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JSIXXX10.1177/1028315314563078Journal of Studies in International EducationCastro et al.
Article
Journal of Studies in International Education
2015, Vol. 19(2) 160181
A Model for Stakeholders 2014 European Association for
International Education
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Internationalization: A DOI: 10.1177/1028315314563078
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Contribution From the
Portuguese, Brazilian, and
Dutch Cases
Abstract
This article aims to discuss stakeholders influence on higher education
institutions (HEIs) internationalization, through an analysis of the relationships
established between stakeholders importance and the institutions rationales for
internationalization, the strategies developed for internationalization, and the benefits
from internationalization. Data for this study were collected in 80 Portuguese, Dutch,
and Brazilian HEIs, using a questionnaire adapted from the 2nd and 3rd International
Survey of Internationalization of the International Association of Universities. The
results obtained from a descriptivecorrelational treatment of the data allowed
developing and proposing a typology for stakeholders classification and a model for
their influence on internationalization.
Keywords
internationalization, stakeholder theory, rationales for internationalization, strategies
for internationalization, benefits from internationalization
Portugal
Corresponding Author:
Rita Castro, Universidade Estadual de Feira de Santana, Avenida Transnordestina, S/N, Feira de Santana,
44033-900, Bahia, Brazil.
Email: ritasilvacastro@gmail.com
Introduction
Internationalization has assumed a preponderant role in higher education institutions
(HEIs), especially due to the academic and economic benefits deriving from it.
According to the literature (e.g., Knight, 2004; Van der Wende, 2001), international-
ization activities contribute to the promotion of the diversification of academic pro-
grams, allowing to better prepare students for a globalized world, as well as to increase
institutions revenue in times of crises and decrease available budgets for higher edu-
cation. The internationalization role has been explained through different rationales,
including the academic, cultural, political, and economic ones. Interestingly, all of
them refer to the interests and relevance that different stakeholders put in internation-
alization, highlighting their influence on internationalization development in HEIs
(De Wit, 2002; Knight, 1997, 2004, 2008).
Stakeholders importance and influence on organizations achievements have been
advocated by the stakeholder theory literature (e.g., Clarkson, 1995; Donaldson &
Preston, 1995; Fassin, 2009; Freeman, 1984; Mitchell, Agle, & Wood, 1997).
Furthermore, the higher education literature has also addressed the role stakeholders
may have in HEIs governance and management systems (Amaral & Magalhes, 2000,
2002; Burrows, 1999; Jongbloed, Enders, & Salerno, 2008).
Taking into account these considerations, it seems relevant to study stakeholders
role in higher education internationalization, to develop purpose-oriented ways to
manage the institutions relationships with their different stakeholders, aiming at
improving their internationalization level and the benefits derived from it.
Therefore, this article intends to be a contribution for the discussion of stakeholders
influence on higher education internationalization, by presenting the results of a quantita-
tive and comparative analysis of the levels of importance and influence of different stake-
holders on HEIs internationalization development in three different countries, namely,
Portugal, the Netherlands, and Brazil. Furthermore, the article proposes a typology for
stakeholders classification and a stakeholdersinternationalization relationships model.
Practical reasons underlined the choice of the three countries, namely, the fact that the
authors have a direct contact with each one of them. Nevertheless, these are quite different
countries, namely, in terms of their higher education systems dimension, legal frame-
work, and level of development of internationalization activities. Furthermore, the ratio-
nales for internationalization in each one of them present significant differences (see, for
example, Lima & Contel, 2008; Luijten-Lub, 2004; Luijten-Lub, Van der Wende, &
Huisman, 2005; Rosa, Veiga, & Amaral, 2004) that make their analysis rather interesting
and able to provide helpful insights not only for other countries but also for HEIs within
them. Although the countries do not constitute a pattern, working much more as individ-
ual cases in their own, it is believed that their comparative study may indeed add to the
knowledge about stakeholders influence on HEIs internationalization.
Government
Local
Community
Suppliers Organizations
Owners
Environmentalists
Firm
Consumer
Special Interest Advocates
Groups
Customers
Employees
Media
stakeholders within the same level of relationship with the firm, despite the fact that
because they are different, they will probably have different visions and interests in the
organization, leading to different relationships with it.
Departing from the initial work of Freeman, the stakeholders literature has been
developed taking into account the stakeholders identification and conceptualization,
as well as the development of classification typologies and models to provide organi-
zations with systematic ways to recognize and manage the relationships with their
stakeholders (e.g., Carroll, 1996; Clarkson, 1995; Donaldson & Preston, 1995; Fassin,
2009; Friedman & Miles, 2002; Goodpaster, 1991; Mitchell et al., 1997; Savage, Nix,
Whitehead, & Blair, 1991). Table 1 summarizes some of the most relevant contribu-
tions of the corporate governance literature to the understanding of stakeholders role
in organizations.
The contributions presented in Table 1, clearly show that the stakeholders theory
development has been based on an analysis of their relationships of importance and
influence toward the organizations. However, so far, none of the studies reported in the
literature has investigated and confirmed the existence of these relationships by resort-
ing to a statistical analysis of empirical data.
The concern with stakeholders role in organizations in general has also found its
way into the higher education governance field. Several works have investigated their
importance and influence in higher education governance, contributing to the develop-
ment of the concept of stakeholder in higher education, as well as to the design of
different typologies for their classification (Table 2; see, for example, the works by
Amaral & Magalhes, 2000, 2002; Baldwin, 2002; Burrows, 1999; Jongbloed et al.,
2008; Mainardes, 2010; Mainardes, Alves, & Raposo, 2010, 2011, 2012; Watson,
2007). For instance, Amaral and Magalhes (2002) defined stakeholders in higher
education as an individual or collective person with a legitimate interest in higher
education that, as such, acquires the right to intervene (p. 2).
Comparing the higher education literature with the corporate governance one, it is
possible to note that although the importance and influence of stakeholders also
emerged in the higher education context, there are different points of view regarding
stakeholders classification. HEIs are organizations that have particular social and eco-
nomic roles in society, and in that sense, the stakeholders relationships are understood
with a different perspective and value. For instance, external stakeholders do not have
the same value as the internal ones. The presence of external stakeholders in HEIs
represents the interests of the outside world in HEIs governance to make the institu-
tions more responsive to environmental needs (Amaral & Magalhes, 2002; Jongbloed
et al., 2008). Interestingly, and according to Amaral and Magalhes (2002), external
stakeholders are assuming a growing prominence relative to the internal ones.
Following the work of Freeman (1984), Mainardes (2010) developed a model to
describe the relationships that can be established between the stakeholders groups
defined according to his typology (Table 2) and the university. The model (Figure 2)
depicts the influence relationships that can be established, using arrows whose direc-
tion and thickness explain, respectively, the relationships orientation and strength.
The literature shows that stakeholders are important and influence HEIs, including
their internationalization. The specialized literature on internationalization (De Wit,
Savage, Nix, Those who have an interest Supportive stakeholder: High potential Involve
Whitehead, and in the actions of an to cooperate and low potential to Defend
Blair (1991) organization and the ability threaten Monitor
to influence it Non-supportive stakeholder: High Collaborate with
potential to threaten and low potential
to cooperate
Marginal: There are both no potential to
cooperate nor to threaten
Mixed blessing: High potential to
cooperate and high potential to
threaten
Clarkson (1995) Those who have or claim Primary stakeholders: Those who
ownership, rights, or have direct formal, social, political,
interest in a corporation or official contractual relationships
and its activities with the company (e.g., shareholders
and investors, employees, customers
and suppliers, government) and
therefore also have a high level of
interdependence with the company and
are fundamental to its survival
Secondary stakeholders: Those who
influence and are influenced, affect, and
can be affected by the company but do
not perform operations with it, and as
such are not essential for its survival
Mitchell, Agle, and Those who cover one or Seven types of stakeholders classified
Wood (1997) more of these aspects: (a) in three larger groups, defined
power to influence the according to the number of attributes
company (b) legitimacy, and stakeholders possess:
(c) urgency of claim Latent stakeholders group (one attribute)
Dormant stakeholder: Power
Discretionary stakeholder: Legitimacy
Demanding stakeholder: Urgency
Expectant stakeholder group (two
attributes)
Dominant stakeholder: Power and
legitimacy
Dangerous stakeholder: Power and
urgency
Dependent stakeholder: Urgency and
legitimacy
Definitive stakeholder (three attributes):
power, legitimacy, and urgency
2002; Knight & De Wit, 1995) advocates that the stakeholders and their expectations
determine to a certain extent the economic, cultural, academic, and political rationales
for internationalization at institutional and national level, as well as the different poli-
cies and strategies put forward to promote higher education internationalization. The
literature (Knight, 2004, 2008) also states that whatever the rationale for internation-
alization, benefits for HEIs and systems will arise from it. Knight (1997, 1999)
classified in three different groups the stakeholders with a relevant role in higher edu-
cation internationalization:
Table 3. Global Ranking of Importance of Internal and External Key Drivers for
Internationalization.
Higher education Binary system: Universities and Binary system: Research Public and private
system polytechnic institutes, both universities and universities universities, university
public and private of applied sciences centers, schools,
institutes, both public and higher education, and
private technological institutes
Higher education Act on higher education 62/2007. The 1997 act to modernize Law 9394/1996 (law on the
legal framework the structure of university guidelines and bases for
governance education).
Participation Representatives of academic Internal stakeholders: 50% of HEIs have to obey
and level of staff, researchers, students, staff members (academics democratic management
representativeness and external members with and non-academics) and principles, ensuring the
of stakeholders recognized merit, knowledge, 50% of students in advisory existence of deliberative
and relevant experience to body. collegiate bodies with the
the institution have mandatory External stakeholders: A participation of elements
participation in the General maximum of 5 members in from the institutional,
Council (the most important the supervisory board. local, and regional
body in terms of the communities.
institutions governance and This participation is
management). established in HEIs legal
Internal stakeholders: statutes taking into
Representatives are elected account their structure
by their peers, according and particularities.
to a system of proportional
representation, established in
each institutions statutes.
External stakeholders:
Representatives of this group
should be at least 30% of all
the members of the general
council.
From Table 4, one can see that both internal and external stakeholders involvement
in HEIs is foreseen in the law in the three countries. However, it is possible to note that
this involvement is more legally defined in the Portuguese and Dutch contexts than in
the Brazilian one. Maybe this is due to the fact that the Brazilian higher education
system is rather young, especially when compared with the Portuguese or the Dutch
ones.
So far, few studies have analyzed stakeholders involvement in the Portuguese,
Dutch, and Brazilian higher education contexts. Examples reported in the literature
approach this theme using two different perspectives. In the case of Portugal (e.g.,
Amaral & Magalhes, 2000, 2002; Mainardes, 2010) and the Netherlands (Boer,
Maassen, & Weert, 1999; Maassen, 2000, 2002), the studies are related to higher edu-
cation governance. However, in the Brazilian case, the studies are linked to institu-
tions social responsibility (e.g., Ashley, do Nascimento Ferreira, & Reis, 2007; Bolan
& da Motta, 2007) because this countrys higher education system has a particular
social and economic approach, and the importance of stakeholders assumes a social
approach coherent with the following functions and objectives: to support the
countrys economic and social development. In fact, the interest in stakeholders roles
in Brazilian higher education became important after the advent of the evaluation of
its higher education system by the National System of Higher Education Evaluation
(SINAES; see, for example, Bolan & da Motta, 2007; Mainardes, Deschamps, &
Tontini, 2009; Mainardes & Domingues, 2010) that is based on social responsibility
and higher education quality.
Concerning the higher education governance field in Portugal, it seems that the
level of involvement of external stakeholders is becoming more significant. For
instance, Mainardes (2010) investigated the importance and influence of stakeholders
on the management of public universities and developed rankings of stakeholders
importance and influence where some external stakeholders (mainly, partner compa-
nies and professional associations) appear in top positions. More recently, Rosa and
Teixeira (2014) analyzed the introduction of external stakeholders in governance and
quality assessment processes in HEIs. They came to the conclusion that their presence
had become more visible, but not yet fully reflected in the way institutions were gov-
erned or in the way in which they managed their internal quality assurance processes
and mechanisms.
In the Dutch context, it seems that the involvement of external stakeholders is not
as preponderant as in the Portuguese context. Gornitzka and Maassen (2000) analyzed
the responses of two HEIs to external pressures and concluded that these institutions
were not able or willing to adapt their governance structure to favor external stake-
holders level of involvement.
There are few studies that focus specifically on the role of stakeholders in interna-
tionalization. And, as far as we could determine, those that did only covered the
Portuguese and Brazilian contexts. Catroga (2010) investigated the involvement of
internal stakeholders in Portuguese polytechnics and highlighted that the International
Relations Office, followed by students, governing boards, and teaching staff, has the
more important role in internationalizations development. However, the analysis has
not included external stakeholders and also did not comprise the Portuguese universi-
ties. In the Brazilian context, Miura (2006) and Lima & Contel (2008) highlighted the
role of teaching staff, students, governing boards, and rectors as the most important
key drivers for internationalization.
Considering the legal frameworks and the studies reported in the literature, it seems
that both internal and external stakeholders are starting to have an important role on
HEIs governance and, consequently, on their internationalization. However, it seems
that not much investigation has been conducted so far in these three countries.
The survey method was used and data were collected through questionnaires
adapted from the 2nd and 3rd International Survey Questionnaire on internationaliza-
tion of the IAU, published in 2005 and 2010, respectively. The adaptation considered
the particularities of the higher education systems under analysis and their environ-
ments, as well as the hypothesis to be tested. Different questions (variables) were
devised as rationales for internationalization, strategies to develop internationaliza-
tion, and benefits from internationalization. Also, different stakeholders have been
considered. Respondents (HEIs) were asked to rate stakeholders importance to inter-
nationalization, as well as their agreement level toward the proposed rationales, strate-
gies, and benefits considering their own contexts. Table 5 lists the variables considered
in the correlation analysis.
The sample comprised 80 HEIs: 22 from Portugal, 23 from the Netherlands, and 35
from Brazil. The questionnaire was sent to those responsible for internationalization in
these HEIs.
Study Results
To analyze the importance of stakeholders to internationalization, a ranking was devel-
oped based on the means of the answers, given by the HEIs of each country, to the
question on the importance of different stakeholders for their internationalization
(Table 6).
First, it is relevant to stress that all stakeholders (internal and external) included in
this study were, to a certain extent, considered to be important for HEIs. Second, it is
important to explain the differences and similarities regarding the levels of importance
and the reasons for them.
Concerning the similarities, although the higher education systems are different,
and with the exception of the European Unions (EU) high importance in the case of
Portugal, the internal stakeholders are ranked as the most important in these three
171
172 Journal of Studies in International Education 19(2)
Conclusion
The main objective of this article was to analyze the importance and influence of
stakeholders on the rationales for internationalization, strategies developed for inter-
nationalization, and benefits obtained from internationalization in HEIs in Portugal,
Brazil, and the Netherlands. Although the literature refers that stakeholders role is
indeed relevant to the internationalization process occurring in HEIs, there was no
quantitative evidence until now that these relationships of influence do effectively
exist, being possible to measure them. Furthermore, this is the first study, at least to
our knowledge, where the importance and the influence of different stakeholders for
internationalization are measured. So, we do believe our results are indeed a contribu-
tion to the research in this field.
The descriptive analysis confirmed that, in general, and with exception of the high
economic and political importance of EU for the Portuguese HEIs, internal stakehold-
ers are considered more important than external ones for internationalization processes
in HEIs. However, the results of the correlation analysis for Brazil and Portugal indi-
cated that external stakeholders are more influential regarding internationalization
rationales, strategies, and benefits than the internal ones. It seems then that, at least in
these two countries, the higher the importance given to external stakeholders, the
higher is the institutions concern with the rationales for internationalization, the more
developed are internationalization strategies, and the more relevant are the benefits
from internationalization for the institutions.
This article aimed at contributing toward the discussion about stakeholders impor-
tance and influence on internationalization in HEIs. The stakeholdersinternational-
ization relationships model, developed according to the results obtained through the
analysis of the HEIs answers, is indeed a contribution to better understand how differ-
ent stakeholders influence internationalization processes in HEIs.
Regulator High/average Economic/ Influences, but is not Collaborates with Government Government Government
politic influenced. European Union European Union
Partner Average/low Social Mutual influence, but Considers their Administrative staff Companies Companies
influences more than is expectations Local community Professional associations
influenced. Companies Local community
Professional associations
Directional High/average Academic/ Equal relation of influence Defends their interests Rector/director Rector/director Rector/director
institutional Governing Board Teaching staff Governing Board members
members Researchers Students
Students Students Teaching staff
Teaching staff International office and/or Researchers
Researchers individuals responsible for
internationalization
Dependent Low Institutional Is influenced and not Involved in the process Local community
or social or influences Professional associations
academic International office and/or
individuals responsible for
internationalization
Operational High/average Institutional Mutual relation of Incentives International office Governing board members
influence, but is and/or individuals Administrative staff
Appendix
Table A1. Ranking of Influence of Stakeholders on Rationales, Strategies, and Benefits.
Total Number of Number of Number of
number of significant significant significant
significant correlations with correlations correlations with
Ranking of internal and external stakeholders correlations rationales with strategies benefits
Portugal
Local community 21 3 14 4
Students 18 6 6 6
Professional associations 16 3 10 3
Companies 13 6 6 1
Other administrative staff 5 1 4
Government 5 2 1 2
Governing board members 3 1 2
Rector/director 1 1
(continued)
Researchers 1 1
Total 83 22 42 19
Total of correlations of the internal 28 8 11 11
stakeholders
Total of correlations of the external 50 12 30 8
stakeholders
Brazil
Teaching staff 11 7 4
Other administrative staff 10 3 2 5
Professional associations 9 4 3 2
Local community 8 2 2 4
Companies 7 3 4
Researchers 7 5 2
Governing board members 5 1 1 3
Students 5 3 2
International Relations Office 4 4 1
Rector/director 2 1
Government 1 1
Total 69 34 9 26
Total of correlations of the internal 44 24 4 16
stakeholders
Total of correlations of the external 24 9 5 10
stakeholders
The Netherlands
Rector/director 9 6 1 2
Researchers 8 6 2 1
Governing board members 7 4 2 1
Students 6 3 3
Teaching staff 3 1 2
Other administrative staff 2 1 1
Local community 2 2
Professional associations 1 1
Companies 1 1
Total 39 25 5 10
Total of correlations of the internal 35 21 5 10
stakeholders
Total of correlations of the external 4 4
stakeholders
Total 191 81 56 55
Funding
The author(s) received no financial support for the research, authorship, and/or publication of
this article.
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Author Biographies
Rita Castro is a PhD student in Accounting at the University of Aveiro, Portugal, and works as
a manager at the International Relations Office of the University of Feira de Santana in Brazil.
Her main fields of research are stakeholders, internationalisation of higher education and
accounting education. (ritasilvacastro@gmail.com)
Maria Joo Rosa holds a PhD in Industrial Management and is assistant professor at the
Department of Economics, Management and Industrial Engineering at the University of Aveiro,
Portugal, and a researcher at CIPES, the Center for Research in Higher Education Policies. Her
main research topics are quality management and quality assessment in higher education institu-
tions. She is member of CHER and of the Executive Committee of EAIR. (m.joao@ua.pt)
Carlos Pinho is associate professor of economics and finance at the Department of Economics,
Management and Industrial Engineering, University of Aveiro, Portugal. His main research
areas of interests are in the field of Real Options and Financial Markets Monetary and Derivatives
Markets. (cpinho@ua.pt)