they have never been capabilitiesof the ordinaryperson, even
exclusive. Disciplinary pluralism is the as the opinion researchersthemselves,in
norm, and the existence of skepticism theirtheoreticalignorance,were unaware
itself accentuatesthat pluralism. of this fact. And Gunnell (1983) admits
The second argumenttypically carries that politicaltheoristshave not been com-
with it the chargethatpoliticalsciencehas pletely isolatedfrom the politicalrealities
always been-or has become-sundered of their time, even if they have not
from the hardand interestingquestionsof become engaged in the ways Gunnell
real politics. But the skeptics themselves would prefer.
and the occasionalfiguresfor whom they Like the Whigs, our skepticsfail to do
expresssome sympathy (as, for example, justiceto successin context. So Lasswell's
Natchez [1985, 183-2101pays homage to accounts of deranged political man are
V. 0. Key) have clearly revealed much successfulin a derangeddecade. Popper
about real political issues. More impor- and Dewey are successfulin the contextof
tant, our skeptical historians show that the midcenturyglobal political struggle.
even those they attackhave made impor- The muckraking science of Beard and
tant contributions. Bentley makes sense in the context of a
In this light, consider Seidelman and political agenda largely defined by the
Harpham's (1985) portrayal of certain Progressivepolitical movement. The am-

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History and Discipline

bitions for behavioralism of Key and of political science demonstratesthat the


Trumanare understandablein a context disciplinehas been-and will continue to
dominatedby a seeminglywell-functioning be-a historicalone. Somemethodologies
democracy. The Almond and Verba are indeedgoing to be more or less useful
(1963) account of the determinants of thanothers.Butthis determinationwill be
stabledemocracyare successfulin a prob- contingenton the ability of a methodol-
lem context defined by a smug and self- ogy to substantiateits claimshistorically;
satisfiedU.S. political system. And skep- that is, by its ability to provide good,
ticism about the history of political hard-headedanalyses of political life in
science makes sense in the context of a particular contexts. Recognizing this
polity and a disciplinethat have lost their would have the meritorious effect of
bearings. temperingthe claims of those who claim
In sum, professionalization has not to have discoveredthe methodof truth,as
meant irrelevanceto hard political ques- if this alone were sufficientto establishthe
tions. It is professionalpolitical scientists progressof the discipline.
who have identified iron triangles, ex- The second way in which disciplinary
posed the deficienciesof liberalism,and history serves disciplinaryprogress is at
providedrationalisticcomfortfor (imper- the theoretical level. Political science is
fect) Western democracy in the face of about theoriesof how we have lived, how
totalitarianchallenges. we do live, and how we can and should
We can commendthe skeptics'recogni- live together. And theories are, as the
tion of the limitsand deficienciesof Whig- postempiricistshave shown, historicalen-
gish political science. As Gunnell (1983, tities: they develop over time. But in
38) argues, digging into the discipline's political science theories are doubly
past "demonstratesthe inevitability of historicalin that they are also time-bound
mortalityand the demise of the present." (i.e., context-dependent).In this respect,
But this does not justify skepticismabout good disciplinaryhistory can serve the
the discipline,for the skepticsthemselves double function of enabling "paradigm
have shown (justby their very existence) workers" (or "normal scientists")to be
that the disciplineis not without redeem- sensitive to the history of their own
ing character. researchprograms and to the histo '~cal
None of this shouldlead politicalscien- limits of those programs. Given the .iis-
tists to scoff at the histories Whigs and toricity of political life, theoreticalpro-
skepticshave produced.For it is only by gressin politicalsciencewill not be of the
critically examining these-and future- "vertical"-or transhistoricallysuccessive
disciplinaryhistoriesthat we will be able and successful-kind found in the natural
to do better history. Such histories sciences. Instead, our progress can only
should, above all else, attend to episodes be a "lateral"accumulationof potentially
of political science in context. Practition- useful researchtraditions, each of which
ers, approaches, research traditions, is contextuallyconstrainedin its problem-
theories, and methods should be appre- solving power (Dryzek 1986). It may be
hended and adjudgedfor their success or the case that some long forgotten or ap-
failureaccordingto how well they under- parently outdated researchprogramwill
stood and resolved the problems they shedlight on newly encounteredproblems
confronted. In this, disciplinaryhistory or even old ones that remainunresolved.
can serve-and to some extent already It may even be the case that in order to
has served-the progressand promise of understandthe deficienciesof a theorywe
political science, in two relatedways. need to recover its history to find out
At the methodologicallevel, the history why, how, and whether it can still be
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useful or should be abandoned. Thus number of clearly progressive theories and programs
good disciplinaryhistorycan improveour would have been strangled (Burian 1977, 39). The
same is no less true in philosophy, where "analytical
abilitiesto makegood, contextualchoices philosophy" has been under attack for its failure to
by making available a varied menu of offer a coherent account of its own foundations
alternativeapproachesto our subjectmat- (Taylor 1984; MacIntyre 1984).
ter, along with evidenceabout when each 3. For a useful overview of the philosophical
issues here, see Bernstein 1976. Disputes about the
traditionis likely to be useful,and when it philosophy of social science have for the better part
is likely to fail or be irrelevant. of a century involved the question of whether the
We conclude that there is no neutral natural sciences can provide us with methodological
stancefor evaluating,accepting,or reject- guidance. Postempiricist philosophy of science has
now shown that our methods are or can be the same
ing disciplinaryidentities. Rather, stan- but that the nature of our objects will determine the
dardscan only emergein the conflictsand knowledge claims we can advance (see Bhaskar
debateswithin and between traditionsof 1979, 1986). Isaac (1987) provides an interesting ac-
inquiry.8It is in this conflict and debate count of the applicability of "scientific realism" to
that the relationshipbetweendisciplinary political science. Ultimately, these ontological theses
must ride on their ability to adequately reconstruct
history and identity crystalizes, as we scientific history. And in this, arguments about the
hope to have shown in our discussionof belief- or theory-constituted character of social
Whigs and skeptics. In this respect, phenomena can underwrite a better explanation of
plurality is going to be the essence of, plurality in the history of political science.
4. Even postempiricist philosophy of science itself
ratherthan an obstacleto, the progressof needed to go back over the history of science to
political science.9But complacencydoes establish its claims (Bernstein 1983, 73-74).
not follow from this approval of plural- 5. Seidelman and Harpham nowhere admit that
ism. We should be vigilant in our critic- they are anticapitalists or leftists, but Theodore
isms without being dogmatic, hard- Lowi, their mentor, so describes them in his fore-
word to their book (1985, xvii).
headed in our inquirieswithout being in- 6. The classical critique of Whiggish historiog-
tolerant of differences, and vigorous in raphy is, of course, Butterfield 1931. While we do
the development of our own positions not agree with all of Butterfield's conclusions (our
without being parochial. Such attitudes objections can be read through our critique of Col-
resultfrom recognizingthe historicaland lini, Winch, and Burrow), those inclined to Whig-
gish histories of political science might benefit from
contextual situation of perspectivesheld Butterfield's account of the mistakes of past Whigs.
by those with whom we disagree-and by 7. These categories might be applied to pre-
ourselves.Good disciplinaryhistoryboth modem political theory as well, but such an applica-
reflects these attitudes and cultivates tion would take us far afield. In any case, the con-
temporary examples should be sufficient to illustrate
them. Whatremains,therefore,is to write our points.
historiesthat would sort out the lessonsof 8. For a fuller development of the implications of
the past in a way that future practition- this kind of argument as it bears on more general
ers-and publics-might find useful. questions of rationality, see MacIntyre 1988, esp.
chaps. 18, 19.
9. Thomas (1979) argues for plurality in social
sciences in a way that differs from but complements
Notes our own. For those who think that plurality is a
problem, we recommend Thomas's analysis of
We thank Lee Cheek, David Jacobs, and Dean Soviet sociology (pp. 180-95), which indicates the
Minnix for their comments on an early draft of this sorts of difficulties an exclusive paradigm might en-
paper. Terence Ball and James Farr provided much tail for political science.
useful critical commentary on a later version.
1. Besides the numerous texts on the history of
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John S. Dryzek is Associate Professor of Political Science, University of Oregon,


Eugene,OR 97403.
Stephen T. Leonardis Assistant Professorof Political Science, University of North
Carolina, Chapel Hill, NC 27599.

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