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Introduction
*
Facultyof Law, McGill University
t In preparing this essay I have benefited from the comments of several McGill
professorsin relationto an actual exercise of officeallocationwe undertookduring the
summer of 1984 and in relation to earlier draftsof this manuscript.I should like to
acknowledgein particularProfessorsFrank Buckley,Jane Glenn, and Ralph Simmonds
and AssociateDeans Yves-MarieMorissetteand DanielJutras.Initialresearchassistance
was provided by Leslie Kelleher, and working translationsof the French language
memos were prepared by Gary Bell. Teresa Scassa and David Lametti, my research
assistantsduring the summer of 1988, made a substantialcontributionto the paper as
it now appears. Both were hired under a grant fromthe Meredith Research Fund of
the Facultyof Law. Finally,I am indebted to my two commentatorsat the Law and
Leviathan Conference, Professor Lorraine Weinrib and Dean John Whyte, whose
probingof the paper as delivered has helped me to tella betterstoryin thispublished
version.
1 I should like to set out here in alphabetical order the main worksthathave influenced
the creationof 'Office Politics':Owen Barfield SavingtheAppearances:A Studyin Idolatry
2d ed. (Middletown,Conn.: Wesleyan UniversityPress 1988); Meir Dan-Cohen Rights,
Personsand Organizations: A Legal Theory
forBureaucraticSociety(Berkeley: Universityof
California Press 1986); Mary Douglas How Institutions Think(Syracuse, NY: Syracuse
UniversityPress 1986); Jon ElsterSourGrapes:Studiesin theSubversion ofRationality(New
York: Cambridge UniversityPress 1983); FranCois Ewald L'itat providence(Paris: B.
Grasset 1986); Martin Foss The Idea of Perfectionin the WesternWorld(Princeton:
PrincetonUniversityPress 1946); NorthropFryeTheEducatedImagination (Toronto: CBC
Enterprises1983); K.I. Winston(ed.) ThePrinciplesofSocial Order:SelectedEssaysofLon
L. Fuller (Durham, Nc: Duke UniversityPress 1981); Alexandre Kojeve Esquisse d'une
phinomenologie dudroit(Paris: Gallimard 1981); Suzanne Langer Mind:AnEssayonHuman
Feeling(Baltimore:Johns Hopkins UniversityPress 1988); Henry MintzbergStructure in
Fives:DesigningEffective (Englewood Cliffs,NJ:Prentice-Hall1983); Michael
Organizations
Polanyi The TacitDimension(Gloucester, Mass.: Peter Smith 1983); Brayton Polka The
and Existence(Basingstoke: Macmillan 1986);
Dialectic of Biblical Critique:Interpretation
Santi G. Romano L'ordrejuridique(Paris: Dalloz 1975); ChristopherD. Stone Earthand
OtherEthics:The Case of Moral Pluralism(New York: Harper and Row 1987); Joseph
Vining TheAuthoritative and theAuthoritarian(Chicago: Universityof Chicago Press 1986).
RAM /lc
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Aren't you glad you have loyal alumni teachingas sessional lecturers
PS-
whom you can count on forfree legal opinions?
John
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Sincerely,
Louise Blanda
LSA President
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They invoke the authorityof their parents to get a decision. But the
parentsrefuseto cut thecandy,and instead reply,'Oldest cuts,youngest
gets firstchoice.' Here, the parents have 'solved' the problem not by
imposing a solution, but by suggestinga structurewithinwhich their
childrencould solve itthemselves.Of course,a facultyis morecomplex in
that there are more than two claimants to satisfyand there are many
prizes.So, we mightask,whathappens, as in theofficeallocationsituation,
when there are several parties to a conflict(thatis, if there are three or
more siblings?)One plausible answer would be to buy a box of Smarties.
That is,reshape theproblemintoa formthatlends itselfto a solutionthat
is withinthe moral and intellectualgrasp of the affectedparties.
Your role is not to make yourselfthe centre of the controversyby
deciding eithercriteriaor entitlement.Your officeis to thinkcreatively
about how we can conceive of the problem as a metaphor fordiscerning
whenfaithin explicitrulesand adjudicativedue processbecomesidolatry.
For I deeply believe thatthe wayin whichwe understand and liveout the
public and externalnormativeuniversewe share withour studentsflows
directlyfromhow we understand and live out the private and internal
normativeuniversewe share witheach otheras colleagues and withour
various selves.
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May 4
Rod,
I imaginethiswholebusinessofofficeallocationshas been occupyinga lot
of yourtimelately.I knowthatwhen I was dean itwas probablythesingle
most contentiousissue that I had to deal with. Since you are no doubt
beingbombardedwitheverything fromclaimsofrightstocallsforanarchy
(and I could guess who is sayingwhat!), I thoughtI mightgive you some
unsolicited- I don't want the office- advice.
I'm not sure how you're going to decide who gets either Sharon's old
officeor theotherfourofficesacross theroad. But frankly,I thinkyou're
betteroffmakingthedecision foryourself-committeesjust taketoo long
to arriveat solutionswhichultimatelyare no betterthan whatyou would
have decided in the firstplace. On the otherhand, howeverthe decision
is made, you have to keep one thingin mind: it's not whetherjustice is
done, butwhetheritappears to be done. If thingslook fair,you should be
OK.
As forPatrick'smemo,you can't lose. Treat himtheway I did. You play
the oppositionist. Propose a totallyoff-the-wallsolution that requires
Patrick to act like he is the 'dictatorship' he ostensiblydespises. For
example, ask himtotakechargeoftheprocessand leteveryone(especially
students and secretaries) know that you've informed the vp of your
delegation of authority.Or put the onus of actingnon-hierarchicallyon
him:publiclyacknowledgehismemo,and thenask forvolunteerstoswitch
officeswiththe Law StudentsAssociation.
As forthe othersuggestionsyou get,manage themaccordingto where
they come from. I expect that someone like Frangoise will call for a
committee.If you feel you have to give in on this,keep it under control.
Instead of lettingthecommitteemake the decision,letthemdraw up the
criteria.Criteria,afterall,can be manipulatedone wayor anothertojustify
whateverdecision you ultimatelymake. Or, ifyou decide on the criteria
yourself,make itlook likeyou based themon the responses you've gotten
fromcolleagues.
If you have to givesomeone an officethatyou thinkhe or she willbe less
than pleased with,intimatethatthe criteriastrictlyapplied would have
resultedin an even poorer allocation.Or you can givethe person a choice
between thatofficeand a couple of even poorer ones - thatwould make
the person feel thatyou dealt withhim or her fairly.
Take a long timeto decide. Ask everyoneforopinionseverychance you
get. Send a couple of follow-upmemos. This willgivetheimpressionthat
the decisionwasn'tarbitraryor takenprecipitately.If youmake itlook like
Natureofnormative
meaning
9 Offices must be allocated so that professors who work well together are
contiguousto each other.
In thesenine statementsone can see an appeal to nine differenttypesof argument
and justification:to statusor seniority;to prior agreement;to fairnessor equity;
to practiceelsewhere;to social contextgrounded in consequentialistreasoning;to
expert opinion; to precedent or past practice; to some general social usage or
substantivea prioriclaim; and to the integrityof institutionalarrangements.In
fact,the onlymajor argumentnot raised is the appeal to some authoritative,pre-
existing,legislativerule.
This paradox suggeststwofurtherquestionsabout legal normativity. First,must
all the differenttypesof normativestatementsadvanced by litigantsand acted
upon byagencies be understoodonlyas argumentsto be deployed in interpreting
statutes?Second, do some specially packaged types of argument conclusively
controllegal decision in thattheyexclude appeals to othertypesof norms?
Consider the firstquestion. In the officeallocationproblem,it is apparent that
mostofthepotentialtypesoflegal argumentcanvassed are grounded in normative
claimswhichare neitherformulaicnor explicit.These claims are, moreover,not
mere argumentsin interpretationof formulaicand explicitnorms,but theyare
substantiveand independent norms derivable from institutionalpracticesand
structures.Of course,formulaicand explicitlegal normshave a presumptiveclaim
to attention,especiallywhere decision-makingitselfis institutionalized.But this
presumptiveclaim flowsonly fromthe factthattheyare mosteasilyidentifiedas
operative norms by institutionsand officials.In other words, simplybecause
statutesand regulationsare themostvisibleadministrative law norms,theydo not
command thatall othernormativediscourse be parasiticupon them.
This lastpointsuggestswhyimplicitand inferentialnormspersisteven in highly
institutionalized normativesystems.Formalizinga norm and renderingitexplicit
through the legislativeformdoes not fundamentallyalteritsfunctionas a vehicle
of argumentand justificationin individualcases. Implicitnormswillcontinueto
arise eitherdirectlyfrominteractionbetweena bureaucracyand itsclienteleand
the demands of administeringa statute,or indirectlythroughthe interpretation
of norms already made explicit. The persistence of all types of normativity
notwithstanding the existenceof a statuteis oftenoverlooked because properly
craftedformulaicand explicitnormswillbe instrumentally apt over thevastrange
of cases. Easy cases occur when all non-statutorynorms cause no conflictor
conscienceforofficialsor courts.By contrast,hard cases are thosein whichnorms
conflict.Withina bureaucracy,conflictarisesbecause interactionalimplicitnorms,
as wellas inferentialand explicitnormsin certainof theirpotentialformulations,
point to conclusionsat odds withpreviouslyaccepted agency understandingsof
formulaicand explicitnorms. Preciselybecause of the inferentialand implicit
nature of these norms,a source-basedcriterionof validitycan neitherdetermine
(as an a priorimatter)the bearingof these othernorms,nor can itlexicallyorder
theirpersuasivenessin any giveninstance.
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J'ai prepare une note de service sur l'allocation des bureaux qui sera
distribu&ei tousles colleguesqui desirentobtenirle bureau du professeur
Eaton,maisj'ai cruqu'il seraitsage queje reponde personnellementavotre
notedu 5 avrildernier.Jen'ai encore prisaucune d cisionsur l'attribution
du bureau du prof.Eaton etj'hesiteentrevos representationset celles de
vos coll gues.Je me permetscependant de commenterles pointsque vous
avez soulev s etd'attirervotreattentionsur le nombreuxfacteursqu'il me
fautconsid6rer.
Je m'inscrisen faux contre votrecommentairea l'effetque le rang ne
devraitpas etrepris en consid6ration.Il seraitinjuste,par exemple, que
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ProfessorBarryPaul
Facultyof Law
Dear ProfessorPaul,
Re: YourGrievanceDatedMay 14, 1988
I have received your grievance and am presentlylooking into the file.
Please forwardto myofficewithintwenty(20o)daysall documentsyou wish
to have considered as well as the name of yournominee to the arbitration
panel constitutedunder section 11 of the Regulations Respecting the
Employmentof Academic Staff.
Yours sincerely,
Oscar Steinman
Vice-Principal(Academic)
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PS- Have you kept a diary of this matteror any 'notes to file?' If so, I
wouldn't mind seeing a summary.
STRICTLY CONFIDENTIAL
Thank you for your memo of May 15. Unfortunately,I haven't got a
formal diary relating to this issue. I do, however, have half a dozen
scribblednotessummarizingconversationsand meetingswithcolleagues,
etc.,whichI've retainedas 'notes to file.'But themajordifficulty
is thatthe
bulkofthefacultydiscussionofthisissue has been informal,and has taken
place mostoftenout of mypresence. For example, I'm sure it'smooted in
the Common Room, at our table in the Faculty Club, in the
privacyof
individual offices, and in ordinary corridor small-talk. It would be
impossibleto reconstructthesedimensionsof facultydecision-makingfor
the GrievanceCommittee.I guess all I can do is getsome of themintothe
public domain via a facultymeeting.At any rate,here is a summaryof my
'notes to file'record.
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Encl.
tojustifyhisdecision,
showus otherimplicitfeaturesoffacultynormativity
we do not thinkit is appropriate to interfere.
As a result,thecommitteedismissesthegrievanceof ProfessorPaul and
upholds the decision of Dean Macdonald not to allocate Room 22 to
ProfessorPaul.
July14, 1988
Dear Boss,
Now thattherelevantplayersare all snuglyensconced in theirnew offices,
withvisionsofmeritpay,publications,and judicial appointmentsdancing
in theirheads, I thoughtI mightoffera fewpost-gamecomments.
We cannot separate how decisions are made in this facultyor in any
functioningadministrativeorganization from the fundamental and
unconsciouspolitical,sociological,and economicassumptionsupon which
the organization is erected. Once this is acknowledged, the interesting
question becomes how these the basic assumptions are manifestedand
'legitimated.' Looked at in this light,those opinions you solicited are
nothingmorethanx numberofwaystoexpress,politicallyreinforce,and
tacitlyacquiesce in your power. For the most part, the opinions are
destinedtobe variationson thesame theme.It'slikedifferentstrategiesin
a chess game: open, attack,and defend as you wishwithinthe framework
of the game, whichis accepted withoutquestion. Whyshould the kingbe
worthmore than the queen? Answerthe latter,and rule-makingin your
Law FacultyEmpire takes on a differentperspective.
Let me stressthat I did not fora momentdoubt your simple-minded
sincerityin makingthe request of us. In yourmind,you werejust asking
forhelp in makinga decision. I'm sure thatyou,as well as mostof the rest
ofthefaculty,have neverdoubted thatthedecisionwas reallyyours,which
is understandable. You, like all the membersof thisfaculty,were trained
at a law school, whichwas boot camp forlegitimationof raw power. You
were the product of the process, the conditioningwhich you could not
escape.
As law students,we were immediatelymade aware of the hierarchical
orderingof the law school. The dean could invokefearin the professors
by trottingout bad teaching evaluations (oh, how stupid we were as
students,thinkingthesewould be liberating).The professorcould invoke
fear in the studentsby asking questions to whichwe were certainnot to
knowtheanswers,or byassigningamounts of workwe could not possibly
finish.Those fewstudentswho receivedtop grades wereadmittedintothe
upper echelons of thelaw school life-the journal and themootingteams
- where theycould then do twiceas much workto staythere. One's rank
withinthe systemas assessed by these criteriawas hierarchical,and was
accepted and legitimatedbyall of us. We found our niches (and happily,
I mightadd).
Years later,we applied forteachingpositions,and we quicklylearned it
was necessaryto satisfytheconventionalnormsofacademia in order toget
hired at the best faculties(whichwe, of course, assessed hierarchically!).
Incumbentprofessorswould do anythingto maintaintherankingoftheir
schools,and theylooked at new applicants withonlyacademic standing,
lawjournal experience,and publicationsin mind.We thenbecame locked
in a fierce struggle for tenure, dependent on vague criteria,which
essentiallyadded up to pleasing 'colleagues' at all costs, and especially
pleasing the dean.
As a result,itcomes as no surprisethatwe were all so quick to replywhen
unconsciouslyasked tolegitimateand affirmyourpower todecide where
we would spend the large partof our wakinghours thatis devoted to this
enslavement.We all knowwherewe fitin thislittleadministrativeempire
of yours. Your officeassignmentsonly confirmeda set of expectations
whichwe all accept,butwhichfewofus are evercapable ofidentifying, let
alone questioning.Moreover,itis not surprisingthat,notjust in thiscase
but in anyadministrativeor normativeorder wherelawyersgetinvolved,
thathierarchiesare inventedand then 'sold' as naturallyoccurringand
politicallyjustified. From existence to necessity; from necessity to
desirability.The false-consciousnesscontinued ad nauseam.
Law firms,governmentagencies,and large privatecorporationsconfirm
the hierarchiesof law school. All thebuzzwordswe traditionallyassociate
withthistypeof normativeordering - the Rule of Law, Rules, Regula-
tions,Decanal Discretion,Due Process,and the like- are wrapped up to
varyingdegrees in thislarger white,male, upper-middle-class,market-
driven law school ideology which we accept as the tune to which we all
must dance. Even people as intelligentand articulateas law professors
(and especially poor old Barry Paul, who thoughtthat more law would
overcome the arbitrarinessof law) have been unable to resistthe music.