You are on page 1of 14

Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

Official reprint from UpToDate


www.uptodate.com 2017 UpToDate, Inc. and/or its affiliates. All Rights Reserved.

Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the


newborn

Author: Richard Martin, MD


Section Editor: Joseph A Garcia-Prats, MD
Deputy Editor: Melanie S Kim, MD

All topics are updated as new evidence becomes available and our peer review process is complete.
Literature review current through: Oct 2017. | This topic last updated: Aug 23, 2016.

INTRODUCTION Respiratory distress syndrome (RDS), formerly known as hyaline membrane disease, is
a common problem in preterm infants. This disorder is caused primarily by deficiency of pulmonary surfactant
in an immature lung. RDS is a major cause of morbidity and mortality in preterm infants.

The pathophysiology and clinical features of RDS will be presented here. The management of RDS and other
disorders of perinatal transition are discussed separately. (See "Prevention and treatment of respiratory
distress syndrome in preterm infants" and "Clinical features and diagnosis of meconium aspiration syndrome"
and "Persistent pulmonary hypertension of the newborn" and "Transient tachypnea of the newborn".)

LUNG DEVELOPMENT Knowledge of the normal fetal lung development is central to understanding the
pathophysiology of neonatal RDS, which is due to inadequate surfactant activity resulting from lung
immaturity.

Normal fetal alveolar development occurs in the following stages [1]:

Embryonic period At approximately 26 days gestation, the embryonic stage begins with the first
appearance of the fetal lung, which appears as a protrusion of the foregut. The initial branching of the
lung occurs at 33 days gestation forming the prospective main bronchi, which begin to extend into the
mesenchyme. Further branching forms the segmental bronchi as the lung enters the next stage of
development.

Pseudoglandular stage In the pseudoglandular stage (5th to 16th weeks of gestation), 15 to 20


generations of airway branching occur starting from the main segmental bronchi and ending as terminal
bronchioles. At the end of the pseudoglandular stage, the airways are surrounded by a loosely packed
mesenchyme, which includes a few blood vessels, and is lined by glycogen-rich and morphologically
undifferentiated epithelial cells with a columnar to cuboidal shape. In general, epithelial differentiation is
centrifugal, so the proximal airways are lined with the most differentiated cells, with progressively less
differentiation in the more distal tubules.

Canalicular stage During the canalicular stage (16th to 25th weeks of gestation), the transition from
previable to a potential viable lung occurs as the respiratory bronchioles and alveolar ducts of the gas
exchange region of the lung are formed. The surrounding mesenchyme becomes more vascular and

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 1 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

condenses around the airways. The closer vascular proximity ultimately results in fusion of the capillary
and epithelial basement membranes. After 20 weeks gestation, cuboidal epithelial cells begin to
differentiate into alveolar type II cells with formation of cytoplasmic lamellar bodies [2]. The presence of
lamellar bodies indicates the production of surfactant, which is produced from glycogen and stored in the
lamellar bodies.

Saccular stage At the beginning of the saccular stage (approximately 24 weeks gestation), there is
potential for viability because gas exchange is possible due to the presence of large and primitive forms
of the future alveoli. In this stage, formation of alveoli (ie, alveolarization) occurs by the outgrowth of
septae that subdivide terminal saccules into anatomic alveoli, where air exchange occurs. The number of
alveoli in each lung increases from zero at 32 weeks gestation to between 50 and 150 million alveoli in
term infants and 300 million in adults. Alveolar growth continues for at least two years after birth at term.

Pulmonary surfactant The primary cause of RDS is deficiency of pulmonary surfactant, which is
developmentally regulated. The fetal lung is filled with fluid and provides no respiratory function until birth. In
preparation for air breathing, surfactant is expressed in the lung starting around the 20th week of gestation [3].
Surfactant reduces the alveolar surface tension, thereby facilitating alveolar expansion and reducing the
likelihood of alveolar collapse atelectasis.

Because of the developmental regulation of surfactant production, the most common cause of surfactant
deficiency is preterm delivery. In addition, mutations in the genes encoding surfactant proteins SP-B and SP-
C [4,5] and the adenosine triphosphate (ATP)-binding cassette (ABC) transporter A3 (ABCA3) [6-8] may
cause surfactant deficiency and/or dysfunction, and hereditary respiratory failure in infants born at term. (See
"Genetic disorders of surfactant dysfunction", section on 'SFTPC mutations'.)

Pulmonary surfactant is a complex mixture that is mostly composed of lipids (90 percent), primarily
phospholipids, and approximately 10 percent proteins.

Lipid Approximately 70 percent of the lipid in surfactant is phosphatidylcholine species. Of this,


approximately 60 percent is disaturated palmitoylphosphatidyl choline, the main component of surfactant
that lowers alveolar surface tension [9].

Protein Four surfactant-specific proteins have been identified, and their functions have been partly
elucidated [1,10-12]. They include the hydrophobic surfactant proteins SP-B and SP-C, and the
hydrophilic proteins SP-A and SP-D.

SP-A, a member of the collectin protein family, is an innate host defense protein and a regulator of
inflammation in the lung. This protein facilitates phagocytosis of pathogens and their clearance from
the airspace by macrophages. Patients with a deficiency of SP-A have not been identified. SP-A
levels are low in surfactant from preterm lungs and increase with corticosteroid exposure. Mice that
lack SP-A have normal lung function and surfactant metabolism, indicating that SP-A is not critical to
the regulation of surfactant metabolism. SP-A is not present in currently available surfactants used
for treatment of RDS.

SP-B facilitates surface absorption of lipids and, as a result, contributes to the surface tension-
lowering ability of surfactant. Animals with antibodies to SP-B develop respiratory failure.
Homozygous SP-B deficiency is extremely rare and essentially lethal in term human infants [4]. SP-
B and SP-C are both components found in commercial preparations of surfactants.

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 2 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

Humans with SP-C deficiency do not have respiratory distress at birth, but develop progressive
interstitial pulmonary fibrosis as infants and into early childhood [5]. SP-C deficient mice have
normal lung and surfactant function at birth. However, the mice develop progressive interstitial lung
disease and emphysema as they age. In this animal model, the misprocessed SP-C results in SP-C
deficiency in the airspaces and injury to the type II cell. SP-B and SP-C probably work cooperatively
to optimize rapid adsorption and spreading of phospholipids on a surface and to facilitate surface
tension lowering and alveolar stability on surface area compression at low lung volume.

SP-D is a hydrophilic protein and, like SP-A, a member of the collectin protein family. It also
functions as an innate host defense molecule by binding pathogens and facilitating their clearance.
The absence of SP-D results in increased surfactant lipid pools in the airspaces and emphysema,
but no major deficits in surfactant function in mice [13]. Treatment of preterm lambs with
recombinant surfactant protein D has been shown to inhibit lung inflammation, which reduces
surfactant inactivation, and may hold promise for future human investigation [14].

Synthesis, secretion, and absorption Surfactant is synthesized within the alveolar type II cells
starting with phospholipid synthesis in the endoplasmic reticulum, then is processed through the Golgi
apparatus to the lamellar bodies. Phospholipids combine with the surfactant proteins SP-B and SP-C to form
the surfactant lipoprotein complex within the lamellar bodies. Lamellar bodies localize to the apical surface of
the type II cell and are released into the alveoli by exocytosis.

As the lamellar bodies unravel within the alveoli, the surfactant complex forms a lipoprotein array (includes
SP-A, SP-B, and SP-C proteins, and phospholipids) called tubular myelin that contributes to the surface film
within the alveoli and airways and reduces alveolar surface tension [1]. Secreted surfactant moves from the
airspaces back to type II cells, where it is recycled back into the cell by an endocytotic process into
multivesicular bodies and subsequently lamellar bodies. Recycling of endogenous and exogenous surfactant
recycling is an important contributor to the surfactant pool [15].

Prematurity In the preterm infant, both a decrease in the quantity and quality of surfactant contributes
to decreased surfactant activity, resulting in RDS.

In addition to low surfactant production seen with decreasing gestational age, the surfactant produced in
preterm infants compared with surfactant from term infants has reduced activity because of differences in lipid
and protein composition [16]:

Surfactant from immature lungs compared with surfactant from mature lungs contains larger amounts of
phosphatidylinositol (10 versus 2 percent of the surfactant composition) and smaller amounts of
phosphatidylglycerol (less than 1 versus 10 percent). The more mature form of surfactant with the higher
phosphatidylglycerol content has greater surface activity. The phosphatidylglycerol content begins to rise
in amniotic fluid after 35 weeks gestation and is used as a marker for fetal lung maturity.

Several other techniques are available to assess fetal lung maturation. These include
lecithin/sphingomyelin (L/S) ratio and lamellar body counts. As discussed above, surfactant production is
first noted around 20 weeks gestation with the appearance of lamellar bodies within the epithelial cells of
the airways. Clinically, lamellar body counts in the amniotic fluid may also be used to measure fetal lung
maturity and surfactant production. (See "Assessment of fetal lung maturity", section on
'Phosphatidylglycerol'.)

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 3 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

The protein content of surfactant from preterm lung is low relative to the amount of surfactant lipid. In
general, type II cells with lamellar bodies appear in the human lung after 20 weeks with very little
surfactant protein mRNA expression until later in gestation. The expression of the four surfactant proteins
varies with gestational age: SP-A increases after 32 weeks gestation, SP-B increases after 34 weeks
gestation, SP-C mRNA is highly expressed at the tip of branching airways during early lung
development, and expression of SP-D mRNA is low until late gestation.

The administration of antenatal glucocorticoids reduces the risk of RDS in preterm infants because it
improves neonatal lung function by enhancing maturational changes in lung architecture and by inducing
enzymes that stimulate phospholipid synthesis and release of surfactant. (See "Antenatal corticosteroid
therapy for reduction of neonatal respiratory morbidity and mortality from preterm delivery", section on
'Mechanism of action' and "Antenatal corticosteroid therapy for reduction of neonatal respiratory morbidity
and mortality from preterm delivery", section on 'Reduction of RDS'.)

PATHOPHYSIOLOGY

Overview The primary abnormality in RDS is surfactant deficiency. In the premature lung, inadequate
surfactant activity results in high surface tension leading to instability of the lung at end-expiration, low lung
volume, and decreased compliance. These changes in lung function cause hypoxemia due to a mismatch
between ventilation and perfusion primarily due to collapse of large portions of the lung (atelectasis), with
additional contributions of ventilation/perfusion mismatch from intrapulmonary and extrapulmonary right-to-left
shunts.

Surfactant deficiency also leads to lung inflammation and respiratory epithelial injury, which may result in
pulmonary edema and increased airway resistance. These factors further exacerbate lung injury and worsen
lung function. At the same time, abnormal fluid absorption results in inefficient clearing of liquid in the injured
lung, leading to edema lung that also impedes gas exchange.

Surfactant deficiency In preterm infants, surfactant deficiency is the primary cause of RDS because the
loss of surfactant leads to an increase in the amount of pressure needed to open alveoli, and alveolar
instability at low volume resulting in alveolar collapse and diffuse atelectasis. (See 'Prematurity' above.)

The relationship of the inflating pressure, surface tension, and radius of curvature is illustrated by the model
of a distal alveolus as a sphere connected to a distal airway described by LaPlace's law. According to
LaPlace's law, the pressure (P) necessary to keep the sphere open is proportional to the surface tension (T)
and inversely proportional to the radius (R) of the sphere, as shown by the formula:

P = 2T/R

If the surface tension is high and the alveolar volume is small (ie, the radius is low), as occurs at end-
expiration, the pressure necessary to keep the alveolus open is high. If this increased pressure cannot be
generated, the alveolus collapses. Diffuse atelectasis occurs when alveolar collapse occurs throughout the
lung, which leads to hypoxemia. Pulmonary surfactant reduces the surface tension, even at low volumes,
leading to a decrease in the required pressure, thus maintaining alveolar volume and stability (figure 1).

Inflammation and lung injury The role of inflammation in the pathogenesis of RDS is suggested by
animal experiments in which surfactant deficiency was associated with the rapid accumulation of neutrophils
in the lung and evidence of pulmonary edema [17]. In this model, depletion of neutrophils prevented
pulmonary edema. In addition, as noted above, surfactant deficiency causes atelectasis that may lead to

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 4 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

injury of the respiratory epithelium and the alveolar capillary endothelium, which can trigger a cytokine-
mediated inflammatory response. Further injury may be caused by positive pressure ventilatory support or
excessive oxidant exposure [18-23]. The inflammation and lung injury may, in turn, lead to accumulation of
protein-rich pulmonary fluid that can deactivate any surfactant that is present, thereby further exacerbating
the underlying surfactant deficiency [24].

Pulmonary edema In infants with RDS, pulmonary edema often occurs because of the following
contributory factors:

Inflammation and lung injury. (See 'Inflammation and lung injury' above.)

Reduced pulmonary fluid absorption In the fetus, lung fluid is actively transported into the potential
airspaces in a process mediated by chloride channels. In preparation for birth and air-breathing, the lung
shifts from a secretory to an absorptive mode. Fluid absorption is mediated by sodium channels
expressed on epithelial cells (ENaC). However, ENaC expression increases with gestational age in
parallel with the surge in surfactant production. In preterm infants, an inadequate number of ENaC may
result in fluid retention, similar to what is seen in infants with transient tachypnea of the newborn [25,26].

Low urine output Infants with RDS typically have low urine output contributing to fluid retention in the
first few days, which may exacerbate pulmonary edema. Some infants have hyponatremia due to
increased free water. Infants recovering from RDS typically have a spontaneous diuresis on the second
to fourth day, followed by improved pulmonary function.

Surfactant inactivation In addition to decreased surfactant production and synthesis of a less active
surfactant, surfactant inactivation further reduces the effective surfactant pool size. Factors that contribute to
surfactant inactivation include:

Meconium and blood in the alveoli can inactivate surfactant activity, which is more typically an issue in
term infants with meconium aspiration than in preterm infants with surfactant deficiency.

Proteinaceous edema and inflammatory products increase the conversion rate of surfactant into its
inactive vesicular form. This conversion can be accelerated by oxidant and mechanical stress associated
with mechanical ventilation, especially if high tidal volumes and lack of positive end-expiratory pressure
(PEEP) are used [21,27].

Pulmonary function and gas exchange The major negative effects of surfactant deficiency on
pulmonary function are low compliance and low lung volume (functional residual capacity), and are primarily
due to atelectasis, although both pulmonary edema and inflammation may be contributing factors. Total lung
resistance is slightly increased, probably as a result of airway compression by interstitial edema and damage
to the airways by the increased pressure needed to expand the poorly compliant alveoli [28-31].

Exogenous surfactant therapy prevents or corrects these pulmonary functional abnormalities (ie, low lung
compliance and volume, and increased lung resistance). (See "Prevention and treatment of respiratory
distress syndrome in preterm infants", section on 'Surfactant therapy'.)

Hypoxemia The hypoxemia that occurs in RDS is due primarily to mismatch of ventilation and
perfusion with intrapulmonary right-to-left shunting of blood past substantial regions of the lung that are poorly
ventilated. Extrapulmonary shunting also occurs typically across the foramen ovale and patent ductus
arteriosus.

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 5 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

The proportion of hypoxemia due to shunting versus poor alveolar ventilation depends upon the extent of
hypoxic pulmonary vasoconstriction and the relative size of the underventilated region. Although minute
ventilation may be increased, alveolar ventilation is decreased as most of the lung is collapsed and poorly
ventilated. Poor ventilation is reflected in elevated values of arterial partial pressure of carbon dioxide
(PaCO2), and a resultant respiratory acidosis. Metabolic acidosis also may be present due to lactic acid
production from anaerobic metabolism, in response to hypoxemia and compromised tissue perfusion.

INCIDENCE The incidence of RDS increases with decreasing gestational age (GA). The risk is highest in
extremely preterm infants, as illustrated by a study from the National Institute of Child Health and Human
Development Neonatal Research Network that found a 93 percent incidence of RDS in a cohort of 9575
extremely preterm infants (GA 28 weeks or below) born between 2003 and 2007 [32].

Although the incidence is lower, RDS still occurs in a significant number of late preterm infants (GA between
34 weeks and 36 weeks and 6 days). In a report from the Safe Labor Consortium of 233,844 deliveries from
2002 and 2008, RDS was diagnosed in 10.5, 6, 2.8, 1, and 0.3 percent for infants born at 34, 35, 36, 37, and
38 weeks gestation, respectively [33]. In late preterm and term infants, male gender is associated with an
increased risk of RDS (adjusted odds ratio [AOR] 1.7, 95% CI 1.45-1.93), and being white is also associated
with increased risk, as opposed to being of Asian (AOR 0.57, 95% CI 0.47-0.7), black (AOR 0.66, 95% CI
0.5-0.87), or Hispanic ethnicity (AOR 0.76, 95% CI 0.64-0.9) [34].

CLINICAL MANIFESTATIONS The clinical manifestations of RDS result primarily from abnormal
pulmonary function and hypoxemia. Because RDS is primarily a developmental disorder of deficient
surfactant production, it presents within the first minutes or hours after birth. If untreated, RDS progressively
worsens over the first 48 hours of life. In some cases, infants may not appear ill immediately after delivery,
but develop respiratory distress and cyanosis within the first few hours of age. These infants may have a
borderline amount of surfactant that is consumed or becomes inactivated.

The affected infant is almost always preterm and exhibits signs of respiratory distress that include:

Tachypnea.

Nasal flaring, which reflects the use of accessory respiratory muscles and lowers total respiratory system
resistance.

Expiratory grunting, which results from exhalation through a partially closed glottis and slows the
decrease in end-expiratory lung volume.

Intercostal, subxiphoid, and subcostal retractions, which occur because the highly compliant rib cage is
drawn in during inspiration by the high intrathoracic pressures required to expand the poorly compliant
lungs.

Cyanosis due to right-to-left intra- and extra-pulmonary shunting. (See 'Hypoxemia' above.)

On physical examination, auscultated breath sounds are decreased, and infants may be pale with diminished
peripheral pulses. The urine output often is low in the first 24 to 48 hours and peripheral edema is common.

Clinical course Prior to surfactant use, uncomplicated RDS typically progressed for 48 to 72 hours. This
was associated with an improvement in respiratory function as endogenous surfactant production increased.
RDS typically resolves by one week of age. A marked diuresis typically preceded the improvement in lung

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 6 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

function. The natural history of RDS is greatly modified by treatment with exogenous surfactant, which
dramatically improves pulmonary function, leading to the resolution of symptoms, and shortens the clinical
course. In addition, the use of continuous positive airway pressure (CPAP) has also improved the clinical
course of RDS, even in infants who do not receive surfactant therapy. (See "Prevention and treatment of
respiratory distress syndrome in preterm infants", section on 'Surfactant therapy' and "Prevention and
treatment of respiratory distress syndrome in preterm infants", section on 'Nasal continuous positive airway
pressure'.)

Laboratory findings Chest radiography is generally obtained for all neonates with respiratory distress.
The radiographic features of neonatal RDS (low lung volume and the classic diffuse reticulogranular ground
glass appearance with air bronchograms) in a preterm infant with respiratory distress fulfill the clinical
diagnosis criteria for RDS (image 1). (See 'Diagnosis' below.)

Other laboratory findings associated with, but not diagnostic for, RDS include:

Arterial blood gas measurements typically show hypoxemia that responds to administration of
supplemental oxygen. The partial pressure of carbon dioxide (PCO2) initially is normal or slightly
elevated, but usually increases as the disease worsens.

As the disease progresses, infants may develop hyponatremia. This results from water retention, and
usually improves with fluid restriction. Attentive fluid management prevents hyponatremia, and as a
result, this finding is less commonly observed.

DIAGNOSIS The diagnosis of RDS is based on a clinical picture of a preterm infant with the onset of
progressive respiratory failure shortly after birth (manifested by an increase in the work of breathing and an
increase in the oxygen requirement), in conjunction with a characteristic chest radiograph. The chest
radiographic features of RDS include a low lung volume and the classic diffuse reticulogranular ground glass
appearance with air bronchograms (image 1). This radiographic pattern results from alveolar atelectasis
contrasting with aerated airways. Pulmonary edema may contribute to the diffuse appearance. Pneumothorax
and air leaks are uncommon findings in the initial chest radiography, and are more frequently observed when
lung compliance improves. (See 'Clinical manifestations' above and "Pulmonary air leak in the newborn".)

Differential diagnosis The differential diagnosis for RDS includes other causes of respiratory distress,
which are distinguished from RDS by their clinical features, radiographic features, and course. The initial
evaluation and management of neonates with respiratory distress are discussed separately. (See "Overview
of neonatal respiratory distress: Disorders of transition".)

Transient tachypnea of the newborn (TTN) TTN is generally seen in more mature infants (ie, term or
late preterm infants) compared with RDS. Patients with TTN have milder respiratory distress and
improve more quickly than those with RDS. Only extremely severe cases of TTN, which are rare, require
mechanical ventilation. (See "Transient tachypnea of the newborn".)

Bacterial pneumonia It is often difficult to differentiate between infants with RDS and those with
bacterial pneumonia because of overlap of both clinical and radiographic findings. As a result, blood
cultures and, possibly, tracheal cultures should be obtained in all preterm infants who present with
respiratory distress. Empirical antibiotics are given to infants at risk for infection pending culture results
and clinical course. (See "Neonatal pneumonia".)

Air leak Air leak (eg, pneumothorax) may be a complication of RDS, an isolated problem, or associated

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 7 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

with another underlying disorder. It is detected by chest radiography. (See "Pulmonary air leak in the
newborn".)

Cyanotic congenital heart disease Most patients with cyanotic congenital heart disease (CCHD) have
milder respiratory distress than that seen in patients with RDS. In addition, CCHD is usually differentiated
from RDS by the absence of the characteristic diffuse reticulogranular ground glass appearance with air
bronchograms on chest radiograph. If lung function and the chest radiograph do not improve with
respiratory support and surfactant administration, an echocardiogram should be performed to rule out
structural heart disease or persistent pulmonary hypertension of the newborn (PPHN) in infants with
severe arterial hypoxemia. (See "Cardiac causes of cyanosis in the newborn".)

Interstitial (diffuse) lung disease A number of interstitial and diffuse lung diseases may present in the
neonatal period, including genetic disorders of surfactant dysfunction, lung growth abnormalities, and
pulmonary interstitial glycogenosis. (See "Classification of diffuse lung disease (interstitial lung disease)
in infants and children".)

Non-pulmonary systemic disorders, such as hypothermia, hypoglycemia, anemia, polycythemia, or


metabolic acidosis, may present with respiratory distress. Differentiation from RDS is based on the
history, physical findings and appropriate laboratory evaluation.

INFORMATION FOR PATIENTS UpToDate offers two types of patient education materials, "The Basics"
and "Beyond the Basics." The Basics patient education pieces are written in plain language, at the 5th to 6th
grade reading level, and they answer the four or five key questions a patient might have about a given
condition. These articles are best for patients who want a general overview and who prefer short, easy-to-
read materials. Beyond the Basics patient education pieces are longer, more sophisticated, and more
detailed. These articles are written at the 10th to 12th grade reading level and are best for patients who want
in-depth information and are comfortable with some medical jargon.

Here are the patient education articles that are relevant to this topic. We encourage you to print or e-mail
these topics to your patients. (You can also locate patient education articles on a variety of subjects by
searching on "patient info" and the keyword(s) of interest.)

Basics topics (see "Patient education: When a baby is born premature (The Basics)" and "Patient
education: Transient tachypnea of the newborn (The Basics)")

SUMMARY AND RECOMMENDATIONS

Respiratory distress syndrome (RDS), formerly also known as hyaline membrane disease, is a common
problem in preterm newborn infants.

RDS is caused primarily by deficiency of pulmonary surfactant in an immature lung. Other contributing
factors to lung injury include inflammation and pulmonary edema. (See 'Pulmonary surfactant' above and
'Pathophysiology' above.)

Surfactant deficiency causes alveolar collapse leading to low lung compliance and volume and
ventilation and perfusion mismatch resulting in hypoxemia. (See 'Pulmonary function and gas exchange'
above.)

The incidence of RDS increases with decreasing gestational age (GA). Extremely preterm infants (GA 28

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 8 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

weeks or below) are at the greatest risk for RDS, with an incidence of over 90 percent. (See 'Incidence'
above.)

The clinical manifestations of RDS are primarily due to abnormal pulmonary function and hypoxemia in a
preterm infant. RDS presents within the first minutes or hours of birth with signs of respiratory distress,
such as tachypnea, nasal flaring, expiratory grunting, intercostal, subcostal, and subxiphoid retractions,
and cyanosis. Additional findings may include decreased ausculatory breath sounds, pallor, and
diminished perfusion. (See 'Clinical manifestations' above.)

Typically RDS progresses over the first 48 to 72 hours of life with increased respiratory distress, and
begins to resolve after 72 hours. Subsequent improvement is coincident with increased production of
endogenous surfactant with resolution of symptoms by one week of age. The use of antenatal steroids,
exogenous surfactant, and/or continuous positive airway pressure dramatically improves pulmonary
function and shortens the clinical course. (See 'Clinical course' above.)

The diagnosis of RDS is based on clinical findings of a preterm infant with onset of progressive
respiratory failure shortly after birth and a characteristic chest radiograph, which demonstrates low lung
volume and diffuse reticulogranular ground glass appearance with air bronchograms (image 1). (See
'Diagnosis' above.)

The differential diagnosis of RDS includes other causes of respiratory distress in the newborn including
transient tachypnea of the newborn (TTN), bacterial pneumonia, air leak, cyanotic congenital heart
disease (CCHD), interstitial (diffuse) lung disease, and non-pulmonary systemic disorders. These
disorders are distinguished from RDS based on differences in clinical presentation, chest radiograph
findings, and clinical course. (See 'Differential diagnosis' above.)

ACKNOWLEDGMENT The editorial staff at UpToDate would like to acknowledge Stephen E Welty, MD,
and Firas Saker, MD, FAAP, who contributed to an earlier version of this topic review.

Use of UpToDate is subject to the Subscription and License Agreement.

REFERENCES

1. Jobe AH. Lung Development and maturation. In: Neonatal-Perinatal Medicine, 9th ed, Martin RJ, Fanar
off AA, Walsh MC (Eds), Elsevier Mosby, St Louis 2010. Vol 2, p.1075.
2. Schmitz G, Mller G. Structure and function of lamellar bodies, lipid-protein complexes involved in
storage and secretion of cellular lipids. J Lipid Res 1991; 32:1539.
3. Frank L, Sosenko IR. Development of lung antioxidant enzyme system in late gestation: possible
implications for the prematurely born infant. J Pediatr 1987; 110:9.
4. Nogee LM, Garnier G, Dietz HC, et al. A mutation in the surfactant protein B gene responsible for fatal
neonatal respiratory disease in multiple kindreds. J Clin Invest 1994; 93:1860.
5. Nogee LM, Dunbar AE 3rd, Wert SE, et al. A mutation in the surfactant protein C gene associated with
familial interstitial lung disease. N Engl J Med 2001; 344:573.
6. Shulenin S, Nogee LM, Annilo T, et al. ABCA3 gene mutations in newborns with fatal surfactant
deficiency. N Engl J Med 2004; 350:1296.

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 9 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

7. Somaschini M, Nogee LM, Sassi I, et al. Unexplained neonatal respiratory distress due to congenital
surfactant deficiency. J Pediatr 2007; 150:649.
8. Wert SE, Whitsett JA, Nogee LM. Genetic disorders of surfactant dysfunction. Pediatr Dev Pathol 2009;
12:253.
9. Jobe AH, Ikegami M. Biology of surfactant. Clin Perinatol 2001; 28:655.
10. Whitsett JA, Weaver TE. Hydrophobic surfactant proteins in lung function and disease. N Engl J Med
2002; 347:2141.
11. Whitsett JA, Wert SE, Weaver TE. Alveolar surfactant homeostasis and the pathogenesis of pulmonary
disease. Annu Rev Med 2010; 61:105.
12. Nkadi PO, Merritt TA, Pillers DA. An overview of pulmonary surfactant in the neonate: genetics,
metabolism, and the role of surfactant in health and disease. Mol Genet Metab 2009; 97:95.
13. Wu H, Kuzmenko A, Wan S, et al. Surfactant proteins A and D inhibit the growth of Gram-negative
bacteria by increasing membrane permeability. J Clin Invest 2003; 111:1589.
14. Sato A, Whitsett JA, Scheule RK, Ikegami M. Surfactant protein-d inhibits lung inflammation caused by
ventilation in premature newborn lambs. Am J Respir Crit Care Med 2010; 181:1098.
15. Verlato G, Cogo PE, Balzani M, et al. Surfactant status in preterm neonates recovering from respiratory
distress syndrome. Pediatrics 2008; 122:102.
16. Hallman M, Kulovich M, Kirkpatrick E, et al. Phosphatidylinositol and phosphatidylglycerol in amniotic
fluid: indices of lung maturity. Am J Obstet Gynecol 1976; 125:613.
17. Carlton DP, Albertine KH, Cho SC, et al. Role of neutrophils in lung vascular injury and edema after
premature birth in lambs. J Appl Physiol (1985) 1997; 83:1307.
18. Clark RH, Gerstmann DR, Jobe AH, et al. Lung injury in neonates: causes, strategies for prevention,
and long-term consequences. J Pediatr 2001; 139:478.
19. Naik AS, Kallapur SG, Bachurski CJ, et al. Effects of ventilation with different positive end-expiratory
pressures on cytokine expression in the preterm lamb lung. Am J Respir Crit Care Med 2001; 164:494.
20. Brus F, van Oeveren W, Okken A, Oetomo SB. Number and activation of circulating polymorphonuclear
leukocytes and platelets are associated with neonatal respiratory distress syndrome severity. Pediatrics
1997; 99:672.
21. Turunen R, Nupponen I, Siitonen S, et al. Onset of mechanical ventilation is associated with rapid
activation of circulating phagocytes in preterm infants. Pediatrics 2006; 117:448.
22. Buss IH, Senthilmohan R, Darlow BA, et al. 3-Chlorotyrosine as a marker of protein damage by
myeloperoxidase in tracheal aspirates from preterm infants: association with adverse respiratory
outcome. Pediatr Res 2003; 53:455.
23. Cheah FC, Winterbourn CC, Darlow BA, et al. Nuclear factor kappaB activation in pulmonary leukocytes
from infants with hyaline membrane disease: associations with chorioamnionitis and Ureaplasma
urealyticum colonization. Pediatr Res 2005; 57:616.
24. Nitta K, Kobayashi T. Impairment of surfactant activity and ventilation by proteins in lung edema fluid.
Respir Physiol 1994; 95:43.
25. Smith DE, Otulakowski G, Yeger H, et al. Epithelial Na(+) channel (ENaC) expression in the developing
normal and abnormal human perinatal lung. Am J Respir Crit Care Med 2000; 161:1322.
26. Helve O, Pitknen OM, Andersson S, et al. Low expression of human epithelial sodium channel in
airway epithelium of preterm infants with respiratory distress. Pediatrics 2004; 113:1267.

https://www.uptodate.com/contents/pathophysiology-clinical-maniflt&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 10 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

27. Jobe AH, Hillman N, Polglase G, et al. Injury and inflammation from resuscitation of the preterm infant.
Neonatology 2008; 94:190.
28. Edberg KE, Sandberg K, Silberberg A, et al. Lung volume, gas mixing, and mechanics of breathing in
mechanically ventilated very low birth weight infants with idiopathic respiratory distress syndrome.
Pediatr Res 1991; 30:496.
29. Macklem PT, Proctor DF, Hogg JC. The stability of peripheral airways. Respir Physiol 1970; 8:191.
30. NELSON NM, PROD'HOM LS, CHERRY RB, et al. Pulmonary function in the newborn infant. II.
Perfusion--estimation by analysis of the arterial-alveolar carbon dioxide difference. Pediatrics 1962;
30:975.
31. Goldsmith J, Karotkin E. Assisted Ventilation of the Neonate, 4th ed, WB Saunders, Philadelphia 2003.
32. Stoll BJ, Hansen NI, Bell EF, et al. Neonatal outcomes of extremely preterm infants from the NICHD
Neonatal Research Network. Pediatrics 2010; 126:443.
33. Consortium on Safe Labor, Hibbard JU, Wilkins I, et al. Respiratory morbidity in late preterm births.
JAMA 2010; 304:419.
34. Anadkat JS, Kuzniewicz MW, Chaudhari BP, et al. Increased risk for respiratory distress among white,
male, late preterm and term infants. J Perinatol 2012; 32:780.

Topic 5055 Version 23.0

https://www.uptodate.com/contents/pathophysiology-clinical-manifult&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 11 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

GRAPHICS
Surfactant effect on lung pressure-volume in preterm
rabbits

Pressure-volume relationships for the inflation and deflation of surfactant-


deficient and surfactant-treated preterm rabbit lungs. The control lungs are
from 27-day preterm rabbits. Rabbits with surfactant deficiency have high
opening pressure, low maximal volume at a distending pressure of 35 cm
H 2 O, and the lack of deflation stability at low pressures on deflation (orange
squares). In contrast, treatment of 27-day preterm rabbits with a natural
surfactant alters the pressure-volume relationships with lower opening
pressure, improved maximal volume at a distending pressure of 35 cm H 2 O,
and deflation stability at low deflating pressures (green circles).

Reproduced from: Jobe AH. Lung development and maturation. In: Fanaroff &
Martin's Neonatal-Perinatal Medicine - Diseases of the Fetus and Infant, 9th ed,
Martin RJ, Fanaroff AA, Walsh MC (Eds), Elsevier, St. Louis 2011. Illustration used
with the permission of Elsevier Inc. All rights reserved.

Graphic 70666 Version 3.0

https://www.uptodate.com/contents/pathophysiology-clinical-maniflt&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 12 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

Chest radiograph of neonatal respiratory distress syndrome

Two radiographs that demonstrate severe (A) and moderate (B) neonatal respiratory
distress syndrome. Both demonstrate the characteristic low lung volumes, and diffuse
reticulogranular ground glass appearance with air bronchograms.

Graphic 52323 Version 7.0

https://www.uptodate.com/contents/pathophysiology-clinical-maniflt&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 13 of 14
Pathophysiology, clinical manifestations, and diagnosis of respiratory distress syndrome in the newborn - UpToDate 11/26/17, 00)15

https://www.uptodate.com/contents/pathophysiology-clinical-maniflt&search=respiratory%20distress%20syndrome&selectedTitle=1~150 Page 14 of 14

You might also like