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Thrombosis Research 156 (2017) 5459

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Thrombosis Research

journal homepage: www.elsevier.com/locate/thromres

Review Article

The diagnostic management of upper extremity deep vein thrombosis: A


review of the literature
Nomie Kraaijpoel a, Nick van Es a, Ettore Porreca b, Harry R. Bller a, Marcello Di Nisio a,c,
a
Department of Vascular Medicine, Academic Medical Center, Amsterdam, The Netherlands
b
Department of Medical, Oral and Biotechnological Sciences, Gabriele D'Annunzio University, Chieti, Italy
c
Department of Medicine and Ageing Sciences, Gabriele D'Annunzio University, Chieti, Italy

a r t i c l e i n f o a b s t r a c t

Article history: Upper extremity deep vein thrombosis (UEDVT) accounts for 4% to 10% of all cases of deep vein thrombosis.
Received 28 April 2017 UEDVT may present with localized pain, erythema, and swelling of the arm, but may also be detected incidentally
Received in revised form 21 May 2017 by diagnostic imaging tests performed for other reasons. Prompt and accurate diagnosis is crucial to prevent pul-
Accepted 31 May 2017
monary embolism and long-term complications as the post-thrombotic syndrome of the arm. Unlike the diag-
Available online 01 June 2017
nostic management of deep vein thrombosis (DVT) of the lower extremities, which is well established, the
Keywords:
work-up of patients with clinically suspected UEDVT remains uncertain with limited evidence from studies of
Upper extremity deep vein thrombosis small size and poor methodological quality. Currently, only one prospective study evaluated the use of an algo-
Diagnosis rithm, similar to the one used for DVT of the lower extremities, for the diagnostic workup of clinically suspected
D-dimer UEDVT. The algorithm combined clinical probability assessment, D-dimer testing and ultrasonography and ap-
Ultrasonography peared to safely and effectively exclude UEDVT. However, before recommending its use in routine clinical prac-
Diagnostic algorithm tice, external validation of this strategy and improvements of the efciency are needed, especially in high-risk
subgroups in whom the performance of the algorithm appeared to be suboptimal, such as hospitalized or cancer
patients.
In this review, we critically assess the accuracy and efcacy of current diagnostic tools and provide clinical guid-
ance for the diagnostic management of clinically suspected UEDVT.
2017 Published by Elsevier Ltd.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
2. Methods . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
3. Epidemiology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
4. Clinical probability assessment and D-dimer testing. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
4.1. Clinical probability assessment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55
4.2. D-dimer testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
5. Imaging for UEDVT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
5.1. Ultrasonography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
5.2. Magnetic resonance imaging. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
6. Diagnostic work-up . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 57
7. Recommendations and future perspectives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58
Conicts of interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58
Author contributions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58
References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 58

Abbreviations: AUROC, area under the receiver operating characteristic curve; CI, condence interval; CVC, central venous catheter; DVT, deep vein thrombosis; PE, pulmonary
embolism; UEDVT, upper extremity deep vein thrombosis.
Corresponding author at: Department of Medicine and Ageing Sciences, Gabriele D'Annunzio University, 66100 Chieti, Italy.
E-mail address: mdinisio@unich.it (M. Di Nisio).

http://dx.doi.org/10.1016/j.thromres.2017.05.035
0049-3848/ 2017 Published by Elsevier Ltd.
N. Kraaijpoel et al. / Thrombosis Research 156 (2017) 5459 55

1. Introduction peripherally inserted catheters versus implanted ports, subclavian


vein versus jugular-vein insertion) of the CVC may predispose to throm-
The diagnostic work-up of suspected deep vein thrombosis (DVT) of bus formation [20,2224].
the lower extremity is well established and includes the sequential ap- Approximately 30% to 40% of all UEDVTs occur in patients with ac-
plication of a clinical decision rule and D-dimer testing, followed by tive cancer, who have a considerably higher risk compared to patients
compression ultrasonography in patients with a high clinical probability without cancer (odds ratio [OR] 18; 95% condence interval [CI], 9.4 to
or abnormal D-dimer levels [1]. In contrast, the management of clinical- 35) [7,15]. The risk of UEDVT in cancer patients is approximately dou-
ly suspected upper extremity deep vein thrombosis (UEDVT) remains bled by the presence of a concomitant CVC. Consequently, the presence
unclear and largely unexplored. Patients with UEDVT should be identi- of a CVC in cancer patients increases the risk exponentially up to 44-fold
ed promptly to prevent short-term complications, such as pulmonary (OR 44; 95% CI, 24 to 75), when compared to those without cancer and a
embolism (PE) and loss of venous access, as well as long-term sequelae CVC [14].
including the post-thrombotic syndrome. At the same time, similar to
suspected DVT of the lower extremities, the diagnosis of UEDVT is con- 4. Clinical probability assessment and D-dimer testing
rmed in only 10% to 45% of patients in whom the disease is suspected
[25]. Obviously, unnecessary diagnostic tests and anticoagulant thera- Patients with UEDVT usually present with a red, swollen, and painful
py should be avoided as much as possible in those without the disease. arm, and may complain of weakness, paresthesia, visible collateral
The aim of this review is to critically assess the accuracy and efcacy of veins, low-grade fever, and heaviness. The differential diagnosis in-
current diagnostic tools and provide clinical guidance for the diagnostic cludes supercial vein thrombosis, hematomas, muscle injury, skin in-
management of suspected UEDVT. fections, and lymphedema. The diagnosis of UEDVT on the basis of
signs and symptoms alone is unreliable because of the poor specicity
2. Methods of the clinical manifestations. Imaging is therefore essential to conrm
or refute the diagnosis. To reduce the burden of imaging in all patients
MEDLINE and Embase databases as well as the conference proceed- with a clinical suspicion, stratication of UEDVT risk by clinical probabil-
ings of the International Society on Thrombosis and Haemostasis and ity assessment and D-dimer testing may be valuable to select low risk
the American Society of Hematology were searched from January 1st, patients in whom imaging can be withheld.
2009 up to February 16th, 2017, combining terms for upper extremity
deep vein thrombosis and diagnosis. We screened the reference list 4.1. Clinical probability assessment
of a systematic review on the accuracy of diagnostic tests for clinically
suspected UEDVT to identify eligible studies published until 2010 [6]. Ti- Clinical decision rules are widely used in patients with DVT of the
tles, abstracts, and subsequently full text articles were screened by one lower extremities to guide decisions about further diagnostic tests. For
of the authors (NK) for studies evaluating at least one diagnostic test or example, the commonly used Wells rule classies patients with clinical-
strategy in patients with suspected UEDVT. For each diagnostic test, we ly suspected DVT of the lower extremities as DVT likely or DVT un-
reported the sensitivity, specicity and, where available, the area under likely, to guide decisions about performing D-dimer testing and
the receiver operating characteristic curve (AUROC) as an overall mea- compression ultrasonography [1]. Constans and colleagues developed
sure of discriminative performance. Failure rate was dened as the pro- a four-item score to assess clinical pre-test probability in patients with
portion of patients with either symptomatic DVT, fatal PE, or non-fatal suspected UEDVT (Table 1) [2]. The score was derived in a retrospective
PE during 3-month follow-up, in those in whom UEDVT was considered single-center cohort of 140 hospitalized patients with suspected
excluded based on an initial negative diagnostic work-up. UEDVT. Four risk factors, including the presence of a CVC or pacemaker
thread, localized pain, unilateral edema, and another diagnosis being at
3. Epidemiology least as plausible as UEDVT, were retained in the nal score. One point
was assigned to each of the rst three items and 1 point was subtracted
UEDVT represents 4% to 10% of all cases of DVTs, which translates to for the fourth item. Patients with a score of 1 or 0 points were classi-
an estimated annual incidence of 3.6 per 100,000 persons [7]. UEDVT ed as low clinical probability, those with 1 point as intermediate
most often involves the axillary or subclavian veins, although more dis- probability, and those with 2 points or more as high probability.
tal arm veins (i.e. radial, ulnar, or brachial) as well as the deep veins of The score was internally validated in 103 patients from the same hospi-
the neck (i.e. internal jugular or brachiocephalic) can also be affected tal as the derivation cohort and externally validated in a retrospective
[3,813]. Supercial vein thrombosis affects the supercial veins and re- group of 214 in and outpatients. In the derivation and validation co-
quires a different diagnostic and therapeutic approach, which is beyond horts, UEDVT prevalence was 36%, 46% and 30%, respectively. The prev-
the scope of this review. alence ranged between 9% and 13% among patients with a low clinical
Primary UEDVT accounts for approximately 20% to 50% of all probability score, 20% and 38% among those with an intermediate clin-
UEDVTs, and includes genuine idiopathic cases and the Paget-Schroetter ical probability, and 64% and 70% in patients with a high clinical
syndrome, which is also referred to as effort-related thrombosis, since it
is provoked by repetitive or strenuous arm movements causing com- Table 1
pression of the subclavian vein [7,11,12,1416]. Venous thoracic outlet Constans score.
syndrome may play a substantial role in the pathogenesis of the Item Points
Paget-Schroetter syndrome [17].
Central venous catheter or pacemaker thread +1
Secondary UEDVT is provoked by transient or persistent risk factors. Localized pain +1
Weak risk factors are a family history of venous thromboembolism, im- Unilateral edema +1
mobilization, oral contraceptives, thrombophilia, and pacemakers [14, Other diagnosis at least as plausible as UEDVT 1
1821]. Strong risk factors include the presence of a central venous Classication
Three-level score [2]
catheter (CVC), cancer, and surgery of the upper extremity.
Low clinical probability 0
Up to 70% of secondary UEDVT events are CVC-related [10,15]. Be- Intermediate clinical probability 1
sides local activation of the intrinsic coagulation pathway by the cathe- High clinical probability 2
ter surface, insertion-related damage of the vessel wall, infusion of Two-level score [3]
medications that trigger coagulation (e.g. chemotherapy), as well as UEDVT unlikely 1
UEDVT likely 2
the type (e.g. multiple-lumen catheters) and site of insertion (e.g.
56 N. Kraaijpoel et al. / Thrombosis Research 156 (2017) 5459

probability. The score's discriminatory performance appeared to be con- intraluminal thrombi, venous ow abnormalities, or non-compressibil-
sistent in the derivation and validation cohorts with an AUROC ranging ity of a venous segment.
from 0.68 (95% CI, 0.61 to 0.76) to 0.76 (95% CI, 0.68 to 0.83). In the ex-
ternal validation cohort the dichotomized Constans score at a positivity 5.1. Ultrasonography
threshold of 2 points had a sensitivity of 78% (95% CI, 67 to 88) and a
specicity of 64% (95% CI, 56 to 72) (Table 2). The corresponding nega- Several ultrasonography approaches have been evaluated in
tive predictive value of 87% is not high enough to use the score as a suspected UEDVT, including compression ultrasonography, Doppler,
stand-alone test. and Doppler compression ultrasonography [6]. Overall, the discrimina-
tory performance of ultrasonography is high with an accuracy that
seems to be best when compression is used alone or in combination
4.2. D-dimer testing
with Doppler. In a systematic review of eleven studies that compared
various ultrasonography methods against venography, the pooled sen-
Two studies have evaluated the diagnostic value of D-dimer for pa-
sitivity and specicity were 84% (95% CI, 72 to 97) and 94% (95% CI, 86
tients with a clinical suspicion of UEDVT. Merminod and colleagues
to 100) for Doppler ultrasonography without compression, 97% (95%
studied 52 consecutive inpatients and outpatients, including 23 cancer
CI, 90 to 100) and 96% (95% CI, 87 to 100) for compression ultrasonog-
patients (44%) and 18 (35%) with a CVC [25]. UEDVT was conrmed in
raphy, and 91% (95% CI, 85 to 97) and 93% (95% CI, 80 to 100) for Dopp-
15 patients (29%) by either Doppler ultrasonography or computed to-
ler compression ultrasonography, respectively (Table 2). These results
mography venography. Quantitative D-dimer testing with the VIDAS
should be interpreted with caution, since the included studies were
D-dimer assay (bioMrieux, Marcy-l'Etoile, France) was performed in
small and of poor methodological quality, limiting the validity and gen-
all patients. At the conventional cut-off of 500 g/L, this test had a sen-
eralizability of the ndings. In addition, these comparisons across ultra-
sitivity of 100% (95% CI, 78 to 100), but a specicity of only 14% (95%
sonography methods may have limited relevance in clinical practice
CI, 4 to 29) (Table 2).
where both Doppler and compression are often used simultaneously
In a much larger prospective cohort, Sartori and colleagues evaluat-
during the examination.
ed 239 outpatients with suspected UEDVT of whom 39 (16%) had active
In a recent large, single-center, prospective cohort study, the diag-
cancer and 14 (6%) carried a CVC [4]. D-dimer levels were measured
nostic accuracy of whole-arm Doppler compression ultrasonography
with the quantitative STA Liatest assay (Diagnostica Stago, Asnires,
was evaluated in 483 consecutive outpatients with suspected UEDVT
France) in all patients followed by Doppler ultrasonography of the
of whom 82 (17%) had active cancer and 66 (14%) a CVC or pacemaker
upper extremity. If the initial ultrasonography was inconclusive, the
[5]. According to a standardized protocol, ultrasonography was per-
test was repeated after 5 to 7 days, and if the second exam was still in-
formed in all patients and repeated after one week in case of an incon-
determinate, a computed tomography venography was performed.
clusive rst examination. UEDVT was conrmed in 62 (13%) patients
UEDVT was conrmed in 23 patients (9.6%) at baseline and in one addi-
at baseline and in 2 (10%) of the 21 patients who underwent repeated
tional case during the 3-month follow-up period, resulting in a UEDVT
ultrasonography. One patient with a negative ultrasonography at base-
prevalence of 10%. D-dimer testing, at the conventional cut-off, had a
line, developed UEDVT during 3-month follow-up, resulting in a failure
sensitivity of 92% (95% CI, 73 to 99) and a specicity of 60% (95% CI,
rate of 0.3% (95% CI, 0.05 to 1.7). The overall diagnostic accuracy of ultra-
52 to 67), while overall discrimination was good (AUROC 0.81; 95% CI,
sonography was high, with a sensitivity and specicity of 98% and 81%,
0.74 to 0.89) (Table 2). Although the specicity of the D-dimer assay
respectively (Table 2). Some aspects of this study merit consideration.
was remarkably higher in this cohort (60%) than in the study by
The study had a single-center design, which may limit the generalizabil-
Merminod and colleagues (10%), it still appeared to be suboptimal to
ity of the ndings to other clinical settings. In addition, ve patients
use D-dimer as single-test approach to rule out UEDVT. Similar gures
were lost to follow-up, which might have led to an underestimation of
have been observed for D-dimer testing in patients with suspected
the failure rate. However, the overall data are reassuring and, together
DVT of the lower extremities with sensitivities between 78% and 97%,
with previous evidence, support the safety and accuracy of ultrasonog-
and specicities between 42% and 100% [26].
raphy as rst-line imaging test in patients with clinically suspected
UEDVT. An important limitation of ultrasonography is that visualization
5. Imaging for UEDVT and compression of the subclavian and brachiocephalic veins are ham-
pered by the clavicle, which limits the accuracy of ultrasonography in
While previously considered the diagnostic gold standard, venogra- these segments. Computed tomography venography could be consid-
phy is nowadays rarely performed since it is cumbersome and time con- ered when ultrasonography remains inconclusive on serial examina-
suming, it exposes patients to ionizing radiation, and requires the use of tions [28].
intravenous contrast with the potential for renal complications and al-
lergic reactions. Due to these disadvantages, ultrasonography has re- 5.2. Magnetic resonance imaging
placed venography in clinical practice as the preferred imaging
technique [27]. UEDVT diagnosis is conrmed by the presence of Magnetic resonance imaging may be an attractive diagnostic alter-
native, since it does not expose the patient to radiations and allows for
detailed visualization of the veins, including the subclavian and
Table 2
brachiocephalic segments under the clavicle. The feasibility of magnetic
Sensitivity, specicity and overall accuracy of diagnostic tests for suspected upper extrem-
ity deep vein thrombosis. resonance venography was evaluated in a single-center prospective
study that included 31 patients with suspected UEDVT in whom con-
Diagnostic strategy Sensitivity (%) Specicity (%) AUROC
trast venography conrmed the presence of UEDVT in 11 (32%) [29]. A
Clinical decision rule [2] 78 64 0.76 magnetic resonance venography was planned within the next 48 h
D-dimer [4,25] 92100 1460 0.81
using either a non-contrast (time-of-ight) technique or a contrast
Ultrasonography
(gadolinium)-enhanced technique. Only 21 patients (48%) were able
Doppler [6] 84 94
Compression [6] 97 96 to undergo the exam, which was inconclusive in three due to subopti-
Doppler with compression [5,6] 9198 8193 mal quality. Based on the 18 patients with evaluable images, the report-
Magnetic resonance imaging ed sensitivity and specicity were 71% and 89% for time-of-ight, and
Time-of-ight [29] 71 89 50% and 80% for gadolinium-enhanced magnetic resonance venogra-
Gadolinium-enhanced [29] 50 80
phy, respectively (Table 2). Magnetic resonance venography is
N. Kraaijpoel et al. / Thrombosis Research 156 (2017) 5459 57

expensive and time consuming and, based on the current limited evi- Overall, 406 patients were included of whom 137 (34%) had active
dence, cannot currently be recommended for UEDVT. Magnetic reso- cancer and 92 (23%) carried a CVC or pacemaker. UEDVT was diagnosed
nance direct thrombus imaging is being evaluated in patients with in 103 patients (prevalence 25%). The diagnostic algorithm ruled out
clinically suspected recurrent DVT of the leg (https://clinicaltrials.gov; UEDVT based on a UEDVT unlikely Constans score and a normal D-
NCT02262052) and owns a potential as a future alternative tool in the dimer level in 87 patients (21%) in whom anticoagulant treatment
diagnostic management of UEDVT. was withheld without further imaging. None of these patients devel-
oped venous thromboembolic events during 3-month follow-up.
6. Diagnostic work-up Among all patients in whom the strategy had excluded UEDVT, one de-
veloped UEDVT during 3-month follow-up, corresponding to a failure
In patients with suspected DVT of the lower extremities or pulmo- rate of 0.4% (95% CI, 0 to 2.2). This upper limit of the 95% condence in-
nary embolism, the diagnostic approach is well established and consists terval was below the predened safety threshold of 3%, indicating that
of the sequential application of a clinical decision rule, D-dimer testing, this diagnostic algorithm can safely rule out UEDVT without additional
and imaging [1]. A similar algorithm was prospectively evaluated in the imaging. Consequently, unnecessary imaging was avoided in one fth
multinational ARMOUR study which assessed the safety and efciency of patients as compared to a strategy that uses ultrasonography in all
of the sequential use of the Constans rule, D-dimer testing, and Doppler patients without stratication by clinical probability and D-dimer [5].
compression ultrasonography in a large cohort of hospitalized and am- As D-dimer levels naturally increase with age, the specicity of D-
bulatory patients with suspected UEDVT [3]. The clinical probability of dimer testing is lower in elderly patients. An age-adjusted D-dimer,
UEDVT was assessed in all patients by the Constans score, which was di- which uses a progressively higher D-dimer threshold with increasing
chotomized by combining the low- and intermediate-clinical probabili- age in patients older than 50 years (patients age in years 10 g/L),
ty categories. UEDVT was considered unlikely in patients with a score may safely increase the specicity of D-dimer testing. In a large study
of 1 or less and likely in those with a score of 2 or more (Table 1). of patients with suspected PE, the age-adjusted threshold safely in-
In patients classied as UEDVT unlikely, D-dimer was measured creased the proportion of patients in whom imaging could be withheld
and, if normal, UEDVT was considered ruled out. Patients with abnormal when compared to the conventional threshold of 500 g/L [30]. A simi-
D-dimer levels were referred for compression ultrasonography, which lar strategy was evaluated in a post-hoc analysis of the ARMOUR study,
was repeated after 3 to 5 days in case of inconclusive imaging. in which the age-adjusted D-dimer threshold appeared to safely in-
Patients with a UEDVT likely score underwent ultrasonography di- crease the proportion of patients with suspected UEDVT in whom imag-
rectly, and if normal, subsequent D-dimer testing was performed. Nor- ing could be withheld from 21% to 25% (absolute difference 3.7%; 95% CI,
mal D-dimer levels were considered to exclude UEDVT, whereas 2.3 to 6.0) [31]. None of the patients with a UEDVT unlikely Constans
abnormal values or an inconclusive ultrasonography were an indication score and a D-dimer level between the conventional 500 g/L and age-
for a repeated ultrasonography after 3 to 5 days. Venography or com- adjusted threshold were diagnosed with UEDVT during 3-month fol-
puted tomography venography were mandatory for those with incon- low-up, for a failure rate of 0% (95% CI, 0 to 3.6).
clusive serial ultrasonography. All patients in whom UEDVT was The performance of the ARMOUR algorithm was evaluated in several
excluded by the diagnostic algorithm had 3-month follow-up for symp- high risk subgroups including patients with a CVC or pacemaker, active
tomatic venous thromboembolic events. cancer, inpatients, and patients aged older than 75 years [32]. Overall,

Fig. 1. Suggested diagnostic algorithm for suspected upper extremity deep vein thrombosis. *High risk patients include patients with a central venous catheter or pacemaker, active cancer,
inpatients, and patients aged older than 75 years. In case of an inconclusive exam, ultrasonography should be repeated after 3 to 5 days and if still inconclusive, a computed tomography
venography should be performed.
58 N. Kraaijpoel et al. / Thrombosis Research 156 (2017) 5459

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McLeay, T. Price, M. Ly, S. Ullah, B. Koczwara, G. Kichenadasse, C.S. Karapetis, Com-
H.R. Bller, M. Di Nisio. parison of peripherally inserted central venous catheters (PICC) versus subcutane-
ously implanted port-chamber catheters by complication and cost for patients
receiving chemotherapy for non-haematological malignancies, Support Care Cancer
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