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PROTOGONOS?
MARCO ANTONIO SANTAMARÍA ÁLVAREZ
University of Salamanca (Spain)
1
On Plato and Orphism, see Bernabé 2011 (chaps. 6, 7 and 9 on the Orphic
conceptions of soul and afterlife) and Casadesús 2008. Riedweg 1987 analyses the
mystery terminology in several Platonic dialogues.
2
Turcan 1994: 296 and Bernabé 2008: 307. On Protogonos, see Gruppe 1902-
1905; Preisendanz 1938; Guthrie 1952: 95-107; Fauth 1972; West 1983: 70-71,
103-106, 202-215, 231-234; Turcan 1994; Brisson 1997: 83-92; Maharan 2000;
Morand 2001: 189-194; Bernabé 2004: 89-90, with further bibliography.
206 Did Plato Know of the Orphic God Protogonos?
3
West 1983: 226 dated the THH no earlier than the second half of the third century
BC and the Rhapsodies c. 100 BC (p. 229). He is followed by Bernabé 2008: 308
n. 83 and 312.
4
Hes. Th. 116: ਵIJȠȚ ȝȞ ʌȡȫIJȚıIJĮ ȋȐȠȢ ȖȑȞİIJo.
5
Ether and Hemera: Hes. Th. 124; Theia and Phoebe, daughters of Gea and
Uranus: 134-136. Theia and Hyperion are the parents of Helios, Selene and Eos:
371-374.
6
As early as in the Cypria (fr. 10 Bernabé), where she is daughter of Nemesis.
Sch. Call. Cer. 232, sch. Lyc. 88, Ps.-Eratosth. Cat. 25.
7
Ibyc. Fr. 285 Page, on this see also D’Alfonso 1995.
8
Mentioned for the first time in a votive inscription from the beginning of the
fourth century BC: [ĭ]ĮȞઅ ਬȡȝĮijȡȦ[į]/IJȦȚ (sic) İȟĮȝȞȘ (MDAI(A) 62, 1937)
and in literature by Ps.-Eratosth. Cat. 25, written after 319 B. C. The seer Tiresias
changes his sex (Hes. Fr. 275 M.-W., in Apollod. 3.6.7), although never having
both at the same time.
9
Eros: OA 14; Metis: OF 139 I-II, 140-141, 243.9, 245.4.
10
Cf. OA 13-14. West 1983: 202.
Marco Antonio Santamaría Álvarez 207
111), then fashioned a silver egg and set it in the Ether (OF 114), and
Phanes hatched from it (OF 122). He is androgynous and with his
brightness illuminates the world, hence his name, Phanes, “he who
appears”:
11
Cf. OF 134: șોȜȣȢ țĮ ȖİȞIJȦȡ. OH 6.1 and OA 14: įȚijȣો, interpreted as
“androgynous” by Ricciardelli 2000: 252 and Morand 2001: 189.
12
Cf. also OF 540 2-3, 6 and OA 15-16.
13
Metis: OF 139 I-II; 140.2; Erikepaios: OF 134, 139 I-II, V; OH 6.4; Eros: OF
144; OA 14; Bromios, Zeus and Eros: OF 141; Priapus and Antauges: OH 6.9;
Pan: OF 86 (THH).
14
OF 132, IJİIJȡıȚȞ ੑijșĮȜȝȠıȚȞ ȡ઼Ț ĮIJઁȢ ȞșĮ țĮ ȞșĮ, an adaptation of Hes.
Fr. 294.2 M.-W., from the Aegimius, with ȡઆȝİȞȠȢ instead of ȡ઼Ț ĮIJઁȢ,
referred to the two-headed Argos, the guardian of Io. It is possible that this verse
was used in the Protogonos Theogony (see section 3) to describe Protogonos, who
was probably conceived of as having two heads (and thus four eyes) and two
sexes. The verse was later incorporated in the Rhapsodies, but with the meaning:
“with four pairs of eyes”.
15
As believed by Christopoulos 2010: 211.
16
West 1983: 202 n. 85: “this is where it would need to be if his vagina was
normally situated, since he was to copulate with himself”. He reminds us that
Priapus, too, had his penis above his anus (Patr. Gr. XXXVI 1053).
208 Did Plato Know of the Orphic God Protogonos?
ਥȞ IJȠȢ ȡijȚțȠȢ İੁıȘȞȑȤșȘ ĭȐȞȘȢ, ĮੁįȠȠȞ ȤȦȞ ʌİȡ IJȞ ʌȣȖȒȞ (OF
135 II).
In the Orphic poems Phanes is introduced, and had his phallus by the anus
In this way he can copulate with himself and produce offspring despite
being alone 17 . He moves quickly through the universe with his wings:
17
Cf. Lact. Inst. 4.8.4 ap. OF 134: “nisi forte existimabimus deum, sicut Orpheus
putavit, et marem ese et feminam, quod aliter generare non quiverit, nisi haberet
vim sexus utriusque, quasi ad ipse secum coierit aut sine coitu non potuit
procreare”. Guthrie 1952: 101.
18
See Bernabé-Jiménez San Cristóbal 2008: 137-150.
19
Colli 1995: 192; Tortorelli 2006: 68-69; Graf-Johnston 2007: 11; Bernabé-
Jiménez San Cristóbal 2008: 263. Phanes is not recognized by Pugliese Carratelli
2001: 126-127.
Marco Antonio Santamaría Álvarez 209
20
For Bernabé and Jiménez San Cristóbal 2008: 144, here, Phanes is an epithet of
Dionysus identified with the sun, as in OF 60 (ap. D. S. 1.11.2). However, OF 60
bears testimony to the fact that the sun was identified with Phanes and with
Dionysus, and not that Phanes is an epithet of Dionysus. Furthermore, the Thurii
tablet does not mention Dionysus nor any Bacchic element, nor is there any
indication that Phanes should be associated with him, as also observed by Betegh
2011: 223.
21
For Betegh 2004: 115, it may be an epithet of Gea (as Guthrie 1952: 97 thinks)
or of a god closely related to her, because the same line features ī઼Țҕ. According to
Bernabé and Jiménez San Cristóbal 2008: 142 and Betegh 2011: 222, it is an
epithet of Uranus, since it is followed by a reference to his partner Mother Earth.
For Bremmer 2013: 43, he is the “familiar Orphic figure”.
22
In the THH it is a name in OF 80 I, and an epithet in 80 III; in the Rhapsodies, it
is a name in 121.4, 123, 125, 141; an epithet in 126.2, 140.3, 241.1.
23
Betegh 2011: 223 has considered the possibility that ıઃ țȜȣIJ įĮȝȠȞ and
įĮȝȦȞ țȣįȡંȢ (OF 5.2) refer to Metis-Phanes and has noted their similarity with
OF 140.1-2: ʌȡIJȠȞ įĮȝȠȞĮ ıİȝȞંȞ / ȂોIJȚȞ ıʌȡȝĮ ijȡȠȞIJĮ șİȞ țȜȣIJંȞ.
Betegh 2004: 114 and Tortorelli 2006: 239 n. 36 think that these words refer to the
sun, but give no argument for such an identification. For Bernabé and Jiménez San
Cristóbal 2008: 144, he could be Zeus, if we assume that the expression continues
in next line with ʌIJİȡ, a likely reference to the supreme god.
24
It is not clear whether ȝȚȞ refers only to the sun (West 1983: 206 n. 96) or to the
sun identified with Osiris (Bernabé 2004: 69).
210 Did Plato Know of the Orphic God Protogonos?
Much ink has been spilled over the issue of who or what this ĮੁįȠȠȞ
is: it may be Uranus’ phallus or the venerable Protogonos. I think this
latter option is the right one 27 . The neuter singular ĮੁįȠȠȞ with the
meaning “phallus” is never documented in extant Greek poetry, where the
adjective invariably means “venerable”, often as an epithet of a god or
goddess 28 . Therefore, it must have this value in OF 8, as well as in OF 12:
ȆȡȦIJȠȖંȞȠȣ ȕĮıȚȜȦȢ ĮੁįȠȠȣ, “of Protogonos, the venerable king”. The
alternative interpretation, “of the phallus of the first-born king” (=
Uranus), with a genitive (ĮੁįȠȠȣ) depending on another genitive
(ȕĮıȚȜȦȢ), seems too strained for Greek epic, where the expression
ȕĮıȚȜİઃȢ ĮੁįȠȠȢ, “venerable king” is found several times 29 . In conclusion,
25
As Bernabé 2008: 306 n. 70 states. He thinks that in this verse Phanes is an
epithet of Dionysus, but the verse rather states that Osiris is the same as Dionysus
and Phanes. Phanes is not documented as an epithet of Dionysus anywhere, even
when he is identified with Protogonos, as in the Orphic Hymns (30, 52).
26
Editio princeps of the papyrus: Kouremenos-Parássoglou-Tsantsanoglou 2006;
more recent and complete: Bernabé 2007a. Edition of the poem: Bernabé 2004, OF
3-18. On the poem see Betegh 2004: 92-131 and Bernabé 2007b.
27
See a complete argumentation in Santamaría forthcoming, with more
bibliography. For a defence of the meaning “phallus”, see Betegh 2004: 111-123
and Bernabé 2004: 18-24 and 2007b: 107-112.
28
Hera (Hom. Il. 14.210, 21.479, H. Hom. h. Ven. 44), Thetis (Hom. Il. 18.386 =
425, 18.394), Hermes (Hom. Od. 5.88), Themis (Hes. Th. 61), Aphrodite (Hes. Th.
194; H. Hom. 6.1), Dike (Hes. Op. 257), Demeter (Hes. Op. 300-301; H. Hom. h.
Cer. 374), Persephone (H. Hom. h. Cer. 343), Demeter and Persephone (H. Hom.
h. Cer. 486), Maia (H. Hom. h. Merc. 5), Hestia (H. Hom. h. Ven. 21, H. Hom.
29.10), Artemis (H. Hom. 27.2) or Athena (H. Hom. 28.3).
29
ȕĮıȚȜોȠȢ ਥȞȚʌȞ ĮੁįȠȠȚȠ (Hom. Il. 4.402), ĮੁįȠȘ ȕĮıȜİȚĮ (Hom. Od. 18.314),
ȕĮıȚȜİ૨ıȚȞ ਚȝ’ ĮੁįȠȠȚıȚȞ (Hes. Th. 80), ȕĮıȚȜİ૨ıȚ ʌĮȡ’ ĮੁįȠȠȚıȚ (Hes. Th. 434),
ȝİȖĮȜIJȠȡȠȢ ȠȕIJĮȠ / ĮੁįȠȠȣ ȕĮı[ȚȜોȠȢ (Hes. Fr. 43a, 88-89), ĮੁįȠȠȣȢ
ȕĮıȚȜોĮȢ (Hes. Fr. 361, ap. Pl. R. 390e), ĮੁįȠȠȚ ȕĮıȚȜોİȢ (Theoc. 17.74).
Marco Antonio Santamaría Álvarez 211
੯ҕ ʌȩIJȞȚĮ șİ[Ȟ
ij]ȠҕȢ ਙıțȠʌҕȠȞҕ [ ǹੁ-
ș]ȑȡȚ ȆȡȦIJȠȖȠȞȠ[
ਵ]șİȜҕ’ ਯȡҕȦȢ IJİ ȃઃҕ[ȟ
]Ȟҕ IJ’ ਥIJȡijȘ IJંIJҕİҕ [
.]įҕĮ șİȞ ȖİȞȠ[
30
West 1983: 108: “it cannot be much earlier than 500”; Bernabé 2008: 297.
31
Fr. 758a.1103-1108 Kannicht (OF 65). See West 1983: 111-112; Bernabé 2003:
82-83; 2004: 72: “ex hac traditione manare videntur aliqua eorum quae postea de
Phanete in Rhapsodiis dicebantur”; 2008: 307.
32
OF 114, 122, 124 and 125: ǹੁșȡȠȢ ȣੂંȢ; OA 15; OH 6.1: ĮੁșİȡંʌȜĮȖțIJȠȞ
“roaming in ether”.
33
Bernabé 2004: 76: “lucem nondum visam, novam, miram, incredibilem”. Or
may be Ȥ]ȠҕȢ ਙıțȠʌҕȠȞҕ , “invisible chasm”, as ੑȝȓȤȜȘ ਙıțȠʌȠȞ (Triph. 311) and
ਙıțȠʌȠȚ ʌȜȐțİȢ (S. OC 1682), said of the Netherworld.
212 Did Plato Know of the Orphic God Protogonos?
ʌIJȡȣȖĮȢ ਥʌ IJȞ ੭ȝȦȞ ȤȠȞIJĮ Ȥȡȣı઼Ȣ (OF 80.1, testimony on the HHT)
IJȠȠȞ ਕʌıIJȚȜȕİ35 ȤȡȠઁȢ ਕșĮȞIJȠȚȠ ĭȞȘIJȠȢ (OF 123.4, Rhapsodies)
੩ȚȠȖİȞો, ȤȡȣıİĮȢ ʌIJİȡȖİııȚȞ ijȠȡİȝİȞȠȢ ȞșĮ țĮ ȞșĮ (OF 136,
Rhapsodies)
34
On this ornithogony, see Bernabé 1995 and 2004: 73-75. To the ample
bibliography therein we might add: Zannini Quirini 1987: 134-145; Jiménez San
Cristóbal 2004; Imperio 2004: 350-366; Breitenberger 2007: 158-163 and
Christopoulos 2010.
35
v. l. ਕʌıIJȡĮʌIJİ.
36
Parallels quoted by Guthrie 1952: 95-96. Cf. also ਹȜȚİ ȤȡȣıĮȚıȚȞ ਕİȚȡંȝİȞİ
ʌIJİȡȖİııȚȞ (OF 102.3), on Apollon, in the proem of the Rhapsodies.
37
Pace Dunbar 1995: 444: “Aristophanes’ language here may itself have
influenced Orphic cosmogonic literature rather than vice versa”.
Marco Antonio Santamaría Álvarez 213
considered him the most suitable to be the ancestor of all birds, by virtue
of his golden wings, and thus included him in his ornithogony.
Some authors admit that Aristophanes took his description of Eros
from an Orphic poem, but think that he was not yet identified with
Protogonos 38 . For others, Aristophanes’ model is Protogonos, already
identified with Eros, a view to which I adhere 39 . In the Orphic poems that
feature Protogonos, he is always born from an egg, a kind of birth that is
not attributed by them to any other god. The cosmic egg is also an element
of the theogony attributed to Epimenides: at the beginning there were Aer
and Night, and from them Tartarus and two Titans are born; the Titans
unite and produce an egg, from which other gods (whose names we do not
know) are born 40 . Since this theogony seems to date back to the fifth
century (West 1983: 49), the egg-motif was probably taken from the older
Orphic Protogonos Theogony 41 . As far as we know, in Epimenides’
theogony, Eros is not born from the egg, so it should be dismissed as the
source for Eros’ birth in Aristophanes’ ornithogony.
The easiest way to explain the points of contact regarding Protogonos
and his attributes between the big Thurii tablet (that mentions Protogonos
and Phanes), the Derveni poem, Euripides’ fragment, Aristophanes’
passage and later Orphic poems such as the THH and the Rhapsodies, is to
assume that all of them used an older Orphic poem as their source, which
for the sake of convenience we call Protogonos Theogony. Since these
testimonies from classical times do not mention any monstrous features of
Protogonos (Aristophanes calls Eros ʌȠșİȚȞંȢ, “desirable”), we can infer
that he did not yet have the animal heads with which he is described in the
38
Nilsson 1935: 199 and n. 76, accepted by Bernabé 2004: 75; for Bernabé 2008:
296, 307, this Eros first-Born would later be identified with the monstrous Phanes,
of Oriental origin. However, it is unlikely that two primeval gods born from an egg
derive from two different sources. West 1983: 103-106 and 1994: 289-290, 303-
307 showed that the myth of a bright god born from an egg was introduced in
Greece in the sixth century BC, and this god must be the antecedent of
Aristophanes’ Eros and the Orphic Phanes.
39
Protogonos as the model for Aristophanes’ Eros: Guthrie 1952: 96; West 1983:
111-112; Pardini 1993: 56-58 (this ਯȡȦȢ-ĭȞȘȢ may correspond to a more ancient
conception of the Orphic ʌȡȦIJંȖȠȞȠȢ); Parker 1995: 491 and Christopoulos 2010:
210: “Eros here substitutes for Protogonos/Phanes of the Orphic cosmogonic
tradition”.
40
Epimenid. fr. 46 Bernabé, ap. Dam. Pr. 124 (Eudem. Fr. 150 Wehrli). On
Epimenides’ Theogony see West 1983: 48-50; Tortorelli 2000; Bernabé 2001;
2007a (edition); Arrighetti 2001; Mele 2001 and Breglia Pulci Doria 2001.
41
Guthrie 1952: 93 thinks that this egg probably derives from the Orphic tradition.
West 1983: 50, 112 suggests that it is taken from the Protogonos Theogony.
214 Did Plato Know of the Orphic God Protogonos?
42
Among the huge bibliography on Plato’s Symposium, a number of works deal
with Aristophanes’ speech: Dover 1966; Hani 1981-1982; Ludwig 2002: 27-118
(on the political aspects and their parallels in comedy); O’Brien 2002 (on the
Empedoclean background); Groneberg 2005 (on the division into three sexes in the
myth and its reception in modern psychology); Manuwald 2012 and Corradi 2014
(on the features of the myth and its fortune).
43
See Dover 1966 and Nieddu 2007.
44
At the end of the myth, Plato uses the expression ਲ ਕȡȤĮĮ ijıȚȢ twice (193c
and d), the unity of lovers forming the ancient being of which they are halves. The
Marco Antonio Santamaría Álvarez 215
term was also used by Parmenides in the proem of his cosmogony (Fr. 10 DK:
İıȘȚ į’ ĮੁșİȡȓĮȞ IJİ ijȪıȚȞ).
45
He even transmits his sceptre, symbol of his royal dignity, to his daughter Night
(OF 168).
46
Bury 1932: 57: “the Orphic conception of Eros-Phanes may also be compared”.
47
Philochorus 328 F 184 (ap. Macr. Sat. 3.8.2): “Philochorus quoque in Atthide
eandem adfirmat esse Lunam et ei sacrificium facere viros cum veste muliebri,
mulieres cum virili, quod eadem et mas aestimatur et femina”.
216 Did Plato Know of the Orphic God Protogonos?
ਥȞ IJȠȢ ȡijȚțȠȢ İੁıȘȞȑȤșȘ ĭȐȞȘȢ, ĮੁįȠȠȞ ȤȦȞ ʌİȡ IJȞ ʌȣȖȒȞ. (OF
135 II).
In the Orphic poems Phanes is introduced, and had his phallus by the anus.
țĮ (sc. ǽİઃȢ) ȝİIJĮIJȓșȘıȚȞ ĮIJȞ IJ ĮੁįȠĮ İੁȢ IJઁ ʌȡȩıșİȞ – IJȑȦȢ Ȗȡ țĮ
IJĮ૨IJĮ ਥțIJઁȢ İੇȤȠȞ (Smp. 191b)
he moved their genital organs round to the front. Up until then they had
their genitals on (what was originally) the outside of their bodies. (Trans.
Howatson 2008: 24)
48
West 1983: 202 n. 85.
49
Pace Dover 1966: 46, Brisson 1997: 84 and Bernabé 2011: 92 n. 55, who thinks
that it must be a coincidence or even an influence of Plato in later Orphic poetry.
50
Christopoulos 2010: 214 considers the parallel an Orphic influence in Plato and
also holds that the bisexuality of Phanes has inspired the dual character of former
humans, whom he calls “protogonic”.
Marco Antonio Santamaría Álvarez 217
in the Orphic myth the egg from which Protogonos is born represents the
unity of the world that will give way to the duality of heaven and earth and
then to the multiplicity of things that they contain51 .
Setting aside the meaningful details of the genitals at the back and the
allusion to the division of eggs, the structure of the whole myth closely
resembles that of the Orphic theogony: in the latter, the cosmic unity
embodied by the egg and Protogonos is transformed into the multiplicity
of the components of the world and Zeus will again give rise to unity
thanks to Protogonos-Eros, whom he swallows and, with him, the whole
universe. Through this action, Zeus becomes generative and once again
procreates all of the gods and parts of the world. In the Aristophanic myth,
focused on the human sphere, the unity of primeval human beings gives
way to the duality of contemporary humans, who long for their lost half 52 .
Thanks to Eros, the halves are attracted to each other, reunite, and thus
recover the lost unity of their ancient nature. Eros’ action is generative, as
is that of Zeus, because out of the sexual union of the halves of an ancient
androgynous being new humans will be born.
Another source has been suggested for certain details of the
Aristophanic myth: Empedocles’ zoogony and anthropogony in his
physical poem 53 . In Fr. 61 DK he describes the formation of creatures
with both sexes, as well as other hybrids, such as men with the heads of
oxen, during the cosmological process. These creatures are produced, as
Simplicius states, at an early stage of the period in which Love is
predominant and causes the elements to join together to form limbs and
then monstrous beings 54 :
51
Regarding the mention of eggs in 190dc, Reale 2001: 198 recalls that, in the
Orphic doctrine, the egg from which Phanes emerges is at the origin of the world.
52
Plato highlights the dichotomy between duality and unity; in the first part he
emphasizes duality: įȚĮIJİȝ įȤĮ ਪțĮıIJȠȞ (190d1), ʌȜȚȞ IJİȝ įȤĮ (190d5),
IJİȝȞİ IJȠઃȢ ਕȞșȡઆʌȠȣȢ įȤĮ (190d7), ਲ ijıȚȢ įȤĮ ਥIJȝșȘ (191a5-6); in the
second part unity is predominant: ʌȠȚોıĮȚ ਨȞ ਥț įȣȠȞ (191d2), į’ ȞIJĮȢ ਪȞĮ
ȖİȖȠȞȞĮȚ (192e1), ੪Ȣ ਪȞĮ ȞIJĮ (192e2), ਕȞIJ įȣȠȞ ਪȞĮ İੇȞĮȚ (192e3-4), ਥț įȣȠȞ
İੈȢ ȖİȞıșĮȚ (192e8-9), ਨȞ ȝİȞ (191e8-9). This aspect has been observed by Reale
2001: LI.LII, who attributes it to the unwritten doctrines of Plato, in which the first
principles are the One and the Dyad. For a critique of this approach see Manuwald
2002: 63-64.
53
Taylor 1926: 220, Hani 1981-1982: 97 and Reale 2001: 19. O’Brien 2002 offers
a full study. He is followed by Betegh 2002: 81.
54
Simp. in Ph. 371.33: ੮ıʌİȡ ਫȝʌİįȠțȜોȢ țĮIJ IJȞ IJોȢ ĭȚȜȓĮȢ ਕȡȤȒȞ ijȘıȚ
ȖİȞȑıșĮȚ ੪Ȣ IJȣȤİ ȝȑȡȘ ʌȡIJȠȞ IJȞ ȗȫȚȦȞ ȠੈȠȞ țİijĮȜȢ țĮ ȤİȡĮȢ țĮ ʌȩįĮȢ,
ʌİȚIJĮ ıȣȞȚȑȞĮȚ IJĮ૨IJĮ [fr. 61 DK].
218 Did Plato Know of the Orphic God Protogonos?
55
See n. 35.
56
Fr. 35.16 DK: IJȞ į IJİ ȝȚıȖȠȝȞȦȞ ȤİIJ’ șȞİĮ ȝȣȡĮ șȞȘIJȞ; fr. 59.1: ĮIJȡ
ਥʌİ țĮIJ ȝİȗȠȞ ਥȝȓıȖİIJȠ įĮȓȝȠȞȚ įĮȓȝȦȞ; cf. Fr. 8.3, 17.7 = 20.2. Dunbar 1995:
445 on vv. 700-702: “For the basic idea of Love causing a creative ‘mixing’… Ar.
may be indebted to Empedokles”. Tarrant 1923 was the first to propose the
influence of Empedocles in Ar. Au. 700. She is followed by Bonanno 1975: 108 n.
17. O’Brien 2002: 176: “die Aristophanes-Rede als eine wohldurchdachte Parodie
der eigenartigen zoogonischen Theorien des Empedokles gemeint ist”. See also
Ludwig 2002: 72-73. Dunbar 1995 on v. 446: “He [Empedocles] described the
movement involved in separating and uniting the four roots as įȞȘ, whirl [Fr.
35.3-4 DK: … ਥʌİ ȃİțȠȢ ȝȞ ਥȞȡIJĮIJȠȞ țİIJȠ ȕȞșȠȢ / įȞȘȢ], which could have
prompted Ar.’s reference to ਕȞİȝઆțİıȚ įȞĮȚȢ at 697”. Dover 1966: 46 is sceptical
about Empedocles’ influences in Aristophanes’ myth.
Marco Antonio Santamaría Álvarez 219
57
Taylor 1926: 220: “I think it is clear that in composing the speech Plato had in
view the brilliant burlesque of an Orphic cosmogony in Aristophanes’ own Birds
(693-703), where also Eros is the great primitive cosmic active force… It is quite
in keeping with Plato’s dramatic realism that he should be made to burlesque
Empedocles, exactly as he [Aristophanes] has burlesqued Diogenes and the Orphic
cosmologists in his extant comedies”; Nieddu 2007: 251: “il personaggio platonico
imbastisce, nelle forme dell’affabulazione comica, una storia che combina, in
maniera originale, elementi e motivi di carattere fiabesco e di derivazione
filosofica, empedoclea ed orfica in particolare”. The combination of both sources
is especially easy in this case because they show a similar pattern, that Empedocles
seems to have borrowed from an Orphic poem: from a single form (egg, sphere),
the multiplicity of the world is generated, and again, through the influence of a
cosmic force (Eros-Protogonos, Philotes), everything is returned to unity (Zeus’
insides, sphere). This parallel between the Orphic Zeus and the sphere was first
observed by Burkert, as recorded by West 1983: 108. They are followed by Betegh
2001: 55 and Megino 2005: 37-40, with further bibliography, although they think
that in the Derveni Papyrus what Zeus swallows is Uranus’ penis, not that of
Protogonos.
58
West 1983: 134-136 claims that in the Eudemian Theogony Zeus castrated
Cronus with a sickle after intoxicating him with honey, which I consider very
likely.
220 Did Plato Know of the Orphic God Protogonos?
asleep” (OF 222) 59 . Next, he is tied up and castrated by Zeus (OF 225),
who thus becomes the fifth king of the gods. Moreover, in Alcibiades’
speech, when he is going to narrate an intimate experience with Socrates,
he alludes to the initial verse of the Orphic poems, in which the profane
are encouraged to put doors in their ears, because it is something not
everyone may hear 60 . This clear allusion to an Orphic verse provides
support to the presence of Orphic material in Aristophanes’ speech.
ȝȞ į șİȩȢ, ੮ıʌİȡ țĮ ʌĮȜĮȚઁȢ ȜȩȖȠȢ, ਕȡȤȒȞ IJİ țĮ IJİȜİȣIJȞ țĮ ȝȑıĮ
IJȞ ȞIJȦȞ ਖʌȐȞIJȦȞ ȤȦȞ, İșİȓ ʌİȡĮȓȞİȚ țĮIJ ijȪıȚȞ ʌİȡȚʌȠȡİȣȩȝİȞȠȢ·
The god, just as the ancient saying has it, holding the beginning and the
end and the middle of all the beings, completes his straight course by
revolving, according to nature. (Trans. Pangle 1980: 102).
59
Porphyrius, Antr. 7, the source of these verses, mentions Poros’ drunkenness as a
parallel.
60
218b (= ap. OF 1 XVIII and 9): ʌȐȞIJİȢ Ȗȡ țİțȠȚȞȦȞȒțĮIJİ IJોȢ ijȚȜȠıȩijȠȣ ȝĮȞȓĮȢ
IJİ țĮ ȕĮțȤİȓĮȢ – įȚઁ ʌȐȞIJİȢ ਕțȠȪıİıșİ· ıȣȖȖȞȫıİıșİ Ȗȡ IJȠȢ IJİ IJȩIJİ ʌȡĮȤșİıȚ
țĮ IJȠȢ Ȟ૨Ȟ ȜİȖȠȝȑȞȠȚȢ. Ƞੂ į ȠੁțȑIJĮȚ, țĮ İ IJȚȢ ਙȜȜȠȢ ਥıIJȞ ȕȑȕȘȜȩȢ IJİ țĮ
ਙȖȡȠȚțȠȢ, ʌȪȜĮȢ ʌȐȞȣ ȝİȖȐȜĮȢ IJȠȢ ੩ıȞ ਥʌȓșİıșİ. “you have all shared in the
madness and frenzy of philosophy, so you will all of you hear me out, and I know
you will make allowance for what was done at that time and what is going to be
said now. As for you servants and anyone else who is uninitiated and won’t
appreciate my story, block up your ears” (Trans. Howatson 2008: 57). Cf. OF 1a:
ਕİȓıȦ ȟȣȞİIJȠıȚ, șȪȡĮȢ į’ ਥʌȓșİıșİ ȕȑȕȘȜȠȚ. See Bernabé 2011: 81-83.
61
See Casadesús 2008: 1262-1265 and Bernabé 2011: 205-209.
Marco Antonio Santamaría Álvarez 221
These verses are nearly identical to the second and third verses of the
Orphic “Hymn to Zeus” quoted in the Pseudo-Aristotelian De mundo
(except that țİijĮȜ has been substituted by ਕȡȤ) 62 . More versions of this
hymn have been preserved: a brief one in the Derveni Papyrus and an
expanded one in the Rhapsodies 63 . Besides, a Florence papyrus 64 cites
some verses of the hymn, two of which are closer to the Platonic
quotation, since they contain the word ਕȡȤ instead of țİijĮȜ:
țĮ įȞĮIJĮȚ [ǽİઃȢ ʌ઼Ȟ, ǽİઃȢ ʌ]઼[Ȟ] Ȥ<İ>Ț ĮIJઁȢ ਥȞ Įਫ਼IJȚ. (P. Soc. Ital. XV
1476 = OF 688a.6)
(Zeus) can (everything, Zeus) has everything in himself.
62
Ps.Arist. Mu. 401a25 (= OF 31).
63
Derveni poem: OF 14, esp. v. 2: ǽİઃȢ țİijĮ[Ȝ, ǽİઃȢ ȝı]ıĮ, ǻȚઁȢ įૃ ਥț [ʌ]ȞIJĮ
IJIJ[ȣțIJĮȚ, a verse identical to Rhapsodies, OF 243.2.
64
P. Soc. Ital. XV 1476 = OF 688a, in Bernabé 2007a. On all these versions, see
Bernabé 2010, as well as Ricciardelli 2009.
65
Derveni poem: OF 8; Rhapsodies: OF 240-241.
66
Ricciardelli 2009: 427, on OF 31.8-9: “ci si riferisce all’inghiottimento da parte
di Zeus di Phanes Protogono, il dio primigenio che ha in sé il seme di tutti gli dèi,
che poi Zeus riporta alla luce”. For West 1983: 89, OF 31 is a Stoic version of the
hymn, quoted in the De mundo probably after an earlier Stoic source, and must
have stood in the Protogonos tradition; in p. 218 he suggest it comes from the
HHT.
222 Did Plato Know of the Orphic God Protogonos?
67
Riccardelli 2009: 426 on OF 31.1.
68
Cf. OF 31.8-9: ʌȞIJĮȢ Ȗȡ țȡȥĮȢ ĮșȚȢ ijȠȢ ਥȢ ʌȠȜȣȖȘșȢ… ਕȞİȞȖțĮIJȠ (~
OF 243.31-32); OF 149, on Night after mating with her father Phanes: į ʌȜȚȞ
īĮȞ IJİ țĮ ȅȡĮȞઁȞ İȡઃȞ IJȚțIJİ / įİȟİȞ IJ’ ਥȟ ਕijĮȞȞ ijĮȞİȡȠઃȢ Ƞ IJ’ İੁı
ȖİȞșȜȘȞ. Compare țțȜȦȚ with OF 243.7 (from the “Hymn to Zeus in the
Rhapsodies): ਥȞ ੰȚ (sc. Iove) IJįİ ʌȞIJĮ țȣțȜİIJĮȚ.
Marco Antonio Santamaría Álvarez 223
Orphic poem, or an extract from it, he must have read that Zeus came to
have everything in his belly and how he managed this: through the
engulfment of Protogonos. It is unlikely that the Orphic poem known to
Plato was the one quoted in the Derveni Papyrus, but rather a longer poem
that it presupposes and summarizes, the Protogonos Theogony, the same
one that influenced Empedocles in his conception of the Sphere and
Aristophanes and Euripides in their allusions to Eros and Protogonos 69 .
Although it is impossible to know the exact plot and content of the
Protogonos Theogony, it is plausible that Plato found in it some details
about the first-born god, which he transposed to the spherical men in
Aristophanes’ myth in the Symposium, as well as a verse describing Zeus
as first, middle and last, which he mentions in the Laws as an efficient
expression of his own conception of divinity, exchanging the mythical
ǽİȢ for the more abstract șİંȢ.
69
West 1983: 265, on OF 31: “Plato may allude to the passage of P[rotogonos
Theogony] from which the scholiast’s quotation (R[hapsodies]) is derived”.
Bernabé 2010: 92 suggests that Plato read the verse paraphrased in Lg. 715e-716a
in the Eudemian Theogony, but it is not likely, since this poem did not feature
either the swallowing of Protogonos or the recreation of the world by Zeus.
70
On this figure, see Classen 1962: 16-22; Mohr 1985; Benítez 1995 and Johansen
2005: 79-91.
71
Cf. Guthrie 1952: 106 (on Zeus): “the conception which seems to me to have the
best right to be called an Orphic idea is that of a creator. The supreme ruler of the
universe is to be at the same time its creator”.
224 Did Plato Know of the Orphic God Protogonos?
the Rhapsodies (OF 153, 155), although this action is not mentioned in the
brief Derveni poem. In contriving every component of the world, it would
be natural for Zeus to re-enact what Protogonos did 72 , but we cannot be
sure that this is what was implied in the Derveni poem or in the
Protogonos Theogony.
In the case of the myth described in the Timaeus, the Demiurge
fashions the world (28c: IJİțIJĮȚȞȩȝİȞȠȢ ĮIJઁȞ ਕʌȘȡȖȐȗİIJȠ; 29e:
ıȣȞȚıIJȢ ıȣȞıIJȘıİȞ; 33d: ıȣȞșİȢ) and orders it (37d: įȚĮțȠıȝȞ 73 ;
42e: ਚʌĮȞIJĮ IJĮ૨IJĮ įȚĮIJȟĮȢ; 53b: țȠıȝİıșĮȚ IJઁ ʌ઼Ȟ). This activity is the
result of his intelligence and previous planning: this world has been
generated by the god’s foresight (30b-c: IJંȞįİ IJઁȞ țંıȝȠȞ… įȚ IJȞ ıȠ૨
șİȠ૨ ȖİȞıșĮȚ ʌȡંȞȠȚĮȞ). Its elements were fabricated through ȞȠ૨Ȣ (47e:
IJ įȚ ȃȠ૨ įİįȘȝȚȠȣȡȖȘȝȞĮ), as was the constitution of the world’s soul
(30b: ȜȠȖȚıȝİȞȠȢ ȠȞ ȘȡȚıțİȞ…; 36d: ਥʌİ į țĮIJ ȞȠ૨Ȟ IJ ıȣȞȚıIJȞIJȚ
ʌ઼ıĮ ਲ IJોȢ ȥȣȤોȢ ııIJĮıȚȢ ਥȖİȖȞȘIJȠ), while time was created by virtue
of the god’s reason and intelligence (38c: ਥȟ ȠȞ ȜȩȖȠȣ țĮ įȚĮȞȠȓĮȢ șİȠ૨
IJȠȚĮȪIJȘȢ ʌȡઁȢ ȤȡȩȞȠȣ ȖȑȞİıȚȞ). This recalls the actions of Zeus in the
Derveni poem, where it is said that the world is contrived and configured
by Zeus (18.1: ʌȞ]IJĮ ǻȚઁ[Ȣ ȞȠ૨Ȣ 74 ȝ]ıĮIJҕ[Ƞ ]ȡҕȖҕĮ;ҕ 14.2: ǻȚઁȢ įૅ ਥț
[ʌ]ȞIJĮ IJIJ[ȣțIJĮȚǜ), not by manual work as in the case with the Demiurge,
but through a kind of gestation of everything in his womb 75 . Astutely,
Burkert (2008: 580) warned that IJIJȣțIJĮȚ should not be understood as
“produced” from matter, but in the more archaic sense of “brought to
perfection”. In the Timaeus, the world does not physically proceed from
the Demiurge (as is the case with Orphic Zeus), rather he gives form to
pre-existent material. Nonetheless, Plato describes him on several
occasions as a father, using a biological metaphor (28c: IJઁȞ ȝȞ ȠȞ
ʌȠȚȘIJȞ țĮ ʌĮIJȑȡĮ IJȠ૨įİ IJȠ૨ ʌĮȞIJઁȢ; 37c: ȖİȞȞıĮȢ ʌĮIJȡ; 41a:
įȘȝȚȠȣȡȖઁȢ ʌĮIJȒȡ IJİ ȡȖȦȞ). This is comparable to the role of Zeus as the
father of all the gods in the Derveni poem, as affirmed in the very
72
In the Derveni poem, the intellectual planning of Zeus is described with the
aorist ȝıĮIJȠ (OF 16.1-2: [ȝıĮIJȠ įૅ Į] īĮȞ [IJİ țĮ] ȅȡĮȞઁȞ İȡઃȞ
[ʌİȡșİȞ], / ȝıĮIJȠ įૅ ੱțİĮȞȠȠ ȝȖĮ ıșȞȠȢ İȡઃ ૧ȠȞIJȠȢ; OF 18.1: [ĮIJ]ҕȡ
[ਥ]ʌҕİì į[ ʌȞ]IJĮ ǻȚઁ[Ȣ ȞȠ૨Ȣ ȝ]ıĮIJҕ[Ƞ ]ȡҕȖҕĮ)ҕ , the same used in the Rhapsodies for
the creation of Protogonos (OF 155.1: ȝıĮIJȠ į’ ਙȜȜȘȞ ȖĮĮȞ, in reference to the
moon).
73
Cf. Lg. 966e: ȞȠ૨Ȣ… IJઁ ʌ઼Ȟ įȚĮțİțȠıȝȘțઆȢ.
74
ȃȠ૨Ȣ is the reading suggested by Sider 2011: 234, 251-252, which I find
preferable to ijȡȞ, proposed by Tsantsanoglou and accepted by Bernabé 2004: 32.
75
Cf. OF 241.4: ıઃȞ IJȚ (sc. Phanete) ʌȞIJĮ ǻȚઁȢ ʌȜȚȞ ਥȞIJઁȢ ਥIJȤșȘ.
Marco Antonio Santamaría Álvarez 225
7. Conclusions
The Orphic god Protogonos or Phanes played an important role in two
Orphic poems of Hellenistic times, the Theogony of Hieronymus and
Hellanicus and the Rhapsodies, from which a number of fragments and
testimonies offer valuable information about his appearance, his attributes,
his names and his role in the plot. However, the presence of this god in
archaic and classical literature has been highly controversial, especially
regarding the Orphic poem quoted and commented upon in the Derveni
Papyrus. In my view, Protogonos is the “venerable king” (OF 12),
swallowed by Zeus (OF 8) to recreate the world, like in the Rhapsodies.
“Protogonos” probably refers to this god in other obscure texts, namely, a
fragment of Euripides and an Orphic tablet from Thurii (which also
features the name “Phanes”), rather than being the epithet of other gods
with the meaning “first-born”, since only many centuries later, in the
Orphic Hymns, are a few gods referred to thus. In addition, a passage from
Aristophanes’ Birds describes Eros with certain traits (gestation in an egg,
brightness, golden wings) that liken him to Protogonos or Phanes as
depicted in the Rhapsodies, a fact that suggests that the common source of
76
I adopt this reading, proposed by Sider 2011: 230, 236, who prefers
[ȝİȖĮıșİȞ]ȑȠȢ.
77
Pl. Ti. 41c: IJȡȑʌİıșİ țĮIJ ijȪıȚȞ ਫ਼ȝİȢ ਥʌ IJȞ IJȞ ȗȦȞ įȘȝȚȠȣȡȖȓĮȞ,
ȝȚȝȠȪȝİȞȠȚ IJȞ ਥȝȞ įȪȞĮȝȚȞ ʌİȡ IJȞ ਫ਼ȝİIJȑȡĮȞ ȖȑȞİıȚȞ; 41d: ਕʌİȡȖȐȗİıșİ ȗĮ
țĮ ȖİȞȞ઼IJİ IJȡȠijȒȞ IJİ įȚįȩȞIJİȢ ĮȟȐȞİIJİ.
78
Classen 1962: 17: the demiurge “retires and leaves the rest to them, much like
the Orphic creator”.
226 Did Plato Know of the Orphic God Protogonos?
both texts was a poem from late archaic times which featured Protogonos
as a main character (and hence was called Protogonos Theogony by West).
In a number passages of Plato’s works there are parallels of the
descriptions of the god in Orphic texts. In this vein, some features of the
primitive double humans in Aristophanes’ myth in the Symposium
resemble those of the god Protogonos, such as their androgyny, the
posterior position of their sexual organs, and the fact that they are split in
two like eggs. Moreover, the schema “unity-duality-recovery of unity
through Eros” is reminiscent of the “unity-multiplicity-recovery of unity
through Phanes-Eros” schema of the Rhapsodies (basically the same as in
the Derveni poem), so both may derive from the same lost Orphic source.
Additionally, an Orphic expression quoted by Plato in the Laws (715e-
716a), on the god as first and last, seems to imply a narrative which
included the engulfment of Phanes. Lastly, the figure of the Demiurge in
the Timaeus, who designs and fashions the world, might be partially
inspired by Protogonos, who contrives and generates the cosmos, or at
least by Zeus, who is capable of those actions after swallowing the
primeval god. In conclusion, with regard to the question of whether Plato
knew of the Orphic god Protogonos, we are in a position to answer in the
affirmative, and with a reasonable degree of confidence.
Marco Antonio Santamaría Álvarez 227
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