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Geoforum 43 (2012) 442452

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Geoforum
journal homepage: www.elsevier.com/locate/geoforum

Constructing citizenship in the shadow state


Dan Trudeau
Department of Geography, Macalester College, 1600 Grand Avenue, Saint Paul, MN 55105, United States

a r t i c l e i n f o a b s t r a c t

Article history: This article addresses the contributions of local community-based nonprot organizations to the
Received 1 April 2010 construction of citizenship through three different examples of stateorganization interaction in
Received in revised form 28 September 2011 MinneapolisSt. Paul to integrate migrants into American society. These examples stand for broader
Available online 28 October 2011
questions about how shadow state relationships affect the shape and scale of citizenship relations to
which organizations contribute. The article focuses empirically on how organizations enact state rules
Keywords: and resources in providing services to migrants. The conclusions are directed toward theorizing the kinds
Shadow state
of shadow state relationships that contribute to nationally inclusive visions of citizenship as well as alter-
Citizenship
Scale
native, subnational visions of citizenship.
Immigrants and refugees 2011 Elsevier Ltd. All rights reserved.
Neoliberalism

1. Introduction 2001; Veronis, 2006; Varsanyi, 2008; Perkins, 2009). More recently
though, scholars have begun to demonstrate how local community
The shift from government to governance over the last two dec- organizations are able to inect such agendas with other priorities
ades of welfare state restructuring has raised important questions or subtly resist them (Morgen, 2001; Elwood and Leitner, 2003;
about the role that local communities play in social regulation Fyfe, 2005; Elwood, 2006; Leitner et al., 2007; Trudeau, 2008a;
and integration in Western nation-states. The rhetoric of welfare Warshawsky, 2010).
state restructuring in the United States, among other contexts, g- This article seeks to bring clarity to this situation by examining
ures a heightened role for local community (Staeheli et al., 1997; how nonprot social service organizations in the US both engage
Amin, 2005; Herbert, 2005; Sassen, 2006; Sites et al., 2007; Bristow the localized settings of migrants incorporation into the polity
et al., 2008; MacLeavy, 2009; Wallace, 2009). Furthermore, the and negotiate distinct relationships with state institutions as part
incorporation of local community organizations in the delivery of of their attempt to inuence how migrants act and are seen as
public services suggests an opportunity for local communities to citizens. I draw on case study research of three nonprot commu-
shape processes of social regulation and integration (Fraser et al., nity-based organizations in MinneapolisSt. Paul that attempt to
2003; Sites, 2003; DeFilippis et al., 2006, 2010; Fuller et al., 2008; incorporate migrants into society through service provision,
Ilcan, 2009; Milbourne, 2010). Indeed, the increased amount of which I approach as an effort to integrate them into relations of
responsibility community organizations have taken to ensure the citizenship.
welfare and governance of their respective localities has led to a The research reported in this article draws on over a decade of
possibility for local context that is, the localized settings in which research in critical geography that examines the social construc-
patterns of social interaction and social group formation are real- tion of citizenship in order to understand processes of societal
ized (Agnew, 1996, p. 133) to become integral to the construc- inclusion and exclusion. The particular contribution of this article
tion of citizenship. The reality of welfare state restructuring, is focused on the power relationships between institutions of
however, is less clear. Over a decade of scholarship argues that both the state and civil society and how they affect the ways migrants
the local state and the shadow state apparatus of nongovernmental are brought into relationships of citizenship. Accordingly, this arti-
organizations working under state contract ultimately act as sites of cle engages the shadow state concept, which brings attention to
state-articulated social regulation and control (Kirby, 1997; Jones, the political economic relationships between state institutions
1998; Amin, 2005; Herbert, 2005; Hanlon et al., 2007; Chouinard and nongovernmental organizations that work together to operate
and Crooks, 2008), which implement neoliberal agendas (Mitchell, state-funded social welfare programs that affect societal inclusion
and exclusion (Fyfe and Milligan, 2003a; Wolch, 2006). The sha-
dow state concept refers to the transfer of responsibility for provid-
ing integrative functions, such as social welfare services that bring
E-mail address: trudeau@macalester.edu people into specic relations of citizenship, from state institutions

0016-7185/$ - see front matter 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.geoforum.2011.10.001
D. Trudeau / Geoforum 43 (2012) 442452 443

to local nonprots in ways that have expanded inuence of state 2. Social and geographical dimensions of citizenship
regulatory powers in everyday life (Wolch, 1990). Scholarship on
the construction of citizenship in the shadow state has predomi- Citizenship is a contested concept, in part, because different tra-
nately examined how state inuence on service programming ditions of political thought in a society attach distinct meanings to
and the material constraints on nonprots has led citizenship to- citizenship. For instance, in the US, civic republican and liberal
wards a neoliberal model (See Mitchell, 2001; Lake and Newman, schools of thought offer divergent models of citizenship varying
2002; Fyfe and Milligan, 2003a; Veronis, 2006). Yet, recent work in expectations about the rights and responsibilities of citizens
on the shadow state shows there are multiple types of shadow (Shar, 1998). The liberal view of citizenship sees that self-suf-
state relationships (Trudeau, 2008b; Perkins, 2009; Warshawsky, cient individuals capable of independent decisions are the corner-
2010), which may allow for relations of citizenship to deviate from stones of a functioning democracy. According to the liberal
neoliberal models and a national mooring. This article builds on approach, the rights of citizens are dened in legal terms and thus
this recent work by examining how differences in shadow state pertain to the collection of civil and political rights that are consti-
relationships relate to the construction of citizenship. Furthermore, tutionally guaranteed by the state as protections from the state
I pay particular attention to how organizations attempt to affect (Shar, 1998). Thus, in this view, citizenship is treated as a form
the construction of citizenship by tracing the ways they engage lo- of legal status a codication of rights that individuals inviolably
cale-specic discourses about migrant belonging. In other words, hold (Sandel, 1996; Staeheli and Thompson, 1997). In contrast to
this article seeks to show how the localized, city-specic processes an emphasis on rights, civic republicanism emphasizes individuals
of social structuration matter in the construction of citizenship in responsibility to participate in determining the common good in
the shadow state. their polity. Hence, self-government is a form of freedom, in this
I argue that the state provides rules and resources that inu- view (Dagger, 2002). And in order to sustain and reproduce free-
ence, but do not wholly determine the meaning and territorial dom, civic virtue and a moral obligation to ones community are
polity into which organizations bring migrants into relations of crucial to the republican model of citizenship (Sandel, 1996).
citizenship. Organizations that hold formal relationships with Throughout the 20th century, state action has steered citizenship
the state apply neoliberal ideas of societal membership in order toward a liberal model (Sandel, 1996; Schuck, 2002). This process
to socialize migrants as members of an American or national has been further inuenced by efforts within public and private
level polity. At the same time, I nd organizations able to nego- sectors to construct a neoliberal form of citizenship, which pre-
tiate state inuence can also engage discourses of migrant sents individualism, economic self-sufciency, and competitive-
belonging at the local level to inect an American ideal in ness as characteristics that are integral for belonging in the
certain ways. national polity (Peck, 2001a; Mitchell, 2003; Ong, 2003; Varsanyi,
Citizenship refers to the socially constructed terms of member- 2008).
ship in a polity and scholars have conceptualized two distinct Critiques of the liberal model point out that citizenship is more
aspects of it (Kofman, 1995; Staeheli and Thompson, 1997; Sassen, than a legal status conferred on individuals. Marshalls (1950) anal-
2006; Cloke et al., 2007). On the one hand, the formal aspects of cit- ysis of the evolution of citizenship in the UK shows that in order to
izenship describe the legal technology that states employ to dene formally participate in voting or enjoy property protection laws,
and enforce the rights and responsibilities of its political subjects. one has to rst be seen as a full member of society worthy of claim-
On the other hand, substantive aspects of citizenship refer to the ing such rights. Feminist critiques of the liberal model in particular
ability of individuals and social groups to act and be seen as full show that states extend or revoke citizenship rights from entire
members of society. As Staeheli (1999, p. 64) explains, substantive categories of people (Young, 1990; Shklar, 1991; Dietz, 1992).
aspects of citizenship are shaped by the material and ideological These critiques, moreover, have shown that differences based on
conditions in a society that enable people to function with some relations of race, gender, sexuality, age, and disability affect the
degree of autonomy, to formulate political ideas, and to act on ability of individuals and social groups to claim full membership
those ideas. I focus on the substantive aspects of citizenship in in a polity (Staeheli and Cope, 1994; Fraser and Gordon, 1998;
this article and mean to refer to these when using the term citi- Joseph, 1999; Naber, 2000). Radical critiques further emphasize
zenship. Moreover, geographers have illustrated that cities are the role of community membership, belonging, and assimilation
important sites where the substantive aspects of citizenship take into the dominant society in structuring the rights afforded to
shape and meaning in peoples everyday life (Purcell, 2003; groups (Castles and Davidson, 2000; Staeheli and Clarke, 2003;
Staeheli, 2003; Secor, 2003). And other scholars have raised ques- Ehrkamp and Leitner, 2003, 2006). These critiques reinforce an
tions about the possibility of subnational citizenship taking root in understanding of citizenship as a set of discourses and practices
city regions (Sassen, 2006; Irazbal, 2008). In order to understand in which individuals and institutions of state and civil society par-
the import of local context to the construction of citizenship, I thus ticipate in an attempt to establish, afrm, and contest boundaries
examine how organizations situated in the shadow state inuence designating who can legitimately claim belonging and member-
the ways migrants engage locale-specic contexts of migrant ship in a polity and how such membership should be performed.
reception to form identities and negotiate societal belonging in This understanding acknowledges the importance of substantive
particular territorial polities. citizenship; however, it does not detract from the relevance of
This article contributes to discussions about the role of local the formal aspects of citizenship.
community organizations in the shadow state through a case study The formal and substantive aspects of citizenship transect
examination of the ways in which local migrant-serving organiza- scales of state and society, which Marston and Mitchell (2004) de-
tions deploy particular notions of citizenship. I contextualize this scribe through the notion of citizenship formation. States codify
examination by further elaborating on the concepts of citizen- denitions of belonging, police the boundaries of citizenship, and
ship, local context, and shadow state in the second and third administer rights in attempt to establish formal and substantive
parts of this article. I describe the methodological aspects and geo- relations of citizenship that are hegemonic throughout imagined
graphical contingencies of the case studies in the fourth part and communities and associated territory. At the same time, the dis-
then present case studies of three organizations in the penultimate courses and practices of belonging are enacted, inected, and re-
part. I reect on the implications of the case studies for shadow sisted in localized settings through everyday life. The ongoing
state literature in the nal part. construction of terms of membership in a polity is hence the result
444 D. Trudeau / Geoforum 43 (2012) 442452

of institutional strategies and the tactics of everyday life, which are 3. Citizenship in the shadow state
geographically and historically situated (Staeheli, 2003; Secor,
2004). The notion of citizenship formation emphasizes that the Understanding the rise of the shadow state in the US provides
boundaries or shape of citizenship and the territorialized polity important insight into understanding the localization processes
in which people claim belonging and rights are never completely through which organizations engage citizenship formation. This
stabilized. article examines these processes as they take shape in the relation-
Taking stock of nearly two decades of welfare state restructuring ships between state institutions and local nonprot organizations
offers insight into several particular aspects of citizenship formation that work together to deliver social services to refugees and immi-
in the US. Neoliberal citizenship has been reinforced through recent grants in MinneapolisSt. Paul. Many charitable and community
policy changes, such as the suite of 1996 welfare reform legislation, organizations in America have organized without state support in
which couple substantive citizenship in US society with labor mar- an attempt to affect the standing of individuals and particular
ket participation and making an economic contribution to society groups as vested members of society (Saidel, 2002; Bloemraad,
(Schram, 2000; Katz, 2001; Peck, 2001b; Varsanyi, 2008). Indeed, 2006). However, as the nonprot sector has taken on some of the
as Ong (2003, p. 12) explains, belonging in America is increasingly states integrative functions over the past four decades of state
dened as the civic duty of the individual to reduce his or her bur- restructuring, service-providing organizations have been furnished
den on society, and instead to build up his or her own human capi- with new rules and responsibilities as well as material resources
tal. Working alongside these policy changes are administrative that affect the construction of citizenship (Brown, 1997; Mitchell,
strategies of state restructuring that aim to reinvent government 2001; Lake and Newman, 2002; Fyfe and Milligan, 2003a). Indeed,
(Osborne and Gaebler, 1992) through social service privatization in taking responsibility for welfare service provision from the state,
and devolution of government program administration to the local nonprots can further inuence citizenship by working to address
level. A reassertion of national belonging in the construction of so- issues of societal belonging and providing individuals with state-
cial citizenship also persists despite processes of localization sponsored social welfare services, which can affect perceptions of
through devolution (Brubaker, 2001; Mitchell, 2003; Kofman, social groups (both from within and without) status in the polity
2005), which have ostensibly created new possibilities for the align- (Bloemraad, 2005). This is not to suggest that state institutions
ment of social citizenship with membership in subnational and have transferred all citizenship making functions to nonprots. In-
transnational communities (Baubock, 1994; Staeheli, 1999; Sassen, deed, the state still participates in these activities. However, the
2002, 2006). There is thus a renewed emphasis in the US on con- service ofoading has meant that nonprots are given resources
structing a national identity through a re-inscription of neoliberal that enable them to participate in integration functions of the state
values, such as independence and self-reliance, which Shklar and are tasked with some rules that set limits on how they are to
(1991) notes are particular to American notions of citizenship. engage in such activities. For instance, as service provision is off-
At the same time, however, it is important to acknowledge that loaded to nonprots through purchase-of-service contracts, nonp-
the scale at which citizenship is constructed is necessarily elastic rots are subject to stipulations that affect to whom state-funded
and able to expand and contract according to the particularities services can be provided, for how long, and under what conditions.
of state formation across time and space. Indeed, a central argu- Furthermore, many of the nonprots that provide state-funded so-
ment of the recent literature on geographic scale is that it is not cial services are organizations with a limited geographical reach
xed. Thus, mapping citizenship onto territory of the nation-state that represent groups and interests in specic localities (Twombly,
is an institutional project of meaning-making, which can be con- 2001; Salamon, 2002). Consequently, the sharing of integrative
tested (Marston and Mitchell, 2004; Secor, 2004). One way to take state functions with organizations operating on a local level creates
this argument seriously is to examine how the struggle to claim the possibility for subnational or localized forms of citizenship to
rights and benets of citizenship also entails an attempt to dene take root. The shadow state concept provides a framework for
the institution of citizenship as operating at a particular scale. Con- examining such a possibility.
necting this idea to literature on migrant belonging, the scholarly In its most basic form, the shadow state refers to the existence
discussion of segmented assimilation shows that migrants follow of a constellation of nongovernmental organizations, drawn from
divergent integration paths (Zhou, 1997; Portes and Fernandez- different divisions of the voluntary sector, that are tasked with pro-
Kelly, 2008; Zhou et al., 2008) and this has much to do with the viding state-funded social welfare programs that remain under
context of reception in the locales into which migrants settle. Thus, state control. This concept extends from Clark and Dears (1984)
the local context of migrants reception is critical to citizenship for- understanding of the state apparatus as a set of institutions
mation. This is to say that migrants settle into locales where exist- through which state power is exercised in order to reproduce par-
ing patterns of social interaction, processes of social group ticular social and economic formations. Furthermore, the shadow
formation, and narratives of assimilation affect how they make state is an object of concern because the service provision through
claims of societal belonging and come to be seen (or not) as mem- nonprot organizations insulates the administration of services
bers of a polity (Staeheli and Nagel, 2006). And as Koopmans from traditional democratic control while at the same time it in-
(2004) shows, within a single nation-state there can be local vari- serts state interests into the agendas of participating organizations,
ation in migrants claims to belonging, which correspond to the lo- which may in turn limit their political activism. The shadow state
cal contexts of reception into which migrants enter. In order to emerged in the US during the post-WWII expansion of the welfare
investigate the construction of citizenship as an open-ended pro- state. Beginning in the 1960s, this period of expansion saw an in-
cess, I thus examine how the local context of reception matters crease in state spending on social entitlement programs and an in-
in the activities of nonprot organizations attempting to integrate crease in dependence on voluntary organizations to implement the
migrants into society. In particular, I follow how organizations en- programs. During this time, the state became especially dependent
gage and construct local discourses of migrant belonging in ways in the area of service delivery, as the practice of contracting with
that support and challenge the construction of citizenship as mem- nonprots to provide state-funded services grew common.
bership in a national polity. Since the activities of organizations are The development of the shadow state in the US deepened
affected by the arrangements of power between state institutions despite periods of state retrenchment during the 1980s, in part,
and nonprots, it is important to situate the construction of because the move towards community-based service provision
citizenship in the shadow state. during the 1990s intensied the participation of nonprots in
D. Trudeau / Geoforum 43 (2012) 442452 445

service delivery (Smith, 2002). Politically, the transfer of service nonprot organizations. Hierarchical arrangements can lead nonp-
delivery to nonprots was supported on the left because it osten- rots to implement the states neoliberal citizenship agenda. How-
sibly created a welfare system more responsive to local preferences ever, exible and reciprocal arrangements can also form through
and situations (Kodras, 1997; Salamon, 1999), and it was sup- which nonprots can advance alternative visions for citizenship.
ported on the right too because it offers a promising route to a lea- It thus stands to reason that different constructions of citizenship
ner state apparatus and fosters individual initiative and self- may be produced under different congurations of shadow state
sufciency (Wolch, 1990). At the same time, devolution of welfare relationships. This article, in turn, asks: what scope is there for lo-
service provision from the federal-level to state- and local-level cal nonprot organizations in the shadow state to engage local dis-
institutions has introduced multiple sets of rules and resources courses of migrant belonging and inect citizenship with
affecting service provision and has thus created a geographically alternative visions to the states neoliberal agenda?
differentiated landscape of service provision in which nonprots
currently operate (Cordes et al., 2000). Following the work of other
scholars, I use the shadow state concept to examine how such ser- 4. Methods
vice provision ofoading generates opportunities and constraints
that affect the shape and scale of citizenship to which nonprots I examine this question using case study research of three mi-
contribute. grant-serving nonprot organizations located in MinneapolisSt.
Service contracting presents nonprots with rules, require- Paul. The organizations have distinct relationships with state insti-
ments, and restrictions that constrain the provision of state-funded tutions and each can be placed at a different point along a
social welfare services (Wolch, 1999; Fink and Widom, 2001; continuum of shadow state relationships. These differences are
Austin, 2003). Such conditions are often in place to track service summarized in Table 1 and discussed in detail in the next section.
outcomes, which serve as a way for the state to monitor an organi- The organizations share some similarities though: they have non-
zations performance (Smith, 2002). Lastly, some restrictions limit prot missions, they provide social services, they are actively en-
to whom services can be provided and the conditions under which gaged in helping refugees and immigrants in MinneapolisSt. Paul
a person can receive services (Alexander et al., 1999). For instance, adjust to life in the US, and their service delivery activities are
since the adoption of 1996 welfare reform legislation, state-funded intentionally adapted to the local circumstances these communities
social services emphasize welfare-to-work goals both by limiting face concerning belonging and integration.
public assistance to ve years and requiring service-recipients to The case study research draws on eldwork I conducted in
join paid employment, however insecure or low-paying it may be 2004. This research follows Yins (2003) multiple case study ap-
(Cope, 2001; Peck, 2001b). proach to examine how organizations inuence the shape and
The transfer of service provision to nonprots has resulted in scale of citizenship under different congurations of state
uneven accessibility to services and an outright reduction in access nonprot relationships. Case studies analyze processes and I use
to some individuals, which has implications for citizenship (Turner, this method to describe how each organization attempts to affect
2001). Indeed, nonprots have become spaces in which particular migrants citizenship by using a variety of data sources that pro-
denitions of citizenship are enacted (Johnsen et al., 2005; Milligan vide insight into an organizations discourses and practices rele-
and Fyfe, 2005; Cloke et al., 2007). Scholars have demonstrated vant to socializing migrants as members of society. I volunteered
that the rise of the shadow state has generated gaps in the spatial in each organization for three months. I helped provide services
coverage of social services as well as variegated access of citizens to migrants in two of the organizations and I helped a third im-
to service providers and thus to citizenship (Fyfe and Milligan, prove its databank for referring migrants to other organizations
2003b). This has prompted Lake and Newman (2002) to identify for services it was unable to provide.1 This role enabled me to
the emergence of differential citizenship in the shadow state. observe organizations everyday activities concerning migrants
And Mitchell (2001) argues that shadow state organizations imple- well-being and societal standing. My presence in each of the organi-
ment state-sponsored workfare agendas and thereby construct a zations allowed me to conduct 12 in-depth interviews, with different
notion of neoliberal citizenship in which standing as a full member staff members distributed across the organizations as described in
of society is contingent upon labor market participation. These
1
constraints in turn shape organizations construction of citizen- I performed a number of different tasks as a volunteer, which varied by
organization. In one organization, Refugee Social Service (RSS), I performed two roles.
ship. However, shadow state relationships are not fully determin- My principal role was a teachers aide for a workplace English class offered to
ing of nonprot operations. refugees who had experienced difculty nding or retaining paid employment, in
Formal relationships with the state can bring new material re- part, because of a lack of prociency with English. In this role, I was present in the
sources to organizations. Increased government funding has classroom, interacting with the participants, and supported the teacher in completing
paperwork tracking participant progress and demonstrating compliance with Min-
encouraged widespread expansion of the nonprot sector (Wol-
nesota Family Investment Program requirements, which is Minnesotas welfare-to-
pert, 1997; Twombly, 2001). In this context, some nonprots have work program. My second role at RSS assisted refugees and other native-born
heightened their ability to promote well-being and citizenship by welfare-to-work program participants with nding work, preparing employment
taking on service provision roles. For instance, Browns (1997) re- applications, and composing resumes. In a second organization, Hmong Mutual
search on AIDS organizations shows that by taking on care-giving Assistance (HMA), I assisted with refugee resettlement program planning the
organization was engaging in preparation for helping approximately 5000 new
and advocacy roles, new spaces have been created in which people Hmong refugees resettle into MinneapolisSt. Paul. In this role, I worked along side
make claims on the state and in which they assert their member- staff program managers to plan for changes to existing program services at HMA and
ship in the polity. Furthermore, purchase-of-service contracts have coordinate with other organizations in order to meet the expected needs of this
given some nonprots the organizational capacity to address is- refugee population. In the third organization, The Citizenship School (CS), I engaged in
the organizations curriculum, which involved meeting with other migrants and
sues of social standing for particular groups that are beyond the
volunteers to discuss a civic issue of concern to one or more of the migrant
scope of state-funded service delivery (Trudeau, 2008a). This re- participants, and then meeting one-on-one with migrant participants. The discussion
search suggests that there is scope to maneuver around the exclu- followed articulation of the concern, who is affected by the issue, and identifying
sionary features of funding restrictions. what steps could be taken to engage the issue and affect change. During my time at
In order to make sense of the generative and constraining rela- CS, I observed the discussion to cover variety of issues, including legalizing gambling,
USs foreign relations with Cambodia, and legal access to drivers licenses. The one-
tionships noted in the literature, it is helpful to recognize a contin- on-one meetings were focused solely on helping prepare the participants for the US
uum of shadow state relationships (Trudeau, 2008b). A variety of citizenship exam. These meetings culminated in me being present for two partici-
power arrangements can form between state institutions and pants exams.
446 D. Trudeau / Geoforum 43 (2012) 442452

Table 1
Comparison of organization attributes and practices. Source: Organizations 2003 Annual Report and authors assessment.

Refugee Social Services Hmong Mutual Assistance The Citizenship School (CS)
(RSS) (HMA)
Year started 1963 1991 1996
Service focus Refugee resettlement Hmong self-sufciency Foster active citizenship
Service population Multiple refugee Hmong refugees Multiple immigrant and refugee
populations populations
Number of employees (FTE) 12 35 1.5
2003 Operating budget (thousands of US $) 1332 2099 70
Proportion of budget from government sources (%) 90 75 0
Relationship with state Constraint Limited accommodation Avoidance
Engagement with local context of migrant reception Supports national Inects national citizenship Constitutes local citizenship
citizenship
Number of individuals who participated in in-depth 4 5 3
interviews

Table 1, including interviews with each organizations executive metropolitan area features a high concentration of nonprot orga-
director. I also consulted organization literature, such as grant appli- nizations, many of which provide social services in partnership
cations, annual reports, and newsletters. My status as a researcher with the local state apparatus (Salamon et al., 1986; Elwood,
was disclosed to everybody with whom I interacted at each organi- 2002; Martin, 2004). Furthermore, mainstream organizations and
zation. I use pseudonyms for the organizations in order to keep re- organizations formed by and for immigrant and refugee communi-
search participants identities condential. ties (a.k.a. ethnospecic organizations) have come to play a
I examine organizations that work with migrants in order to signicant part in providing social services to a variety of recently
sharpen the focus on the constructed nature of citizenship in the arrived migrant groups. The foreign-born population in the
shadow state. Refugees and immigrants represent a category of peo- MinneapolisSt. Paul metropolitan area increased by about 50% be-
ple in the US for whom societal membership is always in question tween 1990 and 2000 (US Census, 2002a). And Minnesota has set
(Castles and Davidson, 2000). Such groups need to be seen as people state records for immigration since 2000 (Minnesota State Demo-
who have a stake in society and who share a common identity and graphic Center, 2006). MinneapolisSt. Paul is a destination for
purpose before they will be accepted as deserving full membership. Mexican immigrants and Somali and Hmong refugees (Martin
Organizations that work with migrants (at least in Minnesota) are and Holloway, 2005). These are the largest groups of migrants in
thus placed in a position where they are expected to provide cultur- the area and constituted 14%, 11%, and 8%, respectively, of the
ally competent services as a way to address issues of belonging. The metropolitan areas foreign-born population in 2000 (US Census,
state-level government has encouraged organizations to make pro- 2002b). Refugees constitute a signicantly large proportion of mi-
grammatic adjustments so that services are responsive to clients grants in Minnesota; in fact, 11.8% of all refugees that came to the
language prociencies and cultural preferences and understanding. US in 2005 resettled in the state. The rapid rise of the foreign-born
The appeal to multiculturalism is thus evident in nonprots service population has prompted public discussion about their societal
programming for the foreign-born. At the same time, the states integration.
inuence on the operations of nonprots is also apparent. The case studies each describe an organization located at a par-
Immigrants and refugees represent distinct categories of mi- ticular position along the continuum of shadow state relationships.
grants, which are treated differently in the US welfare state. Immi- However, the case studies do not account for all manner of varia-
grants are considered voluntary migrants whereas refugees are tion along the continuum. Furthermore, contingent features of
seen as forced migrants and admitted entry based on a humanitar- the local political economy in MinneapolisSt. Paul, namely the
ian response of the state. The Illegal Immigration Reform and states interest in partnering with an organization that can demon-
Immigrant Responsibility Act (IIRIRA) of 1996 severely restricts strate cultural competency in providing social services, inuence
the provisioning of social services to immigrants. However, refu- the insights produced by this approach. Nonetheless, the case stud-
gees remain eligible to receive services during the rst ve years. ies begin to describe some of the necessary relations of the shadow
Nonprots that provide services to immigrants and refugees thus state and how variations in shadow state relationships affect the
negotiate a complex terrain of state-articulated agendas for the construction of citizenship. Accordingly, this article offers insight
integration of the foreign-born. And as such, they present a useful into processes that are geographically widespread within the US
case through which to understand how organizations construct cit- and elsewhere (Wolch, 2006).
izenship in the shadow state.
In general, the state agenda regarding the integration of refu- 5. Constructing citizenship
gees promotes neoliberal forms of citizenship. Chief among state
priorities is to ensure refugees achieve economic self-sufciency, This section describes the way each organization attempts to
which in practical terms means that organizations must help refu- integrate migrants into society through service provision and
gees nd jobs, understand norms of the American workplace, and interprets this signicance of these efforts for citizenship forma-
learn enough English to be productive workers. Refugees are ex- tion. As part of the description, I examine how organizations en-
pected to become nancially independent within the rst three gage the local context of reception in their respective efforts to
months of arrival after which they become eligible for no more affect migrants status as members of society. I use the case studies
than ve years of state-run welfare-to-work programs, which are to develop the thesis that nonprots engaged in formal relation-
also focused on fostering service-recipients self-sufciency. Orga- ships with the state contribute to the formation of American citi-
nizations must also track to whom services are provided, which en- zenship a neoliberal approach to societal belonging in a polity
tails the exclusion of immigrant aliens. imagined at the national scale. I present cases in a manner that
MinneapolisSt. Paul provides a setting that puts into sharp re- moves along a continuum of shadow state relations from state
lief the process of citizenship formation in the shadow state. The dominance to nonprot contestation.
D. Trudeau / Geoforum 43 (2012) 442452 447

5.1. Were becoming an arm of the government. Privileging self- productive workers. For instance, as a part of its effort to move ref-
sufciency in the shadow state ugees into jobs, RSS engages potential employers in Minneapolis
St. Paul to educate them about refugees cultural traditions and
The mission of Refugee Social Services (RSS) is to promote refu- consider ways in which companies can accommodate refugees
gees self-sufciency and to assist refugees in accessing services and and still maintain high levels of productivity. The director of RSS
integrating into their communities. RSS is a mainstream organiza- notes that the organization
tion operated by native-born and naturalized citizens. The organi-
teach[es] employers about how to interact with other people.
zation also employs refugees who are well integrated into US
[For example] Muslims need time to pray. How does that t
society as service providers, which forms part of its efforts to dem-
in with your daily work routine? How can you accommodate
onstrate cultural competency. RSS incorporated as a nonprot in
that, yet still keep your production lines going? How can you
the 1960s and is a local refugee resettlement agency that is part
hire a Somali with all the clothing that she wears, [when it pre-
of a nationally organized Judeo-Christian voluntary agency that
sents] safety issues? We work through those things. Its a dia-
works with the US State Department. RSS receives 90% of its fund-
logue, convincing people that theres a middle ground. That
ing from federal and state institutions and operates a refugee reset-
can be challenging with employers, especially when the econ-
tlement program and two welfare-to-work programs through
omy is poor and theyre laying-off people and they have 100
which refugees receive services. RSS thus reects the typical
people applying for that one job.
characterization of shadow state relationships that posit state dom-
inance over nonprots. The case of RSS illustrates how an organiza-
tion that operates state-funded social service programs shapes In addition to the effort to affect employers imagination of ref-
refugees into nancially independent persons who are capable of ugees as workers, RSS also helps migrants present themselves as
being seen as American citizens. reliable workers. For instance, the language instruction migrants
RSS promotes refugees self-sufciency in two ways. Services in receive at RSS is actually labeled functional work English and a
its resettlement program assist refugees during their rst ninety considerable part of the instruction focuses on American workplace
days in the US and assists them with nding housing, visiting norms concerning punctuality, taking breaks, and absenteeism. The
public health ofces, learning about and managing money, and language instruction course also culminates with participants
enrolling family members in language classes or school. The wel- applying for work. As part of this process RSS attempts to make mi-
fare-to-work programs are available to refugees within their rst grants legible as workers. Indeed, as a volunteer, I worked with
ve years in the US and provide assistance with nding jobs, pre- middle-aged Somali women who had never held paid employment
paring for job interviews, and for developing skills that increase to create a narrative of themselves as workers nonetheless with
refugees employability. As part of one of these programs, RSS particular skills and ethics. RSS also encourages use of these narra-
provides English language and soft-skills instruction to hard-to- tives in applying to jobs. In these ways, RSS attends to the local con-
employ refugees. This approach is singularly geared towards text of migrant reception through attempts to broaden the
developing a functional ability to communicate in the workplace, opportunities for employment, which have implications for
the goal of which is to make the service-recipients more employ- citizenship.
able. In all, these programs are intended to move refugees into Through its concerted focus on integrating refugees into society
employment so that they may become economically independent through relations of work, RSS deploys a particular approach to cit-
and thereby adopt one of the virtues of American citizenship. As izenship. This approach follows a liberal tradition of citizenship in
the director explains, when you go to work every day, you feel the US that presents the citizen as a free-thinking individual who is
integrated, you mix into the general population. economically self-sufcient and thus does not present a nancial
Staff members with whom I interacted share concern that the burden on the polity. Indeed, RSS socializes its refugee clients so
states employment-focused agenda for service provision constrains they may become and be seen as economically self-sufcient. But
the scope of operations at RSS. The director articulates this senti- RSS also emphasizes that refugees should be able to make choices
ment well in reecting on RSSs relationship with state institutions: independent of welfare agencies. As a volunteer, I observed in RSS
programs a deliberate effort to enable refugees choice in terms of
People used to get out and help people. . .Now we have to make
where to work and what type of job skills to build and practice.
sure theyre eligible, make sure we do the paperwork and the
Sharing this observation with a welfare-to-work program manager
documentation, all of those kinds of things, and if theres time
prompted her reection that organizations should empower, not
left over, we get to help people. Were becoming an arm of
pre-determine refugees choices. Inasmuch as government funding
the government. . .There are too many rules and regulations. If
has directed RSS to help refugees through employment, the organi-
they were just guiding us, it wouldnt be so bad, but its
zation intends to create space for refugees to make their own deci-
mandated.
sions about how they will integrate, and therefore become
independent members of society. Accordingly, RSS shapes refugees
As she highlights, constraints arise from requirements to docu- to be self-sufcient persons able to take up the mantle of American
ment service outcomes and demonstrate accountability to the obli- citizenship. The case of RSS illustrates the construction of citizen-
gations of service contracts that RSS holds with the federal and ship under conditions where state agendas dominate nonprot
state institutions. This experience in RSS is consistent with other conduct. The next case describes how organizations can negotiate
research on the shadow state that suggests state institutions exert constraints of formal relationships with the state to inect Ameri-
direct and indirect inuence on organizations, which unnecessarily can citizenship in noteworthy ways.
constrain their operations (Austin, 2003; Christensen and Ebrahim,
2006) and steer them into a role of deploying neoliberal workfare 5.2. We want to be seen as American and that means being seen as
policy (Mitchell, 2001; Lake and Newman, 2002). successful. Inecting national citizenship
As a result of real and perceived restrictions, RSS narrowly
focuses its programs on helping refugees nd employment in Hmong Mutual Assistance (HMA) is a migrant-operated ethno-
MinneapolisSt. Paul. In this effort, RSS addresses the context of specic organization with a mission to improve the social standing,
reception by working with local employers to create positions economic welfare, and active participation of Hmong people in
refugees can enter and to affect the perception of migrants as MinneapolisSt. Paul communities. The Hmong are an ethnic
448 D. Trudeau / Geoforum 43 (2012) 442452

group from Laos that have come to the US as refugees. As many as immigrants or minorities to assimilate to the values of liberalism
60,000 Hmong are estimated to live in MinneapolisSt. Paul, which and hence attain civic competence. HMA also engages in media
makes this metropolitan area one of the largest concentrations of campaigns in MinneapolisSt. Paul to deploy an idea of Hmong ref-
Hmong in the country (Ronningen, 2004). Similar to RSS, HMA ugees as contributing to the economic welfare of American society.
draws on state funding to socialize Hmong migrants as self-suf- It is important to note that in the two decades after Hmong peo-
cient individuals. Yet, HMA has been able to negotiate state inu- ples arrival in MinneapolisSt. Paul in 1975, mass media have rep-
ence and shape agendas that guide the ways it is able to use resented Hmong people as contributing to enduring social
state funding. Furthermore, HMA draws on neighborhood regener- problems, such as crime and indigence, particularly in the central
ation activities in an attempt to shift historically negative public cities (Jett, 1995). Perceptions that Hmong families are dependent
perceptions of Hmong towards the idea that they are deserving on welfare have persisted in the contemporary era despite research
of American citizenship. showing declines in welfare dependency since the mid 1980s
HMA was started by individuals who believed that Hmong ref- (Ramsey County, 1993). These perceptions constitute a signicant
ugees would ultimately not return to Laos and therefore needed discourse about national belonging. Informed by such perceptions,
support integrating into American society. HMA incorporated as people have pressured local and state governments to limit and
a nonprot in the 1990s and accepted social service contracts from constrain the amount of welfare support given to Hmong. HMA
the federal and state governments aimed at helping Hmong refu- engages in public relations that attempt to change the negative ste-
gees nd lasting employment. But the organization was not singu- reotypes of Hmong people. An assistant director of HMA explained
larly focused on employment. Rather, HMA supports its mission by the substance of the message that HMA tries to deploy to the pub-
operating two sets of programs and sustaining a public relations lic: We want to be seen as Americans and that means being seen
campaign. One set of services promotes economic self-sufciency as successful.
through education, employment, and welfare-to-work programs. One of the ways in which HMA attempts to promote this image
A second set encourages people to think of ways in which they is by participating in the renewal of the neighborhood in which it is
can be both Hmong and American through appreciation of Hmong located. This inner-city neighborhood has been in decline for sev-
language, folk music and dance, especially among the second- eral decades. It is also one of the neighborhoods in which many
generation. Hmong settled during the arrival of refugees in the 1970s and
HMAs emphasis on continuing Hmong identity intersects with 1980s and hosts a public housing complex where many Hmong
the social service programs in a noteworthy way. HMA provides families have lived. While not unique, the neighborhoods decline
culturally appropriate services, which means both employing has nonetheless become symbolically associated with the Hmong.2
co-ethnic caseworkers who speak Hmong and adapting service In order to contribute to the neighborhoods regeneration, HMA
programs to be consistent with and respectful of Hmong cultural nanced and constructed a new multi-million dollar community
practices and beliefs. The goal of this, in the words of HMAs assis- center in the neighborhood to serve as its base of operations. The
tant director, is to be Hmong and American. To this end, he ex- director explained that the purpose of the building is to serve as
plains that HMA endeavors to a true community center, a place where social capital can be devel-
oped, and a positive force for revitalization in a neighborhood that
. . .support Hmong to be equal. We give culturally appropriate
has been in transition. A letter written to the public by the direc-
services [because] we [Hmong] need to choose the path that
tor offers further insight into the intended meaning of the commu-
respects our heritage and identity in a way that allows us to
nity center:
be progressive and. . .be successful.
The Center is. . .an achievement for [HMA]. It is a positive addi-
This approach is possible because HMA has been quite adept at
tion to [the city]. It is a major sign that the Hmong community
negotiating the regulations that come with state contracts for so-
is building deeper roots in this community. We want to go dee-
cial service delivery. As the executive director describes,
per as community members, make the area stronger, and con-
Usually government contracts set up regulations that you have tribute back to the greater community that has been very
to follow. Sometimes theyre very complicated. What we get is generous with us.
really more exible. Even though there are some restrictions,
we can run the program how we want as long as it ts with HMAs leadership offers the new building as a powerful symbol
the guidelines. We just need to make sure it meets their criteria of the Hmong communitys positive contribution and commitment
and we can operate it any way we want, we may have to work to participate in American society. The community center is an
with certain populations, but we never really had problems example of a localized economic development strategy that con-
with that. tributes to neighborhood regeneration. But, as the director indi-
cates in his letter, the project is more than this. On one level, it is
The degree of freedom that the director describes is a result of a subtle protest against the historical stigmatization of Hmong
county and state governments and charitable foundations interest people in MinneapolisSt. Paul. More prominently though, the
in multiculturalism, which is demonstrated by these institutions organizations framing of the community center promotes a deni-
decision to provide funding for culturally appropriate social ser- tion of national belonging in which membership is tied to eco-
vices. Such interest has been generated, in part, because HMA nomic independence and societal contribution. Thus construction
and other ethnospecic organizations successfully advocated for of the center is also meant to signal that the Hmong community
the creation and maintenance of this category of funding. Never- claims inclusion in the national polity because the center demon-
theless, the exibility of this type of funding offers latitude for strates that the community is becoming self-sufcient and, more-
HMA and other ethnospecic organizations to negotiate con- over, its members are choosing to contribute to societal well-being.
straints that can come with state regulation. At the same time, These virtues may be practiced locally, but as the already cited
HMAs service programs remain focused on self-sufciency and quotation from the assistant director indicates, they are seen as
on enabling Hmong people to make their own decisions about 2
The neighborhood had also been in economic decline before the arrival of Hmong
how they integrate into American society. This use of multicultur- refugees, yet this did not prevent negative associations between the presence of
alism parallels Mitchells (2004, p. 643) argument that multicultur- Hmong people and the esthetic and economic degeneration of the neighborhoods
alism increasingly emphasizes the choice of individual landscape.
D. Trudeau / Geoforum 43 (2012) 442452 449

consistent with principles of national citizenship. Interestingly, of the state. As part of this strategy, CS receives materials and rev-
this attempt to frame Hmong standing in American society goes enue from two nonprots with tax-exempt status that in turn re-
beyond Ongs (2003) characterization of citizenship as the civic ceive funding from the state and charitable foundations.
duty of a person to not be a burden on society. Indeed, this framing Consequently, CS operates on a shoestring budget and relies en-
underscores the civic virtue of making an economic contribution to tirely on volunteers and two staff members who are paid by local
the polity and HMA further deploys it as proof positive of Hmong higher education institutions. Moreover, CS has negotiated a fragile
peoples worthiness to be seen as members of American society. set of shadow state relationships that allow it to avoid the poten-
This demonstrates the capacity to inect the states neoliberal tially constraining inuence of working directly under state con-
agenda with a complementary neocommunitarian twist to citizen- tracts. CSs approach is decidedly distinct from the state
ship (Fyfe, 2005). Most important to this articles purpose is that nonprot relationships demonstrated by RSS and HMA. Yet, as I
HMA draws on Hmong peoples commitment to and investment have explained elsewhere, CS nevertheless operates in the shadow
in a particular place in order to positively affect public perceptions of the state (Trudeau, 2008b). The tenuousness of this approach has
of the status of Hmong people as belonging to national polity. In created some nancial instability for CS, but as one of the founders
contrast to the preceding two cases, the next discussion explores explains, it reects the principles of the organization: For two
citizenship formation in an organization that eschews a formal years we didnt have any funding, and we wanted it that way.
relationship with the state and attempts to inspire an alternative We didnt want to be in any of the boxes that funding agencies
understanding and practice of citizenship. make. . .As more people came to the school, we needed to grow.
So we pursued grants from foundations that respect what were
5.3. Constructing active citizenship and the limitations of the local trying to do. There were complications to convince them to fund
us. . . but we have won their support.
The Citizenship School (CS) is a radical departure from the pre-
CS uses this support to promote a vision of citizenship that is
vious two cases. Its mission, programs, and relationship to the state
highly contingent on engagement in neighborhood civic life. In-
set it apart from the status quo of migrant-serving organizations in
deed, the organization focuses extensively on integrating migrants
MinneapolisSt. Paul. It also works with both immigrants and refu-
into relations of citizenship that are highly localized by encouraging
gees whereas the previous two organizations serve refugees. CS fo-
their participation in spaces and institutions of local governance.
cuses its operations on neighborhood-based community building
CSs distinct approach to a locally based citizenship is enabled
and especially on developing the civic character of the neighbor-
by its ability to avoid constraining shadow state relationships. At
hood in which it is based. To achieve this, it socializes both migrants
the same time, as a volunteer I noted that few migrants partici-
and the native-born to be active citizens. Active citizenship fol-
pated in activities aligned with CSs approach to citizenship. How-
lows the civic republican approach to citizenship in which a person
ever, I observed activities focused on preparing for the citizenship
achieves standing as a member of the polity through participation
exam were well attended. In fact, many migrants come from other
in democratic governance, particularly at the local level (Kearns,
neighborhoods and municipalities to take advantage of this ser-
1995). One of the critiques of this approach is that its terms of sub-
vice. Through conversations with other volunteers, I learned that
stantive membership hinge upon what people do as active citizens
there are several reasons why there is a noticeable drop in partic-
and not who they are as residents, which differentiate membership
ipatory citizenship activities. Some do not engage in activities re-
according to other power relations that affect a persons ability to
lated to local community governance because they do not feel
actively participate (Lepofsky and Fraser, 2003). To pursue its view
they have a stake in the affairs of the neighborhood in which CS
of citizenship, CS has purposefully distanced itself from direct state
is located. Others prioritize legal citizenship and favor exam prep-
inuence and in the process generated a new space in the shadow
aration over participation in active citizenship in the neighbor-
state. CS is thus an exceptional case that illustrates how an organi-
hood. Because of these reasons, CS struggles with fostering
zation can negotiate state inuence in order to deploy a localized
among many of its participants the shared interests, values, and
approach to citizenship that also emphasizes civic republican val-
commitment to a place that are necessary for locally-based active
ues. However, CS encounters a variety of difculties that show
citizenship to thrive (Kearns, 1995). Thus, while CS attempts to
the tenuousness of its approach.
construct a localized form of citizenship, the lack of material re-
In practice, CS attempts to help migrants in two distinct ways.
sources and migrants demonstrated disinterest in a locally based
First, it helps migrants prepare for and take their US citizenship
active citizenship reveal limitations in the organizations approach.
exam. CS originated in 1996 as a direct response to IIRIRA. Commu-
nity activists concerned about immigrants social welfare initiated
CS. The organization continues today by mobilizing volunteers to 6. Constructing American citizenship in the shadow state
help immigrants acquire legal membership and become eligible
for its rights and responsibilities. Second, CS also attempts to affect Observing extensive governmental and societal restructuring in
migrants standing through encouraging participation in neighbor- recent years, geographers are investigating ways in which the
hood governance by coordinating interpretation services at neigh- institution of citizenship may be changing along with the emer-
borhood council meetings and arranging meetings with elected gence of new spaces in which the relations of citizenship are pro-
ofcials, for instance. Through these activities, CS constructs citi- duced. State privatization, devolution and the rise of shadow state
zenship as a social practice of civic virtue and commitment to ac- relationships in western welfare states have led local nonprot
tive participation in local community affairs, regardless of ones organizations to emerge as spaces in which the meaning and prac-
legal status or eligibility to vote. The message of such a conceptu- tice of citizenship is recongured. A spate of research within geog-
alization of citizenship is directed to volunteer and migrant partic- raphy has revealed that the structures and practices of citizenship
ipants alike. Hence, in the everyday activities of CS, there is a great are being rescaled to institutions both above and below the nation-
deal of focus on substantive membership. CSs unconventional state (for reviews, see Desforges et al., 2005; Kurtz and Hankins,
operations are enabled by an equally unconventional institutional 2005). However, this research is less specic about the ways in
form. which shadow state relationships affect the construction of citizen-
CS does not have a formal relationship with the state nor does it ship. Indeed, understanding the shape and scale of citizenship rela-
have 501(c)3 tax-exempt status. These are deliberate decisions tions that are produced in situations where there is continued
that animate CSs strategy to buffer itself from the direct inuence inuence of the state despite the transfer of state functions to local
450 D. Trudeau / Geoforum 43 (2012) 442452

communities is an important contribution to the geographies of Acknowledgments


citizenship.
Furthermore, this article begins to demonstrate different ways This material is based upon work supported by the National Sci-
shadow state relationships affect how local communities in the US ence Foundation under Grant Number 0327178. I am grateful to
participate in the construction of citizenship. The case studies sug- my interview respondents who generously shared their time and
gest that relational interaction between nonprot organization thoughts with me. I thank the three anonymous reviewers, Lynn
and state support the construction of a neoliberal form of American Staeheli, John OLoughlin, Katrinka Somdahl-Sands, and Michael
citizenship. More important, though, is the theoretical generaliza- Samers for their constructive comments and efforts to improve this
tion that citizenship is decidedly constructed in variegated ways in paper. I am indebted to all of individuals who enabled and enriched
the context of the shadow state. Formal relationships with the this research, but I am responsible for any errors and shortcomings.
state privilege the construction of neoliberal approaches to citi-
zenship in a polity imagined at the national scale. The rst two
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