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Clinical Review Article

Identifying and Managing


Laryngopharyngeal Reflux
Peter C. Belafsky, MD, PhD, MPH
Catherine J. Rees, MD

U
p to 20% of the US adult population experi-
ences gastroesophageal reflux on a week-
TAKE HOME POINTS
ly basis.1 Gastroesophageal reflux disease
(GERD) is defined as chronic symptoms or
Laryngopharyngeal reflux (LPR) is the backflow
mucosal damage produced by the abnormal reflux
of gastric contents above the upper esophageal
of gastric contents into the esophagus.2 Symptoms of
sphincter into the pharynx.
GERD include pyrosis (heartburn), regurgitation, dys- Common symptoms of LPR include voice changes,
phagia, cough, and atypical chest pain. Laryngopha-
dysphagia, globus, excessive throat mucus and
ryngeal reflux (LPR) is defined as chronic symptoms
throat clearing, and cough.
or mucosal damage produced by the abnormal reflux Heartburn and regurgitation are not common
of gastric contents into the upper airway. Although
complaints in LPR.
LPR and GERD are both caused by abnormal reflux of The diagnosis of LPR is based on a constellation of
gastric contents, they are distinct clinical entities with
symptoms and laryngoscopic signs. Ambulatory pH
differing pathophysiologic mechanisms.
testing for LPR must include placement of a probe
Well-equipped to handle physiologic amounts of
in the pharynx.
gastric reflux, the esophagus has a multi-tiered pro- LPR may require more aggressive treatment than
tective mechanism consisting of a physical antireflux
gastroesophageal reflux disease, including twice-
barrier, esophageal acid clearance, and innate tissue
daily proton pump inhibitor therapy.
resistance.3 Up to 50 reflux episodes in the esophagus
may be considered normal.4 The larynx, however, lacks
both the extrinsic and intrinsic defenses possessed by
the esophagus and is much more susceptible to the
harmful effects of acid and pepsin. Experiments in ani- DIAGNOSIS
mals suggest that as few as 3 reflux episodes a week can Symptoms
produce significant laryngeal damage.5 Symptoms of LPR are diverse and include inter-
Up to 35% of adults have symptoms suggestive of mittent dysphonia, chronic throat clearing, excessive
LPR, such as excessive throat clearing, intermittent throat mucus, sialorrhea, cough, the sensation of PND,
dysphonia, the sensation of postnasal drainage (PND), cervical dysphagia, dysgeusia, halitosis, throat pain,
globus, cervical dysphagia, and cough.6 Many physi- and the sensation of a lump in the throat (Table 2).
cians, however, may not recognize the relationship However, these symptoms are not exclusive to LPR and
of these symptoms to LPR. The clinician cannot rely can be caused by allergy, degenerative neurologic dis-
upon the presence of heartburn and regurgitation to ease, infection, behavioral disorders, medications, and
make the diagnosis of LPR. Instead, a combination of neoplasia. Because these symptoms are nonspecific,
symptoms and findings on laryngoscopy and ambula- the clinician must rely on a combination of symptoms,
tory pH monitoring can help establish a diagnosis. This laryngoscopy findings, pH monitoring, and an empiric
article reviews the signs and symptoms of LPR and out-
lines an approach to management. Several terms have
been used to describe LPR (Table 1); laryngopharyngeal
Dr. Belafsky is director and assistant professor, and Dr. Rees is a fellow in
reflux is the term chosen by the American Academy of laryngology/bronchoesophagology; both are at the Center for Voice and Swal-
OtolaryngologyHead and Neck Surgery (AAOHNS)7 lowing, Department of Otolaryngology/Head and Neck Surgery, University of
and will be used throughout this article. California at Davis Medical Center, Sacramento, CA.

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Belafsky & Rees : Laryngopharyngeal Reflux : pp. 1520, 27

Table 1. Alternative Names for Laryngopharyngeal Reflux Table 2. Symptoms of Laryngopharyngeal Reflux

Extraesophageal reflux Intermittent dysphonia


Supraesophageal reflux Chronic throat clearing
Gastroesophagopharyngeal reflux Excessive throat mucus
Reflux laryngitis Sialorrhea
Posterior laryngitis Cough
Silent reflux Sensation of postnasal drainage
Atypical reflux disease Cervical dysphagia
Dysgeusia
Halitosis
trial of proton pump inhibitors (PPIs) to make an ac- Throat pain
curate diagnosis. Globus
Excessive throat mucus and chronic throat clearing
are 2 of the most common symptoms of LPR. Acid in-
stilled into the esophagus can result in a rapid increase
in salivation;8 this sudden filling of the mouth with sa- have reflux as the primary cause of their voice disorder.
liva is termed water brash. Bicarbonate found in saliva Similarly, progressive dysphonia is not likely caused by
is effective at neutralizing refluxed gastric acid. Exces- reflux. Atrophy of the vocal folds is part of the normal
sive salivation causes a sense of fullness in the pharynx aging process, with 70% of individuals aged 60 years
that typically stimulates an individual to clear his/her having significant age-related atrophy (bowing) of
throat. Excessive throat clearing can lead to hypopha- their vocal folds.6 Thus, age is likely a major contribut-
ryngeal edema, which causes more secretions to pool ing factor in elderly patients with hoarseness. Dyspho-
in the throat, thus stimulating more throat clearing, nia that is continual and that does not resolve requires
and a self-perpetuating cycle ensues. Successful treat- early endoscopy to rule out alternative laryngeal pa-
ment of LPR often relieves the throat clearing and thology. Current or previous tobacco and alcohol use
accumulation of excessive mucus.9 Behavioral modi- are significant risk factors for laryngeal cancer and are
fications are often necessary to address the habitual additional indications for early endoscopy.
component involved in cyclical throat clearing.
The sensation of PND is another common symp- Symptom Scoring for LPR
tom attributed to LPR. Patients with PND appear to Belafsky et al13 recently developed a 9-item, self-
have more pharyngeal acid exposure than controls.10 administered, disease-specific outcome instrument
Patients with LPR-related PND often lack other symp- for LPR. The Reflux Symptom Index (RSI) is easily
toms suggestive of allergic rhinitis, such as rhinorrhea, administered and highly reproducible and has dis-
nasal congestion, sneezing, itchy or runny eyes, and played excellent construct- and criterion-based valid-
headache. Patients with rhinitis are usually aware of ity (Table 3).13 Normative data suggest that an RSI
the color and odor of PND, whereas an inability to score of up to 10 is normal, while a score greater than
characterize PND suggests LPR. 13 suggests LPR. The RSI has proven to be useful in
LPR can cause the sensation of a foreign body in establishing the initial diagnosis of LPR, assessing dis-
the throat (ie, globus). The prevalence of globus in the ease severity, and monitoring treatment efficacy. Other
general population may be as high as 16%.11 Although symptom scoring systems also have been suggested.14
there are other causes of globus (eg, laryngopharyngeal These symptom scoring instruments reflect the fact that
carcinoma, vallecular cysts, cricopharyngeal dysfunc- most patients with LPR will present with a constellation
tion), reflux may be a causative factor in up to two of symptoms rather than an isolated complaint and
thirds of individuals with globus.12 The majority of pa- that symptoms of LPR are distinct from classic GERD
tients with reflux-related globus will improve with anti- symptoms.
reflux therapy.12 Because up to 25% of individuals with
globus will have alternative pathology responsible for Endoscopic Laryngeal Findings
their symptoms, laryngoscopy is indicated in all persons Transnasal fiberoptic laryngoscopy is an essential
with the sensation of a lump in their throat (Figure 1). tool in the evaluation of patients with suspected LPR.
Dysphonia caused by LPR is intermittent. Patients The evaluation is performed quickly without sedation
with chronic, unremitting hoarseness are less likely to but with administration of topical anesthesia and a

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Belafsky & Rees : Laryngopharyngeal Reflux : pp. 1520, 27

Table 3. Reflux Symptom Index

How Do the Following 0 = No Problem


Problems Affect You? 5 = Severe Problem
1. Hoarseness or a problem with your 0 1 2 3 4 5
voice
2. Clearing your throat 0 1 2 3 4 5
3. Excess throat mucous or postnasal 0 1 2 3 4 5
drip
4. Difficulty swallowing food, liquids, or 0 1 2 3 4 5
pills
5. Coughing after you ate or after lying 0 1 2 3 4 5
down
6. Breathing difficulties or choking epi- 0 1 2 3 4 5
sodes
7. Troublesome or annoying cough 0 1 2 3 4 5
8. Sensations of something sticking in 0 1 2 3 4 5
Figure 1. Vallecular cyst (arrows) in a patient with a foreign body your throat or a lump in your throat
sensation (globus) in the throat. 9. Heartburn, chest pain, indigestion, or 0 1 2 3 4 5
stomach acid coming up
TOTAL
decongestant. The endoscopic laryngeal findings at- NOTE: A total score of 10 or less is normal. A total score of 13 or
tributable to reflux have been well described15 and more suggests laryngopharyngeal reflux.
include erythema and edema of the posterior com-
missure and arytenoid cartilages (Figure 2), vocal fold
granulomas, nodules, polyps, and possibly carcinoma from those with LPR. Oelschlager et al22 performed
(Figure 3).1619 laryngoscopy and hypopharyngeal pH monitoring in
Belafsky et al15 developed the Reflux Finding Score persons undergoing antireflux surgery (fundoplica-
(RFS) to quantify and standardize endoscopic findings tion). Eighty-three percent of patients with abnormal
of LPR. The RFS ranges from a minimum score of zero laryngeal findings (RFS score > 7) and abnormal find-
(no inflammation) to a maximum score of 26; a score ings on hypopharyngeal pH monitoring ( 1 episode
greater than 5 suggests the presence of LPR. Other of pharyngeal reflux on pH monitoring) improved
endoscopic laryngeal grading systems have also been after surgery as compared with 44% of individuals
proposed.14,20 It is important to note that these scoring with normal laryngeal findings and normal findings
systems are simply a clinical scale of laryngeal inflam- on pH monitoring. The authors determined that la-
mation. Infection, allergy, neoplasia, environmental ryngoscopy and hypopharyngeal pH monitoring are
toxins, autoimmune disorders, and vocal misuse and complementary in the diagnosis of LPR.22 These data
abuse are other potential causes of laryngeal inflam- suggest that the gold standard for the diagnosis of LPR
mation. For this reason, ambulatory pH testing is fre- may be a combination of extraesophageal pH monitor-
quently employed to assist with the diagnosis of LPR. ing, patient symptoms, and laryngoscopy. Patients who
have abnormal laryngeal findings and normal findings
Ambulatory pH Monitoring on pH monitoring may have an alternate cause of la-
Typically, reflux testing for GERD involves plac- ryngeal inflammation. Patients with normal laryngeal
ing a sensor 5 cm above the upper border of the findings and abnormal findings on pH monitoring are
manometric lower esophageal sphincter. Because dis- unlikely to have laryngeal injury from reflux despite
tal esophageal pH monitoring does not accurately the presence of acid in the hypopharynx.
reflect proximal esophageal or hypopharyngeal pH,
a pH sensor must be placed outside of the esophagus Empiric Medical Trial
1 cm above the manometric upper esophageal sphinc- Many clinicians consider an empiric trial with PPIs
ter in order to accurately diagnose LPR (Figure 4). a reasonable approach to the diagnosis of LPR. The
A recent meta-analysis by Merati et al21 concluded current recommendation for an empiric trial is a PPI
that hypopharyngeal pH monitoring is precise and taken twice daily for up to 3 months.23 If there is no
reliable and accurately differentiates normal patients response to twice-daily PPI therapy after 3 months,

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Belafsky & Rees : Laryngopharyngeal Reflux : pp. 1520, 27

Figure 2. Images of (A) a normal larynx


on endoscopy and (B) isolated arytenoid
erythema (arrows) in a patient with laryngo-
pharyngeal reflux.

A B

treatment failure or (more likely) an alternative cause most patients with documented LPR for esophageal
for the patients symptoms should be suspected. Ad- cancer. Warning signs necessitating early endoscopy in-
vantages of an empiric PPI trial are its ease of use clude dysphagia, cough, bleeding, choking, chest pain,
and sensitivity; however, this approach lacks specificity. and weight loss.
There is a strong placebo effect with treatment for re-
flux disease. In a placebo-controlled study of patients TREATMENT
with LPR, symptomatic improvement was seen in 50% Patients with LPR are often referred to the oto-
of patients who received placebo and lifestyle modifica- laryngologist, pulmonologist, or gastroenterologist,
tion compared with 53% of patients who received PPI and management is frequently multidisciplinary.
therapy and lifestyle modification.24 Noordzij et al25 also Treatment of LPR is tailored to the individual pa-
reported a strong placebo effect for the treatment of tient. Postma et al30 have categorized LPR into minor,
LPR. Thus, a significant proportion of individuals who major, and life-threatening forms. Patients with minor
respond to an empiric PPI trial may be erroneously LPR have symptoms that are bothersome but not life-
diagnosed with reflux disease because of the strong altering. Persons with major LPR have symptoms that
placebo effect. significantly impact their quality of life or work per-
formance. For instance, reflux-related dysphonia may
Esophagoscopy in Patients with LPR be classified as minor LPR in a machinist but as major
Whether it is necessary to screen patients with LPR LPR in a professional singer. Life-threatening LPR is as-
for esophageal cancer is currently uncertain. The prev- sociated with reflux-attributed airway stenosis or spasm,
alence of adenocarcinoma of the esophagus (EAC) dysplasia, and carcinoma.
is increasing more rapidly than the prevalence of any
other cancer in the United States.26 The prognosis of Minor LPR
symptomatic EAC is dismal, and the best chance for In patients with minor LPR, it is reasonable to start
survival is to diagnose the disease at an early stage. The with a step-up therapeutic approach. Our initial ap-
prevalence of esophagitis and Barretts esophagus in proach is with dietary and lifestyle modifications, in-
patients with LPR is 12% and 7%, respectively.27 There cluding weight loss, exercise, smoking cessation, and
is debate among experts about whether these numbers reduced alcohol, carbonated beverage, and caffeine
warrant esophagoscopy for all persons with LPR. Rea- consumption. Patients are also instructed to avoid
vis et al28 reported that symptoms of LPR, particularly tight-fitting clothing, refrain from food and drink for
cough, better predict the presence of EAC than typi- 3 hours before sleep, and elevate the head of the bed,
cal GERD symptoms: 57% of patients with EAC never preferably with a bed wedge. For patients with minor
experienced heartburn or regurgitation, while chronic LPR who fail to respond to behavioral modifications,
cough was an independent risk factor for the develop- antacids or histamine2 (H2)-receptor antagonists may
ment of EAC. Thus, symptoms of LPR may be the only be used. Sodium alginate forms a physical barrier
warning signs of esophageal disease. on the top of the stomach to prevent the regurgita-
With the advent of unsedated transnasal esoph- tion of stomach contents into the esophagus. It has
agoscopy (TNE), the esophagus can be evaluated been shown to significantly decrease the number of
comfortably in the office without anesthesia.29 To our reflux episodes, the height of reflux episodes, and the
knowledge, no serious complications from TNE have percentage of time esophageal pH is less than 4.0.31
been reported. Based on the Reavis et al28 data and the Sodium alginate may be used as adjunctive therapy for
safety and efficacy of TNE, it is our practice to screen any type of LPR or as sole therapy in minor LPR.

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Belafsky & Rees : Laryngopharyngeal Reflux : pp. 1520, 27

Figure 3. Left vocal process granuloma (arrow) in a patient with Figure 4. Hypopharyngeal pH sensor (arrow) placed 1 cm above
laryngopharyngeal reflux. the upper esophageal sphincter.

Major LPR pH study is normal, alternative causes of the patients


A more aggressive treatment approach is employed symptoms should be sought.
for patients with major LPR. Dietary and lifestyle modi-
fications in addition to treatment with a PPI is recom- Life-Threatening LPR
mended. The AAOHNS currently recommends treat- All patients with suspected life-threatening LPR
ment for LPR with twice daily PPI therapy.7 Although should undergo ambulatory pH monitoring to help
once-daily PPI therapy heals peptic esophagitis in the establish the initial diagnosis and guide appropriate
majority of individuals, twice-daily PPI therapy is often therapy. Twice-daily medical therapy with a PPI should
necessary to heal the more delicate laryngeal epithe- be initiated, and ambulatory pH monitoring should
lium. After 2 months of PPI therapy in individuals with be repeated while the patient is on medication to
suspected LPR, 28% experienced symptom improve- ensure adequate acid suppression. Strict adherence
ment with once-daily dosing compared with 50% with to behavioral and lifestyle modifications is imperative.
twice-daily dosing. After 4 months of twice-daily PPI Supplemental sodium alginate and an H2-receptor
therapy, 70% of patients responded.23 Thus, twice- antagonist at night are often employed. The efficacy of
daily PPI therapy for at least 4 months is a reasonable laparoscopic Nissen fundoplication has been proven in
treatment for major LPR. Symptoms should improve patients with LPR.3336 For young, healthy patients with
by 2 months. Laryngeal inflammation may continue life-threatening LPR, many clinicians consider fundo-
to resolve after more than 6 months.32 Twice-daily PPI plication to be the treatment of choice.3336
therapy should be continued until laryngeal examina-
tion is normal, at which time the medication can be ta- NOCTURNAL REFLUX
pered. Treatment with a maintenance dose of PPI may There has been increasing interest in reflux symp-
be required if symptoms or laryngeal findings recur. toms that occur during sleep, especially in patients
Ambulatory pH monitoring is warranted for pa- with apparent PPI treatment failure. Nocturnal acid
tients who do not respond to twice-daily PPI therapy. breakthrough may occur in up to 70% of patients with
We prefer to perform a baseline pH study off anti- GERD,37 but the importance of this phenomenon is
reflux medication (patients should be off therapy for unclear in patients with LPR.38 LPR classically has been
at least 1 week prior to testing). If the initial ambula- described as occurring in the upright position during
tory pH test is abnormal and the individual did not the daytime, and LPR symptoms (eg, cough) at night
improve with twice-daily PPI therapy, a second pH may be attributable to gastroesophageal reflux rather
study on medication is indicated to rule out treatment than true LPR events. Because none of the available
failure and/or PPI resistance. If the second ambulatory PPIs provides 24-hour acid suppression, the AAOHNS

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Belafsky & Rees : Laryngopharyngeal Reflux : pp. 1520, 27

recommends treating LPR with twice-daily dosing for geal pathology in a community-based cohort. Otolaryngol
optimal acid suppression.7 To better control nocturnal Head Neck Surg 2001;124:44850.
acid breakthrough, the addition of H2-blockers ad- 7. Koufman JA, Aviv JE, Casiano RR, Shaw GY. Laryngopha-
ryngeal reflux: position statement of the committee on
ministered before bedtime has been suggested.37 Ob-
speech, voice, and swallowing disorders of the American
structive sleep apnea (OSA) is strongly associated with Academy of Otolaryngology-Head and Neck Surgery.
GERD,38 and recent investigations have suggested that Otolaryngol Head Neck Surg 2002;127:325.
LPR is also common in patients with OSA.39 However, 8. Dutta SK, Matossian HB, Meirowitz RF, Vaeth J. Modu-
the potential association between LPR and OSA needs lation of salivary secretion by acid infusion in the dis-
to be further investigated. tal esophagus in humans. Gastroenterology 1992;103:
183341.
CONCLUSION 9. Poelmans J, Feenstra L, Tack J. The role of (duodeno)
LPR is a symptom complex that has been associated gastroesophagopharyngeal reflux in unexplained exces-
with intermittent dysphonia, chronic cough, globus, sive throat phlegm. Dig Dis Sci 2005;50:82432.
throat clearing, the sensation of PND, and excessive 10. Loehrl TA, Smith TL, Merati A, et al. Pharyngeal pH
probe findings in patients with postnasal drainage. Am
throat mucus. Modalities used to diagnose LPR include
J Rhinol 2005;19:3403.
validated patient symptom scores, findings on fiberop- 11. Ruth M, Mansson I, Sandberg N. The prevalence of symp-
tic laryngoscopy, ambulatory pH monitoring, and an toms suggestive of esophageal disorders. Scand J Gastro-
empiric PPI trial. Many consider a combination of pa- enterol 1991;26:7381.
tient symptoms, laryngoscopy, and hypopharyngeal pH 12. Chevalier JM, Brossard E, Monnier P. Globus sensation
monitoring to be the diagnostic gold standard. Treat- and gastroesophageal reflux. Eur Arch Otorhinolaryngol
ment of LPR is tailored to the individual and includes 2003;260:2736.
dietary and behavioral modifications, antacids, sodium 13. Belafsky PC, Postma GN, Koufman JA. Validity and reli-
alginate, PPIs, H2-blockers, and fundoplication. HP ability of the reflux symptom index (RSI). J Voice 2002;
16:2747.
Corresponding author: Peter C. Belafsky, MD, PhD, MPH, Director, 14. Qadeer MA, Swoger J, Milstein C, et al. Correlation be-
Center for Voice and Swallowing, Department of Otolaryngology/ tween symptoms and laryngeal signs in laryngopharyngeal
Head and Neck Surgery, UC Davis Medical Center, 2521 Stockton reflux. Laryngoscope 2005;115:194752.
Boulevard, Suite 7200, Sacramento, CA 95817; peterb@ucdvoice.org 15. Belafsky PC, Postma GN, Koufman JA. The validity and
reliability of the reflux finding score (RFS). Laryngoscope
2001;111:13137.
Test your knowledge and 16 Kuhn J, Toohill RJ, Ulualp SO, et al. Pharyngeal acid
comprehension of this article with the reflux events in patients with vocal cord nodules. Laryngo-
Clinical Review Quiz on page 40. scope 1998;108(8 Pt 1):11469.
17. Sandokji AM, Al-Karawi MA, Sanai FM. Transnasal upper
gastrointestinal endoscopy in detection of gastroesopha-
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(from page 20)


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