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US007925474B2

(12) United States Patent (10) Patent No.: US 7,925,474 B2


Froyland et al. (45) Date of Patent: Apr. 12, 2011

(54) SYSTEM AND METHODS(S) OF BLENDED (56) References Cited


MINE PLANNING, DESIGN AND
PROCESSING U.S. PATENT DOCUMENTS
3,692,364 A * 9/1972 Henriksson et al. .......... .. 299/18
(75) Inventors: Gary Allan Froyland, Kensington (AU);
Merab Menabde, Cheltenham (AU) OTHER PUBLICATIONS
(73) Assigneez BHP Billiton Innovation Pty Ltd_ Hochbaum et a1, Performance Analysis and Best Implementations
Melbourne Victoria (AU) of Old and New Algorithms for the Open-Pit Mining Problem,
Department of Industrial Engineering and Operations Research, Uni
(*) Notice: Subject to any disclaimer, the term of this Versity of California at Berkley, Jan 16, 1998*
patent is extended or adjusted under 3 5 Gershon, Mark, Heuristic Approaches for Mine Planning and Pro
U S C 154(1)) by 1409 days duction Scheduling, International Journal of Mining and Geological
' e e ' Engineering, 1987, 5, pp. l-l3.*
(21) Appl NO _ . ..
10/530 846 ,
BeZdek, James C. et al., Convergence Theory for Fuzzy c-Means:
Counterexamples and Repairs, IEEE Transactions on Systems,
(22) PCT Filed .
Oct 2 2003
. ,
Man, and Cybernetics, vol. SMC-l7, No. 5 pp. 873-877, Sep./Oct.
1987.

(86) PCT No.: PCT/AU03/01299 (Continued)


371 (0X1)
(2), (4) Date: Apr. 3, 2006 Primary Examiner * Mary C Jacob
(74) Attorney, Agent, or Firm *Brinks Hofer Gilson &
(87) PCT Pub. No.: WO2004/033854 Lione; 6 peter Nichols
PCT Pub. Date: Apr. 22, 2004
(57) ABSTRACT
(65) Prior Publication Data
The present invention relates to the ?eld of extracting
US 2006/0265342 A1 Nov. 23, 2006 resource(s) from a particular location. In particular, the
present invention relates to the planning, design and process
(30) Forelgn Apphcatlon Prmnty Data ing related to a mine location in a manner based on enhancing
Oct. 9 2002 (AU) .............................. .. 2002951892 the extraetieh etmhtehat eehstdered Value relative to the
Oct. 9 2002 (AU) .............................. .. 2002951895 ehhft ahd/er. thhe 1h exthaetthg that htatehat' The Preseht
Oct. 9 2002 (AU) .............................. .. 2002951898 aPPheatleh thseteses: ahtehgst ether ththgs a Ineth0d of the
Oct 9 2002 (AU) ~~~~ n 2002951957 apparatus for de'termlmng the removal of .mater1al(s)'from a
Nov. 14 2002 (AU) .............................. .. 2002952654 teeatleh detehhlhlhg the removal ethtatehahs) eta etttehhg
Nov. 14 2002 (AU) .............................. .. 2002952681 relatwe Value from a toeatlon determmmg a Schedule Cone
sponding to a risk and/or return basis, determining aggregated
(51) Int CL block ordering for the extraction of material from a location,
G06F 1 7/50 (200601) determining a schedule for extraction of dumps and determin
(52) us. Cl. ............................................ .. 703/1; 299/19 mg a mlhe deslgh'
(58) Field of Classi?cation Search .. ...... .. 703/1, 10
See application ?le for complete search history. 15 Claims, 12 Drawing Sheets

801
US 7,925,474 B2
Page 2

OTHER PUBLICATIONS Lerchs, Helmut et al., Optimum Design of Open-Pit Mines, Trans
actions, C.I.M, vol. LXVII, pp. 17-24, 1965.
Brealey, SC. et al., Opencast Mining, TheMiningEngineer, I.ME.
Pana, MT, The Simulation Approach to Open-Pit Design, Trans
(UK), No. 99, pp. 147-163, Dec. 1968. actions ofthe Short Course and Symposium on Computers and Com
Caccetta, Louis et al., An Application of Branch and Cut to Open Pit
Mine Scheduling, http://ructor.rutgers.edu/~do99/ENSHill.doc, puterApplications in Mining and Exploration, University of Arizona,
pp. 1-24, 1999. pp. 1-24, Mar. 1965.
International Search Report for PCT/AU03/01298, dated Nov. 7, Underwood, R. et al., A Mathematical Programming Viewpoint for
2003. Solving the Ultimate Pit Problem, EJOR, vol. 107 pp. 96-107, 1998.
International Search Report for PCTAU03/01299, dated Nov. 11, Wharton, Christopher et al., The Effect of Mining Width on NPV,
2003. Proceedings of the 1997 Whittle Conference Optimizing with
Kaas, L. Michael, Computer Techniques for Production Scheduling Whittle , Perth, Western Australia, pp. 174-178, Apr. 1997.
and Blending of Taconite Proceedings of the 26h Annual Mining
Symposium, University of Minnesota, pp. 135-144, Jan. 1965. * cited by examiner
US. Patent Apr. 12, 2011 Sheet 1 0f 12 US 7,925,474 B2

Figure 1
(prior art)
101
Mine

103 Waste Material 104

/
/
102

/
Figure 2
prior art
US. Patent Apr. 12, 2011 Sheet 2 0f 12 US 7,925,474 B2

Figure 3
priorart

10.3

308

Figure 4
prior art
US. Patent Apr. 12, 2011 Sheet 3 0f 12 US 7,925,474 B2

Figure 5
prior art
5" 41o
9 515
410 / 516 409
411 411
mineable 412 so" executable 412
block -I~ by >' block 413
order 413 may order
414 414

1g 1
1

1 Figure 6

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US. Patent Apr. 12, 2011 Sheet 4 0f 12 US 7,925,474 B2

Figure 7
US. Patent Apr. 12, 2011 Sheet 5 0f 12 US 7,925,474 B2

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US. Patent Apr. 12, 2011 Sheet 6 0f 12 US 7,925,474 B2

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US. Patent Apr. 12, 2011 Sheet 7 0f 12 US 7,925,474 B2
US. Patent Apr. 12, 2011 Sheet 8 0f 12 US 7,925,474 B2

Figure 1 2
Return vs Risk In the Presenpe of Uncertainty

0O
U

>125?8s9%%32%=.e5o89s>:.g

Risk (variance of NPV) in normalised coordinates

J, 4.,
US. Patent Apr. 12, 2011 Sheet 9 0f 12 US 7,925,474 B2

602 601
Mlning and Processing 5W Mde|
Parameters
604
: Precedence Arcs J: Slope Conslraints 603

_ , .1 J, ,_____v
Valle Clustering or Ore Biocis G05

Set1 Constrahle
CLUSTERING& cm mumps 5 -
SEQUENCING
507
Create Optimal clump +_-__
Bdmdule """'_>' CH'EX

Block Sequence "Olurnpwiae Opilrnal'


ma
L Palleh -- Simple Class

- : Con?gurePushback Design Choose Design Method


and Parameters
V
m Puehback Clmtering 61
PUSl-lBACK
DESIGN 614 v 6. 1 612
Generate Pushba is and
and Panama flaluanm t; VIewPuahbacke for Mineabllity
v
V N OK Balance Mlneabil?ylNPV? 613
- Y

61B 615 Minimum Mnlng Width sen mm


VALIDAI'FON
Calculate Optimal Panel
E I Me
--H
__. CPLEX
1 v P - - I - - - - - - - . -. - - . - - - - -. - - -

OPTIONAL , _____________________ _ _.

00MB 5
- - - - n - n I - - n o u n u q u o o I on-

Figure 13 KlumpKlng Top-Level Flow Chart


US. Patent Apr. 12, 2011 Sheet 10 0f 12 US 7,925,474 B2

Figure 14

801
\
814 815

813
= 12
-I B07

a
Figure 15
US. Patent Apr. 12, 2011 Sheet 11 0f 12 US 7,925,474 B2

Figure 17
US. Patent Apr. 12, 2011 Sheet 12 0f 12 US 7,925,474 B2

Plan view : 2D block siice

Figure 1 Ba

12 15

\
\\ Figure 1 8b
= cluster #1

= cluster #2

Figure 18c

\\\\ = cluster #1

= cluster #2
US 7,925,474 B2
1 2
SYSTEM AND METHODS(S) OF BLENDED Which blocks need to be removed in order to enable access to
MINE PLANNING, DESIGN AND the valuable material 102. This determination of blocks 308,
PROCESSING then gives rise to the design or extent of the pit 105.
FIG. 3 represents the mine as a tWo dimensional area,
FIELD OF INVENTION hoWever, it should be appreciated that the mine is a three
dimensional area. Thus the blocks 308 to be removed are
The present invention relates to the ?eld of extracting determined in phases, and cones, Which represent more accu
resource(s) from a particular location. In particular, the rately a three dimensional volume Which volume Will ulti
present invention relates to the planning, design and pro mately form the pit 105.
ces ses related to a mine location in a manner based on enhanc Further consideration can be given to the prior art situation
ing the extraction of material considered of value, relative to illustrated in FIG. 3. Consideration should be given to the
the effort and/ or time in extracting that material. In one form, scheduling of the removal of blocks. In effect, What is the best
the present invention relates to mining, mine planning and order of block removal, When other business aspects such as
design Which enhances blending of material and/or time/value and discounted cash ?oWs are taken into account?
resource(s) extracted. There is a need to ?nd a relatively optimal order of block
removal Which gives a relatively maximum value for a rela
BACKGROUND ART tively minimum effort/time.
Attempts have been made in the past to ?nd this optimum
In the mining industry, once material of value, such as ore block order by determining Which block(s) 308 should be
situated beloW the surface of the ground, has been discovered, 20 removed relative to a violation free order. Tuning to the
there exists a need to extract that material from the ground. illustration in FIG. 4, a pit 105 is shoWn With valuable mate
In the past, one more traditional method has been to use a rial 102. For the purposes of discussion, if it Was desirable to
relatively large open cut mining technique, Whereby a great remove block 414, then there is considered to be a violation
volume of Waste material is removed from the mine site in if We determined a schedule of block removal Which started
order for the miners to reach the material considered of value. 25 by removing block 414 or blocks 414, 412 & 413 before
For example, referring to FIG. 1, the mine 101 is shoWn With blocks 409, 410 and 411 Were removed. In other Words, a
its valuable material 102 situated at a distance beloW the violation free schedule Would seek to remove other blocks
ground surface 103. In the past, most of the (Waste) material 409, 410, 411, 412 and 413 before block 414. (It is important
104 had to be removed so that the valuable material 102 could to note that the block number does not necessarily indicate a
be exposed and extracted from the mine 101. In the past, this 30 preferential order of block removal).
Waste material Was removed in a series of progressive layers It can also be seen that this block scheduling can be
105, Which are ever diminishing in area, until the valuable extended to the entire pit 105 in order to remove the Waste
material 102 Was exposed for extraction. This is not consid material 104 and the valuable material 102. With this viola
ered to be an e?icient mining process, as a great deal of Waste tion free order schedule in mind, prior art attempts have been
material must be removed, stored and returned at a later time 35 made. FIG. 5 illustrates one such attempt. Taking the blocks
to the mine site 101, in order to extract the valuable material of FIG. 4, the blocks are numbered and sorted according to a
102. It is desirable to reduce the volume of Waste material that mineable block order having regard to practical mining
must be removed prior to extracting the valuable material. techniques and other mine factors, such as safety etc and is
The open cut method exempli?ed in FIG. 1 is vieWed as illustrated by table 615. The blocks in table 515 are then
particularly inef?cient Where the valuable resource is located 40 sorted 516 With regard to Net Present Value (NPV) and is
to one side of the pit 105 of a desirable mine site 101. For based on push back design via Life-of-mine NPV sequencing,
example, FIG. 2 illustrates such a situation. The valuable taking into account obtaining the most value block from the
material 102 is located to one side of the pit 105. In such a ground at the earliest time. To illustrate the NPV sorting, and
situation, it is not considered e?icient to remove the Waste turning again to FIG. 4, there is a question as Which of blocks
material 104 from region 206, that is Where the Waste material 45 409, 410 or 411 should be removed ?rst. All three blocks can
is not located relatively close to the valuable material 102, but be removed from the point of vieW of the ability to mine them,
it is considered desirable to remove the Waste material 104 but it may, for example, be more economic to remove block
from region 207, that is Where it is located nearer to the 410, before block 409. Removing blocks 409,410 or 411 does
valuable material 102. This then brings other considerations not lead to violations thus consideration can be given to the
to the fore. For example, it Would be desirable to determine 50 order of block removal Which is more economic.
the boundary betWeen regions 206 and 207, so that not too NPV sorting is conducted in a manner Which does not lead
much undesirable Waste material is removed (region 206), yet to violations of the violation free order, and provides a table
enough is removed to ensure safety factors are considered, 517 listing an executable block order. In other Words, this
such as cave-ins, etc. This then leads to a further consideration prior art technique leads to a listing of blocks, in an order
of the need to design a pit 105 With a relatively optimal 55 Which determines their removal having regard to the ability to
design having consideration for the location of the valuable mine them, and the economic return for doing so.
material, relative to the Waste material and other issues, such Nonetheless, the foregoing description and prior art tech
as safety factors. niques, are considered to ignore a number of key problems
This further consideration has led to an analysis of pit encountered in a typical mine implementation. An ore body in
design, and a technique of removing Waste material and valu 60 the ground is typically modeled as a three-dimensional grid of
able material called pushbacks. This technique is illustrated blocks. Each of these blocks has attributes, such as the ton
in FIG. 3. Basically, the pit 105 is designed to an extent that nage of rock and ore contained in the block. Given a three
the Waste material 104 to be removed is minimised, but still dimensional block model of an ore body, the mine planner
enabling extraction of the valuable material 102. The tech determines an extraction schedule (an extraction ordering of
nique uses blocks 308 Which represent smaller volumes of 65 the blocks). In practice, an extraction must satisfy a number of
material. The area proximate the valuable material is divided constraints. For example, Wall slopes must be maintained
into a number of blocks 308. It is then a matter of determining beloW a de?ned value to avoid pit Walls collapsing and the
US 7,925,474 B2
3 4
rates of both removal of earth from the pit (mining rate) and a blending schedule is developed based on the extraction
ore processing (processing rate) must not exceed given limits. sequence given. This is considered not very accurate in a
The Wall slope constraints are usually taken into account commercial situation as the in-pit valuations are estimates,
using precedence relations betWeen blocks. The removal of a and thus may be far from re?ecting a true resulting blended
given block requires the earlier removal of several blocks value. Furthermore, the blending schedule itself is often
above it; that is removal of these several blocks must precede determined by heuristic methods, Which may yield far from
removal of the given block. optimal solutions.
Typically, the blocks of highest value lie near the bottom of The Whittle Four-X Analyser (by Whittle Pty Ltd) attempts
the ore body, far underneath the ground. A cash ?oW stream is to integrate scheduling and blending by iteratively updating
generated When these blocks are excavated and the ore Within the schedule and blend using a hill-climbing heuristic,
them is sold. Because one can earn interest on cash received although the blending optimiZation is still local in time. Mine
earlier, the value of a block increases if it is excavated earlier, MAX (by MineMax Pty Ltd) and ECSI Minex Maximiser (by
and decreases (or is discounted) if it is excavated later. This ECS International Pty Ltd) have partially integrated schedul
concept of discounting is central to the notion of net present ing and blending. HoWever, the blocks are valued in ground
value (NPV). Thus the mine planner seeks an extraction in isolation, riot as part of a blend, and the blending optimi
schedule that maximiZes the net present value of the ore body. Zation is performed locally in time due to problem siZe limi
The, net present value forms the objective function of this tations.
optimiZation problem. Given the importance of blending, it is essential to consider
Calculating the NPV of an extraction schedule is far from these factors as an integral part of schedule development
easy. In current approaches, each block is simply ascribed a 20 improvements in the accuracy of the mine model and analysis
value in dollars, but in many cases, this value may be only a techniques Will dearly lead to increased mine value Which can
very crude approximation, and subject to change. For com lead to increased revenues in the order of many millions of
modities such as copper, the planner needs to knoW Fe metal dollars over the life of a relatively large mine.
content of the block, the selling price at all future times Within With regard to prior art techniques, in as much as the
the planning horiZon, the mining/processing costs, and some 25 removal of material is concerned, is based substantially on the
other factors. This is a dif?cult and problematic in itself. assumption that the data gathered from sample drillings is an
HoWever, for blended products such as coal or iron ore, the accurate re?ection of the homogeneity of the entire mine pit.
problem is considered even more dif?cult. This folloWs from Unfortunately, in many cases of the prior art, What has been
the fact that the values of individual blocks are not knoWn revealed underneath the ground over the life of the mine, has
until those blocks have been blended With other blocks to 30 differed from What Was expected to be found based on the
form a saleable product. An individual block may be of suf sample drillings and geological survey data initially obtained.
?ciently loW quality to be considered Worthless or Waste The difference may manifest itself in grade of material or
material in isolation. A block having a relatively average Waste.
quality may attract a certain price, given the price set for the Although the difference may be marginal from one block to
material is based on a minimum quality level. Thus When a 35 another, or With regard to a slight variation in grade or quality
block having a relatively higher quality is extracted, this of ore, When taken globally over a mine project both in mag
block Will receive only the same value as the average quality nitude and time, the difference can represent many millions of
block because the value is based on a minimum quality level. dollars betWeen What actually Was mined, and What Was
For this reason, the loW quality block, When blended With the expected When the mine Was designed.
high quality block result in a volume of ore at or above the 40 One reason for this is that the design of prior art mines is
minimum quality level and thus the tWo ore blocks may be based substantially entirely on this sample, geological survey
both sold. This blended price is signi?cantly more than the data. Thus if the data is Wrong, or inaccurate, then the design
loW quality and high quality blocks Would be Worth in isola established for the mine Will not be found to be optimal for
tion. This enables more revenues to be achieved from the that particular mine location. Again, unfortunately, this Will
extraction of resource(s). Blending is also particularly valu 45 usually only be realised Well after the design has been estab
able for smoothing the grade of ore blocks sold When the lished and implemented. By this time it is, or it may be
grade of ore blocks coming out of the pit is relatively erratic. considered, too late to correct or alter the mine design. The
Thus, the value of a block is unknown until it is part of a result Will be this (Wasteful) expenditure of possibly many
blended extraction schedule. millions of dollars in creating a mine according to a design
In addition to the factors described above, the sheer dimen 50 that Was not optimal.
sions of the problem confronting a mine planner, With hun In considering the problem posed, it Will be helpful to gain
dreds of thousands of blocks and up to a 30-year time horiZon a better understanding of prior art mine design techniques.
make it very dif?cult to ?nd an extraction schedule that maxi In general, a geographical survey establishes data used as the
miZes the total NPV of the mine very dif?cult. basis of a mine design. The design is necessary to provide
It is considered that some prior art approaches approximate 55 determination of the various commercial aspects associated
heavily, by aggregating either blocks or time periods, are With a mine, and for establishing a block schedule; that is an
considered to solve the problem in a piecemeal fashion, or executable order of blocks from the mine.
relying on heuristic methods. The treatment of blending is This survey data manifests itself in, for example, 10 or 20
considered to be done by relatively crude approximations. different samples and analyses of the potential mine location
The prior art assumes a value and then seeks to optimise a 60 and site. A number of simulations and interpolations are made
schedule. But if the assumed value is not correct, especially based on the data in order to predict a mine plan, Which can be
over a relatively long period of time, then the schedule could considered an order for taking material (ore and/or Waste)
not be considered optimal. from the location of the potential mine. It is then necessary to
Other prior art approaches, in the form of some commercial establish the (one) mine plan Which is to be implemented.
softWare, enable post-schedule blend optimiZation to be per 65 Typically, the blocks of highest value lie near the bottom of
formed. The softWare determines an extraction schedule the ore body, far underneath the ground. A cash ?oW stream is
based on estimated in pit valuation of each block, and then generated When these blocks are excavated and the ore Within
US 7,925,474 B2
5 6
them is sold. Because one can earn interest on cash received form separate optimisations on each section, and thus the
earlier, the value of a block increases if it is excavated earlier, optimisation is not global over the entire pit it is considered
and decreases (or is discounted) if it is excavated later. This desirable to have an optimisation that is global in both space
concept of discounting is central to the notion of net present and time.
value (NPV). Thus the mine planner seeks an extraction There still exists a need, hoWever, to improve prior art
schedule that maximizes the net present value of the ore body. techniques. Given that mining projects, on the Whole, are
The net present value forms the objective function of this relatively large scale operations, even small improvements in
optimiZation problem. prior art techniques can represent millions of dollars in sav
As previously mentioned, calculating the NPV of an ings, and/or greater productivity and/ or safety. There is a need
extraction schedule is far from easy. In current approaches,
to improve mine design and/ or the method(s) used to design a
each block is simply ascribed a value in dollars, but in many mine.
cases, this value may be only a very crude approximation, and
An object of the present invention is to provide an
subject to change. For commodities such as copper, the plan
ner needs to knoW the metal content of the block, the selling improved method of determining a cluster.
price at all future times Within the planning horizon, the Another object of the present invention is to alleviate at
mining/processing costs, and some other factors. This is a least one disadvantage of the prior art.
dif?cult and problematic in itself. Another object of the present invention is to provide an
In some cases, a random selection may have been made improved method of block removal, and/ or an improved pit
from the simulations and interpolations.An example of this is design and/or executable block order.
AN APPLICATION OF BRANCH AND CUT TO OPEN 20 Any discussion of documents, devices, acts or knowledge
PIT MINE SCHEDULING by Louis Caccetta and Stephen in this speci?cation is included to explain the context of the
P. Hill. A copy may be found at Website: http://rutcor.rut invention. It should not be taken as an admission that any of
gers.edu/~do99/EA/SHijl.doc. the material forms a part of the prior art base or the common
In other instances, an average of the various simulations general knoWledge in the relevant art in Australia or else
is taken and Which assumes a ?xed pricing in the 25 Where on or before the priority date of the disclosure and
interpolation(s) calculated, Where the average has been claims herein.
taken as the mine design.
Furthermore, a number of prior art techniques are consid SUMMARY OF INVENTION
ered to take a relatively simple vieW of the problems con
fronted by the mine designer in a real World mine situation. 30 The present invention provides, in one aspect, a method of
For example, the siZe, complexity, nature of blocks, grade and determining the removal of material(s) from a location, the
other engineering constraints and time taken to undertake a method including the steps of calculating revenue, and deter
mining operation is often not fully taken into account in prior mining a schedule With regard to grade constraints.
art techniques, leading to computational problems or errors in The present invention provides in another aspect, a method
the mine design. Such errors can have signi?cant ?nancial 35
and safety implications for the mine operator. of determining the removal of material(s) from a location, the
With regard to siZe, for example, prior art techniques fall to method including the steps of calculating revenue, and deter
adequately take account of the siZe of a block. Depending mining a schedule With regard to impurity constraints.
on the siZe of the overall project, a block may be quite large, Preferably, the determination of the schedule is made With
taking some Weeks, months or even years to mine. If this is the 40 regard to both grade and impurity.
case, many assumptions made in prior art techniques fail to The present invention provides, in still another aspect, the
give suf?cient accuracy for the modern day business environ determination of a schedule according to the expression 1 as
ment. herein disclosed.
Given that many of the mine designs are mathematically The present invention provides in a further aspect, the
and computational complex, according to prior art tech 45 determination of a revenue associated With a schedule alloW
niques, if the siZe of the blocks Were reduced for greater ing for Whole and/ or fractional block/clump and/or panel(s).
accuracy, the result Will be that either the optimisation tech In essence, in this inventive aspect, the present invention,
niques used Will be time in feasible (that is they Will take an seeks to blend material mined in order to provide saleable
inordinately long time to complete), or other assumptions Will material, preferably of a greater volume than material of value
have to be made concerning aspects of the mine design such 50 extracted directly from a mine. In other Words, the present
as mining rates, processing rates, etc Which Will result in a invention, based on knoWledge of the grade and impurity of
decrease the accuracy of the mine design solution. each block/clump/panel, includes such information into the
Some examples of commercial softWare do use mixed inte schedule iteration. The schedule, in accordance With the
ger programming engines, hoWever, the method of aggregat present invention, is therefore calculated taking Into account
ing blocks requires further improvement. For example, it is 55 grade and impurity over a period of time, for example, 1 year.
considered that product ECSI Maximiser by ECS interna These factors may also be utilised in integer programs.
tional Pty Ltd uses a form of integer optimisation in their Another inventive aspect of the present invention serves to
pushback design, but the optimisation is local in time, and it s provide a revenue determination as Whole or partial blocks,
problem formulation is considered too large to optimise glo clumps and/ or panels. This information can be used in deter
bally over the life of a mine. Also the product MineMax by 60 mining schedule(s).
MineMAX Ptd Ltd may be used to ?nd a rudimentary optimal Advantageously, it has been found that the present inven
block sequencing With a mixed integer programming engine, tion provides the ability to relatively maximise the volume of
hoWever it is considered that its method of aggregation does material for Which revenues can be generated from a mining
not respect slopes as is required in many situations. Mine operation.
Max also optimises locally in time, and not globally. Thus, 65 The present invention may be used, for example, by mine
Where there is a large number of variables, the user must planners to design open cut mines, but the present invention
resort to subdividing the pit into separate sections, and per should not be limited to only such an application.
US 7,925,474 B2
7 8
The present invention provides, in a second inventive corresponding return, and determining a schedule corre
aspect, in a system and method of determining the removal of sponding to the risk and/or return.
material(s) of a differing relative value, from a location, In essence, the present invention, a design to be con?gured
including: to account for (multiple) representations of the mine location
determining the approximate volume of material to be and/or ore body based, at least in part, on a risk vs. return
removed, basis.
dividing the volume to be removed into at least tWo blocks, The present invention provides, in a fourth inventive
attributing a relative value to each block, aspect, a method and apparatus for determining an aggregated
the improvement including: block ordering for the extraction, of material from a location,
the method including the steps of, from a block sequence in a
sorting each of the blocks according to its value,
listing each block and its associated value in a table, irre
raW form, clustering blocks according to spatial coordinates
x, y and Z, and a further variable v.
spective of violation(s). Preferably, the present invention further includes the step
In essence, this aspect serves to grade blocks in value order, of propagating the cluster(s) in a relatively time ordered Way
such as highest to loWest. One bene?t is that, in a given time, to produce pushbacks.
the mo st valuable return may be obtained from the blocks that Preferably, the present invention further includes the steps
are extracted. Preferably, the block list above may be resorted of, after propagating to ?nd pushbacks, valuing, and feeding
to reduce violations. This provides improved accuracy and/or back the value information to the choice of cluster param
practicality to the order of block removal. eters.
The present invention also provides, in another aspect, a 20 In essence, the present invention, in this aspect of inven
system and method of reducing violations in the removal of tion, referred to as fuZZy clustering; second identi?cation of
material(s) in block(s) of a differing relative value from a clusters for pushback design, clusters blocks according to
location, the system or method including: their spatial position and their time of extraction. This is
selecting a block, considered necessary because, if pushbacks Were formed
determining a cone corresponding to the selected block, 25 from the block sequence in its raW form, the pushbacks Would
determining violations attributed to the cone, be generally highly fragmented and considered non-mine
determining a neW position of the cone With reference to able. This form of clustering is considered to give control over
reduced violations. the connectivity and mineablilty of the resulting pushbacks. A
In essence, this aspect serves to provide a relatively block sequence in a raW form is a block sequence derived
improved or substantially violation free order of the block 30 from a clump schedule.
extraction order. Reducing violations improves the ability or In essence, the present invention, in another aspect of
dif?culty in extracting blocks. invention, referred to as fuzzy clustering; alternative 1, clus
The present invention also provides, in still another inven ters blocks according to their spatial position and their time of
tive aspect, a system and method of reducing violations in the extraction. The clusters may be controlled to be a certain siZe,
removal of material(s) in block(s) of a differing relative value 35 or have a certain rock tonnage or ore tonnage. The shapes of
from a location, the system or method including: the dusters may be controlled through parameters that bal
selecting a block, ance the space and the time coordinate. The advantage of
determining a cone corresponding to the selected block, shape control is to produce pushbacks that are mineable and
determining violations attributed to the cone, not fragmented. The advantage of siZe control is the ability to
determining a neW position of the cone With reference to 40 control stripping ratios in years Where the mill may be oper
improved NPV. ating under capacity.
In essence, this third aspect serves to determine an extrac In essence, the present invention, in a further aspect of
tion order Which takes into account (at least partially) issues invention, referred to as fuZZy clustering; alternative 2, propa
of business accounting, such as NPV, being Net Present gates inverted cones from the clusters identi?ed in the sec
Value. This aspect takes into account that, in a given time, the 45 ondary clustering. The clusters in the secondary, clustering
mo st valuable return may be obtained from the blocks that are are time ordered, and the propagation occurs in this time
extracted substantially corresponding to a block extraction order, With no intersections of inverted cones alloWed. Advan
order determined at least partially in accordance With the tageously, this provides the ability to extract pushbacks from
principles of NPV. Preferably, the second and third aspects the block ordering that are Well connected and mineable,
are both taken into consideration. 50 While retaining the bulk of the NPV optimality of the block
In the removal of material(s) in block(s) of a differing sequence.
relative value from a location, the present invention provides, In essence, the present invention, in yet another aspect of
in another aspect, a system and method of determining a neW invention, referred to as fuZZy clustering; alternative 3, pro
cone position in a stack, the system or method including: vides the creation of a feedback loop of clustering, propagat
determining a number of violations associated With a ?rst 55 ing to ?nd pushbacks, valuing relatively quickly, and then
cone position, feeding this information back into the choice of clustering
determining a number of violations associated With a sec parameters. The advantage of this is that the effect of different
ond cone position, the second cone position having less than clustering parameters may be very quickly checked for NPV
or an equal number of violations as the ?rst cone position, and mineability. It is heretofore been virtually impossible to
selecting as the neW cone position, the second cone posi 60 evaluate a pushback design for NPV and mineability before it
tion. has been constructed, and the fast process loop of this aspect
Preferably, the second cone position is determined iter alloWs many high-quality pushbacks designs to be con
atvely and/ or randomly. This aspect of the invention serves to structed and evaluated (by the human eye in the case of
improve violation free orders. mineability).
The present invention provides, in a third inventive aspect, 65 In other Words the present invention discloses the determi
a method of determining the removal of material(s) from a nation of a cluster, What are the considerations for clustering,
location, including selecting a value of risk, calculating a and the advantages of clustering. Furthermore, the present
US 7,925,474 B2
10
invention, and its various aspects disclose clustering based on of clumps, and thus the result can noW be translated back into
various considerations, such as x, y, and Z coordinates, and/or the large number of small blocks.
a variable V, Where V represents value, distance from a In other Words, the present invention involves, in part,
centre point, mineability, time, ore type, siZe, control, and determining a block list or order for extraction on a periodic
other characteristics or properties as considered appropriate or period, time basis.
given the nature of the cluster to be formed and/ or analysed. Other related aspects of invention, include:
The present invention provides, in a ?fth inventive aspect, A related aspect of invention, referred to as initial identi
a method of and apparatus for determining a mine design, the ?cation of Clusters, Which in essence aggregates a number of
method including the steps of determining a plurality of blocks into collections or clusters. The clusters preferably
blocks in the mine, aggregating at least a portion of the more sharply identify regions of high-grade and loW-grade
blocks, providing a block sequence using an integer program, materials, While maintaining a spatial compactness of a clus
and re?ning the sequence according to predetermined crite ter. The dusters are formed by blocks having certain x, y, Z
ria. spatial coordinates, combined With another coordinate, rep
Preferably, the present invention provides a method of resenting a number of selected values, such as grade or value.
designing a mine substantially in accordance With FIG. 13 as The advantage of this is to produce inverted cones that are
disclosed herein. relatively tightly focused around regions of high grade so as
In essence, the present invention, in this aspect of inven not to necessitate extra stripping.
tion, referred to as Generic Klumpking, a method of mine Another related aspect of invention, referred to as Propa
design that ?rstly, uses aggregation to reduce the number of gation of clusters and formation of dumps, in essence forms
variables via a spataial/value clustering and propagation to 20 relatively minimal inverted cones With dusters at their apex
form clumps. Secondly, the inclusion of mining and process and intersects these cones to form clumps, or aggregations of
ing constraints in an integer program based around the clump blocks that respect slope constraints. Advantageously, it has
variables to ultimately produce an optimal block sequence. been found that aggregating the small blocks in an intelligent
Thirdly, the rapid loop of clustering blocks in this optimal Way serves to reduce the number of atoms variables to be
sequence according to space/time of extraction and propagat 25 fed into the mixed integer programming engine. The clumps
ing these clusters to form pushbacks, interrogating them for alloW relatively maximum ?exibility in potential mining
value and mineability, and adjusting clustering parameters as schedules, While keeping variable numbers to a minimum.
needed. The collection of clumps has three important properties.
In other Words, the present invention provides a relatively Firstly, the dumps alloW access to all the targets as quickly as
general process and apparatus for addressing problems faced 30 possible (minimality), and secondly the dumps alloW many
by mine planners in pushback design. possible orders of access to the identi?ed ore targets (?ex
In the aspect of invention referred to as Generic Klumpk ibility). Thirdly, because cones are used, and due to the nature
ing, there is a method of mine design that ?rstly, is considered of the cone(s), an extraction ordering of the clumps that is
a clever choice of aggregation to reduce the number of vari feasible according to the precedence arcs Will automatically
ables via a spatial/value clustering and propagation to form 35 respect and accommodate minimum slope constraints. Thus,
clumps. Secondly, the inclusion of mining and processing the slope constraints are automatically built into this aspect of
constraints in an integer program based around the clump invention.
variables to ultimately produce an optimal block sequence. Another related aspect of invention, referred to as splitting
Thirdly, the rapid loop of clustering blocks in this optimal of Waste and ore in dumps, is in essence based on the realiZa
sequence according to space/time of extraction and propagat 40 tion that clumps contain both ore blocks and Waste blocks.
ing these clusters to form pushbacks, interrogating them for Many integer programs assume that the value is distributed
value and mineability, and adjusting clustering parameters as uniformly Within a clump. This is, hoWever, not true. Typi
needed. cally, clumps Will have higher value near their base. This is
The present invention provides, in a sixth inventive aspect, because most of the value is loWer underground While closer
a method of and apparatus for determining a schedule for 45 to the surface one tends to have more Waste blocks. By split
extraction of clump(s), the method including determining a ting the clump into relatively pure Waste and desirable mate
period of time corresponding to at least a portion of the rial, the assumption of uniformity of value for each portion of
dump(s), and assigning the period of time to the portion of the clump is more accurate.
clump(s). Still another related aspect of invention, referred to as
The present aspect also provides a method of determining 50 Aggregation of blocks into clumps; high-level ideas, in
an extraction order of block(s) from corresponding clump(s), essence seeks to reduce the number of variables to a relatively
the method including: manageable amount for use in current technology of integer
performing the method of determining a schedule as dis programming engines. Advantageously, this aspect enables
closed herein, determining Which portion(s) of clump(s) have the use of an integer programming engine and the ability to
been assigned the same period of time, and joining together 55 incorporate further constraints such as mining, processing,
blocks located in the portion(s) having the same period of and marketing capacities, and grade constraints.
time. Yet another related aspect of invention, referred to as
The method(s), systems and techniques disclosed in this Determination of a block ordering from a clump ordering,
application may be used in conjunction With prior art integer turns a clump ordering into an ordering of blocks. This is, in
programming engines. Many aspects of the present disclosure 60 effect, a de aggregation. Using techniques disclosed herein,
serve to improve the performance of the use of such engines an integer program engine may be used on the relatively small
and the use of other knoWn mine design techniques. number of dumps, and thus the result can noW be translated
In essence, the present aspect, referred to as Determination back into the large number of small blocks.
of a block ordering from a clump ordering, turns a dump Other aspects and preferred aspects are disclosed in the
ordering into an ordering of blocks. This is, in effect, a de 65 speci?cation and/ or de?ned in the appended claims.
aggregation. Using techniques disclosed herein, an integer The method(s), systems and techniques disclosed in this
program engine may be used on the relatively small number application may be used in conjunction With prior art integer
US 7,925,474 B2
11 12
programming engines. Many aspects of the present disclosure focussing on higher value pods that may be deeply bur
serve to improve the performance of the use of such engines ied. Throughout the speci?cation:
and the use of other knoWn mine design techniques. l. a collection is a term for a group of objects,
The present invention may be used, for example, by mine 2. a cluster is a collection of ore blocks or blocks of other
planners to design relatively optimal pushbacks for open cut Wise desirable material that are relatively close to one
mines. Advantageously, the present aspects of invention are another in terms of space and/or other attributes,
considered different to prior art in that 3. a dump is formed from a cluster by ?rst producing a
substantially minimal inverted cone extending from the
The present invention does not use either of the most com
duster to the surface of the pit by propagating all blocks in
mon pit design algorithms (Lerchs-Grossmann or Float the duster upWards using the arcs that describe the minimal
ing Cone) but instead uses a unique concept of optima slope constraints. Each cluster Will have its oWn minimal
clump sequencing to develop an optimal block inverted cone. These minimal inverted cones are then inter
sequence that is then used as a basis for pushback design. sect With one another and the intersections form clumps,
The design is relatively optimal With respect to properly 4. an aggregation is a term, although mostly applied to
discounted block values. No other pushback design soft collections of blocks that are spatially connected (no
Ware is considered to correctly alloW for the effect of holes in them). For example, a clump may be an aggre
time (viZ: block value discounting) in the pushback gation, or may be Super blocks that are larger cubes
design step. Traditional phase designs ignore medium made by joining together smaller cubes or blocks,
grade ore pods dose to the surface Wit good NPV Whilst 20 5. a panel is a number of blocks in a layer (bench) Within a
focussing on higher value pods that may be deeply bur pushback,
ied. 6. although the term violation free is used in the speci?cation,
The present invention can properly address the so-called this is not intended to mean that the entire order is violation
Whittle-gap problem Where consecutive Lerchs free. The order may still include violations. The violations
Grossmann shells can be very far apart, offering little 25 may be reduced in number, or at least not increased in
temporal information. The present invention obtains number or di?iculty,
relatively complete and accurate temporal information 7. although reference is made to a block or blocks, it is to
on the block ordering. be noted that this should not be limited to some sort of
Process and mining constraints can be explicitly incorpo cubic shape. A block(s) may refer to a region, volume or
30
rated into the pushback design step. area of any dimension,
8. reference to a (single) block may also represent a number of
The planner can rapidly design and value pushbacks that
have different topologies, the trade-off being betWeen blocks, and
pits With high NPV, but With di?icult-to-mine (eg: ring) 9. if a ?rst collection of blocks are to be removed, second
pushback shapes, and those With more mineable push 35 and/or more corresponding collection(s) of blocks, Which
back shapes but loWer NPV. The advantage of the more are pointed to by the ?rst collection of blocks, are also to be
mineable pushback shapes is that much less NPV Will be removed prior to removal of the ?rst collection of blocks.
Wasted in enforcing minimum mining Width and in
accommodating pit access (roads and berms). DESCRIPTION OF DRAWINGS
The ability to quickly generate and evaluate a number of 40
different sets of candidate pushback designs is a feature Further disclosure, objects, advantages and aspects of the
not alloWed in traditional pushback design softWare present application may be better understood by those skilled
Where design options are usually fairly limited (eg: the in the relevant art by reference to the folloWing description of
amalgamation of adjacent Whittle shells into a single preferred embodiments taken in conjunction With the accom
pushback) 45 panying draWings, in Which:
FIGS. 1 to 5 illustrate prior art mining techniques, and
Various aspects of the present invention also serve to
FIG. 6 illustrates schematically an application of the
improve the use of existing integer programming
present invention.
engines, such as cplex by ILOG. FIG. 7 illustrates a representation of a mine pit,
provides a mining schedule can be found With maximal 50 FIG. 8 illustrates one aspect of the present invention,
expected NPV for a given level of risk, FIG. 9 illustrates a second aspect of the present invention,
does not produce schedules With expected NPVs that are FIG. 10 illustrates a third aspect of the present invention,
beloW those possible for given levels of risk, FIGS. 11A and 11B illustrate a second embodiment of the
the ability to relatively quickly generate and evaluate a present invention,
number of different sets of candidate pushback designs. FIG. 12 illustrates diagrammatically a representation of the
Such a feature not alloWed for in prior art pushback present invention and based on a plurality of drill holes and/or
design softWare Where design options are usually fairly survey data,
limited (eg: the amalgamation of adj acent Whittle shells FIG. 13 illustrates, schematically, a How chart outlining the
into a single pushback), overall process according to one aspect of invention,
60 FIG. 14 illustrates schematically the identi?cation of clus
can be used in association With a unique concept of optimal ters,
clump sequencing to develop an optimal block FIG. 15 illustrates schematically cone propagation in pit
sequence that is then used as a basis for pushback design, design,
can be used in association With techniques Which are rela FIG. 16 illustrates schematically the splitting or ore from
tively optimal With respect to properly discounted block 65 Waste material,
values. Traditional phase designs ignore medium grade FIG. 17 illustrates an example of fuZZy clustering in a
ore pods close to the surface With good NPV Whilst mine site, and

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