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Middle East Policy, Vol. XIX, No.

1, Spring 2012

The Syrian Uprising of 2011: Why the Asad


Regime Is Likely to Survive to 2013
Joshua Landis

Dr. Landis is associate professor and director of the Center for Middle East
Studies at the University of Oklahoma.

W
ill President Bashar al-Asad 1. Asad remains strong militarily.
make it to 2013? Chances First, let’s place the regime in regional
are he will. Despite his perspective. The Asads stand atop the last
regime’s rapid loss of legit- minoritarian regime in the Levant and thus
imacy, its growing isolation and tanking seem destined to fall in this age of popular
economy, no countervailing force has yet revolt. When they do, the postcolonial era
emerged that can take it down. will draw to a final close. Following World
Many opposition and foreign lead- War II, minorities took control in every
ers are predicting that the regime will fall Levant state, thanks to colonial divide-and-
within months. Syrian Muslim Brother- rule tactics and the fragmented national
hood leader Mohammed Riad al-Shaqfa community that bedeviled the states of the
stated that Bashar would fall “in the next region. It is estimated that, due to their
few months.”1 The U.S. State Department over-recruitment by the French Mandate
has called President Asad a “dead man authorities, Alawis already by the mid-
walking.” Israel’s defense minister has 1950s constituted some 65 percent of all
insisted that Asad will fall in a matter of noncommissioned officers in the Syrian
weeks. Certainly, the revolutionary pro- military.2 Within a decade, they took con-
cess that began to sweep the Middle East trol of the military leadership and, with it,
a year ago is powerful; most Syrians want Syria itself.3
change, and many are willing to fight for Unique among the Levant states was
freedom and dignity. One cannot envision Palestine, where the Jewish minority was
the Asad family retaining power in the able to transform itself into the majority
long run; all the same, predictions of its at the expense of Palestine’s Muslims.
rapid demise may be wishful thinking. Neither the Christians of Lebanon nor
Four elements are important in assess- the Sunnis of Iraq were so lucky or ambi-
ing the regime’s chances of surviving to tious. Nevertheless, both clung to power
2013: its own strengths, the opposition’s at the price of dragging their countries
weaknesses, the chances of foreign inter- into lengthy civil wars. The Lebanese war
vention, and the impact of sanctions and lasted 15 years; the Iraqi struggle between
economic decline. Shiites and Sunnis, while shorter, has
© 2012, The Author Middle East Policy © 2012, Middle East Policy Council

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Landis: The Syrian Uprising of 2011

yet to be entirely resolved. The Alawis that only the traditional loyalties of fam-
of Syria seem determined to repeat this ily, clan and sect could cement their rule.
violent plunge to the bottom. It is hard to In essence, they upheld the notion that it
determine whether this is due to the rapa- takes a village to rule Syria, a formula that
ciousness of a corrupt elite, to the bleak successfully brought an end to political
prospects that the Alawi community faces instability. For over two decades follow-
in a post-Asad Syria, or to the weak faith ing independence, Syria had been known
that many in the region place in democracy as the banana republic of the Middle East
and power-sharing formulas. Whatever because of its frequent coups and changes
the reason, Syria’s transition away from of government. Under the Asads, loyalty
minority rule is likely to be lengthy and quickly became the ultimate qualification
violent. Even though the Alawis make up a for advancement into the upper ranks of
mere 12 percent of the total population, the the security forces. They packed sensi-
regime continues to count on support from tive posts with loyal Alawis and Baathists.
other minorities who fear Islamists coming Some analysts estimated that as many 80
to power and from important segments of percent of Syria’s officer corps is Alawi.
the Sunni population who fear civil war. This is undoubtedly an exaggeration, but it
The Asads have been planning for this underscores the sectarian safety measures
day of popular insurrection all their lives. the regime has taken.4 The main strike
Hafiz al-Asad did not make the mistake forces, such as the Republican Guard led
of Hosni Mubarak, allowing his sons to by Bashar’s brother, are overwhelmingly
go into private business, while leaving the Alawi. Many of the divisions made up of
military in the hands of others, who ulti- enlisted Sunnis have not been deployed to
mately turned against him. The Asads were quell the uprising. Instead, the regime has
less trusting, and for good reason. Syria’s built up special forces and irregulars, often
urban Sunnis looked at the Alawis as in- called shabiha, which are heavily Alawi or
terloping aliens when they first took power Sunnis of known loyalty. Policing loyalty
— muwafidiin, as they were called. It was in order to coup-proof the regime has
not long before the Muslim Brotherhood been a paramount concern. Alawis were
took up arms against them, labeling them placed in strategic ministries other than
as non-Muslim and non-Arab (shuubiyun) defense. The foreign ministry is a case in
— only to be crushed brutally after the point. Recently a Syrian ambassador who
notorious Hama uprising in 1982. The use has sought refuge in Turkey told Hurriyet,
of excessive force was then a clear sign of “There are 360 diplomats within the Syrian
the regime’s determination and sectarian Foreign Ministry. Of these, 60 percent are
nature; the forces sent to retake Hama were Nusayri [Alawi].” He added, “The number
largely Alawi. of Sunni diplomats does not exceed 10
The Asads tutored their children in the percent.”5 Even if these numbers are an
arts of war so they could take command exaggeration, there is little doubt that the
of the military and police their population. regime has been careful to staff the upper
They marshaled in-laws, cousins and core- ranks of important ministries with loyal-
ligionists into the upper ranks of the se- ists and coreligionists. This attention to
curity forces. Despite the rhetoric of Arab staffing is a key reason that major defec-
nationalism, the Asads were keenly aware tions have not occurred in the top ranks of

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Middle East Policy, Vol. XIX, No. 1, Spring 2012

government and why we have yet to see a Alawi families have a least one member
repeat of the Libya example, where whole in the security forces as well as additional
sections of the country fell out of central members working in civilian ministries,
control and turned to the rebel cause within such as education or agriculture. Most fear
weeks of the uprising’s debut. Ironically, collective punishment for the sins of the
the minoritarian character of the regime Baathist era. Not only do they assume that
makes it more durable than its republican they will suffer from wide-scale purges
counterparts in North Africa, where the once the opposition wins; many also
population is largely homogeneous. suspect that they will face prison or worse.
The sectarian nature of the regime Opposition leaders have tried to calm
may protect it from major desertions when Alawi anxieties provoked by hotheaded
economic difficulties make paying for sheikhs. The most notorious is Adnan Arur,
the far-flung patronage networks impos- who threatened, “We shall mince [the Ala-
sible. Patronage serves as essential glue, wis] in meat grinders and feed them to the
binding the interests of disparate social dogs.”8 The head of the Muslim Brother-
groups to the regime. Just as important, hood has assured ordinary Alawis that they
patronage frustrates the emergence of will be protected. Those guilty of crimes
corporate groups that might compete with will face proper courts and be tried accord-
the government.The regime has skillfully ing to the law.9 Such assurances only go so
doled out jobs and benefits to fragment the far in calming Alawi anxieties. Many do
opposition and buy off opponents.6 not expect an orderly transition of power,
For this reason, opposition lead- just as many remain convinced that a spirit
ers hope that sanctions will promote the of revenge may guide the opposition,
collapse of the regime. They reason that, which has been so badly abused.
once government money runs out, wide- In short, because the Syrian military
spread defections will take place, a coup remains able and willing to stand by the
by top-ranking Alawi officers may occur, president, whether out of loyalty, self-in-
or a Tahrir Square moment will over- terest or fear, the regime is likely to endure
whelm security forces in the major cities. for some time.
Such hopes have not been fulfilled in 10
months of growing violence and protest. 2. The opposition is weak.
There is little reason to think they will be The strength of Asad’s rule is relative
in the coming months. Despite increasing and can only be measured in relation to
defections among the military’s rank and that of the opposition. Many analysts point
file, the elite units, special forces and intel- out that his regime is brittle, narrow and
ligence agencies may have little choice ideologically bankrupt. All the same, the
but to rally around the Asad regime, given opposition is weaker. The regime has been
their bleak prospects in a post-Asad Syria. able to count on the factionalism and bick-
Heavily Alawite elite units with sizable ering of its opponents to survive. Syria’s
numbers of loyal Sunnis will likely see no feeble sense of political community has
alternative. been the regime’s greatest asset.
The broader Alawi community is also The Free Syrian Army (FSA) being
likely to remain loyal to the regime, even assembled in Turkey under the leadership
as the economy deteriorates.7 Almost all of Colonel Riyadh al-Asaad is no match

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Landis: The Syrian Uprising of 2011

for the Syrian Army. Although armed whose common goal is to bring down the
opponents of the regime are an important regime and protect Syrian protesters from
development, their size, structural limita- the military.13 The SNC did not invite the
tions and predominantly Sunni character leaders of the FSA to its December 2011
make them a minimal threat. They have meeting in Tunis, a snub to the organiza-
limited command and control, no de- tion, although it has been trying to repair
pendable communications, and offensive the relationship since then.
capabilities that are restricted by their lack The political leadership of the Syr-
of heavy weapons. They do not yet present ian opposition remains divided. The SNC
a real danger claims to
or alternative The political leadership of the Syrian speak for
to the Syrian the entire
military. In opposition remains divided. The SNC opposition
fact, Western claims to speak for the entire opposition but has been
authorities but has been struggling to contain struggling to
have been
divisions within its own ranks as well as to contain divi-
pleading with sions within
the Syrian op- unite with competing opposition parties. its own ranks
position not as well as to
to militarize, for fear that the insurgency unite with competing opposition parties.
will actually weaken the opposition rather The United States and Europe recognize
than strengthen it.10 the SNC as the rightful leader of the op-
The main political representative of position and have sought to build up its
the Syrian opposition, the Syrian National legitimacy and authority, but they con-
Council (SNC), claims to have gained tinue to wring their hands over its internal
control over the FSA, which in turn claims weaknesses. It is composed of three main
to have control over some 15,000 defectors factions: The Muslim Brotherhood, the
and armed elements in Syria. This alleged National Bloc — primarily secular, whose
hierarchy is, by most accounts, fictional. 11
members tend to come from elite Syrian
Whether peaceful or armed, the opposi- families — and members of the National
tion cells in Syria work independently. Coordinating Committees, who are resi-
The New York Times recently concluded, dent inside Syria and cannot reveal their
“Factionalism has been hindering the drive names. There are also many independents,
to topple Asad.”12 Most observers doubt a handful of representatives of the Kurd-
that the FSA has the number of followers ish Bloc, and a few representatives of
it claims or is responsible for many of the other minorities, although Alawis seem to
attacks against the Syrian army. Resistance be absent. Secular supporters of the SNC
groups in Syria are organized locally, often complain that the Muslim Brother-
depend on civilian volunteers as well as hood is the real power behind the orga-
defectors from the military, and do not nization, although there is little concrete
take orders from Colonel Asaad or other evidence for this.
leaders, although they call themselves part The SNC’s leader, Burhan Ghalioun,
of the FSA. The term has become com- is a professed secular Sunni who teaches
mon rubric in disparate resistance groups at the Sorbonne in Paris. Although he is ca-

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Middle East Policy, Vol. XIX, No. 1, Spring 2012

pable and savvy, Ghalioun’s leadership is members accused Manaa and his NCB as-
anything but assured. When the SNC was sociates of working for Asad’s mukhabarat
first announced, the various factions could (secret police).17
not agree on the organization’s leadership. For its part, the NCB officials accuse
Three different executive lists were an- the Syrian National Council of betraying
nounced in a two-month period. Ultimate- Syrians by supporting military action that
ly, the more Islamist members confirmed would result in widespread bloodshed. Im-
Ghalioun as the leader, perhaps because he posing a no-fly zone would require neutral-
is an effective spokesperson in the West, izing the regime’s vast air defenses, which
but limited his tenure as executive to three would lead to heavy civilian casualties,
months. He told The Wall Street Journal in NCB officials say. Even worse, they argue
December, only weeks before his term was that foreign intervention will result in an
due to end, that he did not know whether “occupation” of Syria similar to the pro-
he would be given a second term.14 Ulti- longed U.S. military presence in Iraq after
mately, Ghalioun’s presidency was extend- the ouster of Saddam Hussein’s regime in
ed for a month, but the circumstances and 2003. “The SNC wants the devil to come
process for its renewal remain obscure.15 and protect them against this regime,”
The SNC has failed to unite other said Khaldoon Alaswad, a member of the
opposition groups who have challenged NCB’s executive committee.18
its leadership. In December, unity talks be- The incident weakened Ghalioun and
tween the SNC and the National Coordina- caused many secular and left-leaning op-
tion Body (NCB) for Democratic Change, position members to worry that they may
a coalition of leftist parties led by Haytham become increasingly marginalized by the
Manaa, caused a storm of recrimination. revolution as Islamists assert themselves,
Ghalioun led the unity discussions with as happened in Egypt.
Manaa in December. He initially stated More and more opposition parties and
that the two groups would combine forces groups are announcing themselves each
on December 31, but his hasty announce- week. For example, Murhaf Jouejati, a
ment caused heated protest from the more Washington-based academic and member
conservative and Islamist SNC member- of the SNC, most recently announced the
ship. Even some of Ghalioun’s closest al- formation of a new political party, the
lies joined in the criticism. Members of the National Consensus Movement. A new
Muslim Brotherhood attacked him for be- Islamic Front announced itself in Cairo in
ing a “dictator” because he didn’t send the December. The Kurdish parties are sitting
agreement to the appropriate SNC com- on the sidelines. They do not trust Turkey,
mittees before announcing it.16 Ghalioun which has been sponsoring the SNC, nor
quickly backed away from the agreement, do they trust Arabs, who surmise that Kurd-
calling it a draft, and the SNC leadership ish demands for “national” recognition and
promptly voted against union with the autonomy are but a prelude to an eventual
NCB. The SNC leadership criticized the call for independence.19 The religious
NCB for being willing to negotiate with minorities remain fearful of the mounting
the regime, for refusing to recognize the success of Islamic parties elsewhere in the
Free Syrian Army, and for standing against region. Many see the Arab Spring to be a
any foreign intervention. A number of SNC thinly disguised “revenge of the Sunnis.”

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Landis: The Syrian Uprising of 2011

Perhaps the most important divide regime. Even many Alawis believe the
among the opposition is not that between president lives in a cocoon, as he remains
the Islamist and secular Syrians, which convinced he will vanquish the uprising
gets much attention, but rather the divide and continues to claim that Syria will be
between those living abroad and those on the stronger for it.
the inside, who are waging the daily battles As the uprising drags on in a stalemate,
on the streets. Neighborhood committees opposition leaders are seeing the limits of
and armed groups are forming in ever- their capabilities and becoming increasingly
greater num- eager to get
bers. Most Many ordinary Syrians who are sitting foreign pow-
use the word ers involved.
“coordinat-
on their hands even as they decry On finishing
ing” in their government brutality will not support the its meeting
title, but few opposition until they are assured it can in Tunis on
relinquish lo- provide a real alternative to the regime December
cal authority. 21, 2011, the
They prefer and impose order on the country. None NSC issued a
to keep deci- want to follow the path of Iraq. statement to
sion making the interna-
local. Some of this is for practical purpos- tional community demanding “international
es; spies are everywhere. One of the main protection, the establishment of safe zones,
reasons Aleppo has been so quiet is that ... and prompt intervention.”21
the local coordinating committees recently
discovered that their efforts to put together 3. The international community is
surprise demonstrations were being foiled unlikely to intervene.
by informants. One recent opposition state- In the United States, Europe and the
ment admitted that their ranks had been Arab world, there is only limited sup-
riddled with double agents.20 port for intervention in Syria. However,
Opposition disunity is to be expected. the same could also have been said in the
The Asad regime thoroughly destroyed lead-up to operations in Libya. Only weeks
rival parties and suppressed most forms of after Washington’s intervention there, Sec-
civil debate and organization for 40 years. retary of Defense Robert Gates confessed
Little wonder that Syrians find it hard to that, if anyone had told him two months
unite. All the same, disunity is a luxury the previously that the U.S. military would be
Syrian opposition can ill afford. Tuni- involved in Libya, he would have asked
sians and Egyptians could be leaderless them what they were smoking.
and disorganized because their militaries Although Secretary of State Hillary
turned against their presidents. In Syria, Clinton has done an admirable job of
the military is standing by the president isolating Syria and mobilizing the Western
and shooting at the protestors. world and Arab League against it, she has
All the same, the opposition is becom- discouraged the notion that the United
ing more capable, more numerous and bet- States will intervene. Syria will be a much
ter armed with each passing week. Increas- harder nut to crack than Libya. In some
ingly, Syrians are despairing of the Asad respects, it remains in the realm of “too

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Middle East Policy, Vol. XIX, No. 1, Spring 2012

big to fail.” One U.S. military intelligence Washington might be convinced to “lead
officer who spent four years in Iraq from behind” again, if Middle Eastern states
recently explained to me that, if Iraq slips commit themselves to intervention. The
back into civil war at the same time as withdrawal of American troops from Iraq
Syria fails, the region would face a “hell has left many questions about the future
of a mess.” Europe is sidetracked by its role and influence of the United States, es-
financial crisis, and President Obama is pecially in the context of strategic competi-
touting his success in withdrawing U.S. tion with Iran. Instability in Syria presents
troops from the Middle East as part of his Washington with the opportunity to under-
reelection campaign. He will not want to mine Iran’s regional posture, to weaken
step on his own message of withdrawal or change the leadership of one of its key
by launching another U.S. military allies, and potentially to downgrade the
intervention. Islamic Republic’s role in the Arab-Israeli
Saudi Arabia and Qatar are constrained conflict through Hezbollah. Directing the
from leading an intervention for fear of orientation of Syria away from the Shiite
their Iranian neighbor. Turkey has little to Crescent toward the Sunni leadership of
gain from intervention, despite Erdogan’s friendly Saudi Arabia and Turkey is entic-
tough talk about democracy and Bashar’s ing, especially as it might counterbalance
tyranny. Turkey’s Kurdish problem is Iraq, now that it has moved into Iran’s orbit.
again on the upswing, and Iraq is becom- All the same, the Syrian opposition is
ing less stable. Ankara does not need a war likely to become disappointed in the inter-
with Syria. national community. Both NATO and the
Most important, foreign powers are United States have stated in no uncertain
unlikely to intervene if Syrians cannot terms that they will not intervene in Syria.
unite and build a military force capable What is more, Russia and China have
of providing, at the very least, a credible vetoed efforts in the UN Security Council
promise of stabilizing Syria on its own. to condemn Syria.
Many ordinary Syrians who are sitting on For these three reasons, Syria’s opposi-
their hands even as they decry government tion may be asking for intervention in vain,
brutality will not support the opposition at least for the time being. Like Syria’s
until they are assured it can provide a real opposition leaders, foreign powers remain
alternative to the regime and impose order in disarray over the issue of how to topple
on the country. None want to follow the Asad.
path of Iraq. Many worry that President
Shukri al-Quwatli was right when he la- 4. The economy is problematic.
mented to Gamal Abdel Nasser on the eve Syria is a classic case of the failure
of the creation of the United Arab Repub- of the Arab authoritarian bargain. Many
lic, “You have acquired a nation of politi- specialists have focused on the economic
cians: 50 percent believe themselves to be drivers behind the Arab Spring, and their
national leaders, 25 percent to be prophets, analysis encompasses Syria.
and at least 10 percent to be gods.” During the 1950s and 1960s, Arab
There are circumstances in which the regimes, whether republics or monarchies,
United States might support Arab League turned to similar socioeconomic measures
and Turkish efforts to lead an intervention. to buttress their rule. In return for politi-

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Landis: The Syrian Uprising of 2011

cal quiescence, governments redistributed ensured that the Asad family maintained
wealth, subsidized food and provided mini- control over the economy. Office hold-
mal shelter, education and health care. The ers at every rank of the state bureaucracy
result was a distinctive “authoritarian bar- replicated this model of crony capitalism,
gain.” State-owned enterprises and bloated exemplified by the presidential family. A
government ministries absorbed tens of new class of businessmen drawn from the
thousands of workers and guaranteed progeny of major regime figures — called
stable employment and a minimum wage.22 the “sons of power” (abna al-sulta) —
These measures solidified autocracy but at has become notorious for its wealth and
a tremendous economic
price. They The severe drought of the last five years assertiveness.
paralyzed The result
devastated Syrian farming and drove an
Arab states has been an
and saddled estimated one million people off the land explosion of
them with and into urban slums. corruption
unproductive and public
economies and unsustainable expenses. resentment at the growing inequality and
Run-away population growth acted as a injustice of Syrian life.
time bomb, guaranteeing that expenses bal- A new form of crony capitalism, which
looned in an environment of low growth. has failed to provide jobs or economic
This bargain was unsustainable. security to the broad masses, has replaced
Syria met the challenge to liberalize socialism. Growth has been skewed in
later and more hesitantly than most Middle favor of the wealthy. The poor, particularly
Eastern states. Bashar al-Asad’s efforts the rural poor, have been abandoned. This
to open up the Syrian economy and copy was the social sector that provided the
the “China model” were bolder than his original base of support for the Baath par-
father’s during the 1990s but remained ty, but it is now up in arms. The wealthy
hobbled by half measures and caution. have remained quiet.
All the same, he introduced private bank-
ing, insurance companies and liberalized Growing Poverty and Income Gap
real-estate laws. He dropped tariff barriers Poverty in Syria has been on the rise,
with neighboring states, licensed private even as the upper class has prospered with
schools, and permitted use of the Internet globalization. Poverty rose from 30.1 per-
in an effort to encourage private and for- cent to 33 percent between 2004 and 2007.
eign investment. According to the 2004 UN poverty report,
But, even as Asad sought to boost “While between 1996-1997 and 2003-2004
private initiative, he feared its results. poverty declined, the wealth gap widened.”
To avoid the emergence of a capitalist Since then, both the wealth gap and pov-
class that would be largely Sunni and not erty have been on the rise.23
beholden to the regime, Asad turned to his Growing poverty has underscored the
cousin Rami Makhlouf, who became “Mr. failure of the Baathist regime and is a lead-
Ten Percent” of the Syrian economy. He ing factor in the Syrian uprising. It also
assumed a majority stake in many major helps explain why the most persistent cen-
enterprises and holding companies and ters of the Syrian revolt have been centered

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Middle East Policy, Vol. XIX, No. 1, Spring 2012

in poor agricultural regions such as Deraa, cade has seen an enormous demographic
Homs and Idlib. shift. Around half the population of the
Syria’s growing income gap is mainly Arab world is under the age of 30. Syria
due to three causes. The first is the se- is worse off than most: More than half the
vere drought of the last five years, which population is under the age of 25. Twenty-
devastated Syrian farming and drove an three percent of the population is bunched
estimated one million people off the land in the 10-year segment aged 15 to 24.27
and into urban slums. As a result, some 40 By the mid-2000s, about one in four
percent of Syria’s housing stock is esti- young Arab men was unemployed, with
mated to have been built without permits the situation in places like Jordan (28 per-
and in areas with no state-provided water cent), Tunisia (31percent), and Algeria (43
or electricity. The drought is estimated percent) being even worse.28 Syria’s un-
to have plunged 800,000 Syrians in the employment figures have been notoriously
eastern part of the country into extreme unreliable. Until the Arab Spring, official
poverty, according to a 2010 United Na- Syrian figures placed unemployment at a
tions report.24 fanciful 9 percent. In December 2011, the
The second factor is the rising price new minister of labor and social affairs,
of food. Global commodity prices have Radwan Habib, confessed that unemploy-
been soaring. The average basket of Syrian ment in the country stood between 22 and
foodstuffs increased in price by close to 30 percent.29 The effects of the revolution
20 percent in 2010, led by wheat, which since March 2011 have sent figures sky-
increased by 30 percent.25 Syria’s poor, rocketing.
who spend over half their income on food,
have been particularly hard hit by inflation, Economic Effects of the Revolution
which soared 15 percent in 2008. Infla- The Syrian revolution has sent the
tion has been compounded by government economy spiraling downward, but how
reductions to price supports for basic com- quickly real economic crisis can lead to
modities. In particular, fuel-oil (mazoot) regime change is unknown. By the elev-
subsidies were slashed in 2008, causing its enth month of the revolution, many signs
price to rise 42 percent between Decem- of severe economic stress have begun to
ber 2008 and September 2010.26 Since the appear. Adib Mayalah, governor of the
beginning of the Syrian uprising in 2011, Central Bank of Syria, described the situ-
inflation has exploded. This rise is a result ation as “very serious” in November. He
of four main factors: foreign sanctions, the ran through the problems the economy is
30 percent tariff on all goods coming from facing:
Turkey, the failing ability of the govern-
ment to pay for remaining subsidies, and Unemployment is rising, imports
hoarding. are falling, and government income
is reduced. In areas where there are
The third factor is increasing unem-
protests, there is no economic activ-
ployment. The Syrian economy has been ity — so people aren’t paying tax.
unable to provide jobs for the rapidly Because they aren’t working, they
growing population. The story of the Arab are not repaying their loans — so the
youth bulge is well known, and Syria has banks are in difficulty. And all this is
been particularly affected. The last de- weakening the economy.30

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Landis: The Syrian Uprising of 2011

Syria’s gross domestic product has in 1948 to pay for the war in Palestine.
shrunk by almost 50 percent in dollar terms The government has ordered all min-
since the start of 2011 — from $55 billion istries to slash expenditures by 25 percent.
to $25 billion — as the Syrian pound has Fuel subsidies, which have been estimated
collapsed from 47 to 72 to a dollar. Mer- to cost the government close to $8 billion
chants interviewed recently on the streets of annually, have been unofficially cut. The
Damascus reported a 40 to 50 percent fall in government has simply stopped provid-
business as consumers hoard cash and cease ing most sources of energy to the public.
spending on all but the most essential items. Heating oil and cooking gas have become
Tourism has skidded to a halt, representing scarce, and electricity in most cities is shut
a loss of $8.4 billion.31 A ban on oil imports, off for hours on end during peak usage.
applied by America in August and the EU Rateb Shallah, a prominent Damascus busi-
in September, is costing Syria $400 million nessman, recently said, “The whole system
a month.32 Sanctions have also taken their has been shrinking — and very fast.”35
toll on the Syrian economy in unexpected One Syrian banker recently explained
ways. Trade with Iraq has been reduced by that no one in Syria is paying his debts.
10 percent because of banking restrictions.33 Large companies are refusing to make
A ballooning deficit is expected to be payments to banks on their loans, bill
close to 17 percent of the GDP in 2012. discounting or letters of credit. Bank-
This will elevate it well above the danger ers expect businessmen will soon default
mark for default, usually estimated to altogether. Many are beginning to leave
be 10 percent of GDP. Elias Najma, an the country. What is even more telling,
economist at the University of Damascus, he explained, is that some state banks
estimates that tax revenues next year will are refusing to make payments to private
be less than half those of 2011 and will pay banks; instead they make excuses.36 For
for only 60 percent of projected govern- now, banks are treating defaults as “de-
ment expenditures. He estimates that the layed payments,” but the day of reckoning
budget deficit will be 529 billion Syrian cannot be postponed indefinitely. When it
pounds out of a total budget of 1.326 tril- comes, how will the Syrian Central Bank
lion pounds,34 equal to nearly $9 billion, respond? Where can it get money?
or 17 percent of GDP, assuming a GDP of The fiscal pressures on the govern-
$55 billion. ment are rapidly becoming unsustainable.
The government has no access to Before the outbreak of the revolution, the
credit markets in order to make up for its government was already borrowing heav-
deficit spending; it failed to develop a local ily in order to pay both the salaries of its
bond market. Moreover, it can no longer countless employees and energy subsidies.
access international credit markets. This With no ability to borrow, the government
will force the government to turn either will have to reduce expenses by cutting
to foreign friends such as Iran or Iraq or what subsidies remain and by halting sal-
to Syria’s large businesses. Some local ary payments. To raise revenues, it will
economists are already recommending that impose draconian taxes on the remaining
the government impose special levies on Syrians of means. It will also print money,
big business and businessmen. President which will lead to inflation and the even-
Quwatli imposed such extraordinary taxes tual collapse of the Syrian pound. As one

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Middle East Policy, Vol. XIX, No. 1, Spring 2012

Syrian banker explained, “The banking countries, such as China and Russia, for
system will soon be hit with a wave of trade and support. Iran will undoubtedly
defaults at both the corporate and retail pitch in, so long as its own economy can
levels, as deferred payments can no longer stand up to Western sanctions.
be ignored.” Collapsing institutions and the state’s
inability to provide basic services should
How Long? play into the hands of the opposition. The
The economy is not going to collapse regime gave the business elites and middle
overnight. Even as it unravels, the Asad class a piece of the pie and stability. Today,
regime may survive for some time, if no it can offer neither incentive. All the same,
alternative forces organize to destroy and the Baathist regime will be a tough nut
replace it. It may be able to live off the fat to crack. Alawis and religious minorities
of the land for a while. It is worth keeping view the failure of the regime with great
in mind that Saddam Hussein’s regime did apprehension. So do Sunni Baathists and
not fall due to the deep economic crisis those who fear chaos.
brought on by war and sanctions in the Perhaps the biggest question mark is
1990s, despite the deaths of some 300,000 the opposition. Its lack of leadership was
Iraqis, according to UN estimates. But, of an asset during the first months of the
course, Syria is not Iraq. It does not have revolution, but today it is a liability. With-
its energy resources, and its people are in out it, the opposition will have difficulties
full rebellion. inspiring more Syrians to take the sorts
All the same, Syria continues to have of risks and exhibit the courage of those
friends. Most of its neighbors are unwill- already protesting.
ing to ban trade. Iraq, its second-largest So far, however, there is no force that
trade partner after the EU, is supportive; has the might, unity or leadership to bring
so is Lebanon. Even Jordan refuses to join down the regime, at least none that is yet
sanctions. Some of Lebanon’s banks are discernible. One must conclude that the
likely to act as a haven for Syrian money. Asad regime will remain in power until
The Asad regime says it will look to other such a force emerges.

1
Interview with Mohammed Riad Al-Shaqfa by Mohammed Al Shafey, “Bashar al-Asad Is Mentally Unbal-
anced — Syrian Muslim Brotherhood Chief,” Asharq Al-Awsat, May, 12, 2011, http://www.asharq-e.com/
news.asp?section=1&id=27573.
2
Hanna Batatu, “Some Observations on the Social Roots of Syria’s Ruling, Military Group and the Causes
for its Dominance,” The Middle East Journal 35 (Summer 1981): 341.
3
Nikolaos Van Dam, The Struggle for Power in Syria: Politics and Society under Asad and the Ba’th Party (I.
B. Tauris, 2011).
4
Bruce Bueno de Mesquita and Alastair Smith, “Assessing Asad: The Syrian Leader Isn’t Crazy. He’s Just
Doing Whatever It Takes to Survive,” Foreign Policy online, December, 20, 2011, http://www.foreignpolicy.
com/articles/2011/12/20/is_Asad_crazy_or_just_ruthless?page=full. Alasdair Drysdale and Raymond A.
Hinnebusch wrote in 1991: “Since the Baathi regime ultimately owes its position to the loyalty of the armed
forces, Alawis are disproportionately represented in the armed forces. By one estimate Sunni officers only

82
Landis: The Syrian Uprising of 2011

commanded between 25 and 30 percent of armed units between 1965 and 1971,” Nevertheless, the contention
that the Syrian military is an exclusive preserve of the Alawis is false and simplistic.” Council on Foreign
Relations “Syria and the Middle East Peace Process,” 1991.
5
Hurriyet, November 17, 2011. Under the Sunni Arab president of Syria, Adib Shishakli, minorities, in
particular the Druze, were discriminated against in key government positions. The U.S. ambassador wrote in
1953: “Recognizing the clannishness of the Druze community, its secret religion, and social differentiation
from the rest of Syria, General Shishakli has appeared to follow a policy of limiting the number of Druzes
holding key positions.” In the ranks of the Foreign Service, for example, the only Druze to hold an important
post was the ambassador to Washington, Farid Zayn al-Din, and he was a Lebanese Druze who had officially
converted to Sunni Islam. Druze members of the Syrian diplomatic corps complained bitterly that they had
abandoned all hope of career advancement because the “authorities would not permit two Druzes to serve
at the same Foreign Service post,” presumably because of their traditional unreliability. See Joshua Landis,
“Shishakli and the Druzes: Integration and Intransigence,” in T. Philipp & B. Schäbler, The Syrian Land:
Processes of Integration and Fragmentation (Franz Steiner Verlag, 1998), 369-396.
6
Yahya Sadowski, “Patronage and the Ba’th: Corruption and Control in Contemporary Syria,” Arab Studies
Quarterly 9, no. 4 (1987): 442-461; and Volker Perthes, Political Economy of Syria under Asad (I. B. Tauris,
1995), 181.
7
“What Do Sunnis Intend for Alawis following Regime Change?”, Syria Comment, August 30, 2006, http://
www.joshualandis.com/blog/?p=14. The anonymous author of this article is an Alawi whose father served as
a minister under Bashar.
8
“Syrian Sunni Cleric Threatens: ‘We Shall Mince [The Alawis] in Meat Grinders,’” Memri videos, accessed
December 1, 2011, http://www.youtube.com/watch?v=Bwz8i3osHww&feature=related.
9
Interview with Mohammed Riad Al-Shaqfa, “Asad is mentally unbalanced.”
10
“Assessing the Risks of Military Intervention” (January 5, 2012) posted on the Syrian National Council
website, accessed January 5, 2012. http://www.syriancouncil.org/en/special-reports/item/488-instability-in-
syria-assessing-the-risks-of-military-intervention.html.
11
Ghaith Abdul-Ahad, “Inside Syria: The Rebel Call for Arms and Ammunition,” Guardian, December, 11,
2011.
12
Dan Bilefsky, “Factional Splits Hinder Drive to Topple Syria Leader,” New York Times, December 8, 2011.
13
Al Jazeera interviews Nir Rosen, Uploaded by Al Jazeera English on January 10, 2012, accessed January
11, 2012, http://www.youtube.com/watch?feature=player_embedded&v=yu8jxX5JhgM.
14
“Syria Opposition Leader Interview Transcript, ‘Stop the Killing Machine,’” Wall Street Journal, Decem-
ber 2, 2011, http://online.wsj.com/article/SB10001424052970203833104577071960384240668.html.
15
Email communication with Ausama Munajed, December 2011.
16
“A Member of the Syrian National Council: ‘Bashar Uses Ghalioun, and the NCB Are Mukhabarat,’” Syria
Politics, accessed January 8, 2012, http://syria-politic.com/ar/Default.aspx?subject=297#.Twn15yMVm_u.
17
“Lies in the Announcement of Burhan,” NCB website, accessed January 3, 2012, http://bit.ly/skP4TV. See
the criticism of the union on al-Jazeera English by Ashraf al-Muqdad of the Damascus Declaration. He claims
most opposition members want foreign military intervention. Interview on al-Jazeera, Dec 31, 2011, http://
www.youtube.com/watch?feature=player_embedded&v=ooiv3tWXFIY.
18
Ashish Kumar Sen, “Syrian Opposition Row over Foreign Military Action Nixes Unity Effort,” Washington
Times, January 6, 2012.
19
The best report on the Kurdish parties and their attitude toward the uprising is “Report: Who Is the Syrian-
Kurdish Opposition? The Development of Kurdish Parties, 1956-2011,” Kurdwatch, European Center for
Kurdish Studies, December 31, 2011, accessed December 31, 2012, http://www.kurdwatch.org/newsletter/
newsletter_en_311211.html.
20
See the “Syrian Revolution News Round-up: Day 278: Saturday, 17 Dec 2011,” The Strategic Research and
Communications Centre (SRCC), http://bit.ly/yajKfb.
21
Syrian National Council Announcement, accessed December 21, 2011, http://bit.ly/wjfBr1.
22
Ariel I. Ahram, “State-Breaking and the Crisis of Arab Authoritarianism” (unpublished: 2011); Tarik
Yousef, “Development, Growth, and Policy Reform in the Middle East and North Africa since 1950,” Journal
of Economic Perspectives 19, no.3 (2004); Steve Heydemann, “Social Pacts and the Persistence of Authori-
tarianism in the Middle East,” in Oliver Schlumberger, ed., Debating Authoritarianism: Dynamics and Dura-

83
Middle East Policy, Vol. XIX, No. 1, Spring 2012

bility in Non-Democratic Regimes (Stanford University Press, 2007). For an excellent history of the region’s
political-economic transition, see Alan Richards and John Waterbury, A Political Economy of the Middle East
(Westview, 2007 [3rd edition]); Stephen King, The New Authoritarianism in the Middle East and North Africa
(Indiana University Press, 2009).
23
Dalia Haidar, “Drawing the Poverty Line,” Syria Today, (May 2010), accessed December 29, 2011, http://
www.syria-today.com/index.php/focus/7730-drawing-the-poverty-line.
24
“Drought Had Significant Impact on Syria’s Northeast, UN Official Says,” Syria Report, September 13,
2010, accessed December, 12, 2011. Abigail Fielding-Smith, “Uprising Exposes Syria’s Economic Weak-
nesses,” Financial Times, April 26 2011.
25
David Biello, “Are High Food Prices Fueling Revolution in Egypt?” Scientific American, February 1, 2011,
accessed January 4, 2012, http://blogs.scientificamerican.com/observations/2011/02/01/are-high-food-prices-
fueling-revolution-in-egypt/.
26
Armand Hurault, “Syria: It’s the Economy, Stupid!” Transnational Crisis Project, posted on 11/11/2011,
accessed January 4, 2012, http://crisisproject.org/syria-its-the-economy-stupid/.
27
Nader Kabbani, “Arab Youth Unemployment: Roots, Risks and Responses,” Director of Research, Syria
Trust for Development. Presented at the Conference on Arab Youth Unemployment: Roots, Risks and
Responses, Carnegie Middle East Center, Beirut, Lebanon, February 10, 2011. Accessed January 3, 2012,
carnegieendowment.org/files/Nader_Kabbani.pdf.
28
Ragui Asad and Farzaney Roudi-Fahimi, “Youth in the Middle East and North Africa: Demographic
Opportunity or Challenge?” Population Reference Bureau, 2007, https://prb.org/pdf07/YouthinMENA.pdf
(accessed December 29, 2011).
29
He said the new findings were the result of a field survey conducted by his administration. Jihad Yazigi,
“Syrian Unemployment at Twice Previously Estimated Level,” Syria Report, December 19, 2011, accessed
Jan 2, 2012 http://www.syria-report.com/news/economy/syrian-unemployment-twice-previously-estimated-
level.
30
Liz Sly, “Syria’s Economy Is Key to Asad’s Future,” Washington Post, November 14, 2011, accessed
November 14, 2011, http://www.washingtonpost.com/world/middle_east/syrias-economy-is-key-to-Asads-
future/2011/11/14/gIQAZvfMMN_print.html.
31
Ibid.; Phil Sands, “Syria Sees Tourist Numbers Leap 40%,” The National, January 25, 2011, accessed Janu-
ary 5, 2012, http://www.thenational.ae/business/travel-tourism/syria-sees-tourist-numbers-leap-40.
32
“Sanctions against Syria As Effective As Bullets, Maybe,” Economist, December 3, 2011.
33
Sly, “Syria’s Economy.”
34
Dr. Elias Najma as quoted in “To Cover a Budget Deficit of syr. 500, a Financial Expert Advises the
Government to Require Rich Businessmen to Pay Extraordinary Levies,” Syria Steps, December 28, 2011,
accessed December 28, 2011 http://www.syriasteps.com/?d=126&id=294&in_main_page=1.
35
Sly, “Syrian Economy.”
36
Interviewee asked not to be named, January 2, 2011.

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