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Abstract—In this paper, a fuzzy-logic-based algorithm to identify to determine only the asymmetrical faults involving ground.
the type of faults for digital distance protection system has been Also, no LL fault has been considered in this work. To improve
developed. The proposed technique is able to accurately identify upon this, a fuzzy–neural approach has been suggested in [14].
the phase(s) involved in all ten types of shunt faults that may occur
in a transmission line under different fault resistances, inception In this method, only the nature of the fault (i.e., whether 1LG,
angle, and loading levels. The proposed method needs only three LL, LLG, or symmetrical) has been determined. Thus, this
line-current measurements available at the relay location and can method can be considered as an improved version of [13].
perform the fault classification task in about a half-cycle period. However, this method also requires extensive training of the
Thus, the proposed technique is well suited for implementation in ANN. Recently, a fault classification technique suitable for a
a digital distance protection scheme.
fault recorder has been proposed in [15], which can identify all
Index Terms—Fault classification, fuzzy logic, power transmis- ten types of short-circuit faults. However, neither the numerical
sion.
method used in nor the time taken by the proposed technique
for fault identification has been discussed in the paper.
I. INTRODUCTION To address the above limitations, in this paper, a fuzzy-logic-
based fault classification scheme is proposed. As this proposed
A CCURATE, fast, and reliable fault classification technique
is an important operational requirement in modern day
power transmission systems. On one hand, correct information
technique is not based on ANN or expert system, there is no
need for computationally expensive training of ANN or expert
of the type of fault is readily needed for fault location algorithms domain knowledge in this method. The proposed scheme can
[1]. On the other hand, in digital distance protection schemes, be considered as an improvement over the existing fuzzy-logic-
for proper operation of the protective relays, correct determina- based methods [13], [14] in the sense that it determines accu-
tion of the fault type is a prerequisite [2]. rately all ten types of possible short-circuit faults (e.g., a-g, b-g,
Because of the above-mentioned requirements, a significant c-g, a-b, b-c, c-a, a-b-g, b-c-g, c-a-g, a-b-c/a-b-c-g). Moreover,
amount of research work has been directed to address the it has already been explained in [13] that it is very difficult to
problem of an accurate fault classification scheme. Among determine the fault type by the traditional (i.e., deterministic)
the various techniques reported for fault classification in techniques. Hence, because of its capability of determining ac-
transmission system, the most widely used techniques are: i) curately all the ten types of short-circuit faults easily, the pro-
artificial-neural-network (ANN)-based approach [3]–[9], ii) posed method can also be considered as an improvement over
expert system-based approach [10]–[12], and iii) fuzzy and the traditional techniques. As will be shown later in this paper,
fuzzy neural-network-based approach [13], [14]. Although the this method is capable of determining the fault type quite accu-
neural-network-based approaches have been quite successful rately under wide variations of operating conditions (i.e., pre-
in determining the correct fault type, the main disadvantage of fault power level, fault resistance, fault inception angle, etc.) in
ANN is that it requires a considerable amount of training effort about half-a-cycle period of fundamental frequency and, hence,
for good performance, especially under a wide variation of is quite suitable for integration in digital distance protection
operating conditions (such as system loading level, fault resis- schemes.
tance, fault inception instance, etc.). Similarly, the effectiveness This paper is organized as follows. In Section II, the fault
of the expert system-based technique also depends largely on identification strategy is described in detail. In Section III, the
the domain knowledge of the experts, which is often quite time robustness of the proposed method under a wide variation of
consuming to obtain. To avoid the above problems, a simple operating conditions is established with appropriate numerical
fuzzy logic-based approach has been proposed for the fault results. Lastly, Section IV discusses the main conclusions of this
classification problem [13]. However, in [13], only the nature work.
of the fault (whether LG or LLG), along with the confidence
factor has been identified, but the phases involved in the fault II. FAULT CLASSIFICATION STRATEGY
have not been explicitly determined. Thus, this method tries
A. Basic Considerations
Manuscript received Ocotber 22, 2003; revised January 23, 2004. Paper no. The fault classification algorithm is based on the angular dif-
TPWRD-00527-2003. ferences among the sequence components of the fundamental
B. Das is with the Department of Electrical Engineering, Indian Institute of during fault current as well as on their relative magnitudes. As
Technology, Roorkee 247 667, India.
J. V. Reddy is with Tata Consultancy Services, New Delhi 110 001, India. an example, for a phase-a-to-ground bolted fault in an unloaded
Digital Object Identifier 10.1109/TPWRD.2004.834294 system, the phasor diagram of sequence components of fault
0885-8977/$20.00 © 2005 IEEE
610 IEEE TRANSACTIONS ON POWER DELIVERY, VOL. 20, NO. 2, APRIL 2005
TABLE I TABLE II
FUNDAMENTAL RELATIONS FOR ASYMMETRICAL FAULTS TYPICAL VALUES OF THE DIFFERENT VARIABLES
TABLE V
FAULT CODE TABLE The simulation of the FLS scheme shown in Fig. 4 has been car-
ried out by using the fuzzy-logic toolbox in the MATLAB envi-
ronment [19].
In order to utilize the FLS for fault-type identification, the five
input quantities need to be calculated from the available mea-
surements. Now, from (1) and (2), these five quantities depend
only on the symmetrical components of the fundamental during
fault three-phase currents. Hence, for implementing the FLS,
it is necessary to calculate the symmetrical components of the
fundamental during fault currents. For this purpose, in this work,
the half-cycle DFT (HCDFT) technique [17] has been used. The
underlying theory and algorithm of this technique is given in
[17] in detail and, hence, it is not repeated in this paper.
TABLE VI
FUZZY VARIABLES TO REPRESENT FAULT TYPE III. RESULTS AND DISCUSSION
To test the effectiveness of the proposed fault classifi-
cation scheme, a large number of fault simulation studies
have been carried out in the two-area study system shown in
Fig. 2 using the PSCAD/EMTDC software [20]. The trans-
mission line has been represented using the Bergeron line
model in PSCAD/EMTDC [20]. To test the robustness of the
developed algorithm, the fault simulation studies have been
carried out under wide variation of prefault power angle,
FIA and fault resistance. The different values of , FIA and
which have been chosen for this study are as follows: 1)
2) , and 3)
In Fig. 4, the input quantities are presented at point P. These ohm. Thus, a total of
quantities are , which are calcu- combinations of , FIA and have been chosen for fault
lated from the sampled values of the during fault currents of simulation studies. For each of these combinations, all ten types
phases a, b, and c. The numerical algorithm for computing these of short-circuit faults can be applied at any point on the trans-
quantities is described in detail in [17]. As these quantities are mission line. In this work, the fault distances for application of
crisp in nature, they need to be first converted to their corre- faults have been chosen as 0.2L, 0.4L, 0.6L, and 0.8L from the
sponding fuzzy variables (as described in Table IV) by fuzzifi- relaying point, where L is the total length of the line. Hence, in
cation technique before application to the fuzzy inference en- aggregate, different fault simulation studies
gine. In this work, the singleton fuzzifier [18] has been used for are possible. The performance of the proposed scheme has
the fuzzification task. been checked for all of these 2400 test cases. However, as it is
After fuzzification, the fuzzified inputs (available at point Q not feasible to include in the paper all of the numerical results
in Fig. 4) are given to the fuzzy inference engine, which, fol- corresponding to these 2400 test cases due to space limitations,
lowing the given fuzzy rule base, gives the type of fault at its the output values (which indicate the fault type) obtained from
output. For implementing the fuzzy inference engine, the “min” the FLS results for a few representative test cases are given in
operator for connecting multiple antecedents in a rule, the “min” Tables VII–IX. It is to be noted that for each and every fault
implication operator, and the “max” aggregation operator have simulation study, the fault duration has been assumed to be five
been used [18]. It is to be noted that the outputs from the in- cycles (0.1 s).
ference engine (available at point R in Fig. 4) are fuzzy in na- Now, from Tables V and VI, if the crisp output of the FLS
ture (i.e., they represent the fuzzy fault type as described in lies between 8.5 and 9.5, an “a-g” type of fault would be indi-
Table VI). To determine the crisp fault type correctly, these cated and the “b-c” type of fault would be indicated if the crisp
fuzzy outputs need to be defuzzified. The centroid defuzzifica- output of the FLS lies between 5.5 and 6.5. The other types of
tion scheme has been used for this purpose in this work and, con- fault would also be indicated by the FLS in a similar fashion,
sequently, the actual type of fault is indicated at point S in Fig. 4. depending on the crisp output values. Hence, from the results
DAS AND REDDY: FUZZY-LOGIC-BASED FAULT CLASSIFICATION SCHEME FOR DIGITAL DISTANCE PROTECTION 613
TABLE VII
FLS OUTPUT CORRESPONDING TO = 10 ; R = 0:0 ohm, FIA = 190
TABLE VIII
FLS OUTPUT CORRESPONDING TO = 20 ; R = 50:0 ohm, FIA = 10
TABLE IX
FLS OUTPUT CORRESPONDING TO = 30 ; R = 5:0 ohm, FIA = 30
scheme is of foremost concern), HCDFT, instead of FCDFT, for 100.0 ohm or greater, the estimation accuracy decreases
can be used. On the other hand, if speed of protection scheme rapidly. Thus, 100.0 ohm could be considered to be the highest
is not of topmost consideration, FCDFT over HCDFT may be value of that can be considered by this methodology.
preferred. To obtain the results in Table XII, the line length of the system
Moreover, closer observation of the 2400 test results reveals undertaken has been varied (keeping the per-unit impedance
that the incorrect identification takes place mostly under either constant as that of the original system given in the Appendix).
(or any combination) of the following operating conditions: From these results, it is observed that although the proposed
• high prefault power transfer level (i.e., ); methodology has originally been developed on a 300-km. line,
• high fault resistance (i.e., ); the performance of it is not very much affected by the variation
• faults away from the relaying point. of the line length. Only when the line is very long (more that
The reasons for the inaccuracy in fault classification can be 500 km), the proposed scheme is unable to classify the faults
conjectured as follows. The proposed methodology is based correctly for faults far away from the relaying point. As the
upon the angular differences between the symmetrical compo- proposed FLS has essentially been developed from the mean
nents of the during fault currents. Hence, the fault classification values given in Table III, it can be said that the values given in
would be perfect if the angular differences obey the relation- Table III are quite generic enough and are applicable for other
ships given in Table I. As mentioned earlier, the relationships power system configuration also. Actually, the proposed method
given in Table I are valid only under prefault no-load condition. is basically utilizing the information of angular differences be-
Now, from the superposition principle, the total during fault tween the symmetrical components of the during fault current
current (TDFC) can be considered to be composed of two for fault classification. As these angular relationships do not de-
components : a) prefault steady-state current (PFSSC) and b) pend much on the power system configuration (they only depend
only fault current (OFC) [(i.e., the fault current in an unloaded on the operating conditions such as prefault power level, fault
power system]. Under high prefault power-transfer level, the resistance, fault inception angle, etc.), the accuracy of the pro-
contribution of PFSSC to TDFC is significant. On the other posed method is not too much dependent on the power system
hand, under high fault resistance and/or for faults away from configuration under consideration.
the relaying point, the contribution of OFC to TDFC decreases. Although the accuracy of the proposed method is reasonably
Hence, in both of these cases, the effect of OFC is reduced good, before practical implementation, several other issues need
in TDFC which, in turn, makes the angular differences de- to be considered. These are now discussed below.
viate from the theoretical values (in Table I) or even from the 1) In the present work, the fault duration has been assumed to
practical values considered in this paper (given in Table III) be five cycles. Therefore, the classification performance
significantly, resulting in an incorrect fault classification. Going of the proposed technique for different fault durations
by the same logic, if the prefault power level is enhanced needs to be ascertained before field implementation. Now
further, the inaccuracy in fault classification is expected to it is to be noted that the proposed technique requires
increase. Similarly, for a given system, if the fault resistance is samples of TDFC for FCDFT whereas, for HCDFT,
very high, then TDFC would mostly constitute PFSSC. As the samples of TDFC are needed, where N is the
angular difference(s) (between the symmetrical components) number of samples per fundamental cycle [17]. Hence, if
are the same for the steady-state case and symmetrical fault, the fault duration is at least sufficient enough to give at
for very high fault resistance, any unsymmetrical fault would least samples, the performance of the proposed
probably be misclassified as a symmetrical one. technique with either HCDFT or FCDFT would be unaf-
To investigate into the effect of variation of and fault dis- fected. As an example, in this work, a value of
tance on the accuracy of the proposed scheme, several simula- has been chosen for a 50-Hz. system. Hence, if the fault
tion studies have been carried out and the results are presented in duration is greater than or equal to 1.025 cycle (corre-
Tables X–XII, respectively. For all of these tables, all ten types sponding to 82 samples), the performance of the proposed
of faults have been applied at each of these chosen fault points technique with either HCDFT or FCDFT would remain
(i.e., 0.2L, 0.4L, 0.6L, 0.8L) and the entries in these tables in- the same. If the fault duration is such that only M samples
dicate the number of incorrect classifications (NIC) out of ten are available, where , only the
faults. It is to be noted that for the results in Tables X–XII, the HCDFT technique can be employed. For very short dura-
HCDFT technique has been employed. tion faults (i.e., when , the performance
The results presented in Tables X show that when is in- of the proposed method degrades significantly as neither
creased, the inaccuracy of the proposed method also increases. FCDFT nor HCDFT can calculate the symmetrical com-
Also, for any particular value of , NIC, if any, increases as the ponents accurately.
distance of the fault increases and is highest for the fault which 2) It may appear at first glance that the approximations in-
occurs at the farthest point (i.e., at a distance of 0.8 L). Similarly, volved in Table III may introduce some error in the pro-
from the results of Table XI, it is observed that as increases, posed methodology. However, it is to be noted that the
NIC also increases and again, for any particular value of , the values in Table III have only been used as guidelines for
NIC increases with increasing fault distance. Thus, the results developing the FLS which encompass the values of the
obtained in Tables X and XI are in agreement with the explana- five quantities for dif-
tions given earlier. Moreover, from Table XI, it is observed that ferent types of faults (e.g., the values in Table II). Thus,
DAS AND REDDY: FUZZY-LOGIC-BASED FAULT CLASSIFICATION SCHEME FOR DIGITAL DISTANCE PROTECTION 615
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vol. 14, pp. 1250–125, Oct. 1999. Biswarup Das (M’02) was born in 1966 in India. He received the Ph.D. degree
[4] W.-M. Lin, C.-D. Yang, and J. H. Lin, “A fault classification method by in electrical engineering from the Indian Institute of Technology, Kanpur, India,
RBF neural network with OLS learning procedure,” IEEE Trans. Power in 1998, with a specialization in electric power systems.
Delivery, vol. 16, pp. 473–477, Oct. 2001. Currently, he is an Assistant Professor in the Department of Electrical En-
[5] T. Dalstein and B. Kulicke, “Neural network approach to fault classifi- gineering, Indian Institute of Technology, Roorkee (formerly the University of
cation for high speed protective relaying,” IEEE Trans. Power Delivery, Roorkee, India). His research interests include distribution automation, flexible
vol. 10, pp. 1002–1011, Apr. 1995. ac transmission systems (FACTS), power system harmonics, and power system
[6] D. K. Ranaweera, “Comparison of neural network models for fault di- protection.
agnosis of power system,” Elect. Power Syst. Res., pp. 99–104, 1994.
[7] K. H. Kim and J. K. Park, “Application of hierarchical neural networks
to fault diagnosis of power system,” Int. J. Elect. Power Energy Syst.,
vol. 15, no. 2, pp. 65–70, 1993.
[8] A. L. O. Fernandez and N. K. I. Ghonaim, “A novel approach using a J. Vittal Reddy received the M.Tech. degree in electrical engineering (power
FIRANN for fault detection and direction estimation for high voltage systems) from the Indian Institute of Technology, Roorkee, India, in 2003.
transmission lines,” IEEE Trans. Power Delivery, vol. 17, pp. 894–901, Currently, he is a Software Engineer with Tata Consultancy Services, New
Oct. 2002. Delhi, India.