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ORIGINAL ARTICLE
GG Alvarez, M Schulzer, D Jung, JM FitzGerald. A systematic Revue systmatique des facteurs de risque
review of risk factors associated with near-fatal and fatal asthma. associs lasthme gravissime et lasthme
Can Respir J 2005;12(5):265-270.
fatal
BACKGROUND: Asthma mortality and morbidity continue to be
HISTORIQUE : La mortalit et la morbidit lies lasthme continuent
a serious global problem. Systematic reviews provide an opportunity de reprsenter un grave problme global. Les revues systmatiques don-
to review risk factors in detail. nent aux chercheurs la possibilit d'tudier en dtails les facteurs de
OBJECTIVE: To review all of the literature for risk factors associated risque.
with near-fatal asthma (NFA) and fatal asthma (FA). OBJECTIF : Revoir toute la littrature pour dterminer quels sont les
METHODS: A literature search from 1960 to January 2004 in facteurs de risque associs lasthme gravissime (AG) et lasthme fatal
MEDLINE and EMBASE was conducted. Studies were included based (AF).
on the following criteria: NFA was defined as an asthma exacerbation MTHODES : Une interrogation de la littrature publie entre 1960 et
resulting in respiratory arrest requiring mechanical ventilation or a janvier 2004 a t effectue sur MEDLINE et EMBASE. Les tudes ont
partial pressure of CO2 of at least 45 mmHg or asthma resulting in t incluses selon les critres suivants : lasthme gravissime se dfinissait
death (FA); the study reported the number of cases (NFA and/or FA) comme une exacerbation de lasthme ayant entran un arrt respiratoire
and asthmatic controls; there was explicit reporting of risk factors; ncessitant une ventilation mcanique, une pression partielle du CO2
cases that were adult and pediatric in nature; and all study types. suprieure 45 mm Hg, ou un asthme entranant la mort (AF); les tudes
Studies that included patients with chronic obstructive pulmonary mentionnaient le nombre de sujets souffrant dAG et/ou dAF et le nom-
disease were excluded. bre de sujets asthmatiques tmoins; elles nonaient de faon explicite les
RESULTS: Four hundred and three articles were identified, of which facteurs de risque et les caractristiques propres aux adultes et aux enfants;
27 met the inclusion criteria. Increased use of medications such as beta- et regroupaient tous les types de protocoles. Les tudes auxquelles partici-
paient des patients atteints de maladie pulmonaire obstructive chronique
agonists via metered dose inhalers (OR=1.67, 95% CI 0.99 to 2.84,
taient exclues.
P=0.057) and nebulizers (OR=2.45, 95% CI 1.52 to 3.93, P=0.0002),
RSULTATS : Quatre cent trois articles ont t recenss, dont 27 rpon-
oral steroids (OR=2.71, 95% CI 1.34 to 5.51, P=0.006) and oral theo-
daient aux critres dinclusion. Lutilisation accrue de mdicaments,
phylline (OR=2.02, 95% CI 1.03 to 3.98, P=0.04) and a history of
comme les bta-agonistes par arosols-doseurs (RR = 1,67; IC 95 %; 0,99
hospital (OR=2.62, 95% CI 1.04 to 6.58, P=0.04) and/or intensive 2,84; p = 0,057) et nbuliseurs (RR = 2,45; IC 95 %; 1,52 3,93; p = 0,0002),
care unit (OR=5.14, 95% CI 1.91 to 13.86, P=0.001) admissions and les corticostrodes oraux (RR = 2,71; IC 95 %; 1,34 5,51; p = 0,006) et
mechanical ventilation (OR=6.69, 95% CI 2.80 to 15.97, P=0.0001) la thophylline orale (RR = 2,02; IC 95 %; 1,03 3,98; p = 0,04) et des
due to asthma were predictors of NFA and FA. Prior emergency antcdents dhospitalisation (RR = 2,62; IC 95 %; 1,04 6,58; p = 0,04)
department assessment did not confer a greater risk of NFA and FA et/ou de sjours aux soins intensifs (RR = 5,14; IC 95 %; 1,91 13,86;
(OR=1.13, 95% CI 0.43 to 2.92, P=0.810).The use of inhaled corti- p = 0,001) et de ventilation mcanique (RR = 6,69; IC 95 %; 2,80 15,97;
costeroids (ICS) measured in a dose-independent fashion (did the p = 0,0001) en raison de lasthme ont constitu des facteurs de prvisibilit
patient take ICS previously; yes or no) inferred equivocal risk of NFA de lAG et de lAF. Une consultation pralable aux urgences ne confrait pas
and FA (OR=1.31, 95% CI 0.83 to 2.05, P=0.25). However, two un risque accru dAG et dAF (RR = 1,13; IC 95 %; 0,43 2,92; p = 0,810).
studies measured the use of ICS in a dose-dependent fashion (ie, Lutilisation de corticostrodes par inhalation (CSI) indpendamment de
measured the number of prescriptions filled within the previous six to la dose (le patient avait-il ou non pris des CSI?) tait associe une
12 months). Both studies showed a trend toward a protective effect infrence quivoque de risque dAG et dAF (RR = 1,31; IC 95 %; 0,83
against FA. One study showed that the premature cessation of ICS 2,05; p = 0,25). Par contre, deux tudes ont mesur le recours aux CSI de
can hasten death. faon dose-dpendante (c. d., nombre dordonnances excutes au
CONCLUSIONS: In the present study, risk factors of NFA and FA cours des six douze derniers mois). La tendance dgage par ces deux
have been more accurately defined. Clinicians should identify patients tudes suggrait un effet protecteur contre lAF. Une tude a montr que
larrt prmatur des CSI pouvait hter le dcs.
with these characteristics to reduce their risk of NFA and FA. Further
CONCLUSION : Dans la prsente tude, les facteurs de risque dAG et
research should focus on quantifying the impact of risk factors on
dAF ont t dfinis avec plus de prcision. Les cliniciens doivent identi-
asthma deaths.
fier les patients qui prsentent ces caractristiques afin de rduire le risque
dAG et dAF. Les recherches venir devront sattarder quantifier limpact
Key Words: Fatal asthma; Near-fatal asthma; Risk factors; Systematic des facteurs de risque sur la mortalit lie lasthme.
review
University of British Columbia, Vancouver General Hospital Respirology Division and the Centre for Clinical Epidemiology and Evaluation,
Vancouver, British Columbia
Correspondence: Dr JM FitzGerald, Vancouver General Hospital, 7th Floor 828 West 10th Avenue, Vancouver, British Columbia V5Z 1L8.
Telephone 604-875-4122 ext 54565, fax 604-875-4719, e-mail markf@interchange.ubc.ca
Can Respir J Vol 12 No 5 July/August 2005 2005 Pulsus Group Inc. All rights reserved 265
alvarez_8783.qxd 7/28/2005 2:27 PM Page 266
Alvarez et al
sthma mortality and morbidity continue to be a serious with the Comprehensive Meta-Analysis software (Biostat,
A global problem. Identification of risk factors associated
with near-fatal asthma (NFA) or fatal asthma (FA) have his-
USA) (13).
.1 1 10
logor1 Combined
.1 1 10
Citation Year Effect NO NFA NFA NTotal
logor1
Strunk et al (23) (E) 1985 1.210 10 / 21 11 / 21 42
Crane et al (24) (E) 1989 1.484 411 / 468 107 / 117 585
Limthongkul et al (25) 1990 3.093 86 / 485 30 / 75 560
Boulet et al (21) (E) 1991 1.000 19 / 19 19 / 19 38 Citation Year Effect NO NFA NFA NTotal
Turner et al (4) (E) 1998 2.841 75 / 80 19 / 19 99
Kolbe et al (26) (E) 2000 .063 239 / 239 75 / 77 316 Strunk et al (23) (E) 1985 .753 5 / 21 4 / 21 42
Tanihara et al (27) (E) 2002 1.513 32 / 78 40 / 78 156 Crane et al (24) (E) 1989 1.341 198 / 468 58 / 117 585
Combined (n=7)* 1.673 872 / 1390 301 / 406 1796 Limthongkul et al (25) 1990 2.781 158 / 485 43 / 75 560
Boulet et al (21) (E) 1991 3.036 2 / 19 5 / 19 38
*(combined studies 95% CI 0.99 2.84, P=0.057) Kikuchi et al (28) (E) 1994 7.111 3 / 11 8 / 11 22
(E) Admission Medications, (F) Frequency, (P) Prescription Barboni et al (29) (E) 1997 .128 13 / 17 5 / 17 34
Turner et al (4) (E) 1998 2.152 57 / 80 16 / 19 99
Figure 1) Meta-analytic integration of inhaled short acting beta-agonists Tough et al (30) (F)
Hessel et al (31) (F)
1998
1999
1.765
.971
20 / 97
67 / 209
11 / 35
11 / 35
132
244
and near-fatal asthma (NFA)/fatal asthma studies. Data adapted from Kolbe et al (26) (E)
Tanihara (27) (E)
2000
2002
.963
.874
48 / 239
21 / 78
15 / 77
19 / 78
316
156
references 4, 21 and 23-27 Mitchell et al (32) (F) 2002 3.677 79 / 197 32 / 45 242
Dhuper et al (33) 2003 .515 310 / 523 30 / 70 593
Combined (n=13)* 1.304 981 / 2444 257 / 619 3063
Combined
Strunk et al (23) (E)
.1 1 10
logor1 Crane et al (24) (E)
Citation Year Effect NO NFA NFA NTotal Boulet et al (21) (E)
Crane et al (24) (E) 1989 2.688 41 / 468 24 / 117 585 Suissa et al (34) (E)
Spitzer et al (15) (P) 1992 3.336 40 / 655 23 / 129 784 Kikuchi et al (28) (E)
Tanihara et al (27) (E) 2002 1.495 23 / 78 30 / 78 156
Barboni et al (29) (E)
Combined (n=3)* 2.447 104 / 1201 77 / 324 1525 Turner et al (4) (E)
Tough et al (30) (F)
*(combined studies 95% CI 1.52 3.93, P=0.0002) Hessel et al (31) (F)
(E) Admission Medications, (F) Frequency, (P) Prescription Mitchell et al (32) (F)
Lanes et al (19) (P)
Tanihara et al (27) (E)
Figure 2) Meta-analytic integration of nebulized beta-agonists and Dhuper et al (33)
near-fatal asthma (NFA)/fatal asthma studies. Data adapted from ref-
erences 15, 24 and 27 Combined
.1 1 10
logor1
observed (OR=1.03, 95% CI 0.83 to 2.05, P=0.25) (Figure 3). Citation Year Effect NO NFA NFA NTotal
The funnel plot for ICS was quite symmetrical and did not sug- Strunk et al (23) (E) 1985 1.000 18 / 21 18 / 21 42
gest the presence of any marked publication bias (not shown). Crane et al (24) (E)
Boulet et al (21) (E)
1989
1991
1.375
1.000
104 / 468
2 / 19
33 / 117
2 / 19
585
38
Oral corticosteroids: Twelve studies, including 2855 patients, Suissa et al (34) (E)
Kikuchi et al (28) (E)
1994
1994
2.033
.304
96 / 258
1 / 11
53 / 97
0 / 11
355
22
examined the impact of oral corticosteroids on the outcomes of Barboni et al (29) (E)
Turner et al (4) (E)
1997
1998
24.375
1.750
2 / 17
20 / 80
13 / 17
7 / 19
34
99
interest. The use of oral steroids was associated with an Tough et al (30) (F)
Hessel et al (31) (F)
1998
1999
6.129
.891
2 / 97
71 / 209
4 / 35
11 / 35
132
244
increased risk of NFA/FA (OR=2.30, 95% CI 1.14 to 4.66, Tanihara et al (27) (E)
Mitchell et al (32) (F)
2002
2002
1.844
5.908
7 / 78
5 / 197
12 / 78
6 / 45
156
242
P=0.02) (Figure 4). Lanes et al (19) (P)
Dhuper et al (33)
2002
2003
25.947
.486
19 / 860
145 / 523
17 / 46
11 / 70
906
593
Combined (n=13)* 2.302 492 / 2838 187 / 610 3448
Alvarez et al
de Klerk et al (35)
Mitchell et al (32)
Dhuper et al (33)
de Klerk et al (36)
Combined Combined
.1 1 10
.1 1 10
logor1
logor1
Citation Year Effect NO NFA NFA NTotal
Citation Year Effect NO NFA NFA NTotal
Rea et al (35) 1986 .662 12 / 39 10 / 44 83 Strunk et al (21) 1985 1.583 2 / 21 3 / 21 42
Limthongkul et al (25) 1990 3.988 14 / 228 12 / 58 286
Tough et al (30) 1998 8.317 28 / 97 27 / 35 132 Boulet et al (21) 1991 81.000 0 / 19 13 / 19 38
Turner et al (4) 1998 2.373 22 / 80 9 / 19 99 Turner et al (4) 1998 14.339 7 / 80 11 / 19 99
Hessel et al (31) 1999 2.179 127 / 209 27 / 35 244 Hessel et al (31) 1999 5.529 16 / 209 11 / 35 244
Kolbe et al (26) 2000 9.043 28 / 239 42 / 77 316 de Klerk et al (35) 2002 4.400 10 / 54 8 / 16 70
Mitchell et al (32) 2002 5.932 103 / 197 39 / 45 242 Dhuper et al (33) 2003 2.300 123 / 523 29 / 70 593
Combined (n=7)* 4.738 172 / 1134 87 / 238 1372
de Klerk et al (36) 2002 .421 38 / 54 8 / 16 70
Combined (n=7)* 2.620 358 / 915 162 / 271 1186 *(combined studies 95% CI 2.4863 9.0281, P =0.0000)
Mechanical ventilation
Seven studies, which included 1372 patients, identified that a
history of mechanical ventilation was associated with a higher
Combined risk of NFA/FA (OR=4.74, 95% CI 2.49 to 9.03, P=0.0001)
.1 1 10 (Figure 7).
logor1
mechanical ventilation due to asthma also conferred a strong year. The second largest of the studies was by Lanes et al (19)
risk of NFA/FA. However, ED assessment did not confer a and included 903 patients (43 cases and 860 controls) based on
greater risk of NFA/FA. Smoking and atopy did not increase all patients with a physician diagnosis of asthma selected from a
the risk of NFA/FA. database of 96,258 patients in the United Kingdom. The source
Two major factors that can significantly affect the validity population included patients aged between 10 and 79 years and
of case control studies include selection of the control group the outcome of death was based on the death certificate. ICS
and exposure history (14). An important limitation in the did not confer a statistically significant protective effect, even
present study is that although most subjects were matched for after the RR ratio was adjusted for the use of ICS in the previous
age and sex, few were matched for asthma severity. Asthma year (one to six canisters, RR=0.7 [95% CI 0.2 to 2.9] and
severity may have confounded the meta-analysis because the greater than seven canisters, RR=0.7 [95% CI 0.2 to 2.8]). Due
cases may have had more severe disease than the controls. to the ages used in the inclusion criteria, this study may have
However, in response to a paper by Spitzer et al (15) that sug- included patients with COPD inadvertently and, thus, may
gested that increasing doses of beta-agonists may result in death, have diluted the protective effect of the ICS; however, it
Ernst et al (16) rigorously attempted to control for severity included all patients diagnosed with asthma by a physician.
using the Spitzer data, and concluded that perhaps it does not Another issue that arises in both of teh aforementioned data
interfere as much as previously thought and may be of minimal sets (18,19) is the method of determining the outcome. Death
importance when studying patients with NFA or FA. certificates were used to confirm asthma as the cause; however,
Furthermore, it is very difficult to categorize patients with asthma the exact cause of death is uncertain and reliance on clinical
in a reproducible manner. In 1995, the Global Initiative on judgment at the time of death can be varied, inaccurate and
Asthma (GINA) (17) proposed categorizing asthma severity overestimate asthma mortality (20).
into the groups intermittent, mild persistent, intermediate per- Asthma history, such as hospital and/or admission to the
sistent and severe persistent. Unfortunately, this has not trans- ICU and mechanical ventilation, conferred a significant risk of
lated into a clean tool to be used by epidemiologists because it NFA/FA as evidenced by the strongly positive ORs. However,
still remains a challenge to categorize the severity of asthma in ED assessment was not found to be associated with a greater
a reproducible way, especially given the dynamic and complex risk of NFA/FA. Possibly, the most severe asthmatic patients
nature of the disease. A patient that has suffered a NFA attack do not come to EDs as a result of psychological reasons, access
may have an intermittent disease following the event, which reasons and the perception of dyspnea. Surprisingly, two studies
would not categorize that patient as a severe asthmatic. (16,21) found that smoking did not confer a greater risk of
Information on medication use was integrated by categorizing NFA/FA. Ernst et al (16) explained that they may not have
each exposure. The three types of exposure identified were shown an association because they studied a younger popula-
admission medications (the patient was asked whether they tion than previous studies (22) that found an association in
were taking their prescribed medication; yes or no at the time older populations that smoked. These older populations had a
of admission), frequency (none, occasionally or daily use) and higher likelihood of containing patients with COPD.
prescription (the total number of patients taking at least one Health care teams should concentrate their efforts in
canister obtained from a pharmaceutical registry). Although patients who demonstrate any of the risk factors presented in
integration of these medications did not allow for analysis of the present analysis of the literature. Although exposure (dose-
dose responses, it did allow for analysis of exposure. The independent) to ICS did not demonstrate a clear protective
patients were asked if they were either taking their medica- effect against NFA/FA in the meta-analysis, when the effect
tions or not taking their medications before admission or the was measured using a dose-dependent formula, the data cor-
index event (yes or no answer). roborates with a protective effect for ICS against FA. In addi-
The data analyzed did not show a protective effect of ICS tion, the work by Suissa et al (18) demonstrated that
with regard to FA and NFA (as shown in Figure 4, where the discontinuation of medications increased the chances of a fatal
OR of 13 studies combined was 1.03). However, Suissa et al (18) event. Furthermore, it should be emphasized that ICS remain
found a protective effect when exposure was measured in a more the cornerstone of the treatment of asthma to prevent exacer-
precise manner. This study, the largest and best study to date, bations and admission to hospital. Perhaps patients not coming
included 2747 patients (66 cases and 2681 controls) from the to EDs have a blunted perception of dyspnea and do not come
Saskatchewan database. Patients were aged five to 44 years and until they require admission. Asthmatic patients with the
had used three or more antiasthmatic medications in one year of aforementioned strong predictors should be monitored fre-
the six-year study. Death was ascertained from death certificates. quently to anticipate and prevent morbidity and mortality.
The use of a prescription database allowed Suissa et al to explore
the dose relationship between ICS use and FA. They showed FUNDING: This project was funded by the Centre for Clinical
that the use of more than three canisters of ICS in the previous Epidemiology and Evaluation. Dr FitzGerald is a Michael Smith
three months was associated with protection against death due Distinguished Scholar recipient and a CIHR-BC Lung Scientist.
to asthma (OR=0.13, 95% CI 0.02 to 0.97), and that there was
an association between FA and discontinuation of ICS one to
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