Professional Documents
Culture Documents
of the Literature
Author(s): K. J. Topping
Source: Higher Education, Vol. 32, No. 3 (Oct., 1996), pp. 321-345
Published by: Springer
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Higher Education 32: 321-345, 1996. 321
? 1996 KluwerAcademic Publishers. Printedin the Netherlands.
K.J.TOPPING
Centrefor PairedLearning,PsychologyDepartment,Universityof Dundee, Dundee DDI
4HN, Scotland
Researchonteachingandlearninginfurtherandhighereducationis muchless
voluminousthanthaton teachingandlearningin schools.Whiletherehave
beena numberof booksonthetopicof adultlearning(e.g.Rogers1977,Lovell
1980,Gibbs1981,Tight1983,Brookfield1983,EntwistleandRamsden1983,
MartonHounsellandEntwistle1984,Ramsden1986,RichardsonEysenck
andPiper1987,MerriamandCaffarella1991,Laurillard1993, Sutherland
1996),boththe quantityandqualityof researchin this areais surprisingly
limited,consideringthe vastresourcesexpendedon thetertiarysector.
However,thequalityandcost-effectiveness of teachingandlearningin the
sectorare increasinglyunderthe microscope.Therehas long beenconcern
thattraditional curricula,deliveredandassessedin traditional
ways,promote
a surfaceapproachto learningratherthana deeporevena strategicapproach
(Entwistle1992).Teachingqualityassessmentexercisesconsistentlyresultin
criticismof departments forfailingtopromotethedevelopment of transferable
skillsin theirstudents(Barnett1992,Ellis 1993).At thesametime,increased
studentnumberscoupledwithreducedresourceshaveoftenresultedin larger
class sizes, thusencouraginga reversionto a traditionallecturingstyle of
deliveryanda reductionin smallgroupandtutorialcontact- in short,less
interactiveteachingandlearing.
Thedualrequirement to improveteachingqualitywhile doingmorewith
less' has recentlyincreasedinterestin peer tutoringin higherand further
education.However,it wouldbe unwiseto seize upon peer tutoringas a
universal,undifferentiated and instantpanacea.Differentformatsof peer
322
Definitionsand typology
participativelearning,immediatefeedback,swift prompting,loweredanxiety
with correspondinglyhigherself-disclosure,and greaterstudentownershipof
the learningprocess. The 'pupil/teacher'ratio is much reducedand engaged
time on task increased. Opportunitiesto respond are high, and opportuni-
ties to make errorsand be corrected similarly high. In addition to imme-
diate cognitive gains, improvedretention,greatermeta-cognitiveawareness
and better application of knowledge and skills to new situations have been
claimed. Motivationaland attitudinalgains can include greatercommitment,
self-esteem, self-confidence and empathy with others. Much of this links
with work on self-efficacy and motivatedlearning(Schunk 1987), leading to
the self-regulation of learningand performance(Schunk and Zimmermann
1994). Modelling and attributionalfeedback are importanthere - perhaps
peer tutoring can go some way towardscombating the dependency culture
associated with superficiallearning.From a social psychological viewpoint,
social isolation might be reduced,the functionalityof the subject modelled,
and aspirationsraised,while combatingany excess of individualisticcompe-
tition between students.Moust and Schmidt (1994a) found that studentsfelt
peer tutorswere betterthanstaff tutorsat understandingtheirproblems,were
more interested in their lives and personalities,and were less authoritarian,
yet more focused on assessment. Economic advantages might include the
possibility of teaching more studentsmore effectively, freeing staff time for
otherpurposes.Politically, peer tutoringdelegates the managementof learn-
ing to the learners in a democraticway, seeks to empower students rather
thande-skill them by dependencyon imitationof a masterculture,and might
reduce studentdissatisfactionand unrest.
Peer tutoringcan have disadvantages,however (Greenwood et al. 1990).
Establishing it does consume organisationaltime in designing and effecting
appropriatepeer selection and matching, and it may also necessitate some
adaptationto curriculummaterials.Certainlythe requirementsfor training
studentsin teaching and learningskills are greater,althoughit can be argued
that peer tutoringmerely serves to bringto the surface needs that traditional
teaching tends to overlook. All these may involve increased costs in the
short term, with a view to reducedcosts and/or greatereffectiveness in the
medium and long term. The quality of tutoringfrom a peer tutor may be a
good deal inferior to that from a professionalteacher (although this should
not be assumed), and the need for monitoringand quality control cannot be
overstated.This also significantlyconsumes time and resources. Likewise,
the tutor'smasteryof the contentof tutoringis likely to be less than that of a
professionalteacher,so curriculumcontentcoverage in peer tutoringmay be
much morevariable.Forthese reasons,projectco-ordinatorsmay experiment
326
initiallywithpeertutoringforconsolidation andpractice,ratherthanthefirst
learningof new material,utilisingit on a smallscalewithsuitabletopics.
SupplementalInstruction
Anotherwell known'brandname',Supplemental Instruction
aimsto reduce
drop-out rate and usuallytargetshigh risk courses ratherthanhighriskstu-
dents.It is often used in courseswithnew anddifficultcontent,a predomi-
nanceof lecturesandlow ratesof interactive teaching,andwhereassessment
andmonitoringarerelativelyinfrequent. It operateson a cross-agebasiswith
one 'leader'workingwithseveraltutees.Originated attheUniversityof Mis-
souriat KansasCity (UMKC)in 1975, it has come to be offeredto almost
halfof thefirstyearstudentsin its hostinstitution. Over300 institutions have
beentrainedto use SI in the USA andmorethan15 institutionsnowuse SI
or somevariantthereofin the UK.Leadersaretrainedto 'model,adviseand
facilitate'ratherthandirectlyaddresscurriculum content.Theyhavealways
previouslycompleted the same course as the tutee,andusuallyagainattend
thetutees'lectures.
MartinandArendale(1990)reporta controlledstudyof SI at UMKC.The
drop-outrate halved,the averagecoursegradewas 0.5 to 1.0 higherand
graduationoutcomeswere 12.4%higher.The NationalCentrefor Supple-
mentalInstruction (1994) reviewedevidencefortheeffectivenessof SI from
UMKCandotheruniversitiesin theUSA.In UMKCdatafrom14 successive
academicyears,involving295 coursesand 11,855SI participants, indicat-
ed statisticallysignificantdifferencesin gradesfor participants comparedto
non-participants, even when initial(pre-SI) academic performancewascon-
331
trolled.Therewas widespreadevidenceof effectivenessacrossthe whole
abilityrange.SI participation was also associatedwithhigherre-enrolment
ratesandgraduation rates.Similardatawerereportedfrom 146 otherinsti-
tutions,involving2875coursesand298,629SI participants (see also Martin,
BlancandDeBuhr1983,MartinandArendale1992).
KenneyandKallison(1994)reporttwostudiesof SI inMathematics cours-
es, usingcomparable and
participant non-participant groups. studyfound
One
significantdifferencesfavouringthe SI group,theotherfoundno difference.
In bothstudiestherewasevidenceof low abilitystudentsresponding dispro-
portionately well to SI. and
Bridgham Scarborough (1992) used a regression
modelto predictmedicalstudents'expectedfinaloutcomesfromtheirentry
level, findinga subsequentstatisticallysignificant'over-achievement' for SI
participants. Average SI effectsize was between one thirdand one half of a
standard deviationin finaltestscores.
Researchin the UK was reportedby Rye, WallaceandBidgood(1993),
Wallace(1993), Rust(1993), Rustand Wallace(1994), Healy(1994) and
Bidgood(1994). Wallace(1993) reportedthat levels of attendanceat SI
sessions werecorrelatedwith finalcoursemarks.However,furtherdetails
werelacking.Rust(1993) reportedthatthe courseworkmarksof SI tutees
wereon average5%higherif theyhadattended2 or moresessions,although
the SI tutees were far frombeing modelstudents.This improvement was
modestandagaindetailswerelacking.
Healy(1994)reportedimproved performance inannualexamination results
of SI studentsas well as reductionsin dropoutrates,coupledwithenhanced
communication andothertransferable skillsanda deeperunderstanding of the
principles of the curriculum areain question (engineering).However, as the
groups were self selected, comparability was doubtful,and no control group
wasused.Healy(1994)notedtheneedforlongertermfollowupof SIeffects.
Morepersuasively, Bidgood(1994)reported thatend-of-yearcoursework and
examinationmarksin two successiveyearsof a computersciencecourseat
KingstonUniversitywerestatisticallysignificantlybetterfor SI participants
thanfornon-participants withequivalent entryqualificationsandstart-of-year
marks.SI studentsdidnotfigurein failureor resitlists.
It has been claimedthatSI in the UK has also demonstrated improved
gradesfor SI leaderscomparedto non-participants, as well as gainsin self
confidenceand communication skills, but detailsof the data are difficult
to find. In the USA SI leadersare usuallypaid,whereasthis is muchless
frequent in the UK. A relateddevelopment is the establishmentof faculty-
widecross-yearsmall-group'StudentSupportedLearning',withmanyof the
featuresof SI butmuchmorefocuson gainsforthetutors,whoareunpaidbut
332
receivecreditsin a courseaccreditation
transferschemefortheirparticipation
(Topping,Simpson, Thompson, and Hill 1996).
Same-yeardyadicfixed-roletutoring
Moreinnovative(andperhapseasierto organise)is tutoringbetweenpairs
(dyads)in the sameyearof study,i.e. at the samepointin the course,where
one memberretainsthe roleof tutorthroughout. Sevenstudies,someof con-
siderableage,havefocusedon achievement gainsresultingfromthispractice.
The classic studiesby Annis(1983) andBenwareandDeci (1984) referred
to earlierwereexamplesof this format.Rosen,PowellandSchubot(1977)
workedwithsamegenderpairsin whichthe tutorswereeithermore,less or
equallycompetentthanthetutees.Also,forhalfof theparticipants, roleswere
reciprocated halfwaythroughtheproject.Subjectsreceivedonly 20 minutes
of trainingand48 out 90 pairsdid not supplyfull data.Outcomemeasures
included20 item pre- andpost-testsand satisfactionquestionnaires. There
was some evidencethe changingrole from tutee to tutorwas associated
withan improvement Therewasalsoan indicationthatpair-
in achievement.
ing with someone of greater equalabilitywas associatedwith a greater
or
achievement.
FremouwandFeindler(1978) studiedthe effectivenessof dyadicsame-
year tutoringin contrastwith thatof tutorialsin groupsof nine led by a
professionalfacultymember.The peer tutorswere given some additional
contenttraining.Two controlgroupswere used, one given equalattention
of a differentsortandanothera non-participant waitinglist group.Thepeer
tutoredgroupachievedoutcomesas goodas theprofessionally tutoredgroup.
A studyin Esperantoteachingwasreportedby McKellar(1986).Tutorswere
trainedin newmaterialandstudyguideswereprovidedto supportthetutoring.
High accountabilitywas inbuilt,since post-testtutorandtuteescoreswere
combinedas a performanceindicator.The researchers foundthatthe more
tutorsgave information,the higherwas the tutorscoreandcombinedtutor
andtutee score.High scoreswerealso associatedwith the tuteeaskingfor
clarificationandaskingfor the mainpointsto recall.However,wheretutors
gave wronginformation,this was associatedwith reducedscoresfor both
tutorand tutee. The tutorsimply askingif the tuteeunderstoodwas also
associatedwithpoorerscores.
Two studiesin Edinburghare reportedby Falchikov(1990). One study
allocatedparticipants randomlyto tutor/tuteeandstudyaloneconditions,but
foundno significantdifferencesin achievementbetweenthese conditions.
Althoughsome tutorsreportedsubjectiveperceptionsthatthey hadgained
morefromtutoringthantheywouldhavedonefromindependent study,some
333
tutees reported lacking confidence in their tutors. As in the Rosen (1977)
study, it appearsthat randomallocationcan create its own problems. In the
second study,following tutoringsome participantsbecametutees again while
some became tutors.Althoughthere was less global satisfactionat role rep-
etition, some tutees expressedmoreconfidence in theirtutors.No significant
differences in achievement were found as a function of role repetition or
non-repetition,but attritionat post-testwas high.
In summary,most of the studiesof dyadicsame-yearfixed-rolepeer tutoring
have not comparedthe procedureto an alternativeprocedure,but considered
organisationalvariationswithin the procedureand their relationshipto out-
comes. However,one study(FremouwandFeindler 1978) showed this format
of peer tutoringto be as effective as small group tutoringby a professional,
two studies that it was more effective than independentstudy, but one study
found no difference. The literaturedemonstratesthe side-effects of random
allocation to conditions and the potential problem of 'the blind leading the
blind.'
Same-yeardyadicreciprocalpeer tutoring
Dyadiccross-yearfixed-rolepeer tutoring
This formatis reportedin fourstudies,threefromAustralia.Schaffer,Wile
and Griggs (1990) analysed the exam results of a cohort of students, some
of whom had participatedin a peer tutoringprogramme.There was a pos-
itive relationshipbetween degree of participationin tutoringand examina-
tion results. However, no control groups were used and no demonstration
of causality is evident. A study by Black (1993) focuses on ethnic minority
group tutees in nursing and midwifery, and claims 'higher than expected'
pass rates, but lacks sufficientdetail to enable this to be verified.Loh (1993)
deployed paid peer tutorsin a course for Anatomyfor Nurses with a previous
high failure rate. Subsequentlythe peer tutoringparticipantfailure rate was
less than the non-participantrate,but no informationwas given aboutassign-
ment to groups. Subjective feedback was positive however,tutees reporting
feeling more confident.Quintrelland Westwood(1994) pairednewly arrived
internationalstudents with host national students,expecting twice monthly
contact during the year. Tutees showed more positive attitudesthan a com-
parison group matched for course of enrolment,but not significantlybetter
academic performance.Manyof these studiesappearto sufferfromproblems
of self-selection to groupsand consequentnon-comparability.
Peer assistedwriting
Summaryand conclusion
Peer tutoringis alreadywidely used in furtherand highereducation,in a
varietyof differentforms.Surveyssuggestseveralhundredinstitutions deploy
this interactivemethodof teachingandlearning.Of course,the existenceof
one smallpilot projectat one timein an institutiondoes not constitutepeer
tutoringon a largescale acrossthe curriculumwhichis qualitycontrolled
andembeddedwithintheorganizational culture.Of thedifferentformatsand
methods,thePersonalisedSystemof Instruction andSupplemental Instruction
havemostnearlyapproached thelatterscenario.
A considerableamountis alreadyknownaboutthe effectivenessof peer
tutoringin furtherand highereducation.Cross-yearsmall-grouptutoring,
theformatleastdisparatefromtraditional methods,canworkwell. Studiesof
achievementgainsalmostall indicateoutcomesasgoodas orbetterthangroup
tutoringby faculty,andstudentsubjectivefeedbackis generallyverypositive.
The PersonalisedSystemof Instruction hasbeen widelyusedandevaluated
339
in the US. Two thirds of studies found PSI involvement associated with
higherclass marksand 93% of studiesfoundPSI associatedwith higherfinal
examination performance,comparedto control groups. PSI also improved
longer term retentionof the materiallearnt.SupplementalInstructionadopts
a very differentmodel of operationand has become morepopularoutside the
USA than PSI. There is very substantialand persuasiveevidence from the
USA of impact on course grades, graduationoutcomes and drop-out rates.
Research in the UK is improvingin quality and also demonstratingpositive
outcomes.
Same-yeardyadic fixed-roletutoringhas been the subjectof severalstudies
over the years, researchof mixed quality yielding mixed results. However,
two good qualitystudiesfound improvedachievementfromthis format,while
three othersfound achievementthe same as with faculty teaching.
Five out of 6 studies of same-yeardyadic reciprocaltutoringhave demon-
stratedincreasedattainment.Therewas also evidenceof reducedstudentstress
and improvedtransferableskills. The degree of structurein the programme
was positively relatedto outcomes. Dyadic cross-yearfixed-roletutoringhas
been the subjectof threestudiesof poorquality.Same-yeargrouptutoringhas
yielded positive subjective feedback in four studies, but no harderevidence
on achievementoutcomes.
Nine studies of peer assisted writing have shown generally favourable
outcomes in termsof subjectivefeedback.Gains in writingcompetence were
shown in two or threeof the four studies examiningthis, despite the inherent
difficultyof this kind of research.There is little evidence thatpeer assistance
in distance learning improves achievementoutcomes, but this area is even
more difficultto research.
In summary,three methodsof peer tutoringin furtherand highereducation
have alreadybeen widely used, have been demonstratedto be effective, and
merit wider use in practice- these are Cross-yearSmall-groupTutoring,the
PersonalisedSystem of Instructionand SupplementalInstruction.Same-year
dyadic reciprocaltutoringhas been demonstratedto be effective, buthas been
little used, and merits much wider deployment.Same-yeardyadic fixed-role
tutoringandpeerassisted writinghave shownconsiderablebutnot necessarily
consistentpromiseand shouldbe the focus of continuingexperimentationand
more researchof betterquality.In threeareasthereare barelythe beginnings
of a satisfactory body of evaluationresearch:dyadic cross-year fixed-role
tutoring,same-yeargrouptutoringand peer assisted distance learning.
It is essential that subsequentresearchstrives to achieve adequatequality
in design and execution, preferablyincluding control groups or comparison
groupswhich are trulycomparable,and addressesissues of achievementgain
and parametersof successful course completion as well as subjective par-
340
Acknowledgement
The supportof the ScottishHigherEducationFundingCouncilis gratefully
acknowledged.
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