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(Invited Paper)
AbstractAs alternative energy sources become more competi- than in 2005. This production represents a 9% coverage of
tive with traditional energy sources, the proliferation of distributed demand.
generation sources that interface to the electric utility grid con- Most alternative energy systems do not have constant energy
tinues. Most of the alternative energy sources either produce dc
directly (solar photovoltaics or fuel cells) or create dc before inver- sources. Wind speed, sun irradiance, and water flow rate might
sion to the utility (wind or hydroelectric turbines). The dc electric change quite a lot during the day. A stable grid interface is
energy is injected into the ac utility through an inverter. The result- desired to filter the fluctuation in the renewable energy sources
ing ac electric energy has to be compatible with the energy within to provide reliable power to the user. As such, most of the
the ac utility system at the point where the inverter is connected renewable energy sources interface to the grid. The source side
to the utility system. The control, design, and operation of the in-
verter must meet the applicable standards. This paper provides of the energy is mostly in dc form. Solar PV cells provide dc
an overview of modeling and control of the inverter system that voltage, and small and mid size wind generators output ac that
interfaces with the utility grid. Recent advancements in the state of is then rectified to dc voltage. The dc electric energy is usually
the art are presented along with practical implementations. Sim- converted into ac electric energy by use of an inverter. The
ulation and experimental test results are provided to emphasize control objective on the dc side is to capture maximum energy
concepts and illustrate issues. Embedded control of the inverter
is assumed to be implemented through digital control techniques. and deliver it to the utility grid. The resulting ac electric energy
Algorithms are given in general form for application to single- and has to be compatible with the energy within the ac utility system
three-phase inverters with any number of levels. at the point where the inverter is connected to the utility system.
Index TermsRenewable energy systems, utility interactive High penetration of so many distributed systems to the utility
inverters. grid brings many issues with it. An unregulated interface to
the utility grid affects the quality of the energy provided and
safety of maintenance personnel or the system user. Standards
I. INTRODUCTION have been developed to impose restrictions on connecting utility
S the cost of conventional energy sources continues to interactive inverters to the grid.
A increase, alternative energy sources continue to gain in
popularity beyond those that see them as a way to reduce en-
A common feature of utility interactive inverters is an al-
gorithm that seeks to maximize the energy extracted from the
vironmental pollution. The new technological developments in renewable resource. In solar PV, this is generally referred to
renewable energy systems make them commercially viable al- as maximum power point tracking (MPPT). Wind turbines also
ternatives. Small hydro turbines, wind turbines and solar photo- seek to maximize energy capture, but this is typically accom-
voltaics (PV) are the most common alternative energy sources plished by forcing the turbine to operate at maximum aerody-
currently. Solar electric energy usage has grown consistently namic efficiency. The subject of MPPT is not dealt with in this
at a rate of 2025% annually over the last 20 years, and has paper; the interested reader is referred to the relevant technical
accelerated to nearly 50% per annum in the last 5 years. In and patent literature for broad coverage. This paper focuses on
2001, just under 350 MW of solar systems were installed. In the issues of managing the utility interface, irrespective of the
2005, 1.460 GW of PV systems were put into use. This num- algorithm used to maximize energy capture.
ber increased to 1.744 GW in 2006. On-grid installations (also This paper provides an overview of the challenges in mod-
known as utility-interactive systems) are being installed at al- eling and control of the inverter interfaced to the utility grid.
most twice the rate of off-grid installations for two reasons. Grid synchronization methods are discussed and details of the
First, most homes and businesses are connected to the utility widely accepted phase-locked loop (PLL) algorithm and exper-
grid. Second, most government incentive programs apply only imental verification are presented in Section II. The islanding
to utility-interactive systems. The majority of the on-grid appli- phenomenon and the vulnerability of the inverters to the phe-
cations are distributed, namely installed at the point of use. nomenon are discussed. Commonly used anti-islanding tech-
According to the Global Wind Energy Council wind power niques with an emphasis on the Sandia voltage and frequency
plants generated 22 199 GWh in 2006, which is 6.48% higher shift algorithm are given in Section III. Current regulation al-
gorithms are discussed and a linearized feed-forward digital PI
Manuscript received March 9, 2009. Current version published December 4, current regulator is developed in Section IV. Simulated and ex-
2009. Recommended for publication by Associate Editor J. Sun.
The authors are with the Advanced Energy Conversion, LLC, Schenec- perimental results for the controller are presented to show the
tady, NY 12305 USA (e-mail: yilmaz@AdvancedEnergyConversion.com; effectiveness of the controller. Pulsewidth modulation (PWM)
davidtorrey@advancedenergyconversion.com). generation algorithms are presented for multilevel inverters,
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. made generic to be implemented by an inverter with any num-
Digital Object Identifier 10.1109/TPEL.2009.2029576 ber of levels in Section V; both sine PWM and space vector
V cos 2 The transfer functions of the closed loop system are rewritten
m in the general form of second-order system as
3 . (1)
2 s2
Vm cos + H(s) = (5)
3 s2
+ 2n + n2
Fig. 1 shows the displacement of three-phase symmetrically
where n = Kp Vm / and = Kp Vm /2. A second-order
displaced utility voltages in the complex plane. Converted two digital loop PI filter can be obtained as
phase quantities are placed in the complex plane as shown in
Fig. 2. Fig. 3 shows resultant transformation of the decoupled z(z )
Kd (z) = Kp (6)
utility voltage. (z 1)2
SOZER AND TORREY: MODELING AND CONTROL OF UTILITY INTERACTIVE INVERTERS 2477
of the inverter are not matched closely to the loads or the reso-
nant frequency of the load network is not close to the resonant
Fig. 5. Three phase PLL algorithm. frequency of the inverter OVP/UVP, then the OFP and UFP
would be adequate to detect the islanding condition. However,
when the load requirements are being satisfied by the inverter
where = 1 T / , and T is the sampling period. Fig. 4 shows
only, detection of an islanding condition becomes much more
the block diagram of the PLL for a single phase inverter. The
challenging. Certification test requirements for an inverter (such
three-phase PLL algorithm is shown in Fig. 5.
as IEEE1547) examine the response time of the inverter for the
case where P and Q are near zero.
III. ANTI-ISLANDING The nondetection zone (NDZ) concept is developed to de-
For safety reasons, it is a requirement that utility interactive termine the effectiveness of the anti-islanding algorithm for a
inverters must disconnect themselves from the utility if the util- given Q and P [9][11]. The reaction time of the islanding
ity should be interrupted for any reason. This will protect utility detection is dependent on the NDZ. Fig. 7 shows NDZ for is-
workers and equipment from energy being injected into the util- landing algorithms. Calculation of the NDZ for Q is given as
ity system that is not under the direct control of the utility. An
inverter that feeds energy into the utility when the utility is not V2
operating creates an islanding condition. QNDZ = (7)
1
Xc X1L
All utility interactive inverters are required to have over fre-
quency/under frequency (OFP/UFP) and over voltage protec- where = 1/ LC. There are many active and passive meth-
tion/under voltage protection (OVP/UVP) methods that prevent ods that have been developed to detect an islanding condi-
the inverter from supplying power to the utility if the utility volt- tion [12][15]. Passive methods are sometimes either difficult
age or frequency is outside of an acceptable range. Fig. 6 shows to implement or have larger NDZs. Active methods require in-
the typical connection of the inverter to the utility grid. The in- jecting disturbances into the utility. Those injections need to be
verter outputs power P + jQ while local loads take Pld + jQld controlled properly or harmonized with other inverters to avoid
with the rest of power being supplied by the utility P + jQ. destabilization of the utility in normal operations.
The operation of the system after the utility disconnects depends Fig. 8 shows the frequency shift algorithm to detect an is-
on the amount of P and Q. If P = 0, the amplitude of the landing condition. The zero time tz is introduced to the inverter
utility voltage will change and OVP/UVP can detect the change output current as cf = 2tz /Tgrid , where cf is referred to as the
and prevent islanding. If Q = 0, the phase of the utility will chopping fraction.
suddenly shift and OFP/UFP will detect the change in frequency The Sandia frequency and voltage shift algorithms if im-
and detect the islanding condition. If the real and reactive power plemented at the same time are very effective in detecting
2478 IEEE TRANSACTIONS ON POWER ELECTRONICS, VOL. 24, NO. 11, NOVEMBER 2009
of the nearest three vectors. The third nearest vector is one of dVu l = Vref g Vll g
the remaining vectors located at the same side of the diagonal. If
((Vref g + Vref h ) (Vu l g + Vu l h )) 0 then Vref is in the upper dVlu = Vref h Vll g
triangle so choose V u u as the third vector, otherwise Vref is in dVll = 1 dVu l dVlu (18)
the lower triangle so choose V ll as the third vector. For opera-
tion within the lower triangle the duty ratio for each vector can
be calculated as
SOZER AND TORREY: MODELING AND CONTROL OF UTILITY INTERACTIVE INVERTERS 2481
TABLE I
SWITCH POSITIONS (S p o s ) AND CORRESPONDING PHASE LEG VOLTAGES
and for the operation at the lower triangles duty ratio for each
vector can be calculated as
dVu l = Vu u h Vref h
dVlu = Vu u g Vref g
dVll = 1 dVu l dVlu . (19)
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SOZER AND TORREY: MODELING AND CONTROL OF UTILITY INTERACTIVE INVERTERS 2483
alone photovoltaic inverter, Proc. IEEE 33rd Annu. Conf. Ind. Electron. David A. Torrey received the B.S. degree in electri-
Soc., pp. 16451649, Nov. 2007. cal engineering from Worcester Polytechnic Institute,
[24] M. Fatu, L. Tutelea, R. Teodorescu, F. Blaabjerg, and I. Boldea, Motion Worcester, MA, and the S.M., E.E., and Ph.D. degrees
sensorless bidirectional PWM converter control with seamless switching in electrical engineering from Massachusetts Institute
from power grid to stand alone and back, in Proc. IEEE Power Electron. of Technology, Cambridge.
Spec. Conf., Jun. 2007, pp. 12391244. He spent fourteen years in academia with faculty
[25] M. Heidenreich and D. Mayer, Performance analysis of standalone PV appointments at Worcester Polytechnic Institute, then
systems from a rational use of energy point of view, in Proc. 3rd World Rensselaer Polytechnic Institute, Troy, NY, where
Conf. Photovoltaic Energy Convers., May 2003, pp. 21552158. he held the Niagara Mohawk Power Electronics Re-
[26] E. H. Kim, J. M. Kwon, J. K. Park, and B. H. Kwon, Practical control search Chair. His research activities are focused on
implementation of a three- to single-phase online UPS, IEEE Trans. Ind. all aspects of electric machine and electronic power
Electron., vol. 55, no. 8, pp. 29332942, Aug. 2008. conversion systems. He is now Chief Technology Officer with Advanced En-
[27] J. M. Guerrero, L. G. de Vicuna, J. Miret, J. Matas, and M. Castilla, A ergy Conversion, LLC, a consulting firm focused on product development that
nonlinear feed-forward control technique for single-phase UPS inverters, integrates electric machines, power electronics and embedded controls. He also
in IEEE 28th Annu. Conf. Ind. Electron. Soc., Nov. 2002, pp. 257261. teaches at Union Graduate College, Schenectady, NY. He is a Registered Pro-
fessional Engineer in New York State.
Dr. David has been involved in the IEEE activities which support power
Yilmaz Sozer received the B.S. degree in electrical electronics, primarily through the Applied Power Electronics Conference. He is
and electronics engineering from Middle East Tech- a member of the Sigma Xi, the Tau Beta Pi, and the Eta Kappa Nu.
nical University, Ankara, Turkey, and the M.Sc. and
Ph.D. degrees in electrical power engineering from
Rensselaer Polytechnic Institute, Troy, NY.
His masters and doctoral work focused on power
electronics and the development of control algorithms
for electric machines. Since the completion of his
doctorate degree, he has worked at Advanced Energy
Conversion, Schenectady, NY and developed exper-
tise in all aspects of electronic power conversion and
its control, such as belt-driven starter/alternator systems, solar pv inverters, high-
power isolated dc/dc converter systems, and large industrial static power con-
version systems that interface energy storage and distributed generation sources
with the electric utility. He has also served as a part time Faculty Member at
Union Graduate College, Schenectady. He joined the Electrical and Computer
Engineering Department, University of Akron, Akron, OH as a Faculty Mem-
ber, where he is developing a research program on alternative energy systems.