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The International Comparative Legal Guide to:

Trade Marks 2014


3rd Edition
A practical cross-border insight into trade mark work

Published by Global Legal Group, with contributions from:


AAA Law Odvetniki elih & partnerji, o.p., d.o.o.
Abreu Advogados OLIVARES
Advokatfirma Rder DA Ospelt & Partner Attorneys at Law Ltd.
Agency TRIA ROBIT Patrinos & Kilimiris
Allen & Overy LLP Pepeljugoski Consulting L.L.C.
Anderson Mori & Tomotsune Pepeljugoski Law Office
Andreas M. Sofocleous & Co LLC Pham & Associates
Baspinar & Partners Law Firm Quevedo & Ponce
Bereskin & Parr LLP Sotysiski Kawecki & Szlzak
Beuchat, Barros & Pfenniger Studio Legale Tsclex
Boga & Associates Subramaniam & Associates (SNA)
De Gaulle Fleurance & Associs SyCip Salazar Hernandez & Gatmaitan Law Offices
DM Kisch Inc. Tay & Partners
Edwards Wildman Palmer LLP ThomannFischer
ELZABURU TIPLO Attorneys-at-Law
Estudio Antequera Parilli & Rodrguez Vanrell Propiedad Intelectual Abogados
Gusmo & Labrunie Intellectual Property Vasil Kisil & Partners
Hengeler Mueller Wilkinson & Grist
Lee International IP & Law Group Wilkinson & Grist (Beijing) Intellectual
Lendvai Partners Property Agency Limited
OConor Power-Abogados-Propiedad Industrial Wrays
The International Comparative Legal Guide to: Trade Marks 2014
General Chapter:
1 Trade Mark Law Shapes Up for the Thrust into the 21st Century John Olsen,
Edwards Wildman Palmer LLP 1

Country Question and Answer Chapters:


2 Albania Boga & Associates: Renata Leka & Ened Topi 5
Consulting Editor 3 Argentina OConor Power-Abogados-Propiedad Industrial: Santiago R. OConor
Paul Walsh, Bristows & Maria Silvina Ulens 13
Account Managers 4 Australia Wrays: David Stewart 20
Edmond Atta, Beth Bassett,
Antony Dine, Susan Glinska, 5 Brazil Gusmo & Labrunie Intellectual Property: Laetitia dHanens
Dror Levy, Maria Lopez, & Fernando Eid Philipp 26
Florjan Osmani, Paul
Regan, Gordon Sambrooks, 6 Canada Bereskin & Parr LLP: Daniel R. Bereskin, Q.C. & Cynthia Rowden 36
Oliver Smith, Rory Smith
7 Chile Beuchat, Barros & Pfenniger: Andrs Melossi 44
Sales Support Manager
Toni Wyatt
8 China Wilkinson & Grist (Beijing) Intellectual Property Agency Limited:
Howard Tsang & Jean Wang 51
Sub Editors
Nicholas Catlin 9 Cyprus Andreas M. Sofocleous & Co LLC: Despo Socratous 59
Amy Hirst
10 Ecuador Quevedo & Ponce: Alejandro Ponce Martnez & Roque Albuja Izurieta 66
Editors
Beatriz Arroyo 11 European Union Allen & Overy LLP: Geert Glas & Dr. Jens Matthes 72
Gemma Bridge
12 France De Gaulle Fleurance & Associs: Frank Valentin & Marina Gau 81
Senior Editor
Suzie Kidd 13 Germany Hengeler Mueller: Dr. Wolfgang Kellenter & Dr. Andrea Schlaffge 90
Global Head of Sales 14 Greece Patrinos & Kilimiris: Maria Kilimiris & Manolis Metaxakis 98
Simon Lemos
15 Hong Kong Wilkinson & Grist: Andrea Fong & Annie Tsoi 106
Group Consulting Editor
Alan Falach
16 Hungary Lendvai Partners: Andrs Lendvai 114

Group Publisher 17 India Subramaniam & Associates (SNA): Hari Subramaniam


Richard Firth & Aditi Subramaniam 121
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Global Legal Group Ltd.
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London SE1 3PL, UK
20 Korea Lee International IP & Law Group: Mi-Cheong Lee & Michael McDaniel 143
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Fax: +44 20 7407 5255 21 Kosovo Pepeljugoski Consulting L.L.C.: Professor Dr. Valentin Pepeljugoski 150
Email: info@glgroup.co.uk
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Strategic Partners 30 Poland Sotysiski Kawecki & Szlzak: Dr. Ewa Skrzydo-Tefelska
& Karol Gajek 226
31 Portugal Abreu Advogados: Joo Veiga Gomes & Joo Gonalves Assuno 234
32 Slovenia Odvetniki elih & partnerji, o.p., d.o.o.: Luka Grasselli & Sanda abi 244
33 South Africa DM Kisch Inc.: Andrew Papadopoulos & Derek Momberg 252
34 Spain ELZABURU: Fernando Ilardia & Luis Baz 259
35 Switzerland ThomannFischer: Daniel Plss 269
Continued Overleaf

Further copies of this book and others in the series can be ordered from the publisher. Please call +44 20 7367 0720
Disclaimer
This publication is for general information purposes only. It does not purport to provide comprehensive full legal or other advice.
Global Legal Group Ltd. and the contributors accept no responsibility for losses that may arise from reliance upon information contained in this publication.
This publication is intended to give an indication of legal issues upon which you may need advice. Full legal advice should be taken from a qualified
professional when dealing with specific situations.

www.ICLG.co.uk
The International Comparative Legal Guide to: Trade Marks 2014
Country Question and Answer Chapters:
36 Taiwan TIPLO Attorneys-at-Law: J. K. Lin & H. G. Chen 276
37 Turkey Baspinar & Partners Law Firm: Gkmen Bapnar & Kaan Gk 287
38 Ukraine Vasil Kisil & Partners: Oleksandr Mamunya & Andrey Nikolayenko 295
39 United Kingdom Edwards Wildman Palmer LLP: John Olsen & Riecha Sharma 304
40 USA Edwards Wildman Palmer LLP: Lawrence R. Robins 314
41 Uruguay Vanrell Propiedad Intelectual Abogados: Juan Eduardo Vanrell 321
42 Venezuela Estudio Antequera Parilli & Rodrguez: Mara Alejandra Castillo 328
43 Vietnam Pham & Associates: Pham Vu Khanh Toan 334

EDITORIAL

Welcome to the third edition of The International Comparative Legal Guide to:
Trade Marks.
This guide provides corporate counsel and international practitioners with a
comprehensive worldwide legal analysis of trade mark laws and regulations.
It is divided into two main sections:
One general chapter entitled Trade Mark Law Shapes Up for the Thrust into the
21st Century.
Country question and answer chapters. These provide a broad overview of
common issues in trade mark laws and regulations in 42 jurisdictions.
All chapters are written by leading trade mark lawyers and industry specialists
and we are extremely grateful for their excellent contributions.
Special thanks are reserved for the consulting editor Paul Walsh of Bristows for
his invaluable assistance.
Global Legal Group hopes that you find this guide practical and interesting.
The International Comparative Legal Guide series is also available online at
www.iclg.co.uk.

Alan Falach LL.M.


Group Consulting Editor
Global Legal Group
Alan.Falach@glgroup.co.uk
Chapter 5

Brazil Laetitia dHanens

Gusmo & Labrunie Intellectual Property Fernando Eid Philipp

1 Relevant Authorities and Legislation (iii) signs that violate other prior rights (such as copyright or
industrial design) or moral and/or ethical principles; and
(iv) signs used as mere advertising (such as slogans).
1.1 What is the relevant Brazilian trade mark authority?
It should be noted, however, that the legal prohibitions are much
In Brazil, the relevant authority is the Brazilian Patent and broader, and include items such as single letters or numerals, coats of
Trademark Office (BPTO) (INPI Instituto Nacional da arms, signals that could be offensive or immoral, personal names, etc.
Propriedade Industrial, in Portuguese).
2.3 What information is needed to register a trade mark?
1.2 What is the relevant Brazilian trade mark legislation?
Applications must include the trademark itself, the class in which
The relevant legislation is: (i) Law No. 9,279/96, the Industrial registration is intended, a description of the products/services, and
Property Law; and (ii) Decrees Nos. 1,263/94 and 1355/94, which proof that such products/services are within the applicants field of
ratified the Paris Convention and the TRIPS Agreement, activity (bylaws or a declaration in this regard). Regarding
respectively. composite and/or figurative trademarks, the applicant may claim
the colours in case of interest.
Should the trademark application be filed based on a priority claim,
2 Application for a Trade Mark the priority number and documents should also be presented.
A power of attorney is also required (no notarisation or legalisation
2.1 What can be registered as a trade mark? is needed), should the application be filed by a representative, but
this may be filed up to 60 (sixty) days after the filing of the
According to Brazilian IP law, only distinctive, visually perceivable application itself.
and licit (not legally forbidden) signs are subject to be registered as
trademarks.
2.4 What is the general procedure for trade mark registration?
Such rules exclude from registration, for instance, musical or sound
marks, as well as smells and other non-traditional trademarks. Following the filing of the application, the BPTO publishes the
Nevertheless, 3D trademarks are allowed in Brazil. trademark. If no oppositions are filed, the Institute analyses the
Additionally, a sign can be registered as a trademark if the application and issues a formal decision through another
additional requirements are fulfilled: publication. Should such decision be favourable, the applicant must
Availability: the sign must be available to be registered, pay the appropriate taxes and the registration is granted. In the
which means that it must not be the object of a third partys event of a decision of rejection, the applicant may file an appeal,
legal prior right, to cover identical or akin products. which will be evaluated by the BPTO and may or may not result in
Veracity: the sign cannot be deceptive or mislead consumers. the reversion of such decision.
Distinctiveness: the sign must be sufficiently distinctive in
order to clearly allow consumers to distinguish the 2.5 How can a trade mark be adequately graphically
product/service from other identical or similar ones from a represented?
different origin.
While filing an application for a figurative and/or composite
2.2 What cannot be registered as a trade mark? trademark, the graphic (device) elements must be duly classified
according to the International Classification of Figurative Elements.
Legal prohibitions regarding what cannot be registered as a Should the trademark include claiming of colours, there are two
trademark are fairly extensive. However, the most frequent causes possibilities:
of rejection of a trademark application are: filing the application with a coloured logo; or
(i) the reproduction or imitation of previously registered filing the application in black and white, indicating the
trademarks or a prior trade name belonging to a third party; claimed colours within the image file.
(ii) generic, descriptive and/or commonly used signs;

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2.6 How are goods and services described? Issuance of Registration Certificate registration fees: USD
335.25.
The goods and services covered by the trademark must be clearly Renewal fees (for a 10-year period): USD 479.25.
described in the application form, following the Nice International
Classification system (NCL). Since this system is merely a
2.12 Is there more than one route to obtaining a registration in
guideline, it is possible to cover products or services not contained
Brazil?
in the NCL list, as long as they are directly related to the class of

Brazil
interest.
No, the only route for registration of a trademark is by filing an
In any case, the whole class cannot be generically claimed as all application before the BPTO.
goods in class....
Finally, the BPTO does not allow generic/broad descriptions of
2.13 Is a Power of Attorney needed?
goods or services, which is the reason why in some cases the class
headings are not accepted (when they are too broad).
Yes. A Power of Attorney (POA) is indeed required whenever a
trademark application is filed by someone other than the companys
2.7 What territories (including dependents, colonies, etc.) are legal representatives (according to their bylaws), otherwise the
or can be covered by a Brazilian trade mark? application will be filed away by the BPTO. It may, however, be
filed up to 60 days after the application filing date.
Brazilian trademark registrations are only effective within Brazilian Regarding foreign applicants in particular, the POA must expressly
territory. include powers to receive judicial summons, otherwise the
application may be dismissed (or registration may be revoked) by
2.8 Who can own a Brazilian trade mark? the BPTO.

Both companies (private or public) and natural persons can own a 2.14 How is priority claimed?
trademark registration, as long as the owner is effectively engaged
in the activities indicated by it. Companies must be registered In order to claim a priority, the applicant must include the priority
before the competent authority. A natural person must present proof data in the application form, along with a certified copy of the
of engagement and/or specific allowance for the performance of the priority document (issued by the local PTO for which priority is
related activities. claimed). Also, the priority document may be filed later, within
four months counted from the filing date.
2.9 Can a trade mark acquire distinctive character through
use?
2.15 Does Brazil recognise Collective or Certification marks?

Although (i) the Paris Convention and the TRIPs agreement are to Yes, provided some legal requirements are met, both Collective and
be considered as applicable legislation within Brazilian territory, Certification marks are allowed. For Collective marks, application
(ii) the understanding of the IP scholars is for the protection of a must be instructed with the collective rules applying to the use of
trademark that acquired distinctiveness through use, and (iii) the trademark. For Certification marks, application must be
Brazilian courts have been recognising this protection in some instructed with all characteristics of the certified product/service, as
cases, the BPTO is very restrictive in accepting the secondary well as the control measures to be applied for granting the
meaning of an unregistered trademark throughout the registration certification. In both cases, documents fulfilling those requirements
procedure. may be filed up to 60 days after the filing of the application.
In this sense, it has been indeed necessary filing a lawsuit before the
Brazilian court in order to have protection of an unregistered
trademark that eventually acquired distinctiveness through use. 3 Absolute Grounds for Refusal
Additionally, to have the secondary meaning duly recognised, it is
necessary to present consistent evidence showing that the trademark 3.1 What are the absolute grounds for refusal of registration?
acquired distinctive character, allowing consumers to distinguish
the product/service covered by it from other identical or similar The absolute grounds for refusal of a trademark registration, which
ones from a different origin. are predicted in article 124 of Brazilian IP Law, are mainly:
the lack of distinctiveness;
2.10 How long on average does registration take? a sign that is a reproduction or imitation of titles, bonds,
coins and bank notes;
A smooth registration procedure takes approximately three years. a sign that is contrary to the moral and public order;
However, in the case of opposition filed by third parties or office signs or expressions (slogans) used only as a means of
actions issued by the BPTO, it can take five years or more. advertising;
duality of marks owned by the same owner, designating the
2.11 What is the average cost of obtaining a Brazilian trade same product or service;
mark? a sign that is composed of coats of arms, armoury, medals,
flags, badges and official monuments, either national,
The average cost of obtaining a Brazilian trademark registration international or foreign, as well as their imitations or
includes the following official fees: references;
Filing fees for one trademark application in one class: USD signs which may induce errors regarding the origin, nature,
238.50. quality or utility of the designated products or services;

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reproduction or imitation of official seals, usually adopted to signs that imitate or reproduce, wholly or in part, a mark of
certify compliance to a certain standard of any kind or which the applicant could obviously not fail to have
nature; knowledge in view of his activity, and of which the
geographic indications, imitations thereof which are likely to proprietor is established or domiciled in the national territory
cause confusion, or signs that might falsely suggest a or in a country with which Brazil maintains an agreement or
geographic indication; guarantees reciprocity of treatment, if the mark is intended to
distinguish a product or service that is identical or similar to,
colours and their names, except when arranged or combined
and is likely to cause confusion or association with such third
Brazil

in an unusual and distinctive manner;


party mark;
technical terms used in industry, science or art that are related
reproductions or imitations of a characteristic or distinctive
to the product or service to be distinguished; and
element of a title of establishment or the trade name
necessary, common or usual shapes of a product or of its belonging to a third party;
packaging, or, furthermore, shapes that cannot be
reproductions or imitations of signs that have been registered
disassociated from a technical effect.
as a collective or a certification mark by a third party;
names, prizes or symbols of sporting, artistic, cultural, social,
3.2 What are the ways to overcome an absolute grounds political, economic or technical official or officially
objection? recognised events, as well as imitations likely to cause
confusion, except when authorised by the competent
Although the prohibitions above are in principle absolute and authority or entity promoting the event;
therefore would not be subject to be overcome, some of them can personal names or signatures thereof, family or patronymic
be reverted if the owner of the mark is able to prove, for example, names and images of third parties, except with the consent of
that: the owner, his heirs or his successors; and
a) the sign is sufficiently distinctive; and literary, artistic or scientific works, as well as titles protected
by copyright and likely to cause confusion or association,
b) the sign is not used as a means of advertising, exercising
except with the consent of the author or owner.
distinctive function as a mark, etc., among others.

4.2 Are there ways to overcome a relative grounds objection?


3.3 What is the right of appeal from a decision of refusal of
registration from the Intellectual Property Office?
Yes, there are. As examples we may quote:
The Rejection Decision issued by the BPTO is subject to an appeal, a difference between the sign and the goods/services
which may be filed within 60 days from the publication of such identified by it;
decision. Should such appeal be rejected by the BPTO, a lawsuit a sufficiently distinctive form of the mark;
may still be filed before the Brazilian courts to reverse the a difference between the goods/services identified by the
administrative rejection. marks;
use of the sign as a mark and not only as a means of
advertising; and
3.4 What is the route of appeal?
authorisation to register a third party or patronymic name, or
a right protected by author right, among others.
Once an appeal is filed, it will be published in the BPTOs official
gazette, and any interested third party may file a response (within
60 days counted from the publication). Afterwards, it will be 4.3 What is the right of appeal from a decision of refusal of
examined by the BPTOs President (who in fact delegates the exam registration from the Intellectual Property Office?
to the BPTOs Board of General Coordination of Appeals and
Administrative Annulment Procedures). Please refer to question 3.3 above.
If the appeal is denied, the rejection decision will be maintained and
no further measure will be possible in the administrative procedure. 4.4 What is the route of appeal?
To contest this final administrative decision, it is necessary to file a
lawsuit before the Brazilian courts seeking its reversion. Please refer to question 3.4 above.

4 Relative Grounds for Refusal 5 Opposition

4.1 What are the relative grounds for refusal of registration? 5.1 On what grounds can a trade mark be opposed?

As for the relative grounds for refusal of a trademark registration, It is possible to file an opposition against a third party trademark
which are also predicted in article 124 of Brazilian IP Law, in Brazil application based on all hypotheses set forth in article 124 of the IP
they are usually related to the violation of a third-party right. Law, as well as in the Paris Convention, which states the absolute
In this sense, the relative grounds for refusal are: and relative grounds of refusal of a trademark. Also, the opposition
reproductions or imitations, in whole or in part, even with can be grounded on the notoriety and highly renowned status of a
additions, of a mark registered by a third party to distinguish trademark, as well as on article 129, 1, which is an exception that
or certify a product or service that is identical or similar to, provides that every person who, in good faith on the filing date, has
and which is likely to cause confusion or association with, been using an identical or similar mark to identify an identical or
the third partys mark; similar product/service, shall have the right of preference for the
objects that are protected by industrial design registrations in registration. In this case, the interested party would also have to file
the name of third parties; a TM application for the intended mark.

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It is also possible to oppose a trademark application on the grounds safeguard its material integrity or reputation, assuring the
of unfair competition, as stated in article 2, Item V, of the IP Law, titleholder of the non-registered trademark the right to protect the
which states that repressing unfair competition is one of the main respective sign. In this sense, in case of infringement of a trademark
objectives of the Law itself. The protection against actions such as as an unfair competition practice, as a general rule, the harmed
the unlawful appropriation of clientele is always a strong argument applicant is entitled to seek protection as from the filing date.
in oppositions and other manifestations before the BPTO.

Brazil
6.3 What is the term of a trade mark?
5.2 Who can oppose the registration of a Brazil trade mark?
A trademark registration is valid for a period of 10 (ten) years,
Any interested party can oppose a trademark application in Brazil, which can be successively renewed for identical consecutive
since there is no legal restriction on who is entitled to do so. periods.
Oppositions filed based on prior rights, for example, can be filed by
the owner of such trademarks or any other interested third party
6.4 How is a trade mark renewed?
expressly allowed to enforce such rights (e.g. licensee) that may cite
these prior rights as obstacles for the registration of the opposed
A trademark is renewed through a renewal application and payment
trademark application. Also, any third party is allowed to file an
of an official fee in the amount of USD 479.25. Such fee can be
opposition based on absolute grounds for refusal.
paid during the last year that the trademark is in force (ninth year)
In fact the only necessary requirements required by the BPTO are and in case of non-compliance with this period, the BPTO grants an
the presentation of the Power of Attorney, payment of the official extended period of six months, counted from the expiration date of
fees and compliance with the 60-day term. the regular term. No justification is needed in order to renew the
trademark registration under the extended period, but it is necessary
5.3 What is the procedure for opposition? to pay extra fees in the amount of USD 724.50.
After the renewal request and payment of such fees, the registration
An opposition is a petition that can be presented by any interested renewal is published in the BPTOs Official Gazette.
party within 60 days, counted from the publication date of the
trademark application. After the publication in the Official
Gazette of the notice of opposition, the owner of the opposed 7 Registrable Transactions
trademark application will have a 60-day term to file a response,
which is not mandatory. It is important to highlight that the 7.1 Can an individual register the assignment of a trade
BPTO will render a decision taking into consideration not only mark?
possible oppositions but also any other obstacle or statutory
prohibition ex officio. Yes, an individual can register the assignment of a mark before the
A decision regarding an opposition duly filed takes approximately BPTO. It is necessary to:
five years to be rendered by the examiner. present a copy of the assignment executed between the
parties (no need of legalisation), signed by two witnesses, as
well as its simple translation into Portuguese (if applicable);
6 Registration
prove that the legal representatives of the parties are duly
empowered to represent the assignor and to execute the
6.1 What happens when a trade mark is granted registration? assignment document; and
present an affidavit or a copy of an official document
When a trademark registration is allowed, the BPTO publishes such (bylaws) proving that the assignee is engaged in the activities
decision in the Official Gazette, opening a 60-day term for the covered by the marks.
applicant to proceed with the payment of the final fees, which will
lead to the issuance of the Certificate and the 10-year term of 7.2 Are there different types of assignment?
protection for the trademark. Once these fees are paid, the BPTO
publishes the final granting decision of the trademark registration,
There are no different types of assignments, and the important point
issuing the Certificate of Registration and forwarding it to the
of an assignment is that it must include all the registrations or
applicants legal representative within approximately six months.
applications in the name of the assignor, for the same or similar
The applicant can still proceed with the payment of such official
marks related to an identical or similar product or service, under
fees on an extraordinary period [30-day term] by paying extra fees.
penalty of having the non-assigned registrations cancelled or the
If after this period the official fees still have not been paid, the
non-assigned applications shelved.
trademark application is definitely filed away.

7.3 Can an individual register the licensing of a trade mark?


6.2 From which date following application do an applicants
trade mark rights commence?
Yes, an individual can register the licensing of a trademark. The
registration of a licence is necessary to enable the licensee settled in
In accordance with Brazilian IP Law, the property of a mark is
Brazil to remit royalties (if any) abroad, to benefit from tax
acquired by means of registration. Therefore, while a trademark is
deduction of such royalties and to oppose the licence to third
still an application, the owner of such trademark has only the
parties. Nevertheless, in case of a cancellation action for non-use,
expectation to acquire such right, and precedence on a first to file
the recordation of the licence is not necessary to allow a licensees
analysis as from the filing/priority date.
proof of use of the trademark as regular evidence of use.
Nevertheless, article 130, III, of the IP Law also states that the
titleholder of a mark or the applicant is further assured the right to

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7.4 Are there different types of licence? 8.2 What is the procedure for revocation of a trade mark?

The Brazilian IP Law accepts sub-licences and exclusive or non- If the trademark is subject to a non-use cancellation action, any
exclusive licences as well. legitimate interested party must file a petition before the BPTO
requesting the forfeiture of such registration. The BPTO will
publish the notice of a non-use cancellation action request in the
7.5 Can a trade mark licensee sue for infringement?
Official Gazette, opening a 60-day term for the owner of the
Brazil

registration to prove the use of the mark or justify its non-use for
If such provision is stated in the trademark licence agreement duly
legitimate reasons during the investigative period, which comprises
registered before the BPTO, it is indeed possible to sue for
the five years immediately prior to the date when the non-use
infringement. According to article 139, sole paragraph of the
cancellation action request was filed. Such response by the owner
Brazilian IP Law, the licensee can be invested by the titleholder
is mandatory (otherwise the registration will be cancelled). After
with powers to defend the mark.
filing a response, the BPTO will analyse the arguments and
documents presented and will render a decision granting or
7.6 Are quality control clauses necessary in a licence? rejecting the forfeiture request. Its decision will also be published
in the Official Gazette, opening another 60 (sixty) day term for the
No, quality control clauses are not necessary in a licence, and the parties to file appeals (please see question 8.5).
absence of such clauses does not lead to any administrative risk to
the licensed trademark. Nevertheless, the insertion of such clauses
8.3 Who can commence revocation proceedings?
might be advisable in order to protect the trademark reputation and
the rights of the licensor.
Revocation proceedings can be commenced by any interested party
who can justify its legitimate interest in such action. It is
7.7 Can an individual register a security interest under a trade considered a legitimate interest if (i) the commencer is a competitor
mark? of the owner who owns the registration and intends to use that same
TM in the same or a similar branch of activity, or (ii) the
In accordance to article 136, II, of the IP Law, yes an individual can commencer owns another conflicting right.
register a security interest against a TM application or registration.
In order to proceed with this recordal it is necessary to present a
8.4 What grounds of defence can be raised to a revocation
Power of Attorney for the owner of the mark and a certified copy of
action?
the security interest agreement.
The grounds of defence that can be raised are: (a) the justification
7.8 Are there different types of security interest? of the lack of use of a trademark by legitimate reasons, which are
those that present themselves as irresistible or inevitable (e.g.: force
Considering that the BPTO does not put limitations in this regard, majeure causes; inexistence of raw material; causes that prevent the
there are different types of security interests accorded by the parties manufacture of certain products; natural disasters; etc.); and (b)
and all of them are valid and acceptable. demonstration of the continued use of the trademark as it was
originally granted. This means that the examiner will verify: (i) if
the use was effective and consistent (in accordance with the product
8 Revocation nature), since it cannot be eventual or sporadic; (ii) the reliability of
the documents presented, which must be dated and cover the
8.1 What are the grounds for revocation of a trade mark? investigative period (e.g. debit notes, packages, catalogues, ad
material, etc.); and (iii) in case of composite or figurative
A trademark can be revoked in Brazil by the following grounds: trademarks, if the trademark registration has suffered some
a) Renunciation: the applicant may request the full or partial essential alteration of its distinctive character.
renunciation of the goods or services identified by the
trademark. 8.5 What is the route of appeal from a decision of revocation?
b) For the lack of a qualified and domiciled representative in
Brazil with powers to receive summons, in accordance with As explained in question 8.3 above, it is possible to present an
article 217 of Brazil IP Law.
appeal to the decision rendered by the BPTO which granted or
c) For the lack of use of a trademark: a trademark can be subject rejected the forfeiture request. Such appeal will be analysed by the
to cancellation due to its non-use after five years of the BPTO President and a final decision will be rendered.
granting of its registration and if:
Should such appeal be rejected by the BPTO, a judicial lawsuit may
the use of the mark has not been initiated in Brazil; or
be filed before the Brazilian court.
the use of the mark has been discontinued for more
than five consecutive years, or if, within that period,
the mark has been used with modifications involving 9 Invalidity
the alteration of its original distinctive character, as
shown in the certificate of registration.
9.1 What are the grounds for invalidity of a trade mark?
It is important to highlight that (i) there will be no cancellation of
the trademark registration if the owner is capable of justifying its
Invalidity can be based on either absolute or relative grounds.
lack of use by legitimate reasons, and (ii) the partial revocation of a
trademark is also possible if the mark has been in use for only some Besides the grounds described in questions 3.1 and 4.1 above, any
of the goods/services that it identifies. relative ground can be sustained for invalidity of a trademark,
except for the preference right which, according to the BPTOs

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current understanding, is only acceptable in the course of 10.2 What are the pre-trial procedural stages and how long
examination procedure (opposition). does it generally take for proceedings to reach trial from
commencement?
Also, the absolute grounds for invalidity of a trademark are: (a) the
well-known status of a conflicting trademark (article 126 of IP Law
According to the Brazilian Procedural Code, the main stages
and article 6bis of the Paris Convention); and (b) highly renowned
observed in a lawsuit from commencement to trial are the
reputation of a prior registered conflicting trademark (article 125 of
following:
the IP Law).

Brazil
(i) the plaintiff files its initial complaint before court;
(ii) the judge examines whether all of the formal requirements
9.2 What is the procedure for invalidation of a trade mark?
have been met and, if so, determines the summoning of the
defendant. At this stage, the judge can also decide an
The invalidation of a trademark procedure can be made through an eventual preliminary injunction request;
Administrative Nullity Action, which can be filed once the (iii) once the defendant is summoned, and the respective letter of
registration of a trademark is granted. The interested party will summons is attached to the case records, the defendant has,
have 180 days, counted from the publication of the granting in general, 15 days to present its defence;
decision date, to take this measure. (iv) depending on the arguments raised by the defendant, the
This action is published in the Official Gazette for the owner of the judge may grant five to 10 days to the plaintiff to present a
registration to present the manifestation (optional). This Nullity reply;
Action will be analysed by the BPTOs President and Board and its (v) after the reply, the judge will establish the controversial
decision regarding the cancellation of the registration will be points of the lawsuit and assess the necessity of further
published in the Official Gazette. Such decision will only be able evidence before trial;
to be challenged before the Brazilian Federal Courts through a (vi) if the evidence presented by the parties is understood to be
nullity action, which must be filed within five years from the sufficient by the judge, the parties may have the opportunity
granting of the registration date. to file their final briefs and the case will then reach trial;
(vii) if, on the other hand, the judge understands that more
evidence is necessary, the parties will be notified to specify
9.3 Who can commence invalidation proceedings?
what sorts of evidence they wish to present (oral, written,
witness, expert, among others);
Any interested party (inclusively the BPTO ex officio) can
(viii) the parties will then present said evidence and each party will
commence invalidation proceedings, since there is no delimitation have the opportunity to contest the new evidence presented
to who is entitled to do so. Administrative Nullity Actions filed by the other;
based on prior rights, for example, can be filed by the owner of such
(ix) in case an expert opinion is requested by the parties and
trademarks or any other party that may cite these prior rights as accepted by the judge, an expert will be nominated by the
obstacles for the registration of the challenged trademark judge and the parties will be notified to present their queries
registration. and indicate their technical assistants. After the expert
opinion is presented, each party may present its arguments,
together with its technical assistants arguments, concerning
9.4 What grounds of defence can be raised to an invalidation
the opinion;
action?
(x) once this evidentiary phase is over, the parties may then
present their final briefs and the case will reach trial; and
Please refer to question 4.2, since the same grounds of defence can
be raised to an invalidation action. If the argumentation is based on (xi) a final decision on the merits will be rendered by the judge.
bad faith, such claim can be rebutted based on several arguments, The amount of time that proceedings can take, from
such as the prior use of the mark, the prior use of the mark as a commencement to trial, varies on a case-by-case basis according to
family name or a commercial, etc. the complexity of the case, the court, the necessity for expert
opinion, among others. Nevertheless, in general, proceedings often
take between 12-24 months.
9.5 What is the route of appeal from a decision of invalidity?

As highlighted in question 9.2 there is no route of appeal for a 10.3 Are (i) preliminary and (ii) final injunctions available and if
decision of invalidity. The feasible measure to be taken in this case so on what basis in each case?
would be filing a court action.
Both injunctions are available under Brazilian Law.
Concerning the preliminary injunction, two conditions must be
10 Trade Mark Enforcement
simultaneously met for its granting, according to article 273 of the
Brazilian Procedural Code:
10.1 How and before what tribunals can a trade mark be (i) The first one relates to the existence of unequivocal evidence
enforced against an infringer? regarding the facts and grounds that are being argued in the
initial complaint: the judge must be convinced of the veracity
In Brazil claims for infringement must be brought before State of the facts and grounds alleged by the plaintiff.
Courts, while validity claims shall be filed before Federal Courts. (ii) The second one refers to the real urgency of the matter: it
As a general rule, an infringement claim shall be brought before the must be assessed if the rejection of the preliminary injunction
respective State Court of the defendants residence or headquarters, request could possibly cause serious or imminent damages to
or before the State Court where the infringing act was carried out. the plaintiff. This, however, must be weighed against the
possible damages to be caused to the defendant in case such
injunction is granted.

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As for a final injunction, it is often granted when the judge is (ii) alters the registered mark of a third party already applied to
convinced of the infringement or invalidity of a right when deciding a product placed on the market; and
the merits of the lawsuit and understands that the continuation of (iii) imports, exports, sells, offers or displays for sale, conceals or
certain practices may cause irreparable damages to the plaintiff. In has in stock (a) a product bearing a mark illegally reproduced
situations like this, the judge may establish that an appeal will not or imitated, in whole or in part, of a third party, or (b) a
suspend the effects of its merits decision. product of his own industry or commerce, held in a vessel,
container or package that contains the legitimate mark of a
Brazil

third party.
10.4 Can a party be compelled to provide disclosure of
The penalties for such criminal practices are either imprisonment,
relevant documents or materials to its adversary and if so
from one to three months, or payment of a fine.
how?
In the case of imprisonment, the terms can be increased by one-third
Under the civil law system followed by Brazil, there is no to one-half if the crime is perpetrated by a representative, proxy,
discovery proceeding, so the parties are generally not compelled agent, partner or employee of the titleholder, or if the trademark that
to disclose any sort of documents or materials. However, has been altered, reproduced, or imitated is famous, well-known or is
depending on the circumstances of the case, the judge may a certification or collective mark (article 196 of the Brazilian IP Law).
establish the seizure of any materials, documents or data to be The fine, on the other hand, shall be set at a minimum of 10 and a
used as evidence later in the lawsuit. maximum of 360 daily fines, which can be reduced or increased by as
many as 10 times in view of the personal situation of the agent and the
10.5 Are submissions or evidence presented in writing or orally
size of the advantage obtained (article 197 of the Brazilian IP Law).
and is there any potential for cross-examination of
witnesses? 10.9 If so, who can pursue a criminal prosecution?

The Brazilian Procedural Code provides for various types of Criminal prosecution can be pursued exclusively by the titleholder
evidence, including documents, oral depositions (parties and or by the licensee when the Trade Mark Licence Agreement has
witnesses), expert opinions, etc. With regard specifically to been recorded with the BPTO. The only criminal action that shall
witnesses statements, this is generally done in a hearing, in which be considered public and pursued by the State refers to crimes in
not only the judge but also the other partys attorney may question which coats of arms, escutcheons or national, foreign and
the witnesses. Nonetheless, witnesses statements can also be international official badges have been reproduced or imitated
provided in writing. without the necessary authorisation.

10.6 Can infringement proceedings be stayed pending 10.10 What, if any, are the provisions for unauthorised threats
resolution of validity in another court or the Intellectual of trade mark infringement?
Property Office?
Brazilian IP Law does not provide for any regulations on
An infringement claim can be stayed due to a pending validity unauthorised threats of trademarks.
claim brought before a different court. This may be verified when
the resolution of the validity claim may directly affect the resolution
of the infringement claim and, in general, when the validity 11 Defences to Infringement
proceeding was filed before the infringement one.
If, however, the validity of an IP right is being discussed before the 11.1 What grounds of defence can be raised by way of non-
Brazilian Patent and Trademark Office (BPTO), the suspension of infringement to a claim of trade mark infringement?
an infringement claim will not be mandatory, given that the
Brazilian Procedural Code provides that only a judicial action can Article 132 of the Brazilian IP Law expressly provides for certain
suspend another action. exceptions which may be raised as non-infringement to a claim of
This suspension may be requested by any of the parties or it can be trademark infringement, which are:
determined by the judge ex officio. (i) the use, by traders and distributors, of their own distinctive
signs along with the mark of the product, in its promotion
and commercialisation;
10.7 After what period is a claim for trade mark infringement
time-barred? (ii) the use of a mark by manufacturers of accessories to indicate
the purpose of the product, provided that fair competition
practices are followed;
The general rule is that a trademark infringement claim must be
brought up within five years of the infringing act, otherwise such (iii) the free-circulation of a product placed on the domestic
market by the titleholder himself, or by another with his
claim can be declared extinct.
consent; and
(iv) the mentioning of a mark in a speech, scientific or literary
10.8 Are there criminal liabilities for trade mark infringement? work, or in any other publications, provided it is done
without commercial connotation and without detriment to its
According to articles 189 and 190 of the Brazilian Industrial distinctive character.
Property Law (Law no. 9.279/96), a crime against a trademark As a means of defence in an infringement claim it can also be
registration is practised by anyone who: argued the invalidity of the plaintiffs right, which may be taken
(i) reproduces a registered mark, in whole or in part, without into account by the judge in order to reject the infringement claim
authorisation of the titleholder, or imitates it in a manner that or even in order to declare the nullity of such right between the
may induce confusion; parties. It is important to highlight, however, that a nullity

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declaration on an infringement claim affects solely the parties of the The right to appeal may not be exercised, though, in cases in which
lawsuit, given that for an IP right to be considered null before the the decision on the merits was rendered in accordance with judicial
general public, its invalidity must be declared by a Federal Court in consolidated precedents from the Supreme Federal Court or the
an action claiming a declaratory judgment in this regard, or by the Superior Court of Justice.
BPTO in an invalidity administrative procedure. Once the appeal is decided by a State Court of Appeals (in
infringement cases) or by a Federal Court of Appeals (in invalidity
cases), a new appeal can be filed before the Superior Court of

Brazil
11.2 What grounds of defence can be raised in addition to
non-infringement? Justice and/or the Supreme Federal Court, but only to question the
interpretation of federal law or constitutional matters, respectively.
As a means of defence in an infringement claim the invalidity of the
plaintiffs right can also be argued, which may be taken into 13.2 In what circumstances can new evidence be added at the
account by the judge in order to reject the infringement claim or appeal stage?
even in order to declare the nullity of such right between the parties.
It is important to highlight, however, that a nullity declaration on an According to article 517 of the Brazilian Procedural Code, new
infringement claim affects solely the parties of the lawsuit, given evidences can be added at the appeal stage only if they were not
that for an IP right to be considered null before the general public, presented during the first instance proceeding due to force majure.
its invalidity must be declared by a Federal Court in an action Brazilian scholars consider force majure the following
claiming a declaratory judgment in this regard, or by the BPTO in circumstances:
an invalidity administrative procedure.
(i) new facts, i.e. facts that occurred after the decision on the
Moreover, the use of a trademark in comparative advertising, as merits was rendered;
long as it is objective and does not harm the reputation of the mark (ii) the party was not aware of the fact due to serious and
and its owner, has been accepted by Brazilian scholars and judges objective reasons;
lately as a mean of defence in infringement claims. (iii) the party was not allowed to disclose the fact to its lawyer
Also, the laches doctrine may be another ground of defence, as long due to objective obstacles; and
as it can be proven that the plaintiff was aware of the infringement (iv) the partys attorney was not allowed to disclose the fact
and did not, for a long time, take any measures to cease such before court due to objective obstacles.
infringement.

14 Border Control Measures


12 Relief
14.1 What is the mechanism for seizing or preventing the
12.1 What remedies are available for trade mark infringement? importation of infringing goods or services and if so how
quickly are such measures resolved?
The main remedies available for a trademark infringement are:
(i) damages; The Brazilian Customs Legal System does not yet provide for a
formal procedure in which the titleholder can register its trademark
(ii) search and seizure of counterfeited goods;
to request seizure, or for a recordation system similar to the US
(iii) partial recovery of the costs and expenses with the lawsuit; and and Europe. In this sense, in order to prevent the importation of
(iv) preliminary and final injunctions. infringing goods and to obtain the seizure of these goods by
Customs, it is important that the trademark owner proves his/her
12.2 Are costs recoverable from the losing party and if so what ownership over a specific trademark, as well as provides Customs
proportion of the actual expense can be recovered? officers in each of the most important ports and airports with
information about the legitimate product, in order to enable them to
The concept of costs may encompass the expenses with the lawsuit recognise the counterfeited ones.
(taxes, expert fees, etc.) and the parties attorneys fees. The Once able to identify the counterfeited products, Customs may
expenses are fully recoverable by the winning party. The attorneys seize them ex officio or upon request by the trademark owner.
fees, on the other hand, are paid by the losing party on the proportion If the goods are seized, then the Customs Authority will inform the
of 10 to 20% of the value of the judicial action, a proportion which trademark owner, who will have 10 working days to provide a
must be decided by the judge based on the complexity of the case, technical report confirming that the goods are in fact counterfeited.
how much work was done by the attorneys, etc. After that, the owner of the seized goods will have 10 working days
to provide a response to the technical report.
13 Appeal Based on the parties arguments and evidence, the Customs
Authority will then assess if the goods are counterfeited or not, and
if so it may proceed with the final seizure of the goods and apply
13.1 What is the right of appeal from a first instance judgment
the penalty of forfeiture.
and is it only on a point of law?
It is relevant to highlight that some Customs Authorities understand
As a general rule, an appeal can always be filed by any of the parties that this final seizure must be requested by the trademark owner
to discuss the decision on the merits rendered by the first instance before the court, but this is not the position adopted by the Superior
judge, with the sole limitation that the arguments raised on the Court of Justice, which has already decided that Customs
appeal must have already been brought to the lawsuit before the Authorities may proceed with the final seizure irrespective of a
decision on the merits was rendered (exceptions are listed in court order to do so.
question 13.2).

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15 Other Related Rights established or represented in Brazil with regular registration before
the Ministry of Finance (having a number of the National Register
of Legal Entities (CNPJ), which is issued by the Brazilian Internal
15.1 To what extent are unregistered trade mark rights
Revenue Service.
enforceable in Brazil?
Foreign companies are bound to have their domain names
With regard to trademark protection, Brazil adopts an attributive registered in the name of their local legal representatives in the
Brazil

system, which means that trademark rights are only acquired country.
through the respective registration with the BPTO.
As an exception, however, the Brazilian IP Law provides, under 16.2 How is a domain name registered?
article 126, that well-known trademarks within its branch of
activity, pursuant to article 6bis (I) of the Paris Convention, enjoy After checking the availability of the intended domain name, the
special protection regardless of whether they have been filed or registration procedure is quite simple: applying the request and
registered in Brazil. paying the necessary official fees. Once this is done, the applicant
Moreover, unregistered trademarks can also be protected in Brazil receives a confirmation that the domain name was duly registered.
through the rules against unfair competition, especially on the
grounds of article 195, III, of the Brazilian IP Law, which 16.3 What protection does a domain name afford per se?
establishes that a crime of unfair competition is practised by anyone
who employs fraudulent means to divert another partys clientele to Although there is no clear legal disposition to what protection is
his or a third partys advantage. conferred to domain names, it is afforded protection against the use
Nevertheless, it is important to stress that unregistered trademarks of identical and similar domain names and such protection is also
may only be protected through unfair competition rules if there is extendable to the conflict between domain names composed by
actual competition between the trademark owner and the infringer. registered trademarks, commercial names, among others.
Also, the extent of this protection will depend on the prior use of an In this sense, considering that similar/identical domain names can
unregistered trademark by its owner. lead to confusion for consumers, especially for those websites that
have similar content, the dispute between them can be guided by the
15.2 To what extent does a company name offer protection laws of unfair competition. Therefore, it is possible to:
from use by a third party? a) file a court action requesting the ceasing of the infringement
and the assignment/cancellation of the domain name; or
The extension of company name protection in Brazil is still a b) initiate an Administrative Procedure (SACI-Adm)
controversial matter. applicable to all .br domain names by which the owner
seeks the transfer/cancellation of the infringer domain name
The Brazilian Civil Code provides that such protection is limited to
through an Arbitration Mediation. Nowadays, three dispute
the States where the company has registered its bylaws, unless the
centres have often been accredited: WIPO; CSD-ABPI
special protection extendable to the entire national territory has (Center of Disputes Solutions in Intellectual Property of the
been requested. Nonetheless, this special protection has never been IP Brazilian Association); and CCBC (Committee of
regulated by any other piece of legislation, so in order to obtain Controversies about Domain Registration of the Center of
national protection a company would have to file its bylaws before Arbitration and Mediation Chamber of Commerce Brazil-
the Board of Trade of every Brazilian State. Canada).
Article 8bis of the Paris Convention, on the other hand, does not
limit company name protection to a specific territory, so for foreign 17 Current Developments
companies said protection would be considered national, instead of
restricted to a specific State.
17.1 What have been the significant developments in relation
It is also relevant to stress that the moment from which a company
to trade marks in the last year?
name is protected is also controversial, as some argue it would be
from the filing of the respective bylaw before the Board of Trade,
A new administrative procedure for the recognition of the status of
while others believe it is from when the company started its
high renown for registered trademarks has been set in place by
activities, irrespective of any registration.
the BPTO. The new resolution creates rules for an independent and
autonomous procedure, allowing the owner of a trademark to
15.3 Are there any other rights that confer IP protection, for directly request the recognition of high renown status in order to
instance book title and film title rights? obtain the special protection foreseen by Brazilian law, including all
branches of activities.
According to Brazilian law, book and film titles are protected by The BPTO has also once again modified its Guidelines for Trade
copyright, as long as they are original and not likely to be confused Mark Application Examination, and is implementing new measures
with others works for the same nature, prior disclosed by third to expedite internal procedures.
parties. Besides this, we highlight that there is no additional
protection for book and film titles under the trademark scope.
17.2 Are there any significant developments expected in the
next year?
16 Domain Names
In its last reports, the BPTO emphasised the importance of adhering
16.1 Who can own a domain name? to the Madrid System for the international registration of trademarks
and developments are expected in this sense, although we are not
A domain name can be owned by natural and legal persons legally able to assure that such adhesion will happen in the near future.

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17.3 Are there any general practice or enforcement trends that this number will continue to rise in the following years, at least until
have become apparent in Brazil over the last year or so? the end of the Olympic Games to be held in Rio de Janeiro.
Another trend that we have observed in the past few years, and that
During the last year we have seen an increase in the number of we believe will continue happening for a while, refers to the
measures and lawsuits involving ambush marketing and related creation of specialised courts in different States to decide corporate
matters, given the proximity with the World Cup. We believe that matters, including IP.

Brazil
Laetitia dHanens Fernando Eid Philipp
Gusmo & Labrunie Intellectual Property Gusmo & Labrunie Intellectual Property
Av. Brigadeiro Faria Lima, 1485, 11th floor Av. Brigadeiro Faria Lima, 1485, 11th floor
Torre Norte, So Paulo Torre Norte, So Paulo
Brazil Brazil

Tel: +55 11 2149 4500 Tel: +55 11 2149 4500


Fax: +55 11 3819 0455 Fax: +55 11 3819 0455
Email: ldhanens@glpi.com.br Email: feid@glpi.com.br
URL: www.glpi.com.br URL: www.glpi.com.br

Mrs. Laetitia dHanens leads the trademark, the consultancy and Mr. Fernando Eid Philipp leads the litigation team at Gusmo &
the contracts teams at Gusmo & Labrunie Intellectual Property. Labrunie Intellectual Property. Mr. Philipp graduated in Law at
With the firm since 1996, she has built a solid background in all Universidade Mackenzie (1997), obtained the title of Specialist at
areas of intellectual property law, with special emphasis on the Centre DEtudes Internationales de la Proprit Industrielle at
contracts and consultancy. Mrs. dHanens graduated in Law at the Universit de Strasbourg (2001), and a Masters degree
the Universidade de So Paulo (1995), and obtained her Masters (LL.M.), also from the Universit de Strasbourg (2002). He also
(LL.M.) degree in Comparative Law at the Universit Libre de holds a post-graduate degree in Civil Litigation Procedure from
Bruxelles (1998). A member of the Brazilian Bar Association Centro de Extenso Universitria (2005), and a degree in
(OAB) and the Brazilian Intellectual Property Association (ABPI) Intellectual Property from the Franklin Pierce Law Center. Mr.
where she coordinated the Geographical Indications Standing Philipp, fluent in Portuguese, English and French, is a member of
Committee and thereafter the Trademark Standing Committee the Brazilian Bar Association (OAB) and the Brazilian Intellectual
Mrs. dHanens is fluent in Portuguese, English and French. Property Association (ABPI).

Gusmo & Labrunie was founded in 1988, aimed at gathering a team of highly qualified professionals to provide legal and technical
services of the highest standards, exclusively concerning Intellectual Property, but encompassing all of its aspects.
Our relationship with clients is based on the principles of rationality, coherence and transparency, seeking overall efficiency. The
idea is to offer the most adequate solution for each individual case, avoiding both excesses and risks. In other words, to determine
what is necessary and to keep to it.
Such an innovative position breaks away from past paradigms, reducing costs and beginning a closer and more interdependent
relationship with clients, that is better expressed by the term partnership.

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