Professional Documents
Culture Documents
Zheng Yang
DOCTOR OF PHILOSOPHY
in
(Chemistry)
(Vancouver)
May 2011
This dissertation studies the surface chemistry of water and organic solvents at
spectroscopy. The solvents studied include pentane, heptane, tetradecane and toluene, and
the minerals include silica and mica. These liquid/mineral interfaces are relevant for
environmental and industrial processes, such as ice nucleation and oilsands extraction.
chloride in solution. Perturbations of the interfacial water structures were observed with
magnitudes of perturbation, with K+ > Li+ > Na+. This order was explained by the
different effective ionic radii and electrostatic interactions between the cations and silica
surfaces.
temperature. A water layer without detectable free OHs was discovered at toluene/silica
interface. This water layer showed resistance against further adsorption of water
molecules and was very stable at room temperature. However, similar structure of water
acid concentrations. Experimental data showed that ordered water structures on mica
completely disappeared when the concentration of sulfuric acid reached 5 mol/L. The
results partially explain why sulfuric acid coatings influence the ice nucleation properties
ii
The competitive adsorption of toluene and n-alkane at solvent/silica interfaces
was studied. The surface coverage of toluene for toluene-pentane, toluene-heptane, and
toluene-tetradecane mixtures were measured over the complete mole fraction range from
0 to 1. Overall, toluene competes favorably on silica, but the molar adsorption free
bitumen liberation from mineral surfaces in water. The bitumen liberation rate increases
when the water content between bitumen and the mineral increases. The liberation also
highly depends on the surface properties of minerals. At the same water content, the rate
of bitumen displacement on different mineral surfaces is: freshly cleaved mica > rinsed
iii
Preface
A version of Chapter 3 has been published as: Yang, Z.; Li, Q. F.; Chou, K. C.
Structures of Water Molecules at the Interfaces of Aqueous Salt Solutions and Silica:
Cation Effects. Journal of Physical Chemistry C 2009, 113, 8201-8205. The project was
initiated by Dr. Chou. Dr. Li gave valuable suggestions for optimizing experimental setup
and data analysis. My major contributions are: literature survey, design of the research
project, data acquisition, interpretation of the observations, and preparing the manuscripts.
A version of Chapter 4 has been published as: Yang, Z.; Li, Q. F.; Gray, M. R.;
26, 16397-16400. The project was initiated by Dr. Chou and Dr. Gray. Dr. Li helped in
optimizing the experimental setup. My major contributions are: literature survey, design
of the research project, data acquisition, explanation of the observations, preparing the
manuscripts.
K.; Chou, K. C. Why do Sulfuric Acid Coatings Influence the Ice Nucleation Properties
of Mineral Dust Particles in the Atmosphere? The project was initiated by Dr. Bertram
and Dr. Chou. Also Dr. Bertram and Dr. Chou contributed to the design of the project,
and editing of the manuscript. My major contributions are: literature survey, design of the
manuscripts.
A version of Chapter 6 has been published as: Yang, Z.; Li, Q. F.; Hua, R.; Gray,
iv
Solution/Silica Interfaces. Journal of Physical Chemistry C 2009, 113, 20355-20359. The
project was initiated by Dr. Chou and Dr. Gray. Dr. Chou developed the computer
program used to fit the SFG spectra. Dr. Li calculated the orientation distribution of the
CH3 groups. Dr. Hua obtained the SFG vibrational spectra of toluene in ppp polarization
A version of Chapter 7 will be submitted for publication. Yang, Z.; Bailey, G.;
Gray, M. R.; Chou, K. C. Effect of Interfacial Water Content on Bitumen Liberation from
Silica and Mica Surfaces. The project was initiated by Dr. Chou and Dr. Gray. Gwen
Bailey developed the computer program used to analyze the contact angle of bitumen
droplet in water. My major contributions are: literature survey, design of the research
v
Table of Contents
Abstract..............................................................................................................................ii
Preface................................................................................................................................iv
Table of Contents..............................................................................................................vi
List of Figures....................................................................................................................ix
Abbreviations..................................................................................................................xiv
Acknowledgments............................................................................................................xv
Dedication...........................................................................................................xvii
Chapter 1 Introduction.....................................................................................................1
1.1 Overview..................................................................................................................2
2.1 Introduction............................................................................................................10
vi
Chapter 3 Structures of Water Molecules at the Interfaces of Aqueous Salt Solutions
3.1 Introduction............................................................................................................22
3.4 Conclusions............................................................................................................36
4.1 Introduction............................................................................................................38
4.4 Conclusions............................................................................................................49
Chapter 5 Why do Sulfuric Acid Coatings Influence the Ice Nucleation Properties of
5.1 Introduction............................................................................................................51
5.4 Conclusions............................................................................................................64
Solution/Silica Interfaces.................................................................................................65
6.1 Introduction............................................................................................................66
vii
6.2 Experimental Section.............................................................................................68
6.4 Conclusions............................................................................................................83
7.1 Introduction............................................................................................................85
7.4 Conclusions............................................................................................................96
Chapter 8 Conclusion......................................................................................................97
References.......................................................................................................................102
viii
List of Figures
Figure 2.2 The definition of orientation angle for methyl group. Orientation angle ()
between surface normal and methyl group, axis c is the principal axis of the methyl group.
The ab plane is perpendicular to axis c. The ac plane contains one C-H bond. ...............18
Figure 2.3 Layout of OPG/OPA. DM, RM and BS represent the dichromatic mirror,
Figure 3.1 Schematic layout of the SFG vibrational spectroscopy. The frequency of the
visible beam was fixed at 532 nm and the frequency of the IR beam was scanned from
2800 3900 cm-1. The 532 nm and IR beams were overlapped both spatially and
Figure 3.2 SFG spectra from the water/silica interfaces with different concentrations of
three alkali chloride solutions: (a) NaCl, (b) LiCl, and (c) KCl. The solid lines are fitting
curves derived using two Lorentzian peaks at 3200 cm-1 and 3400 cm-1. ........................30
Figure 3.3 Amplitudes (Aq) as functions of the concentration of alkali chloride solutions
for water/silica interfaces obtained by fitting the spectra in Figure 3.2 with Equation
(3.2). ..................................................................................................................................32
Figure 4.1 SFG spectra of heptane/silica interfaces with dry (open circles) and water-
saturated (solid circles) heptane. The peaks between 2800 and 3000 cm-1 are associated
with C-H vibrations of heptane, the peaks at 3200 and 3400 cm-1 are vibrational peaks
associated with hydrogen-bonded water, and the 3660/3680 cm-1 peak is assigned to the
ix
Figure 4.2 SFG spectra of toluene/silica interfaces with dry (open circles) and water-
saturated (solid circles) toluene. The peaks between 2800 and 3100 cm-1 are associated
with C-H vibrations of toluene, the broad peak centered at 3150 cm-1 is associated with
hydrogen-bonded water, and the 3600 cm-1 peak is assigned to the free O-H stretching
mode. .................................................................................................................................44
Figure 4.3 Adsorption of water on a regular water layer with free OHs. The open circles
represent the SFG spectrum of a toluene/silica interface with dry toluene on an initially
moistened silica surface. In this regular water layer, the 3200 cm-1, 3400 cm-1, and free
OH peaks are all present. Water can condense on such a regular water surface, as
indicated by the solid-circle spectrum, which was taken 30 min. after the toluene was
Figure 4.4 Schematic drawing of the water-resistant water structure. In the process of
water adsorption, the water molecules minimize their energy by forming the maximal
number of hydrogen bonds with either the neighbouring water molecules or the silanol
groups (SiOH) on silica. At a certain stage, very few free OHs are available. The absence
Figure 5.1 Panel (a) schematic showing the range of RH values over which uncoated and
coated mineral dust particles are good ice nuclei. The figure is specifically created for
illite particles based on the work of Chernoff et al. A similar behavior was also observed
for kaolinite. The temperature applicable for the ice nucleation studies was approximately
237 K. Panel (b) and (c) show the pH and the molarity of the sulfuric acid coating,
Figure 5.2 SFG spectra of D2O/mica interfaces with D2SO4 concentrations of (a) 0 M, (b)
x
5x10-6 M, (c) 5x10-5 M, (d) 5x10-4 M, (e) 5x10-3 M, (f) 5x10-2 M, (g) 5x10-1 M and (h) 5
M. The inset shows the schematic layout of the spectroscopic setup. The polarizations of
the beams were s-, s-, and p-polarized for SFG, visible, and IR, respectively. ................57
Figure 5.3 The fitted amplitudes (a) and frequencies (b) of water peaks in the SFG
spectra with various D2SO4 concentrations. Triangles represent ice-like peaks and dots
Figure 5.4 Schematics of water molecules and hydrated sulfate (bisulfate) ions at
H2O/mica interface with pH~6. The surface is highly negatively charged. Water
molecules are more ordered near the charged surface. (b)With a low concentration of
H2SO4, the surface charge decreases as the surface is protonated, and the anions interact
with the mineral surface. (c) With a high concentration of H2SO4 (for example 5M),
water molecules are well captured by the sulfate/anions in the solution, and few water
molecules are freely available for the mica surface. In (a) and (b) the dashed lines
separate the ordered water molecules from the water molecules without order. Above the
dashed lines, water molecules have good order because of negative surface potential
induced by the mica surface. In (b) and (c) H+ adsorb on the mica surfaces. The dashed
circles represent hydrated sulfate ions (in low H2SO4 concentration) or hydrated bisulfate
anion (in high H2SO4 concentration). Water molecules in the dashed circle are parts of
the hydrated anions and move together with the core anions. ..........................................63
Figure 6.1 Schematic layout of the spectroscopic setup. The frequency of the visible
beam was fixed at 532 nm, and the frequency of the IR beam was tunable. The 532 nm
and IR beams were overlapped both spatially and temporally on the top surface of the
xi
solution. The thickness of the solvent layer is 3 mm. .......................................................68
Figure 6.2 (A) SFG vibrational spectra of toluene in ssp and ppp polarization
configurations. The ssp and ppp spectra are offset from each other by 0.5 arbitrary units
( 2)
ssp
for clarity. (B) Calculated for CH3 symmetric (solid line) and asymmetric (dashed
(ppp
2)
line) modes as a function of the tilting angle. The orientational distribution of the CH3
( 2)
ssp
groups was assumed to be a delta function. The solid circle indicates the measured
(ppp
2)
Figure 6.3 SFG vibrational spectra of toluene-pentane mixtures on silica with toluene
Figure 6.4 SFG vibrational spectra of toluene-heptane mixtures on silica with toluene
Figure 6.5 SFG vibrational spectra of toluene-tetradecane mixtures on silica with toluene
Figure 6.6 Adsorption isotherms of toluene on silica for binary mixtures of pentane
toluene (), heptanetoluene (), and tetradecanetoluene (). The solid curves are
Figure 7.1 Schematic layout of the spectroscopic setup. The frequency of the visible
beam was fixed at 532 nm, and the frequency of the IR beam was tunable. The 532 nm
and IR beams were overlapped both spatially and temporally at the bottom surface of
xii
Figure 7.2 SFG vibrational spectra of water adsorbed on silica surface as a function of
Figure 7.3 Sequential images extracted from a video of bitumen liberation from silica at
Figure 7.4 Measured dynamic contact angles for bitumen on (a) silica, (b) rinsed mica, and
xiii
Abbreviations
BS Beam splitter
DM Dichromatic mirror
KTP KTiOPO4
RH Relative humidity
RM Reflective mirror
xiv
Acknowledgments
Professor Keng Chang Chou for his continuous support and encouragement throughout
my PhD study in UBC. Professor Chou has always been an inspiring, kind and helpful
mentor. His profound knowledge in laser and spectroscopy has been of great value to me
and inspires me to be a better researcher. I enjoy every discussion with him, for advice
from him always helps me overcome difficulties not only in research but also in daily life.
His great insights in science, logical way in thinking and communication, optimism in
life, kindness and patience as an advisor and courteous attitude to people enlighten me on
I hold sincere gratitude to Dr. Qi Feng Li, who has been in our group as a post-
doctoral fellow since I just joined the research group. He offered me a lot of help in both
science and life. His knowledge and skills on optics help me immensely during the
together.
I am also truly grateful to Rui Hua, who joined our group one year earlier than me
as a graduate student. I really enjoyed the interesting discussions with him. And I will
I would like to thank former and current group members, Sherry Wu, Gwen
Bailey, Bonnie Leung, Henry Tang, Zhen Wei Wang and Zhe Wang, for sharing their
xv
In the end, I would to thank Jingyi and my parents who experienced both my
excitements and frustrations, for their warm support during the past years. I pray deeply
xvi
Dedication
xvii
Chapter 1
Introduction
1
1.1 Overview
range of disciplines. Much effort has been devoted to studying the properties of interfaces,
from simple systems such as the adsorption of gases at inert surfaces, to more
interfaces, in particular, are of great importance in surface science. They are not only
ubiquitous in both the environment and industry, but also highly relevant to numerous
electrochemical reactions, and oil recovery.1 It is expected that the properties of liquid
molecules on a solid surface are very different from those in the bulk.2,3 This is because
the structure of the interfacial liquid can be more readily disturbed by the
on the chemical composition and geometric structure of the functional species at buried
liquid interfaces. High surface specificity is necessary to separate the signal of interfacial
molecules from a huge amount of molecules in the bulk. Optical techniques such as
been used to probe buried liquid interfaces, but they are not intrinsically very surface-
specific and cannot distinguish signals from the bulk. Scanning tunneling microscopy
(STM) and atomic force microscopy (AFM) may be applied to thin films of liquids on
solid substrates but have difficulty in producing clear microscopic images of liquid
2
spectroscopic techniques such as sum-frequency generation (SFG) have become the
applicable to all interfaces accessible by light, SFG has been repeatedly demonstrated to
be the most versatile and powerful analytical tool for investigating liquid interfaces.
dipole approximation in the bulk media with inversion symmetry but allowed at surfaces
technique that can provide vibrational spectra of buried liquid interfaces. In this
dissertation SFG is used to study the structures and properties of water and hydrocarbons
3
1.2 Water Structures on Water/Mineral Interfaces
ubiquitous in both the environment and industry and arises in many processes such as
and oil recovery.1,12-19 Generally, when water molecules encounter a solid surface, they
will try to reorient to form as many hydrogen bonds as possible to minimize their energy,
which leads to an ordered structure adjacent to the surface. For example, water structures
ordered and a less ordered hydrogen-bond network, which are associated with vibrational
peaks at 3200 and 3400 cm-1, respectively.20 The 3200 cm-1 peak is due to water
has often been referred to as ice-like since it exhibits a vibrational peak position similar
to the solid phase of water, ice. The peak at 3400 cm-1 is broad and assigned to water
molecules with either asymmetric hydrogen bonds or bifurcated hydrogen bonds and is
called water-like because the resonance is found at approximately the same frequency
The detailed interfacial water structures depend on the property of the surface and
charge, the species and concentration of ions in solution and so on.10,21 Chapters 3, 4 and
edaphic and atmospheric processes, which include the water structures at aqueous salt
solution/mica interfaces.
4
1.3 Solvent Adsorption on Minerals
In contrast to the vast amount of studies focusing on the structures of water at the
interfaces,10,20 there are fewer works studying solvents at solid interfaces using SFG.8,22,23
An important conclusion from previous works is that the polarity of the interfacial region
plays a key role in controlling the structure and orientation of adsorbed organic
molecules.24-27 If there is more than one species of organic solvent existing in the liquid
liquid/solid interfaces is important for many industrial and scientific processes, such as
catalyzed reactions, thin film materials production and many extraction techniques.28-38
their respective mole fractions, and the strength of attractions to the solid surface, so at a
different from the bulk composition because of the different interaction strength with the
1950s and 1960s, the adsorption isotherms for binary mixtures at liquid/solid interfaces
were studied by various immersion methods, and a number of theories were developed to
elucidate the thermodynamic properties of pure liquids and binary mixtures over solid
surfaces.40,41 Despite this effort, the problem was not completely resolved because the
5
remains challenging to selectively probe the interfacial region between a liquid and a
liquid/solid interface. SFG provides a new opportunity to directly measure the adsorption
6
1.4 Waters Role in Oil Sands Processing
Oil sands (also known as bituminous sands or tar sands) are found in large
amounts in many countries throughout the world. It is estimated that there are at least
170 billion barrels (27109 m3) of bitumen that can be recovered from the Athabasca oil
sand deposits in Canada.43 The oil sands contain naturally occurring mixtures of sand,
clay, water, and a dense and extremely viscous form of petroleum referred to as bitumen.
At present, the technology used to extract bitumen from the oil sands deposits is a
variation on the Clark hot water process (CHWP) where a lower processing temperature
(35-55 C) is used.44 The oil sands conditioning stage and bitumen recovery step include:
(1) bitumen displacement along a sand grain, (2) bitumen detachment, (3) bitumen
droplet attachment to an air bubble and (4) bitumen flotation in separation vessels. A
prerequisite to the bitumen extraction process is liberation of bitumen from the mineral
mechanisms behind the displacement of oil by water on minerals is important for bitumen
recovery. Many investigations have been done using dynamic contact angle
measurements to study bitumen displacement and detachment from solid surfaces in the
presence of water containing salt, surfactants and clays at different temperatures and pH
values.45-48 Previous studies have also suggested that the interfacial water content
between mineral surfaces and bitumen is one of the most important factors affecting
study the mechanism, both macroscopic (liberation rate, dynamic and static contact
angle) and microscopic (water amount at mineral surfaces under different relative
7
needed. The study in chapter 7 provides a molecular-level understanding for the effect of
8
Chapter 2
9
2.1 Introduction
has become a versatile spectroscopic technique to study the properties of various surfaces
order nonlinear optical process, SFG is forbidden in a medium with inversion symmetry
under the electric-dipole approximation, but is allowed at a surface or interface where the
In the IR-visible SFG process, two pulsed laser beams (one visible with
frequency Vis and one infrared with frequency IR ) are overlapped spatially and
The intensity of SFG is enhanced when the frequency of the IR beam is resonant with the
process are available in the literature.51-53 In this chapter, a brief introduction of SFG
technique is presented.
10
2.2 Theory of Sum Frequency Generation
A typical SFG setup in a reflection geometry is shown in Figure 2.1. The visible
and IR beams, with frequencies vis and IR respectively, are overlapped in time and
space at an interface. The SFG beam generated at the interface has a frequency
outgoing photons.
Visible SFG
IR
Medium 1
Medium 2
k SF = k vis + k IR 2.1
where k vis and k IR are the wave vectors of the incident beams.
11
where i is the angle of the indicated light to the surface normal and k i is the absolute
which generates the SFG output, and the two incident electric fields E (vis ) and
of free space. The SFG intensity is proportional to the square of P ( 2 ) (SF ) , therefore the
measurable SFG intensity I SF is proportional to the intensities of the two incident laser
beams and the square of the effective surface second-order susceptibility eff
(2)
.
SF
2
2
I SF = eff( 2 ) I vis I IR 2.4
8 0 c cos SF
3 2
with
Here, i is the frequency of the visible, IR and SFG beams, ei is the unit polarization
vector of the optical field at i , and L(i ) is the tensorial Fresnel factor at frequency i .
consists of 27 elements ijk( 2 ) . The values of the components are the property of the
medium and are invariant under symmetry operations. The number of non-zero ( 2 )
12
elements is often reduced because of symmetry constraints. For example, in a bulk
but the electric field and polarization must change signs as they are vectors. Based on
centrosymmetric medium. This is the reason why SFG is forbidden in a medium with
inversion symmetry. However, the inversion symmetry is naturally broken at the surface.
There are only four nonequivalent and non-vanishing ( 2 ) values for an isotropic
surface. With the lab coordinates chosen such that z is along the interface normal and x is
and zzz
( 2 ) 52
. These four components can be deduced by measuring SFG with four different
input and output polarization combinations: ssp, (the sum frequency, visible, and infrared
beams are s-polarized, s-polarized, and p-polarized, respectively), sps, pss, and ppp.
hyperpolarizability lmn
(2)
of all the interfacial molecules:
ijk( 2 ) = N s lmn
(2)
(i l )( j m )( k n ) 2.6
l ,m ,n
N s denotes the number density of the interfacial molecules. The subscripts i, j, and k
refer to the lab coordinates, and the subscripts l, m, and n, refer to the axes for the
(2) (2)
Both ijk and lmn consist of a sum of resonant terms and a nonresonant term:
13
A ,ijk
ijk( 2 ) = NR ,ijk +
(2)
2.7
IR i
,lmn
lmn = NR ,lmn +
(2) (2)
2.8
IR i
In the above equations A ,ijk , and are the amplitude of the transition moment,
frequency of the transition and line width of the vibrational mode respectively. The
transition moment amplitude ,lmn is related to the Raman and IR properties of the
vibrational mode, ,lmn is nonzero only when both the Raman polarizability tensor and
the IR transition moment are nonzero. Therefore, a SFG active vibrational mode must be
both Raman and IR active. When the frequency of a vibrational is resonant with the
IR frequency IR , the denominator in Equation (2.7) becomes small and ( 2,ijk) will be
enhanced.
14
2.3 Fresnel Factors
For isotropic surfaces, SFG experiments can be conducted in different input and
output polarization combinations such as ssp, sps, pss, and ppp. Equation (2.5) can be
eff( 2 ),ssp = Lyy (SF ) Lyy (vis ) Lzz (IR ) sin IR yyz
eff( 2 ),sps = Lyy (SF )Lzz (vis )Lyy (IR ) sin vis yzy
eff( 2 ), ppp = Lxx (SF ) Lxx (vis ) Lzz ( IR ) cos SF cos vis sin IR xxz
Lxx (SF ) Lzz (vis ) Lxx ( IR ) cos SF sin vis cos IR xzx
+ Lzz (SF ) Lxx (vis ) Lxx ( IR ) sin SF cos vis sin IR zxx
+ Lzz (SF ) Lzz (vis ) Lzz ( IR ) sin SF sin vis sin IR zzz
The Fresnel factors depend on the refractive indices of the media and the
t
experimental geometry. For isotropic surfaces, only the diagonal elements of L ( i ) need
to be considered:
2n1 (i ) cos i
Lxx (i ) =
n1 (i ) cos i + n2 (i ) cos i
2n1 (i ) cos i
L yy (i ) = (2.10)
n1 (i ) cos i + n2 (i ) cos i
2
2n2 (i ) cos i n1 (i )
Lzz (i ) =
n1 (i ) cos i + n2 (i ) cos i n ' ( )
i
15
In the above equations, ni is the refractive index of medium i as shown in Figure 2.1, i
is the incident angle, and i is the refracted angle. n' ( i ) is the refractive index of the
interfacial layer. Since the interfacial layer is only one or a few monolayers thick, n' ( i )
16
2.4 Molecular Orientation at the Interface
molecule. If ( 2 ) is known, then the average orientation of the functional group can be
For example, the methyl group has C3v symmetry and the symmetric stretch mode
is cylindrically symmetric with symmetry axis along c , so there are only two
nonvanishing independent components in ( 2 ) : aac = bbc and ccc . Therefore, from
Here aac = r ccc and r is the hyperpolarizability ratio which is equal to 2.3 for the methyl
group.52,57 is the tilt angle which is the angle of the molecular symmetry axis c with
17
Figure 2.2. The definition of orientation angle for methyl group. Orientation angle () is
between surface normal and methyl group, axis c is the principal axis of the methyl group.
The ab plane is perpendicular to axis c. The ac plane contains one C-H bond.
measuring the ratios of independent nonvanishing ( 2 ) components. Then we can find the
18
2.5 Experimental Instrumentation
As shown in Figure 2.3, the SFG experiments were carried out with a visible 532
nm beam and an IR beam tunable from 1800 to 4000 cm-1, which were generated using a
Nd:YAG (yttrium aluminum garnet) laser system (1064 nm, 10 Hz, and 25 ps). The 532
(SHG) from the fundamental 1064 nm beam. A portion of the 532 nm beam was used to
KTiOAsO4 (KTA) difference frequency generation (DFG) system which mixes the idler
output of the OPG/OPA system and the fundamental 1064 nm beam. Both the visible and
IR beams had a pulse duration of 25 ps and a repetition rate of 10 Hz. The input angles
were set to 45 and 56 with respect to the surface normal for the visible and the IR
beams, respectively. The input energy was ~250J/pulse for the visible beam with a spot
size of 2mm on the sample. For the IR beam the input energy was ~200J/pulse with a
spot size of 0.5mm on the sample. The IR and visible input beams were overlapped both
spatially and temporally at the sample. The SFG output passed through a series of
bandpass filters to eliminate the background light, and then was detected by a
HAMAMATSU R3896 photomultiplier tube (PMT). The signal intensity was recorded
by a gated integrator (SR 280, Stanford Research Systems Inc.) and digitized by a
computer.
film (Thermo Electron Corp.). All SFG spectra presented in this dissertation were
19
RM
532 nm
RM RM
SHG OPG/OPA
DM
Nd: YAG laser KTP KTP KTP RM
25 ps, 10 Hz, 40mJ/pulse RM BS BS DM
532 nm
1300~1800 nm
1064 nm RM KTA
RM Tunable IR
DFG 2000~4000 cm-1
Figure 2.3. Layout of OPG/OPA. DM, RM and BS represent the dichromatic mirror,
reflective mirror, and beam splitter, respectively.
20
Chapter 3
Effects*
* A version of this chapter has been published. Yang, Z.; Li, Q. F.; Chou, K. C. Structures of Water
Molecules at the Interfaces of Aqueous Salt Solutions and Silica: Cation Effects. Journal of Physical
Chemistry C 2009, 113, 8201-8205.
21
3.1 Introduction
Buried aqueous interfaces play an important role in many natural and industrial
processes. Among the various aqueous interfaces, water/silica interfaces, which affect
contaminant migration, ice nucleation, soil formation, and microorganism growth, have
interface, current understanding of buried aqueous interfaces remains limited. For this
reason, a large number of theoretical simulations of water interfaces have been carried
out to provide microscopic information, such as the density profiles and orientations of
information, the simulation results are often limited by the capacity of computers, which
are insufficient for determining the detailed structure of interfacial water under practical
hydrophilic solid surface, such as silica, are understood to be a mixture of a more ordered
and a less ordered hydrogen-bond network, which are associated with vibrational peaks at
3200 and 3400 cm-1, respectively.20 In any case, the detailed structure of water molecules
Experimentally, the structure of water on silica has been shown to depend on the
surface charges. Silica surfaces possess negative charges because of the deprotonation of
surface silanol groups (SiOH). The surface charges, which create a surface electric field,
induce polar ordering of interfacial water molecules. Ong et al. studied water/silica
22
interfaces with various pH values using second harmonic generation (SHG).71 They
concluded that water molecules near the silica interface were polarized by the interfacial
electric field and responsible for the observed SHG. A few years later, Du et al. studied
vibrational spectroscopy.72 Their results showed that the orientation of the OH bonds and
the ordering of interfacial water molecules are strongly affected by their electrostatic
interaction with the deprotonated surface silanol groups. In a recent study on water/quartz
interfaces, Shen and his coworkers indicated that two different surface sites exist with
different deprotonation pK values on crystalline quartz.73 The peak at 3200 cm-1 seemed
to be associated with surface sites that have higher pK values, and the peak at 3400 cm-1
was closely associated with surface sites having lower pK values. The detailed
mechanism for the formation of these two different sites is not yet understood.
perturbations by cations. Alkali cations are particularly important, as they are the most
abundant cations in natural water. Previous studies at air/water interfaces with NaCl
solutions showed that a reduced ion density was present near the surface, and the ions
produced little effect on the surface water structure, for molar fractions up to 0.036 (~ 2
water/silica interface, because cations can interact with the silica surface via electrostatic
interactions.76 In this paper, we present studies of water structures on silica surfaces using
the water structures was observed with a relatively low concentration of NaCl in water.
Further, different alkali cation species (Na+, Li+, and K+) showed different degrees of
23
impact on the interfacial water structures. The electrostatic interactions between the
hydrated cations and the silica surface as well as the effective ionic radii of the cations
24
3.2 Experimental Section
The visible and tunable IR laser beams for SFG vibrational spectroscopy were
obtained from a Nd:YAG (yttrium aluminum garnet) laser with output wavelength of
1064 nm (30 ps, 40 mJ/pulse, and 10 Hz). The laser was used to generate a second
harmonic beam at 532 nm in a KTiOPO4 (KTP) crystal. The tunable IR beam was
produced by difference frequency mixing of the 1064 nm beam with the output of a
nm beam. The 532 nm and IR beams were overlapped, both spatially and temporally, on
the sample, as shown in Figure 3.1. The laser fluence was approximately 2 mJ/cm2 per
pulse for the visible beam and 5 mJ/cm2 per pulse for the IR beam. The polarizations of
the beams were s-, s-, and p-polarized for SFG, visible, and IR, respectively. The SFG
intensity was detected by a photomultiplier tube after spatial filtering by an aperture, and
spectral filtering by a bandpass filter. The SFG intensity was normalized against that
from z-cut quartz. Each spectrum shown in the current study was an average of 10 scans
in a 10 cm-1 step, and each scan was obtained by averaging the SFG intensity of 40 laser
Fused silica plates, with a thickness of 3mm, were cleaned with a commercial
cleaning agent (extran AP12) for 3 min. It was immersed in a 50/50 (v/v) HNO3/H2SO4
solution for ~12 hours, followed by rinsing in pure water (resistivity > 18.2 Mcm,
Millipore). Alkali chloride salts (> 99.8%, certified ACS reagents; purchased from Sigma
contamination in the salt solutions was observed in the SFG spectra between 2700 cm-1
and 3000 cm-1. All data presented in the current study were collected within a period of
25
two weeks. During the experimental period, the silica substrates were mostly kept either
in air or acidic solutions to avoid surface quality changes due to prolonged exposures to
pure water, as previously reported by Li et al.77 The SFG spectrum of the pure
water/silica interface was also monitored at the beginning and the end of the experiment
for each electrolyte to ensure that the quality of the silica surface stayed consistent during
Figure 3.1. Schematic layout of the SFG vibrational spectroscopy. The frequency of the
visible beam was fixed at 532 nm and the frequency of the IR beam was scanned from
2800 3900 cm-1. The 532 nm and IR beams were overlapped both spatially and
After the pure water/silica SFG spectrum was measured, the SFG spectra of a
and 1x10-1 M were measured in the sequence from the lowest concentration to the highest
concentration. For each solution with a particular concentration, the cell and silica plates
were rinsed thoroughly with the solution before the spectroscopic measurements. The
26
rinsing process ensured that the bulk solution in the cell had the desired electrolyte
concentration. For each concentration, five scans were collected in a time period of ~1
hour during which no change of the SFG spectrum was observed. Then the cell and silica
plates were cleaned with acids as described above for measuring next electrolyte
solutions (LiCl, for example). The measurements of different electrolytes were carried
out using the same silica substrate within a period of one week, and the experiments were
repeated under the same condition in the second week with freshly prepared solutions and
the same silica substrate. There was no observable difference in the SFG spectra in
comparison to those collected in the previous week. It also confirmed that the surface
quality of the silica substrate had stayed consistent during the whole experiments. Finally,
the 10 spectral scans of the same electrolyte with the same concentration (five scans in
the first experiment and five scans in the repeated experiment) were averaged to improve
As the pH values of solutions can affect the surface water structure, great
attention has been made to monitor the pH values of the solutions to assure that the
observed changes of SFG spectra were not a pH effect. The pH value of water was 7
when freshly obtained from the Milli-Q system. However, it is known that water exposed
to air is mildly acidic because water readily absorbs carbon dioxide from the air. It
ultimately leads to a pH of approximately 5.7.78,79 All salts studied in this paper, such as
LiCl, NaCl, and KCl, are known as neutral salts, which cause little change of the pH
values in aqueous solutions. The pH values of all solutions used in the current study were
around 5.74 with a standard deviation of 0.05. A table presenting the pH value for each
27
3.3 Results and Analysis
Figure 3.2A shows the SFG spectra of water/silica interfaces with pure water and
aqueous NaCl solutions of 1x10-4 M, 5x10-4 M, 1x10-3 M, 1x10-2 M, and 1x10-1 M. The
spectra of water exhibit two peaks at 3200 cm-1 and 3400 cm-1.11,72 As the concentration
of NaCl increased, the intensity of both peaks decreased. It has been interpreted that the
peak at 3200 cm-1 represents OH in a more ordered hydrogen-bond network, and the peak
silanol groups on silica play a critical role in determining the molecule adsorption on the
surface in an aqueous solution.76 The dissociation of protons from the surface silanol
groups creates negative charges on a silica surface. The reaction can be described as
follows:
-SiOH + mH2O = -SiO -- mH2O + H+ (3.1)
where -SiOH is the surface silanol group and m describes the number of water molecules
associated with the -SiO.81,82 The silanol groups are estimated to have a surface density
of ~5 1014 cm-2 on the silica surface, which is equivalent to one silanol group per 20
2.76,83 When the pH value of the aqueous solution increases, the silanol groups become
deprotonated, and the surface charge increases. Experimentally, both the 3200 cm-1 and
3400 cm-1 peaks were observed to increase with increasing pH value, suggesting that a
silica.11,73,84 Previous studies by Ong et al., using second harmonic generation (SHG),
showed that there were two types of silanol groups at a water/silica interface, with pK
values of 4.9 and 8.5, populating 19% and 81% of the surface area, respectively.71
28
that the 3200 cm-1 peak is associated with surface sites that have a higher pK value, and
the 3400 cm-1 peak is associated with surface sites with a lower pK value.73
To obtain quantitative information, the spectra in Figure 3.2 were fitted by two
2
Aq ,ijk
I ( SFG ) (2)
NR ,ijk +
q =1, 2 q +i q
(3.2)
IR
where NR
( 2)
is the nonresonant contribution; IR is the frequency of the input infrared
laser beam; q represents the qth vibrational mode; Aq is the amplitude; q is the width;
and q is the resonant frequency. The fitting curves are shown in Figure 3.2 as solid lines,
Parts B and C of Figure 3.2 show the SFG spectra collected with LiCl and KCl
solutions. The magnitudes of the decreases are different when the cation species are
changed. Similar experiments with different anions, such as NaBr and NaI, were also
carried out, but, within measurement error, the spectra of NaBr and NaI were the same as
those of the NaCl solutions. (Spectra of NaBr and NaI solutions are not shown.)
Therefore, the cation, which interacts with the silica surface via electrostatic interactions,
is the key factor in perturbing the hydrogen-bond network at the water/silica interface.
29
Figure 3.2. SFG spectra from the water/silica interfaces with different concentrations of
three alkali chloride solutions: (a) NaCl, (b) LiCl, and (c) KCl. The solid lines are fitting
curves derived using two Lorentzian peaks at 3200 cm-1 and 3400 cm-1.
30
The interaction of a hydrated cation with a silica surface has been shown to
where M+ denotes a cation and n describes the number of water molecules solvating M+.
The notation, -SiO -- nH2OM+, indicates that cations are located at a small but finite
distance from the silica surface. Overall, the surface charges created by the cations are
mostly neutralized by the cations themselves. Therefore, the surface charges developed
by the cations are not expected to enhance the ordering of surface water molecules, or the
The pH of the point of zero charge for amorphous silica is about 2 - 3.85 With a
solution pH value of 5.7, the silica surface is negatively charged. The surface -SiO
groups, described in Equation (3.1), interact with the cations via electrostatic
interaction:76
-SiO -- mH2O + nH2OM+ = -SiO -- nH2OM++ mH2O Kassc (3.4)
where Kassc is the equilibrium constant. As a result of the electrostatic interaction, the
cations reduce the surface electrical field. Overall, the ordering of the original hydrogen-
bond network is perturbed because of the decrease in the surface electrical field and the
replacement of the more ordered water molecules by the hydrated cations. Qualitatively,
this mechanism explains that the SFG intensity of interfacial water peaks decreases as the
31
Figure 3.3. Amplitudes (Aq) as functions of the concentration of alkali chloride solutions
for water/silica interfaces obtained by fitting the spectra in Figure 3.2 with Equation (3.2).
32
As shown in Figures 3.2 and 3.3, for the same concentration, the SFG intensities
of interfacial water in alkali chloride solutions are in the order: Na+ > Li+ > K+. To
explain the different behaviors for Li+, Na+, and K+, both the equilibrium constant Kassc in
Equation (3.4) and the effective ionic radii of the hydrated cations need to be considered.
First, the equilibrium constant Kassc describes the interaction between the surface -SiO
groups and the hydrated cation nH2OM+. Previous studies by Dove et al. showed that the
equilibrium constant Kassc for alkali chloride solutions is in the order: Kassc, KCl > Kassc, NaCl
> Kassc,LiCl.86 A larger equilibrium constant Kassc indicates a higher density of -SiO--
nH2OM+ on the silica surface; thus, a larger perturbation of the water structures, and
consequently, a smaller SFG intensity. Therefore, if only the equilibrium constant Kassc is
considered, the SFG peak intensity would be in the order: Li+ > Na+ > K+. Second, the
sizes of the hydrated cations should be considered. Ions in aqueous solution are hydrated.
Generally, the smaller and higher-charged ions attract more water molecules. The
hydrated ionic radii of Li+, Na+, and K+ are approximately 0.6 nm, 0.4 nm, and 0.3 nm,
respectively.87 In an aqueous solution, the radius of a hydrated Li+ is roughly twice that
of a hydrated K+. Therefore, a hydrated Li+ displaces more ordered H2O at the surface.
Consequently, if only the effective ionic radii are considered, one would expect that the
SFG intensity of water be in the order: K+ > Na+ > Li+. Overall, the balance between
these two effects gives the observed SFG intensity in the order: Na+ > Li+ > K+. The SFG
intensity is lower for K+ and Li+ solutions because K+ has a stronger interaction with the
surface -SiO groups and Li+ has a larger effective ionic radius. Nevertheless, these two
effects, even though they perturb the interfacial water ordering in different ways, are not
33
interaction between the cation and water molecules, and the strength of the interaction
between the hydrated cation and the silica surface depends on the size of the hydrated
cation.88-91 The structures of the water of hydration remain as an active research area, and
many theoretical studies of the detailed structures can be found in the references. 92-97
As shown in Figure 3.3, the peak at 3200 cm-1 is more vulnerable to the cation
perturbation. The amplitude of the 3200 cm-1 peak experiences a ~ 20% decrease with a
concentration of 1x10-4 M, while the 3400 cm-1 peak does not have an significant
decrease until 1x10-2 M. Additionally, the perturbation for the 3200 cm-1 peak reaches its
saturation at a concentration of 0.01 M, while the perturbation for the peak at 3400 cm-1 is
not saturated until 0.1 M. Eventually, both peaks have a 50% decrease in their amplitudes
Since the peak at 3200 cm-1 is more vulnerable to the cation perturbation, the
water structure associated with this peak is more likely to exist in the region where the
surface electrical field is higher. As described above, cations interact with the silica
surface via electrostatic interaction, and therefore, the surface number density of cations
is higher in the region where the surface electrostatic field is higher. Previous studies
have suggested that the silanol groups with lower pK values are isolated silanol groups
because they are relatively easier to dissociate.71,76,98 Vincinal silanol groups, which
locate closely and can be coupled to each other through hydrogen bonds, have higher pK
values. The vincinal silanol groups are likely to create a higher local surface charge
density because of their higher local number density. Therefore, vincinal silanol groups
are more likely to create a higher local electrical field on the silica surface, consequently
a better ordered structure and attract more cations to the surface. This model is consistent
34
with previous observations by Ostroverkhov et al., indicating that the peak at 3200 cm-1 is
35
3.4 Conclusions
structure of water molecules at water/silica interfaces with the presence of alkali chloride
observed with a 1x10-4 M NaCl solution. The cations play a key role in perturbing the
hydrogen-bond network at the water/silica interfaces as they interact with the silica
surface via electrostatic interaction. Different alkali cation species produce different
degrees of perturbation in the order: K+ > Li+ > Na+. This order can be explained by
considering the electrostatic interaction between the cations and silica surfaces and the
effective ionic radii of the cations. The peak at 3200 cm-1 experiences lager perturbation
suggesting that the more ordered structure at 3200 cm-1 is associated with the vincinal
silanol groups, which produce a higher surface electrical field and have a higher pK value
36
Chapter 4
Interfaces*
* A version of this chapter has been published. Yang, Z.; Li, Q. F.; Gray, M. R.; Chou, K. C. Structures of
Water Molecules at Solvent/Silica Interfaces. Langmuir 2010, 26, 16397-16400.
37
4.1 Introduction
Water molecules, either existing naturally or being added in a process, form a thin layer
on the mineral surface and may affect the effectiveness of the process. For example,
previous studies have suggested that the loss of water from the mineral interfaces can
significantly decrease the yield of oil sand extraction.99 Despite its importance, the
in sum frequency generation (SFG) vibrational spectroscopy have proven that SFG is an
interfaces using SFG have shown that the structure of water is strongly affected by the
surface charges on silica.84 In addition to the liquid-water vibrational peak at 3400 cm-1,
an ice-like peak located at 3200 cm-1 was observed at water/silica interfaces. The ice-
like peak grows significantly with higher surface charge density, suggesting that the
surface charges on silica induce a better ordered water network with increased hydrogen
bonds. On the other hand, the SFG spectra of water at hydrophobic interfaces exhibit a
narrow peak near 3650 cm-1, which is associated with the free OH dangling bonds, and a
broad figure between 3000 and 3600 cm-1, which is associated with hydrogen-bonded OH.
Studies by Scatena et al. at hexane/water interfaces have shown that the hydrogen
bonding between water molecules at the interface is weaker than that at air/water
38
the interactions of water with the hydrophilic mineral surfaces and the hydrophobic
solvents.
was studied using SFG. Toluene and heptane were chosen because of their popularity in
laboratories and industries. The properties of toluene and heptane are also fundamentally
Silica was used in the current study because of its abundance in nature. The surface
free OHs. Surprisingly, this structure of water showed resistance against further
adsorption of water and was extremely stable at room temperature. On the other hand, a
39
4.2 Experimental Section
The visible and tunable IR laser beams for SFG vibrational spectroscopy were
obtained from a Nd:YAG (yttrium aluminum garnet) laser with output wavelength of
1064 nm (30 ps, 40 mJ/pulse, and 10 Hz). The laser was used to generate a second
harmonic beam at 532 nm in a KTiOPO4 (KTP) crystal. The tunable IR beam was
produced by difference frequency mixing of the 1064 nm beam with the output of a KTP
532 nm and IR beams passed through the silica window and were overlapped, both
spatially and temporally, at the solvent/silica interface. The laser fluence was
approximately 2 mJ/cm2 per pulse for the visible beam and 5 mJ/cm2 per pulse for the IR
beam. The polarizations of the beams were s-, s-, and p-polarized for SFG, visible, and IR,
respectively. The SFG intensity was detected by a photomultiplier tube after spatial
filtering by an aperture, and spectral filtering by a bandpass filter. The SFG intensity was
Optically-smooth fused silica windows (ISP optics, USA) with a thickness of 3mm
and sample cell made of glass (capacity: 1 ml) were cleaned with a commercial cleaning
agent (extran AP12) for 3 min. They were then immersed in a mixture of sulfuric acid
(98%) and nochromix reagent (GODAX Laboratories, Inc.) for 24 hours, followed by
rinsing in pure water (resistivity > 18.2 Mcm, Millipore), and finally dried at 100 for 3
h to remove residual surface water. After these treatments, the silica plates were kept in
heptane or toluene (HPLC grade, Fisher) to prevent further water adsorption on the
40
4.3 Results and Analysis
Figure 4.1 shows the SFG spectra of heptane/silica interfaces with dry (open
circles) and water-saturated (solid circles) heptane. The peaks between 2800 and 3000
cm-1 are associated with C-H vibrational modes from heptane. The detailed study of
heptane/silica interfaces has been reported previously.105 The current analysis will focus
on the water peaks between 3000 and 3700 cm-1. The dry heptane/silica interface contains
a small amount of water, and a free OH peak is visible at 3680 cm-1. The water-saturated
spectrum was collected at ~30 min after adding a small water droplet in the cell to
saturate the water content in heptane. The solubility of water in heptane is only ~ 0.056%
because the silanol groups (either SiOH or SiO) on the silica surface interact with water
molecules strongly. With the water-saturated heptane, three major water peaks can be
identified at 3200, 3400, and 3660 cm-1 as shown in Figure 4.1 (solid circles). The peaks
at 3200 and 3400 cm-1 have been commonly observed at water/silica interfaces.20 These
two peaks are located at the same positions as the IR absorption peaks of bulk ice and
liquid water and hence are sometimes labeled as ice-like and liquid-like peaks,
respectively.20 It has been proposed that the 3200 cm-1 peak represents more ordered
water molecules with symmetric tetrahedral coordination, while the 3400 cm-1 peak
represents the more disordered asymmetrically bonded molecules.80,100 The free OH peak
at 3660 cm-1 has been widely observed at water surfaces in contact with hydrophobic
environments, such as air/water11 or oil/water100 interfaces. Therefore, the 3660 cm-1 peak
in Figure 4.1 represents free OHs in contact with the hepane phase. The spectra of water
at heptane/silica interfaces, as shown in Figure 4.1, are basically consistent with our
41
current understanding of interfacial water molecules and show a combination of SFG
water/hydrophobic-surface interfaces.
16
14
SFG Intensity (arb. u.)
12
10
8
6
4
2
0
2800 3000 3200 3400 3600 3800
-1
Wavenumber (cm )
Figure 4.1. SFG spectra of heptane/silica interfaces with dry (open circles) and water-
saturated (solid circles) heptane. The peaks between 2800 and 3000 cm-1 are associated
with C-H vibrations of heptane, the peaks at 3200 and 3400 cm-1 are vibrational peaks
associated with hydrogen-bonded water, and the 3660/3680 cm-1 peak is assigned to the
Figure 4.2 shows the SFG spectra of toluene/silica interfaces with dry (open
circles) and water-saturated (solid circles) toluene. The vibrational peaks between 2800
and 3100 cm-1 are associated with toluene. The detailed peak assignments for toluene
have been reported previously and can be found in the reference.105 Again, a small
amount of water was present at the interface with the dry toluene and showed a free OH
42
peak near 3600 cm-1. The position of the free OH peak is red-shifted and broadened
compared to that at heptane/silica interfaces (Figure 4.1). The redshift of the free OH
mode indicates that the solvent does interact with the interfacial water molecules. When
water was added into the dry toluene, water molecules adsorbed on silica and formed a
new structure which had not been previously observed. The solubility of water in toluene
the silica surface, and the vibrational peak associated with water appeared, as shown in
Figure 4.2 (solid circles). Surprisingly, the adsorbed water produced a very different
spectrum compared to that at the heptane/silica interface shown in Figure 4.1 (solid
circles). At the toluene/silica interface, water formed a broad peak centered at 3150 cm-1.
Based on our current understanding of water surfaces, two important features are missing
in the water-saturated spectrum shown in Figure 4.2. First, the free OH peak, which exists
at an oil/water interface, is no longer detectable. Second, the weakly bonded water peak
at 3400 cm-1, which exists at the water/silica interface, is also missing. The spectrum
An important character of a water surface without free OHs is that the interaction
between the water surface and an incoming water molecule is significantly reduced.111
The water structure shown in Figure 4.2 (solid circles) was found to be very stable in the
water-saturated toluene. For more than 12 hours, the spectrum remained unchanged, and
the water surface did not accumulate more water to become a regular liquid water layer
similar to that at the heptane/silica interface. For comparison, the same experiment was
carried out on an initially moistened silica surface (by exposing to N2 of 60% relative
43
humidity), where the 3200 cm-1, 3400 cm-1, and free OH peaks were all present initially,
as shown in Figure 4.3 with open circles. The solid circles in Figure 4.3 show the SFG
spectrum taken 30 min after water was added in toluene. It was clear that, on this regular
water surface, further adsorption of water continued when the water content in toluene
was saturated.
10
SFG Intensity (arb. u.)
0
2800 3000 3200 3400 3600 3800
Wavenumber (cm-1)
Figure 4.2. SFG spectra of toluene/silica interfaces with dry (open circles) and water-
saturated (solid circles) toluene. The peaks between 2800 and 3100 cm-1 are associated
with C-H vibrations of toluene, the broad peak centered at 3150 cm-1 is associated with
hydrogen-bonded water, and the 3600 cm-1 peak is assigned to the free O-H stretching
mode.
44
6
0
2800 3000 3200 3400 3600 3800
-1
Wavenumber (cm )
Figure 4.3. Adsorption of water on a regular water layer with free OHs. The open circles
represent the SFG spectrum of a toluene/silica interface with dry toluene on an initially
moistened silica surface. In this regular water layer, the 3200 cm-1, 3400 cm-1, and free
OH peaks are all present. Water can condense on such a regular water surface, as
indicated by the solid-circle spectrum, which was taken 30 min. after the toluene was
The water-saturated spectrum in Figure 4.2 (solid circles) suggests that the
formation of a water surface with no free OHs is possible without an atomically smooth
surface. On an atomically smooth mica surface, it has been proposed that the condensed
water molecules may form a two-dimensional (2D) ice-like structure which is stabilized
via the interaction between water molecules and the solid surface.112,113 This structure
was latter confirmed by SFG vibrational spectroscopic measurements for D2O on mica,
with a strong ice-like peak located 2375 cm-1 accompanied by the disappearance of
45
both the liquid-like peak at 2510 cm-1 and the free O-D peak at 2740 cm-1.114 A similar
2D flat ice structure was also observed at -160 C on an atomically smooth crystalline
Pt(111) surface, on which free OHs were not present because all water molecules bound
either directly to the metal surface or to each other through the in-layer hydrogen bonds.
This 2D ice layer was reported by Kimmel et al. as a hydrophobic water monolayer
because it depressed further growth of ice on the surface.111 The structure shown in
Figure 4.2 (solid circles) shares many similar properties with these 2D water structures,
such as the disappearance of both the liquid-like and free OH peaks and the depression
of further water adsorption. However, one major difference was that the silica surface
used in the current study was not atomically smooth. The optically flat silica surface was
mechanically polished and has a roughness of a several nanometers under an atomic force
microscope. The rough surface cannot provide a lattice matching condition to form a 2D
silica may help the adsorbed water molecules to minimize the number of free OHs. When
water molecules adsorb on the silica surface one by one to fill up the defects, the water
molecules will minimize their energy by forming the maximal number of hydrogen bonds.
At a certain stage, the OHs bind either to other water molecules or to the silanol groups
nanometer holes are then sealed for further water adsorption. This model explains the
long-term stability of the highly hydrogen-bonded structure shown in Figure 4.2 (solid
circles). On the other hand, if the defects are initially overfilled with too many available
46
free OHs, as shown in Figure 4.3 (open circles), the free OH peaks will always exist on
the regular water layer, and then further adsorption of water is favorable. Although the
water-resistant water structure centered at 3150 cm-1 has a vibrational frequency near
coordination because the tetrahedral coordination would have to be highly distorted to fit
in the defect sites, which explains the broad width of the peak. Nevertheless, the large red
shift of the OH stretching frequency, in comparison to free OHs, indicates that the
Figure 4.4. Schematic drawing of the water-resistant water structure. In the process of
water adsorption, the water molecules minimize their energy by forming the maximal
number of hydrogen bonds with either the neighbouring water molecules or the silanol
groups (SiOH) on silica. At a certain stage, very few free OHs are available. The absence
47
Toluene plays an important role in stabilizing the water-resistant water surface.
When experiments were carried out at an air/silica interface with the relative humidity
(RH) increasing from 0%to 100%, the free-OH peak was observed at all RH values,
indicating the water surface without free OHs either could not form or was unstable at an
air/silica interface. Therefore, toluene plays a critical role in minimizing the number of
free OHs. Our data also indicated that the hydrophobicity of toluene was not the only
driving force to minimize the number of free OHs on the water surface, as we did not
theoretical studies will be needed to better determine whether the shape of toluene or the
stronger interaction between toluene and water also plays a role in forming the water
48
4.4 Conclusions
solvents and water molecules can significantly change the interfacial water properties.
We discovered a water layer between toluene and silica with no detectable free OHs. The
water layer without free OHs showed resistance against further adsorption of water
molecules. However, this special structure of water was not observed at heptane/silica
49
Chapter 5
in the Atmosphere*
* A version of this chapter has been published. Yang, Z.; Bertram, A. K.; Chou, K. C. Why do Sulfuric
Acid Coatings Influence the Ice Nucleation Properties of Mineral Dust Particles in the Atmosphere?
Journal of Physical Chemistry Letters 2011, 2, 1232-1236.
50
5.1 Introduction
Mineral dust particles are abundant in the atmosphere. Common minerals found in
aerosolized dust include quartz, illite, muscovite, chlorite, kaolinite, and calcite.115-125
During their lifetime in the atmosphere, mineral dust particles can become coated with
inorganic material such as sulfuric acid. 126,127 Recently several studies have investigated
the effect of sulfuric acid coatings on the ice nucleation properties of mineral dust
uncoated minerals particles such as illite and kaolinite are good ice nuclei both below and
above water saturation.134,135 But once the supermicron particles are coated with sulfuric
acid they are only good ice nuclei at close to and above 100% relative humidity (RH) for
temperatures around 235 K.129,132 Experiments with submicron mineral particles also
show that particles coated with sulfuric acid are poor ice nuclei below water saturation,
but can act as ice nuclei above water saturation (although the ice nucleation ability may
be reduced above water saturation compared to the uncoated case due to the permanent
loss of some active sites).133 This difference between uncoated and coated mineral dust
particles in terms of ice nucleation ability is illustrated in Figure 5.1a, for the specific
case of supermicron illite particles from the work of Chernoff et al.132 Figures 5.1b and
5.1c show the pH and H2SO4 concentration of the coating as a function of RH, calculated
from the Aerosol Inorganic Model.136 A comparison of panel a, b and c illustrate that
coated mineral dust particles are poor ice nuclei when the coating material has a low pH
(less than 1) and a high acid concentration (H2SO4 concentration > 0.1 M).
51
Figure 5.1. Panel (a) schematic showing the range of RH values over which uncoated and
coated mineral dust particles are good ice nuclei. The figure is specifically created for
illite particles based on the work of Chernoff et al.132 A similar behavior was also
observed for kaolinite. The temperature applicable for the ice nucleation studies was
approximately 237 K. Panel (b) and (c) show the pH and the molarity of the sulfuric acid
Despite the evidence that sulfuric acid coatings influence the ice nucleation
52
extrapolated to the atmosphere. In the following we investigate why sulfuric acid
coatings influence the ice nucleation properties of mineral dust particles at molarities >
0.1 M. We probed the structure of water at the mineral aqueous acid interface as a
function of the sulfuric acid concentration using IR-visible sum frequency generation
structures for concentrations less than and greater than 0.1 M. For these studies mica was
chosen for the mineral interface since mica has a surface structure similar to illite which
Additionally, atomically flat mica surfaces are relatively easy to obtain by cleaving a
mica sheet.
53
5.2 Experimental Section
The visible and IR laser beams for SFG vibrational spectroscopy were obtained
from a Nd:YAG (yttrium aluminum garnet) laser with output wavelength of 1064 nm (30
ps, 40 mJ/pulse, and 10 Hz). The laser was used to generate a second harmonic beam at
532 nm in a KTiOPO4 (KTP) crystal. The tunable IR beam was produced by difference
frequency mixing of the 1064 nm beam with the output of a KTP optical parametric
generator/amplifier (OPG/OPA) pumped by the 532 nm beam. The 532 nm and IR beams
were overlapped, both spatially and temporally, on the sample, as shown in the inset of
Figure 5.2. The energy of the laser beams were ~ 200 uJ/pulse for both the visible and IR
beams. The polarizations of the beams were s-, s-, and p-polarized for SFG, visible, and
IR, respectively. The SFG intensity was detected by a photomultiplier tube after spatial
filtering by an aperture and spectral filtering by a bandpass filter. Each spectrum shown
in the current study is an average of 6 scans in a 10 cm-1 step, and each scan is an average
Deuterium oxide D2O (99.9% deuterated water; Sigma-Aldrich) was used, instead
of H2O, to avoid the IR absorption in mica due to the O-H stretching at 3620 cm-1.138
Deuterated sulfuric acid D2SO4 (Sulfuric acid-d2, 96-98 wt.% deuterated, solution in D2O,
99.5 atom% deuterated, Sigma-Aldrich) was used to prepare solutions for the SFG
measurements. Mica sheets were cleaved right before the SFG measurements. A series of
D2SO4 solutions with concentrations of 0, 5x10-6, 5x10-5, 5x10-4, 5x10-3, 5x10-2, 5x10-1
mol/L were measured in the sequence from the lowest concentration to the highest
concentration. For each solution, the spectroscopic cell and mica sheet were rinsed
thoroughly with the solution before the spectroscopic measurements. The rinsing process
54
ensured that the concentration of D2SO4 in the cell is the same as the solution used. For
significant change of the SFG spectrum was observed. All spectra presented in the paper
were taken using the same mica sheet. All experiments were carried out at room
temperature.
55
5.3 Results and Analysis
Figure 5.2 shows the SFG vibrational spectra of deuterium oxide (D2O)/mica
interfaces with D2SO4 concentrations of 0, 5x10-6, 5x10-5, 5x10-4, 5x10-3, 5x10-2, 5x10-1,
and 5 M. Deuterated water and sulfuric acid was used, instead of H2O, to avoid the IR
absorption peak of mica at 3620 cm-1.138 The spectra of D2O exhibit two peaks located
near 2375 and 2550 cm-1, which represent the peaks at 3200 and 3400 cm-1, respectively,
for interfacial H2O.11 The redshift of the D2O peaks with respect to those of H2O is a
result of the isotopic substitution. These two peaks are sometimes labeled as the ice-
like and the liquid-like peaks, indicating that their peak positions are similar to those
of ice and liquid water, respectively.20,72 It is generally accepted that the former
represents water in a more ordered hydrogen-bonding network, and the latter represents a
with these two peaks are not completely understood, but it was proposed that the 2375
cm-1 peak represents water molecules with symmetric tetrahedral coordination, while the
56
Figure 5.2. SFG spectra of D2O/mica interfaces with D2SO4 concentrations of (a) 0 M, (b)
5x10-6 M, (c) 5x10-5 M, (d) 5x10-4 M, (e) 5x10-3 M, (f) 5x10-2 M, (g) 5x10-1 M and (h) 5
M. The inset shows the schematic layout of the spectroscopic setup. The polarizations of
the beams were s-, s-, and p-polarized for SFG, visible, and IR, respectively.
To obtain a more quantitative analysis, the spectra in Figure 5.2 were fitted with
2
Aq
Lorentzian lineshape I ( SFG ) ( 2)
NR + , where NR
( 2)
is the nonresonant
q IR q +i q
57
contribution, Aq is the amplitude, q is the width, and q is the resonant wavenumber for
the qth vibrational mode. The fitting curves were shown in Figure 5.2 (solid lines), and
the fitting amplitudes and resonant wavenumbers were shown in Figure 5.3. The best fits
were obtained with a negative Aq for the ice-like peak and a positive Aq for the
liquid-like peak. These assignments are consistent with the phase-sensitive SFG
5.3a, when the concentration of D2SO4 increased, both the liquid-like and the ice-
like peaks intensities decreased. With a D2SO4 concentration of 5 M (pH ~ -0.7), both
water no longer exists. Figure 5.3b shows that the frequencies of the water peaks are pH
dependent. In general, both the surface potential of mica and dipole-dipole coupling
between water molecules can shift the frequency139, but studies of the frequency shifts are
The drastic reduction of the ordered water structures (Figure 5.2) with D2SO4
Chernoff et al. indicating H2SO4-coated mineral surfaces with H2SO4 concentrations >
0.1 M are poor ice nuclei (see Figure 5.1).129,132,135 The results suggest that the ordered
surface water structures may have played an important role in the ice nucleation process.
Although the drastic reduction and eventual disappearance of the ordered water structures
offers a microscopic explanation for why H2SO4-coated mineral surfaces are poor ice
nuclei, the question remains to be answered is why the ordered surface water structures is
drastically reduced with a high acid concentration. Based on our current understanding,
there are three possible effects responsible for the disappearance of ordered water
58
structures: (a) the decrease of mica surface potential, (b) the adsorption of sulfates on the
surface, and (c) solvations of sulfates in water. These effects are discussed below.
Figure 5.3. The fitted amplitudes (a) and frequencies (b) of water peaks in the SFG
spectra with various D2SO4 concentrations. Triangles represent ice-like peaks and dots
It is known that a decrease in the surface potential leads to a less ordered water
59
sheets lying between two silicon tetrahedral layers. One in four silicon atoms is
substituted by an aluminum atom in the silicon tetrahedral layer, and the substitution
results in a negative charge which is neutralized by K+ ions located between the silicon
tetrahedral layers. When mica is cleaved, a cleavage plane happens in the potassium
layer. The K+ ions are equally distributed between the two surfaces, and the surface is
overall neutral.143 When placed in water, hydrated potassium ions dissociate from the
mica surface,144,145 and the surface, which consists of Si, Al, and O connected by Si-O
and Al-O bonds, become negatively charged, then partially neutralized by H+ ions in
water. The surface charge of mica is therefore dependent on the pH of the solution.
Overall, the surface charge decreases when the pH value decreases. The phenomena have
also been observed on other mineral surfaces.71 Measurements for the point of zero
charge (PZC) of mica were not conclusive, but it is generally accepted that the PZC of
muscovite mica is less than 3.146 One of the difficulties in measuring the PZC for mica is
the increased solubility of lattice aluminium ions at low pH,147 which creates negative
surface charges on the surface. However, it was clearly observed that the increased
concentration of hydrogen ion at low pH decreased the surface potential of mica, which
can be attributed to the protonation of the Si-O groups at the surface to form ionizable
surface silanol groups.146 Therefore, the decrease of the surface potential on mica at
lower pH is one of the mechanism responsible for the decrease of the water peaks in
Figure 5.2.
When the mica surface approached neutral or positively charged, the adsorption
of anions on mica surface may also affect the structure of water on mica. It is known that
the adsorption of sulfate on mineral surface is mainly associated with Al and Fe oxy-
60
hydroxides and with allophanic constituents.148,149 Sulfate adsorption generally increases
when the pH decreases.148,150,151 The vibrational peaks of sulfate are too weak to be
measured directly by the current optical setup. To further study whether the
disappearance of the ordered water structure was related to any particular properties of
sulfate, the same experiment with 5 M of hydrochloric acid (HCl) was carried out for
comparison. The experiment showed the SFG peaks of water also disappeared with 5 M
of HCl solution. Therefore, the vanishing of the ordered water structures was likely not
linked to any particular properties of sulfates. However, the anions should interact with
the mineral surface when the surface approached neutral or become positively charged.
become an important factor affecting the water structure on mica. Previous ab initio
studies by Cannon et al, showed that 13 water molecules are present in the first solvation
roughly 8:1. At this concentration, the mica surface must compete for water with the
sulfate ions in the bulk solution. The phenomenon can affect ice nucleation processes in
two ways. First, the number of water molecules available to the mica surface is reduced.
Second, as the mica and sulfates are competing for water molecules, most water
molecules are well captured either by the surface charges on mica or by the anions in the
solution. The situation creates an energy barrier for ice nucleation because formations of
ice nuclei would have to overcome the electrostatic interactions to rearrange the ordering
of water molecules.
When the concentration of sulfuric acid increases, the above three mechanisms all
work against ordering of water molecules on mica surface. When pH decreases, the
61
surface potential decreases, and consequently the ordering of interfacial water decreases
which was indicated by the decrease of the SFG peaks. As the surface potential decreases,
the adsorption of anions on the mica surface becomes significant, and the adsorbed
anions displace ordered water molecules on the surface. Finally, when the concentration
of sulfuric acid reaches a critical concentration, in which the solvation of sulfate ions
consumes large amount of water, the ordered water structure disappears. At this stage,
nearly all water molecules are captured by the anions, and few water molecules are freely
available to the mica surface. The process is illustrated in Figure 5.4 showing water
62
Figure 5.4. Schematics of water molecules and hydrated sulfate (bisulfate) ions at
H2O/mica interface with pH~6. The surface is highly negatively charged. Water
molecules are more ordered near the charged surface. (b)With a low concentration of
H2SO4, the surface charge decreases as the surface is protonated, and the anions interact
with the mineral surface. (c) With a high concentration of H2SO4 (for example 5M),
water molecules are well captured by the sulfate/anions in the solution, and few water
molecules are freely available for the mica surface. In (a) and (b) the dashed lines
separate the ordered water molecules from the water molecules without order. Above the
dashed lines, water molecules have good order because of negative surface potential
induced by the mica surface. In (b) and (c) H+ adsorb on the mica surfaces. The dashed
circles represent hydrated sulfate ions (in low H2SO4 concentration) or hydrated bisulfate
anion (in high H2SO4 concentration). Water molecules in the dashed circle are parts of
the hydrated anions and move together with the core anions.
63
5.4 Conclusions
We found that ordered water structures significantly decreased with 0.5 M of H2SO4 and
previous laboratory studies showing minerals particles coated with sulfuric acid are
relatively poor ice nuclei. The observed phenomenon was explained by a combined effect
of the decreased mica surface potential at low pH, the adsorption of sulfates on mica, and
64
Chapter 6
* A version of this chapter has been published. Yang, Z.; Li, Q. F.; Hua, R.; Gray, M. R.; Chou, K. C.
Competitive Adsorption of Toluene and n-Alkanes at Binary Solution/Silica Interfaces. Journal of Physical
Chemistry C 2009, 113, 20355-20359.
65
6.1 Introduction
extraction techniques31,36. Toluene and alkanes are particularly important because they
are the most commonly used solvents for both industrial and scientific applications. At a
different from the bulk composition because of the different interaction strength with the
and 1960s, the adsorption isotherms for binary mixtures at liquid/solid interfaces were
Despite this effort, the problem was not completely resolved42, because the macroscopic
measurements were indirect, and the theories require molecular-level information about
information at buried liquid interfaces, and many studies have been done at water
interfaces.153
SFG vibrational spectroscopy has been used for a broad range of studies by a
66
optical process, SFG is forbidden in centrosymmetric media, such as liquids, but the
symmetry is broken at an interface. For this reason, SFG is highly surface-specific and
capable of measuring surface vibrational spectra under ambient conditions. For liquid
surfaces, it has been shown that SFG from a water surface is dominated by the top
monolayer.157 With the monolayer sensitivity and short probing depth, SFG provides a
interfaces. In this chapter, SFG vibrational spectroscopy was used to study the
competitive adsorption of toluene and alkanes on silica, which is one of the most
abundant minerals and has also been widely used in liquid chromatography101-104.
change in the bulk composition results in the replacement of one component by the other
component. The Langmuir isotherm has often been used to describe the adsorption
approximation only for strongly adsorbed molecules. In the current study, the adsorption
free energies for the solvents are of the same order of magnitude. Therefore, the
Langmuir isotherm is not suitable for the current study. In this paper, we obtained the
surface coverage of toluene using SFG and used the Everett isotherm to fit the measured
67
6.2 Experimental Section
The visible and IR laser beams for SFG vibrational spectroscopy were obtained
from a Nd:YAG (yttrium aluminum garnet) laser with an output wavelength of 1064 nm
(30 ps, 40 mJ/pulse, and 10 Hz). The laser was used to generate a second harmonic beam
at 532 nm in a KTiOPO4 (KTP) crystal. The tunable IR beam was produced by difference
frequency mixing of the 1064 nm beam with the output of a KTP optical parametric
generator/amplifier pumped by the 532 nm beam. The 532 nm and IR beams were
overlapped, both spatially and temporally, on the sample, as shown in Figure 6.1. The
energy of the laser beams were ~ 200 J/pulse for both the visible and IR beams. The
SFG intensity was detected by a photomultiplier tube and normalized against that from a
z-cut quartz. Each spectrum shown in the current study was an average of four scans in a
5 cm-1 step, and each scan was obtained by averaging the SFG intensity of 40 laser shots
at each step.
Figure 6.1. Schematic layout of the spectroscopic setup. The frequency of the visible
beam was fixed at 532 nm, and the frequency of the IR beam was tunable. The 532 nm
and IR beams were overlapped both spatially and temporally on the top surface of the
68
Fused silica plates, with a thickness of 3 mm, were cleaned with a commercial
cleaning agent (extran AP12) for 3 min. Then, they were immersed in a 50/50 (v/v)
HNO3/H2SO4 solution for ~12 hours, followed by rinsing in pure water (resistivity > 18.2
Mcm) and finally dried at 100C for 2 hours to remove residual surface water. After
these treatments the silica plates were kept in toluene to prevent further water adsorption
on the surface. Toluene, pentane, heptane and tetradecane (Fisher; HPLC grade) were
used as received to prepare mixtures with different volume fractions. The SFG spectrum
of the pure toluene/silica interface was monitored at the beginning and the end of the
experiment for each toluene-alkane mixture to ensure that the sample had stayed
After the pure toluene/silica SFG spectrum was measured, the SFG spectra of a
and 0 were measured in the sequence from the highest toluene fraction to the lowest. For
each binary mixture with a particular toluene fraction, the cell and silica plates were
rinsed thoroughly with the mixture before the spectroscopic measurement. The rinsing
process ensured that the bulk mixture in the cell had the intended toluene fraction. For
each toluene fraction, four scans were collected in a period of 30 minutes during which
no change of the SFG spectrum was observed. Then the cell and silica plates were
cleaned with acids as described above for experiments with a different alkane. All spectra
69
6.3 Results and Analysis
The SFG vibrational spectra of toluene/silica interfaces in ssp (SFG, visible, and
IR polarizations are s-, s-, and p-polarized, respectively) and ppp are shown in Figure
6.2A. The peaks are assigned as follows: 2860 cm-1 and 2875 cm-1 to the
combination/overtone modes, 2920 cm-1 to the symmetric stretch of the CH3, 3022 cm-1
to the 20a CH stretching mode of the phenyl group, and 3075 cm-1 to the 2 CH stretching
mode of the phenyl group.164 Previously, Hommel et al. have observed a peak at 2945 cm-
1
at air/toluene surface using SFG and assigned the peak to the CH3 asymmetric mode.
However, the ssp and ppp intensity ratio of the 2945 cm-1 peak in Figure 6.2A is not
consistent with the CH3 asymmetric mode. Assuming the orientation distribution of the
CH3 groups is a delta function, the ratio of the second order nonlinear susceptibility in ssp
( 2)
ssp
and ppp configurations can be calculated as a function of the CH3 tilting angle52,
(ppp
2)
and the results are shown in Figure 6.2B. (The detailed calculation is available in the
( 2)
ssp
supporting materials.) For the CH3 asymmetric mode, the calculated ratio is always
(ppp
2)
less than 1, even with a finite distribution width, but the spectra in Figure 6.2A indicates
( 2)
ssp
a ratio of ( 2)
~ 3. Therefore, the 2945 cm-1 peak could be a Fermi resonance associated
ppp
with the symmetric mode, instead of an asymmetric mode. For the CH3 symmetric mode,
( 2)
ssp
the measured ratio is ~ 4.4, which corresponds to a tilting angle of 25 with respect
(ppp
2)
to the surface normal, as indicated by the solid circle and the dotted lines in Figure 6.2B.
This tilting angle is consistent with the molecular dynamic simulation for adsorption of
70
toluene on silica, showing the plane of the phenyl ring mostly adopts an upright geometry
with a tilting angle of about 30 with respect to the surface normal because of the
Figure 6.2. (A) SFG vibrational spectra of toluene in ssp and ppp polarization
configurations. The ssp and ppp spectra are offset from each other by 0.5 arbitrary units
( 2)
ssp
for clarity. (B) Calculated for CH3 symmetric (solid line) and asymmetric (dashed
(ppp
2)
line) modes as a function of the tilting angle. The orientational distribution of the CH3
( 2)
ssp
groups was assumed to be a delta function. The solid circle indicates the measured
(ppp
2)
71
Figure 6.3a-f show the ssp SFG spectra of toluene-pentane mixtures with the bulk
Selfer et al. studied the adsorption of alkanes on silica and showed that hexadecane lies
flat on the silica surface.22 When the axis of the CH3 group is along the surface, the
asymmetric peak will dominate, and the symmetric peak will be missing. If the axis of
the CH3 group is along the surface normal, the situation will be reversed. The spectrum of
pure pentane on silica in Figure 6.2f shows two peaks at 2857 cm-1 and 2951 cm-1, which
are consistent with the CH2 symmetric and CH3 asymmetric modes, respectively.166
Figure 6.3a-f show that the peak intensities of the toluene 20a and 2 modes decrease as
toluene
B
decreases. The spectra shown in Figure 6.3 were collected in the sequence from
measurement error, similar spectra were obtained for experiments carried out in a
reversed order. Therefore, the competitive adsorption process is reversible, and the
surface composition depends only on the bulk mole fraction of toluene, not on the history
of the system.
mixtures on silica, as shown in Figures 6.4 and 6.5, respectively. While the spectrum of
pure heptane on silica (Figure 6.4f) is similar to that of pure pentane on silica in Figure
6.3f, significant CH3 symmetric peak at 2875 cm-1 and CH2 asymmetric peak at 2920 cm-
1
were observed at tetradecane/silica interfaces.166 Therefore, there is an increasing
72
Figure 6.3. SFG vibrational spectra of toluene-pentane mixtures on silica with toluene
73
Figure 6.4. SFG vibrational spectra of toluene-heptane mixtures on silica with toluene
74
Figure 6.5. SFG vibrational spectra of toluene-tetradecane mixtures on silica with toluene
75
Since the spectra of both toluene and alkanes have CH peaks, the CH peaks are
not good indicators for the adsorbed chemical species on silica. On the other hand, the
20a and 2 peaks from the phenyl group are the unique signature of toluene and allow us
to quantitatively study toluene absorbed on the silica surface. Because the intensity of the
20a peak is higher than that of the 2 peak, the following analysis will focused on the 20a
is required. The detailed theoretical background of SFG can be found in the references.8
(6.1)
where L(i ) is the tensorial Fresnel coefficient, and e(i ) is the unit polarization vector,
( 2 ) is the surface nonlinear susceptibility tensor, and I (vis ) and I ( IR ) are the
(2)
susceptibility ijk can be expressed as
Aq ,ijk
ijk( 2 ) = NR ,ijk +
(2)
(6.2)
q IR q +i q
where NR
(2)
,ijk describes the nonresonant contribution, and Aq ,ijk , q , and q are the
amplitude, frequency, and damping constant of the qth vibrational mode, respectively.
The amplitude Aq ,ijk in the lab coordinate is related to the molecular hyperpolarizability
76
^ ^ ^ ^ ^ ^
Aq ,ijk = n S
l ,m ,n
q ,lmn (i l )( j m )( k n ) (6.3)
where n S is the surface number density, and the angular brackets refers to an average
over the molecular orientation. If the orientation of the molecule on a surface is not
strongly dependent on the coverage, the amplitude Aq ,ijk is proportional to the surface
density n S . In the current study, the orientation of toluene was verified using the ratio of
Appp
the 20a peak in ssp and ppp configurations.153 The amplitude ratio was found to be
Assp
~ 0.42 and independent of the toluene coverage. Therefore, it is feasible to correlate the
amplitude of the 20a peak to the surface number density of toluene on silica. The SFG
spectra in Figures 6.3-6.5 were fitted using Equation (6.1) and (6.2) to obtain the
amplitude Aq ,ijk .
refractive index of the mixture nmix . In general, nmix changes with the mixture
where i and ni are the volume fraction and the refractive index of component i ,
respectively. Although small deviations from Equation (6.4) have been reported,168 the
small deviations are insignificant for the current study. The refractive indices for toluene,
pentane, heptane and tetradecane are 1.4963, 1.357, 1.38, and 1.428, respectively.169 The
amplitude Aq ,ijk was then calibrated using Equation (6.1) and (6.4) so that Aq ,ijk is
nS
proportional to the surface number density n s . The toluene surface coverage c S
,
nmax
77
S
where nmax is the maximum density adsorbed on the surface when only toluene is
presented in the solution, was then derived using the amplitude of the 20a peak. Figure
6.6 shows the toluene surface coverage as a function of the bulk mole fraction.
Figure 6.6. Adsorption isotherms of toluene on silica for binary mixtures of pentane
toluene (), heptanetoluene (), and tetradecanetoluene (). The solid curves are
As shown in Figure 6.6, toluene competes favorably against pentane but the
advantage decreases as the chain length of alkane increases. This is consistent with the
conclusion that alkanes on average lie flat on the silica surface. In this geometry, the
molar adsorption energy of alkane increases as the chain length increases. To gain better
insight into the competitive adsorption process, a theoretical model is needed. The well-
known Langmuir equation is not a good description for the adsorption isotherm at
78
of theories have been developed for the adsorption isotherm at binary liquid/solid
interfaces over the complete mole fraction range.41,42,170-173 It has been shown that, for
component 1 and 2, the surface mole fraction of component 1 can be written as42
K1 x1B
x1S = (6.5)
1 + ( K1 1) x1B
with
( 1S 1B ) ( 2S 2B ) a 1 a 2
K1 = exp = exp (6.6)
RT RT
where x1B and x 2B are the bulk mole fractions for component 1 and 2, respectively, x1S
and x 2S are the surface mole fractions for component 1 and 2, respectively, R is the gas
constant, T is the temperature, iB and iS are the chemical potential (or partial molar
Gibbs free energy) of component i in its standard state for the bulk and surface,
approximated by
K1 x1B
x1S = (6.7)
1 + K1 x1B
This expression is analogous to the Langmuir equation. However, the Langmuir equation
is a good approximation only for a strongly adsorbed component. As the adsorption free
79
energies of toluene and alkanes are comparable, this approximation is not valid for the
current study. The Everett isotherm will be used in the following analysis.
The amplitude of SFG peaks, as described in Equation (6.3), measures the surface
number density n S , instead of the surface mole fraction x1S shown in Equation (6.5).
n1S K1 x1B
c = (6.8)
S
nmax,1 1 + ( K1 1) x1B
with
S
n max,
S
2
(6.9)
n max,1
Equation (6.8) and (6.9) indicate that the adsorption isotherm is governed by the values of
and K1 . The value of describes the relative footprint on the surface for component 1
and 2, and the value of K1 is determined by the adsorption free energy difference
analysis for the meassured isotherms in Figure 6.6. The values of and K1 are coupled
Figure 6.6 are not sensitive to the individual value of and K1 . Using K1 as a single
parameter to fit the measured adsorption isotherms in Figure 6.6, we obtained the best fits
with K1 = 1.69, 0.659, and 0.296 for pentane, heptane and tetradecane mixtures,
80
S
n max,
defined as S
2
, is mainly determined by the sizes of the molecules because a
n max,1
S
larger molecule has a larger footprint on the surface and a smaller value of n max . The
space that a molecule occupies can be estimated using the molar volume. The molar
volumes Vm of toluene, pentane, heptane and tetradecane are 106.29, 115.26, 146.51, and
2/3
V
260.3 mL/mol. To a first approximation, the value of should scale as m , 2 , which
Vm ,1
corresponds to a random adsorption geometry on silica. With this assumption, the values
of are 0.95, 0.81 and 0.55 for toluene-pentane, toluene-heptane, and toluene-
preferred orientation, and the values need to be corrected with an orientation factor.
As described above, the tilting angle of toluene with respect to the surface normal was
estimated at ~ 25, and the alkanes mostly lie flat on the silica surface with ~ 90.
With a preferred orientation, the average footprint of molecules on the surface scales as
sin oriented
where the angle brackets denote the orientational average
sin random
90 for alkane, the values of become 0.40, 0.34 and 0.23 for toluene-pentane, toluene-
heptane, and toluene-tetradecane mixtures, respectively. Then the best fit for K1 were
obtained with a toluene a pen tan e = 3.4 0.3 kJ/mol, a toluene a hep tan e = 1.8
81
0.3 kJ/mol, and a toluene a tetradecane = 0.84 0.3 kJ/mol. The best-fit curves are
shown in Figure 6.6. In all cases, toluene competes favorably against the alkanes for the
adsorption on silica. However, the adsorption free energy of alkane increases as the chain
length increases.
82
6.4 Conclusions
tetradecane mixtures were obtained using the measured SFG peaks intensity of toluene.
The competitive adsorption processes are reversible, and the surface coverage of toluene
only depends on the toluene molar fraction in the binary mixture, not on the history of the
mixture in contact with the silica. The measured adsorption isotherms fitted well with the
Everett isotherm over the complete mole fraction range. The estimated molar adsorption
free energy of toluene is 3.4 0.3 kJ/mol, 1.8 0.3 kJ/mol, and 0.84 0.3 kJ/mol higher
favorably on silica against the alkanes, and the molar adsorption free energy difference
between toluene and alkane decreases as the chain length of the alkane increases.
83
Chapter 7
* A version of this chapter will be submitted for publication. Yang, Z.; Bailey, G.; Gray, M. R.; Chou, K.
C. Effect of Interfacial Water Content on Bitumen Liberation from Silica and Mica Surfaces. 2011
84
7.1 Introduction
Bitumen liberation from mineral surfaces is the prerequisite for a bitumen extraction
important for oil sand recovery. Many investigations on bitumen displacement and
detachment from the solid surface in the presence of water containing salt, surfactants and
clays at different temperature and pH have been completed using dynamic contact angle
information such as rate of liberation, the dynamic, and the equilibrium contact angles in the
bitumen liberation processes. Previous studies have also suggested that the interfacial water
content between mineral surfaces and bitumen is one of the most important factors affecting
bitumen recovery.49 However, the detailed mechanism remains poorly understood. To study
the effect of interfacial water on bitumen liberation both macroscopic (liberation rate,
dynamic and static contact angle) and microscopic (water amount at mineral surfaces under
information is needed. In this chapter, we investigate the effect of the interfacial water
content on bitumen liberation from silica and mica surfaces in an aqueous environment using
both sum frequency generation (SFG) vibrational spectroscopy and dynamic contact angle
85
7.2 Experimental Section
The visible and tunable IR laser beams for SFG vibrational spectroscopy were
obtained from a Nd:YAG (yttrium aluminum garnet) laser with output wavelength of 1064
nm (30 ps, 40 mJ/pulse, and 10 Hz). The laser was used to generate a second harmonic beam
at 532 nm in a KTiOPO4 (KTP) crystal. The tunable IR beam was produced by difference
frequency mixing of the 1064 nm beam with the output of a KTP optical parametric
generator/amplifier (OPG/OPA) pumped by the 532 nm beam. The 532 nm and IR beams
were overlapped, both spatially and temporally, on the silica/vapor interface, as shown in
Figure 7.1. The laser fluence was approximately 2 mJ/cm2 per pulse for the visible beam and
5 mJ/cm2 per pulse for the IR beam. The polarizations of the beams were s-, s-, and p-
polarized for SFG, visible, and IR, respectively. The SFG intensity was detected by a
photomultiplier tube after spatial filtering by an aperture, and spectral filtering by a bandpass
filter. The SFG intensity was normalized against that from a z-cut quartz. Each spectrum
shown in the current study is an average of 5 scans in a 10 cm-1 step, and a scan represents an
Fused silica plates, with a thickness of 3mm, were cleaned thoroughly with a
commercial cleaning agent (extran AP12). It was then immersed in a mixture of sulfuric acid
(98%) and nochromix reagent (GODAX Laboratories, Inc.) for 24 hours, followed by rinsing
in pure water (resistivity > 18.2 Mcm, Millipore) and finally drying at 100C for 2h. Then it
was put on the top of a chamber which was made of Teflon and cleaned thoroughly with a
50/50 (v/v) HNO3/H2SO4 mixture. The humidity in the chamber was controlled by adjusting
the flow rate of N2 gas bubbling through a container filled with water and was measured with
86
a hygrometer (model: Omega RH82). The humidity was adjusted from 1% relative humidity
Figure 7.1. Schematic layout of the spectroscopic setup. The frequency of the visible beam
was fixed at 532 nm, and the frequency of the IR beam was tunable. The 532 nm and IR
beams were overlapped both spatially and temporally at the bottom surface of silica plate.
The dynamic and equilibrium contact angle measurements were conducted on three
different substrates: silica plate, rinsed muscovite mica sheet and freshly cleaved muscovite
mica sheet. The silica plate was cleaned in the same way as described above. The mica sheet
was cleaved on both sides, followed by rinsing in pure water (resistivity > 18.2 Mcm,
Millipore) and blow-drying with nitrogen gas. Experiments were performed on freshly
cleaved muscovite mica sheet, while the mica sheet was just cleaved on both sides. In each
contact angle measurement the substrate was placed into a glass container with a top cover
for 30 min. The relative humidity in the container was also adjusted in the same way as
above. After that 11 drops (~0.3ml) of diluted bitumen (Vtoluene/Vbitume = 3/7) were placed on
the surface of substrate and kept in the glass container for 2 min to let the three phases
(substrate, diluted bitumen and vapor) reach equilibrium. The bitumen became a thin layer
and formed a disk. Then the substrate with a bitumen layer on the top was quickly placed
87
into a chamber of water. The temperature of water in the chamber was maintained at 25 0.5
C by a hot plate for all experiments. And the depth of water was always kept at 1.5 cm. The
bitumen displaced by water contracted uniformly along the inward radial direction and
finally the thin layer of bitumen became a droplet and the equilibrium condition was reached.
For all RH values, the bitumen droplet remained attached on the silica plate and rinsed mica
sheet, but left the surface of freshly cleaved mica sheet immediately. The whole recession
process was recorded by a Nikon D90 camera with a 60mm macro lens.
88
7.3 Results and Analysis
Figure 7.2 shows the SFG vibrational spectra of the water molecules on silica under
various degrees of relative humidity. The spectrum is similar to the SFG spectrum of the
water/air interface and it exhibits three peaks at 3200cm-1, 3400cm-1 and 3700cm-1.10 The
two peaks at 3200cm-1 and 3400cm-1 are associated with an ordered and disordered
hydrogen-bonding network. They have been called ice-like and water-like peaks
respectively because ice has an IR adsorption at 3200cm-1 and water has an IR adsorption at
3400cm-1.10,20,80 The sharp peak at 3700cm-1 corresponds to the O-H stretch of the non-
hydrogen-bonded O-H groups of water which is also known as the free O-H stretch.10 The
SFG intensities of ice-like and water-like peaks are very small in the spectrum with 1% RH
and is indicative of few water molecules adsorbed on the silica surface at 1% RH. However,
there is a relatively large and sharp peak at 3750cm-1. This peak originates from the O-H
stretch of SiOH groups on silica surface.175 At 28% RH O-H stretch modes associated with
the hydrogen-bonded O-H groups can be observed in the spectrum. The peak of the SiOH O-
H stretch becomes weaker because of the formation of hydrogen bonds between SiOH and
adsorbed water molecules. Another sharp peak at 3700cm-1 corresponding to the free O-H
stretch of water begins to emerge. As the relative humidity further increases, the intensity of
the water peaks becomes larger, indicating that more water molecules are adsorbing onto the
silica surfaces. This result is similar to previous SFG experiments done on the mica/D2O
vapour interface except that a 2D water structure formed on the mica surface at 90% RH.114
89
Figure 7.2. SFG vibrational spectra of water adsorbed on silica surface as a function of
Figure 7.3 shows a sequence of frames extracted from a video. The pictures show the
shape of a bitumen droplet on the silica plate when exposed to water. The recorded videos
have 24 frames per second. Each frame was extracted and analyzed with a home-made
Matlab program to obtain the dynamic contact angle. The dynamic contact angles were
plotted as a function of time, as shown in Figure 7.4. For all videos, the time axis has been
90
Figure 7.3. Sequential images extracted from a video of bitumen liberation from silica at
Figure 7.4 (a) shows the dynamic contact angle for bitumen on the silica surface as a
function of time with various relative humidity. In general, the dynamic contact angles
increase with time until they reach equilibrium values, which are the static contact angles.
The value of the static contact angle is an indication of the tendency for the bitumen droplet
to detach from the mineral surface. As shown in Figure 7.4 (a), when RH equals to 0%, 25%
and 46%, the changing rate of dynamic contact angle is basically the same. However, when
the RH increased to 70%, the changing rate was significantly larger. When the RH increased
to 90%, the changing rate was very similar to that at RH = 70%. It can also be observed that
under different RH the static contact angles of bitumen on the silica surface are different.
The static contact angle is 115 when RH is equal to 0%, 25% and 46%, while it is 122
when RH is equal to 70% and 90%. The results suggest that the increase of water content on
the silica surface caused an increase in the changing rate of dynamic contact angle and an
increase of static contact angle of bitumen, although the effect of water content is small for
RH up to 46%.
91
(a)
(b)
(c)
Figure 7.4 Measured dynamic contact angles for bitumen on (a) silica, (b) rinsed mica, and
92
Figure 7.4 (b) shows the dynamic contact angle for bitumen on the rinsed mica
surface as a function of time with various relative humidity. Similarly, both the changing rate
of dynamic contact angle of bitumen and the static contact angle of bitumen on rinsed mica
surface increased with RH. However, the time scale is much shorter compared to the silica
surface. Furthermore, the static contact angles on the rinsed mica surface are larger
compared to silica. A larger static contact angle indicates a higher tendency for bitumen to
detach from the surface. On the rinsed mica surface, the increase of changing rate of
dynamic contact angle due to the increase of interfacial water content was obvious at RH =
50%, unlike the silica experiment in which this increase was observed when RH is as high as
70%.
Figure 7.4 (c) shows the time dependence of the dynamic contact angle of bitumen on
the freshly cleaved mica surface with various RH. The dynamic contact angles reached
equilibrium in several seconds, which is an order of magnitude faster than those on rinsed
mica. As the RH increases, it is observed that the changing rates of dynamic contact angle
Based on the experimental data, it can be concluded that more water content on the
silica and rinsed mica surface help the liberation of bitumen and increased the rate of the
process. However, the properties of the mineral surface play a more critical role in the
liberation process. The changing rate of dynamic contact angle showed an order-of-
magnitude difference for mica and silica. On three different mineral surfaces the changing
rate of dynamic contact angle of bitumen is: cleaved mica > rinsed mica > silica.
To explain the huge differences among the changing rates of dynamic contact angle
on three different minerals, the surface charge of the mineral surfaces and the formation of
93
hydrogen bond between the mineral surfaces and bitumen should be considered. On one
hand, bitumen does not carry any net charge, but if there are some net charges on the mineral
surfaces, then the attractive electrostatic force between bitumen and the mineral surfaces will
occur. The attractive force will slow down the liberation of bitumen from the mineral
surfaces when they are exposed to an aqueous environment. On the other hand, as a complex
mixture, bitumen bears various types of natural surfactants on its surface, such as R-NH2 and
R-COOH.176,177 These functional groups can form hydrogen bonds with the mineral
surfaces,178 and the hydrogen bonds will also decrease the liberation rate of bitumen in water.
So the larger the surface charge density is on mineral surfaces and the more hydrogen bonds
can form between bitumen and mineral surfaces, the slower the liberation of bitumen will be.
The functional groups on the silica surface are basically silanol groups and the
surface density of silanol groups is estimated to be 5 1014 cm-2.76,83 These silanol groups
have two forms: -SiOH and SiO-. The SiO- groups create a charge density of ~0.05 e- per
nm2 at pH = 6. Both the -SiOH and SiO- can form hydrogen bond with the functional groups
on bitumen surface. The surface properties of mica are different from silica. The negative
surface charges resulted from O- are neutralized by K+ after the mica is cleaved. However,
after rinsing with water, 1% of K+ on the mica surface dissolves and the mica surface will
carry negative charges with a density of ~0.015 e- per nm2 which is smaller than that on silica
surface.179 These O- groups can also form hydrogen bonds with bitumen, but the density of
hydrogen bonds between mica and bitumen is smaller than that between silica and bitumen.
So this explains why bitumen on the mica surface has a larger liberation rate compared to
silica. As for freshly cleaved mica, there is neither surface charge on the surface nor
hydrogen bond formation between mica and bitumen, thus the force between cleaved mica
94
and bitumen should be the smallest and it explains why bitumen on mica has the largest
The surface charge density and hydrogen bond formation can also explain the
phenomenon that water content on silica and rinsed mica surfaces increases the bitumen
dynamic contact angle changing rate. In the silica experiment, for example, silica has a
negative surface charge and the silanol groups can form hydrogen bonds with bitumen. At
RH = 0% bitumen contacts the silica surface directly, so the attractive electrostatic force
should be largest and the number of hydrogen bonds between bitumen and silanol groups
should also be largest. As the RH increases, the water content on the silica surface increases.
The negative charge on the silica surface will be partially shielded by water molecules so the
attractive force will decrease. Because of the existence of water molecules on the silica
surface, bitumen interact less with the silanol groups. Therefore, the number of hydrogen
bonds will also decrease. Consequently, the water content on the silica surface will help the
liberation of bitumen. The explanation for the rinsed mica experiments is similar to that for
silica. For the cleaved mica surface, there is no surface charge on the surface, and no
hydrogen bond formation between cleaved mica and bitumen. Therefore, the water content
has little effect on the bitumen liberation rate, and this is consistent with what we observed in
the experiment.
95
7.4 Conclusions
were applied to study the effect of interfacial water content on bitumen liberation from
mineral surfaces in water. The time dependence of the dynamic contact angle of bitumen on
the silica, freshly cleaved mica, and rinsed mica were compared with different water content
on mineral surfaces. The bitumen liberation rate increases with higher water content on the
mineral surfaces for silica and rinsed mica. At the same water content, the rate of bitumen
liberation on different mineral surfaces is: freshly cleaved mica > rinsed mica > silica. To
explain the differences in bitumen liberation on the three minerals and to understand the role
of water content on mineral surfaces on bitumen liberation, the surface charge density of the
mineral surfaces and the formation of hydrogen bond between the mineral surfaces and
96
Chapter 8
Conclusion
97
This thesis presents studies of petrolic, edaphic and atmospheric relevant
liquid/mineral interfaces using SFG, which include water structures at aqueous salt
interfaces, effects of interfacial water content on bitumen liberation from silica and mica
The cations play a key role in perturbing the hydrogen-bond network at the
water/silica interfaces as they interact with the silica surface via electrostatic interaction
(Chapter 3). Significant perturbations of the interfacial water structures were observed
with a 1x10-4 M NaCl solution. Different alkali cation species produce different degrees
of perturbation in the order: K+ > Li+ > Na+. This order can be explained by considering
the electrostatic interaction between the cations and silica surfaces and the effective ionic
radii of the cations. Our current SFG setup cannot provide the information on the
for further experiments to study how the orientation of water molecules responds to the
layer with no detectable free OHs (Chapter 4). The water layer without free OHs showed
resistance against further adsorption of water molecules. However, this special water
structure was not observed at heptane/silica interfaces, at which free OHs were always
observed. The experimental data showed that the interactions between solvents and water
molecules can significantly change the interfacial water properties. However, the reason
why toluene aided the formation of water-resistant structure is still unclear. More
98
experiments with different solvents and minerals may reveal the mechanism for the
The structures of water on the mica surfaces in the presence of H2SO4 with
atmospheric relevant concentrations were studied (Chapter 5). We found that the ordered
water structure disappeared when the concentration of H2SO4 reached 5 mol/L. The
observed phenomenon was a combined effect of the decreased mica surface potential at
low pH, the adsorption of sulfates on mica, and the lack of free water molecules in highly
concentrated acidic solution. The results have offered a microscopic understanding for
why H2SO4-coated mineral surfaces are poor ice nuclei. The good ice nucleation ability
above liquid water saturation is correlated with the presence of structured water
suggesting that structured water at the interface may be needed for efficient
explanation. Water structures on efficient ice nuclei minerals (such as kaolinite and
muscovite) and poor ice nuclei minerals (such as quartz and calcite) can be studied by
SFG. If the proposed mechanism is correct, water will form ordered structure on efficient
ice nuclei minerals, while disordered water structure will be found on poor ice nuclei
minerals. However, some minerals are not flat or transparent. In this case, SFG signal
binary solution/silica interfaces was studied (Chapter 6). The surface coverage of toluene
obtained using the measured SFG peaks intensity of toluene. The competitive adsorption
processes are reversible, and the surface coverage of toluene only depends on the toluene
99
molar fraction in the binary mixture, not on the history of the mixture in contact with the
silica. The measured adsorption isotherms fitted well with the Everett isotherm over the
complete mole fraction range. Overall, toluene competes favorably on silica against the
alkanes, and the molar adsorption free energy difference between toluene and alkane
decreases as the chain length of the alkane increases. Theoretically the surface coverage
of any molecule on a solid surface accessible by light can be measured with a similar
method as long as the molecule has a unique vibration peak. In reality most organic
molecules have similar vibration peaks. However, if the target molecule can be
SFG and dynamic contact angle measurements experiments were applied to study
mineral surfaces (Chapter 7). The time variation of the dynamic contact angle of bitumen
on the silica plate, freshly cleaved mica pieces, rinsed mica pieces were compared with
different water content on mineral surfaces. The bitumen displacement rate increases with
higher water content on mineral surfaces. At the same water content, the rate of bitumen
displacement on different mineral surfaces is: freshly cleaved mica > rinsed mica > silica.
understand the role of water content on bitumen displacement on mineral surfaces, the
surface charge density of mineral surfaces and the formation of hydrogen bonds between
the mineral surfaces and bitumen should be considered. In our current setup the visible
beam is 532 nm which can stimulate our bitumen samples to give off strong fluorescence.
Therefore, it is impossible to detect the SFG signal from water molecules between
minerals and bitumen. In the future study, the visible beam with a longer wave length can
100
be used to minimize the fluorescence from bitumen, then information of water molecules
101
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