Professional Documents
Culture Documents
TIMOTHY H . BARRETT
Abstract
Most Chinese religious practice and belief in times past, and even
throughout much of the Chinese world today, falls into the still
current category of superstition. Assessing the ethical notions that
tend to obtain within this vast area of religious life is not easy, but it
needs to be done for practical reasons, not least because the legal
consequences of moral actions arising from the body of beliefs
concerned are starting to come before courts outside China itself.
Once the assumptions of a very different worldview affirming the
existence of an unseen spirit world are taken into account, the
deeds of believers in this worldview can be discussed from the point
of view of ethics. Philosophers might do well to pay more attention
to this topic.
anyone working primarily in the field of history, the first question will
always be how did religious beliefs actually affect ethical thinking?
only to see the messenger hurrying back with the sad tidings that he
had passed away seven days ago. Words could not describe my sorrow.
Hu was not only my teacher but also my bosom friend. How could I
not help feeling a sense of extreme loss and debt unrepaid? I went
over my old paintings and took out the ones that he had liked, about
twenty of them, mounted them myself, put them in a paper box that I
specially made for the purpose—and burned them in front of his
coffin.”14
Just in case the reader has not seen Chinese observances directed at
the departed, it should be explained that burning transfers material
from this world to the world unseen. Typically this involves simulacra,
burning paper money or credit cards or other goods—something that
can be discussed as a form of religion, or at least of sacrifice. So did Qi,
an unsophisticated man who was originally a carpenter, waste his labor
out of ignorant superstition? Many of his Chinese contemporaries no
doubt would have said yes, and many more in our own time—espe-
cially in view of the very high prices now commanded by Qi’s works,
which can fetch tens of millions of dollars in some cases. But despite
the earlier efforts at controlling superstition alluded to above paper
money for the dead still sells in every Chinese supermarket, including
in the United Kingdom even notes denominated in pounds, for the
Chinese deceased here. And Qi’s act of reciprocity (to use L. S. Yang’s
term), I believe, still makes sense to many who accept the basic pre-
mise concerning the continuity of individual existence between seen
and unseen worlds.15
That the spirit world is populated chiefly by former denizens of our
world, hierarchically stratified in power and influence like us, is an
axiom that can be traced back long before imperial times in China,
even if the inscrutability of that world meant that anyone was free to
reimagine the basic picture at will. This produced some variety over
time. For early, pre-Buddhist China, however, Stephen Bokenkamp
has summarized one very widespread view in a fashion designed to
illuminate an overall orientation that remains, despite all subsequent
changes, in some degree still valid for many even now: “There was the
subterranean Yellow Springs, where commoners were believed to
labour, as they had in life on the banks of the Yellow River, governed
by those who had governed them before. This labour was not punitive,
but rather a continuation of their lives above ground.”16 This notion of
the continuity of hierarchy between this life and post mortem exis-
tence certainly lasted throughout the imperial period, for as Vincent
Goossaert observes of late-imperial China “it was common among
officials to believe that they would be nominated as a City God after
their death”—in effect like Bokenkamp’s peasants continuing a role
and status first held in life.17
714 TIMOTHY H. BARRETT
not and perhaps do not observe the distinction, given the continuity
of relations across the seen/unseen divide.
The authority of the emperor, at the apex of the visible hierarchy,
certainly gave him the confidence to pronounce on matters that most
Western monarchs from early modern times might hesitate to consider
within their competence. I have always found most instructive a case
noted by Sir Alfred Lyall (1835–1911), a distinguished administrator
of the British Raj and minor poet, who took up a perusal of the Peking
Gazette to find out how his Chinese colleagues dealt with the religious
issues that had once been his responsibility in India. A certain Tibetan
incarnation had behaved so badly in Manchu eyes that he was forbid-
den in 1845 to reincarnate himself, yet an investigation of 1876 deter-
mined that he had nevertheless done so. With perfect aplomb it is
decided that in view of good conduct while in the reincarnation pre-
ceding that which had provoked the decree of 1845, this ecclesiastical
dignitary’s obstinate reappearance should be condoned to the extent
that he should be allowed to take up the religious life, though not the
trappings or titles of his status.23 It is perhaps unfortunate, as Tim
Brook observes in a recent book on a cartographic mystery, that the
person of the emperor as embodiment of the state has been replaced
by the concept of the inviolable territory of the motherland, for as the
Dalai Lama has found, the authority exercised in this new name is
rather less flexible.24
Whether this straw in the wind has any significance globally seems
as yet impossible to say. But even so, surely we should all try to see
how the ethics of such a system operate for those who view reality
thus, rather than—as many missionaries were apt to do—assume that
“ancestor worship,” to use their term, was governed simply by terror
of the unseen. Some certainly seemed in the heyday of China missions
—and even since then—to have had an interest in promoting a terror
of the torments of hell, and for that matter not only in China: hell has
not lacked in Europe for example for artists willing to depict future
punishment in the most lurid terms. To some the idea of future punish-
ment may seem coercive, but if so one must point out that such punish-
ment in the generality of societies is not left to some form of divine
prerogative. Whether in China or beyond our ethical autonomy in this
life tends to be affected more immediately by the dictates of others,
most conspicuously by the laws enforced by the state or other sources
of authority. Fear of the torments of hell may have their place in social
control. But humankind does seem robust enough not to allow ethical
autonomy to be entirely subverted by the propagation of notions of a
future, more inexorable justice.
And recent studies seem to suggest that the conception of ethical
life associated with the popular Chinese view of the spirit world is not
as authoritarian and inhumane as has often been assumed. Paul Katz,
introducing two decades of his own research on “divine justice” cites a
recent study by Tim Brook and others: “The world of the dead does
not so much recapitulate the world of the living as propose what the
world of the living could be if it had the rationality, order, and system-
atic moral logic that are imagined to govern the world of the dead.”26
Yet the two worlds exist side by side for, he concludes, “… one funda-
mental aspect of Chinese legal culture is the belief that the judicial
mechanisms of this world can interact and even overlap with those of
the underworld.”27 The reason why this can be so lies in the continuity
of the actors involved, in that all are human: even the ones elevated to
divine status are no different, for their status is just that of the man-
darin elevated to office; they are not qualitatively a different sort of
entity. There may be other lesser spirits in the unseen world, such as
potentially troublesome animal spirits that attempt to arrogate human
status, but it was and is the task of responsible human authorities (or
those who would be seen as such) to patrol this activity and rectify it.28
The transition from man to god is based on moral criteria, especially
those of community service, as Alessandro Dell’Orto remarks in the
case of the local gods of the soil whom he studied: “During my stay in
Taiwan I came to realize that the relationship between people and
gods seemed to be based on the widespread concept that it has to be
mutually beneficial.”29
SPEAKING UP FOR SUPERSTITION 717
Now the ultimate sanction for this entire moral structure may and
probably in the intuitions of many does lie with some power above
and beyond all hierarchies, with the all-nurturing Dao or with some
absolute yet compassionate level of Buddhahood. But for humankind
there is not much to be gained by pondering the ultimate source of
morality. What is immediately important to know is this: that from top
to bottom the moral universe is predominantly one of persons who
either are or have been human beings—if there are exceptions they
are “minor and trivial.”32 Even the highest gods were once human—it
is well known that the Jade Emperor was not the top god of high antiq-
uity, but has achieved that position in the last millennium or so. As for
Yama, a Buddhist recruit to the role of chief of the unseen judiciary,
he has according to the Buddhist view introduced above presumably
been a human being for quite a few incarnations.33 It may of course be
conceded that many stories assert that even the gods can make mis-
takes—or more usually their clerical underlings, who can like their
sublunary counterparts even lose entire files—though the unseen
imperial system has its own checks and balances to smooth out such
errors.34 To those accustomed to monotheism, an omnipotent as well
as all-seeing deity might seem a better proposition.
But the system I have attempted to describe, though decried as
superstitious, does have one outstanding advantage. By bringing
everything within a human compass, morality becomes intelligible,
and its operations, even if in a sense invisible and hence inscrutable,
reassuringly are deemed to derive from the working of minds like
ours. An interpersonal ethical code that works in visible human soci-
ety, either that espoused by the followers of Confucius or some prag-
matic variant thereof, is also viable in the world beyond, with no need
for any reorientation toward some wholly other power on a different
scale. Someone attempting to live a good life in such circumstances
might, as in the case of Qi Baishi, undertake some actions surprising to
those unacquainted with this aspect of the traditional Chinese outlook.
Yet Qi was in his way, one feels, a good man.35
III. C ONCLUSION
UNIVERSITY OF LONDON
London, United Kingdom
E NDNOTES
1. The legal situation in China is briefly introduced in Pitman Potter, “Belief in Control:
Regulation of Religion in China,” in Religion in China Today, ed. Daniel L. Over-
myer (Cambridge: Cambridge University Press, 2003), 11–31; note p. 14 for the five
recognized religions.
2. T. H. Barrett, “Chinese Religion in English Guise: The History of an Illusion,” Mod-
ern Asian Studies 39, no. 3 (2005): 509–33.
3. T. H. Barrett, “Superstition and Its Others in Han China,” in The Religion of Fools?
Superstition Past and Present, Past and Present, Supplement 3, eds. S. A. Smith and
Alan Knight (Oxford: Oxford University Press, 2008), 95–114.
4. Chen Linshu 陳麟書, Chen Xia 陳霞, eds., Zongjiao Xue Yuanli《宗教學原
理》(Beijing: Zongjiao Wenhua Chubanshe, 1999), 505–506, 529, and especially 546.
For a useful discussion of the terminology of heterodoxy, see the appendix by Kwang-
Ching Liu to Kwang-Ching Liu and Richard Shek, Heterodoxy in Late Imperial China
(Honolulu: University of Hawaii Press, 2004), 477–89.
5. A good account of the earlier phase of this history is now to be found in Rebecca
Nedostup, Superstitious Regimes: Religion and the Politics of Chinese Modernity,
(Cambridge: Harvard University Press, 2009). For the acts of iconoclasm that accom-
panied the fight against mixin throughout the twentieth century up to the Cultural
Revolution of 1966–76, see Fabio Rambelli and Eric Reinders, Buddhism and Icono-
clasm in East Asia (London and New York: Bloomsbury, 2012), 89–128. Vincent
Goossaert and David A. Palmer, The Religious Question in Modern China, (Chicago:
University of Chicago Press, 2011), 232, 237, bring the story up to date.
6. Note the account of the shift in scholarship concerning classical civilization in Europe
on pp. 72–73 of Richard Gordon, “Superstitio, Superstition and Religious repression
in the Late Roman Republic and Principate (100 BCE –300 CE),” in Smith and Knight,
The Religion of Fools, 72–94.
7. Zhu Pingyi, “Pi Wang Xing Mi: Ming-Qing zhi ji de Tianzhu Jiao yu ‘Mixin’ de Gou-
jian 辟妄醒迷:明清之際的天主教与迷信的构建,” Zhongyang Yanjiuyuan Lishi
SPEAKING UP FOR SUPERSTITION 721
for some this may be the case, but for most, I believe, no metaphor is involved: these
promotions are “just so.”
30. This important point is made admirably clear in one study that does take the ethics of
this belief system seriously, namely Erin M. Cline and Ronnie L. Littlejohn, Taishan’s
泰山 Tradition: The Quantification and Prioritization of Moral Wrongs in a Contem-
porary Daoist Religion,” Dao: A Journal of Comparative Philosophy 2, no. 1 (2002):
117–40.
31. Samuel Pollard, The Sam Pollard “Omnibus” (State College and Niton: Woodfield
Press, n.d.), 451–52, from his posthumous final book, In Unknown China.
32. Thus Benjamin Penny, summarizing the position of nonhuman spirits in the world
view of Falun Gong, which in this regard draws on north Chinese folk belief: see his
The Religion of Falun Gong, 128.
33. Katz, Divine Justice: Religion and the Development of Chinese Legal Culture, 41.
34. For a lost file, see Donald E. Gjertson, Miraculous Retribution: A Study and Transla-
tion of T’ang Lin’s Ming-pao Chi (Berkeley: Center for South and Southeast Asian
Studies, 1989), 138: this monograph provides an excellent account of what was
believed concerning supernatural justice in the seventh century. Katz, Divine Justice:
Religion and the Development of Chinese Legal Culture, 59.
35. Or so one is inclined to conclude from his works, despite the rather unflattering
account of him in Harold Acton, Memoirs of an Aesthete (London: Hamish Hamilton,
1984), 375–79.
36. This phenomenon is well analyzed in Unruly Gods: Divinity and Society in China, eds.
Meir Shahar and Robert P. Weller (Honolulu: University of Hawaii Press, 1996).
37. Note the opinion of V. M. Alekseev, cited on p. 192 of Helmut Martin, “Literature of
the Ming and Ch’ing,” in Soviet Studies of Premodern China, ed. Gilbert Rozman
(Ann Arbor: Center for Chinese Studies, University of Michigan, 1984), 183–95.
38. See on this Robert P. Weller, “Matricidal Magistrates and Gambling Gods: Weak
States and Strong Spirits in China,” in Unruly Gods, eds. Shahar and Weller, 250–68.
39. This anxiety over moral danger and the supernatural is well caught—from a slightly
different perspective—in Glen Dudbridge, The Tale of Li Wa (London: Ithaca Press,
University of Hawaii Press, 1983), 61–66.
40. The translation by Suzuki and Carus noted above, endnote 10, now more than a cen-
tury old, does take the ethics of its text seriously enough to discuss them, even though
the discussion is somewhat colored by the then-contemporary environment of com-
parative religious studies—for example, (p. 6) it avers that the mythological back-
ground to the arguments of the text “can be characterized as superstitious by those
only who know nothing of comparative religion,” though some parts it allows to be (p.
5) “not free from superstitious notions.” This contrasts markedly, for example, with
the work of the missionary translator James Webster who unreservedly condemns
Daoist religion in toto, as “a mischievous superstition,” citing also his predecessor
James Legge to the same effect: see his The Kan Ying Pien (Shanghai: Presbyterian
Mission Press, 1918), 4. The article by Cline and Littlejohn (endnote 30), represents
an impeccably up to date approach, but so far apparently not one that has been much
imitated.
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