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Agenda

Monterey Peninsula Regional Water Authority (MPRWA)


Director's Meeting

7:00 PM, Thursday, December 14, 2017


Council Chambers
580 Pacific Street, Monterey
Monterey, California
CALL TO ORDER

ROLL CALL

PLEDGE OF ALLEGIANCE

REPORTS FROM BOARD DIRECTORS AND STAFF

PUBLIC COMMENTS
PUBLIC COMMENTS allows you, the public, to speak for a maximum of three minutes on any
subject which is within the jurisdiction of the MPRWA and which is not on the agenda. Any person
or group desiring to bring an item to the attention of the Authority may do so by addressing the
Authority during Public Comments or by addressing a letter of explanation to: MPRWA, Attn:
Monterey City Clerk, 580 Pacific St, Monterey, CA 93940. The appropriate staff person will contact
the sender concerning the details.

CONSENT AGENDA
CONSENT AGENDA consists of those items which are routine and for which a staff
recommendation has been prepared. A member of the public or MPRWA Director may request
that an item be placed on the regular agenda for further discussion

1. Approve and File Authority Checks Through November 30, 2017 - Romero/Cullem

2. Receive Copies of the Executive Summary of the Revised MPWSP Hydrogeologic


Working Group (HWG) Hydrogeologic Investigation Technical Report - Cullem

***End of Consent Agenda***


AGENDA ITEMS

3. Receive an Update on the Summary Project Schedule for the Monterey Peninsula Water
Supply Project, and Status of Test Well Operation and Pipeline Construction - Cook

4. Discuss and Approve MPRWA Participation with Other Public Agencies and California
American Water to Fund Retention of a Facilitator to Lead the Settlement Meetings
Seeking to Resolve Conflicts Pertaining to the Monterey Peninsula Water Supply Project at
Issue in CPUC Proceeding A.12.04.019, with the Authoritys Portion of Funding Not to
Exceed $7,000 - McGlothlin

ADJOURNMENT
Thursday, December 14, 2017

The City of Monterey is committed to including the disabled in all of its services, programs and
activities. In compliance with the Americans with Disabilities Act, if you need special assistance
to participate in this meeting, please contact the City Clerks Office at (831) 646-3935.
Notification 30 hours prior to the meeting will enable the City to make reasonable arrangements
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Agenda related writings or documents provided to the MPRWA are available for public
inspection during the meeting or may be requested from the Monterey City Clerks Office at 580
Pacific St, Room 6, Monterey, CA 93940. This agenda is posted in compliance with California
Government Code Section 54954.2(a) or Section 54956.

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Monterey Peninsula Regional Water Authority Date: December 14, 2017
Agenda Report Item No: 1.

FROM: Authority Clerk Romero

SUBJECT: Approval and File Authority Checks through November 30, 2017

RECOMMENDATION:

It is recommended that the Authority approve and file the accounts payable payments
made during the period November 1, 2017, through November 30, 2017, with total
payments for the above referenced period of $47,674.42 from the general fund account
and authorize the Directors to sign for such checks.

DISCUSSION:

At its meeting on September 12, 2013, the Authority Board approved a staff
recommendation to provide the Directors a listing of financial obligations since the last
report for inspection and confirmation. Each invoiced expense has been reviewed and
approved by the Executive Director and Finance personnel prior to payment to insure that
it conforms to the approved budget.
The following checks are hereby submitted to the Authority for inspection and
confirmation:
$2,500 -- Don Freeman, November 2017 retainer
$4,665.50 Invoice 10/1/17-10/31/17 Cullem Management Services, LLC
$17,558.92 -- Brownstein Hyatt Farber & Schreck Invoice 696005, Services
through 9/30/17
$22,950.00 -- Brownstein Hyatt Farber & Schreck Invoice 699212, Services
through 10/31/17

The bank balance as of November 30, 2017, is sufficient cover the above check
therefore, staff is recommending approval.
Monterey Peninsula Regional Water Authority Date: December 14, 2017
Agenda Report Item No: 2.

FROM: Executive Director Cullem

SUBJECT: Receive Copies of the Executive Summary of the Revised


MPWSP Hydrogeologic Working Group (HWG) Hydrogeologic
Investigation Technical Report

RECOMMENDATION:

It is recommended that the Water Authority receive the Executive Summary


of the final HWG Hydrogeologic Investigation Technical Report dated
October 2, 2017 as revised November 6, 2017.

DISCUSSION:

The full HWG Technical report can be found at the web site
www.watersupplyproject.org/test-well. Refer to the report with the addenda.

The report index and executive summary is at attachment A.

ATTACHMENTS:

A - Index and Executive Summary of the HWG Hydrogeologic Investigation


Technical Report dated October2, 2017, revised November 6, 2017.

06/12
ATTACHMENT A

HWG Hydrogeologic Investigation


Technical Report

Part 1 of 2:
Text, Figures, and Table

PREPARED FOR:

Monterey Peninsula Water Supply Project

October 2, 2017, revised November 6 2017


ATTACHMENT A
ATTACHMENT A
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Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report 6-Nov-17

3.0 HWG INVESTIGATION WORKPLAN TASKS 31

3.1 Hydrogeologic Conceptual Model 31

3.1.1 Regional Exploratory Drilling Program 31

3.1.1.1 Moss Landing 32

3.1.1.2 Potrero Road 33

3.1.1.3 CEM EX 34

3.1.2 Develop Initial Hydrogeologic Conceptual Model 34

3.1.3 Installation of Long-Term Monitoring Network 34

3.1.4 Updating the Initial Hydrogeologic Conceptual Model 37

3.1.5 Construction of the Test Slant Well 38

3.1.5.1 Slant Well Location, Angle below Horizontal, Azimuth Angle, Total

Length, and Casing and Screen Intervals 38

3.1.5.2 Construction Constraints and Modifications 39

3.1.6 Test Slant Well Short-Term Pumping Tests 40

3.1.6.1 Baseline Monitoring of Water Levels and Water Quality in the Test

Slant Well and Three Monitoring Well Clusters 41

3.1.6.2 Revision to Coastal Commission Permit Based on Initial Test Data 42

3.1.6.3 Analyze Well and Aquifer Test Data 43

3.1.7 Long-Term Test Slant Well Pumping 43

3.1.7.1 Monitoring Water Levels in Test Slant Well and Monitoring Wells

during Long-Term Aquifer Testing 44

3.1.7.2 Monitoring Water Quality in Test Slant Well and Monitoring Wells

during Long-Term Aquifer Testing 44

3.1.7.3 TSW Discharge Electrical Conductivity 46

3.1.8 Evaluation of Stanford Aerial Electromagnetic Data Survey 53

3.2 Modeling 61

3.2.1 Refinement of the North Marina Conceptual Model Based on Test Slant Well

and Monitoring Well Lithologic and Pumping Test Data 61

3.2.1.1 Conceptual Model 61

3.2.1.2 Model Layers 62

3.2.1.3 Hydraulic Conductivity 62

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Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report 6-Noy-17

32.1.4 Model Calibration 62

3.2.2 Preparation of Revised North Marina Groundwater Model by HydroFocus, Inc 63

3.2.3 Calculation of Ocean Water Contribution to Source Water Supply 64

3.2.3.1 Calculation of OWP Using Analytical Model 64

3.2.3.2 Calculation of OWP Using the CEMEX and North Marina Models and

Analytical Model Assumptions 67

3.2.3.2.1 Effects of CEMEX Operations on TSW Discharge Conductivity 67

3.2.3.2.2 OWP Modeling Results 68

3.2.4 HydroFocus Evaluation of Future Water Level Conditions and Seawater

Intrusion Front 72

3.2.5 Consideration of the Chemical Character of Seawater Intrusion from MPWSP

Data 73

3.2.6 The Relationship of Well Capture Zone and Cone of Depression 74

3.3 Test Slant Well Weekly Reports 76

4.0 SUMMARY OF FINDINGS HWG INVESTIGATION WORKPLAN TASKS 77

4.1 Regional Exploratory Drilling Program 77

4.1.1 Conclusions 77

4.1.2 Recommendations 77

4.2 Test Slant Well Monitoring System Installation 77

4.2.1 Conclusions 78

4.2.2 Recommendations 78

4.3 Test Slant Well Construction 79

4.3.1 Conclusions 79

4.3.2 Recommendations 79

4.4 Long-Term Test Slant Well Pumping 80

4.4.1 Conclusions 80

4.5 HydroFocus Evaluation of Future Impacts from the MPWSP Summary 81

4.5.1 Conclusions 82

4.5.1.1 Regional Drawdown 82

4.5.1.2 Groundwater Capture Zane 82

4.5.1.3 Seawater Intrusion 83

Hydrogeologic Working Group


Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report 6-Nov-17

5.0 RECOMMENDATIONS 84

5.1 The Percentage of Feedwater Supply Varies Between the Dune Sand and 180-FTE
Aquifers 84

5.2 Full-Scale Well Intake Production from the Dune Sand Aquifer 84

5.3 Full-Scale Well Intake Production from the 180-FTE Aquifer 84

5.4 Location and Preliminary Design Recommendations for the Full-Scale Slant Well
Locations 84

5.5 Full-Scale System Water Level and Water Quality Monitoring 85

6.0 REFERENCES 87

FIGURES, TABLE, and APPENDICES

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FIGURES (continued)

No. Description Page


Onset in text)

3-16 CEMEX Model and NMGWM Calculated Groundwater Elevations (ft, NAVD88) in the
Dune Sand Aquifer at the End of the Model Simulation Period 71

3-17 CEMEX Model and NMGWM Calculated Groundwater Elevations (fit, NAVD88) in the
180-FTE Aquifer at the End of the Model Simulation Period 72

3-18 Drawdown and Capture Zone Are Not the Same 75

4-1 Extent of Capture Zone 15.5 MGD Pumping Scenario 83

5-1 Proposed Full-Scale Slant Well Layout 15.5 MGD Raw Water Supply 85

Hydrogeologic Working Group


Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report

FIGURES (continued)

No. Description
(attached)

1 General Location of Moss Landing, Potrero Rd, and CEMEX Areas

2 MPWSP Groundwater Monitoring Network

3 Geologic Cross-Section 1A-1A'

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TABLES

NO. Description Page


(inset in text)

3-1 Monitoring Well Cluster Summary 36

3-2 Test Slant Well Construction and Testing Chronology 38

3-3 NMGWM Layers and Associated Hydrogeologic Descriptors 63

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Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report 6-Nov-17

CALIFORNIA AMERICAN WATER / HYDROGEOLOGIC WORKING GROUP


MONTEREY PENINSULA WATER SUPPLY PROJECT

HWG HYDROGEOLOGIC INVESTIGATION REPORT

1.0 EXECUTIVE SUMMARY

1.1 Introduction

California American Water Company (CalAm) is planning to increase sustainability of their water supply
portfolio to meet the long-term needs of their customers on the Monterey Peninsula. The plan includes
construction of a seawater intake system and either a 6.4 million gallon per day (MGD) or 9.6 MGD
desalination plant. The proposed project, known as the "Monterey Peninsula Water Supply Project"
(MPWSP), intends to meet CalAm's long-term regional water demands, improve groundwater quality in
the seawater-intruded Salinas Basin, and expand agricultural water deliveries.

On April 23, 2012, the settling parties consisting of CalAm, Citizens for Public Water, City of Pacific
Grove, Coalition of Peninsula Businesses, County of Monterey, Division of Ratepayer Advocates,
Landwatch Monterey County, Monterey County Farm Bureau (MCFB), Monterey County Water
Resources Agency (MCWRA), Monterey Peninsula Regional Water Authority (MPRWA), Monterey
Peninsula Water Management District, Monterey Regional Water Pollution Control Agency, Planning
and Conservation League Foundation, Salinas Valley Water Coalition (SVWC), Sierra Club, and Surfrider
Foundation filed a motion with the California Public Utilities Commission (CPUC) to approve a
settlement agreement that provides for the development, construction, operation, and financing of the
MPWSP. The Settlement Agreement provides that the parties will support the issuance of a certificate of
public convenience and necessity (CPCN) for the MPWSP, subject to certain conditions.

As part of the MPWSP, CalAm evaluated several different alternatives to supply ocean water, or highly
brackish groundwater, to the new desalination plant. The feasibility of extracting seawater from
beneath the ocean floor using a shallow, slant well intake system at the CEMEX property that produces
ocean water from aquifers that lie directly beneath the ocean, is being evaluated. This document
represents the "Technical Report" required by the "Settlement Agreement," which provides findings and
recommendations to CalAm with respect to appropriate development of a desalination source water
supply for the MPWSP.

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very transmissive materials. The data also shows that the Dune Sand Aquifer directly overlies
and is in hydraulic continuity with the underlying 180-Foot Equivalent (180-FTE) Aquifer in the
project area. Therefore, the recommendations provided in this summary report address the
Dune Sand Aquifer along with the underlying 180-FTE Aquifer as an appropriate target source of
feedwater supply for the project.

180-Foot and 180-FTE Aquifers: The 180-Foot Aquifer has been well documented in the Salinas
Valley. Data collected from the regional investigation were used to evaluate the character of the
180-Foot Aquifer and its correlative, the 180-FTE Aquifer, near the coast and the relationship of
the aquifers with the overlying Dune Sand Aquifer. While the 180-FTE Aquifer overall contains a
greater amount of fine-grained lithologic material than the Dune Sand Aquifer, the materials are
also very transmissive.

Salinas Valley Aquitard (SVA): The extent of the SVA in the project area was a significant
question because of potential changes in inland groundwater levels from pumping at the coast.
Therefore, the location and extents of the SVA and similar shallow aquitard in the Fort Ord area
(designated as Fort Ord "SVA" or FO-SVA) were investigated. In the Salinas Valley, a shallow
perched aquifer designated as the Perched "A" Aquifer is present overlying the SVA. Likewise, a
shallow aquifer designated as the Fort Ord "A" Aquifer occurs at a higher elevation than the
Perched "A" Aquifer of the Salinas Valley.

400-Foot Aquifer: Although the TSW was constructed within the Dune Sand and 180-FTE
Aquifers, an evaluation of the potential response of the underlying 400-Foot Aquifer to TSW
pumping was included in the hydrogeologic investigation. Monitoring wells were constructed
with well screens in the upper portion of the 400-Foot Aquifer facilitate measurement of water
levels in the aquifer during the long-term TSW pumping test.

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Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report 6-Nov-17

Extent of Fort Ord Dune Complex


FO-SVA (Projected
to ground surfaceI

180-FIE Aquifer
yiefgoot, AqUitard:1 _.

900-Foot Aquifer (QtpandTp)

Vertical Exaggeration 10x

Figure 1-1. Main Hydrogeologic Units in Project Area

The development of the hydrogeologic conceptual model has occurred in phases: based on historical
research, collecting site-specific data through exploratory borehole drilling, and additional data collected
during construction of the TSW and monitoring network. The exploratory borehole drilling phase of the
field investigation included drilling, logging, and testing of fourteen (14) boreholes within the project
area: six (6) boreholes at the CEMEX site, six (6) boreholes around Moss Landing, one (1) borehole at
Molera Road, and one (1) at Potrero Road (Figure 1). The boreholes were drilled to determine the
depths and thicknesses of the hydrostratigraphic sequences and evaluate optimal locations for
extracting seawater from beneath the ocean floor. The hydrogeologic conceptual model of the project
area was refined based on data gathered during MPWSP hydrogeologic investigations (including the
construction and long-term pump testing of the TSW and associated network of monitoring wells
(locations shown on Figure 2). A representative cross-section is provided as Figure 3.

Data collected during the TSW long-term testing were also used to update the North Marina
Groundwater Model (NMGWM) and CEMEX Model. The NMGWM and CEMEX models, developed by
GEOSCIENCE Support Services, Inc. (GEOSCIENCE), represented the tools initially proposed by the HWG
to evaluate the short- and long-term hydrogeologic impacts in the project area from MPWSP operations.
Subsequent to the model update reported in TM-1, the NMGWM was modified by HydroFocus, Inc.
(HydroFocus), a consultant for CPUC, and converted to a superposition model for the evaluation of
project impacts for the Environmental Impact Report/Environmental Impact Statement (EIR/EIS).

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Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report 6-Nov-17

1.2.1 Installation of Long-Term Monit3ring Network

In order to investigate the impacts of long-term pumping of the TSW, the groundwater monitoring
network was developed to:

Assess and continually evaluate the hydrogeologic technical aspects of the project,

Evaluate potential impacts to critical inland water resources,

Assess the movement of ocean water into the TSW, and

Collect data to calibrate groundwater models.

The strategic locations of monitoring wells were developed by the HWG, and monitoring well clusters
were installed from December 2014 through August 2015. On-site monitoring well clusters at the
CEMEX site, as required by the COP, include MW-1, MW-3, and MW4 (Figure 2). Off-site wells, which
provide regional data for evaluation of potential impacts, include MW-5, MW-6, MW-7, MW-8, and
MW-9 (Figure 2). The established monitoring well network has been equipped with water level
transducers and conductivity transmitters that continually log information in 5 to 15 minute intervals,
depending on the specific well completion.

Each monitoring well cluster consists of three wells. The individual wells were drilled to monitor
responses in the Dune Sand, 180-FTE, 180-Foot, and 400-Foot Aquifers (e.g., MW-1S, MW-1M, and MW-
1D, respectively). However, monitoring data has indicated that MW-5S is screened in a perched aquifer
that lies above the Dune Sand Aquifer, rather than the Dune Sand Aquifer itself. Therefore, the
monitoring well has been re-designated as MW-5S(P) to indicate that it is a shallow screened monitoring
well that provides representative groundwater levels in a perched aquifer. Similarly, MW-6D is likely in
the lower portion of the 180-Foot Aquifer. Therefore, the monitoring well has been re-designated as
Monitoring Well MW-6M(L) to indicate that the well provides representative groundwater levels of the
deeper portion of the 180-Foot Aquifer.

Several existing wells have also been monitored for water level and salinity, including the Monterey
Regional Water Pollution Control Agency Plant (MRWPCA) Well 1, and CEMEX North Well (Figure 2).
Although not required for permit compliance, a stilling well was installed at the north end of the
CEMEX's dredge pond (CP 1) and was monitored from April 22, 2015 until it was washed away in the
storm of early December 2015.

Due to time constraints and the limitation of the working area near the TSW, the MW-2 cluster was not
constructed. However, the requirements of the permit to have a minimum of four monitoring points on
the CEMEX site were met through the installation of a total nine monitoring wells on the CEMEX site,
plus monitoring of the CEMEX well.

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Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report 6-Nov-17

be lower salinity for the reasons described above. Alternatively, the lower salinity observed at
MW-5M could reflect the combined effects of inland pumping well locations and aquifer
heterogeneity.

The relatively low to moderate salinity reported at well MW-6M is likely due to it being located
towards the leading edge of seawater intrusion in the 180-Foot Aquifer, and the shape of the
seawater intrusion wedge.

High chloride concentrations in MW-6M(L), screened in the lower portion of the 180-Foot
Aquifer, demonstrates the presence of the seawater intrusion wedge at this location.

The electrical conductivity of the TSW discharge was also continuously measured using Horiba and YSI
conductivity instruments with flow-through cells. Plotted TSW discharge conductivity data show a
distinct seasonal trend with increasing conductivity in the months after summer, followed by a
decreasing or flattening trend in conductivity during and following winter months. Recent declines in
TSW discharge conductivity follow the seventh wettest year since 1895. The additional recharge from
areal precipitation, along with the infiltration of lower salinity water at the CEMEX percolation ponds, is
suspected to be the main contributor to the decrease in salinity. While the influence of the percolation
ponds should not affect the proposed new full-scale slant wells, it is anticipated that seasonal rainfall
will still result in some freshening of slant well discharge though not to the extent that occurred in
2016/2017 in the TSW.

1.2.5 Evaluation of Stanford Aerial Electromagnetic Data Survey

Stanford University was contracted by Marina Coast Water District (MCWD) to conduct an aerial
geophysical survey using the electrical resistivity method. The survey was conducted in mid-May 2017
(during a historical wet year) with the purpose of evaluating the distribution of aquifers and water
quality in the vicinity of the City of Marina. An overlay of the geology on the Stanford profile shows an
unsaturated zone above a perched water table in the Marina uplands, a seawater wedge in the 180-Foot
Aquifer, and seawater intrusion throughout the profile in the 400-Foot Aquifer. These observations and
interpretations related to the Stanford profile are consistent with MPWSP monitoring well data and the
hydrogeologic conceptual model developed by the HWG. However, the resistivity shown on the
geophysical logs and Stanford AEM represent the bulk resistivity of the aquifer sediments combined
with the resistivity of the water within the aquifer. This is not equivalent to the resistivity (or
conductivity by inverse) of the groundwater within the aquifer.

The Stanford geophysical survey provides data to help interpolate between control points provided by
the MPWSP monitoring network and confirms the work completed for the hydrogeologic investigation
regarding the distribution of water quality in the study area.

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refined conceptual model is adequate for developing useful groundwater models for evaluating
MPWSP effects. Hydrogeologic conditions at the CEMEX site and modeling analyses show that
the CEMEX site is an appropriate site for construction of subsurface slant well intakes to extract
seawater for the proposed MPWSP feedwater supply; the coastal and subsea portions of the
Dune Sand and 180-FTE Aquifers in the vicinity of the CEMEX site are adequate for extraction of
feedwater for the desalination project, meeting both quantity and quality requirements.

Test Slant Well Monitoring System Installation: Installation of the TSW monitoring system
allowed for the collection of geologic, hydrogeologic, and operational data as well as an
evaluation of site-specific groundwater level and quality conditions in the vicinity of the project
site. These data have allowed for an adequate definition of heads, flow paths, and water quality
within the groundwater system, and allows for predictions to be made regarding long-term
groundwater impacts from the MPWSP. Specific findings include:

o The monitoring network (well MW-5S(P) in particular) also confirmed the presence of a
"perched aquifer 2" in the dune highland area in the vicinity of the landfill, which is
correlative with shallow landfill monitoring wells (screened in the 35-Foot Aquifer).

o The perched aquifer may also be correlative with the shallow perched zones located in
the Fort Ord area (the "A" Aquifer).

o The Dune Sand Aquifer is not in hydraulic continuity with the shallow perched aquifer.

o The Dune Sand Aquifer at the CEMEX site is hydraulically connected to the -2-Foot
Aquifer monitored at the landfill site and thus hydraulically continuous with shallow
sediments (Perched 'A' Aquifer) below the Salinas River.

o The lack of the SVA or other significant clay layers between the Dune Sand and 180-FTE
Aquifers at the CEMEX site minimizes the differences in impacts on inland water levels
from pumping from both aquifers versus just the Dune Sand Aquifer.

o The Dune Sand, 180-FTE, and 400-Foot Aquifers generally had inland gradients during
the Fall of 2015 and Spring of 2016.

o During TSW pumping, as anticipated, a localized seaward gradient was formed in the
vicinity of the TSW due to the cone of depression (radial flow to the TSW) in the
groundwater levels.

o The groundwater divide that forms between MW-3 and MW-4 when the TSW is
operating, along with water level and quality data collected from MW-4, show that the
TSW has had no impact at MW-4 during the approximate 2 1/2-year pumping period.

2
A perched aquifer has an artificially high water level (i.e., above the main regional aquifer).

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The network should continue to be monitored during the full-scale system construction and
operation. Additional monitoring wells should also be sited to fill in data gaps and collect
additional baseline data in anticipation of the full-scale system being operational. This will
enable the extent of the actual capture zone to be monitored.

Test Slant Well Construction: The selected drilling and construction methodology for the TSW
was appropriate for the specific conditions and goals of the project. Full-scale slant wells can be
drilled and constructed using the same methodology (i.e., dual rotary method). The Dune Sand
Aquifer and 180-FTE Aquifers extend offshore at the CEMEX site and are target aquifers for a sea
water reverse osmosis (SWRO) feedwater supply. The well length achieved for the TSW was
limited by a combination of factors, but primarily due to a reduced time schedule and not by the
technology employed for well construction.

Based on information gained from constructing the TSW, minor modifications to well drilling
and completion procedures will be made to improve and maintain efficiency for drilling the full-
scale slant well system. The full-scale system will incorporate well screens in both the Dune Sand
Aquifer and the 180-FTE Aquifer since target feedwater volumes will require pumping from both
aquifers.

Long-Term Test Slant Well Pumping: The long-term pumping test and monitoring show that
slant well technology can provide the required project extraction volumes from the Dune Sand
and 180-FE Aquifers. The overall range of anticipated production is consistent with the TSW
long-term pumping test rate of approximately 2,000 gpm. The salinity of the full-scale discharge
will be influenced by seasonal variations in rainfall, but over the long-term is expected to
average upwards of 95% reflecting a high percentage from ocean water sources. The long-
term TSW pumping is expected to continue through February of 2018 with continuous
monitoring of local and regional changes in groundwater salinity.

On-going calibration of the CEMEX model will help better define what the optimum slant
wellfield operational and rotational pumping schedules should be prior to implementation of
full-scale operations. The NMGWM update and recalibration will allow a better understanding
of the spatial and temporal impacts (both regional and local); specifically, the changes and
trends of water levels and water quality as the result of changes in pumping stress for various
hydrologic periods (i.e., wet, dry, average) will be evaluated. The regional model is currently
being refined and updated by MCRWA. The refined and updated regional model will be
reviewed regarding boundary conditions in the CEMEX Model and NMGWM going forward.

HydroFocus Evaluation of Future Impacts from the MPWSP: HydroFocus determined that the
likely sources of uncertainty in the NMGWM2016 were associated with estimations of sea level

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rise, hydraulic conductivity values, and assumed project operations. Key findings from the
HydroFocus modeling evaluation are summarized below:

o A range of distances to an arbitrary 1-foot drawdown contour was provided to quantify


uncertainty in sea level rise, hydraulic conductivity, and pumping layer allocation
distribution. The estimated distances are approximately 6,000 ft to more than 17,000 ft
in Model Layer 2, and almost 6,000 ft to 19,000 ft in Model Layer 4 for the 15.5 MGD
project. Although 1-foot of drawdown is considered insignificant, the distances to a
1-foot drawdown contour are provided as a point of reference in regard to the influence
of project pumping. These extents are in agricultural areas with no production wells
completed in the target aquifers due to the brackish nature of the ambient groundwater
in the Dune Sand and 180-FTE Aquifers in these areas.

o At the CEMEX site, the general size of the capture zone is greater in Model Layer 2 than
Model Layer 4, and decreases with increasing simulated inland gradients.

o Particle tracking results show that project pumping at the CEMEX site inhibits (slows)
seawater intrusion in the southern portion of Model Layer 4 as well as in other areas.
Project slant well pumping at the CEMEX site has little to no effect on saltwater
intrusion in Model Layer 6.

1.5 Recommendations

Results from the Hydrogeologic Investigation have led to the following recommendations:

It is our understanding that a 15.5 MGD feedwater supply project is the likely project going
forward (6.4 MGD product water). The proposed wellfield, located just south of the TSW within
the allowable footprint, consists of five (5) production wells and a provision for two (2) standby
wells. Wells will be rotated periodically during operation to optimize water levels and salinity for
feedwater supply.

Full-scale slant wells should fully penetrate and include screened sections in both the Dune Sand
and 180-FTE Aquifers to meet proposed project extraction rates and volumes.

The well will extend as far offshore as possible with a target length of 1,000 lineal feet, while
keeping the well screen above the 180/400-Foot Aquitard. The wells are planned to be drilled at
an angle of approximately 14 degrees below the horizontal to ensure that all screens remain
above the 180/400-Foot Aquitard.

Installation of a new monitoring well near the boundary of the area of influence of the project
will allow for the assessment of drawdown due to Project pumping by identifying changes due
to the much larger impacts of local pumping.

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Monterey Peninsula Water Supply Project HWG Hydrogeologic Investigation Technical Report 6-Nov-17

Since the existing monitoring well network already accounts for uncertainty in model
estimations, the existing monitoring well network can be used to monitor water levels at the
onset of full-scale pumping. Data collected, including water level changes from the increased
full-scale extractions, should be used to update and refine the CEMEX Model and NMGWM.

Hydrogeologic Working Group


15
Monterey Peninsula Regional Water Authority Date: December 14, 2017
Agenda Report Item No: 3.

FROM: Executive Director Cullem

SUBJECT: Receive an Update on the Summary Project Schedule for the Monterey
Peninsula Water Supply Project, and Status of Test Well Operation and
Pipeline Construction

RECOMMENDATION:

It is recommended that the Water Authority Board receive a report from Cal Am on the
latest "Summary" MPWSP schedule and on the status of the test well operation and
progress on the pipeline construction.

DISCUSSION:

Cal Am will provide the most recent Summary Monterey Peninsula Water Supply
Project (MPWSP) schedule and discuss the status of the test slant well, including any
action to extend the coastal development permit for the well.

Cal Am can also provide an update on the transfer pipeline construction including the
pipe bridge over Highway 68.

Note that regular updates on the MPWSP are available at Cal Am's project web site:
www.watersupplyproject.org.

ATTACHMENTS:

None

06/12
Monterey Peninsula Regional Water Authority Date: December 14, 2017
Agenda Report Item No: 4.

FROM: Executive Director Cullem

SUBJECT: Discuss and Approve MPRWA Participation with Other Public Agencies
and California American Water to Fund Retention of a Facilitator to Lead
the Settlement Meetings Seeking to Resolve Conflicts Pertaining to the
Monterey Peninsula Water Supply Project at Issue in CPUC Proceeding
A.12.04.019, with the Authoritys Portion of Funding Not to Exceed $7,000

RECOMMENDATION:

It is recommended that the Water Authority Board approve participation with other
public agencies and California American Water to fund retention of a facilitator to lead
the settlement meetings seeking to resolve conflicts pertaining to the Monterey
Peninsula Water Supply Project (MPWSP) at issue in CPUC Proceeding A.12.04.019,
with the Water Authoritys portion of funding not to exceed $7,000.

DISCUSSION:

On November 13, 2017, Water Authority representatives participated in an initial


settlement meeting with Cal Am and the intervening parties to A.12.04.019 to discuss
the parties various interests and settlement concepts in an effort to resolve persistent
conflicts concerning the MPWSP. The initial meeting went well with universal support to
meet and further explore means to resolve differences and avoid costly, time-
consuming, and uncertain litigation. At the end of the meeting, the parties discussed the
prospect of retaining a professional facilitator to lead the settlement effort.

Following that meeting, several of the parties discussed potential facilitators and the
Water Authoritys Special Counsel proposed facilitator Marci DuPraw, of the Center for
Collaborative Policy, a branch of Cal State Sacramento. Ms. DuPraw has extensive
experience managing and settling multi-party, natural resource conflicts. Her full resume
is at Attachment A. An abbreviated resume will provided in hard copy at the Board
meeting. There appears to be broad support to retain Ms. DuPraw for an approximate
four-month period to serve as the facilitator.

1
Ms. DuPraw has proposed a budget and scope of engagement as follows:

Labor / Marci (from Santa Cruz base) - 180 hrs


Labor / Assistant (from Bay Area base) at 5 meetings to document details 75 hrs
Labor (optional, for strategic / collegial insights) 8 hrs
Travel costs
Added 5% indirect rate, which CSUS adds to all CCP labor.
Total: $48,235.

To fund her services, it has been proposed that the six public parties to A.12.04.019
(Marina, MCWD, MPWMD, MOW, the County, and the Water Authority) together with
Cal-Am each share in the costs of her services, subject to a not-to-exceed cap of
$7,000 per party. The MPWMD would manage the contract with Ms. DuPraw and enter
into a reimbursement agreement with these parties. There appears to be general
support among the parties for this funding approach, but final commitments are still
being worked out.

The Executive Director and Authority President discussed and reviewed the estimated
time requirements and budget, and were assured by Ms. Dupraw that the contract could
be awarded on a not-to-exceed basis to control costs. The Water Authoritys
participation would be contingent upon participation of Cal Am, Marina, MCWD,
MPWMD, MOW, at a minimum. The County will be asked to participate as well.

The next settlement meeting is scheduled for December 19th.

FISCAL IMPACT:

The FY 2017-2018 Budget programs $10,000 for contract services other than AMP and
the annual audit. Thus there are sufficient funds available in the budget at this time to
fund the Water Authority share of the Facilitator contract.

ATTACHMENTS:

A Marci DuPraw Resume

2
ATTACHMENT A

California State University, Sacramento


Center for Collaborative Policy
Marcelle E. (Marci) DuPraw, Ph.D.
Managing Senior Mediator-Facilitator
Director of Practice Development
Years of Experience Summary of Experience
CCP: 7 years
Total: 31 years
Dr. Marci DuPraw, a member of the Centers Executive Team, has
over 30 years of experience helping stakeholders develop consensus
Discipline/Expertise
on complex environmental and natural resources management
Small and large group facilitation
and mediation (both in-person challenges. She has a particular passion for cross-cultural work and
and virtual meetings, using for collaborative capacity building. Dr. DuPraw holds a PhD in
electronic collaboration Conflict Analysis and Resolution, as well as a Graduate Certificate in
technology) Qualitative Research Methods, from Nova Southeastern University.
Her dissertation research focused on capacity-building for landscape-
Conflict Resolution, Consensus- scale collaboration in the context of the US Forest Services
building, and Collaborative Collaborative Forest Landscape Restoration Program. Dr. DuPraw
Problem-Solving on also holds a Masters degree in Natural Resource Policy, Economics,
Environmental, Natural Resource and Management from the University of Michigan, and a Bachelors
Management, Public Health, and
degree in Environmental Studies from the University of California,
Other Public Policy Issues
Santa Cruz. Dr. DuPraw manages CCPs Forest Resources &
Stakeholder Engagement, Public Landscape Restoration Team.
Involvement, Charrettes, Focus
Groups, Peer Review Panels Dr. DuPraw has worked in Russia, Estonia, Cyprus, Denmark, and
China; with 35 Native American tribes; with a broad array of federal
Collaborative Capacity Assessment agencies (e.g., DOE, EPA, FWS, NPS, USFS, USACE, USGS, DOT,
and Development; Teaching and FAA, and NOAA); with most states in the US; and with several
Training Fortune 100 companies (e.g., General Motors, DuPont, and BP). In
2011, Dr. DuPraw was honored to receive the 2011 Sharon M. Pickett
Cross-Cultural Conflict
Award for Achievement in Environmental Protection through
Communications
Alternative Dispute Resolution from the Association for Conflict
Tribal Engagement Resolution. In 2005, she served as the Spring, 2005, Visiting
Practitioner to Syracuse Universitys Program on the Analysis and
Conflict Coaching and Technical Resolution of Conflicts. Dr. DuPraw currently serves on the steering
Assistance committee of the University Network for Collaborative Governance,
and is a member of the Large Landscape Practitioners Network. She
Strategic Planning and Management has also served on the Leadership Council of the Association for
Consulting Conflict Resolutions Environment and Public Policy Section and the
steering committee of the Native Network.
Qualitative Research, Interviewing,
Content Analysis, and Writing
Project Experience
Project Management and
Collaborative Leadership San Francisquito Creek Flood Control. Client: San
Francisquito Creek Joint Powers Authority (SFCJPA). Years: 2017
Present. Location: San Francisco Bay Area, CA. Role: Facilitator.
Geographic Experience Summary: The SFCJPA is a regional government agency named after
1
ATTACHMENT A

Nationally: the physical feature, San Francisquito Creek (Creek) that both divides
Washington DC and unites cities and counties in the heart of Silicon Valley. The
California Statewide SFCJPA was formed in 1999 in response to a major flood along the
Multiple other states Creek, which drains a 45-square-mile watershed running from Skyline
Internationally:
Boulevard to San Francisco Bay (Bay). Headquartered in Menlo Park,
Russia
Estonia California (CA), the SFCJPA plans and implements inter-
Cyprus / Lebanon jurisdictional and multi-functional projects on behalf of the Cities of
Denmark Menlo Park, East Palo Alto, and Palo Alto, the San Mateo County
China Flood Control District and Santa Clara Valley Water District. The
SFCJPA is now developing a project through which it intends to: a)
Education strengthen protection of life, property and infrastructure between
PhD, Conflict Analysis and Highway 101 and El Camino Real from a 100-year-flood event by
Resolution (Culture and Ethnicity increasing stream flow capacity upstream of Highway 101; b) enhance
Concentration), Nova habitat, particularly for threatened and endangered species; c) enhance
Southeastern University, 2014 recreational use and connectivity; and d) minimize associated
operational and maintenance needs. Dr. DuPraw is helping the
Graduate Certificate in Qualitative
Research Methods, 2014 SFCJPA design and implement a Fall 2017 public participation
process through which the agency can inform the community of
M.S., Natural Resources Policy findings emerging from the projects environmental and other
Economics, and Management analyses and elicit community feedback prior to the completion of the
University of Michigan, 1985 Draft EIR and development of permit applications. The SFCJPA plans
to draw upon this public input in shaping the project.
B.A., Environmental Studies
(Natural History and Biology) Sustainability Charrette. Client: The Exploratorium. Years: 2017
University of California, 1980 Present. Location: San Francisco, CA. Role: Facilitator. Summary:
The Exploratorium is a unique, interactive museum based in San
Professional Affiliation(s)
Francisco, California (CA). Founded in 1969 by physicist and
Large Landscape Practitioners
Network educator Frank Oppenheimer it has earned a global reputation for its
science education expertise and innovation. The Exploratoriums
U.S. EPA Roster of Mediators mission is to create inquiry-based experiences that transform
(inception to present) learning worldwide. Its vision is of a world where people think for
themselves and can confidently ask questions, question answers, and
Association for Conflict Resolution understand the world around them. In 2013, the Exploratorium re-
(ACR; formerly Society for located from the Palace of Fine Arts to the Embarcadero in a state-of-
Professionals in Dispute Resolution, the-art building, which has earned the U.S. Green Building Councils
or SPIDR) platinum rating for Leadership in Energy and Environmental
o Practitioner Member,
Design environmental performance. Over the next 3-5 years, the
Inception (1986 to present)
o Member, ACResolution Exploratorium seeks to leverage its phenomenal building, personnel,
Editorial Advisory Board, and expertise through two complementary strategies: 1) using the
Climate Change Issue (2009) building itself as a teaching tool in a myriad of ways; and 2)
o Appointed Member, becoming a leader and partner in the sustainability arena. In June,
Association for Conflict 2017, Dr. DuPraw helped the Exploratorium plan and facilitate a
Resolution Peace Museum sustainability charrette through which 50 participants explored how
Task Force, 2008 the Exploratorium might pursue these twin goals. Invitees represented
o Elected Member, Leadership not only sustainability and education expertise, but also the business,
Council, ACR Environment architecture, energy, academia, and policy sectors, as well as staff
and Public Policy Sector,
with diverse expertise i.e., building systems, exhibits, social science,
2007-2009
o Co-Chair, Society of and technology / systems. Dr. DuPraw also planned and facilitated a
Professionals in Dispute 1-day event for an interdisciplinary staff team the following day to
Resolution User Needs support the staff in extracting salient insights from the charrette and
Committee organizing to develop a 3-year plan to guide pursuit of the
Exploratoriums two sustainability goals.

2
ATTACHMENT A

U.S. Institute for Environmental Owens Valley Groundwater Basin: SGMA Support. Client:
Conflict Resolution (USIECR) California Department of Water Resources. Years: 2017 Present.
Mediator Roster (inception in early Location: Owens Valley, CA. Role: Community Engagement
2000s to present) Consultant and Facilitator. Summary: Californias Sustainable
Groundwater Management Act (SGMA) of 2014 requires broad
USIECR Native Dispute Resolution
Practitioner Network stakeholder involvement in the development and implementation of
o Member, Inception (2008) to Groundwater Sustainability Agencies (GSAs) and Groundwater
present Sustainability Plans (GSPs) for 127 groundwater basins around the
o Member, Leadership Work state, including the Owens Valley Groundwater Basin. SGMAs intent
Group, Inception (2009) to is to ensure successful management of groundwater resources at the
present local level. Success will require cooperation by all stakeholders, and
cooperation is far more likely if stakeholders help shape the path
University Network for forward. To that end, CCP has been providing collaboration expertise,
Collaborative Governance collaborative problem solving facilitation, and conflict resolution
o Nominated Representative of
services (e.g., mediation and shuttle diplomacy) to help stakeholders
Nova Southeastern University,
2011 to present in the Inyo County portion of the basin establish an inclusive GSA.
o Drafting Committee UNCG The focus of this collaborative organizational development and policy
Collaborative Capacity facilitation is to structure a GSA that provides meaningful roles for a
Building Strategies diverse array of affected parties, such as Tribes, the Los Angeles
Department of Water and Power, mutual water companies, state and
Xi Sigma Pi -- Forestry Honor federal agencies, environmental groups, as well as a variety of local
Society, 1985 to present public agencies.

Publications Paso Robles Groundwater Basin: SGMA Support. Client:


DuPraw, M.E. (2014). Illuminating California State Water Resources Control Board. Years: 2016 2017.
Capacity-Building Strategies for Location: San Luis Obispo County, CA. Role: Community
Landscape-Scale Collaborative
Engagement Consultant. Summary: Californias Sustainable
Forest Management Through
Constructivist Grounded Theory Groundwater Management Act (SGMA) of 2014 requires broad
(Dissertation). Nova Southeastern stakeholder involvement in the development and implementation of
University. Groundwater Sustainability Agencies (GSAs) and Groundwater
Sustainability Plans (GSPs) for 127 groundwater basins around the
DuPraw, M.E. From Personality- state, including the Paso Robles Groundwater Basin. SGMAs intent
driven to institutionally-driven is to ensure successful management of groundwater resources at the
collaboration by USFS (accepted local level. Success will require cooperation by all stakeholders, and
for publication, 2014). Conflict cooperation is far more likely if stakeholders help shape the path
Resolution Quarterly. Manuscript forward. To that end, CCP worked with community leaders to conduct
accepted for publication.
an assessment and provide recommendations regarding how best
Lilyea, B.V, Cooper, R., Rice, J., stakeholders in the basin could work together to establish one or more
DuPraw, M., and Allsop, S.R. cooperating GSAs in the basin that collectively covered the basin
(submitted for publication). without overlap.
Conducting a systematic literature
review on water-related attitudes, Fire MOU. Client: US Forest Service Region 5. Years: 2015 2016.
behaviors, and stakeholder Summary: In October 2014 Sierra Forest Legacy (SFL) and US Forest
engagement approaches in Florida: Service Region 5 reached a settlement in the 10-year lawsuit over the
Strategies and tools. Sierra Nevada Framework. One part of the settlement included
developing a Memorandum of Understanding (MOU) to support the
DuPraw, M.E., Brennan, B.V. and
increased application of managed fire for ecological benefit and other
Placht, M.T. (2013). Case Study:
Collaborative Governance As a management objectives. The parties reached closure on the MOU in
Tool for Natural Resource fall, 2015. In addition to the USFS and SFL, signatories included Cal
Management In China And the EPA, the National Park Service, Cal FIRE, the Sierra Nevada
United States. Environmental Conservancy, the Wilderness Society, The Nature Conservancy, the
Practice 15(3). Sierra Club, the Center for Biological Diversity, and the Northern
Doi:10.1017/S1466046613000240. California and Southern Sierra Prescribed Fire Councils. In February

3
ATTACHMENT A

DuPraw, Marcelle, Cardwell, Hal, 2016, signatories held a press conference and kick-off meeting of their
and Placht, Maria (2012). Assessing partnership to begin to turn the MOU into action. They asked CCP to
USACE Collaborative Capacity: help plan and facilitate this meeting. Dr. DuPraw facilitated the 1.5-
Relevant Literature, A Practical day meeting. Grounding their work in joint identification of
Assessment Instrument, and
anticipated implementation challenges, participants were able to reach
Reflections on Third Party Roles.
Conflict Resolution Quarterly agreement on the initial elements of an implementation plan (e.g.,
30(1):81-132. Steering Committee composition, Work Groups needed and timeline,
operating protocols, and communications). Further, they agreed on
Smiley-Marquez, Carolyna and initial Work Group charges, initial Work Group members, and initial
Marci DuPraw, The Native Work Group action plans. Agreed-upon action items encompassed
Dispute Resolution Network: A steps to develop monitoring and reporting protocols and to pin down
Bridge Connecting Native Peoples, full Work Group compositions.
Sovereigns and Other Interests in
Environmental Conflicts, in Soquel-Aptos Groundwater Management Area: SGMA
ACResolution: The Quarterly
Support. Client: State Water Resources Control Board. Years: 2015
Magazine of the Association for
Conflict Resolution, Winter 2009, 2016. Summary: Californias Sustainable Groundwater
Vol. 8, Issue 2, pp. 4-9. Management Act (SGMA) of 2014 requires broad stakeholder
involvement in the development and implementation of Groundwater
Potapchuk, William R. and Sustainability Agencies (GSAs) and Groundwater Sustainability Plans
Marcelle E. DuPraw, Collaborative (GSPs) for 127 groundwater basins around the state, including the
Land Use Planning: Instructor Santa Cruz Mid-County Groundwater Basin. SGMAs intent is to
Guide and Video, American ensure successful management of groundwater resources at the local
Planning Association, Chicago, IL, level. Success will require cooperation by all stakeholders, and
1997. cooperation is far more likely if stakeholders help shape the path
forward. To that end, CCP helped community leaders develop a plan
DuPraw, Marcelle E. and Marya
Axner, "Working on Common for collaborative public involvement that makes transparent to
Cross Cultural Challenges," in stakeholders their opportunities to contribute to the development of a
Toward a More Perfect Union in the GSA and a GSP to effectively address the challenges of the Soquel-
Age of Diversity, by Marci Reaven, Aptos Groundwater Management Area. The Plan provides community
Topsfield Foundation, Pomfret, CT, leaders with a roadmap to follow to ensure stakeholders have
1997. meaningful input into GSA and GSP development through a process
widely seen as fair and respectful to the range of interested parties.
Crocker, Jarle, Marcelle DuPraw, Dr. DuPraws work took place under the auspices of the Soquel-Aptos
James Kunde, and William Groundwater Management Committee (whose members included the
Potapchuk, Negotiated Approaches
Soquel Creek and Central Water Districts, the City and County of
to Environmental Decision Making
in Communities, Working Paper, Santa Cruz, and three private well-owners) and its GSA Formation
Program for Community Problem Subcommittee. She provided collaborative organizational
Solving, the National Institute for development expertise in support of this Subcommittees efforts, as
Dispute Resolution, and the well as collaborative problem-solving facilitation for the Outreach
Coalition to Improve Management Subcommittee.
in State and Local Government,
May, 1996. Native American Heritage Commission.
Client: Native American Heritage Commission. Years: 2016.
DuPraw, Marcelle, guest editor, Location: Sacramento, CA. Role: Trainer. Summary: The Native
Forum, "Conflict Resolution and
American Heritage Commission (NAHC) is the lead government
Bias Reduction: Exploring the
Intersections," Fall, 1996, National agency responsible for identifying and cataloguing Native American
Institute for Dispute Resolution, cultural resources in California. NAHC protects sacred sites, human
Washington, DC. burials, skeletal remains, and Native American religious practices in
California. When Native American human remains are discovered
Potapchuk, William R. and anywhere other than a dedicated cemetery, NAHC must identify a
Marcelle E. DuPraw, "Weaving Most Likely Descendant (MLD) and elicit recommendations from the
Linkages That Work for MLD as to treatment and disposition of the remains. With respect to
Communities," in NIDR News, the latter, NAHC was recently given the responsibility to mediate

4
ATTACHMENT A

May June, 1995, Vol. II, No. 3, disputes. At the request of NAHC, Dr. DuPraw developed and
National Institute for Dispute conducted a 1-day mediation training for NAHCs 9 commissioners
Resolution, Washington, DC. and its staff to assist them in carrying out this new responsibility. Dr.
DuPraw conducted two replications of this training, at the requests of
DuPraw, Marcelle and Angela
NAHC.
Fogle, Working Together on
Transportation Planning: A Guide
to Collaborative Decision Making, College-Wide Conflict Resolution Initiative.
Washington, DC.: U.S. Department Client: College of Education at anonymous university. Years: 2015.
of Transportation, Federal Transit Location: California. Role: Facilitator. Summary: The Dean of a
Administration, 1994. College of Education at an undisclosed university requested the
assistance of the Center for Collaborative Policy (CCP) to provide
DuPraw, Marcelle E., Richard H. impartial communication support to the College as its members
Bradley, and William R. Potapchuk, sought to take stock of progress to date in a college re-organization
"Implementing the Politics of that had been underway for several years. The Dean also asked CCP
Inclusion: Recommendations for
to help map the path forward in completing the re-organization in the
Government wide Initiatives,"
Program for Community Problem most effective possible manner. Dr. DuPraw conducted a situation
Solving, Washington, DC, 1993. assessment consisting of approximately 15 stakeholder interviews,
encompassing all major personnel categories within the College.
DuPraw, Marcelle E., Richard H. Based on this input, Dr. DuPraw worked with the Colleges Dean and
Bradley, and William R. Potapchuk, Strategic Planning Committee to design and facilitate a series of three
"Implementing the Politics of College-wide workshops for 100 participants. During the course of
Inclusion: Recommendations for these workshops, Dr. DuPraw helped participants identify sources of
Agency Level Initiatives," Program conflict and other obstacles to a successful re-organization and
for Community Problem Solving, identify either a solution for each or a committee that would take the
Washington, DC, 1993.
lead on problem-solving for a particular obstacle.
DuPraw, Marcelle E., "Theory to
Practice: Preparing Students for the Department-Wide Conflict Management Initiative.
Transition," in Conflict Resolution Client: Biology Department at anonymous university. Years: 2015-
Theory and Practice: Integration 2016. Location: California. Role: Trainer and Facilitator. Summary:
and Application, Dennis J.D. At the request of the Biology Department and the Dean of the
Sandole and Hugo van der Merwe, Departments parent college, Dr. DuPraw provided several types of
editors, Manchester University assistance to the Biology Department to help Department personnel
Press, New York City, NY, 1993. strengthen their respective abilities to communicate constructively
when things get challenging. To inform her work, she conducted
Schoene, Jr., Lester P. and Marcelle
interviews with the primary stakeholders involved in a leadership
E. DuPraw, Facing Racial and
Cultural Conflict: Tools for transition that was causing strains in relationships among Department
Rebuilding Community, Program personnel to hear their perspectives on the communication needs
for Community Problem Solving, related to the transition. Based on this input, Dr. DuPraw assisted
Washington, DC, 1992. facilitated a series of three workshops. Through a combination of
training and facilitated discussion, Dr. DuPraw helped participants: 1)
DuPraw, Marcelle E. and James H. discuss the leadership transition more constructively than they had
Laue, "Book Review: previously been able to; 2) develop written communication principles
Environmental Disputes to establish norms for professional discourse in the future; and 3)
Community Involvement in strengthen their practical workplace communication skills.
Conflict Resolution (Crowfoot and
Wondolleck, 1990)," in EPA
Journal, U.S. Environmental Policies for a Rising Bay.
Protection Agency, Washington, Client: San Francisco Bay Conservation and Development
DC, November 1991. Commission. Years: 2015. Location: San Francisco Bay Area. Role:
Facilitator. Summary: The footprint of the San Francisco Bay appears
DuPraw, Marcelle E., to be rising as a result of global warming. There is some concern that
"American/Soviet Consultations on current policies of the San Francisco Bay Conservation and
Environmental and Ethnic Dispute Development Commission (BCDC) will hinder projects that improve
shoreline resilience to sea level rise. Some adaptation projects may

5
ATTACHMENT A

Resolution," in SPIDR News, require larger areas of Bay fill than the Commission has authorized in
Washington, DC, Fall 1991. the past. The Commission can only approve projects that are
"The Citizens' Guidance Manual for consistent with the McAteerPetris Act and the Bay Plan, both of
The Technical Assistance Grants which were intended to prevent the Bay from getting smaller. It is
Program," prepared by ICF, Inc. for
unclear if BCDCs policies are sufficiently flexible to address an
the U.S. Environmental Protection
Agency, Office of Emergency and expanding Bay. Through the Policies for a Rising Bay project, BCDC
Remedial Response, June 1988. and stakeholders reviewed BCDC policies to understand if and how
current policy interpretation can evolve to meet the new challenge of
"EPA Regional Guidance Manual sea level rise. The project developed the informational basis for
for The Technical Assistance changes and policy alternatives, if needed. Dr. DuPraw provided
Grants Program," prepared by ICF, collaborative problem-solving and policy facilitation for this effort.
Inc. for the U.S. Environmental
Protection Agency, Office of Update of San Francisco Bays Baylands Ecosystem
Emergency and Remedial Habitat Goals. Client: California Coastal Conservancy and State
Response, June 1988.
Coastal Commission. Years: 2013. Location: San Francisco Bay Area.
Role: Facilitator and Conflict Coach. Summary: The Baylands
Trainings Conducted
Collaborative Leadership (Large Ecosystem Habitat Goals were developed in 1999 by a group of over
Landscape Practitioners 100 scientific experts and agency managers. These goals indicate
Network) what is needed to restore the San Francisco Bay estuarine ecosystems.
In 2013, these goals were updated to reflect climate change again,
Effective Meeting Management (for through a collective scientific effort. Based on future scenarios
Partnership for the National Trails reflecting climatechange analyses and marshaccretion models, the
System; others) update factored in habitat evolution, shoreline migration, the Baylands
/ terrestrial area transition zone, the Bay / Baylands connection, risks
Facilitation (Coastal Bend Bays and to wildlife, and carbon accounting. The authors also suggested
Estuaries Program; others)
specific actions to meet these goals at the regional, sub-regional, and
Conducting a Conflict Assessment local scales. CCP was asked to facilitate an all hands working
(California Center for Public session to help the scientist-authors bring their respective
Dispute Resolution; others) contributions together at two levels: a) the sub-region (North, South,
and Central Bay, plus Suisun area); and b) individual segments of the
Resolving Conflicts In Your Bay within a given subregion. Dr. DuPraw provided collaborative
Watershed Partnership (for problem-solving and policy facilitation for this effort. She served as
National Conservation Training lead facilitator, and coached and coordinated a team of agency staff
Center) who joined her to serve as subgroup facilitators. Dr. DuPraw also
provided conflict coaching for one of the subgroups.
Conflict Prevention and
Management for Teams (SRA
International, Inc.) Santa Clara Valley Master Water Plan
Client: Santa Clara Valley Water District. Years: 2013 Present.
Designing and Managing Citizen Location: Santa Clara County. Role: Facilitator. Summary: In
Involvement Processes (for summer, 2013, the Santa Clara Valley Water District initiated a
Arlington County Senior collaborative process for developing a master water resource
Managers) management plan for Silicon Valley. The plan will encompass flood
control, drinking water supply, and ecosystem protection for five
Basic Negotiation Skills (for U.S. watersheds. With Dr. DuPraws collaborative problem-solving and
Fish and Wildlife Service Refuge policy facilitation and collaborative public involvement support,
Managers; others)
participants built agreement on the county-wide framework for the
Consensus-Building Skills for Plan in Fall, 2015. She is now providing collaborative problem-
Community-Based Environmental solving facilitation to help stakeholders develop plan components for
Protection (for U.S. EPA) 5 watersheds within the County, one at a time. Participants have
completed the Coyote Watershed element. Dr. DuPraw has facilitated
Public Participation Skills for the Stakeholder Work Group for both phases to date, as well as a
Superfund Ombuds Program (for sister stakeholder group made up of state and federal agencies with
U.S. EPA) related regulatory responsibilities. Dr. DuPraw has helped the District

6
ATTACHMENT A

evaluate stakeholder engagement methods used to date, and they are


Effective Citizen Participation now determining which methods to use going forward. DuPraw serves
Strategies (Virginia Board for as the leader of the facilitation team for this effort, expected to extend
People with Disabilities) into 2018.
Collaborative Planning (for
American Planning Association) California Sea Level Rise Resilience Planning Initiative
Client: State Coastal Conservancy. Years: 2014. Location: California.
Stakeholder Engagement: Role: Facilitator. Summary: Dr. DuPraw helped four California state
Designing Processes That Instill agencies and stakeholders to formulate the most effective approach by
Constituent Confidence (for Mid- which state agencies can assist Californias coastal communities in
America Regional Council) planning for sea level rise. The agencies involved include the State
Coastal Conservancy, the Coastal Commission, the Ocean Protection
Working Constructively Across Council, and the State Lands Commission. Dr. DuPraw served as
Cultural Differences (for Federal facilitator of the state agency planning group. She provided policy
Executive Institute; others)
facilitation and collaborative organizational development support for
Environmental Conflict Resolution the effort. Building on Dr. DuPraws support, the agencies went on to
(for Federal Executive Institute; conduct a pilot project in Humboldt County. Their intent was to use
others) lessons learned during this pilot to refine their approach and offer
assistance to other communities along Californias coastline.
Trainings Received
Native American Graves Owens Lakebed Master Project Development Process
Repatriation Act (NAGPRA) Client: Los Angeles Department of Water & Power. Years: 2013-
Basics, USDOI / NPS / Present. Location: California. Role: Project Manager, Process
NAGPRA, 2012 Designer and Senior Facilitator. Summary: The Los Angeles
Department of Water & Power, responsible for dust mitigation on the
NEPA Collaboration: Truth or dry Owens Lake bed, has convened a diverse advisory committee to
Dare, Trainers: Robert Fisher and
help refine a proposed master project for the lakebed that would
Michael Hughes, 2012
include dust control, habitat enhancement, surface water conservation
NCI Charrette Systems by accessing groundwater for a portion of the dust control, and public
Certification, National Charrette access and recreation elements. The California State Lands
Institute, 2012 Commission owns most of the land under the lakebed while the Great
Basin Air Pollution Control District regulates air quality. The
Climate Change Practicum, United advisory committee includes these entities, as well as representatives
Nations Institute for Training and of agriculture, local business, recreation, local, state, federal and tribal
Research, 2011 governments. In December, 2014, the advisory committee reached
consensus on refinements to the description of the proposed Master
Climate Change Diplomacy (on-
Project, including calling for the development of resource protection
line course), United Nations
Institute for Training and protocols which would enable all concerned to assess whether the use
Research, 2011. of groundwater for these dust control efforts would or would not be
viable. The advisory committee will remain intact for the foreseeable
Tribal Consultation Policies and future to provide input as needed during development of the resource
Practices: Understanding and protection protocols. Dr. DuPraw has served as lead facilitator for the
Working Within a New Indian advisory committee since 2013, providing collaborative problem-
Policy Era as Environmental solving facilitation.
Conflict Resolution Practitioners,
US Institute for Environmental Owens Valley Cultural Resources Task Force
Conflict Resolution, 2011.
Client: Los Angeles Department of Water & Power. Years: 2014-
Working Nation-to-Nation: Laying Present. Location: California. Role: Facilitator. Summary: Dr.
the Groundwork for Effective DuPraw serves as the facilitator for this Task Force, which focuses on
Government-to-Government four specific sites in Owens Valley that are particularly culturally
Consultation, US Institute for sensitive. The Task Force is charged with recommending to the Los
Environmental Conflict Angeles Department of Water and Power and Great Basin Unified Air
Resolution, 2010 Pollution Control District how to balance dust control mitigation and

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ATTACHMENT A

protection of cultural resources on these four sites. The first task was
Native Network Skills Exchange to develop consensus among area tribes regarding how they would
Workshops, 2009, 2010, and 2011 like to see that balance achieved; this has been accomplished. Second,
(cross-cultural negotiation and the tribes presented their recommendation to the rest of the Task
communication; tribal
Force, considered feedback, and refined their recommendation as they
governance, treaty law and
consultation; creating blended deemed appropriate. The Task Force unanimously accepted the
processes including indigenous Tribes recommendation for the first set of sites in December 2014.
culture, values, traditional The co-conveners are now implementing the Tribes recommendation
ecological knowledge and for these four sites, while the Task Force has gone on to develop
language in conflict resolution recommendations for a second set of sites. Dr. DuPraws roles have
processes; building mediation and included coordinating with agencies, other stakeholders, and
conflict resolution capacity within consultants in providing collaborative problem-solving and policy
tribal governments and facilitation, as well as conflict resolution services.
communities)
Del Amo and Montrose Superfund Sites
Mentor Orientation Workshop:
Developing Environment and Client: US EPA, Region 9. Years: 2013-2014. Location: California.
Public Policy Practitioners Role: Situation Assessment. Summary: For almost four decades the
Through Learning Relationships, Montrose Chemical Corporation of California (Montrose)
Trainers: Carolyna Smiley- manufactured DDT and the US Government produced synthetic
Marquez and Laurie Hunt, 2009 rubber at plants along Normandie Avenue, in Los Angeles County,
California. These plants used chlorobenzene, DDT, BTEX
Development of Third Party compounds (benzene, toluene, ethylbenzene, and xylenes) and
TMDLs, Water Environment Polycyclic Aromatic Hydrocarbons (PAH's). The buildings of the
Federation, 2007 Montrose plant are gone and most of the 280-acre former government
facility area is now an industrial park, but the entire complex of sites
Development of Nutrient TMDLs,
Water Environment Federation, was put on the National Priority List in 2002. As part of joint clean-up
2007 effort for the Del Amo Superfund site and contamination from the
Montrose production, CCP conducted a situation assessment and
International Conflict Assessment, developed a plan for collaborative public involvement intended to
U.S. Institute of Peace (USIP), help EPA re-establish good relationships with neighboring
Wash., D.C., 2007 stakeholders and productively engage the community on future
activities and information.
International Mediation:
Maximizing Prospects for
Nitrate Tracking & Reporting Task Force Facilitation
Success, USIP, Wash., D.C., 2007
Managing Disputes in the Public Client: California Department of Food and Agriculture. Year: 2013. It
Interest: Effective Techniques to recently became clear that nitrates from agricultural nitrogen
Affect Public Decision Making, fertilizing materials have entered some California groundwater
San Diego Mediation Center, systems used for drinking water. Recommendation 11 of several
1996 recommendations made to the Legislature by the State Water
Resources Control Board called for CDFA to work with the Water
Achieving Healthy Ecosystems, Boards to convene a Task Force to identify intended outcomes and
Economies, and Communities, expected benefits of a nitrogen mass balance tracking system in
The Nature Conservancys Center nitrate high-risk areas to better protect groundwater quality. CCP
for Compatible Economic
facilitated that Task Force, which consisted of approximately 30
Development, 1996
stakeholders, representing an array of sectors from agriculture to
Working Effectively at the Local environmental justice interests. The group reached general agreement
Level: Tribal/County Cooperation after four meetings. CCP also assisted CDFA and the Task Force in
and Coordination, Northwest presenting the Task Force recommendation to other interested parties
Renewable Resources Center, and seeking their feedback through a series of three sector-specific
1993 forums. Dr. DuPraws role was to coordinate among agencies, other
stakeholders and consultants in providing collaborative problem-
Mediating Disputes Under the solving and policy facilitation to support the success of the effort.
Americans With Disabilities Act,

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ATTACHMENT A

Key Bridge Associates, early- Collaborating to Overcome Challenges to Establishing a


1990s Strategic Groundwater Reserve: UC Santa Cruz Research
Project
Intercultural Communication, The Client: UC Santa Cruz. Year: 2013. UCSC Professor Ruth Langridge
Intercultural Communication
formed a research team to identify: a) obstacles to establishing a
Institute, Portland State
University, Portland, OR, 1990 strategic groundwater reserve in the Pajaro Valley to build resilience
to drought; and b) possible strategies to overcome these obstacles. A
Meeting Management and portion of the data collection relies on stakeholder interviews. Dr.
Facilitation, Interaction DuPraw provided strategic consulting and coaching to the team
Associates, San Francisco, CA, related to situation assessment, stakeholder interviews, and analysis of
1987 stakeholder input.

Doctoral Work (1 year), Wildlife Santa Rosa Plain Groundwater Management


Ecology, University of Florida, Client: Sonoma County Water Agency. Years: 2013-Present.
Gainesville, 1986
Location: California. Role: Project Manager, Senior Facilitator,
Forestry Skills, Camp Filibert Roth, Strategic Advisor. Summary: Through facilitated consensus-building
University of Michigan, 1985 efforts, this project sought to develop a broadly-supported
groundwater management plan for the Santa Rosa Plain. The highest
Wilderness Management School, number of rural residential well owners in the state, urban growth
University of Maryland, 1984 pressures, and heavy agricultural use make groundwater demands
significant and contentious. CCP provides facilitation for the primary
Community Mediation, stakeholder group (the Basin Advisory Panel), its Technical Advisory
Washington, DC, Multi-Door Committee, and a fundraising subcommittee. CCP has also provided
Program and College Park support to the Water Agency and Panel members in conducting
Community Mediation Center,
constituent briefings and community forums to ensure that the
mid-1980s
Groundwater Management Plan would be responsive to, and
Arbitration, Better Business supported by, the broader community. The Plan was formally adopted
Bureau, Washington, DC, mid- by the Water Agencys Board in Fall, 2014. CCP is now providing
1980s facilitation for plan implementation efforts. Dr. DuPraw provided
collaborative problem solving facilitation during Plan development,
Group Dynamics, Change and currently serves as senior advisor.
Processes, and Training Skills,
National Training Labs, Bethesda, Whittier Narrows Dam Public Involvement Pilot.
MD, 1986-1987 Client: US Army Corps of Engineers, Los Angeles District. Years:
2013-2015. Location: California. Role: Public Involvement
Mediating Discrimination
Complaints, DC Office of Human Consultant, Senior Facilitator. Summary: The Whittier Narrows Dam,
Rights, mid-1980s completed in 1957, is located at a natural gap in the hills near Pico
Rivera, California, in Los Angeles County. The U.S. Army Corps of
Honors and Awards Engineers (the Corps, henceforth) has identified serious structural
2013 School of Humanities and deficiencies with the dam, which suggest a high risk of dam failure.
Social Sciences Friends Memorial At the same time, the steps that the Corps must take prior to
Scholarship remediating the problems with Whittier Narrows Dam will take at
least several years. The urgency of the situation, expected to continue
2012 James Elmore Scholarship, for at least several years, means that it is absolutely imperative for the
Nova Southeastern University Corps to have an effective Emergency Action Plan (EAP) including
an Emergency Communications Plan -- in place to guide the agencys
Recipient, 2011, Sharon M. Pickett
response in the event that Whittier Narrows Dam should fail; and for
Award for Achievement in
Environmental Protection through downstream communities establish local Emergency Management
Alternative Dispute Resolution Plans as soon as possible. CCP assisted the Corps in developing and
(Association for Conflict implementing a public involvement plan to guide the 2-way exchange
Resolution) of information between the Corps and stakeholders that is necessary
Recipient, 2009, Coin of to educate the community about the risks associated with the dam and
Excellence, awarded by the ensure that effective emergency preparations are in place. CCP

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ATTACHMENT A

Commanding General, provided collaborative problem solving and policy facilitation for a
Mississippi Valley Division, US workshop designed to elicit input from the Corps customers (local
Army Corps of Engineers agencies) regarding the contents of the public involvement plan. CCP
(Collaborative Capacity also assisted the Corps in strengthening its capacity to work with
Assessment Project)
stakeholders in similar situations in the future, and in documenting the
Visiting Practitioner to Syracuse work in a manner that could be replicated elsewhere.
Universitys Program on the
Analysis and Resolution of Planning for Climate Change Adaptation in the San
Conflicts at the Maxwell School Francisco Baylands
of Citizenship and Public Affairs Client: California State Coastal Conservancy. Years: 2013. Role:
(Spring, 2005) Facilitation and Collaborative Capacity Building.
The State Coastal Conservancy (SCC) worked with a group of
Graduate Fellowship for Women in approximately 50 scientists to revise an existing report on habitat
Non-traditional Careers management goals for the San Francisco Baylands to include
consensus-based recommendations on how to plan for climate change
Womens International League for
Peace and Freedom Peace Studies adaptation in this ecosystem. Dr. DuPraw provided collaborative
Scholarship problem solving and policy facilitation for a day-long all hands
workshop to help this large team of scientific experts begin to bring
their efforts to closure. She also provided collaborative capacity-
building and conflict resolution coaching and consulting to help SCC
staff build their toolbox and skills to handle as much of this internally
as possible.

Russian River Flow Compact


Client: Sonoma County Water Agency. Years: 2013-2014. Location:
Russian River, Sonoma County, California. Role: Project Manager,
Senior Facilitator. Summary: The Russian River watershed system
provides fresh water for 600,000 people, wildlife habitat, and
extensive irrigated agriculture. Unfortunately, heavy human demand
has seriously degraded the river system, and three salmon species are
threatened or endangered. A diverse array of community leaders came
together in 2013 to draft a watershed restoration compact, conveying
their commitment to working in partnership to help regain healthy
habitat, cultivate resilience in the context of climate change and
periodic floods, ensure clean water, and foster a sustainable economy.
CCP conducted stakeholder interviews, and provided strategic
consulting and collaborative organizational development expertise in
support of the projects Executive Team as well as the primary
stakeholder forum working on the compact.

MobilizeGreen
Client: MobilizeGreen. Years: 2010 present. Role: Consulting,
facilitation, and collaboration training. Summary: MobilizeGreen, a
climate/energy intern program that both helps government and
corporations advance energy and climate priorities and helps college
students secure hands-on job training through internships that will
have measurable impacts in the clean energy economy.
MobilizeGreen is recruiting, training and deploying college students
to help local governments with greenhouse gas emissions and energy
inventories and forecasts, climate action plans, energy retrofits,
sustainability initiatives, public engagement, and a host of other
related priorities. Dr. DuPraws support has included collaborative

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ATTACHMENT A

organizational development, policy facilitation, and strategic


consulting.

EPA Large Aquatic Ecosystem Council


Client: US Environmental Protection Agency. Years: 2010 2013.
Role: Facilitator. Summary: The LAE Council is a 17-member
consortium with representatives drawn from multi-stakeholder groups
stewarding major aquatic ecosystems including the Chesapeake Bay,
the Gulf of Mexico, the San Francisco Bay, and the Great Lakes.
Members also include representatives of EPA Headquarters and
Regions. Dr. DuPraw provided collaborative problem solving and
policy facilitation for the Council. She worked with EPA staff to plan
and facilitate four meetings or VTC teleconferences of the LAE
Council each year.

EPA OSWER Innovations Working Group


Client: US Environmental Protection Agency. Years: 2010 2013.
Role: Facilitator. Summary: The Innovations Working Group for U.S.
EPAs Office of Solid Waste and Emergency Response developed
consensus-based, prioritized recommendations send to EPA
management on which of approximately 30 intra-agency proposals for
innovative approaches to waste management should be funded for the
upcoming fiscal year. Usually, the work culminates in a two-day in-
person meeting. In 2012, Dr. DuPraw tailored the process design to
enable Working Group members to carry out their work virtually. Dr.
DuPraws primary support has been in collaborative problem solving
and policy facilitation.

Environmental, Occupational Safety and Public Health Annual Summits


Client: Research Triangle Environmental Health Collaborative. Years: 2009 2013. Role: Planner and
Lead Facilitator. Summary: The five two-day annual summits convened by the Research Triangle
Environmental Health Collaborative, generated consensus-based recommendations for local, State and
Federal policy makers. Each 2-day summit involved 100-150 participants. Summit topics have included:
1) Integrating Public Health Considerations into Sustainability Initiatives; 2) Minimizing Environmental
and Public Health Impacts of Shale Gas Extraction; 3) Integrating Public and Environmental Health Into
Americas Healthcare Agenda; 4) Minimizing Environmental and Public Health Impacts of
Pharmaceuticals in Water; and 5) Minimizing Environmental and Public Health Impacts of
Nanotechnology. DuPraws primary support has been in collaborative problem solving and policy
facilitation.

International Conflict Resolution and Collaborative Governance Workshops


Years: 1990 1991, 2013. Role: Team Planner, and Facilitator. Summary: Dr. DuPraw served as a
member of teams planning and conducting multi-day overseas workshops on topics related to
environmental conflict resolution and collaborative governance. Workshop planners shared consensus-
based decision-making methods emerging in the U.S., elicited discussion of related needs and practices in
the host country, explored similarities and differences in applicability of various consensus-based
decision-making approaches in the host country vs. the US, and provided technical assistance and
consulting where requested. Some of the workshops also involved case consultations to explore practical
applications in the host country. Workshops included the following: (1) Environmental Conflict
Resolution Workshop for Governance Officials in Estonia; (2) Curriculum Workshop for American
University of Beirut (held in Cyprus); (3) Environmental Conflict Resolution Workshop for Governance
Officials in Russia; and (4) Collaborative Governance for Natural Resource Management in China.

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Minimizing Health Impacts From Shale Gas Extraction Policy Dialogue Facilitation
Client: Research Triangle Environmental Health Collaborative. Year: 2012. Role: Planner and Lead
Facilitator. Summary: The two-day policy dialogue explored the public health and environmental health
implications of shale gas extraction and how to prevent negative impacts. The workshop involved
approximately 125 participants from federal, state, regional, and local government, academia, NGOs, and
the private sector. Dr. DuPraw coordinated a team of three facilitators and a dozen student note-takers.
Participants received expert presentations from multiple perspectives, sifted through what was known and
not known about the issue, and generated consensus-based recommendations for local, State and Federal
policy makers. Based on the participants shared understanding of what was known and not
known about how to proceed, they suggested where further research was needed vs. where action,
education, and outreach activities should be undertaken. DuPraws primary support has been in
collaborative problem solving and policy facilitation.

Emerging Energy Technologies Workshops


Client: U.S. Department of Energy. Year: 2012. Role: Facilitator. Summary: Dr. DuPraw facilitated and
documented two workshops for the U.S. Department of Energys Advanced Manufacturing Office. These
one-day workshops focused on: (a) Multi-materials joining technologies; and (b) Membrane technologies,
and each involved approximately 30 scientific and technical experts in the focal technological arena.
Participants provided ideas on: (a) foundational opportunities and emerging applications related to their
respective technological areas of expertise; (b) obstacles impeding development of these opportunities
and applications; and (c) possible actions for overcoming those obstacles. DuPraws primary support has
been in collaborative problem solving and policy facilitation.

Emergency Response Exercise for District of Columbia Client: District of Columbia. Year:
2012. Role: Facilitator. Summary:
Dr. DuPraw served as a member of the facilitation team supporting a 1-day table-top event for 150 high
level community leaders. The exercise was intended to assess strengths and weaknesses on current
capabilities to respond to a cyber-attack affecting the District of Columbia. Dr. DuPraw lead one of four
break-out groups, focusing on the response of the community services agencies to a simulated attack.
DuPraws primary support has been in collaborative problem solving and policy facilitation.

EPA Strategic Planning Retreats


Client: U.S. Environmental Protection Agency. Years: 2008 2012. Role: Planner and Facilitator.
Summary: Dr. DuPraw helped plan and facilitate several 1-2 day intra-agency strategic planning retreats
as follows: a) EPA / OSWERs Center for Program Analysis (OCPA) in 2008 and 2010; b) EPAs
Innovations, Partnerships, and Communication Office (IPCO) in 2010 and 2012; c) The Administrative
Team for the Community Action for a Renewed Environment (CARE) Program in 2009 and 2010; d) The
Community Involvement and Program Initiatives Branch of OSWERs Office of Superfund Remediation
and Technology Innovation in 2008 and 2009. DuPraws primary support centered on strategic consulting
and planning.

United Nations Institute for Training and Research


Client: Climate Change Programme. Year: 2011. Role: Researcher and Author. Summary: Dr. DuPraw
served a practicum with UNITAR, working remotely with the Geneva staff of the Climate Change
Programme in the Environment Unit. Dr. DuPraw: (a) wrote a literature review on ways of enhancing
international (UNFCCC/KP) climate change negotiations; and (b) developed a negotiation simulation for
use in training climate change diplomats.

U.S. Forest Service 2012 Planning Rule for National Forests and Grasslands
Client: U.S. Forest Service. Years: 2010 2011. Role: Planner and Facilitator. Summary: Dr. DuPraw
supported the collaborative development of the U.S. Forest Services 2012 planning rule for national
forests and grasslands consistent with NEPA. Dr. DuPraw worked with agency personnel and
stakeholders to: plan and facilitate two regional stakeholder roundtables in the Southeastern Region of the

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ATTACHMENT A

Forest Service to obtain input on the content of the emerging rule. She also helped plan and facilitated
two virtual roundtables to enable the Forest Service Chief to converse directly with the many intra-
Agency stakeholders using collaborative technology such as Adobe Connect; one of the virtual
roundtables enabled the Chief to dialogue with interested members of the agencys 35,000 personnel, and
the other enabled him to dialogue with interested line officers. Dr. DuPraw also provided process support
for USFS / tribal consultations on the rule. In this regard, she provided three types of help. She helped
plan a virtual roundtable to enable Forest Service personnel to engage in direct dialogue with tribal
leaders from around the nation. She coordinated the national team of approximately 9 facilitators who
supported consultations between the USFS and tribes on the rule. Finally, Dr. DuPraw facilitated the
USFS / tribal consultations that took place with tribes in the Oklahoma area. DuPraw provided
collaborative problem solving and policy facilitation and collaborative public involvement.

U.S. Forest Service Collaborative Capacity Development Project


Client: U.S. Forest Service. Years: 2010 present. Role: Strategic Advisory and Facilitator. Summary:
Dr. DuPraw worked with the U.S. Forest Service to coordinate the development and implementation of a
Near-Term Strategy for fostering the agencys collaborative capacity. This effort was intended to support
the success of numerous strategic initiatives, including the climate change scorecard, the new planning
rule, and the watershed condition framework, as well as the 2004 Executive Order 13352, Facilitation of
Cooperative Conservation, the Presidents 2009 Memorandum on Transparency and Open
Government, and the 2012 joint OMB-CEQ Memorandum on Environmental Collaboration and
Conflict Resolution. Dr. DuPraws assistance began with an assessment and process design
recommendations. She then facilitated a stakeholder workshop that generated agreement on a process
design, which revolved around four work groups (called Dimension Groups) and a Coordinating
Committee. Dr. DuPraw then facilitated the Coordinating Committee and the Leadership Dimension
Group. In 6-9 months, participants generated and disseminated half a dozen practical work products to
enable personnel in the field to use collaboration in carrying out the agencys mission where appropriate.
These work products were rolled out to wide acclaim in an interactive webinar using Adobe Connect
collaboration technology. Dr. DuPraw provided collaborative problem solving and policy facilitation,
collaborative organizational development, and strategic consulting.

U.S. Forest Service Inventory, Monitoring, and Assessment Client: U.S. Forest Service. Year:
2011. Role: Facilitator. Summary: Dr. DuPraw provided collaborative problem solving and policy
facilitation for the U.S. Forest Service to assist in planning and implementing an effort to integrate the
agencys resource inventory, monitoring, and assessment functions. She facilitated an ongoing planning
group and two roundtables, with the roundtables including up to 100 in-person and/or virtual participants.

Collaborative Forest Restoration Task Force


Client: Collaborative Forest Restoration Federal Advisory Committee. Years: 2009 2011. Role:
Facilitator. Summary: Dr. DuPraw provided collaborative problem solving and policy facilitation for the
formal meetings of the Collaborative Forest Restoration Federal Advisory Committee. This 15-member
group makes funding recommendations to the Secretary of Agriculture on multi-stakeholder proposals for
10-year, place-based collaborative efforts to restore a landscape that includes some or all of a national
forest or grassland. Meetings were 2-3 days in length, and resulted in consensus each time.

Midwest Urban Deconstruction Forum


Client: U.S. Environmental Protection Agency. Year: 2010. Role: Facilitator. Summary: Dr. DuPraw
provided collaborative problem solving and policy facilitation for a 1.5 day forum in Chicago, IL, focused
on promoting the market for recycled materials from the deconstruction of abandoned residences.
Approximately 25 participants gathered to learn and strategize together how to encourage deconstruction,
re-use, and recycling of such materials. The forum was hosted by U.S. EPA Region 5s Land and
Chemicals Division, Brownfields Program, Office of Resource Conservation and Recovery, and Office of
Brownfields & Land Revitalization.

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ATTACHMENT A

Chesapeake Bay Stakeholder Meetings


Year: 2009. Role: Facilitator. Summary: Dr. DuPraw facilitated two public meetings in which senior
members of the Obama Administration updated stakeholders about the Chesapeake Bay Executive Order
and the draft strategy for restoring and protecting the Bay pursuant to that strategy, and elicited their input
into the draft strategy. Dr. DuPraw facilitated two such meetings (in Baltimore, MD, and Washington,
DC) with 50 stakeholders each.

FAA Organizational Change Discussions


Client: Federal Aviation Administration. Year: 2009. Role: Facilitator. Summary: Dr. DuPraw served on
the facilitation team supporting a 3-day meeting for personnel of the Federal Aviation Administration
(FAA). The meeting focused on anticipating challenges associated with the re-organization of a particular
function within the agency and ways of effectively managing those challenges.

FAA Focus Group Facilitation


Client: Federal Aviation Administration. Year: 2009. Role: Facilitator. Summary: Dr. DuPraw served on
the facilitation team for a series of internal focus groups conducted for the Federal Aviation
Administration (FAA). The focus groups elicited insights from FAA personnel that would help FAA
management better understand survey data related to internal communication dynamics. Dr. DuPraw
facilitated six focus groups in the FAAs Kansas City, MO, offices, each with a different level of
personnel within the organizational hierarchy.

DDOE Stormwater Management Stakeholder Meetings


Client: District of Columbias Department of Environment. Year: 2009. Role: Planner and Facilitator.
Summary: Dr. DuPraw helped the District of Columbias Department of the Environment (DDOE) plan
and facilitate four public meetings to elicit public input on DDOEs draft Soil Erosion and Sediment
Control and Stormwater Management Regulations, strengthening the draft regulation before it was
formally published for public comment. DDOE developed the draft regulations under the authority of the
Water Pollution Control Act for the purposes of reducing stormwater volume and improving water quality
in the Districts rivers and streams.

Corporate Team Re-Organization


Year: 2009. Role: Strategic Advisor. Summary: Dr. DuPraw was asked to help a large corporate team
reflect on a challenging re-organization it had just gone through and identify lessons learned that would
help the group achieve catharsis. Dr. DuPraw worked collaboratively with the teams leadership to
develop questions and identify appropriate interviewees. She then interviewed approximately 25
stakeholders, synthesized their input into a findings report, and developed recommendations for the
teams consideration concerning how to strengthen their ability to work together going forward.

Corporate Training on Conflict Prevention and Management Year: 2009. Role: Trainer.
Summary: Dr. DuPraw developed and delivered two training modules on conflict prevention and
management designed to: (a) help two particular teams enhance this skill set; and (b) be suitable for the
parent company (a large international corporation) to roll out firm-wide for teams with similar needs. Dr.
DuPraw conducted a two-level needs assessment, beginning with management and progressing to
encompass all anticipated training participants, using a combination of in-person interviews and a brief
survey instrument. For cost-effectiveness, she tailored and expanded upon existing materials to meet
participants specific needs.

U.S. Army Corps of Engineers Collaborative Capacity Development Project


Client: U.S. Army Corps of Engineers. Years: 2008 2009. Role: Strategic Advisor, Planner, and
Facilitator. Summary: Dr. DuPraw worked with the U.S. Army Corps of Engineers to assist in assessing
its collaborative capacity and developing a plan for strengthening it where needed. The effort involved
developing an on-line survey, piloting it, revising it, administering it to approximately 250 individuals,
analyzing and presenting the results, and collaboratively formulating recommendations. Dr. DuPraw

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ATTACHMENT A

helped plan and facilitate a 1-day workshop in each of the Corps 10 divisions. She also facilitated two
related groups that helped shape this initiative. USACE published Dr. DuPraws findings and
recommendations as a special report in May, 2011, and Dr. DuPraw co-authored an article on the project,
published Conflict Resolution Quarterly (Fall 2012 issue).

U.S. Army Corps of Engineers Collaborative Modeling Performance Measures


Client: U.S. Army Corps of Engineers. Years: 2008 2009. Role: Facilitator and Mediator. Summary: Dr.
DuPraw assisted the U.S. Army Corps of Engineers Institute for Water Resources in developing
performance measures to ascertain the benefits of collaborative modeling for water resources planning.
Dr. DuPraws facilitation and mediation expertise helped the project team ensure that the performance
measures were meaningful and robust from a mediators perspective and that the performance measures
appropriately linked to evaluation methodology being used by others in the consensus-building arena.

Inter-American Development Bank Stakeholder Engagement Guidelines


Client: Inter-American Development Bank. Years: 2008 2009. Role: Planner and Facilitator. Summary:
Dr. DuPraw developed guidelines for the Inter-American Development Bank (IDB) on how to engage
stakeholders in IDBs most sensitive projects in Latin America and the Caribbean. She undertook
approximately 25 interviews with internal and external stakeholders, as well as document review and
further consultation to develop the draft. Dr. DuPraw then facilitated a stakeholder meeting to obtain
feedback, which she incorporated into the final guidelines. The guidelines set out an overall approach for
constructive stakeholder engagement and best practices to help IDB ensure that the projects it funds are
responsive to stakeholder needs, maximize benefits, and avoid or minimize negative impacts.

Development of EPA/OEI Tribal Strategy


Client: U.S. EPAs Office of Environmental Information (OEI). Year: 2009. Role: Strategic Advisor and
Facilitator. Summary: Dr. DuPraw provided consulting and facilitation services to U.S. EPAs Office of
Environmental Information (OEI) to assist OEI in developing a tribal strategy. OEI manages the life cycle
of information for EPA, and seeks to work intentionally and proactively with tribes in this context. OEI
seeks to ensure that tribes and EPA both have high quality environmental data to use in making decisions
about how best to protect human health and the environment.

Deployment Related Medical Research Program Peer Review Panel Facilitation


Year: 2009. Role: Facilitator. Summary: Dr. DuPraw served as a member of the facilitation team for a
large, multi-panel peer review process focusing on medical research proposals submitted to the
Deployment Related Medical Research Program, a component of the Congressionally Directed Medical
Research Programs. She facilitated a highly-structured peer review process for a panel of 20 scientists
from within and outside of the Army, as they reviewed over 80 specific medical research proposals in a
period of two days.

EPA Office of Research and Development Administrative Efficiency / Extramural Work


Group Meeting
Client: EPA Office of Research and Development (ORD). Year: 2008. Role: Facilitator. Summary: Dr.
DuPraw facilitated a two-day work group meeting as part of the EPA Office of Research and
Development (ORD) Administrative Efficiency Project (AEP). ORDs AEP initiative is the offices effort
to find process efficiencies in order to deliver the strongest research possible, in anticipation of
increasingly limited funds. The group developed consensus on a recommended future state model that
would afford enhanced process efficiencies. In addition, the work group clarified roles and
responsibilities, explored possible performance metrics, and discussed how best to engage other
stakeholders in this challenge.

OSWER Climate Change Coordinating Committee

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ATTACHMENT A

Client: U.S. Environmental Protection Agency. Year: 2008. Role: Planner and Facilitator. Summary: Dr.
DuPraw helped plan and facilitate an internal consensus-building process at EPA to develop the plan by
which EPAs Office of Solid Waste and Emergency Response would address climate change.

EPA Brownfields Roundtable


Client: U.S. Environmental Protection Agency. Year: 2008. Role: Facilitator. Summary: Dr. DuPraw
facilitated a 1-day meeting focused on information exchange regarding national and regional Brownfields
issues and trends for EPA Region 2s Brownfields grantees in New York State. Participants were
primarily cities and counties, with one regional coalition represented.

EPA / OSWER Tribal Forum


Client: U.S. Environmental Protection Agency. Year: 2008. Role: Planner and Facilitator. Summary: Dr.
DuPraw assisted the National Tribal Coordinator for EPAs Office of Solid Waste and Emergency
Response (OSWER) in planning and facilitating the first annual Tribal Forum on OSWERs Tribal
Strategy. Dr. DuPraw helped organize, facilitate, and document a planning meeting in which
approximately 25 tribes and EPA Regions provided input regarding the desired outcomes and structure of
the Tribal Forum. She then assisted EPA / OSWER in incorporating that input into plans for the Forum
itself.

Columbia River Remedial Investigation / Feasibility Study Client: U.S. Environmental


Protection Agency. Year: 2008. Role: Mediator. Summary: Dr. DuPraw conducted a mini-convening
assessment under contract to the U.S. EPA regarding desired collaboration among five entities involved
in addressing Columbia River contamination from the Trail Smelter in British Columbia. The focus of Dr.
DuPraws consultations were to explore the issues impeding collaboration, help the parties reach
agreement on the use of a facilitator to assist them in overcoming these obstacles, and identify a facilitator
acceptable to all. In addition to EPA, primary parties included the Colville Confederated Tribes, the
Spokane Tribe, the Washington State Department of Ecology, and the U.S. Department of the Interior.

Stormwater Management Stakeholder Involvement


Client: District of Columbia. Years: 2007 2008. Role: Project Manager. Summary: Dr. DuPraw oversaw
three projects designed to strengthen effective stakeholder involvement in enhancing stormwater
management in Washington, DC and surrounding jurisdictions. These included: planning and facilitating
a panel discussion on collaborative stormwater management; conducting stakeholder interviews as the
basis for developing recommendations on how to structure the Stormwater Management Administration
within the Districts new Department of the Environment; and consulting to staff of DC Councilmember
Jim Grahams Stormwater Management Task Force on the interface between the above recommendations
and the Task Force-developed Comprehensive Stormwater Management Enhancement Amendment Act
of 2008 (passed unanimously in December, 2008).

Airline Drinking Water Stakeholder Consultations


Client: U.S. Environmental Protection Agency. Years: 2007 2008. Role: Strategic Advisor. Summary:
Dr. DuPraw assisted the U.S. EPA in consulting with States on issues connected with EPAs proposed
Aircraft Drinking Water Rule, including state oversight responsibilities and strategies to improve
notification of potential violations or threats to the quality of drinking water that may be provided by
public water systems for aircraft use.

Clean Water Act Anniversary Event


Client: Water Education Foundation. Year: 2007. Role: Lead Facilitator. Summary: Dr. DuPraw served as
lead facilitator for an event hosted by the Water Education Foundation (WEF) to commemorate the 35th
anniversary of the Clean Water Acts (CWAs) passage. The event consisted of: (a) a keynote speech by
U.S. EPAs Assistant Administrator for Water, Ben Grumbles; (b) panel presentations and discussion; (c)
small group discussion; and (d) plenary debriefing and discussion for 150 people. Participants identified
water quality challenges that the current CWA was not effectively addressing; suggestions for CWA

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changes that would help address those challenges; and actions WEF could take to help bring about those
changes in the CWA.

Santa Fe River Flow Restoration


Clients: City of Santa Fe, NM and Santa Fe Watershed Association. Year: 2007. Role: Strategic Advisor.
Summary: Dr. DuPraw provided coaching assistance to the City of Santa Fe, NM, and the Santa Fe
Watershed Association (SFWA) with respect to methods of structuring a consensus-building process on
how to restore flow to the Santa Fe River. In 2007, American Rivers designated the Santa Fe River the
most endangered river in the U.S. Dr. DuPraw worked via phone, email, and occasional in-person visits to
assist the City, its River Commission, and the SFWA to organize and implement a consensus-building
process. She helped local facilitators plan and conduct a community town hall meeting at which
participants articulated a richly-textured vision for what a restored Santa Fe River might look like.

EPA Senior Leadership Team Meeting


Client: U.S. Environmental Protection Agency. Year: 2007. Role: Facilitator. Summary: In response to
direction from President Bush to accelerate progress on environmental protection, EPA Administrator
Johnson convened a senior leadership team meeting focused on what a stronger EPA would look like.
Dr. DuPraw served on the team of neutrals who conducted internal and external stakeholder interviews to
elicit input on this question to inform team deliberations.

Children's Health Protection Advisory Committee (CHPAC)


Client: U.S. Environmental Protection Agency. Years: Approximately 1997-1999 and 2002-2007. Role:
Project Manager and Lead Facilitator. Summary: This advisory committee, convened by the U.S. EPA
under the Federal Advisory Committees Act, consists of approximately 25 scientists, public health
advocates, and industry experts from around the country who advise the Agency on implementation of
President Clinton's April 21, 1997, Executive Order. This Executive Order was intended to strengthen
EPA's rulemaking, research, policy development, and public outreach efforts regarding the protection of
children's health. Dr. DuPraw served as the lead facilitator and project manager for the Childrens Health
Advisory Committee (CHPAC) for several years and as a work group facilitator for several years before
that. Dr. DuPraw has assisted the CHPAC in building consensus on numerous recommendation letters to
the EPA Administrator during quarterly 2-3 day meetings.

Total Coliform Rule and Related Distribution System Contamination Issues Convening
Client: U.S. Environmental Protection Agency. Year: 2006. Role: Lead Planner and Facilitator.
Summary: Dr. DuPraw was the lead on a convening process sponsored by the U.S. EPA's Office of
Ground Water and Drinking Water, which generated recommendations regarding the best way to involve
stakeholders in possible revisions of the Total Coliform Rule and addressing other issues related to
potential distribution system contamination. Dr. DuPraws team conducted approximately 20 stakeholder
interviews, provided recommendations, conducted a two-day technical workshop to help EPA and
stakeholders assess information available to support potential negotiations, and revised the
recommendations accordingly.

Coastal Subsidence / Wetlands Loss in Gulf of Mexico Symposium


Client: BP, Americas WETLAND, Alabama, Louisiana, Mississippi and Texas. Year: 2006. Role:
Project Manager, Planner, and Facilitator. Summary: Dr. DuPraw served as project manager to plan,
facilitate and document a symposium on the causes of coastal subsidence and wetlands loss in the Gulf of
Mexico, the environmental and economic implications, whether it can be stopped, and if so, options for
how to do so. Presentations were geared to helping participants develop a shared understanding of the
drivers for wetland loss along the Gulf of Mexico, visualize several different future coastlines depending
on actions taken today, and develop the will to act expeditiously to ensure the sustainability of ecological
systems as well as the socio-economic systems they support. The symposium was sponsored by BP in
cooperation with Americas WETLAND and in partnership with the states of Alabama, Louisiana,

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Mississippi, and Texas. It drew 270 participants, including environmental NGOs, industry, labor,
government, and foundation representatives.

Prioritization of Oil and Gas Industry Research Priorities re: Effects of Exploration and
Production-Related Sound on Marine Life
Years: 2005 2006. Role: Lead Planner and Facilitator. Summary: Dr. DuPraw served as lead facilitator
in planning and managing a 2-day meeting including representatives of about 10 oil and gas companies in
which they reached agreement about which of approximately 50 proposed research projects should be
initiated in the first year of a multi-year collaborative research initiative. Preparations included convening
interviews with representatives from four different countries.

EPA National Nutrients Reduction Strategy Team


Client: U.S. Environmental Protection Agency. Year: 2005. Role: Lead Facilitator. Summary: Dr.
DuPraw served as the lead facilitator for an internal EPA team assessing the efficacy of EPAs current
nutrient management approach and exploring alternative approaches. The team consisted of a dozen
members from various divisions of the Office of Science and Technology and the Office of Water. The
team held 10 meetings, on a weekly basis during the fall of 2005.

National Park Service / Northern Neck Land Conservancy Strategic Planning Workshop
Client: National Park Service. Year: 2005. Role: Facilitator. Summary: At the request of the National
Park Service, Dr. DuPraw facilitated a one-day strategic planning workshop in early June, 2005, to help
the new Northern Neck Land Conservancy refine its mission and vision statements and develop goals,
objectives, and strategies for carrying them out.

USGS Cooperative Water Program


Client: U.S. Geological Survey. Year: 2005. Role: Facilitator. Summary: Dr. DuPraw facilitated the first
National Roundtable Discussion on the U.S. Geological Surveys Cooperative Water Program. The
objectives of this one-day meeting were to provide the cooperators an opportunity to hear about the status
and achievements of the Program, to learn about the nearly-completed external review of the Program, to
give feedback to the USGS about the Program, and to network with one another. The meeting resulted in
a number of next steps that the USGS plans to implement to enhance the program, as well as a number of
next steps that cooperators wanted to take as well.

EPA Office of Childrens Health Protection Retreat


Client: U.S. Environmental Protection Agency. Years: 2004 2005. Role: Facilitator. Summary: Dr.
DuPraw facilitated the staff retreats for EPAs Office of Childrens Health Protection in the fall of 2004
and the fall of 2005. The 2-day, off-site retreat involved approximately 20 participants. Discussion
focused on priority initiatives for the upcoming year, quality of office work life, and informal team-
building opportunities. Dr. DuPraw supervised an associate in producing a detailed summary of this
retreat.

National Ecological Observatory Network (NEON)


Client: National Ecological Observatory Network. Years: 2003 2005. Role: Facilitator, Strategic
Advisory, and Trainer. Summary: Dr. DuPraw directed facilitation, coaching, and training support over a
2-year period for the development of the National Ecological Observatory Network (NEON). This
observatory network constitutes the infrastructure for scientists to undertake effective biological and
ecological research at regional to continental scales. Dr. DuPraws support for this initiative involved
three discrete projects, building upon one another. In the first, from July through September, 2003, Dr.
DuPraw assisted the American Institute of Biological Sciences in planning and facilitating a 2.5 day
meeting in which 40 stakeholders and experts from scientific and academic institutions developed
consensus-based recommendations to the National Science Foundation on both substantive and
procedural issues regarding whether and how to proceed in establishing NEON.

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In Dr. DuPraws second NEON project, she served as the project director for a series of five workshops
during the summer of 2004, two of which she facilitated. Each of these workshops focused on a different
grand ecological challenge as identified by the National Research Council, and involved 20-30 leading
scientists in the fields of biogeochemistry, biodiversity, climate change, land use, and the ecology of
infectious diseases, respectively. In each topical workshop, participants identified the top priority research
questions in their fields, as well as the physical and virtual scientific infrastructure needed to answer those
questions. This effort generated preliminary recommendations that served as one form of input into the
formal NEON design process, which began in the fall of 2004.

Dr. DuPraws third NEON project involved facilitation and coaching support for a year-long consensus-
building process through which approximately 140 people worked together to design recommendations
for NEON. Participants worked through a structure of 15 committees to generate recommendations on the
key scientific questions NEON should enable ecologists to address, how these questions will improve
forecasting capacity, the data and infrastructure needed to address these questions, and related educational
plans. Dr. DuPraws team provided a combination of facilitation support and coaching for the first two of
these three Consortium meetings.

Anacostia River Convening and Systems Design


Client: Justice and Sustainability Associates. Year: 2004. Role: Facilitator and Planner. Summary: Dr.
DuPraw worked with Justice and Sustainability Associates (JSA) to conduct a convening process related
to the clean-up of the Anacostia River. This challenge requires ongoing multi-jurisdictional collaboration,
since it affects: a) both Maryland and the District of Columbia; b) numerous federal agencies with land
along its shores; c) three counties; and d) multiple municipalities. The facilitation team developed
recommendations for how to involve a broader range of stakeholders in the clean-up and how to
effectively link multiple ongoing clean-up initiatives to maximize traction. Stakeholders subsequently
established a new organization to more effectively support a collaborative approach to the clean-up and
related watershed stewardship efforts.

Bio-Based Products Stakeholder Meetings


Client: United Soybean Board. Year: 2004. Role: Lead Facilitator. Summary: Dr. DuPraw was the lead
facilitator for a one-day meeting convened by the United Soybean Board (USB), following publication of
the USDAs 2003 proposed rule on the mandatory procurement of bio-based products by federal
government agencies. The meeting occurred during the public comment period and focused on helping
affected parties: (a) understand the USDA action; and (b) explore how affected industries wanted to
respond.

National Water Quality Standards Program Summit


Client: U.S. Environmental Protection Agency. Year: 2004. Role: Project Manager, Lead Planner, and
Facilitator. Summary: Dr. DuPraw lead a team of eight to plan and facilitate the first summit of the
nations water quality standards program. The summit brought together 50 program staff from EPA
Headquarters, EPA Regions, and the States for the first time ever in one room for 2.5 days on only two
weeks notice. The facilitation team conducted approximately 20 interviews with a range of invitees and
other key stakeholders to elicit input to help plan the agenda and materials for a productive discussion.
The summit was extremely successful, with participants agreeing on programmatic vision and mission
statements, specific next steps on various policy issues, and program procedures.

Coastal Bend Bays and Estuaries Program Capacity-Building


Client: Coastal Bend Bays and Estuaries Program. Years: 2003 2004. Role: Trainer and Lead
Facilitator. Summary: Dr. DuPraw worked with the Coastal Bend Bays and Estuaries Program in Corpus
Christi, TX, to help adjust stakeholder involvement mechanisms to foster their long-term engagement in
Bays Plan implementation. Dr. DuPraw conducted a round of stakeholder interviews on the best way to
go about doing this, and provided written recommendations based on that input. As a result, the Bays
Council replaced several existing committees with five Implementation Teams and a Coordinating

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Committee. Dr. DuPraw provided facilitation training for the chairs of these teams. In addition, she
developed recommendations to help the Program and Bays Council update the Councils primary
functions and operating procedures to make the most constructive use of stakeholders time and better
align the Council with the Implementation Teams.

EPA Assessment and Watershed Protection Division Strategic Planning/Organizational


Development Retreat
Client: U.S. Environmental Protection Agency. Year: 1998. Role: Lead Facilitator and Planner.
Summary: Dr. DuPraw was the lead facilitator for the planning and facilitation of two 3-day retreats
involving 65 staff and managers in the Assessment and Watershed Protection Division of the U.S.
Environmental Protection Agencys Office of Wetlands Oceans, and Watersheds. In planning these
retreats, Dr. DuPraw worked with diverse work groups, conducted an electronic survey to get broader
input, and conducted 1:1 telephone interviews with a representative set of invitees to ensure that the
retreat agendas would be responsive to participant needs. During the retreats, participants identified long-
term and short-term goals, discussed implementation plans and needs for organizational re-alignment, and
explored organizational development issues.

Atlantic Large Whale Take Reduction Team Meeting


Client: National Oceanic and Atmospheric Administration. Year: 2003. Role: Facilitator. Summary: Dr.
DuPraw co-facilitated a 3-day meeting of the Atlantic Large Whale Take Reduction Team, which was
convened and staffed by NOAAs National Marine Fisheries Service. The meeting focused on progress in
implementing the Atlantic Large Whale Take Reduction Plan, and exploration of possible modifications
to this plan. Ninety people attended, including members of the fishing community, environmentalists, and
state and federal regulators.

AWWA Utility Accreditation Program


Client: American Water Works Association. Year: 2003. Role: Facilitator. Summary: Dr. DuPraw
provided facilitation support to the American Water Works Association (AWWA) for a one-day
stakeholder meeting to elicit stakeholder feedback on the merits of establishing an accreditation program
for water utilities and ways that such a program could be made compelling to various stakeholder groups.
Approximately 25 people attended the meeting, including representatives of utilities of various sizes and
types, associations of utilities, environmentalists and consumer advocates, and state and federal
regulators. Following the meeting, Dr. DuPraw presented the results to AWWAs Board to help them
decide whether to pursue this initiative further.

Bankhead National Forest Facilitation


Client: U.S. Forest Service. Years: 2002 2003. Role: Facilitator. Summary: U.S. Forest Service officials
initiated a consensus-building process on the William B. Bankhead National Forest in Alabama, which
sought agreement about how to sustain natural plant communities and re-forest the Bankhead to represent
local and rare plant communities. The stakeholder group, known as the Bankhead Liaison Panel, included
forest and community residents, timber and logging companies and consultants, local and county elected
officials, Native American and local history groups, and state and federal agencies. Panel members
reached consensus on forest ecosystems that would be part of the forest restoration project and also
agreed that the Panel would stay involved in monitoring implementation of their recommendations. Dr.
DuPraw co-facilitated a public meeting in which the USFS and Liaison Panel explained to community
members how they had reached their recommendations and elicited feedback from community members;
helped the USFS and Liaison Panel initiate agreement implementation; and assisted them in transitioning
toward a local facilitation team.

Sacramento River Corridor Planning Forum Convening Assessment


Client: Sacramento River Corridor Planning Forum. Year: 2002. Role: Facilitator. Summary: Dr. DuPraw
served as a senior advisor to the facilitation team who conducted the convening assessment for the
Sacramento River Corridor Planning Forum. The purpose of the Forum was to develop a Sacramento

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River Corridor Flood Management Plan encompassing: (a) goals and policies for sound floodplain
management, including guidelines for riparian habitat protection, public recreation, and riverfront
development; and (b) a plan for analyzing and managing cumulative impacts of proposals deemed to be
floodway encroachments. Dr. DuPraw assisted the team in identifying stakeholders and interests,
identifying appropriate ways of eliciting the input of numerous stakeholders into the assessment and
design, identifying relevant background and strategic documents for review by the lead facilitator, and
developing relationships with appropriate agency staff. She also provided review and comment on the
convening report.

River Corridor Management Plan for the Lower American River


Years: 1999 2002. Role: Lead Facilitator and Mediator. Summary: Dr. DuPraws support included an
extensive situation assessment, designing the collaborative process, and serving as the lead facilitator /
mediator for the 2.5 year consensus-building process resulting in the River Corridor Management Plan
(RCMP) for the Lower American River. Formally endorsed in January, 2002 by representatives of 40
federal, state, and local agencies and partnerships, environmental groups, commercial fishing groups,
recreation groups, and community groups, the process began in the fall of 1999 as a joint effort of the
Sacramento Area Water Forum and the Lower American River (LAR) Task Force. The RCMP set forth
goals, objectives, and a 3-year action plan for the cooperative management of the river, which all focused
on: (a) protecting and enhancing fisheries, in-stream habitat, vegetation, and wildlife habitat; (b)
improving the reliability of the existing flood control system; and (c) enhancing the Lower American
Rivers wild and scenic recreation values. Dr. DuPraw worked with a 16-member steering committee to
coordinate the efforts of the LAR Task Force and its four working groups, four consulting firms, and five
facilitators.

National Drinking Water Advisory Councils (NDWACs) Affordability Work Group


Client: National Drinking Water Advisory Council. Years: 2001 2002. Role: Lead Mediator. Summary:
Dr. DuPraw served as lead mediator for a Work Group of the National Drinking Water Advisory Council
(NDWAC) to develop a recommended NDWAC proposal on how the U.S. EPA could improve the way it
determines whether or not the cost of complying with each new drinking water regulation is affordable for
small drinking water systems. Dr. DuPraw planned and facilitated monthly Work Group meetings,
provided mediation to resolve specific issues, provided process support to three committee chairs in
managing 30-40 committee conference calls over the life of the project, and managed the assistance of
three associate facilitators. Core stakeholders included academics, NGOs, state and federal personnel, and
a tribal staff member from the Nez Perce Tribe.

American River Parkway Plan Update


Client: City of Sacramento, CA. Year: 2001. Role: Strategic Advisor. Summary: Dr. DuPraw assisted in
launching a consensus-based process to update the 1985 version of the 23-mile American River Parkway
Plan in the vicinity of Sacramento, CA. The Parkway Plan provides guidance for protecting the aquatic,
riparian, and terrestrial natural resources in this greenbelt, as well as its historical and archaeological
resources, while also making its recreational assets available to human visitors. Dr. DuPraw helped the
lead agency develop an internal scoping strategy and served as senior advisor to the facilitator who
implemented the process; in the latter capacity, she helped the lead facilitator identify stakeholders and
interests, develop relationships with appropriate agency staff, develop a work plan, and ensure that the
update would appropriately interface with the Lower American River Corridor Management Plan.

Initial Fisheries and In-Stream Habitat Management and Restoration Plan for the Lower
American River (or FISH Plan)
Years: 1999 2001. Role: Lead Mediator. Summary: Dr. DuPraw served as the lead mediator for the
development of this plan, which was developed by the LAR Task Forces Fisheries and In-Stream Habitat
Working Group (FISH Group) in parallel with the development of the above-referenced River Corridor
Management Plan (RCMP) for the Lower American River. The FISH Plan identifies the management and
restoration actions that are most important to undertake to improve conditions for priority fish species

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(fall-run Chinook salmon, steelhead, and splittail) in the Lower American River. The FISH Plan is both a
stand-alone document and an integral component of broader RCMP. Dr. DuPraw began this consensus-
based process with a stakeholder assessment and process design. Dr. DuPraw worked in partnership with
the technical consulting firm, Surface Water Resources, Inc. (SWRI), with SWRI drafting the text of the
plan to reflect consensus agreements mediated by Dr. DuPraw. The completed FISH Plan was endorsed
by approximately 20 federal, state, local agencies and partnerships, environmental groups, commercial
fishing groups, and recreation groups.

Proposed Titanium Mine Mediation


Years: 1997 1999. Role: Mediator. Summary: Dr. DuPraw served as co-mediator of a mining dispute
over the DuPont Corporation's proposal to mine for titanium adjacent to the Okefenokee National
Wildlife Refuge in the southeastern U.S. A core group of 30 representative stakeholders participated in an
18 month collaborative dialogue to understand potential impacts of the proposed mine and explore both
mining and non-mining alternatives. An expanded list of 400 interested parties had periodic opportunities
for strategic input. Dr. DuPraw co-managed the project and facilitated the core group's work in
establishing an interdisciplinary technical advisory group that could provide scientific input on a list of
over 100 issues. The core group reached substantial consensus.

National Estuaries Program (NEP) Strategic Planning


Client: Mobile Bay National Estuaries. Year: 1999. Role: Facilitator. Summary: Dr. DuPraw facilitated a
series of three strategic planning meetings for the Mobile Bay National Estuaries Program. The purpose
of this series of meetings was to assist program participants in reaching consensus on the program's multi-
year strategic plan. Meeting participants included approximately 60 members of two program committees
the Policy Committee and the Management Committee. The group reached consensus in February, 1999.

Alternative Regulatory System for Vehicle Manufacturing


Years: 1996 1998. Role: Facilitator. Summary: Dr. DuPraw facilitated a two year, multi stakeholder
effort jointly initiated by a major car manufacturer and a national environmental group with the aim of
developing consensus on an alternative regulatory system that would encourage car manufacturers to find
innovative ways of meeting or exceeding environmental regulatory requirements (e.g., through pollution
prevention techniques) in exchange for increased operational flexibility. Participants reached consensus
on a proposed model.

Project XL Technical Assistance Grants Steering Committee


Client: Institute for Conservation Leadership. Year: 1998. Role: Facilitator. Summary: Dr. DuPraw
facilitated a key meeting of the multi stakeholder steering committee convened by the Institute for
Conservation Leadership (ICL) to assist ICL and the U.S. EPA in developing procedures for
implementing the EPA's technical assistance grant program for Project XL. Dr. DuPraw facilitated a
meeting focusing on power and parity issues, including pre meeting interviews and agenda development
work.

NL/Taracorp Superfund Site Convening


Year: 1998. Role: Facilitator. Summary: Dr. DuPraw interviewed 15-20 stakeholders from three different
communities affected by lead contamination from this former smelting facility and developed
recommendations to the U.S. EPA on how best to involve the public in ongoing site activities. She
addressed the relative merits of using a community advisory group in this situation vs. an expanded
version of a more conventional public involvement approach; who should be involved; the issues that
needed to be addressed; and logistical considerations.

National Oceans Conference


Year: 1997. Role: Facilitator. Summary: Dr. DuPraw served on the facilitation team for the first national
conference on U.S. policies related to the ocean. She facilitated a panel on ocean exploration, research,
and education, which was co-chaired by heads of the Council on Environmental Quality and the National

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Science Foundation. Dr. DuPraws support involved advance work with panelists, facilitating stimulating
and productive dialogue between and among nine panel members and the audience of 135 participants,
and follow up work under tight time constraints to prepare discussion highlights for the CEQ Chairs use
in reporting to Vice President Gore on live TV.

Endangered Species Act Reauthorization Conflict Assessment


Year: 1995. Role: Facilitator. Summary: Dr. DuPraw conducted an assessment of the policy environment
surrounding re-authorization of the Endangered Species Act to determine whether it might be constructive
for the Administrative Conference of the U.S. (ACUS) to convene a consensus building forum on how to
incorporate alternative dispute resolution (ADR) more effectively into the Act. In consultation with
ACUS, Dr. DuPraw identified a representative group of stakeholders to interview, developed interview
questions and protocols, conducted approximately 25 interviews, analyzed this data, and developed
written recommendations.

Collaborative Transportation Planning


Year: 1994 1995. Role: Trainer and Technical Advisor. Summary: Dr. DuPraw provided training and
technical assistance to two communities one in Pocatello, ID, and one in the Cincinnati, OH, area -- in
how to use collaborative approaches to implement the public participation and intergovernmental
consultation requirements at the intersection of the Intermodal Surface Transportation Efficiency Act
(ISTEA)and the Clean Air Act (CAA) Amendments. The Pocatello project focused on helping a
metropolitan planning organization and the Shoshone-Bannock Tribes develop a mutually agreeable
process for working together on ISTEA/CAA implementation. The Cincinnati project focused on helping
an MPO develop a viable collaborative approach for involving large numbers of stakeholders in
examining traffic congestion in a particular corridor and determining what to do about it.

Nutrition Education Collaboratives


Years: 1994 1995. Role: Team Coordinator and Technical Advisor. Summary: Dr. DuPraw served as
coordinator of a team of five collaboration specialists acting as technical advisors to ten communities
seeking to strengthen and leverage their nutrition education services for individuals receiving USDA food
program assistance. Dr. DuPraw provided technical assistance to two California communities (San
Bernardino and Contra Costa Counties) through training and coaching on site and via fax, mail, and
phone. In addition, she helped plan and conduct cross site conferences for all ten participating
communities.

Citizen Participation Training


Year: 1994. Role: Process Designer and Trainer. Summary: Dr. DuPraw helped design and deliver a one-
day training for the Virginia Board for People with Disabilities. The training, entitled, Effective Citizen
Participation Strategies: Being Inclusive and Collaborative, introduced the tenets of the collaborative
mode of public participation, interest-based communication and negotiation, strategies for working with
challenging personalities, cultivating long-term working relationships, and facilitative leadership.

Rural Community Assistance Program Strategic Planning Retreat


Client: Rural Community Assistance Program. Year: 1994. Role: Facilitator. Summary: Dr. DuPraw co-
facilitated a strategic planning retreat for the Board of the Rural Community Assistance Program, which
provides training and technical assistance to small communities on resource management issues such as
drinking water supply and waste water treatment. The project involved conducting interviews with Board
members in advance, agenda development, facilitation, and meeting documentation.

Community Mediation Centers Capacity Development for Public Policy Disputes


Client: National Institute for Dispute Resolution. Years: 1993 1994. Role: Technical Support.
Summary: Dr. DuPraw provided technical assistance in collaborative problem solving to two of the four
communities participating in the Community Initiatives Program of the National Institute for Dispute
Resolution. The program was designed to help communities expand the capacities of their local dispute

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resolution centers to handle public policy problems. Dr. DuPraw provided technical assistance, training,
and facilitation to support a community collaborative in Santa Rosa, CA, in addressing gang related crime
and a collaborative in Savannah, GA, in addressing youth violence.

State and Local Pollution Prevention Program Development


Client: U.S. Environmental Protection Agency. Year: 1992. Role: Facilitator. Summary: Dr. DuPraw
served on the facilitation team for a 3 day conference on how to foster the development of state and local
pollution prevention programs. Attendees included 60 representatives of federal, state, and local
government, industry, legislators, and public interest groups. The event was sponsored by the State and
Local Programs Committee of U.S. EPA's National Advisory Council for Environmental Policy and
Technology.

National Institute on the Environment Conference


Year: 1992. Role: Facilitator. Summary: Dr. DuPraw was a member of the facilitation team for this
conference, which sought to raise awareness of and support for the establishment of a National Institute of
the Environment to improve the scientific basis for making decisions on environmental issues. Dr.
DuPraw facilitated discussions focused on the proposed mission, structure, and priority issues that such
an Institute might adopt.

Fayette County Head Start Capacity Building


Client: National Head Start. Year: 1992. Role: Consultant. Summary: Dr. DuPraw served on the
consulting team supporting a week-long National Head Start Management Institute for Region III, called
Creating and Managing Effective Organizations. The goals of this event were to support each of 22
local participating Head Start programs in developing a long-range strategic plan, while also
strengthening the programs team-building, leadership, management, and coordination capabilities. An
individual consultant was assigned to assist each of the 22 programs; support included a site visit before
and after the institute, technical assistance via telephone and email, and facilitation and consultation
support during the institute. Dr. DuPraw assisted the Fayette County, PA, Head Start Program.

U.S. Army Corps of Engineers Deep Draft Navigation Task Force


Client: U.S. Army Corps of Engineers. Year: 1992. Role: Facilitator. Summary: Dr. DuPraw facilitated a
series of meetings of the U.S. Army Corps of Engineers' task force charged with evaluating the Corps'
Deep Draft Navigation Program and recommending any needed improvements to ensure efficient
planning, development, maintenance, and stewardship of the navigation system of the U.S.

Environmental Leadership Conference


Client: Renew America. Year: 1991. Role: Facilitator. Summary: Dr. DuPraw served as a member of the
facilitation team for this two day conference, in which award winning environmental groups from around
the country generated a generic "formula for success." The conference, involving 10 workshop panels,
drew an audience of 200. It was convened by Renew America, the Executive Coordinator of the National
Environmental Awards Council (a coalition of 28 national environmental groups).

Urban Forestry Issues Workshop


Client: Society for American Foresters. Year: 1990. Role: Lead Facilitator. Summary: Dr. DuPraw served
as lead facilitator for a workshop, entitled, "Local Government Challenges in Community Forestry: A
Workshop for Developing Solutions to Everyday Problems." It was convened by the Society of American
Foresters to get stakeholder input on six specific issues related to management of urban forest resources in
the nations capital. Dr. DuPraw coordinated the team of eight facilitators.

Forsyth County Economic Summit


Year: 1990. Role: Facilitator. Summary: Dr. DuPraw assisted in agenda development and facilitation for a
3 day economic summit involving 85 community leaders from the Winston Salem, North Carolina area.
The summit was agreement focused, with participants signing on to nine specific action items.

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Jefferson County Growth Forum (1990)


Dr. DuPraw facilitated a one day community forum for those concerned about the pace of growth in
Jefferson County, West Virginia. The event was convened by Shepherd College, Shepherdstown
Ministerial Association, Jefferson County Episcopal Clergy, and the Rolling Ridge Study Retreat
Community. Discussion focused on identifying problems associated with growth that is outpacing
infrastructure, as well as identifying possible ways of addressing these problems.

Columbia Pike Redevelopment Organization Community Meeting


Client: Columbia Pike Redevelopment Organization. Year: 1989. Role: Facilitator. Summary: Dr.
DuPraw developed the agenda and facilitated a meeting of this neighborhood organization to develop
internal consensus on how to respond to the proposed siting of an unpopular public facility in the
Columbia Pike neighborhood of Arlington County, VA.

U.S. Forest Service ADR Legislation Analysis


Client: Administrative Conference of the U.S. Year: 1990. Role: Assessor and Document Writer.
Summary: Dr. DuPraw investigated for the Administrative Conference of the U.S. (ACUS) the timeliness
and usefulness of legislation encouraging the U.S. Forest Service to use collaborative planning and
alternative dispute resolution processes on an Agency wide basis. Responding to a request for assistance
on very short notice and with a very fast turn-around time, she interviewed senior Forest Service officials
and leading dispute resolution practitioners around the country, presenting her findings in both oral and
written form to ACUS officials only ten days after the project was initiated. Her written products included
both an analytic report and draft legislative language to assist in focusing relevant discussions.

EPA Institutionalization of ADR


Client: U.S. Environmental Protection Agency. Years: 1989 1990. Role: Strategic Advisor. Summary:
Dr. DuPraw provided support to EPA's Office of Enforcement in promoting the use of alternative dispute
resolution (ADR) to achieve compliance with environmental regulations where appropriate. Dr. DuPraw
helped develop an agency strategy for this effort, an implementation plan for the Superfund arbitration
regulations, a brochure for EPA personnel exploring the use of ADR, a reporting format to monitor
regional offices' progress in using ADR, talking points for agency officials' presentations, and vehicles for
communicating with the agency's "publics" concerning its willingness to use ADR where appropriate.
EPA Office of Emergency and Remedial Response Strategic Planning Retreats
Client: U.S. Environmental Protection Agency. Years: 1988 1990. Role: Facilitator. Summary: Dr.
DuPraw served as member of the facilitation team for multi day annual retreats in which senior EPA staff
set goals and objectives for the Superfund Program. Involved agenda development, facilitation, and
meeting summary preparation. Dr. DuPraw served as lead facilitator in 1990, guiding and coordinating
efforts of a four person facilitation team.

Market Stimulation for Recycled Newsprint Focus Group


Client: U.S. Environmental Protection Agency. Year: 1989. Role: Facilitator. Summary: Dr. DuPraw
assisted EPA in convening a focus group to examine ways in which the agency could help alleviate
problems with market demand for recycled newsprint. The focus group included members of both the
public and private sectors and required a specialized design to encourage candid discussion among parties
who were not so inclined due to the risks of divulging proprietary information.

Resource Conservation and Recovery Act Permitting Assessment


Client: U.S. Environmental Protection Agency. Year: 1989. Role: Facilitator. Summary: Dr. DuPraw
helped EPA design and conduct an assessment of the potential usefulness of negotiation in RCRA
permitting processes. This work involved: (a) developing site selection criteria; (b) identifying specific
interviewees; and (c) interviewing the full range of parties involved in RCRA permit applications at two
sites. The final report discussed the types of situations in which negotiation might be helpful and factors
to consider in formalizing a permit negotiation process.

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EPA Workshops: Aquatic Populations & Aquatic Communities


Client: U.S. Environmental Protection Agency. Year: 1989. Role: Facilitator. Summary: Dr. DuPraw
facilitated two 2-day workshops for subcommittees of U.S. EPA's Risk Assessment Council. One focused
on helping the Aquatic Population Workgroup reach workgroup consensus on the outline for a multi
author document on how to conduct ecological risk assessments. The other focused on helping the
Aquatic Communities Workgroup reach agreement on their core recommendations.

EPA "List of Lists" Work Group


Client: U.S. Environmental Protection Agency. Year: 1989. Role: Facilitator. Summary: Dr. DuPraw
facilitated meetings of the U.S. EPA's work group charged with developing a register of all existing lists
of regulated chemicals. Discussion focused on developing inter office agreements on the number of
related chemical lists already in existence, the purpose of compiling a master list of lists, the anticipated
audience for it, criteria and design of related systems for managing this master list, lists to be included,
and types of information to include from each of these lists.

ACUS and EPA Roster Design


Client: Administrative Conference of the U.S. (ACUS) and U.S. Environmental Protection Agency. Year:
1988. Role: Researcher and Document Writer. Summary: Dr. DuPraw conducted research and analysis to
support a joint effort between the Administrative Conference of the U.S. (ACUS) and EPA to design a
roster of neutral conflict managers available to assist in resolving disputes involving federal agencies. She
provided support in developing an issues and options paper on how to establish the roster, designing
administrative forms, preparing an operations manual, and drafting text for a brochure on how to use the
roster.

EPA Community Relations Managers' Annual Meeting


Client: U.S. Environmental Protection Agency. Year: 1988. Role: Facilitator. Summary: Dr. DuPraw
served as a member of the facilitation team for a 3 day annual meeting of U.S. EPA's community relations
managers. Discussion covered regional progress reports, technology for work allocation, implementation
of new national policies, and measuring progress.

EPA Strengthening the Ecological Component of the Superfund Hazardous Ranking


System Conference
Client: U.S. Environmental Protection Agency. Year: 1988. Role: Facilitator. Summary: Dr. DuPraw
facilitated a two day conference on this topic for U.S. EPA. Discussion covered types of ecological
threats at Superfund sites, as well as existing and proposed criteria for evaluating these threats. The
meeting culminated in development of consensus recommendations on how to strengthen this component
of the Superfund Hazardous Ranking System.

EPA Technical Assistance Grants Program


Client: U.S. Environmental Protection Agency. Years: 1986-1988. Role: Project Coordinator. Summary:
Dr. DuPraw co managed support for EPA's Technical Assistance Grants (TAG) Program, which is
designed to encourage citizen involvement in Superfund clean-ups. She provided work group support and
neutral recording services, analyses of policy, regulatory, and legislative issues affecting the TAG
program, and worked on developing and revising guidance manuals for the citizens and EPA Regional
staff. Dr. DuPraw also helped analyze the need for financial assistance to citizens involved in RCRA
permitting and methods to provide such assistance.

EPA Preventing Leaks From Underground Storage Tanks (U.S.T) Focus Group
Client: U.S. Environmental Protection Agency. Year: 1988. Role: Planner and Facilitator. Summary: Dr.
DuPraw helped plan and facilitate a focus group and expert panel on this topic convened by U.S. EPA's
Office of Underground Storage Tanks. EPA sought input from technical experts, statisticians, and
behaviorists regarding ways to motivate states to comply with U.S.T related laws and regulations.

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ATTACHMENT A

The expert panel's feedback was sought on a draft document dealing with funding mechanisms available
to states to deal with leaking underground storage tanks.

New Bedford Harbor Superfund Site Citizen Information Committee


Client: New Bedford Harbor Superfund Sites Citizen Information Committee. Year: 1988. Role:
Facilitator. Summary: For several meetings of the New Bedford Harbor Superfund Sites Citizen
Information Committee (CIC), Dr. DuPraw developed agendas, facilitated CIC meetings, and developed
written meeting summaries. Approximately 23 individuals participated. This series of meetings focused
on helping the Greater New Bedford Environmental Community Work Group establish protocols for
working together collaboratively, as well as facilitating meaningful dialogue between technical experts
working on site cleanup and members of the community.

Michigan Groundwater Policy Conflict Assessment


Year: 1984. Role: Assessor. Summary: Dr. DuPraw conducted a conflict assessment to identify potential
consensus building opportunities in Michigan's groundwater policy arena. This effort involved numerous
telephone interviews with key opinion leaders from many State agencies, non-profit organizations, and
industry. As a result of her assessment, Dr. DuPraw developed recommendations for consensus building
efforts among key State opinion leaders regarding State groundwater contamination problems.

Consensus-Building on Wilderness Management Recommendations


Year: 1984. Role: Facilitator and Researcher. Summary: Dr. DuPraw assisted the University of Maryland
Resource Planning and Conservation School in conducting a residential summer program on wilderness
management in New Hampshires White Mountains. Participants were undergraduate students in the
Resource Planning and Conservation School of the University of Maryland. Dr. DuPraw facilitated
development of consensus recommendations on the management of Wilderness Areas in the White
Mountains National Forest (NH) by participants in the University of Maryland Resource Planning and
Conservation School.

Other Experience
Nova Southeastern University, Fort Lauderdale, FL
Years: 2013 to present. Role: Graduate Assistant. Summary: Responsible for assisting with qualitative
research study on a collaborative approach for managing Rookery Bay in Southeastern Florida to meet
ecosystem and human needs. Dr. DuPraw is a member of a four-person research team whose current
focus is on conducting a literature review to serve as a key input to the design of a collaborative
mechanism for involving community members in water-related decision making.

SRA International, Inc., Fairfax, VA


Years: 2008 to 2012. Role: Principal / Senior Facilitator / Senior Mediator. Summary: Responsible for
providing facilitation, mediation, collaborative problem solving, public involvement, training, coaching,
and management consulting on consensus-building approaches for environmental, public health, and
other public policy issues. Conducts related business development activities (proactive marketing;
proposal writing; publishing articles on cutting edge projects, presenting at conferences).

RESOLVE, Washington, DC.


Years: 2002 2008.
Role: Office Director, Washington, DC Office. Summary: Responsible for managing hiring, professional
development, business development, workload allocation, employee releases, and budget for office of up
to 24 professionals.

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Role: Senior Mediator. Summary: Responsible for providing project management, facilitation, mediation,
training, consulting, and coaching for environmental and public policy controversies of the highest degree
of complexity and visibility, as well as related business development and marketing activities.

California Center for Public Dispute Resolution (now Center for Collaborative Policy),
Sacramento, CA
Years: 1999 2002.
Role: Associate Director. Summary: Responsible for recruiting, hiring, supervision, and capacity building
for a staff of 6 and a network of approximately 20 contractors.

Role: Senior Mediator and Program Manager. Summary: Responsible for providing project management,
facilitation, mediation, training, consulting, and coaching for environmental and public policy
controversies involving complex, science-intensive issues, large numbers of parties, and multi-year
timelines.

RESOLVE, Washington, DC
Years: 1997 1999. Role: Senior Mediator. Summary: Responsible for providing project management,
facilitation, mediation, training, consulting, and coaching for environmental and public policy
controversies of the highest degree of complexity and visibility, as well as related business development
and marketing activities.

National Institute for Dispute Resolution, Washington, DC


Years: 1995 1997. Role: Program Director. Summary: Responsible for project management, grant
writing, facilitation, training, coaching, technical assistance, and writing services to promote the use of
alternative dispute resolution as a strategy for achieving sustainable communities.

Program for Community Problem Solving, Washington, DC


Years: 1992 1995. Role: Senior Associate. Summary: Responsible for management, facilitation,
training, coaching and technical assistance, and writing services to encourage the use of collaborative
approaches for addressing policy issues at the city and county levels of governance.

Conflict Clinic, Inc., Institute for Conflict Analysis and Resolution, George Mason
University, Fairfax, VA
Years: 1990 1992. Role: Associate. Summary: Responsible for project management, facilitation,
training, coaching and technical assistance, and writing services to encourage the use of collaborative
approaches for addressing environmental and policy issues.
ICF Technology, Incorporated, Fairfax, VA
Years: 1987 1990. Role: Senior Associate / Associate. Role: Team Member, Public Involvement /
Alternative Dispute Resolution Team. Summary: Responsible for providing facilitation, public
involvement, training in alternative dispute resolution, policy analysis, and writing services for a wide
range of EPA programs.

Natural Resources Defense Council, Washington, DC


Years: 1986 1987. Role: Water Resources Specialist and Forestry and Agriculture Intern. Summary:
Conducted policy research, evaluation and writing in support of two programs -- Water Resources and
Forestry and Agriculture. Evaluated best management practices for non-point pollution control.
Researched wildlife habitat needs and best practices for specific wildlife management challenges in
support of forest plan appeals. Researched agricultural tax policy and co-authored articles about how tax
policy could be used to encourage conservation in the context of the Farm Bill.

University of Michigan. School of Natural Resources, Environmental Conflict Project


Year: Spring of 1985. Role: Research Assistant. Summary: Conducted a conflict assessment to identify
potential consensus building opportunities in Michigan's groundwater policy arena. This effort involved

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ATTACHMENT A

numerous telephone interviews with key opinion leaders from many State agencies, non-profit
organizations, and industry. As a result of her assessment, Dr. DuPraw developed recommendations for
consensus building efforts among key State opinion leaders regarding State groundwater contamination
problems.

University of Maryland, Resource Planning and Conservation School


Year: Summer of 1984. Role: Teaching Assistant. Summary: Assisted Professor Fred Kuss in conducting
a residential summer program on wilderness management in New Hampshires White Mountains.
Participants were undergraduate students in the Resource Planning and Conservation School of the
University of Maryland. Dr. DuPraw facilitated development of consensus recommendations on the
management of Wilderness Areas in the White Mountains National Forest (NH) by members of the
University of Maryland Resource Planning and Conservation School.

Santa Cruz Metropolitan Transit Company


Years: 1980 1983. Role: City Bus Driver. Summary: Responsible for safely operating several styles of
city passenger bus, from full size to handicapped access vehicles. Transported passengers on routes all
over the county, navigating winding mountain roads, city streets, and coastal highway.

Colorado State University / US Fish and Wildlife Service


Year: Summer of 1980. Role: Research Assistant. Summary: On data collection team for a study of
bobcat habitat. Involved radio-tracking bobcats from horseback in Colorado. Principal Investigator was
from Colorado State University; project was funded by the U.S. Fish and Wildlife Service.

Good Times Entertainment Weekly (Newspaper)


Year: Summer of 1979. Role: Proofreader. Summary: Responsible for proofing weekly newspaper before
it went to press.

Utah Wilderness Society


Year: Summer of 1978. Role: Intern. Summary: Responsible for assisting with inventory of roadless areas
in Utahs Wasatch Mountains and making written recommendations regarding their protection as
wilderness areas under the USFS Roadless Area Review and Evaluation-II (RARE-II). Involved
backpacking in rugged and remote areas and effective writing for advocacy purposes.

California Youth Conservation Corps


Year: Summer of 1977. Role: Trail Crew Leader. Summary: Responsible for a team of 10 high school
students building trails and footbridges in Nicene Marks State Park (Aptos, CA). Provided them with
instruction, guidance, and supervision and ensured their safety in use of equipment such as chain saws.

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