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1996
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TAGMEMIC PRINCIPLES AND MUSIC ANALYSIS
Thomas L. Avery
2. MUSICAL TAGMEMICS
2.2. FOUR CONCEPTS OF TAGMEMICS. Pike and Pikes explanation of the under-
lying principles of tagmemic theory is organized under four general concepts:
Unit, Hierarchy, Context, and Perspective.
Unfortunately, Herzog does not give the exact procedures he used to de-
termine the functional units of tone other than the hint that averaging was
somehow involved. Most transcriptions are published without even any men-
tion of the kind or range of variation which they represent.
Bruno Nettl is one of the first ethnomusicologists to suggest the use of lin-
guistic theory in musical analysis and in as early as 1958 discussed the possi-
bility of phonemic transcription. He continued this discussion later but felt
that little progress had been made toward developing a phonemic transcrip-
tion of music (1964:104, 105).
In 1967, John Blacking seemed to be striving toward some kind of an emic
representation in his transcriptions of Venda childrens songs. Unfortunately,
he does not state precisely the process involved in arriving at the generalized
norm.
Tagmemic principles and music analysis 553
We must comment that Nettl is not accurate in his claim that music has no
referential meaning. There are many examples of music which do refer to
specific extra-musical items or concepts. In my opinion, the real difference
between music and speech in this respect is that speech is usually more con-
cise than music. For more on this see the section below on the referential hi-
erarchy.
found within larger ones, and these in turn in still larger units... Note that
part-whole relations are an essential characteristic of each of the three major
tagmemic hierarchies. These part-whole relations are not to be confused with
the specific-generic relations which may be called taxonomic hierarchies, of which
there are many (ibid.:3). Three simultaneous but not structurally equivalent
hierarchies are recognized in tagmemics: Phonological, Referential and
Grammatical.
P[erformance] 1 I[ntermission] p2 i2 p3 i3 p4
N[ote] 1 n2 n3 n4 n5 n6 n7 (n n)
Figure 1: Part-Whole Phonological Hierarchy of an Azorean
Cantoria (simplified). Bold items are nuclear, others are marginal.
Items in parenthesis are optional. Bracketed elements are full
spellings of abreviations. Items numbered n indicate an indetermi-
nate number occuring.
Note that I do not use the term musical meaning in the same sense as
Meyer (1956), who employs it to refer to structural expectations in music.
The important role of structural expectations is more analogous to poetics
than semantics in linguistics. Vital differences between music and language
can only be understood if by meaning we mean the same thing for music
and language.
For example, musical meaning is much less concise than meaning in
speech. It is not uncommon for a whole piece (or even a whole stylistic cate-
gory) to convey only a single meaning, frequently the social context in which
that piece (or style) is usually heard. In other words, the minimum musical
unit which can be identified to have an extra-musical referent usually occu-
pies a larger space in real time than most words in human speech. I suspect
that even an apparent exception to this rule, the Tepehua Thought Songs as
described by Boils (1967) may not, in fact, be so exceptional in their con-
Tagmemic principles and music analysis 557
ciseness. Though Tepehua is not a tonal language, the Tepehua do use a type
of whistle speech the pitches of which reproduce sentence intonation (Cowan
1972:695). One wonders if the presence of whistle speech among the
Tepehua is a factor which makes it possible for Tepehua thought song to dis-
play such unusual conciseness and such speech-like structures.
There are at least three factors which make music less concise than speech
in the transmission of meaning: greater redundancy, more time needed to re-
alize distinctive features, and, possibly, greater syntagmatic length.
Most music systems require considerable redundancy in order to conform
to norms of style. This may be in the form of the exact repetition of a melody,
motif, or phrase. Alternatively, it may be some type of variation on the origi-
nal musical material. There are many methods of variation including, to name
a few, augmentation, diminution, fragmentation, elaboration, ornamenta-
tion, modulation, inversion, and reharmonization. Of course not all music sys-
tems use all of these resources, but the fact remains that both exact and varied
repetition are a part of every music system that I have analyzed.
Unlike every-day utilitarian speech, music is valued for its form per se as
much or more than the information that it transmits. In this way, music is
much more like poetic speech which also is frequently more redundant than
every-day verbal communication.
Music makes up for its low information load by transmitting its limited mes-
sage with great power and richness, often by evoking vivid memories of the so-
cial occasion in which it usually occurs.
A second reason why speech is more concise than music is the difference
in the amount of time taken for the realization of the features of each. In
speech we find that consonants are pronounced in a very short amount of
time, especially the stops. Consonants like fricatives, and vowels, take slightly
longer to realize. Distinct pitch in music takes relatively longer to establish, as
does rhythm which is dependent upon relative lengths of time. Song is a good
illustration of the relative speed at which verbal and musical utterances can be
made. Only rarely does vocal music proceed at anywhere near the speed of
the song text if spoken. Recitativo secco approaches this.
I suspect that the principle of syntagmatic length also has a direct relation
to this issue. It seems that speech has a relatively larger number of elements
in paradigmatic contrast available for each of the positions than music, and
therefore can produce a greater number of contrasting higher level units
while still using fewer positions.
The fact that we can sometimes recognize a whole melody (and therefore
the meaning associated with it) from a very brief musical portion would per-
haps argue against syntagmatic length as a necessary factor in the long-wind-
edness of musical communication. If I hum the first six notes of the birthday
song most people will recognize it as belonging to this important rite of pas-
558 Thomas L. Avery
sage and may even think of party hats and cakes with candles. In the actual oc-
casion of a birthday party, however, the whole song, with all its redundancies,
must be sung or something will be wrong. Also, if I changed one of those
first six notes, (e.g., by lowering the final note a half step), it would not
change the meaning from birthday to christening or anything else. My per-
formance would either be taken a flawed attempt to sing the birthday song, or
carry no meaning at all since the new phrase would not be recognizable.
The bottom line is that, for many if not most music systems, the phono-
logical hierarchy extends to a much lower level than the referential hierarchy.
This makes it much more difficult to determine small phonological emic units
and it has implications for the nature of the grammatical hierarchy.
A level on one of the three hierarchies may or may not have a correspond-
ing level on one of the others, but because of the close relationship of the
grammatical hierarchy to the referential hierarchy, the chunks in the gram-
matical can be no smaller that the chunks in referential. Thus we may note
that, in general, grammatical units of music are likely to occupy more real-
time than grammatical units in speech (in the same way that referential units
occupy more real-time as previously discussed).
2.2.3. CONTEXT. The analyst must, for some purposes, turn his focus away
from specific units-as-if-they-were-isolatable (or almost isolatable) and focus
instead upon the units-as-necessarily-in-context, since no unit is findable or
definable except as in relation to context (Pike and Pike 1982:4). The con-
text is not limited by size. It may be as large as the culture as a whole or as
small as the interval which precedes and the interval which follows a particu-
lar interval. There are three concepts which fall under the category of con-
text: form-meaning composite, change via a shared element, and universe of
discourse.
Space does not allow me to develop here this important concept in musi-
cal terms. It is an issue that has been of increasing interest to ethnomusicolo-
gists over the last twenty years (see Stone 1982). I know of no one, however,
who has dealt with it from an overtly tagmemic perspective. Perhaps the felic-
itous shift in ethnomusicology away from the view of music as artifact to music
as meaningful only in context would have taken place sooner had more eth-
nomusicologists read all of Ken Pike (1960) and not fixated on the emic/etic
distinction!
2.2.4.1. STATIC (PARTICLE) PERSPECTIVE. The observer can look at the world as
made up of things (particles, elements, items). In some sense this is treated
as the basic, or normal perspective (Pike & Pike 1982:5). This perspective has
been adequately illustrated in the above discussion concerning the three tag-
memic hierarchies. It is important and basic to the theory. However, the pre-
cise point in a structure where one unit stops and another begins is not always
possible to determine. We refer to this characteristic as the indeterminacy of seg-
mentation. Nevertheless, for many purposes, segmentation is necessary and in
those instances may have to be made arbitrarily (ibid:26). To avoid serious
distortions in cases of segmentation indeterminacy, an alternative perspective
by be employed, the dynamic.
560 Thomas L. Avery
2.2.4.2. DYNAMIC (WAVE) PERSPECTIVE. The observer can look at a series of dis-
crete events and treat the whole as a single dynamic moving entity and any
single unit can be viewed dynamically, as having beginning (initial margin),
middle (nucleus), and end (final margin). In such an instance the unit is
viewed as a wave two adjacent units may merge or overlap, leaving indetermi-
nate borders, such that the two units cannot be segmented without doing vio-
lence to the data (ibid:5).
Although the particle perspective in ethnomusicological analysis has been
very productive, one of the reasons for its prevalence may be not only its use-
fulness but also the widespread use of Western music notation. As Seeger has
pointed out, Western notation involves a mixture of symbolic and graphic fea-
tures (Seeger 1958). One of the symbolic features is the note head, which
primarily functions to indicate proportional time but also, because of its form,
tends to fix the note onto one pitch during the course of its duration.
Graphic notations (often produced by machines such as the melograph) are
brutally frank in their reminder to those of us who use modified Western no-
tation for music transcription, that successive pitches are not as distinct as
they might seem to be, that they often merge in dips and glides. Of course,
there are a number of ways such slides can be approximated using Western
notation by the use of special symbols. But when one is actually transcribing
music, especially that which contains a great deal of sliding, one is forced to
make a decision as to where on the glide to put the note head. After this de-
cision is made, then (in most cases) the pitch on which the note head is writ-
ten is considered part of the tonal stuff of the music while the glide is usually
considered as some kind of ornamental feature or musical articulation.
Ignoring, for the sake of brevity, the implication of the term ornamental,
one must question the propriety of making a distinction that might not be
justified by the data just because our notation forces us to. On the other hand,
most of us do not know what to do with all those slipping and sliding curves
on the melogram (Merriam 1964:59). Because the most common traditional
analytical techniques are based totally on a particle perspective, it is much eas-
ier to force every melodic manifestation into a real or imagined note for ex-
pediency. Unfortunately, the notes are rarely as concrete in reality as they
seem to be on paper.
The melogram in figure 2 traces the gliding fundamental pitch of the be-
ginning of a Mamaind (Mato Grosso, Brazil) hunting song. Using traditional
Western notation to transcribe this would seriously distort the wave-like inter-
nal structure of many of the notes.
It is in dealing with machine-produced music graphs that the wave per-
spective can be especially useful. Boundary indeterminacies need not be
glossed over. They can be recognized for what they are and dealt with.
Tagmemic principles and music analysis 561
2.2.4.3. RELATIONAL (FIELD) PERSPECTIVE. The observer can eliminate from the
center of his attention the form or content or extension of the units as such,
and focus instead on the relationships between them. The unit, in this case,
contracts to a point in a network (or field) of relationships (Pike & Pike
1982:5). To my knowledge this aspect of tagmemics has not been applied to
music, but I believe there is significant potential.
One such application of the field perspective would be for analyzing the so-
cial and musical interactions between members of an instrumental ensemble.
In the Azorean desafio, briefly mentioned above, a complex communication
network is established. There are the two dueling singers, usually two accom-
panists, and the audience members. The singers communicate with each
other, each responding to the others comments, but always for the benefit of
the audience. The accompanists must attend carefully to the singers in order
to follow the rubato tempo and listen for melodic clues by which a singer may
signal the use of an alternative chord progression which is occasionally used.
The singers may also directly address the audience. The audience, for its part,
communicates its admiration (or disappointment) for the performance by ap-
plause or laughter. The structure of these relationships can best be under-
stood from a field perspective.
REFERENCES
AROM, SIMHA. 1991. African polyphony and polyrhythm: musical structure and
methodology. Cambridge: Cambridge University Press.
562 Thomas L. Avery