Professional Documents
Culture Documents
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Basic Perioperative Transesophageal Echocardiography Examination
anatomy, physiology, and the surgical procedure is critical this document as a guideline for basic PTE certification.
to appropriate application. Because of the risks, technical The components of basic PTE training include independent
complexity, and potential impact of TEE on perioperative clinical experience, supervision, and continuing education
management, the basic PTE echocardiographer must be a requirements (Table2).
licensed physician. Previous guidelines have addressed the
cognitive knowledge and technical skills necessary for the BASIC PERIOPERATIVE TRANSESOPHAGEAL
successful use of PTE and are summarized in Table3.4-7 The EXAMINATION
NBEs Basic PTEeXAM knowledge base content outline is PTE is relatively safe and has been associated with mortal-
described in Table4. ity of <1 per 10,000 patients and morbidity of 2 to 5 per
1,000 patients.9-15 Probe manipulation, including position-
TRAINING ing, turning, rotation, and imaging planes, has previously
Cahalan et al.5 provided guidelines for components of been extensively described in the ASE comprehensive
basic and advanced training in 2002. The NBE relied on document.6
Prior guidelines developed by the ASE and the SCA have positions within the gastrointestinal tract (Figure 2): the
described the technical skills for acquiring 20 views in the ME level, the transgastric (TG) level, and the upper esopha-
performance of a comprehensive intraoperative multiplane geal level. This writing group also recognizes that current
transesophageal echocardiographic examination.6 The cur- advances in technology allow simultaneous multiplane
rent writing committee believes that although a basic PTE imaging of real-time images, which may reduce the acqui-
echocardiographer should be familiar with the technical sition time for the basic PTE examination views.16 It is the
skills needed to acquire these 20 views, it is nonetheless a expectation of the writing group that a complete basic PTE exami-
realistic expectation that a basic PTE examination focus on nation be performed on each patient as a standard examination.
encompassing the 11 most relevant views, which can pro- Once completed and stored, a more focused examination can be
vide anesthesiologists with the necessary information to used for monitoring and to track changes in therapy. As noted
use basic PTE echocardiography as a tool for diagnosing in prior guidelines, this writing group also recognizes that indi-
the general etiology of hemodynamic instability in surgical vidual patient characteristics, anatomic variations, pathologic fea-
patients. If complex pathology is anticipated or suspected tures, or time constraints imposed on performing the basic PTE
(e.g., valvular abnormality or aortic dissection), appropri- examination may limit the ability to perform every aspect of the
ate consultation with an advanced echocardiographer is examination and, furthermore, that there may be other entirely
indicated. Figure 1 demonstrates the ASE and SCA com- acceptable approaches and views of an intraoperative examina-
prehensive 11-view basic PTE examination. The basic PTE tion, provided they obtain similar information in a safe manner.6
examination starts in the midesophageal (ME) four-chamber
view. It is the expectation of this writing group that a basic ME Four-Chamber View
PTE examination can be performed using three primary The ME four-chamber view is obtained by advancing the
probe to a depth of approximately 30 to 35 cm until it is
Table 4 Basic PTE examination content outline immediately posterior to the left atrium (Figure3, Video 1
1. Patient safety considerations [available at http://links.lww.com/AA/A577]). Turning
2. Echocardiographic imaging: acquisition and optimization the probe to the left (counterclockwise rotation of the probe)
3. Normal cardiac anatomy and imaging plane correlation or to the right (clockwise rotation of the probe) is performed
4. Global ventricular function to center the mitral valve (MV) and left ventricle in the sec-
5. Regional ventricular systolic function and recognition of pathology tor display. The image depth is then adjusted to ensure
6. Basic recognition of cardiac valve abnormalities
7. Identification of intracardiac masses in noncardiac surgery
viewing of the left ventricular (LV) apex. The multiplane
8. Basic perioperative hemodynamic assessment angle should be rotated to approximately 10 to 20 until
9. Related diagnostic modalities the aortic valve (AV) or LV outflow tract (LVOT) is no longer
10. Basic recognition of congenital heart disease in adults in the display and the tricuspid annular dimension is maxi-
11. Surface ultrasound for vascular access mized. Because the apex is at a slightly inferior plane to the
Source: National Board of Echocardiography.80 left atrium, slight retroflexion may be required to align the
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Basic Perioperative Transesophageal Echocardiography Examination
Figure 1. Cross-sectional views of the 11 views of the ASE and SCA basic PTE examination. The approximate multiplane angle is indicated by
the icon adjacent to each view. Asc, Ascending; Desc, descending; UE, upper esophageal.
MV and LV apex. Required structures seen include the right the anterior and posterior leaflets of the MV, the TV septal
atrium, interatrial septum (IAS), left atrium, MV, tricuspid leaflet adjacent to the interventricular septum, to the right
valve (TV), left ventricle, right ventricle, and interventricu- of the sector display, and the TV posterior leaflet adjacent
lar septum. This view will allow the identification of both to the RV free wall, to the left of the display. Diagnostic
information regarding chamber volume and function, MV
and TV function, and assessment of global LV and right
ventricular (RV) systolic function and of regional LV infero-
septal and anterolateral walls can be determined. In the ME
four-chamber view (Figure 4), the basal anterolateral, mid
anterolateral, and apical lateral wall segments are perfused
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Basic Perioperative Transesophageal Echocardiography Examination
Figure 6. ME LAX view. AL, Anterior leaflet of the MV; LA, left atrium;
LV, left ventricle; PL, posterior leaflet of the MV; RV, right ventricle. Figure 7. ME ascending aortic LAX view. Ao, Aorta.
Figure 8. ME ascending aortic SAX view. Ao, Aorta; SVC, superior Figure 9 ME AV SAX view. LA, Left atrium; LCC, left coronary cusp;
vena cava. NCC, noncoronary cusp; RA, right atrium; RCC, right coronary cusp.
regurgitation color jet is possible, the RV systolic pressure Color Doppler of the IAS, including the use of a lower
can be estimated using the modified Bernoulli equation: Nyquist limit setting, may be used to assess the presence of
a low-velocity interatrial shunt. Agitated saline may also be
RV systolic pressure=4(tricupid regurgitation peak velocity injected after the administration of a Valsalva maneuver for
jet)2 + central venous pressure further documentation of a right-to-left component.
where central venous pressure is measured using a central
venous line or is estimated. RV systolic pressure equals PA TG Midpapillary SAX View
systolic pressure if there is no pulmonary stenosis, which is From the ME four-chamber view (at 0), the probe is
easily excluded by TEE. If a parallel Doppler beam align- advanced into the stomach and anteflexed to come in con-
ment is not possible, significant underestimation of the jet tact with the gastric wall. The multiplane angle should
velocity will occur, resulting in underestimation of RV sys- remain at 0. Proper positioning requires a two-step pro-
tolic pressure. cess. First, probe depth is manipulated until the postero-
medial papillary muscle comes into view at the top of
ME Bicaval View the image display. Visualization of the MV leaflet chords
From the ME RV inflow-outflow view, the multiplane angle indicates that the probe should be advanced, whereas not
is rotated forward to 90 to 110 and the probe is turned clock- visualizing any papillary muscles indicates that the probe
wise to the ME bicaval view (Figure11, Video 8 [available at is too deep and should be withdrawn. Once the postero-
http://links.lww.com/AA/A583]). From this view, cathe- medial papillary muscle is in view, visualization of the
ters or pacing wires entering the right atrium from the supe- anterolateral papillary muscle is optimized by varying
rior vena cava are well imaged. Structures seen in the view the degree of anteflexion. If MV leaflet chords are seen,
include the left atrium, right atrium, right atrial appendage, anteflexion should be decreased, whereas not visualizing
and IAS. Motion of the IAS should be observed because atrial any papillary muscles indicates that anteflexion should be
septal aneurysms are associated with interatrial shunts. increased.
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Basic Perioperative Transesophageal Echocardiography Examination
Figure 10. ME RV inflow-outflow view. LA, Left atrium. Figure 11. ME bicaval view. IVC, Inferior vena cava; LA, left atrium;
SVC, superior vena cava; RA, right atrium.
The TG midpapillary SAX view provides significant diag-
nostic information and can be extremely helpful in hemody- immediately adjacent to the esophagus in the mediastinum.
namically unstable patients (Figure 12, Video 9 [available The descending aorta is visualized by turning the probe to
at http://links.lww.com/AA/A584]). LV volume status, the left from the ME four-chamber view until the descend-
systolic function, and regional wall motion can be obtained ing thoracic aorta comes into the display. The SAX view of
in this view. This is the only view in which the myocardium the aorta is obtained at a multiplane angle of 0 (Figure13,
supplied by the LAD coronary artery, LCX coronary artery, Video 10 [available at http://links.lww.com/AA/A585]),
and RCA can be seen simultaneously (Figure4). The inferior while the LAX view is obtained at a multiplane angle
wall segment is perfused by the RCA. of approximately 90 (Figure 14, Video 11 [available at
The inferoseptum is perfused by either the RCA or the http://links.lww.com/AA/A587]). Image depth should be
LAD coronary artery. The anteroseptum and anterior wall decreased to enlarge the size of the aorta and the focus set
segments are perfused by the LAD coronary artery. The to be in the near field. Finally, gain should be increased in
anterolateral wall segment is perfused by either the LAD the near field to optimize imaging. While keeping the aorta
coronary artery or the LCX coronary artery. Finally, the in the center of the image, the probe can be advanced and
inferolateral wall segment is perfused by either the RCA or withdrawn to image the entire descending aorta. Because
the LCX coronary artery.17 The development of a new wall there are no internal anatomic landmarks in the descending
motion abnormality in one of these regions could indicate aorta, describing the location of pathology may be difficult.
myocardial ischemia. A pericardial effusion can be seen as a One approach to this problem is to identify the location in
distinctive echo-free space separating the epicardium from terms of distance from the left subclavian artery and the loca-
the pericardium. The ability to simultaneously monitor and tion in the vessel wall relative to the esophagus. For follow-
acquire all of this information makes the TG midpapillary up examinations, the distance of the probe from the incisors
SAX view very popular for intraoperative monitoring. should be reported. This view offers diagnostic informa-
tion about aortic pathology, including aortic diameter, aor-
Descending Aortic SAX and LAX Views tic atherosclerosis, and aortic dissection. Additionally, if
Imaging of the descending thoracic aorta during a basic left pleural fluid is present, this view offers visualization
PTE examination is easily performed, because the aorta is of the fluid in the far field. A right pleural effusion may be
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Basic Perioperative Transesophageal Echocardiography Examination
Figure 14. Descending aortic LAX view. Video 11. Available at http://links.lww.com/AA/A587.
lesions can be made by visualizing leaflet motion and using echocardiography allows the detection of right-to-left shunts.
continuous-wave Doppler through the valve in any imag- Diagnosis of a shunt may influence the operative team to
ing plane in which blood flow is parallel to the interrogating avoid the sitting position in this patient population, because
continuous-wave Doppler beam. these patients are prone to paradoxical embolisms.54,5658
Complete assessment of valvular regurgitant and ste- Previously recommended training objectives for basic PTE
notic lesions is outlined in multiple ASE guideline docu- training included the requirement for knowledge of the echocar-
ments.46,47 The assessment of prosthetic value function diographic presentations of air embolization.4 It is the recommen-
should be performed by a physician with advanced PTE dation of the writing committee that a physician trained in basic
knowledge. It is the recommendation of the writing commit- PTE echocardiography use a complete basic PTE examination
tee that a physician trained in basic PTE echocardiography use to identify patients at risk for right-to-left shunts and be able to
the complete basic PTE examination to qualitatively delineate detect the early entrainment of intracardiac air.
valvular regurgitation and/or stenosis. However, if the valve
lesion is considered severe, or if comprehensive quantifica- Pericardial Effusion and Thoracic Trauma
tion is required to ultimately determine the need for interven- Echocardiography plays an integral part in the evaluation
tion, a consultation with an advanced PTE echocardiographer of trauma involving the thoracic cavity. In trauma, rapid
is necessary to confirm the severity and etiology of the valve diagnosis and intervention are crucial to optimizing patient
pathology. outcomes. The value of ultrasonography has long been rec-
ognized in the trauma literature,26,5961 as it is now part of the
Focused Assessment With Sonography in Trauma examina-
Pulmonary Embolism (PE)
Both surgery and trauma pose an increased risk for PE. tion.62 Similarly, TEE offers a mobile diagnostic tool that
Thus, anesthesiologists may be responsible for both PE provides a rapid, accurate diagnosis of pericardial effusions,
traumatic aortic injuries, and cardiac contusions.26 Both
diagnosis and treatment. Although TEE is not the gold
physical trauma (blunt or penetrating thoracic trauma) and
standard for PE diagnosis, it compares well with computed
iatrogenic trauma (during invasive procedures) can result
tomography when the PE is acute and central.48,49 Moreover,
in the accumulation of a pericardial effusion. If the effusion
TEE is often readily available to anesthesiologists, and its
accumulates rapidly, hemodynamic instability may ensue,
use does not interfere with ongoing surgery. The sensitivity
and TEE can facilitate treatment with pericardiocentesis.
of two-dimensional TEE to diagnose a PE by direct visual-
Many publications support the use of TEE for traumatic
ization of a thrombus in the PA is actually quite low,50 but
aortic injury given the safety, portability, and high diagnos-
studies using TEE to diagnose hemodynamically signifi-
tic accuracy of this modality.6269 Nonetheless, it is important
cant PEs have shown far better diagnostic sensitivity.48,49,51
to keep in mind that visualization of the distal ascending
Echocardiographic findings consistent with acute PE
aorta and aortic arch are quite limited via TEE. Diagnosis of
include signs of RV dysfunction (e.g., RV dilation, RV hypo-
cardiac contusions may also be difficult and limited in that
kinesis)52 and atypical regional wall motion abnormalities
there is no one diagnostic test for this condition. When used
of the RV free wall.53 in conjunction with transthoracic echocardiography, serial
In the opinion of the writing committee, the echocardiographic electrocardiography, and serial myocardial enzyme assess-
diagnosis of a PE using direct evidence often requires advanced ment, TEE provides valuable diagnostic information.60,7076
PTE skills. In addition, previously recommended cognitive and However, caution should be used with TEE probe place-
technical objectives for basic PTE training have not included PE.4 ment and manipulation because of a potential coexisting
However, it is the recommendation of the writing committee that esophageal or cervical spine injury.
a physician trained in basic PTE echocardiography at least be able Previously recommended training objectives for basic PTE
to use the ME four-chamber, ME ascending aortic SAX, and ME training included the requirement for knowledge of the echocar-
RV inflow-outflow views to identify indirect echocardiographic diographic manifestations of pericardial effusions and lesions of
findings consistent with a PE, such as the presence of thrombus the great vessels as appropriate cognitive skills.4 Thus, it is the
and/or signs of RV dysfunction, before the initiation of treatment. recommendation of the writing committee that a physician trained
in basic PTE echocardiography use a complete basic PTE exami-
Neurosurgery: Air Embolism nation to demonstrate signs consistent with a pericardial effusion,
Venous air embolism (VAE) is a common occurrence during aortic dissection, or cardiac contusion. However, once obtained,
craniotomies in the sitting position and has an incidence as except in emergency situations, a consult with an advanced PTE
high as 76%.54 Although the vast majority of VAEs are small echocardiographer is necessary to confirm the diagnosis and initi-
with little clinical significance, the sequelae of massive VAE ate appropriate surgical or medical therapy.
and paradoxical embolism across a patent foramen ovale can
be catastrophic. Thus, early detection and treatment are nec- Simple Congenital Heart Disease in Adults
essary. Basic PTE echocardiography offers the advantage of Transesophageal echocardiographic assessment of adult
providing both real-time data and a visual quantification of a patients with complex congenital heart disease usually
VAE. TEE is a more sensitive method for the detection of VAE requires a meticulous sequential evaluation that requires
than precordial Doppler. In fact, it is potentially too sensitive, the knowledge and experience of an advanced PTE echo-
in that TEE can detect hemodynamically insignificant micro- cardiographer. Although adult congenital heart lesions
bubbles.55 Nevertheless, detection of these microbubbles may have not previously been included within the scope of
alert the clinician to an insignificant problem that can easily basic cognitive echocardiographic skills,4 several basic con-
be addressed before it becomes significant. Last, basic PTE genital lesions may have an impact on intraoperative care
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Basic Perioperative Transesophageal Echocardiography Examination
(as discussed under Neurosurgery: Air Embolism) and followed by the written or electronic report as soon as the
should be recognized by a practitioner with basic PTE train- patients medical condition permits.
ing. A patent foramen ovale and/or secundum atrial septal The report should contain the following information2:
defect (ASD) is generally easily recognized via two-dimen-
sional and color flow Doppler imaging in the ME bicaval 1. the date and time of the study;
2.
the name and hospital identification number of the
view as a defect in the central portion of the IAS and should
patient;
be considered in patients in whom there is high clinical
3. the patients date of birth, age and gender;
suspicion of an otherwise unexplainable right-to-left shunt
4. the indication for the study;
(hypoxia) or left-to- right shunt.77,78 However, an advanced
5. documentation of informed consent;
PTE echocardiographer should be consulted if further echo-
6. the names of the performing and interpreting physicians;
cardiographic interrogation of the entire IAS is warranted to
7. findings;
exclude more complex congenital lesion of the IAS, includ-
8. impression;
ing smaller secundum ASDs, primum ASDs, or more dif-
9. any known complications of the examination;
ficult to visualize sinus venous ASDs.77,78
10. the date and time the report was signed; and
Ventricular septal defects are classified on the basis of
11. the mode of archiving of the study.
their location (perimembranous, muscular, double com-
mitted outlet, inlet) or their pathophysiology (postinfarc-
tion) and can be associated with significant hemodynamic CONCLUSIONS
To date, a definitive document describing a basic PTE exam-
instability. Although a basic echocardiographer may per-
ination sequence that can be used by anesthesiologists for
form a basic PTE examination with two-dimensional and
the evaluation of perioperative hemodynamic instability in
color flow Doppler using the ME four-chamber, ME two-
surgical patients has not been available. Guidelines recom-
chamber, and ME AV LAX views to evaluate a patient for
mending a methodology for performing a basic PTE exami-
a ventricular septal defect, this writing committee believes
nation on the basis of a series of 11 anatomically referenced
that this type of diagnostic interrogation usually requires
cross-sectional images are described, along with applicable
advanced PTE skills. Thus, it is the recommendation of
clinical indications, to promote training in basic PTE echo-
the writing committee that a physician trained in basic
cardiography and consistency across patient populations
PTE echocardiography use a complete basic PTE exami-
and institutions.
nation to identify basic adult congenital heart disease as a
potential mechanism for right-to-left or left-to-right shunts
in a patient with unexplained hypoxia or hemodynamic NOTICE AND DISCLAIMER
instability. However, the echocardiographic diagnosis and This report is made available by the ASE and the SCA as a cour-
directed intervention for more complex adult congenital tesy reference source for members. This report contains rec-
ommendations only and should not be used as the sole basis
heart disease, including ventricular septal defects and less
to make medical practice decisions or for disciplinary action
commonly encountered ASDs, require consultation with an
against any employee. The statements and recommendations
advanced PTE echocardiographer.77,78
contained in this report are based primarily on the opinions
of experts, rather than on scientifically verified data. The ASE
MAINTENANCE OF COMPETENCE AND QUALITY and the SCA make no express or implied warranties regarding
ASSURANCE the completeness or accuracy of the information in this report,
After an anesthesiologist echocardiographer has obtained including the warranty of merchantability or fitness for a par-
basic PTE certification, he or she should continue to per- ticular purpose. In no event shall the ASE or the SCA be liable
form a minimum of 25 examinations per year to maintain to you, your patients, or any other third parties for any decision
his or her skills and competence level.4,5,79,80 Maintenance of made or action taken by you or such other parties in reliance
competence by regularly participating in local or national on this information. Nor does your use of this information con-
echocardiographic continuing medical education approved stitute the offering of medical advice by the ASE or the SCA or
conferences or training courses is strongly recommended. create any physician-patient relationship between the ASE or
Each basic PTE examination should be organized accord- the SCA and your patients or anyone else. E
ing to current professional standards regarding image acqui-
sition, image storage, and reporting.8 All hospital-based APPENDIX
ultrasound systems should allow for recording data onto a Members of the Council on Perioperative Echocardiography
media format that allows offline review and archiving. At Scott T. Reeves, MD, MBA, FASE, Chairman
a minimum, the initial basic PTE examination should be Madhav Swaminathan, MD, FASE, Vice Chairman
stored, and any changes resulting in therapeutic interven-
Kathryn E. Glas, MD, MBA, FASE, Immediate Past Chair
tions should be documented. The basic PTE examination
Mark S. Adams, BS, RDCS, FASE
should be documented as a paper or computer-generated
report. The written or computer-generated report of the Mary Beth Brady, MD, FASE
findings should be placed in the patients medical record as Alan C. Finley, MD
soon as possible, and no later than before leaving the oper- Rebecca T. Hahn, MD, FASE
ating room. If the patients medical condition requires emer- Marsha Roberts, RCS, RDCS, FASE
gent transfer to the intensive care unit or another location, David Rubenson, MD, FASE
an initial verbal reporting of the findings may be acceptable, Stanton K. Shernan, MD, FASE
Doug Shook, MD, FASE 10. Hogue CW Jr, Lappas GD, Creswell LL, Ferguson TB Jr, Sample
Roman Sniecinski, MD, FASE M, Pugh D, Balfe D, Cox JL, Lappas DG. Swallowing dysfunc-
tion after cardiac operations. Associated adverse outcomes and
Nikolaos J. Skubas, MD, FASE risk factors including intraoperative transesophageal echocar-
Christopher A. Troianos, MD diography. J Thorac Cardiovasc Surg 1995;110:51722
Jennifer D. Walker, MD 11. Lennon MJ, Gibbs NM, Weightman WM, Leber J, Ee HC, Yusoff
IF. Transesophageal echocardiography-related gastrointestinal
Will S. Whitley, MD complications in cardiac surgical patients. J Cardiothorac Vasc
Anesth 2005;19:1415
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