Professional Documents
Culture Documents
Translated from Vestnik Rossiiskoi Akademii Nauk, Vol. 70, No. 6, 2000, pp. 507515.
English Translation Copyright 2000 by I Nauka /Interperiodica (Russia).
Review
The UFO phenomenon has now been studied all over the world for over half a century. Such research is con-
ducted primarily by associations of nonprofessonals, which unite numerous enthusiasts in many countries. Only
in the United States, France, and the Soviet Union were government programs for investigating the nature of
UFOs carried out. In the following article, the authors describe the history of the organization and pursuit of
studies of anomalous phenomena at institutions of the Academy of Sciences and the Ministry of Defense in
19781991, and also the main results of these studies.
In the mid-1970s, unofficial organizations in the up a public belief in the extreme importance of UFO
Soviet Union concerned with studies of the UFO prob- studies aimed at establishing contact with intelligent
lem became more active, and this considerably beings elsewhere in the Universe.
boosted interest in the problem among the public at In due course, the press began to report observations
large. All sorts of conjectures on the subject were of extraordinary light and optical phenomena in various
fanned by widely publicized lectures by domestic ufol- parts of the country. A considerable number of reports
ogists and numerous articles based on foreign publica- describing various strange phenomena and requesting a
tions. The countrys leadership bodies did not encour- scientificor, simply, rational and logicalexplana-
age discussion of the UFO problem in the mass media, tion of them began to gradually accumulate at the
though they did not forbid lectures at institutes, indus- USSR Academy of Sciences and at the editorial offices
trial establishments, and even military units. It should of newspapers and magazines. The General Physics
be added that the lectures drew packed halls. The lec- and Astronomy Division of the USSR Academy of Sci-
turers (among whom F.Yu. Zigel, an instructor at the ences appointed several researchers, headed by the sci-
Moscow Institute of Aviation, and V.A. Azhazha, a entific secretary of the division, V.A. Leshkovtsev, to
retired naval engineer, were particularly popular) encour- work with the letters on this subject. Their task con-
aged their audiences to believe in the extraterrestrial ori- sisted of registering the reports received, consulting
gin of UFOs, although less extravagant hypotheses were specialists in corresponding scientific areas, analyzing
also mentioned, such as underwater and even under- the data, and replying to the letter-writers.
ground civilizations seeking contact with humanity.
Naturally, such a primitive approach to the organi-
The investigations of the UFO problem in those zation of UFO studies could produce no appreciable
years actually only amounted to collecting diverse results. It was then decided to set up a working group
information about strange phenomena. The data col- of scientists in a variety of fields and to establish a
lected were often of very questionable origin, distorted channel of prompt communications among institutes of
beyond recognition by repeated retranslation, or simply the USSR Academy of Sciences, the Ministry of Higher
unverifiable. The connection between strange phenom- Education, the Hydrometeorological Service, and, of
ena and the activities of extraterrestrial civilizations course, the Defense Ministry, since such investigations
was simply postulated by the lecturers, and the analysis had to be conducted in close cooperation with the mil-
of observations or of measurements at UFO landing itary authorities. The formal cause of the establishment
sites turned out, upon closer examination, to be, of the working group was the so-called Petrozavodsk
mildly speaking, incorrect. Because that was a time of phenomenon.
the widespread acceptance in the world, including the On September 20, 1977, in the early hours of the
Soviet Union, of scientific studies of possible extrater- morning, people in the northwestern region of the
restrial intelligent life, it was not too difficult to build Soviet Union observed an unusual, large-scale light
* Platov, Yu.V., Cand. Sci. (Phys.Math.), Leading Researcher at
phenomenon for several minutes. Its description, com-
the Academys Institute of Terrestrial Magnetism, the Ionosphere, piled from eyewitness accounts, appeared in the news-
and Radio Wave Propagation served as Deputy Chairman of the paper Izvestiya on September 23 in an item headlined
Academys Group of Experts on Anomalous Phenomena from An Unidentified Natural Phenomenon: The inhabit-
1978 to 1996. Sokolov, B.A., Cand. Sci. (Techn.), Colonel (Rt.), ants of the city of Petrozavodsk have witnessed an
was the coordinator of studies of anomalous phenomena at the
Ministry of Defense and the Academy of Sciences of the USSR unusual natural phenomenon. On September 20, at
from 1978 to 1989. about 4 a.m., a huge star flared up suddenly on the
244
THE STUDY OF UNIDENTIFIED FLYING OBJECTS IN THE SOVIET UNION 245
aspects of the study of anomalous phenomena for data. The Defense Ministry studied the observation
19781980: results reported by the various arms of the service; the
DM Networkstudies of anomalous atmo- Academy of Sciences, the reports collected by research
spheric and space phenomena, and of their effects on organizations, the Hydrometeorological Service, the
the performance of military hardware and the status of editorial offices of newspapers and magazines, etc. Nat-
personnel (Defense Ministry), and urally, the aims pursued likewise differed. In the case of
the military, one of the principal aims was to establish
AS Networkstudies of the physical nature and
the possible effects of UFOs on the performance of mil-
development mechanisms of anomalous atmospheric
itary hardware and the status of personnel. If such
and space phenomena (Academy of Sciences).
effects had been detected, priority would have been
A state program of studies of the UFO phenomenon given to studying their mechanism and dangerous con-
was thus launched in the Soviet Union in 1978 and con- sequences. The principal aim of the Academy, on the
tinued without interruption for 13 years, until 1990. As other hand, was to probe the physical nature of the
for the meeting of the MIC Scientific and Technical development of anomalous phenomena, that is, to
Council in October 1977, which played such an impor- model the processes of the origin, visual manifestation,
tant part in organizing the program, it was to be the first and disappearance of the effects, their relationship to
and last conference with such a high level of participa- physical conditions in the environment, and possible
tion to be devoted specially to this problem. Twice sub- anthropogenic influences on nature. Obviously, these
sequently, in 1981 and in 1986, five-year plans of trends intersected and complemented each other to
defense-related research were approved that included some extent, and only joint efforts could produce
the problem of anomalous phenomena. After the con- speedy and correct solutions to the problems formu-
clusion of the research program, the group of experts at lated.
the Academys Division of General Physics and
One of the central military research institutes,
Astronomy continued its work until 1996, and its task
located just outside Moscow, was named as the main
included analyzing reports from eyewitnesses of
executor of the military section of the UFO research
strange phenomena. At present, there are few such
program. Its head, V.P. Balashov, a prominent specialist
reports, but they too are subjected to expert analysis in
in radiation-caused and other injurious effects on mili-
the division.
tary hardware, was appointed its scientific supervisor.
It is noteworthy that it was not customary to use the A group of military and civilian specialists, which at
abbreviation UFO in official documentsinstead, the various times numbered four or five people, was set up
term anomalous phenomenon was used. This was at the main institute of the Defense Ministry and did the
done because the words anomalous phenomenon bulk of the work of collecting the communications on
were more in keeping with the nature of the observed UFO sightings, processing and analyzing them, and
effects than were the words unidentified flying object compiling reports. Naturally, the executors of the
and did not evoke associations with the hullabaloo over project also included other research organizations of
aliens visiting the Earth in flying saucers. the various arms of the service and scientific institu-
To mitigate the publics reaction to the legalization tions of the military-industrial complex, some 15 bod-
of studies of the nature of UFOs it was decided to clas- ies in all. Participation was strictly voluntary, and the
sify them. This was prompted by at least three consid- contributions of these organizations to specific efforts
erations: to identify anomalous phenomena were likewise volun-
the formal association of the research program tary and, as a rule, very limited.
with the classified plan of work on defense projects; The man appointed to head the academic part of
the initially assumed high probability of the the UFO studies was Academician V.V. Migulin, a lead-
observed strange phenomena having their origin in mil- ing expert on the theory of oscillations, the propagation
itary technology, and of radio waves, and radar, and the director of the Acad-
emys Institute of Terrestrial Magnetism, the Iono-
the possible military use (in the event of the suc-
sphere, and Radio Wave Propagation, which was desig-
cessful solution of the problems formulated) of certain
nated as the main organization in this effort. As in the
probable properties of UFOsthe absence of a radar
Defense Ministry, a working group of four or five peo-
target contrast, high maneuverability, etc.
ple (headed by Yu.V. Platov) was formed for the actual
Because of the classified nature of work on this work on the project. The organizations involved in the
problem, their coverage in the mass media was highly work were academic institutes, and institutions of the
restricted: it was recommended that all publications on Hydrometeorological Service and of higher learning.
UFOs be submitted to the USSR Academy of Sciences Their participation varied from collecting reports of
for review (not to be confused with censorship). UFO sightings to analyzing the data and constructing
By decision of the MIC, two centers of UFO studies physical models of various classes of anomalous phe-
were actually established in the country: at the Ministry nomena. The expenditures on the program consisted of
of Defense and at the USSR Academy of Sciences. The the salaries of the specialists involved in it and travel
dividing line between them were the sources of the expenses. The money came from the budgets of the par-
ticipating organizationsthere was no special-purpose the procedures whereby the main executor of the
funding of the research. program would receive the information from the indi-
It should be noted that the program for studying vidual armed services needed to identify UFOs, above
anomalous phenomena was one of, if not the least all data on space rocket launches in the forces, and
expensive defense-related research projects. The short- the rules for documenting a UFO sighting in the
age of funds made it impossible to design or purchase forces and the procedures for submitting reports in
additional special-purpose equipment or to stage spe- accordance with the urgency and importance of the
cially designed experiments. As a result, part of the information contained in them.
planned investigations, including those involving the This directive, in effect, enabled the executors of the
formation of large-scale plasma structures in the atmo- program for the study of anomalous phenomena to
sphere, were not carried out. The shortage of funds also draw on the enormous observation potential of the
affected research methods, which were actually con- Soviet Army. Every serviceman, wherever he was,
fined to analyzing the data collected and constructing unwittingly became a potential executor of the pro-
physical models of the phenomena observed. Only in a gram, since, should he observe some inexplicable,
few, highly interesting cases did specialists travel to the unusual, or extraordinary phenomenon, he was duty-
locations of UFO sightings and were purposeful obser- bound to report his observations in writing according to
vations involving technical experiments conducted. the prescribed form and submit these documents to his
The research program was based on three funda- superiors. It can be said that this directive charged the
mental principles. In accordance with these principles, army for 13 years with the duty of conducting mass
anomalous phenomena were recognized as a real, observations of anomalous phenomena at troop deploy-
objective fact, the researchers rejected any a priori solu- ment locations, that is, practically throughout the entire
tions, and devoted themselves to prolonged and pro- territory of the Soviet Union, which, after all, occupied
found study of the problem. Although from the outset, close to one-sixth of the land surface of the Earth. It is
we sought to avoid a prejudiced attitude to any of the doubtful whether anyone ever organized such a large-
hypotheses concerning the nature of UFOs, a certain scale study, moreover practically without any invest-
priority was, nevertheless, attached to the theoretically ment of funds. Two channels were provided for trans-
plausible versions of their origin: mitting information about UFO sightings. The first,
UFOs are a product of human activity, that is, routine channel was used in those cases where the
anomalous phenomena are of anthropogenic origin; observed phenomena caused no disruption of the activ-
ities of a military unit. But if there occurred anything
UFOs are a product of natural processes that take extraordinary at the observation site, such as malfunc-
place on Earth, in the atmosphere, and in near space, tions of equipment against the background of the devel-
that is, anomalous phenomena are of natural origin, and opment of anomalous phenomena, the information
UFOs are manifestations of the activities of extra- about such events was urgently transmitted to the chief
terrestrial civilizations. executor, bypassing all intermediate stages.
The latter version, although the most intriguing, The similar collecting of observation datatrue,
aroused little enthusiasm, but it would have been wrong not on such a vast scalewas organized at institutions
to dismiss it outright. subordinate, under the program, to the Academy of
Sciences, above all, at stations of the Hydrometeoro-
A key role in organizing and carrying out the mili- logical Service (where the head organization was the
tary section of the program was played by a document Institute of Applied Geophysics). The emphasis in the
drawn up by the main executor of the Defense Ministry work of the academic organizations was, however, on
and approved by the chief of the General Staff of the analyzing the conditions in which anomalous phe-
Soviet Armed Forces in January 1980. The document, nomena had been observed and on the physical mech-
circulated among all military units in the form of a Gen- anisms of their development. Specialists in atmo-
eral Staff directive, contained instructions on all the spheric and plasma physics, geophysics, geochemis-
main aspects of the implementation of the program of try, mathematics and other disciplines were enlisted in
UFO studies. It identified: this work. This created the necessary prerequisites for
one of the central military research institutes of the collecting sufficiently comprehensive information
Defense Ministry as the main executor of the program, about observations of various anomalous phenomena,
charging it with the functions of a center for collecting, for its objective analysis, and for constructing ade-
processing, and analyzing all the information concern- quate models.
ing UFOs obtained in the forces; In the course of the work on the program over 13
the military research institutes responsible for the years, some three thousand communications about the
fulfillment of the program in each of the five armed ser- observation of unusual phenomena were received.
vices and the procedures for their interaction with the Practically all the phenomena were analyzed and iden-
central research institute responsible for the program as tified. Many of them were mass observations, with one
a whole; and the same phenomenon being described by many
independent eyewitnesses. The term mass observations cosmodrome.1 The mass observations of a dirigible-
may be used wherever there are 710 reports about one shaped object on a vast portion of European Russia on
and the same episode. In some of the largest-scale epi- the night of June 14, 1980, were caused by the launch-
sodesdue to weather conditions, the duration of the ing of the Kosmos-1188 satellite from Plesetsk. About
development of the phenomenon, and many other fac- an hour later, the same satellite left its mark in
torsthe number of descriptions reached 50 and more. another region of the globe: over South America. What
During the projects duration as a whole, slightly more observers in Russia saw was the gas-and-dust track left
than 300 events, described as extraordinary or anoma- by the propulsion engine of the launch vehicle; observ-
lous, were recorded. The number of phenomena ers in South America, the cloud produced by the accel-
recorded as anomalous was relatively small, probably eration engine of the launch vehicle during the insertion
because the reports collected were subjected to quite of the satellite into its scheduled orbit. Such phenom-
competent verification locally, and many of them were ena were observed on May 15, 1981, when the Meteor-
rejected immediately. 2 satellite was launched; on August 28, 1982, when
It is noteworthy that practically no UFO sightings Molniya-1 was launched; on July 3, 1984, when Kos-
were reported by military units stationed at proving mos-1581 was launched, and so on. In some cases,
grounds in their immediate vicinity. This is evidently anomalous phenomena were due to the launching of
due to the fact that the effects accompanying military land- and sea-based ballistic missiles, rather than satel-
technology testing and experiments are well known to lites. Incidentally, such phenomena have been noted
specialists, but are seen as bewildering and anomalous fairly regularly in the Canary Islands, where they were
by people uninformed about these areas of human caused by the test launches of missiles from American
activity. submarines.
Practically all the nighttime mass observations of The second most important class of phenomena per-
UFOs were unequivocally identified as effects accom- ceived by eyewitnesses as UFOs corresponds fully to
panying launches of space rockets or tests of aerospace the term flying object. True, this calls for a small
technology. Such an identification included establish- comment: the objects appear to float or drift rather than
ing that the observations of the unusual effects coin- fly in the atmosphere. It is to this class of phenomena
cided in time with corresponding tests, that there was a that effects caused by the launches of balloons belong.
spatial correlation between the possible area of the Sounding balloonsrubber envelopes about 2 m in
development of the phenomena and the location where diameter on the ground, with instruments suspended
the technical systems functioned, and that the observed from themare used extensively all over the world to
phenomena corresponded to the mode of operation of study the state of various layers of the atmosphere and
the technical facilities. Significantly, effects accompa- to conduct regular meteorological observations. They
nying space rocket launches may be visible at consider- can ascend to altitudes of about 30 km, where their
able distances (thousands of kilometers) from the diameter increases to almost 10 m. They are launched
launch sitethis is due to the variety of operating regularly, and their range usually does not exceed 10
modes of rocket engines and to the firing of spacecraft 15 km from the weather station; for this reason their
thrusters for orbit correction. sighting, as a rule, evokes no consternation. Some-
The principal mechanism responsible for the devel- times, however, surprising things occur.
opment of this class of phenomena is the scattering of On June 3, 1982, the countrys antiaircraft defense
sunlight on the gas-and-dust cloud formed by the prod- command post received an urgent report from a regi-
ucts of fuel combustion. Conditions for observing such ment deployed not far from Chita, east of Lake Baikal,
effects become especially favorable in twilight hours, to the effect that an aircraft patrolling the border with
when the rocket streaks through sunlit regions and the China had detected an unusual object of spherical
observer is on the nighttime side of the Earth. The con- shape at an altitude of approximately 17 km and had
figuration and dimensions of the gas-and-dust track of prepared to attack it, but the object had suddenly disap-
the rocket may vary within a wide range, depending on peared. It was specifically stated in the report that the
the altitude of the rockets flight, the type of its engines, detected spherical object could not have been a meteo-
the fuel components, etc. Suffice it to say that in some rological sounding balloon, since weather balloons,
cases, the characteristic rocket track may be many well known to the personnel, were smaller in size than
hundred kilometers wide across. Small wonder that the the observed object and never ascended to such alti-
unusual character of the observed picture, the possibil- tudes. Because there were no buildings on the ground
ity of observing it over a huge territory, since it devel- in the area of the planes encounter with the object,
ops at altitudes of over 100 km, the absence of sound except for a frontier picket and a weather station, it was
effects, and so on tend to baffle the lay observer. decided to start inquiries at the weather station. A tele-
Among the most interesting of these rocket effects phone conversation with its head revealed, first, that a
is the already-mentioned famous Petrozavodsk phe- 1 Several additional effects that attended the Petrozavodsk phenom-
nomenon, which was caused by the launching of the enon were due to the unsuccessful test launch of a ballistic missile
Kosmos-955 artificial Earth satellite from the Plesetsk conducted in the same region at practically the same time.
Most such material, when it is made available, contains taken by N.V. Vetchinkin, Dr. Sci. (Techn.), S.A. Cher-
no revelations of alien visitations. But it undoubtedly nous, Cand. Sci. (Phys.Math.), A.A. Plaksin and
does pay for such agencies to sift through UFO reports A.A. Abdulin, both Cand. Sci. (Techn.), V.V. Rubtsov,
for any light they can shed on Soviet space secrets. To Cand. Sci. (Philos.), B.A. Feshin, Cand. Sci. (Techn.),
the extent that this process involves classified tech- N.K. Pereyaslova, Cand. Sci. (Phys.Math.), G.N. Ku-
niques, intelligence agencies probably and properly are likova, and many others. We also thank our foreign col-
withholding UFO information. Once again, a hard leagues, as meeting them helped us to accomplish this
headed UFO study has shown that this seemingly goofy project.
subject deserves serious research. UFOs are as real and
significant as the secret space shots and other genuine
mysteries that underlie reliable sightings [4, p. 4]. REFERENCES
1. Migulin, V.V. and Platov, Yu.V., Anomalous Phenomena:
How Anomalous Are They? Nauka v SSSR, 1985, no. 6.
ACKNOWLEDGMENTS
2. Platov, Yu.V., Feshin, B.A., and Chernous, S.A., Anom-
It is our pleasant duty to thank all the observers of alous Phenomena: Facts and Fiction, Nauka v SSSR,
anomalous phenomena who made it possible to carry 1989, no. 5.
out the government program of UFO studies. We also 3. Platov, Yu.V. and Rubtsov, V.V., NLO i sovremennaya
want to note the tremendous personal contribution of nauka (UFOs and Contemporary Science), Moscow:
Academician V.V. Migulin and Lieutenant-General Nauka, 1991.
V.P. Balashov to formulating the tasks and scientifically 4. Cowen, R., Soviet Rockets Wear UFO Masks, Technol-
supervising the research. A most active part in it was ogy Review, 1982, AugustSeptember.