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Abstract—This paper presents a model predictive current con- strategies for control and modulation of CHB inverters use
trol algorithm that is suitable for multilevel converters and its linear control and phase-shifted pulsewidth modulation [7] or
application to a three-phase cascaded H-bridge inverter. This space vector modulation [8], [9] modulation in order to generate
control method uses a discrete-time model of the system to predict
the future value of the current for all voltage vectors, and selects the switching signals for controlling the converter. Other mod-
the vector which minimizes a cost function. Due to the large ulation methods for low switching frequency have also been
number of voltage vectors available in a multilevel inverter, a large proposed [10]–[12].
number of calculations are needed, making difficult the implemen- In recent years, new control strategies have been studied for
tation of this control in a standard control platform. A modified the current control of power inverters. Among them, model pre-
control strategy that considerably reduces the amount of calcu-
lations without affecting the system’s performance is proposed. dictive control (MPC) has been applied for the control of power
Experimental results for five- and nine-level inverters validate the converters due to its several advantages, like fast dynamic
proposed control algorithm. response, easy inclusion of nonlinearities and constraints of the
Index Terms—Cascaded H-bridge (CHB), current control, in- system, and the flexibility to include other system requirements
verters, model predictive control (MPC), multilevel inverters, pre- in the controller [13]–[15]. MPC considers a model of the
dictive control. system in order to predict the future behavior of the system
over a horizon in time. A cost function represents the desired
I. I NTRODUCTION behavior of the system. MPC is an optimization problem where
a sequence of future actuations is obtained by minimizing the
M ULTILEVEL converter technology is a very efficient
alternative for medium-voltage and high-power appli-
cations and also for other applications where high-quality
cost function. The first element of the sequence is applied, and
all the calculation is repeated every sample period.
voltages and currents are required [1], [2]. These converters Due to the fast sampling times used in the control of
have several advantages over the traditional converters: oper- power converters, solving the optimization problem of MPC
ation with voltages over the switching device rating, reduced online is not practical. One approach is to use an explicit
common-mode voltages, and smaller voltage changes (dv/dt). solution of MPC, solving the optimization problem offline. The
The application of multilevel converters covers a wide range resulting controller is a search tree or a lookup table and can be
that includes the following: high-power drives [3], active filters implemented without big computational effort. This solution
[4], and other industrial applications like conveyor systems, has been used for the control of a dc–dc converter [16] and a
fans, pumps, traction, and ship propulsion. drive system [17].
There are three well-established topologies of multilevel Considering that power converters are systems with a finite
inverters: neutral point clamped (NPC), flying capacitor, and number of states, given by the possible combinations of the
cascaded H-bridge (CHB) [5]. This paper deals with the CHB state of the switching devices, the MPC optimization problem
inverter, which consists of single-phase H-bridge inverters in can be simplified and reduced to the prediction of the behavior
series connection with independent dc links of equal voltage, to of the system for each possible state. Then, each prediction is
provide the total output voltage to the load [6]. The classical evaluated using the cost function, and the state that minimizes
it is selected [18]. This is a different approach that has been
Manuscript received March 16, 2009; revised August 24, 2009 and successfully applied for the current control in a three-phase
November 24, 2009; accepted November 26, 2009. Date of publication inverter [13], [19] and a matrix converter [20], [21], power
February 8, 2010; date of current version July 14, 2010. This work was
supported in part by Universidad Tecnica Federico Santa Maria and in part
control in an active front-end rectifier [22], and torque and flux
by the Chilean National Fund of Scientific and Technological Development control of an induction machine [23]–[26].
(FONDECYT) under Grant 1080443. In multilevel converters, MPC has been applied for a three-
P. Cortés, A. Wilson, and J. Rodriguez are with the Electronics Engineering
Department, Universidad Tecnica Federico Santa Maria, Valparaíso 2390123,
level NPC inverter [27], a flying capacitor converter [28],
Chile (e-mail: patricio.cortes@usm; jrp@usm.cl). and an asymmetric 27-level CHB inverter [29] using all the
S. Kouro is with the Department of Electrical and Computer Engi- switching states of the system. An MPC approach for selective
neering, Ryerson University, Toronto, ON M5B 2K3, Canada (e-mail:
samir.kouro@ieee.org). harmonic elimination is proposed in [30]. However, in a sym-
H. Abu-Rub is with Texas A&M University at Qatar, Doha 23874, Qatar metric CHB, large number of switching states and redundancies
(e-mail: haitham.abu-rub@qatar.tamu.edu). are available. Hence, it is difficult to implement the control
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. algorithm using standard signal processors, particularly when
Digital Object Identifier 10.1109/TIE.2010.2041733 high switching frequency is required.
TABLE I
TOTAL VOLTAGE VECTORS AND DIFFERENT VOLTAGE VECTORSFORA
THREE-PHASE CHB INVERTER WITH C CELLS
where Sia,1 and Sia,2 are the binary switching signals of the
cell i and leg a. The possible switching combination KS for a
CHB inverter with C cells in each leg is
KS = 26C . (4)
II. S YMMETRIC CHB I NVERTER AND L OAD M ODEL va0 = vaN + vN 0 (6)
The multilevel three-phase inverter considered in this paper
is shown in Fig. 1. It consists of a three-phase CHB inverter where vN 0 is the common-mode voltage (vcm ), defined as
with two cells in each phase. Each cell is fed by a three-phase
vaN + vbN + vcN
diode bridge rectifier with a dc-link voltage VDC , as shown in vN 0 = vcm = . (7)
Fig. 1(b). Each cell can generate an output voltage −VDC , 0, 3
and VDC . For each phase, the number of possible voltage levels The load model can be expressed also as a vector equation
is using the following vectorial transformation:
⎡ ⎤
L = 2C + 1 (1) a
α 2/3 √ −1/3 −1/3 √ ⎣b⎦
= (8)
where L is the number of levels and C is the number of series- β 0 3/3 − 3/3
c
connected cells in one leg. In a three-phase inverter, the number
of voltage level combinations KL is
where a, b, and c are the three-phase variables of voltage or
KL = L . 3
(2) current, and α and β are the vectorial variables. Using this
transformation, (5) can be described in terms of the vectorial
On the other hand, each cell has two switching signals, and variables α−β as
for C cells in each leg, the voltage of a leg of the inverter in
diα,β
terms of binary switching signals is L + Riα,β = vα,β (9)
dt
C
VaN = VDC (Sia,1 − Sia,2 ) (3) where vα,β is the inverter voltage vector and iα,β is the load
i=0 current vector.
CORTÉS et al.: MODEL PREDICTIVE CONTROL OF MULTILEVEL CASCADED H-BRIDGE INVERTERS 2693
Fig. 6. Load current in one phase for a step in the reference amplitude.
(a) Load current and reference. (b) Detail of the reference step, showing the
load current when all voltage vectors are considered (il all), and the adjacent
vectors (il adjacent).
Fig. 8. Inverter voltages for a step change in the amplitude of the reference
current when all 125 voltage vectors are evaluated. (a) Inverter phase to neutral
voltage. (b) Load voltage. (c) Common-mode voltage.
Fig. 7. Inverter voltages for a step in the amplitude of the reference current.
(a) MPC considering all vectors. (b) MPC considering adjacent vectors.
Fig. 10. Inverter phase to neutral voltage and load current in steady state. Fig. 12. Load current in one phase for a step in the reference amplitude using
(a) Five-level inverter. (b) Nine-level inverter. adjacent vectors. (a) Simulation. (b) Experimental.
Fig. 13. Experimental results: Inverter voltage and load current in steady state.
Fig. 11. Effect of model parameter errors. Load current in one phase for a step (a) For a five-level inverter. (b) For a nine-level inverter.
in the reference amplitude using adjacent vectors. (a) No error. (b) −50% error
in the value of L. (c) +50% error in the value of L. each insulated-gate bipolar transistor. If a lower switching
frequency is required, it is possible to reduce it by including
cases, the proposed MPC algorithm considering the subset of a cost to the change of the switching state, as presented in [27].
near vectors has been used.
As the proposed control method is based on a model of
VI. E XPERIMENTAL R ESULTS
the load, the effect of errors in the parameter values of the
model has been studied. Due to the nonlinear nature of the The control algorithm was implemented in a dSpace platform
controller, it is not possible to perform a simple analytical and a 10-kW CHB inverter with an RL load. The inverter can
verification of robustness. The behavior of the system with be configured as a five-level inverter with two cells in each
different errors in the value of the inductance has been evaluated phase and as a nine-level inverter with four cells in each phase.
using simulations. Results are shown in Fig. 11, where the value Experimental results with the same parameter values as those in
of the inductance used in the predictive model has been varied the simulation in Section V were performed to validate theory
from −50% to 50% while the load inductance value has been and simulation. Due to the high amount of calculations required
kept constant. It can be observed that, even with large errors, by the predictive algorithm using all possible vectors, only the
the load current is controlled while a change in the ripple is algorithm using the subset of adjacent vectors is implemented
observed when the inductance value is overestimated. for the desired sampling frequency.
The switching frequency in this kind of predictive controllers The load current in one phase for a step change in the
is variable. However, it is limited to a maximum of half the amplitude of the reference current is shown in Fig. 12. Here,
sampling frequency. In this case, as the sampling frequency is experimental results are compared with simulation results, ob-
fs = 5 kHz, the switching frequency is limited to 2.5 kHz. The taining very similar performance.
average switching frequency has been measured for different Operation in steady state is shown in Fig. 13 for both five-
operating conditions, resulting between 425 and 500 Hz for and nine-level inverters. Inverter voltages are sinusoidal in both
CORTÉS et al.: MODEL PREDICTIVE CONTROL OF MULTILEVEL CASCADED H-BRIDGE INVERTERS 2697
Fig. 16. Experimental results: Load voltage spectrum for a five-level inverter.
Fig. 14. Experimental results: Inverter voltage and load current for a step in VII. C ONCLUSION
the amplitude of the reference current. (a) For a five-level inverter. (b) For a
nine-level inverter. An MPC algorithm for CHB multilevel three-phase inverters
has been presented. The proposed strategy considers a subset
of all possible voltage vectors in order to reduce the number
of calculations and make it suitable for implementation in a
standard control platform. This method can be applied to any
multilevel inverter with a high number of levels and switching
states.
The proposed predictive control presents very good reference
tracking and reduced common-mode voltages, with a fast cal-
culation algorithm. By considering the adjacent vectors, only
seven predictions have to be calculated, irrespective of the num-
ber of levels of the inverter. The proposed algorithm requires
the same amount of calculations as the control of a two-level
inverter. The selection among the adjacent vectors strongly
reduces the dv/dt at the load side, while only slightly affecting
the dynamic performance. This is an affordable tradeoff when
considering its application in high-power motor drives, where
CHB inverters are used.
The current control of the CHB inverter has been presented in
this paper. However, the proposed control method can be easily
Fig. 15. Experimental results: (Black) Common-mode voltage and (gray) extended to include additional requirements. The proposed
inverter voltage for a step in the amplitude of the reference current. (a) For
a five-level inverter. (b) For a nine-level inverter. control method can also be applied to other multilevel converter
topologies.
cases, and switching frequency is very low for the nine-level Future work on this topic considers modifications to the con-
inverter. Load currents present very low distortion. trol presented in this paper, including balancing of the power
Results for a step change in the amplitude of the reference sharing among all cells, reduction of the switching frequency,
current are shown in Fig. 14. Load current amplitude follows and reduction of common-mode voltage dv/dt. The proposed
this change with fast dynamics and without overshoot. It can be controller structure is very flexible and open to include other
observed in Fig. 15 that the common-mode voltage is kept very requirements and constraints, depending on the specific appli-
low, even during transients. cation and the converter topology.
The spectrum of the load voltage for a five-level inverter is
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lation method to reduce common-mode voltages in multilevel inverters,” neer and M.Sc. degrees in electronic engineering
IEEE Trans. Ind. Electron., vol. 51, no. 4, pp. 834–839, Aug. 2004. from the Universidad Técnica Federico Santa María
[11] Y. Liu, H. Hong, and A. Huang, “Real-time calculation of switching (UTFSM), Valparaíso, Chile, in 2004 and the Ph.D.
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Apr. 2008. control.
[13] J. Rodriguez, J. Pontt, C. A. Silva, P. Correa, P. Lezana, P. Cortes, and Dr. Cortés received the Best Paper Award from the
U. Ammann, “Predictive current control of a voltage source inverter,” IEEE T RANSACTIONS ON I NDUSTRIAL E LECTRONICS in 2007.
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plies with extended Kalman filtering,” IEEE Trans. Ind. Electron., vol. 56, Alan Wilson was born in Villa Alemana, Chile, in
no. 6, pp. 1864–1874, Jun. 2009. 1984. He received the B.S. and M.S. degrees in elec-
[17] M. Cychowski, K. Szabat, and T. Orlowska-Kowalska, “Constrained tronics engineering from the Universidad Técnica
model predictive control of the drive system with mechanical elasticity,” Federico Santa María (UTFSM), Valparaíso, Chile,
IEEE Trans. Ind. Electron., vol. 56, no. 6, pp. 1963–1973, Jun. 2009. in 2010.
[18] S. Kouro, P. Cortes, R. Vargas, U. Ammann, and J. Rodriguez, “Model He is currently a Research Assistant with the De-
predictive control—A simple and powerful method to control power partment of Electronics Engineering, UTFSM. His
converters,” IEEE Trans. Ind. Electron., vol. 56, no. 6, pp. 1826–1838, research interests include multilevel voltage source
Jun. 2009. inverters, predictive control of power converters, and
[19] J. Rodrıguez, J. Pontt, C. Silva, M. Salgado, S. Rees, U. Ammann, development of control systems for power converters
P. Lezana, R. Huerta, and P. Cortés, “Predictive control of a three-phase based on field-programmable gate array and DSPs.
inverter,” Electron. Lett., vol. 40, no. 9, pp. 561–562, Apr. 29, 2004.
[20] S. Muller, U. Ammann, and S. Rees, “New modulation strategy for a
matrix converter with a very small mains filter,” in Proc. IEEE Power
Electron Spec. Conf., Acapulco, Mexico, 2003, [CD-ROM].
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pp. 1607–1615, Dec. 2005.
[22] P. Cortes, J. Rodriguez, P. Antoniewicz, and M. Kazmierkowski, “Direct
power control of an AFE using predictive control,” IEEE Trans. Power
Electron., vol. 23, no. 5, pp. 2516–2523, Sep. 2008.
[23] J. Rodrıguez, J. Pontt, C. Silva, P. Cortés, S. Rees, and U. Ammann, Samir Kouro (S’04–M’08) was born in Valdivia,
“Predictive direct torque control of an induction machine,” in Proc. EPE- Chile, in 1978. He received the M.Sc. and Ph.D.
PEMC, Riga, Latvia, Sep. 2–4, 2004. degrees in electronics engineering from the Uni-
[24] H. Miranda, P. Cortes, J. I. Yuz, and J. Rodriguez, “Predictive torque versidad Técnica Federico Santa María (UTFSM),
control of induction machines based on state-space models,” IEEE Trans. Valparaíso, Chile, in 2004 and 2008, respectively.
Ind. Electron., vol. 56, no. 6, pp. 1916–1924, Jun. 2009. He joined the Electronics Engineering Depart-
[25] T. Geyer, G. Papafotiou, and M. Morari, “Model predictive direct torque ment, UTFSM, as Research Assistant in 2004 and
control—Part I: Concept, algorithm, and analysis,” IEEE Trans. Ind. Elec- became an Associate Researcher in 2008. Since
tron., vol. 56, no. 6, pp. 1894–1905, Jun. 2009. 2009, he has been a Postdoctoral Fellow with
[26] G. Papafotiou, J. Kley, K. G. Papadopoulos, P. Bohren, and M. Morari, Ryerson University, Toronto, ON, Canada. His
“Model predictive direct torque control—Part II: Implementation and main research interests include power converters,
experimental evaluation,” IEEE Trans. Ind. Electron., vol. 56, no. 6, adjustable-speed drives, and renewable energy power conversion systems.
pp. 1906–1915, Jun. 2009. Dr. Kouro was distinguished as the youngest researcher of the Chilean
[27] R. Vargas, P. Cortes, U. Ammann, J. Rodriguez, and J. Pontt, “Predictive National Fund of Scientific and Technological Development (FONDECYT) in
control of a three-phase neutral-point-clamped inverter,” IEEE Trans. Ind. 2004. He also received the Best Paper Award from IEEE Industrial Electronics
Electron., vol. 54, no. 5, pp. 2697–2705, Oct. 2007. Magazine in 2008.
CORTÉS et al.: MODEL PREDICTIVE CONTROL OF MULTILEVEL CASCADED H-BRIDGE INVERTERS 2699
Jose Rodriguez (M’81–SM’94) received the Engi- Haitham Abu-Rub (M’99–SM’07) received the
neer degree in electrical engineering from the Uni- M.Sc. degree in electrical engineering from Gdynia
versidad Técnica Federico Santa María, Valparaíso, Marine Academy, Gdansk, Poland, in 1990 and the
Chile, in 1977 and the Dr. Ing. degree in electrical Ph.D. degree from the Gdansk University of Tech-
engineering from the University of Erlangen, Erlan- nology, Gdansk, in 1995.
gen, Germany, in 1985. He has held a position as an Assistant Professor
Since 1977, he has been with the Department and an Associate Professor at Birzeit University,
of Electronics Engineering, University Técnica Fed- Birzeit, Palestine, for eight years. For four years, he
erico Santa María, where he is currently a Professor. had been appointed as the Chairman of Electrical
From 2001 to 2004, he was the Director of the Engineering Department at the same university. He
Department of Electronics Engineering of the same is currently an Associate Professor with Texas A&M
university. From 2004 to 2005, he was the Vice Rector of Academic Affairs, University at Qatar, Doha, Qatar. His main research interests are the electrical
and since 2005, he has also been the Rector of the same university. During machine drives and power electronics.
his sabbatical leave in 1996, he was responsible for the Mining Division of Dr. Abu-Rub has earned many international prestigious awards, such as
Siemens Corporation, Santiago, Chile. He has extensive consulting experience the American Fulbright Scholarship (at Texas A&M University), the German
in the mining industry, particularly in the application of large drives such Alexander von Humboldt Fellowship (at Wuppertal University, Wuppertal,
as cycloconverter-fed synchronous motors for semiautogenous grinding mills, Germany), the German DAAD Scholarship (at Bochum University,
high-power conveyors, and controlled ac drives for shovels and power-quality Bochum, Germany), the British Royal Society Scholarship (at Southampton
issues. He has directed more than 40 R&D projects in the field of industrial University, Southampton, U.K.), etc.
electronics. He has coauthored more than 250 journal and conference papers
and contributed one book chapter. His research group has been recognized
as one of the two centers of excellence in engineering in Chile from 2005 to
2008. His main research interests include multilevel inverters, new converter
topologies, control of power converters, and adjustable-speed drives.
Dr. Rodriguez has been an active Associate Editor of the IEEE
TRANSACTIONS ON POWER ELECTRONICS and the IEEE TRANSACTIONS
ON I NDUSTRIAL E LECTRONICS since 2002. He has served as a Guest Editor
for the IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS in six instances
[e.g., Special Sections on Matrix Converters (in 2002), Multilevel Inverters (in
2002), Modern Rectifiers (in 2005), High Power Drives (in 2007), Predictive
Control of Power Converters and Drives (in 2008), and Multilevel Inverters (in
2009)]. He received the Best Paper Award from the IEEE TRANSACTIONS ON
INDUSTRIAL ELECTRONICS in 2007.