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Society of Cardiovascular Anesthesiologists

Cardiovascular Anesthesiology Section Editor: Charles W. Hogue, Jr.


Perioperative Echocardiography and Cardiovascular Education Section Editor: Martin J. London
Hemostasis and Transfusion Medicine Section Editor: Jerrold H. Levy
E Special Article

Basic Perioperative Transesophageal


Echocardiography Examination: A Consensus
Statement of the American Society of
Echocardiography and the Society of Cardiovascular
Anesthesiologists
Scott T. Reeves, MD, FASE, Alan C. Finley, MD, Nikolaos J. Skubas, MD, FASE,
Madhav Swaminathan, MD, FASE, William S. Whitley, MD, Kathryn E. Glas, MD, FASE,
Rebecca T. Hahn, MD, FASE, Jack S. Shanewise, MD, FASE, Mark S. Adams, BS, RDCS, FASE,
and Stanton K. Shernan, MD, FASE, for the Council on Perioperative Echocardiography of the American
Society of Echocardiography and the Society of Cardiovascular Anesthesiologists, Charleston, South
Carolina; New York, New York; Durham, North Carolina; Atlanta, Georgia; Boston, Massachusetts

TABLE OF CONTENTS TG Midpapillary SAX View . . . . . . . . . . . . . . . . . . . . . . . . . . . . 550


Descending Aortic SAX and LAX Views . . . . . . . . . . . . . . . . . . 551
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 543 Indications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 552
History. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 544 Global and Regional LV Function . . . . . . . . . . . . . . . . . . . . . . . 552
Medical Knowledge . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 544 RV Function . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 553
Training . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 545 Hypovolemia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 553
Basic Perioperative Transesophageal Examination . . . . . . . . . . . 545 Basic Valvular Lesions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 554
ME Four-Chamber View . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 546 Pulmonary Embolism (PE) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 554
ME Two-Chamber View . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 548 Neurosurgery: Air Embolism . . . . . . . . . . . . . . . . . . . . . . . . . . . 554
ME Long-Axis (LAX) View . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 548 Pericardial Effusion and Thoracic Trauma . . . . . . . . . . . . . . . . 554
ME Ascending Aortic LAX View . . . . . . . . . . . . . . . . . . . . . . . . 549 Simple Congenital Heart Disease in Adults . . . . . . . . . . . . . . . 554
ME Ascending Aortic SAX View . . . . . . . . . . . . . . . . . . . . . . . . 549 Maintenance of Competence and Quality Assurance . . . . . . . . . 554
ME AV SAX View . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 549 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 555
ME RV Inflow-Outflow View . . . . . . . . . . . . . . . . . . . . . . . . . . . 549 Notice and Disclaimer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 555
ME Bicaval View . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 550 Appendix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 555
Members of the Council on Perioperative
Echocardiography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 555
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 556
From the Medical University of South Carolina (S.T.R., A.C.F.); Weill-Cornell
Medical College, New York, New York (N.J.S.); Duke University, Durham,
North Carolina (M.S.); Brighams and Womens Hospital, Harvard Medical
School, Boston, Massachusetts (S.K.S.); Emory University, Atlanta, Georgia INTRODUCTION
(W.S.W., K.E.G.); Columbia University College of Physicians and Surgeons, This consensus statement by the American Society of
New York, New York (R.T.H., J.S.S.); and Massachusetts General Hospital,
Boston, Massachusetts (M.S.A.).
Echocardiography (ASE) and the Society of Cardiovascular
The following authors reported relationships with one or more commer- Anesthesiologists (SCA) describes the significant role of a
cial interests: Scott T. Reeves, MD, FASE, edited and receives royalties for basic Society of perioperative transesophageal (PTE) car-
A Practical Approach to Transesophageal Echocardiography and The Practice diac examination in the care and treatment of an unstable
of Perioperative Transesophageal Echocardiography: Essential Cases (Wolters
Kluwer Health). Kathryn E. Glas, MD, FASE, edited and receives royalties surgical patient. The use of a noncomprehensive basic PTE
for The Practice of Perioperative Transesophageal Echocardiography: Essential Cases examination to delineate the cause of hemodynamic insta-
(Wolters Kluwer Health). Stanton K. Shernan, MD, FASE, has served as a
lecturer for Philips Healthcare, Inc., and is an editor for e-Echocardiography. bility was originally proposed for the emergency room
com. All other authors reported no actual or potential conflicts of interest in and neonatal intensive care unit settings and is meant to
relation to this document. be complementary to comprehensive echocardiography.1,2
Members of the Councils on Perioperative Echocardiography are listed in
the Appendix. However, the principal goal of a basic PTE examination is
Supplemental digital content is available for this article. Direct URL citations intraoperative monitoring.3 Whereas this may encompass a
appear in the printed text and are provided in the HTML and PDF versions of broad range of anatomic imaging, the intent of noninvasive
this article on the journals Web site (www.anesthesia-analgesia.org).
monitoring should focus on cardiac causes of hemodynamic
This article has been co-published in Anesthesia & Analgesia and the Journal of
the American Society of Echocardiography. or ventilatory instability, including ventricular size and
Copyright 2013 American Society of Echocardiography. function, valvular anatomy and function, volume status,
DOI: 10.1213/ANE.0b013e3182a00616 pericardial abnormalities and complications from invasive

September 2013 Volume 117 Number 3 www.anesthesia-analgesia.org 543


E Special article

American Society of Anesthesiologists (ASA) and SCA practice


Abbreviations guidelines for perioperative TEE, published in 1996.4 In 2002,
ASA = American Anesthesiologists training guidelines in perioperative echocardiography that
ASD= Atrial septal defect include specific case number recommendations for training
in basic and advanced PTE echocardiography were endorsed
ASE = American Society of Echocardiography
by the ASE and the SCA.5 The evolution of the perioperative
AV = Aortic valve
echocardiographic guidelines is summarized in Table1.
IAS = Interatrial septum The National Board of Echocardiography (NBE) was cre-
LAD= Left anterior descending ated in 1998 as a collaborative effort between the ASE and
LAX = Long-axis the SCA. The mission of the NBE is to improve the quality
LCX= Left circumflex of cardiovascular patient care by developing and admin-
istering examinations leading to certification of licensed
LV= Left ventricular
physicians with special knowledge and expertise in echo-
LVOT = Left ventricular outflow tract cardiography, which is accomplished by
ME = Midesophageal
MV = Mitral valve 1. overseeing the development and administration of
NBE = National Board of Echocardiography the Adult Special Competency in Echocardiography
Examination, the Advanced Perioperative TEE
PA = Pulmonary artery
Examination (PTEeXAM), and the Basic PTEeXAM;
PTE= Perioperative transesophageal 2. recognizing physicians who successfully complete the
PTEeXAM = Perioperative TEE Examination examinations as testamurs; and
PV = Pulmonic valve 3. certifying physicians who have fulfilled training and/or
RCA = Right coronary artery experience requirements in echocardiography as diplo-
RV = Right ventricular
mates of the NBE.
RVOT = Right ventricular outflow tract In 2006, the ASA House of Delegates approved the devel-
SCA = Society of Cardiovascular Anesthesiologists opment and implementation of a program focused on basic
TEE = Transesophageal echocardiography echocardiography education. In 2009, a memorandum of
TG = Transgastric understanding between the NBE and the ASA established
a strategic partnership to mutually promote an examina-
TV = Tricuspid valve
tion and certification process in basic PTE echocardiography.
VAE = Venous air embolism
Specifically, the basic PTE scope of practice was defined as
the limited application of a basic PTE examination to non-
diagnostic monitoring within the customary practice of anes-
procedures, as well as the clinical impact or etiology of
thesiology. Because the goal of, and training in, Basic PTE
pulmonary dysfunction. The basic PTE examination is not
echocardiography is focused on intraoperative monitoring
designed to prepare practitioners to use the full diagnos-
rather than specific diagnosis, except in emergent situations,
tic potential of transesophageal echocardiography (TEE).
Therefore, a basic PTE practitioner should be prepared to diagnoses requiring intraoperative cardiac surgical interven-
request consultation with an advanced PTE practitioner tion or postoperative medical/surgical management must be
on issues outside the scope of practice as defined within confirmed by an individual with advanced skills in TEE or by
these guidelines. Echocardiographic assessments that influ- an independent diagnostic technique. A comprehensive and
ence the surgical plan are specifically excluded from this quantitative examination is thus not in the scope of the basic
consensus statement, because their acquisition requires an PTE examination, but those performing basic PTE echocar-
advanced PTE skill set. diography must be able to recognize specific diagnoses that
The purposes of the current document are may require advanced imaging skills and competence.
NBE criteria for certification in basic PTE echocardiog-
1. to review concisely the history of basic PTE certification, raphy include
2. to define the prerequisite medical knowledge,
3. to define the necessary training requirements, 1. possession of a current medical license,
4. to recommend an abbreviated basic PTE examination 2. current board certification in anesthesiology,
sequence, 3. 
completion of one of the perioperative TEE training
5. to summarize the appropriate indications of basic PTE pathways (Table2), and
examination, and 4. passing the Basic PTEeXAM or Advanced PTEeXAM.
6. to define maintenance of competence and quality
assurance. MEDICAL KNOWLEDGE
PTE echocardiography is an invasive medical procedure
HISTORY that carries rare but potentially life threatening complica-
TEE was introduced to cardiac operating rooms in the early tions and therefore must be performed only by qualified
1980s.3 Many guidelines have been written that further expand physicians. The application of basic PTE echocardiog-
on its utility to facilitate surgical decision making.4-8 The idea raphy can often dramatically influence a patients intra-
of distinguishing basic PTE skills was incorporated into the operative management. A thorough understanding of

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Basic Perioperative Transesophageal Echocardiography Examination

Table 1 Evolution of perioperative echocardiography guidelines


Year Citation Society Title Purpose Comments
1996 Anesthesiology ASA/SCA Practice Guidelines for Distinguish basic from Cognitive and technical
1996;84:986-1006 Perioperative Transesophageal advanced PTE skills skills for basic
Echocardiography and advanced PTE
echocardiography are
described; monitoring
aspect of basic TEE
is described; full
diagnostic potential
of advanced PTE
echocardiography
1999 Anesth Analg ASE/SCA ASE/SCA Guidelines for Performing Describes 20 views
1999;89:870-884; J a Comprehensive Intraoperative making up a
Am Soc Echocardiogr Multiplane Transesophageal comprehensive
1999;12:884-900 Echocardiography Examination transesophageal
echocardiographic
examination
2002 Anesth Analg 2002;94: ASE/SCA American Society of Training objectives and
1384-1388 Echocardiography and Society of number of required
Cardiovascular Anesthesiologists transesophageal
Task Force Guidelines for Training echocardiographic
in Perioperative Echocardiography examinations are set
2006 J Am Soc Echocardiogr ASE/SCA American Society of Establish
2006;19:1303-1313 Echocardiography/ Society of recommendations
Cardiovascular Anesthesiologists and guidelines
Recommendations and for a continuous
Guidelines for Continuous Quality quality improvement
Improvement in Perioperative program specific to
Echocardiography the perioperative
environment
2010 Anesthesiology ASA/SCA Practice Guidelines for Update of 1996
2010;112:1084 Perioperative Transesophageal document
-1096 Echocardiography

anatomy, physiology, and the surgical procedure is critical this document as a guideline for basic PTE certification.
to appropriate application. Because of the risks, technical The components of basic PTE training include independent
complexity, and potential impact of TEE on perioperative clinical experience, supervision, and continuing education
management, the basic PTE echocardiographer must be a requirements (Table2).
licensed physician. Previous guidelines have addressed the
cognitive knowledge and technical skills necessary for the BASIC PERIOPERATIVE TRANSESOPHAGEAL
successful use of PTE and are summarized in Table3.4-7 The EXAMINATION
NBEs Basic PTEeXAM knowledge base content outline is PTE is relatively safe and has been associated with mortal-
described in Table4. ity of <1 per 10,000 patients and morbidity of 2 to 5 per
1,000 patients.9-15 Probe manipulation, including position-
TRAINING ing, turning, rotation, and imaging planes, has previously
Cahalan et al.5 provided guidelines for components of been extensively described in the ASE comprehensive
basic and advanced training in 2002. The NBE relied on document.6

Table 2 The NBEs Basic PTE training pathways


Clinical experience in basic PTE Continuing medical education Supervision of training
echocardiography
Supervised 150 basic PTE echocardiographic 50 of the 150 basic intraoperative No requirement
training examinations studied under transesophageal echocardiographic
pathway supervision examinations must be performed
and interpreted under supervision
throughout the procedure
Practice 150 basic intraoperative Supervision not required 40 American Medical Association
experience transesophageal echocardiographic Physician Recognition Award Category
pathway* examinations performed and 1 Credits focused perioperative TEE
interpreted within 4 y of application, and completed within the same
with 25 examinations in any 1 y period as the clinical experience
Adapted with permission from Anesthesiology.4
*The practice experience pathway will not be available to those completing their anesthesiology residency training after June 30, 2016.

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Table 3 Recommended training objectives for basic PTE training


Cognitive skills
1. Knowledge of the physical principles of echocardiographic image formation and blood velocity measurement
2. Knowledge of the operation of ultrasonographs, including all controls that affect the quality of data displayed
3. Knowledge of the equipment handling, infection control, and electrical safety associated with the techniques of perioperative echocardiography
4. Knowledge of the indications, contraindications, and potential complications of perioperative echocardiography
5. Knowledge of the appropriate alternative diagnostic techniques
6. Knowledge of the normal tomographic anatomy as revealed by perioperative echocardiographic techniques
7. Knowledge of commonly encountered blood flow velocity profiles as measured by Doppler echocardiography
8. Knowledge of the echocardiographic manifestations of native valvular lesions and dysfunction
9. Knowledge of the echocardiographic manifestations of cardiac masses, thrombi, cardiomyopathies, pericardial effusions, and lesions of the
great vessels
10. Knowledge of the echocardiographic presentations of myocardial ischemia and infarction
11. Knowledge of the echocardiographic presentations of normal and abnormal ventricular function
12. Knowledge of the echocardiographic presentations of air embolization
Technical skills
1. Ability to operate ultrasonographs, including the primary controls affecting the quality of the displayed data
2. Ability to insert a transesophageal echocardiographic probe safely in an anesthetized, tracheally intubated patient
3. Ability to perform a basic PTE echocardiographic examination and differentiate normal from markedly abnormal cardiac structures and function
4. Ability to recognize marked changes in segmental ventricular contraction indicative of myocardial ischemia or infarction
5. Ability to recognize marked changes in global ventricular filling and ejection
6. Ability to recognize air embolization
7. Ability to recognize gross valvular lesions and dysfunction
8. Ability to recognize large intracardiac masses and thombi
9. Ability to detect large pericardial effusions
10. Ability to recognize common echocardiographic artifacts
11. Ability to communicate echocardiographic results effectively to health care professionals, the medical record, and patients
12. Ability to recognize complications of perioperative echocardiography
Adapted with permission from Anesth Analg 2002;94:1384-1388.

Prior guidelines developed by the ASE and the SCA have positions within the gastrointestinal tract (Figure 2): the
described the technical skills for acquiring 20 views in the ME level, the transgastric (TG) level, and the upper esopha-
performance of a comprehensive intraoperative multiplane geal level. This writing group also recognizes that current
transesophageal echocardiographic examination.6 The cur- advances in technology allow simultaneous multiplane
rent writing committee believes that although a basic PTE imaging of real-time images, which may reduce the acqui-
echocardiographer should be familiar with the technical sition time for the basic PTE examination views.16 It is the
skills needed to acquire these 20 views, it is nonetheless a expectation of the writing group that a complete basic PTE exami-
realistic expectation that a basic PTE examination focus on nation be performed on each patient as a standard examination.
encompassing the 11 most relevant views, which can pro- Once completed and stored, a more focused examination can be
vide anesthesiologists with the necessary information to used for monitoring and to track changes in therapy. As noted
use basic PTE echocardiography as a tool for diagnosing in prior guidelines, this writing group also recognizes that indi-
the general etiology of hemodynamic instability in surgical vidual patient characteristics, anatomic variations, pathologic fea-
patients. If complex pathology is anticipated or suspected tures, or time constraints imposed on performing the basic PTE
(e.g., valvular abnormality or aortic dissection), appropri- examination may limit the ability to perform every aspect of the
ate consultation with an advanced echocardiographer is examination and, furthermore, that there may be other entirely
indicated. Figure 1 demonstrates the ASE and SCA com- acceptable approaches and views of an intraoperative examina-
prehensive 11-view basic PTE examination. The basic PTE tion, provided they obtain similar information in a safe manner.6
examination starts in the midesophageal (ME) four-chamber
view. It is the expectation of this writing group that a basic ME Four-Chamber View
PTE examination can be performed using three primary The ME four-chamber view is obtained by advancing the
probe to a depth of approximately 30 to 35 cm until it is
Table 4 Basic PTE examination content outline immediately posterior to the left atrium (Figure3, Video 1
1. Patient safety considerations [available at http://links.lww.com/AA/A577]). Turning
2. Echocardiographic imaging: acquisition and optimization the probe to the left (counterclockwise rotation of the probe)
3. Normal cardiac anatomy and imaging plane correlation or to the right (clockwise rotation of the probe) is performed
4. Global ventricular function to center the mitral valve (MV) and left ventricle in the sec-
5. Regional ventricular systolic function and recognition of pathology tor display. The image depth is then adjusted to ensure
6. Basic recognition of cardiac valve abnormalities
7. Identification of intracardiac masses in noncardiac surgery
viewing of the left ventricular (LV) apex. The multiplane
8. Basic perioperative hemodynamic assessment angle should be rotated to approximately 10 to 20 until
9. Related diagnostic modalities the aortic valve (AV) or LV outflow tract (LVOT) is no longer
10. Basic recognition of congenital heart disease in adults in the display and the tricuspid annular dimension is maxi-
11. Surface ultrasound for vascular access mized. Because the apex is at a slightly inferior plane to the
Source: National Board of Echocardiography.80 left atrium, slight retroflexion may be required to align the

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Basic Perioperative Transesophageal Echocardiography Examination

Figure 1. Cross-sectional views of the 11 views of the ASE and SCA basic PTE examination. The approximate multiplane angle is indicated by
the icon adjacent to each view. Asc, Ascending; Desc, descending; UE, upper esophageal.

MV and LV apex. Required structures seen include the right the anterior and posterior leaflets of the MV, the TV septal
atrium, interatrial septum (IAS), left atrium, MV, tricuspid leaflet adjacent to the interventricular septum, to the right
valve (TV), left ventricle, right ventricle, and interventricu- of the sector display, and the TV posterior leaflet adjacent
lar septum. This view will allow the identification of both to the RV free wall, to the left of the display. Diagnostic
information regarding chamber volume and function, MV
and TV function, and assessment of global LV and right
ventricular (RV) systolic function and of regional LV infero-
septal and anterolateral walls can be determined. In the ME
four-chamber view (Figure 4), the basal anterolateral, mid
anterolateral, and apical lateral wall segments are perfused

Figure 2. Lateral chest x-ray depicting relative positions of the heart


(black outline), aorta (white line), and esophagus (yellow line). Arrows Figure 3. ME four-chamber view. AL, Anterior leaflet of the MV; LA,
indicate the upper esophageal (UE), ME, and TG positions of the left atrium; LV, left ventricle; PL, posterior leaflet of the MV; RA, right
transesophageal echocardiographic probe. atrium; RV, right ventricle.

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Video 1. Available at http://links.lww.com/AA/A577.


Figure 5. ME two-chamber view. CS, Coronary sinus; LA, left atrium;
LAA, left atrial appendage; LV, left ventricle.
by the left anterior descending (LAD) or left circumflex
(LCX) coronary artery, the apical septum and the apical cap mid anterior, and basal anterior wall segments are perfused
by the LAD coronary artery, the mid inferoseptum by the by the LAD coronary artery (Figure4). A color flow Doppler
right coronary artery (RCA) or LAD coronary artery, and sector with the Nyquist limit at 50 to 60 cm/sec should be
the basal inferoseptum by the RCA.17 A color flow Doppler applied over the MV to aid in the identification of valvu-
sector with the Nyquist limit set to 50 to 60 cm/sec should lar pathology (regurgitation and/or stenosis). The coronary
be placed over both the MV and TV to aid in the identifica- sinus is seen in short axis (SAX), as a round structure imme-
tion of valvular pathology (regurgitation and/or stenosis), diately superior to the basal inferior LV segment.
as well as to the IAS to identify shunt flow.
ME Long-Axis (LAX) View
ME Two-Chamber View From the ME two-chamber view, rotating the multiplane
From the ME four-chamber view, rotating the multiplane angle forward to between 120 and 160 until the LVOT
angle forward to between 80 and 100 until the right ven- and AV come into the display develops the ME LAX view
tricle disappears from the image will develop the ME two- (Figure6, Video 3 [available at http://links.lww.com/AA/
chamber view (Figure5, Video 2 [available at http://links. A579]). Visualized structures include the left atrium, MV,
lww.com/AA/A578]). Structures seen in the image include left ventricle, LVOT, AV, and proximal ascending aorta.
the left atrium, MV, left ventricle, and left atrial appendage. This view offers diagnostic information regarding chamber
Diagnostic information obtained from this view includes volume and function, MV and AV function, LVOT pathol-
global and regional LV function, MV function, and regional ogy, and regional assessment of the left ventricle. The basal
assessment of the LV anterior and inferior walls. The basal inferolateral and mid inferolateral wall segments are per-
inferior and mid inferior wall segments are perfused by the fused by the RCA or LCX coronary artery, whereas the api-
RCA, whereas the apical inferior, apical cap, apical anterior, cal lateral, apical cap, apical anterior, mid anteroseptum,
and basal anteroseptum wall segments are perfused by the
LAD coronary artery (Figure4). Color flow Doppler can be
applied to the MV, LVOT, and AV to aid in the identification
of valvular pathology (regurgitation and/or stenosis).

Figure 4. Typical distributions of the RCA, the LAD coronary artery,


and the circumflex (CX) coronary artery from transesophageal views
of the left ventricle. The arterial distribution varies among patients.
Some segments have variable coronary perfusion. Modified with per-
mission from Lang et al.71 Video 2. Available at http://links.lww.com/AA/A578.

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Basic Perioperative Transesophageal Echocardiography Examination

Figure 6. ME LAX view. AL, Anterior leaflet of the MV; LA, left atrium;
LV, left ventricle; PL, posterior leaflet of the MV; RV, right ventricle. Figure 7. ME ascending aortic LAX view. Ao, Aorta.

ME Ascending Aortic LAX View


Withdrawing the probe from the ME LAX view allows Figure9, Video 6 [available at http://links.lww.com/AA/
imaging of the LAX of the ascending aorta (Figure7, Video A581]). The AV cusps should be clearly identified. For a
4 [available at http://links.lww.com/AA/A580]). The right trileaflet valve, the left coronary cusp should be posterior
pulmonary artery (PA) is adjacent to the esophagus and and on the right side of the image. The noncoronary cusp is
posterior to the ascending aorta. When the image is cen- adjacent to the IAS. The right coronary cusp is anterior and
tered on this structure, counterclockwise rotation results in adjacent to the RVOT. Color flow Doppler can be applied
LAX imaging of the main PA and the pulmonic valve (PV). over the AV to aid in identifying aortic regurgitation.
Because the LAX of the PA is parallel to the insonation beam,
this is an optimal view for pulsed-wave or continuous-wave ME RV Inflow-Outflow View
Doppler of the RVoutflow tract (RVOT) or PV. Proximal pul- From the ME ascending aortic SAX view, the probe is
monary emboli can sometimes be seen from this view. advanced and turned clockwise to center the TV in the view,
while the multiplane angle is rotated forward to between 60
ME Ascending Aortic SAX View and 90 until the RVOT and the PV appear in the display, indi-
From the image of the main PA, rotating the multiplane angle cating the ME RV inflow-outflow view (Figure10, Video 7
back to 20 to 40 images the bifurcation of the PA, the SAX [available at http://links.lww.com/AA/A582]). Structures
view of the ascending aorta, and the SAX view of the supe- seen in this view include the left atrium, right atrium, TV,
rior vena cava (ME ascending aortic SAX; Figure8, Video 5 right ventricle, PV, and proximal (main) PA. The RV free wall
[available at http://links.lww.com/AA/A583]). Structures is visualized on the left of the display, while the RVOT is on
seen in this view include the proximal ascending aorta, the right. This view offers diagnostic information regard-
superior vena cava, PV, and proximal (main) PA. Proximal ing RV volume and function and TV and PV function. Color
pulmonary emboli can sometimes be seen from this view. flow Doppler can be applied to the TV and PV to aid in the
identification of valvular pathology (insufficiency or steno-
ME AV SAX View sis). If a parallel Doppler beam alignment with the tricuspid
Advancing the probe from the ME ascending aortic SAX
view results in SAX imaging of the AV (ME AV SAX;

Video 3. Available at http://links.lww.com/AA/A579. Video 4. Available at http://links.lww.com/AA/A580.

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E Special article

Figure 8. ME ascending aortic SAX view. Ao, Aorta; SVC, superior Figure 9 ME AV SAX view. LA, Left atrium; LCC, left coronary cusp;
vena cava. NCC, noncoronary cusp; RA, right atrium; RCC, right coronary cusp.

regurgitation color jet is possible, the RV systolic pressure Color Doppler of the IAS, including the use of a lower
can be estimated using the modified Bernoulli equation: Nyquist limit setting, may be used to assess the presence of
a low-velocity interatrial shunt. Agitated saline may also be
RV systolic pressure=4(tricupid regurgitation peak velocity injected after the administration of a Valsalva maneuver for
jet)2 + central venous pressure further documentation of a right-to-left component.
where central venous pressure is measured using a central
venous line or is estimated. RV systolic pressure equals PA TG Midpapillary SAX View
systolic pressure if there is no pulmonary stenosis, which is From the ME four-chamber view (at 0), the probe is
easily excluded by TEE. If a parallel Doppler beam align- advanced into the stomach and anteflexed to come in con-
ment is not possible, significant underestimation of the jet tact with the gastric wall. The multiplane angle should
velocity will occur, resulting in underestimation of RV sys- remain at 0. Proper positioning requires a two-step pro-
tolic pressure. cess. First, probe depth is manipulated until the postero-
medial papillary muscle comes into view at the top of
ME Bicaval View the image display. Visualization of the MV leaflet chords
From the ME RV inflow-outflow view, the multiplane angle indicates that the probe should be advanced, whereas not
is rotated forward to 90 to 110 and the probe is turned clock- visualizing any papillary muscles indicates that the probe
wise to the ME bicaval view (Figure11, Video 8 [available at is too deep and should be withdrawn. Once the postero-
http://links.lww.com/AA/A583]). From this view, cathe- medial papillary muscle is in view, visualization of the
ters or pacing wires entering the right atrium from the supe- anterolateral papillary muscle is optimized by varying
rior vena cava are well imaged. Structures seen in the view the degree of anteflexion. If MV leaflet chords are seen,
include the left atrium, right atrium, right atrial appendage, anteflexion should be decreased, whereas not visualizing
and IAS. Motion of the IAS should be observed because atrial any papillary muscles indicates that anteflexion should be
septal aneurysms are associated with interatrial shunts. increased.

Video 5. Available at http://links.lww.com/AA/A586. Video 6. Available at http://links.lww.com/AA/A581.

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Basic Perioperative Transesophageal Echocardiography Examination

Figure 10. ME RV inflow-outflow view. LA, Left atrium. Figure 11. ME bicaval view. IVC, Inferior vena cava; LA, left atrium;
SVC, superior vena cava; RA, right atrium.
The TG midpapillary SAX view provides significant diag-
nostic information and can be extremely helpful in hemody- immediately adjacent to the esophagus in the mediastinum.
namically unstable patients (Figure 12, Video 9 [available The descending aorta is visualized by turning the probe to
at http://links.lww.com/AA/A584]). LV volume status, the left from the ME four-chamber view until the descend-
systolic function, and regional wall motion can be obtained ing thoracic aorta comes into the display. The SAX view of
in this view. This is the only view in which the myocardium the aorta is obtained at a multiplane angle of 0 (Figure13,
supplied by the LAD coronary artery, LCX coronary artery, Video 10 [available at http://links.lww.com/AA/A585]),
and RCA can be seen simultaneously (Figure4). The inferior while the LAX view is obtained at a multiplane angle
wall segment is perfused by the RCA. of approximately 90 (Figure 14, Video 11 [available at
The inferoseptum is perfused by either the RCA or the http://links.lww.com/AA/A587]). Image depth should be
LAD coronary artery. The anteroseptum and anterior wall decreased to enlarge the size of the aorta and the focus set
segments are perfused by the LAD coronary artery. The to be in the near field. Finally, gain should be increased in
anterolateral wall segment is perfused by either the LAD the near field to optimize imaging. While keeping the aorta
coronary artery or the LCX coronary artery. Finally, the in the center of the image, the probe can be advanced and
inferolateral wall segment is perfused by either the RCA or withdrawn to image the entire descending aorta. Because
the LCX coronary artery.17 The development of a new wall there are no internal anatomic landmarks in the descending
motion abnormality in one of these regions could indicate aorta, describing the location of pathology may be difficult.
myocardial ischemia. A pericardial effusion can be seen as a One approach to this problem is to identify the location in
distinctive echo-free space separating the epicardium from terms of distance from the left subclavian artery and the loca-
the pericardium. The ability to simultaneously monitor and tion in the vessel wall relative to the esophagus. For follow-
acquire all of this information makes the TG midpapillary up examinations, the distance of the probe from the incisors
SAX view very popular for intraoperative monitoring. should be reported. This view offers diagnostic informa-
tion about aortic pathology, including aortic diameter, aor-
Descending Aortic SAX and LAX Views tic atherosclerosis, and aortic dissection. Additionally, if
Imaging of the descending thoracic aorta during a basic left pleural fluid is present, this view offers visualization
PTE examination is easily performed, because the aorta is of the fluid in the far field. A right pleural effusion may be

Video 7. Available at http://links.lww.com/AA/A582. Video 8. Available at http://links.lww.com/AA/A583.

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Figure 13. Descending aortic SAX view.


Figure 12. TG midpapillary SAX view. ALP, Anterior lateral papillary
muscle; PMP, posterior medial papillary muscle.
making. Incidental findings play a large role in this impact
and can significantly influence the surgical procedure and
imaged by turning the probe further clockwise to image the outcome.9,2235
right chest.
Global and Regional LV Function
INDICATIONS Determination of global LV systolic function is one of the
The ASA practice guidelines recommend appropriate- most common indications of a basic PTE examination.
ness criteria for performing basic and advanced PTE echo- Several techniques for acquiring quantitative measures of
cardiography in the context of the condition of the patient, global LV systolic function have been well described and
the risks of the procedure, and the specific circumstances. are beyond the scope of this document.17 Nonetheless, most
These same ASA practice guidelines recommend basic PTE basic echocardiographers rely on qualitative, visual estima-
echocardiography when the nature of the planned surgery tion of systolic function. This method of determination is
or the patients known or suspected cardiovascular pathol- far from precise but allows a basic echocardiographer to
ogy might result in severe hemodynamic, pulmonary, or identify those patients who might benefit from inotropic
neurologic compromise. In addition, when available, basic therapies. Multiple publications support the use of TEE
PTE echocardiography should be used when unexplained in patients with severe hemodynamic disturbances and
life-threatening circulatory instability persists despite cor- unknown ventricular function.26,27,30 Regional wall motion
rective therapy.7,1821 The goals of a basic PTE examination in analysis using a 17-segment wall motion score described in
a patient with hemodynamic instability include early diag- the ASE guidelines17 can be performed using the ME four-
nosis of the etiology of hypotension despite the use of ino- chamber, ME two-chamber, and ME LAX views. However,
tropic and vasoactive support and guidance of therapeutic visualization of 6 midpapillary segments from the TG mid-
interventions to treat the underlying cause. Failure to take papillary SAX view may suffice and has been shown to
early corrective action may lead to end-organ damage and have prognostic importance.36
perioperative mortality. Multiple reports in the literature The TG midpapillary SAX view provides significant
support the use and delineate the impact of transesophageal diagnostic information pertaining to regional and global
echocardiographic guidance and intraoperative decision ventricular function in the hemodynamically unstable

Video 9. Available at http://links.lww.com/AA/A584. Video 10. Available at http://links.lww.com/AA/A585.

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Basic Perioperative Transesophageal Echocardiography Examination

Figure 14. Descending aortic LAX view. Video 11. Available at http://links.lww.com/AA/A587.

wall stress, even in patients with LV wall motion abnormali-


patient. However, it is the recommendation of the writing com- ties.40 Compared with baseline imaging, measurements of
mittee that a physician trained in basic PTE echocardiography LVend-diastolic area can be used as an indirect measure-
also use the ME four-chamber, ME two-chamber, and ME LAX ment of LV preload40,41 and can be used to monitor response
views for a more comprehensive evaluation and for monitoring of to fluid therapy.42 Compared with the more invasive PA
global and regional LV function. catheterization, TEE has been shown to provide a better
index of LV preload in patients with normal LV function.43-45
RV Function More advanced Doppler-derived data can also be obtained,
Several techniques for acquiring quantitative measures but this is time-consuming, requires advanced training,
of global RV systolic function have been well described.17 and may have limited accuracy in anesthetized patients.42
Nonetheless, most basic echocardiographers rely on a quali- Relative changes between baseline status and the critical
tative, visual estimation of systolic function. Evaluation of event, however, remain useful in detecting acute changes
RV function should be routinely performed when assess- in LV preload.
ing hypotensive patients. For example, patients undergoing The use of basic PTE echocardiography as a moni-
liver transplantation are at increased risk for hypotension tor includes both intermittent acquisition of images and
secondary to RV failure.37 Patients presenting for liver ongoing live imaging, particularly related to the TG
transplantation with pulmonary hypertension have addi- midpapillary SAX view. A certified echocardiographer
tional risk for RV dysfunction secondary to acute changes (basic or advanced) must be involved in the evaluation
in pulmonary pressures associated with volume shifts and of images and its use to effect changes in management,
acid base disturbances during transplantation.38 Use of whether it be used to direct volume resuscitation or pres-
basic PTE echocardiography in this population allows rapid sor administration. It is outside the scope of practice for
determination of cardiac status and therapeutic advan- other individuals participating in patient management to
tages over invasive monitoring alone. Wax et al.39 showed interpret the basic PTE images and direct therapy, but it
TEE to be safe and effective in the liver transplantation is reasonable for these individuals to request interpreta-
population despite the presence of esophageal disease and tion and management guidance from anesthesiologist
coagulopathies. echocardiographers.
It is the recommendation of the writing committee that a phy- It is the recommendation of the writing committee that a phy-
sician trained in basic PTE echocardiography evaluate the right sician trained in basic PTE echocardiography use the TG midpap-
ventricle in cases of refractory hypotension and that basic PTE illary SAX view to monitor and guide a hypovolemic patients
monitoring be considered for patients at high risk for RV dys- response to fluid and blood component therapy.
function, in particular those patients undergoing nonthoracic
procedures in whom direct inspection of the right ventricle is not Basic Valvular Lesions
possible. Practitioners of basic PTE echocardiography need familiar-
ity with basic valvular lesions. This includes knowledge of
Hypovolemia color flow Doppler assessment of valvular regurgitation for
Hypovolemia is a common cause of hemodynamic insta- the AV, MV, TV, and PV. Although specific semiquantitative
bility in the perioperative period. The most common echo- assessments do not have to be obtained, differentiation of
cardiographic parameters used to diagnose hypovolemia mild from moderate versus severe degrees of insufficiency
are LV end-diastolic diameter and LVend-diastolic area should be possible with visual inspection of regurgitant
obtained in the TG midpapillary SAX view. In an emer- jet area within the receiving chamber and vena contracta
gent setting, a transesophageal echocardiographic probe width. Caution should be used when assessing the severity
can be placed quickly and provides real-time assessment of of eccentric jets. The mechanism of any regurgitant jet may
LV cavity size. Acute blood loss causes changes in LVend- require consultation with a physician with advanced PTE
diastolic area, PA occlusion pressure, and LVend-diastolic capabilities. Rapid assessment of possible stenotic valvular

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E Special article

lesions can be made by visualizing leaflet motion and using echocardiography allows the detection of right-to-left shunts.
continuous-wave Doppler through the valve in any imag- Diagnosis of a shunt may influence the operative team to
ing plane in which blood flow is parallel to the interrogating avoid the sitting position in this patient population, because
continuous-wave Doppler beam. these patients are prone to paradoxical embolisms.54,5658
Complete assessment of valvular regurgitant and ste- Previously recommended training objectives for basic PTE
notic lesions is outlined in multiple ASE guideline docu- training included the requirement for knowledge of the echocar-
ments.46,47 The assessment of prosthetic value function diographic presentations of air embolization.4 It is the recommen-
should be performed by a physician with advanced PTE dation of the writing committee that a physician trained in basic
knowledge. It is the recommendation of the writing commit- PTE echocardiography use a complete basic PTE examination
tee that a physician trained in basic PTE echocardiography use to identify patients at risk for right-to-left shunts and be able to
the complete basic PTE examination to qualitatively delineate detect the early entrainment of intracardiac air.
valvular regurgitation and/or stenosis. However, if the valve
lesion is considered severe, or if comprehensive quantifica- Pericardial Effusion and Thoracic Trauma
tion is required to ultimately determine the need for interven- Echocardiography plays an integral part in the evaluation
tion, a consultation with an advanced PTE echocardiographer of trauma involving the thoracic cavity. In trauma, rapid
is necessary to confirm the severity and etiology of the valve diagnosis and intervention are crucial to optimizing patient
pathology. outcomes. The value of ultrasonography has long been rec-
ognized in the trauma literature,26,5961 as it is now part of the
Focused Assessment With Sonography in Trauma examina-
Pulmonary Embolism (PE)
Both surgery and trauma pose an increased risk for PE. tion.62 Similarly, TEE offers a mobile diagnostic tool that
Thus, anesthesiologists may be responsible for both PE provides a rapid, accurate diagnosis of pericardial effusions,
traumatic aortic injuries, and cardiac contusions.26 Both
diagnosis and treatment. Although TEE is not the gold
physical trauma (blunt or penetrating thoracic trauma) and
standard for PE diagnosis, it compares well with computed
iatrogenic trauma (during invasive procedures) can result
tomography when the PE is acute and central.48,49 Moreover,
in the accumulation of a pericardial effusion. If the effusion
TEE is often readily available to anesthesiologists, and its
accumulates rapidly, hemodynamic instability may ensue,
use does not interfere with ongoing surgery. The sensitivity
and TEE can facilitate treatment with pericardiocentesis.
of two-dimensional TEE to diagnose a PE by direct visual-
Many publications support the use of TEE for traumatic
ization of a thrombus in the PA is actually quite low,50 but
aortic injury given the safety, portability, and high diagnos-
studies using TEE to diagnose hemodynamically signifi-
tic accuracy of this modality.6269 Nonetheless, it is important
cant PEs have shown far better diagnostic sensitivity.48,49,51
to keep in mind that visualization of the distal ascending
Echocardiographic findings consistent with acute PE
aorta and aortic arch are quite limited via TEE. Diagnosis of
include signs of RV dysfunction (e.g., RV dilation, RV hypo-
cardiac contusions may also be difficult and limited in that
kinesis)52 and atypical regional wall motion abnormalities
there is no one diagnostic test for this condition. When used
of the RV free wall.53 in conjunction with transthoracic echocardiography, serial
In the opinion of the writing committee, the echocardiographic electrocardiography, and serial myocardial enzyme assess-
diagnosis of a PE using direct evidence often requires advanced ment, TEE provides valuable diagnostic information.60,7076
PTE skills. In addition, previously recommended cognitive and However, caution should be used with TEE probe place-
technical objectives for basic PTE training have not included PE.4 ment and manipulation because of a potential coexisting
However, it is the recommendation of the writing committee that esophageal or cervical spine injury.
a physician trained in basic PTE echocardiography at least be able Previously recommended training objectives for basic PTE
to use the ME four-chamber, ME ascending aortic SAX, and ME training included the requirement for knowledge of the echocar-
RV inflow-outflow views to identify indirect echocardiographic diographic manifestations of pericardial effusions and lesions of
findings consistent with a PE, such as the presence of thrombus the great vessels as appropriate cognitive skills.4 Thus, it is the
and/or signs of RV dysfunction, before the initiation of treatment. recommendation of the writing committee that a physician trained
in basic PTE echocardiography use a complete basic PTE exami-
Neurosurgery: Air Embolism nation to demonstrate signs consistent with a pericardial effusion,
Venous air embolism (VAE) is a common occurrence during aortic dissection, or cardiac contusion. However, once obtained,
craniotomies in the sitting position and has an incidence as except in emergency situations, a consult with an advanced PTE
high as 76%.54 Although the vast majority of VAEs are small echocardiographer is necessary to confirm the diagnosis and initi-
with little clinical significance, the sequelae of massive VAE ate appropriate surgical or medical therapy.
and paradoxical embolism across a patent foramen ovale can
be catastrophic. Thus, early detection and treatment are nec- Simple Congenital Heart Disease in Adults
essary. Basic PTE echocardiography offers the advantage of Transesophageal echocardiographic assessment of adult
providing both real-time data and a visual quantification of a patients with complex congenital heart disease usually
VAE. TEE is a more sensitive method for the detection of VAE requires a meticulous sequential evaluation that requires
than precordial Doppler. In fact, it is potentially too sensitive, the knowledge and experience of an advanced PTE echo-
in that TEE can detect hemodynamically insignificant micro- cardiographer. Although adult congenital heart lesions
bubbles.55 Nevertheless, detection of these microbubbles may have not previously been included within the scope of
alert the clinician to an insignificant problem that can easily basic cognitive echocardiographic skills,4 several basic con-
be addressed before it becomes significant. Last, basic PTE genital lesions may have an impact on intraoperative care

554
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Basic Perioperative Transesophageal Echocardiography Examination

(as discussed under Neurosurgery: Air Embolism) and followed by the written or electronic report as soon as the
should be recognized by a practitioner with basic PTE train- patients medical condition permits.
ing. A patent foramen ovale and/or secundum atrial septal The report should contain the following information2:
defect (ASD) is generally easily recognized via two-dimen-
sional and color flow Doppler imaging in the ME bicaval 1. the date and time of the study;
2. 
the name and hospital identification number of the
view as a defect in the central portion of the IAS and should
patient;
be considered in patients in whom there is high clinical
3. the patients date of birth, age and gender;
suspicion of an otherwise unexplainable right-to-left shunt
4. the indication for the study;
(hypoxia) or left-to- right shunt.77,78 However, an advanced
5. documentation of informed consent;
PTE echocardiographer should be consulted if further echo-
6. the names of the performing and interpreting physicians;
cardiographic interrogation of the entire IAS is warranted to
7. findings;
exclude more complex congenital lesion of the IAS, includ-
8. impression;
ing smaller secundum ASDs, primum ASDs, or more dif-
9. any known complications of the examination;
ficult to visualize sinus venous ASDs.77,78
10. the date and time the report was signed; and
Ventricular septal defects are classified on the basis of
11. the mode of archiving of the study.
their location (perimembranous, muscular, double com-
mitted outlet, inlet) or their pathophysiology (postinfarc-
tion) and can be associated with significant hemodynamic CONCLUSIONS
To date, a definitive document describing a basic PTE exam-
instability. Although a basic echocardiographer may per-
ination sequence that can be used by anesthesiologists for
form a basic PTE examination with two-dimensional and
the evaluation of perioperative hemodynamic instability in
color flow Doppler using the ME four-chamber, ME two-
surgical patients has not been available. Guidelines recom-
chamber, and ME AV LAX views to evaluate a patient for
mending a methodology for performing a basic PTE exami-
a ventricular septal defect, this writing committee believes
nation on the basis of a series of 11 anatomically referenced
that this type of diagnostic interrogation usually requires
cross-sectional images are described, along with applicable
advanced PTE skills. Thus, it is the recommendation of
clinical indications, to promote training in basic PTE echo-
the writing committee that a physician trained in basic
cardiography and consistency across patient populations
PTE echocardiography use a complete basic PTE exami-
and institutions.
nation to identify basic adult congenital heart disease as a
potential mechanism for right-to-left or left-to-right shunts
in a patient with unexplained hypoxia or hemodynamic NOTICE AND DISCLAIMER
instability. However, the echocardiographic diagnosis and This report is made available by the ASE and the SCA as a cour-
directed intervention for more complex adult congenital tesy reference source for members. This report contains rec-
ommendations only and should not be used as the sole basis
heart disease, including ventricular septal defects and less
to make medical practice decisions or for disciplinary action
commonly encountered ASDs, require consultation with an
against any employee. The statements and recommendations
advanced PTE echocardiographer.77,78
contained in this report are based primarily on the opinions
of experts, rather than on scientifically verified data. The ASE
MAINTENANCE OF COMPETENCE AND QUALITY and the SCA make no express or implied warranties regarding
ASSURANCE the completeness or accuracy of the information in this report,
After an anesthesiologist echocardiographer has obtained including the warranty of merchantability or fitness for a par-
basic PTE certification, he or she should continue to per- ticular purpose. In no event shall the ASE or the SCA be liable
form a minimum of 25 examinations per year to maintain to you, your patients, or any other third parties for any decision
his or her skills and competence level.4,5,79,80 Maintenance of made or action taken by you or such other parties in reliance
competence by regularly participating in local or national on this information. Nor does your use of this information con-
echocardiographic continuing medical education approved stitute the offering of medical advice by the ASE or the SCA or
conferences or training courses is strongly recommended. create any physician-patient relationship between the ASE or
Each basic PTE examination should be organized accord- the SCA and your patients or anyone else. E
ing to current professional standards regarding image acqui-
sition, image storage, and reporting.8 All hospital-based APPENDIX
ultrasound systems should allow for recording data onto a Members of the Council on Perioperative Echocardiography
media format that allows offline review and archiving. At Scott T. Reeves, MD, MBA, FASE, Chairman
a minimum, the initial basic PTE examination should be Madhav Swaminathan, MD, FASE, Vice Chairman
stored, and any changes resulting in therapeutic interven-
Kathryn E. Glas, MD, MBA, FASE, Immediate Past Chair
tions should be documented. The basic PTE examination
Mark S. Adams, BS, RDCS, FASE
should be documented as a paper or computer-generated
report. The written or computer-generated report of the Mary Beth Brady, MD, FASE
findings should be placed in the patients medical record as Alan C. Finley, MD
soon as possible, and no later than before leaving the oper- Rebecca T. Hahn, MD, FASE
ating room. If the patients medical condition requires emer- Marsha Roberts, RCS, RDCS, FASE
gent transfer to the intensive care unit or another location, David Rubenson, MD, FASE
an initial verbal reporting of the findings may be acceptable, Stanton K. Shernan, MD, FASE

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Doug Shook, MD, FASE 10. Hogue CW Jr, Lappas GD, Creswell LL, Ferguson TB Jr, Sample
Roman Sniecinski, MD, FASE M, Pugh D, Balfe D, Cox JL, Lappas DG. Swallowing dysfunc-
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Nikolaos J. Skubas, MD, FASE risk factors including intraoperative transesophageal echocar-
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Jennifer D. Walker, MD 11. Lennon MJ, Gibbs NM, Weightman WM, Leber J, Ee HC, Yusoff
IF. Transesophageal echocardiography-related gastrointestinal
Will S. Whitley, MD complications in cardiac surgical patients. J Cardiothorac Vasc
Anesth 2005;19:1415
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