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Abstract There are more probabilistic and deterministic factor is largely determined by experience, there has been
liquefaction evaluation procedures in order to judge no rational way to determine such a factor up to now.
whether liquefaction will occur or not. A review of this Because the safety factor-based design method does not
approach reveals that there is a need for a comprehensive account for the variability of the member strength or the
procedure that accounts for different sources of uncertainty applied loading, the probability that the structure will fail
in liquefaction evaluation. In fact, for the same set of input
cannot be known. Simplified procedures, originally
parameters, different methods provide different factors of
safety and/or probabilities of liquefaction. To account for proposed by Seed and Idriss [3], using the standard
the different uncertainties, including both the model and penetration test (SPT) [4], are frequently used to evaluate
measurement uncertainties, reliability analysis is necessary. the liquefaction potential of soils. The procedure has been
This paper has obtained information from Standard revised and updated since its original development. The
Penetration Test (SPT) and some empirical approaches such method was developed from field liquefaction
as: Seed et al, Highway bridge of Japan approach to soil performance cases at sites that had been characterized
liquefaction, The Overseas Coastal Area Development with in situ standard penetration tests. Using a
Institute of Japan (OCDI) and reliability method to deterministic method, liquefaction of soil is predicted to
studying potential of liquefaction in soil of Babol city in the
occur if the factor of safety (FS), which is the ratio of the
north of Iran are compared. Evaluation potential of
liquefaction in soil of Babol city is an important issue since cyclic resistance ratio (CRR) over cyclic stress ratio
the soil of some area contains sand, seismic area, increasing (CSR), is less than or equal to one. No soil liquefaction is
level of underground waters and consequently saturation of predicted if FS 1.In the proposed method in regulation
soil; therefore, one of the most important goals of this paper of Japan's marine, compilation of methods based on
is to gain suitable recognition of liquefaction potential and outdoor tests and laboratory is used for Liquefaction
find the most appropriate procedure of evaluation potential [5].
liquefaction potential to decrease related damages. Reliability calculations provide a means of evaluating the
Index Terms liquefaction, safety factor, Standard Penetration
combined effects of uncertainties and provide a logical
Test, reliability, soil framework for choosing factors of safety that are
appropriate for the degree of uncertainty and the
I. INTRODUCTION consequences of failure[6][7]. Thus, as an alternative or a
supplement to the deterministic assessment, a reliability
Liquefaction of soil is one of the most important and assessment of liquefaction potential seems to be useful in
complicated topics of seismic geo-technique engineering making better engineering decisions. Recently Hwang et
in which soil is turned into fluid due to being treated with al [8] have conducted an analysis that quantifies
3 modes including: sediments or grain embankment, uncertainties in the CSR and CRR. In their analysis, the
saturation by underground water and powerful tremble. uncertainties in the CSR and CRR are represented in
One of the most important harmful effects of liquefaction terms of corresponding probability density functions. The
is eliminating the loading capacity of foundation, soil probability density function (PDF) of CSR is obtained
settlement, density of liquefaction layers, boiling sand based on a first order second moment (FOSM) [9]
and projection from inside of bulky deep buried method while the PDF of CRR is obtained from the first
structures, deformation or lateral development. Civil derivative of the CRR function, which is based on a
engineers usually use a factor of safety (FS) to evaluate logistic regression analysis of data about earthquakes
the safety of a structure [1] [2]. The safety factor is occurring in the past. However, the PDF of CRR does not
defined as the strength of a member divided by the load account for the uncertainty in SPT resistance that arises
applied to it. Most design codes require that a members from inherent test errors induced even when the specified
calculated safety factor should be greater than a specified standards are carefully observed. Thus, it is necessary to
safety factor, a value at least larger than one, to ensure the use a PDF of CRR that accounts for uncertainties in SPT
safety of the designed structure. Since the specified safety
1
Civil Engineering, Babol University of Technology, Iran Email: asskar@nit.ac.ir
2
IAU Zanjan Branch Iran Email: Naghizademehran@yahoo.com
3
IAU Zanjan Branch Iran Email: jj.mehrannn@gmail.com
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resistance in order to quantify its effects on liquefaction In the following, the liquefaction potential for three bore
reliability. logs related to three parts of Babol city which are
presented here using Seed at al approach. The typical
II.SEED ET AL APPROACH FOR SOIL LIQUEFACTION bore log data from a site located at Amirkabir
intersection, Motahary Avenue, Modares avenue is
For liquefaction evaluation, the cyclic stress ratio (CSR) shown in Table 1, 2 and 3, respectively. A liquefiable
has been proposed by Seed et al [2]. sandy layer exists from a depth of 414 m. The water
a (1) table is at a depth of 1. 5 m. The site has been analyzed
CSR 0.65 max v' rd
g v for amax 0.3g , and Mw = 7.5. The different factors of
Where v is the total vertical stress; v is the effective
'
safety in the range of 0.242.4 are obtained for the same
input parameters.
vertical stress; amax is the peak horizontal ground
surface acceleration; g is the acceleration of gravity; and TABLE I. THE TYPICAL BORE LOG DATA AT AMIRKABIR- BABOL
rd
1 0.4113Z 0.5
0.04052Z 0.001753Z 1.5 (2) 0. 0.3 158.
1 0.4177Z 0.5
0.05729Z 0.006205Z 1.5 0.001210Z 2 41
0.
5
0.3
0.14 10 52.5 80 4 19.8 8
Where z is the depth below ground surface in meters. 37 7 0.13 12 3.1 88 186 18.6 10
Cyclic resistance ratio (CRR), the capacity of soil to 0. 0.3 231.
resist liquefaction, can be obtained from the corrected 59 3 0.2 20 4.2 114 6 19.3 12
v v
'
(N Dept
N m N m
CS Fc
Fs CRR 1)
h
3
3
R (%) N m 3
60 (m)
2. 0.4
1.0 11 80.6 16.8 36.4 18.2 2
4 1
1. 0.4
0.41 14 81.7 34.4 73.6 18.4 4
0 0
0. 0.3 112.
0.21 12 81.1 53.4 18.7 6
56 8 2
0. 0.3 150.
0.17 11 80.7 72 18.8 8
45 7 4 Figure 2. Liquefaction potential evaluation related to
0. 0.3 Motahary bore log
0.18 13 79.1 86 184 18.4 10
49 7
1. 0.3 219.
0.48 25 78.2 102 18.3 12
35 5 6 TABLE III. THE TYPICAL BORE LOG DATA AT MODARES- BABOL
0. 0.3 120. 257.
0. 0.3 0.30 23 76.7 18.4 14
92 2 4 6
v
'
44 8 0.17 12 5 55.2 114 19 6 v
0. 0.2 150. 307. (N Dept
0. 0.3
N m N m
0.10 9 75.3 19.2 16 CS Fc
37 8 4 2 Fs CRR 1) 3
N m
3
h
34 8 0.13 8 65 69.6 148 18.5 8 R (%) 3
N 1 60
N 0.019 v' 65 (5)
be determined, or when the fines content is less than 15%
The equivalent N-value (after correction) should be set
0.0041 65 1.0
v
'
as N Cn . The compensation factor Cn is given in
65
Where Fig4. The equivalent N-value (after correction) and the
N 65 : Equivalent N-value equivalent acceleration are used to determine the range in
N: N-value of the subsoil Fig.5.
v' : Effective overburden pressure of the subsoil
N-Value CFC
The equivalent N-value refers to the N-value corrected
2
for the effective overburden pressure of 65 KN m .
This conversion reflects the practice that liquefaction
prediction was previously made on the basis of the N-
value of a soil layer near a groundwater surface [16].
2-Equivalent acceleration
Fines content FC (below 0.075 mm) (%)
The equivalent acceleration should be calculated using
equation (2) Figure 5. Compensation Factor of Equivalent N-Value
Corresponding to Fine Contents
Aeq 0.7 max' g (6)
v
Case 2: when the plasticity index is greater than 10 but
Where less than 20, and the fines content is 15% or higher The
Aeq : Equivalent acceleration (Gal) equivalent N-value (after correction) should be set as
both (N)65/0.5, and N + _N, and the range should be
max : Maximum shear stress ( KN m 2 ) determined according to the following situations, where
v' : Effective overburden pressure ( KN m 2 ) the value for _N is given by the following equation:
G: gravitational acceleration (980 Gal) N 60 8 0.45 I p 10 (7)
3-Predictions using the equivalent N-value and equivalent 1) When N + _N falls within the range I, use range
acceleration:
I.
The soil layer should be classified according to the ranges
labeled I ~ IV in Fig. 4, using the equivalent N-value and 2) When N + _N fall within the range II, uses range
the equivalent acceleration of the soil layer. The meaning II.
of the ranges I ~ IV is explained in Table 4. 3) When N +_N falls within the range III or IV and
N 65 0.5 is within range I, II or III, use range
III.
Equivalent N-value N65
) ) (m)
TABLE V. THE TYPICAL BORE LOG DATA AT AMIRKABIR- BABOL
47 16.1
3 5 80 15.4 35 17.5 2
v
'
v 1 5
Ar
A
N** N Fc Dept 45
N m N m N m
(eq 1 60 (% 3 3
h 1 14.6 12 5 32.8 72 18 4
ea 65
3 0
) ) (m)
1 41 12.7 12 5 55.2 114 19 6
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3 8 24 21. 215. 431.
3 16 16 19.6 22
4 3 6 2
41 19.1 23 26. 223. 458.
3 8 65 69.6 148 18.5 8 3 15 11 19.1 24
7 5 8 2 2 4
38
2 15 15 29 94 192 19.2 10
7
37 106. 224.
1 12 12 25 18.7 12
6 8 4
32 142.
1 5 7 10 280 20 14
5 8
35 276.
3 23.4 10 97 120 17.3 16
2 8
33 26.8 129.
3 13 92 306 17 18
0 5 6
v v
'
Fc
F C
R N N De
s
2
S
R
l a
1 60
(% N m N m
3 3
N m 3
pth
(m)
)
0 0 0 1
. . . 5 78.
6 19 38.6 19.3 2
0 3 0 . 3
2 8 1 4
0 0 0 8
. . . . 78.
4 33.2 72.4 18.1 4
4 4 2 8 3
9 1 0 7
0 0 0 1
. . . 5 10 116.
7 57.6 19.4 6
0 5 0 . 0 4
1 6 1 8
0 0 0 6 Figure 9. Liquefaction potential evaluation related to
. . . . 52. 158. Amirkabir bore log
10 80 19.8 8
4 3 1 0 5 4
7 5 6 6
TABLE IX. THE TYPICAL BORE LOG DATA AT MOTAHARY- BABOL
0 0 0 2
. . . .
v v
'
Fc
12 3.1 88 186 18.6 10
2 3 1 1 F C
R N N De
7
0
7
0
0
0
9
2
s
2
S
R
l a
1 60
(% N m N m
3 3
N m 3
pth
(m)
)
. . . . 231.
20 4.2 114 19.3 12 0 0 1
3 3 1 8 6 0
4 3 1 8 . . 5
.
0 0 0 2 0 0 . 5 80 15.4 35 17.5 2
4
. . . . 270. 0 0 4
20 4.2 133 19.3 14 3
3 3 1 4 2 2 1 7
4 1 0 8 0 0 0 5
0 0 0 1 . . . .
12 5 32.8 72 18 4
. . . 3 10 318. 3 4 1 2
21 161.6 19.9 16 7 1 5 3
9 2 2 . 0 4
2 7 4 6 0 0 0 3
0 0 0 1 . . . .
12 5 55.2 114 19 6
. . . 2 10 365. 3 3 1 3
20 189 20.3 18 2 8 2 4
9 2 2 . 0 4
7 4 3 0 0 0 0 7
1 0 9 . . . .
0 8 65 69.6 148 18.5 8
. . . 81. 4 3 1 1
. 22 216 412 20.6 20 7 8 8 3
0 2 2 9
2 0 0 0 4
3 0 7
1 0 0 . . . .
15 29 94 192 19.2 10
. . . 1 10 4 3 1 6
21 235.4 451 20.5 22 1 5 4 1
0 2 2 1 0
6 1 2 0 0 0 3
1 0 1 . . . . 224.
0 12 25 106.8 18.7 12
. . 1 10 3 3 1 2 4
. 24 245 490 19.6 25 5 4 2 2
1 2 . 0
2 0 0 0
5 3 6 0
. . .
. 7 10 142.8 280 20 14
2 0 8
3
0 6 0
0 0 0 1
. . . 0 276.
10 97 120 17.3 16
6 3 2 . 8
7 2 1 1
0 0 0 1
13 92 129.6 306 17 18
. . . 0
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7 3 2 . 0
3 1 5 0.4 . 0.1 2.5 1 18.
174.6 351 19.5 18
1 2 0 0 8 7
6
0
0.4 . 0.1 2.3 1 20.
192 388 19.4 20
3 2 0 8 7 6
4
0
0.4 . 0.0 2.1 1 21. 431.
215.6 19.6 22
5 2 9 5 6 3 2
2
0
0.4 . 0.1 2.4 1 26. 458.
223.2 19.1 24
9 2 0 0 1 2 4
1
v v
'
Fc
C
N De
Fs2 S Rl Na
N m N m pth
1 60
N m
3 3
(% 3
R (m)
)
0
0.2 . 0.0 28. 1 80.
16.8 36.4 18.2 2
4 4 9 5 1 6
1
0
0.0 0.0 22. 1 81.
. 34.4 73.6 18.4 4
1 7 3 4 7
4 Figure 11. Liquefaction potential evaluation related to
0 Modares bore log
0.6 . 0.2 14. 1 81. 112.
53.4 18.7 6
6 3 5 5 2 1 2
9 V.RELIAILTY MODEL FOR SOIL LIQUEFACTION
0
0.0
.
0.0 16. 1 80.
72
150.
18.8 8
The first step in engineering reliability analysis is to
2 1 0 1 7 4 define the performance function of a structure. If the
5
0 performance function values of some parts of the whole
. 0.2 11. 1 79. structure exceed a specified value under a given load, it is
0.6 86 184 18.4 10 thought that the structure will fail to satisfy the required
3 2 0 3 1
7 function. This specified value (state) is called the limit
0 state of the performance function of the structure. In the
0.0 . 0.0 15. 2 78.
102
219.
18.3 12
Simplified liquefaction potential assessment methods, if
02 3 01 39 5 2 6 the CSR is denoted as S; and the CRR is denoted as R;
5 we can define the performance function for liquefaction
0
as Z R S . If Z R S 0 , the performance state is
0.7 . 0.2 12. 2 76. 257.
2 3 4 6 3 7
120.4
6
18.4 14 designated as failed, i.e. liquefaction occurs.
3 If Z R S 0 , the performance state is designated as
0 safe, i.e. no liquefaction occurs. If Z R S 0 , the
0.6 . 0.1 6.3 75. 307.
9 150.4 19.2 16 performance state is designated as a limit state, i.e. on
5 2 8 7 3 2
8
the boundary between liquefaction and non-liquefaction
states. Since there are some inherent uncertainties
involved in the estimation of the CSR and the CRR, we
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can treat R and S as random variables; hence the
liquefaction performance function will also be a random
variable. Therefore, the above three performance states
can only be assessed as have some probability of
occurrence. The liquefaction probability is defined as the
probability that Z R S 0 . However, an exact
calculation of this probability is not easy. In reality, it is
difficult to accurately find the PDFs of random variables,
such as R and S. Moreover, the calculation of the
probability of Z=R-S<0 needs multiple integration over
the R and S domains, which is a complicated and tedious
process. A simplified calculation method, the first order
and second moment method, has been developed to meet
this need. The method uses the statistics of the basic
independent random variables, such as R and S; to
calculate the approximate statistics of the performance
function variable, in this case Z R S , so as to bypass
the complicated integration process. According to the Figure 12. Probability density distribution for the
principle of statistics, the performance function liquefaction performance function
Z R S Is also a normally distributed random
variable, if both R and S are independent random In Fig. 12 the liquefaction probability is indicated by the
variables under normal distribution? If the probability shaded tail areas of the PDF f z z of the performance
density function (PDF) and the cumulative probability function Z [20][21]: Since z z the larger the, the
function (CPF) of Z are denoted as fz(Z) and Fz(z)
greater the mean value z and the smaller the shaded area
respectively, the liquefaction probability Pf then equals
the probability of Z R S 0 . Hence and the liquefaction probability PL .This means that
Pl f z z dz Fz 0
0 has a unique relation with PL and can be used as an index
(10)
to measure the reliability of the liquefaction evaluation.
This is shown in Fig. 12. If the mean values and standard Since the normal distribution is the most important and
deviations of R and S are R , s , R , s ,according to the simplest probability distribution, we first assume that
the first order and second moment method, the mean R and S are independent variables with a normal
value z , the standard deviation z , and the coefficient of distribution to demonstrate the process of the reliability
analysis.
variation z , of Z; can be derived as follows [17][18]:
Based on this assumption, the performance function
z R S (11) Z R S is also in a normal distribution
Z R2 S2 (12) of Z z , z2 . By placing the PDF of Z, we obtain the
S following liquefaction probability P:
Z Z R (13) 1 z z
2
Z R2 S2 1
Pl f z z dz
0 0 2
e z dz (15)
The statistics for the performance function Z can be
2 z
simply calculated by above Eqs, using statistics for the The above equation can be rewritten as
basic variables R and S: This shows the advantage of the z 1
t2
first order and second moment method. The reliability Pl z e 2 dz z (16)
2 z
index is defined as the inverse of the coefficient of
Here is the cumulative probability function for a
variation z , and is used to measure the reliability of the
standard normal distribution. Since z z , then
liquefaction evaluation results. Is expressed as
Pl (17)
1
z (14)
Pl 1 (18)
z z
The probability distribution of the basic engineering
variables is usually slightly skewed, so they cannot be
reasonably modeled by a normal distribution function. It
has been found that most of the basic variables in
engineering areas can be described more accurately by a
log-normal
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Distribution model, such as that proposed by Rosen Case1 -0.2 60.7
Blueth and Estra [19]. In this research, we also found that 9 18 Case2 0.26 39.5
the CRR and the CSR data are more close to log-normal Case3 -0.31 62.2
distributions, therefore, assumed that R (CRR) and S Case1 0.89 18
10 20 Case2 - -
(CSR) are lognormal distributions. Based on this
Case3 -0.25 60
assumption, the liquefaction performance function is
defined as z ln R S ln R ln S since the state
of ln R S ln1 0 is equivalent to the state of VI.FURTHER DISCUSSION DO THE RESULTS
R S 1or R S 0 , the limit state of liquefaction. Then, Evaluation potential of liquefaction in soil of Babol city
in Iran is very important issue since soil of some areas in
the reliability index and the liquefaction probability
made of sand. In this paper, we collect about 300 data
PL ; can be expressed as [21] [22] from different lab in Babol city and analyzed that data
with four approaches which describe at above. We
S2 1
12
z ln S
ln R S (19) liquefaction in each section and choice one borehole log
based on engineer adjudication from each part and do
z
12
ln2 R ln2 S ln R2 1 S2 1
analyze. Table 1 show a summary of this reliability
Pl 1 (20)
analysis for all cases in the northwest of Babol city at the
different depths where soil performance against
For liquefaction analysis using reliability method, values liquefaction was reported. For each of these cases, the
of the random variables ( amax g ); Yd.; MSF; N 1 are CSR, CRR, safety factor with three approach and the
60
generated consistent with their probability distribution probability of liquefaction (PL) are calculated
and the function of the CSR or CRR is calculated for each continuously at all depths so that a profile of PL can be
generated set of variables. The process is repeated draw. A liquefiable sandy layer exists from a depth of 2
numerous times and the expected value and standard 22 m. The soil parameters and the factors of safety
deviation of the function of the CSR or CRR are against liquefaction using a deterministic method and
calculated. Different probabilities of liquefaction ranging probability of liquefaction ( PL ) are shown in above
from 18100% are obtained using the reliability model as tables. Fig. 13 shows a sample output of the PL profile,
shown in Table XI. along with the Fs1 and Fs2 as well as OCDI profiles and
the input SPT profiles. Draw of the Fs1 and Fs2 profiles,
TABLE XI. TREE DIFFERENT CASES CONSIDERED FOR RELIABILITY
INDEX AND PROBABILITY CALCULATION such as those shown in Fig. 13, are quite useful, as they
show which layers are likely to liquefy. However, this
Row Depth(m) PL (%) assessment of the liquefaction potential is essentially
Case1 0.68 26.5 deterministic. Because of the uncertainties involved in the
1 2 Case2 -0.23 59.4 calculation of CSR and CRR, such a deter-monistic
Case3 -0.3 61.9 approach is not always appropriate. The draw of the PL
Case1 -1.4 93 profile, as shown in Fig. 13, offers an alternative on
2 4 Case2 -1.35 91.2 which engineering decisions may be based.
Case3 0.48 31.3
Case1 -9.4 100
3 6 Case2 -0.06 52
Case3 -6.91 100
Case1 -1.02 84.6
4 8 Case2 -1.13 87.2
Case3 -0.52 70
Case1 -1.34 91
5 10 Case2 -0.65 74
Case3 -1.17 88
Case1 -1.2 88.5
6 12 Case2 -0.04 51
Case3 0.57 28
Case1 -0.05 52.2
7 14 Case2 -1.38 91.7
Case3 -0.5 70.6
Case1 -1.19 88.4
8 16 Case2 -0.83 79.8
Case3 -2.15 98.4
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Figure 13. comparison of safety factors and probability of liquefaction for this case is 54.9, which suggests that the
liquefaction related to AMIRKABIR-BABOL site
possibility of liquefaction is low. In the case of 6, OCDI
method shows the soil is in four areas, which suggests
that liquefaction will not occur. However, the field
observation indicates the highway bridge of Japan
With this profile, the engineer can determine which layers
method shows there would be liquefaction. Occurrence of
are sensitive to liquefaction from the viewpoint of an
liquefaction. For this case, the result of the probability
acceptable risk level. This advantage is also observed in
analysis (PL = 52.2) does not output a credible support of
Table XI. For example, in the case of 1 at the depth of 2
the occurrence of liquefaction. Similar observation is
m, the comparison of calculated Seed At all and the
found in the case of 6, however in this case the result of
highway bridge of Japan method suggests that there
the probability analysis is very high, which is 91.7%, and
would be liquefaction since CRR > CSR (albeit slightly).
it shows that liquefaction will occur.
On the other hand, OCDI approach shows that the soil is
in the 3 area and the possibility of liquefaction is low.
However, the field observation indicates the occurrence
of liquefaction. The probability of liquefaction for this
case is 26.5, which suggests that liquefaction may not be
possible. Similar observation is found in the case of 5. In
the case of 8, the Seed method yields an Fs1=0.58 and
OCDI method shows the soil is in four areas, which
suggests that liquefaction will not occur. However, the
field observation indicates the highway bridge of Japan
method shows there would be liquefaction. For this case,
the result of the probability analysis (PL = 52.2) does not
output a credible support of the occurrence of
liquefaction.