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5 HYDROGELS
Nicholas A. Peppas
The physical behavior of hydrogels is dependent on their mix = RT ln(1 2 2,s ) + 2,s + 1 22,s (3)
equilibrium and dynamic swelling behavior in water, since where 1 is the polymer-water interaction parameter, 2,s
upon preparation they must be brought in contact with water to
is the polymer volume fraction of the gel, T is absolute
yield the nal, swollen network structure. Figure 2 shows one
temperature, and R is the gas constant.
of two possible processes of swelling. A dry, hydrophilic cross-
This thermodynamic swelling contribution is counterbal-
linked network is placed in water. Then, the macromolecular
anced by the retractive elastic contribution of the cross-linked
chains interact with the solvent molecules owing to the rela-
structure. The latter is usually described by the rubber elas-
tively good thermodynamic compatibility. Thus, the network
ticity theory and its variations (Peppas, 1987). Equilibrium
expands to the solvated state.
is attained in a particular solvent at a particular temperature
The Flory-Huggins theory can be used to calculate thermo-
when the two forces become equal. The volume degree of
dynamic quantities related to that mixing process. Flory (1953)
swelling, Q (i.e., the ratio of the actual volume of a sample
developed the initial theory of the swelling of cross-linked poly-
in the swollen state divided by its volume in the dry state), can
mer gels using a Gaussian distribution of the polymer chains.
then be determined from Eq. 4.
His model describing the equilibrium degree of cross-linked
polymers postulated that the degree to which a polymer net- Volume of polymer Vp
work swelled was governed by the elastic retractive forces of 2,s = = = 1/Q (4)
Volume of swollen gel V gel
the polymer chains and the thermodynamic compatibility of the
polymer and the solvent molecules. In terms of the free energy Researchers working with hydrogels for biomedical applica-
of the system, the total free energy change upon swelling was tions prefer to use other parameters in order to dene the
written as: equilibrium-swelling behavior. For example, Yasuda et al.
(1969) introduced the use of the so-called hydration ratio, H ,
G = Gelastic + Gmix (1)
which has been accepted by those researchers who use hydro-
Here, Gelastic is the contribution due to the elastic retractive gels for contact lens applications (Peppas and Yang, 1981).
forces and Gmix represents the thermodynamic compatibility Another denition is that of the weight degree of swelling, q ,
of the polymer and the swelling agent (water). which is the ratio of the weight of the swollen sample to that
Upon differentiation of Eq. 1 with respect to the water of the dry sample.
molecules in the system, an expression can be derived for the In general, highly swollen hydrogels include those of
chemical potential change of water in terms of the elastic and cellulose derivatives, poly(vinyl alcohol), poly(N -vinyl-2-
mixing contributions due to swelling. pyrrolidone) (PNVP), and poly(ethylene glycol), among others.
Moderately and poorly swollen hydrogels are those of
1 1,0 = elastic + mix (2)
poly(hydroxyethyl methacrylate) (PHEMA) and many of its
derivatives. In general, a basic hydrophilic monomer can be
Here, 1 is the chemical potential of water within the gel copolymerized with other more or less hydrophilic monomers
and 1,0 is the chemical potential of pure water. to achieve desired swelling properties. Such processes have led
At equilibrium, the chemical potentials of water inside and to a wide range of swellable hydrogels, as Gregonis et al.
outside of the gel must be equal. Therefore, the elastic and (1976), Peppas (1987, 1997), and others have pointed out.
mixing contributions to the chemical potential will balance Knowledge of the swelling characteristics of a polymer is of
one another at equilibrium. The chemical potential change utmost importance in biomedical and pharmaceutical applica-
upon mixing can be determined from the heat of mixing and tions since the equilibrium degree of swelling inuences (i) the
the entropy of mixing. Using the FloryHuggins theory, the solute diffusion coefcient through these hydrogels, (ii) the sur-
face properties and surface mobility, (iii) the optical properties,
A B
Polymer swells
Polymer swells
FIG. 2. (A) Swelling of a network prepared by cross-linking in dry state. (B) Swelling of a network prepared by cross-linking in solution.
2.5 HYDROGELS 103
especially in relation to contact lens applications, and (iv) the a structure that shows a discrete transition in equilibrium-
mechanical properties. swollen volume with environmental changes.
Discontinuous swelling in partially hydrolyzed polyacry-
lamide gels has been studied by Gehrke et al. (1986).
DETERMINATION OF STRUCTURAL Besides HEMA and acrylamides, N -vinyl-2-pyrrolidone
CHARACTERISTICS (NVP), methacrylic acid (MAA), methyl methacrylate (MMA),
and maleic anhydride (MAH) have all been proven useful
as monomers for hydrogels in biomedical applications. For
The parameter that describes the basic structure of the
instance, cross-linked PNVP is used in soft contact lenses.
hydrogel is the molecular weight between cross-links, M c (as
Small amounts of MAA as a comonomer have been shown
shown in Fig. 1A). This parameter denes the average molec- to dramatically increase the swelling of PHEMA polymers.
ular size between two consecutive junctions regardless of the Owing to the hydrophobic nature of MMA, copolymers of
nature of those junctions and can be calculated by Eq. 5.
MMA and HEMA have a lower degree of swelling than pure
1 2 (/ V1 ) ln(1 2,s ) + 2,s + 1 2 PHEMA (Brannon-Peppas and Peppas, 1991). All of these
2,s materials have potential use in advanced technology applica-
= (5)
Mc Mc 1/3 tions, including biomedical separations, and biomedical and
2,s 2,s /2
pharmaceutical devices.
An additional parameter of importance in structural analy-
sis of hydrogels is the cross-linking density, x , which is dened
by Eq. 6.
INTELLIGENT OR SMART HYDROGELS
1
x = (6)
Mc Hydrogels may exhibit swelling behavior dependent on
In these equations, is the specic volume of the polymer the external environment. Over the past 30 years there has
(i.e., the reciprocal of the amorphous density of the polymer), been a signicant interest in the development and analysis
and M n is the initial molecular weight of the un-cross-linked of environmentally or physiologically responsive hydrogels
polymer. (Peppas, 1991). Environmentally responsive materials show
drastic changes in their swelling ratio due to changes in their
external pH, temperature, ionic strength, nature and composi-
tion of the swelling agent, enzymatic or chemical reaction, and
PROPERTIES OF IMPORTANT BIOMEDICAL
electrical or magnetic stimuli (Peppas, 1993). In most respon-
HYDROGELS sive networks, a critical point exists at which this transition
occurs.
The multitude of hydrogels available leaves numerous An interesting characteristic of numerous responsive gels is
choices for polymeric formulations. The best approach for that the mechanism causing the network structural changes
developing a hydrogel with the desired characteristics for can be entirely reversible in nature. The ability of pH- or
biomedical application is to correlate the macromolecular temperature-responsive gels to exhibit rapid changes in their
structures of the polymers available with the swelling and swelling behavior and pore structure in response to changes
mechanical characteristics desired (Peppas et al., 2000; Peppas, in environmental conditions lend these materials favorable
2001). characteristics as carriers for bioactive agents, including pep-
The most widely used hydrogel is water-swollen, cross- tides and proteins. This type of behavior may allow these
linked PHEMA, which was introduced as a biological material materials to serve as self-regulated, pulsatile drug delivery
by Wichterle and Lim (1960). The hydrogel is inert to nor- systems.
mal biological processes, shows resistance to degradation, is
permeable to metabolites, is not absorbed by the body, is bio-
compatible, withstands heat sterilization without damage, and pH-Sensitive Hydrogels
can be prepared in a variety of shapes and forms.
The swelling, mechanical, diffusional, and biomedical char- One of the most widely studied types of physiologically
acteristics of PHEMA gels have been studied extensively. responsive hydrogels is pH-responsive hydrogels. These hydro-
The properties of these hydrogels are dependent upon their gels are swollen ionic networks containing either acidic or
method of preparation, polymer volume fraction, degree of basic pendant groups. In aqueous media of appropriate pH
cross-linking, temperature, and swelling agent. and ionic strength, the pendant groups can ionize developing
Other hydrogels of biomedical interest include polyacry- xed charges on the gel. All ionic materials exhibit a pH and
lamides. Tanaka (1979) has done extensive studies on the ionic strength sensitivity. The swelling forces developed in these
abrupt swelling and deswelling of partially hydrolyzed acry- systems are increased over those of nonionic materials. This
lamide gels with changes in swelling agent composition, cur- increase in swelling force is due to the localization of xed
ing time, degree of cross-linking, degree of hydrolysis, and charges on the pendant groups. As a result, the mesh size of
temperature. These studies have shown that the ionic groups the polymeric networks can change signicantly with small pH
produced in an acrylamide gel upon hydrolysis give the gel changes.
2.5 HYDROGELS 105
Self-Assembled Structures
In the past few years there have been new, creative methods of preparation of novel hydrophilic polymers and
hydrogels that may represent the future in drug delivery applications. The focus in these studies has been the
development of polymeric structures with precise molecular architectures. Stupp et al. (1997) synthesized self-
assembled triblock copoly- mer nanostructures that may have very promising biomedical applications.
Star Polymers
Dendrimers and star polymers (Dvornik and Tomalia,
1996) are exciting new materials because of the large num- ber of functional groups available in a very small
volume. Such systems could have tremendous promise in drug targeting applications. Merrill (1993) has offered an
exceptional review of PEO star polymers and applications of such systems in the biomedical and pharmaceutical
elds. Grifth and Lopina (1995) have prepared gels of controlled structure and large bio- logical functionality by
irradiation of PEO star polymers. Such new structures could have particularly promising drug delivery applications when
combined with emerging new technologies such as molecular imprinting.