Professional Documents
Culture Documents
The Examine.- rejected the applicalion tor being an otlvOous Ofdering method and
system, The EJcaminer also alleged tha1 me S<.tJject ma!Ief of the cla;ms is direct&d to
non-patanlable subjed matt... under Section 2 oI1he Patanl Act.
The appIicalion was relused by 1he Commi...oner 01 Palents because 1he cl,,;med
i,wention was "'" pBlental>le under Seclion 2 oIlha Parent Act
IN THE CANADIAN pATENT OFFICE
Patent appIK:aIion number 2,246,933, having been rejeded by the EJoa-niner under
Subsection 30(3) 01 the Parent RuIe$, was "',,_. The rejection has been
a>nsi<ler<ld by the Patern Appeallloard and by the COflYl"IO...ioner 01 PBlerllS. The
fil'ldiros 01 !he Iloard and the dacilion 01 the eonvn;...ioner are as IoIlow$
INTRODUCTION 1
PROCEDURAl. MATTERS. 1
BACKGROUNO 2
CI,,;ms 3
ISSUES. 6
APPLIED REFERENCES. 7
Dala. 01 p<bIOC8tioo , 7
OBVK>USNESS , 8
The Examiners posilioo . 8
The Applicant'. re5l"OflSIl 10
leQal Pnncip..... Obviousness. 12
The question . 12
Problem • .-.:I sok.Jlion 14
The skilled 19Chnician ..-.d !he problem 10 be solV9d 15
The lltaIa '" knowledge e1 th& d.im doIIa • selected exo&rPlS trom Ya$il 16
Geoe<II ovtIfView- , 16
SBSlion and subsaip1ion-basedlracl<ing , 17
Collecting customer informa1ion 18
Cookie tectw1ology 18
Tr9Cl<inO state inIormalion in Ye$il 20
Analyli'- section 28.3 21
ave",,_ CompIrir'og C.... pIIr 4 '" Ye$illO lhe inst.nt .pp1icalion 21
Distingu..hing tl81J.nS lIrO-*l bV me Applicant, 22
Aco:ul1 inIormalion: SlOIing lIf1d retrieving using identifiers (cookie.) 23
Single-Aclion Ordering (one-dicl< or<lering) 25
Other benefits ..-.d advantages, 26
finding" Se<:bon 28.3 . 28
The "l'l"oedll0 assessing ob¥ioosneIs se1 <lUI in Sanoti 28
&bsidilry leal"", 30
STATUTOflY SU6JECT MATTeR SECTION 2 32
The Examiner'. position , 32
The Applicant" re5l"OflSIl , 32
Clarifications a1me IWaring 34
Natu'e '" me rejection . 34
AppIicanI's v _ r"O"fding S1e1l/1Of)' subjec1 met"" 35
Addilion 10 human I<nowIedge 36
llQlll principles· Sle1l/1Of)' Subj9cI Matter 36
l""9fI1ion defined . 36
Approac!lIO .SMsling subject matter 37
Coos",* tlOIh the te>rm and me ~aoce of me claims , 37
fe>rm 01 the claims 37
Substaoce of me claims (What has been discoYered?) .. 37
SWjed malter must r~ Ihe definn.... of • category , 37
Change of ctlar9Cler or a>ndrt.... _ 37
Excluded (....... stallllDl")') subjec1 mallet 37
NOO">-lad"nological S<.t;ect matte' .. noI SWulory , 37
Ba"s lot the approach 36
fe>rm of me claim (me claim 00 ~ fliloC$) , 36
S<.t>stance 01 the cla;m (What tm Deerl d~) , 36
SWjed malter must r~ 1htI definn.... of • category , 40
There nus! be a physical object or a change in charader or
a>ndrt.... of a physical olljecl 40
Excluded Slbjecl meUer Bu"ness melhods " noI palen!able 42
S<..tijecl mailer Ihel .. noIl9Chno1ogical statlllDl")' S<..tijecl
metier . 45
O_lap ~ el<Cluded S<..tijecl matte.- and ~ical
12] A helll'ing betore Iha Palent Appeal Board was held on Sep",,,lbeo 18"', 2008
Awaariog on bahaK 0I1ha Applicant was Mr. David McGruclar ['!he Applicant"]
from the finn 01 Dyen W'OOs Go'--. Muta~ Represenliog the Paten! Office_a
Ms. C&r1a DiNardo (n8e Carp;none), the Exa:ninet in maroa 0I1ha npplicalOon
and Mr And.. Gelinas. Section Head.
PROCEDURALMATTER$
13] Ail na~ier hDaring Ito' ltlis applicalion had baan held on Noverrt>er 16-, 2OCl5
Awaariog on bDhaK 01 the Applicant was Mr. David McGruclar from the firm of
Oyer> WIQ9!I Green MUIala. Representing Iha Palen! Off.,., were Ms C&r1a
Carpinona, IhD Examinar in charoa oIlhD applicalOon and Mr. Pelar Ebsen.
S«:Iion Head. t.t'. John Cavar and Mr. M.nlIy Wilson ~re "08O,beo s of the
Board allhal hearing, bullhay hDve both since reI~ed from IhD Public Serwice
bafGre a ,ecoo"'08O <lation was fmlized.
14] On June 11-, 2008 Iha Chair 0I1hD Palant Appeal Board contacled Iha Applican1
to axpllOn thai a oew 80anl would be formed to revi.... 1hD Final Action. The
Applicant was olIered Iha opportunity to ha.e another hearing, which was
~.~
15] On JIJIy "d', 2008 lhe neN BoDrd wroIe 10 lhe Applicant to a>nfnn a new
hearing data oI5ep1ambDr 18"'. 2008 rthe Hearing"]. Al that time, IhD BoDrd
also notified the AppIicarrll!lal the 'ajedion ......on< 8eclion 2 would bD assessed
based on _liar IhD essence 0I1hD claimed irwerl1ion, or _ has been added
totunan knowledge (in online on3&ring technOlogy) is non-slaturory because ~
does not fall into one 01 the cmegor... 01 inlrenlion (......on< $eclion 2 oIlhI!
Patent Adj. Belorn tlla H_ing, IhD Applicant was also informed thai all claims
,
would be assessed for compliance uncle< SecIion 2 01 the Patent Ad. At the
Hearng, the Awlie8nt addresMod all 01 the dlIims with respecllO 8eclion 2 In
the leiter dated July 30", 2006, the A;>plican1 was also ;",,"'''00 Iha1 the
po.(llis!le< stated the Yqil tlOOk (dted in the FirI8l ActiOO) was p<.t>1"hed 00
NOV9<TtIet ff'. 1996
BACKGROUNO
16] The aw1ic8tion sets w a method a.-.::l a '1$lam which allow a pu'chaser to
place an orde, lor an item OY<'J( the Inlemel. figure 2 shows a I>Iock d~am of
the system and Fi9se 3 " II flow d~am whicllshows a leal," of the llySIem
which allows the pu-<:h8_ to pun::haose an itam wilt> a single-aclion.
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I7 J The ...rver uses a client identifl8f oent from 1he client's COIIlI"-'ler 10 assoc;a!a
the c/>enl', compuIer with the pun::h$Ser's payment and shipment inkM'mation
(pudlaser.spe6f1C acoounI information). The elien! idenlifier is SIOO"ed in !he
clieo1's computer t>y th& _ when the clieo1 eo1~ ~is iGentifocalOoo, billing
and shipping r.tormalion (pu'chaser·speciflC acoount inlonnalion), vsualJy at the
time 01 the cI...,'. firs1 visit. On" subsequent v;.~ 10 the Web lila by the
dieo1's compuIef, me _ JlK::OO'lizft the dieo1 OcJeo1if.. as t>elonging 10 mat
chent The client may !hen browse ~em., and decide to boy an ilem b)I elld<ing
on 0011I one bull"" whidl _ the request to ...de< the item "'''"11 with the
cI>en1 Odenlifoet. The etI9cI of Ihjl s<ngle-aclion .. to instantly ordet the itam. The
se<\'er system will """",,,,!he purctIase reques~ IIUIOII'IaIically 'elneve!he
clleo1'S acoounI inlOfll'l8tioo using the clieo1 OcJeo1ifl8f, aOd combine the retrieved
acoounI irrlonna1ion to genetale 1he order. Only one click 0I1he client'. mouse
i. required
r 9] CI,,;m 1 provides lor _ng a client identir"" on a client system, displaying item
inl"""ati"" and an indicalion 0111 single-adion to be pertonned t<>r aclivaling
sngl&-8clion ordetng when an item i. to be ordered, and incIude.the iderrtif""
in !he request to ordet the item so Ihel the i<lenlifier identifies IKXXlU"Il
inloonatOoo previously supplied by 1he user, Claim 1 also provides /of cMr'lging
acoount inlonn8lion by logoging in 10 lhe server S1$lam, Claim 1 is 8S follQws
111 I CI",m 19 sets forth single-adion adering and combining ...dlln into II slngle
"""
,. A """""" ... (0;0'"
~ trom • _
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. . . . - " -..ring " .. _ _ ill« .. " .. _ _, _
lOr..." 01. ~ Of iMmS,
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_ 0 1 ........ _ .... iI., ... po_IO ""'nlUiod
item:_
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,PIt ~ 0CC0UIf 1nlo<m.. 1on 01 • .-
""""'"' the _<:<>nIjI<.Oer "omoIicaIy combineI """'" _ . oingIe
113 J Inde~ndem claim 33 is similar 10 claim 19 ""cept that ~ Pfovides lor or<ler
canoell8tioo wimin a ceo1ain time inlerval instead of order COITltlOning,
Depel ideo ~ claims 3443 introduce similar ....ialions aslcu"ld in claims 20-32
compononl'~ .-
¢OOllp<iOio>g
lJom • _ 'l"'Iom 0 __
'hellom:_
• cornpooenl'~"'-" oa:ount inIofmOlion by """",",oting U..
109 in "' .... ..-tolllO _ _• . - m Q _ """"""
. . . - ""'" '.. ow, """ OOO"'"'Q""
,,,"-system
._OCI"""""".-.- to
115 J Ciao"," 45-50 ~ lor the following:
I 16] Independent claim 51 adds the $199 01 automalic genetation of a single ordet lot
i<lenlified items wrthoullhe ....... having to spe<:if)' thallhe)' be 50 combined.
r 18] Independent daim 66 is similar to claim 1 The ' ' ' ' '1'linO dependent claims 52_
59, 61-07 and 69-75 Sl""'cify ..mila< prtMsOons as those noI8d in ",,~i...
QependanI: cia......
I 19] Thus, the ma;n tt>em& common 10 all of th& claims is singl&-action ordering by
vl'b,.oe of the trensmitteod d>en1 Odenlif.... being associated wiIh purd'Ia$er~
ISSUES
120 I The FiM Action dated J<ne '., 2004 giYe$ rise to ttlefollowingquestoaos:
The Summary 01 R8a"""s from the e.aminer did not refer 10 !he objection in !he
Final AdOoo to the apparatus claims ~ 10 500 ...-.oe.- 5ed000 2 of the Pat8nt Act.
H""""""". before !he Healing, the Board ill!aTloed the Applican1lhal all oflhe
claims would be assessed for compliance with Section 2 of the Pat8nt Ad,
to !he S<bstance (lithe claimed irlv9nlion. and no! only
consiSI\lfl1 with looking
the fOlm (lithe claims. AI !he Hearing. !he Applicanl _ s e d all 01 !he et,,;ms
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obviousness
•
OBVIOUSNESS
I 27] The S""""lIry 01 Reason. forwarded to the AppIicanl n;a;ntained the llljecliQn 01
cl8ims 1 to 75 for being ob¥ioos in view 01 Ye~1 ItIId the .... ",.. , knowledge 01
using client iOentffi.... tor oo-line po.n:tlasing methods as taught bv me Joumlll of
De$ign SCie'""".
I26 I The Exeminer lWgued thai th& claimed Ofde<iog method was obvious, stating in
".,
I zg] The El<8mine. _e<llha! Va,,1 pro.idee an "Inslant Buy MOl' lor some or all
itams" on page 326.
r 30 I The Examiner a~ argued Iha1 logging in to ctIange IlIXXlOn1 inlormalion was not
illY<lfllive, slating
131 I Wnh rasped ,,,the felilUfa clade< cancel~, the Examiner staled
..... "_...
""""..._n
_~."'-.
plac<Id, ... _
_ . ""'oin lime period. '.g., before
'JfIO"'~
.....
.is~.
~"' cancel """".
Showen <IIonge
,_ _ ...... _. " .. """"""'~.-o«>o _ _ ,.........
.._-""...,-y
...-10 ....
..mjod
................._
claims.
...""".......-
I 32] In diSCUssl"lllhe feat"'" of combining muKip'" or<len into" single order, the
Examinet had INs 10 say
[35] In response 10 1he FiM Action. 1he Applicant aJ9.l8d thai yetil do::>on not disclose
sngl&-8Clion ord'lrng. because checkouI is slill ~1"9d in 1he Nelscape
Me<cham System Inslanl Buy Button
[JEl] The Applicant also disagreed !hal Y~il disclosed sngl&-8ClOon on1erng wrthoul
the need 10 log in, slalng in part
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line 0 1 _ 121 01
V"':_~""IO_l. _ _.''''''is~inY'''to
_ ... _ _ • __ maymake .. _ .. ~·1iIVo
[37] WrIh respec110 1he aulomabc comI>inalOon of rrUliple ilems imo a single order,
the Awhcant said, in part
_k.. .
- " < I by • _ silo: " . <:USI<>me' logo 011. ,""" the _ siIe uses
_ _ _ _ _ ,rlId<ing; 0lIl0_,' .... 'rlId<ing,
y ... .., _ _."" ' ~ " '..... "IJ
IO<:IrOq<>o """ lie ............... ~ • aISOOmOflO log "".
_ o r , oinoe y~ - . . . _ ~ keepo "no inI<>rmmon
_,rot IIoJOOO or
<>.lSI:OmO< '" lIlO.",...", 01 hiS r>e<1'iSit1O lIIO Silt,'
V...... _k.".;ng_""'_-_"'_
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-. .
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_
........ oI'...
1<10_
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. __...._.lIfO..... "'_.'"90_.·._
irIlomIoIioo. By '"" noquiring • uoer 10 log plocil"Q on order.....
.-wog 0.'" to log .. _ ~ _ inIOfmOl"', ,roo
pl.... "" _ <>SinQ lIIO _ _ .,.,om os SIOogil_' _ , ,roe.
,.. __ ""_.... _.e<;O"··lllO'.. __ "'_
...-lolcllllO loglImU _ and not Itlo _ . Slnoo Itlo _ cannot
.-
log on to ct.''V'' the _ _ 01I<>rm0Ii0n, .... """" MIl ... _ to
'''IOgil_' __ ing '''lOogilimOlO..- _ 0I1tlo ~
140 J The Applicant atso acI<nowIedged 1hat !he ~ice of cancelting an order at
relaiters was """"" and accepI9d thal canoemng orders Os an aspect of relaiting,
H""""""". the AppIioan1 empha",zed thal claims 33-43 and claims 6Q.67 are no!
reeiling order cancellation, but rattler "(j;tplaying an indicatOoo tha1the on3er lor
the itam that i. raquasted can be canoellad wiII'in a tima intarval." The Applicant
slated tha11his indicat"", is displayed alongside the single adOoo ...daring
ioo;ca1ion and ~ is useful _ impulse p<n:ha-. can De raassured tha1
the~ hIM! the opIion to caro::et ";1hin • <:e<taOn bme ~, ......... 1hough there is
no ched<ouI r••;-. The Applicant said 1hat y~il does no! sa~ anyttling about a
canoel opIion or gn indication lor orOer <:RnCRllation.
The gyaflion
141 J A tastlor obYiousna.s was lISIabiished by !he FlIdaral Co<n 01 Appeal in Beloit
Canada Ud v, Va/mel Oy{l9fl6), 6CP.R (3d) 289 (F.CA), at 294 (Beloit)
Thus, a IeSllor olNiousness can ask _ the "tedn0Ci8n skilled in !he .r!'
\fl'OIJld ~ dong 10 solve !he proo!.lTl.
142 J Recen1Iy, in ApoIex Inc. v. Sanofi-SynthfJlalJo Canada Inc., 2006 SCC 61. 69
CPR (4 a ) 251, at paragraph 62 ISlInoI'i), RothS!';n J. had this !o &a~ aboulthe
BeIoiIIeSt
[43] There i' IIOme r"k mat the test in Beloit may end up in a ~11or armeipa1ion.
In .latlss9n-0tfh01nc. v. Novoplwm Ud" 2006 Fe 1234, 57 C.PR. (4th) 6,
affirmed 2007 FCA 217, 59 CPR (4~) 116, paragra~. 111-113 [JItIlSS6nl,
belGre llet\jog fGrttl tem and criteria applicable to th& questOoo 01 OI:Wi<lo.Isoeas,
Hughes J. had !hI to .....,. aboullhe Beloit lest [~i. 8ddedJ:
bfyt Il9r d9 rpy P"lIlt PriOt lOr f!llJl!lIli'WI !SN ret! "" _ •.
_In
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oroll!em Y!I>i<t> io _
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oro!>Iorn .!ds!s ot'"
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ny!QljslO lQ sgty, 'til gutljljQO I!llIyI • ,,,'" Y"''i9r
dIimfol br!ll! P!It!t!t .....,,!!OUI5I !ItyI S!(fll!M 19
"""""" of onlNly •• ,. tnol M?'Ml!ance lO!!!l !hi
....."
wtJjeg........ 01 .,."., g • ." his mm!9 ....
.fll ~,I!lo ..... Slop lmu.. lake 1110 ••_ .... prior . .
~ tothe "'" 01 ,_ on iI. <!<!ennine """",",!!Ie
W"'iO!J C!Ijmt<l by Gl_ _ ..... l9CIJ!!OUI5I MY. gro..... lI!
!Y!f)'9!lt PI O!l!....'" 1nI";oe!!C! I!'!!l M?"!'!!'!!Ct'" _.l!!llI
""""",!!o mRIlO l!!o oroI>Itrn_
Thus, in most .. tuatkns one IIUS1 consider obviouSMS' trom the pe<spediv, of
wheIhet the sok.Jlion dlIimed woukll'l9ve 0CQ.a"ted 10 the skilled 1~ who
applied hi. mind to !he problem
[47] IvJ invention Ooes not have to be one $OIution to onl)' one problem because
solving one pmblem may IJ'MI rise to . _ problem (AB Hassle v. Genp/Jllrm
IOC., 2003 Fe 1443, 243 F,T.R. 6, paragraphs 49-50). However,. cla;med
solution '0 a problem !hal sets fCW1h .......lated l.alUr•• '0 """'0 a separale and
d;fferem Pfoblem may require Iu1her atl8lllion. Before a!lempling to apply tests
ff)< otIYiousness. one must 09cide whallhe nverrtion i. and whether lhete i, only
one in'<enbon to be considered 0< more !han one (See Canadian Parent At;r
Annotatec/, r ed~ion. Barrigar, 26.325. May 2006; citing saba! SpA v, !.IFI
Fumilure C9tlIr8S Limited, (2004] UKHL 45 at paragraphs 22-26 [S8b8~.
appea4ed from [20021 EWCA eiv 976).
1481 Identifying the notional skilled petson in the aot is aot irrp::IrtanI aspecl 01 the
obvioosness inquiry 1$aIIoJj - P"'''O'''JIh 67]. In fJJme<::on 1nd<Jstrie$ Ud. v.
Nutron MallUlacturing Ud. (1997). 72 C.P,R. (3d) 397 (F ,CAl. a1 pllf&gr3p1'l 10.
the conoept 01 the skilled ""ltkman was framed in 'elation to the problem to be
overcome, as follows lemphasis - I
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Thus, "" in the inslanl applic8lion, Ye~11OO ad<nowIedged the ~i';e nalure
[53] On pages 112 BOO 115, Y~I provides flJl1tw infonnabon about sessiolHlased
trad<.ing and when a new visit to a oile begins [emphasis added)
-
-.... _"l_~"""" _0IlirllI
of .. E·"'" _ _ for
for
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otuiI'IinQ """,""" """""oli,," in tilt " " _ ~ of 000''''''00, for
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[55] Page 121 poin1. out tr'oaI the otljectiw to track aOd ac<::$S$ useful ClISlomer
ir'tG/Yll8lioo can be ach>eved in both fe""on .nd S<.b$criplion-based model.
(emphasis added)
Coo!<ie 19d:Do!OQY
[56] Pages 124 to 125 ~ yetil. a~ JlCIl eiIed by me Examiner. prov;"e som&
,:Ie"il, aboul cookillec1'nology under the genet.1 heading "A$l<ing U_.1or
InIormaIion - Privacy Is."",',
MagI<Cookin
1110 ""'_ of. _ . _ .... __..-_ '.....'...
rerognIIIoo _ . JlgrWlIcanlly._ 1M ~
of _ _ ~
"
·loIauIc·_ ... • II'y can
Roo> ..... _""inlom>oIioo'o fI<>m. _ .. _ . The.-;e.
_by~ ..... MCI,iOUOOI\IlIOr '.
~ ••- . . - " ' . " '.._ _ • _ _ IO< _ _. _
by~.<OOklo,._can
i n _ l O r .,...." _
..... _
, , , T'" oaioo
...... _of.__
of.~ inIofmOlion lnIo
1M.,.,.,... "' ...., is _ to •• """"~. Tlli$1yIlO 01
_ _ ",_ _ -.g_.OO _ _•
159 J From Ye~l, _ oodefstand that "Slate' informalion can inducl& a variety 01
inl'e>rmatoao, IIlollows mat any infomlaIion transmitted by a user can be ircl..o»:l
in B coolo.iIl, ItIId ullimBIely lrBd<ed oM stored by a servet. Cook... provided
Web sil.s (serwra) the abilit)t to track all types 01 user informaIion <MI' ~me, as
acknowledged on page 124:
I 59 J Page. 11310 115 set forth some uses 01 • "cookie", mosl notably, .....""" u....
id'lnlificalion. YeJiI _as (on page 113) Ihal "cookies" can be used 10 stGre
chern _ ... infonnabon on the diem', hard dill< and !hal by idenlilyino D
rtIpe81 visitoo' it peml~s on-ttle fly-<:ustOOlizatOon of a Wet> site, A MMIf can
I'9COgI'Iize a unique VIle,...nen
pe",stenl cooki. data on a diDnt's ~e' Os
,ecognized by tbe s«ver SDmD noIabID eXOllfPlS are reprodi.lced _
[emphasis added);
_TrKklngT......
_ , TbocapoOllilyoioomo _ _" . , 10
..".. " ' . - ....... •w _10 .... _ "" '....... diSk" ' ..
.-'sPCOf...........m. 8tcfuM_""t>o l lOiI!en!lh ""'"'
mi!orJ ' '"\Wkie.......
on-!he=ftv ..... ......,.'"*'
of I W!!I to
.... 0 d'ms 'M YM! S!lINrtd .. iUrtll il dyrirI>!l!tyiOyI yjSilS. JIlt
*
!1I!ItP! ""' ..... I Wtb _1O!rtCl; "" _ Of' SfSSjOn 90'
[60] The Board ~ (rom YI$i1 mat theSe capabOlilils of cookies Ipply
~Iy to bolt> S<bscliplion end Mssion-bMed Irecl<ing models. On page 121,
Y~I has ltl.. to say abwt the ....... 01 cookies under 'Pad subs<ription site."
[Imphasis a<l<le<:lJ;
......
F...... "'PO 19' _ , _ 00<l0 v _ _ ..... _ ...
""'19<_-''''_'''''''''''''''''.
_ ...... ~WI
_~ _
[61] Thus, the ifT1)Of1ance of cookiH fo< tteating shopping cart designs ..... well
known be/<:lre ltle claom dale
162] Y~I describes various kinds 01 inlonnaIion whidl a Web .ile (server> may";lI1
to track The 80atd il oIltle opinion that ltle type 01 "state" idormation to be
tmd<ed can be ctIoIen by the skilled ""'""" aooording to operational
rtlQUiflments,
163] The Board considers tha11he .killed person woukl haw appreciated1hat chern
sta.. inlOOl'l81ioo can be stored lIOd retrieved in different ways, For ~le,
.......er _iniWaIa. lIOd ~rarrmers can aeata a _ application thai
tmd<. lIOd lIore. data they wouk!llItlerw;"" ha"" managed ";ltl cook.... In
~son. cook... provide a ~ramming convenience because the !lta1e
information il stored 00 a dHlnl" ~er
164] These two ways ff)< tracking .we inklnnalion ClIn be gleaned from YeJiI. On
p"o" 112• ...nile describing session.oased tracking, ~ is stated thaI'
Hare, the server tracks the aclions ¥Id e.enls rA a user during the same
session. Th. stale inlormalion wwld haw 10 haw been 1rad<8d using e list or
datebase aI the serve.- and some way 10 icJeolify whictl user ~ belongs 10.
165] The other way 10 lrack .. mila< stale informaIion i. described on p"o" 113, in
rela1ion 10 cookie.
_: "TbeooolOe _ _ . _ 'toUsd<'fle_of
-
• - . , 011 • Woe ..... ~ _ ~
~
Woe
rA a session
on e Web .ile. Thal i., 'equeSlS ¥Id ,esponse heeders <:any or identify !he
slate bad< and forth. tto.IS permitting the serve.- 10 retrieve from memory pertinent
irtormalion Ihal is rela1ed '0 the SI8Ie inkWmation. For exafIllle, swe
inf"""abon in a cooI<.. could be vsed by a seMlr 10 access a psychograpllK:
profile (damograp/lics, inlereslS, etc.) in order 10 display informaIion alX:IU; other
products Iha1 mqn be rA inleteSlIO Ihal ....... (YeJiI, page 121).
166] Reference will be made 10 our ea~i .. re";ew rA Y~I. statemenls in tha instanl
apphca1ion, and addilional explooa1ions pro.ided by the Awhcam altha
Hearing,
167] The inslanl applicalion is ma;nfy COl """, MId with simplifying lhe proces. fOllowed
to ~lete a retailing transadion, once a ClI$tomer has decided to tluy an ~em.
I 70] Al !he !Waring, 1I>e Applicant ernphaslze<l !he main distinguishng features 01 !he
claimed invention: placing an order without logging in; and placing an order
ttvough a s<ngle-ac1ion rlll'l8-did<" ordering) A dient identifier in the coolo.ie file
irllllements meselealures, -..tly !he _ _ recognizes a ~ comput....
(Ot user) based 00 reco(TIizng !he idenbflDr in !he cookoa ItIal Os transmi!led
when Otdering an item. A u_ must hava Pfeviously "'-Wied ~ ~ c
account infomlalion lor this orderng methOd 10 WO<k. The Applicant PO;nled OU;
thai ...tIile !he l<>ChnoIog)' 01 cookies was known in !he prior an, !he periOCUlar use
01 coolo.ie technology in the instant daims was oot known
171] A1; well, !he AppIican1 pointed <lUI other subsidi"'Y features soctl asc user login
fe>r changing user account infomlalion; automalic combination 01 mulIiple ord,,"
into a single Otdet; and dOsplaying an indication ItIal an order can be canoelled
within a lime interval
I 72] From statements ~ 8111>e Haering, 1I>e Applicant S<bnits!hat the claimed
inven1ion d>stinguishes 0V8f the Pf"" all, in "'spec:! 01'
-
logoi"" in. ...nile relaini"" !he edvanlages 01 beng a '&giSl9t&d
173] The iowrmve COI'lC:llp1 common to all claims ioch.IOeS feallJ"es I. and ii, lli><:>w•
...nich provide Ihe advantages listed as iii. and iv. The Board shell ....,.. consider
eadl 01 !he... faatu"e. in 1l.m to see how 1hey compare against the 1"""" a1 00
record. K all 01 the leallJ"es are found to lack inveotivene",. the Board must also
coosider the combinaIioo oIlhese _urns as a whole. This appmadl is
coosisteot with ...nal was stalad by Snider J. in Procter '" Gamble
~vticat5 Canada Inc, v. Ganm (M»Ii:sIer of HH/fIl). 2004 FC 204. 32
C.P.R (4th) 224. al pa,as. 93-95. K ""l' oIllle femu-e-s are kuId to be
....-.obvious. Ihe claim is not Obvious.
174] The Examiner ciled The JoumaI of Dtlsign Science 10 .how lha1 a client i<lentifi...
is in/IenlOl to the """ 0/ cook," and thai a ...""" can use a evstom..- 10
(cookie}'as 8 key 10 St"'8 ""~ inIonnIIboo !he ";sit,,, hes provided in past visits."
The p<.t>lica1ioo dale 01 trw Journal of DHign SCience was not elllablished to be
pr"" to the clawn dale o/this application. Therefore. !he 80anl did 001 consider
this n,f..."""" l.IOllw obvi<:oJsoDss.
175] H"""""",". a1 the liearing lhe A!>l>hcam _00 lhal it was well accepIed lha1
cookies """e _1I1<nown _ e lhD claim <lat8 a. discussed in boIh 01 the cited
rel8I"llOCe$: !hat the~ Iunclionad as client identili8l'$ he";"" a ~
i<lentilicalion codD (...,""" to lhD comput«); and thai cli"'" i<lenIiIi.... cook:I be
used lor various lracking po.oposas.
176] The way in whictllhD client i<lentifi... """"" in the instant applicalion is described
00 page 12 (lines "-10), as follows ["""",,,"is ad<ied]:
[78] WhII\ is dilletent in the instanl appIicabon is !hal the crOlnl _oet is used to
relJi_ a<XX>I.>"lt informatOoo.
[79] We noIe thai d was welll<no'Wn before the cr,,;m dale lor .......,rs to """e and
re1ri_ updated a<XX>I.>"lt informatOoo at !he MllWr lor the purpose of completing
orde.... TN5 is how 5<bscriptiOf>.based ~ models.....::rt. which the
-
Aw!leam explained is the stropping model upon which the craomed invent"", is
I 90] ThereI<>re, the variant in the use of1hll Klerllif... is in the lype of informa1ion d
retJi-.. TlW is, pu-d'laser-5pecifo:; acc<:IU"l1 information is SlGred and
accessed using "" identifier, just like other 5Iale inlormeI""'_
181] K is no! a material factor. in the Boatd's opinion• ...nather the inlonnalion being
l1500ciated wi1h a clOlnl Klerllif... identifies a uniqu& user, items of int.......ll0 a
user. or other personal infomla1ion -.tlictl may be on h80d at !he MllWr 8I><>ul
thai user, for ~le, informat"", kepi in a 5<b5aipl"'" 5ile where tha1 user is
r"lli51ered. That ....... er can racogniz. a unique user by using • cooki., .nd
make use oflhal recognition, is !he ted'nologal capabiiily or eIIect -.tl0Ch is
reflected in the cI.imed ...... nIion. TN5 te<:hnoIogical capability was I<no'Wn
beI<>re me el8im dala. The dillerence in 1hIllype of information is no! patentably
s9"iiliC8nl.
182] Vetillisls other lOmila.- u_ of cook,", lor e.amp'-: lor tracking Web IIites thal
haYe been "isited by !hal ......... nd for trad<ing the """""""" of a ""s5ion on a
W.b 5il.. Fl.f1her, it is lll>1Iiou5 tha1 II cookie may be designed 10 carry il.m
idantifi.- as Slate inlonnalion. which II can uselO rettie"e the pertinent
enlrie5 as5OCia1ed ....th each item, such 85: ilability, pricing, desaiplion,
imagoes etc. As naedad, II ......... can be programmed to display IJIfT1 oftllis
idormatOoo on one or more web pages. The <.ndarIying lec1'nological capablity
of the cool<ie is the same
183] The BolIrd finds !hat the parlicular use 01 a cookoe to relneve pun::I\Net-specilic
account inIormaIion that was P'"e~sty SIOrBd, i. obYiou•.
184] Although this paotOCular use r«:ognize. a new type 01 .tate iI't<)lmabon to be
tred<.e<l, the BolIrd considers thai thil a.~ il not irwlKlIMl. h il clear that
slate inlonnatioo can be any inlomlalion transmitted be.- a client and
......e<. Moreovet, d i. "l'l""ent Irom the instam "l'l'hclllion!hal it wasknown
thai _ I can track purcha....--.pecific accco..nt inlormaboo, wilhout .-..quiring a
customer to log'" In paoticular, reference i. made to page 3 0I1he inSlarrl
application (B~ound of the In.enlion), _ t h e Applicarn .tated (III the
Hearing) likely peo1ained 10 a ses.ioo-based lIhoppiog 1l>::Idel1~" ad<led]:
ThO _
".., or>
or._
~
iMmI!.-om'" . _
coot- """"'. _
""'.lOyS .. 110......,.
..... _ _ so_ ..
IIMl !.-om _ caIaIog. 'M _ " , . . . " . - _
n>etaphoricalIy odd. _ ~.m 10. ~ ""•. When .... - . . . . - ..
_ -.u iMmI, ........... _ ...... ~ c o o t ...
-..-... .... (,.... _ _..... _~-.g ....
~ 1n1O<m..1on. In"""", _ , _ • _ selscIs III'Y
_ror
_
""'o1Og. _ "
"""". Tho!
_'M....
ir<licol.,. "'.. " ...._
_ ..._ .._Web_"""QI)o11_
_--"'_~
185] Given!hat the prelilled r.Iormalion diSCUlsed 00 page 3 is the same po.n::hasar-
"l"'Cific account inIormalion thlll was lrBnllllitled '0 the ......... for """'her order
earl.... in the _ion, mi, inlomlalion OJ.ISI merelore be tracked by the IleMlf,
Y~I define. a sessioo-based shopping Il>::Idel a. one in _ ·no~
about the customer i5 kept on the system ""J'O'Id the <1uraIioI1 01 his Of her W;it
to the sileO and thai there" 00 registration or logon in a sessiofl.Oased Il/1Opping
model. Ttwelore, the Board condude.lhatlh.. pu-cha....~Jl"Cifoc account
inlormation would be 1racl<ed ... the same marne< as _ slate inlonnation
186] Page 3 .. silen1 as to what rnect>anOsm(.) woold be used to lrad< the SIale of this
pu-chaser-spec;roc ao::ounI inlomlalion. However, sioce Ne1scape (Y~I, pages
124-125) se1 OUIlhat. cookie can be used". °clilKll_si<!e 'swe', or
recognition de.-ice-, ... the Board's opinion, !here il no in 1rackingirMln1i_.
the Slate 01 purchaller-specilic accou'lt inI<)Imation,
197] The Board concludes _ the particular use of a cooI<."'to retrieve~
199] The Examiner ciled Ya~l, page 326, and more specifICally 1ha ~ragraph enlitled
"InSlan! Buy OpliQn" TIl.. page is r.::k.dad in Appendi. F, 'The Nal:scapa
Matdlant System" [pages 321 to 3371_ Ths Nelscape S~",em is ~Osed of a
~ of COI'f1l'.';ar programs...tlOCh ~10WlI a sell..- to set up on-line shoppiog and
to k9119 Irack of salas and inv9nlcoy
IW] Al the ~ , trw Applicant ~z«I that the paragrap/l 00 page 326 of
Y~I eli_es ooly the ctIeckouI r"";ew (i.... the """l'!>ing baske1 re,,_
slagel. W does not"'-'\lQ'8S1 siogle-aeban or<laring
191] The Board has ..""",ned pages 328, 331 and 334 to locate addibonal
normat.... about ltlis Instan1 Buy Opt , thal i. used in "The r-+at:scapa
Matdlant Sy$lem" Some axcerpls ind\.o:l9d below lerrv>asis addedI:
T_ _r
~_ ...... ""~--~
C.... _ilablo O<do< Fonn
The_po _ Syolem _ •• higMy IIe><ilJle """" form
l r . . _ .... _ .... - . , __ lnOOinQ _ _
~ _ _ T!liII9OD nb!tS moW!!!' 19 c..,M,
Fig..... F5· "P""';ding Pllyn>enl and shiWng inkwmalion" on page 331 "lhe
C"",omizable O<der Form. h depicts nn order form which ennbles ........mDnl. '0
Cllp1..... billing, shipping lIOd CftId~ ean:l informalion fO< 0fdD<S. The page
inck.deo a ·Contin.JD Ched<ou1" buIlon at lhD botlom "'!he page, which
""11II""'" !hat a Iu1hDr reYlDw must DCCU". WllilD lhDfn i. nn indK:alion 1haI the
posehaser1o infOOl'lation is SfO<ed, 00 fu1her nl<jllanation or suggestion i. givDll
abooI ""ng sald irl!Df'll"lDlion along wrth 1he InSlam Buy 0p1i0n.
192] Our rev;nw of "The Natscape Men::hDnt SystDm" S<JilODSlS 1haI atIDr capluring
billing and shil'l>ing infOfIIIII1ion !here i• ..., _ .......1S1ep for con1iroing
ctlDekout, The InstlW'rt Buy button may pDin!1he skiliDd pD<Son in lhD diredion '"
finding waj'$ to speed up the onli.... ordering ptOC$SS, bu1 i1 doesn', SuggeSl
performing a .nglD action to inslant'l' place an orde<.
r93] The BoDrd condude5 1haI Y~I does not disdose performing a "ogle act"", to
inslant'l' orde< ..., item, as set out in claim. 1 to 75.
195] The advan\llODS of such a ...--nlinDd orderinI:l proces.s poOnI&d to b)' lhD
Thm" noI10 Ia)I
A!>l>llcDm"", indocm;.... of some inge..... ~y (or invent;"" s,epl.
that being ablelO instlW'rtly order an item in e O<bSeIiptOon-based Ily$Inm wittloul
logoging in and !he $/feamlining of orderng steps which ecI'Oe..-es a reduclion in
COfI"4l'J!er proces.ing. ltfD lechnological in ""'urn. Th. faclOr will be mater",1 to
the analysis'" _uIOfy I<.tJject matter,
196] 0nD aspect oflhD invention appear. to be 1he idea to speed up the ordering
process. The motivation behind this idee ....-.:IoubIedty in....,."", an apprecielion
of consume, ps)'Ctlolooy, lIOd oonsu:ner marke1ing ....ategies, 10 entice a
CUS10mef to biJy b)' esSUling instlW'rt 17atifocation '" ~ip 1I'lr<::Io..9'l a
"single-aetion". h is arguable !hat once single-aetion ordering was conca<V9d in
the conte>d cI online shopping. 1he use cI readi'V avai~le cooI<.. technology 10
gi.... ~ praclical shape was s<~. to ~leman1. ~. a. was stated in
Clmadian Gypwm Co v. Gypsum, ume oS AIabastine, Canada Ul;I., (1931) Ell
C,R. 100:
(97) Would it I"ollW t>een CJtr.oiou. 10 me skilled t&ChniQan, in ,.;....... cI yetil. to modify a
Slb5cfiplion-based shopping modal such Ihal an order <:an be inSlantly placed
withoul k>l,Jging in? "The ~ Mer<:han1 System" in Y~il points the wiled
ponon in 1he gene,..1 d~lIdion cI eliminating ched<oul 'a...... by us<ng an
Instam BU)' bulIon. The Iloard found Iha1 M ingenuity would hIM! been
required 00 1he claim date 10 ,etr...... purdlaser-$p8Cffic aco:ul1 irlIormaIion
entered by e user in e past _ion. based 00 the recognition cI thai u...... client
i<lentifi",. Howe."" thai is not ...·."4"0 find Ihal. in this insIance. me skilled
ponon gi........ the general proolem of streamlining 1he tradhional on3el'ing
process, would hIM! been led to t" an InSlant BU)' buIloo in !he NelscaJll!
SySlem with cookie (identifi",) te<:hnology. to inSlanUy place an or<ler
(98) A1; noted earb.... !he instam "l'l'hcalioo focuses 00 simplifying the process
tGllowed to COI'I1llele a retailing transaction, ~ a CIJSlOOler has decKled to t>uy
an item The g.......a1 proolem ad'h.sed by the cited passages in yetil is
,elated 10 mar1<eIing proWels to consumers by 1racking irlIormaIion abwt them.
e....n though yetil is rel..an1to me claimed in.....--.tion. ~ i. not main'V (;(J('OC$mad
with 1ransaclion process proolems and such soIuIion•. Thal is, there i. not
""'"-'Ilh informaIion pro.ided in y~il to address !he distinguishing aspect c1!he
single action ordering process in the instant application
(99) The Board find. Iha! the skilled tectlr'lidan would not ha.a ~ lead d~IId'V and
withouI diffocully to (;(J('OC$.... cI what has been d,,;med in claims 1 to 75.
i 100) S<bseQuent to !he Hearing. !he S<-p"..-ne eoun cI Canada 'endered ~. decis<oo
in Sanoti (""",ai, in _ ! h e Court sel 0Ul the approach to be followed in
asse"'ng ob'liousn&SS. a. follows:
O<.CIiM<Il>y~L,J. in ~h'.,""''''h>., r_ _ (GrHtBritOO'tl
W, ['lIII5) RP.C, 511 (C
_ ioqLWy _
), T1Ii>.PIlJO'!d' """'-"Ilffig _
<Jlijoai.ily _
tl<vCl"'"
dorJ:y to .... ono/y5jo. r".,
,.'
~
M
~ -.u, ~_l>y'-L,J.in _ sPiI., IIDNOSA, [2OO1)F.S.R,
31, [2OO1)Ewc.o.CiY r.M, ....... n-
'" .......... , _ !D!!l!,.. ""-......qo--.o_
(1) I') _Ity ,......_ "flO'""" _ "' .......,
(b) _Ity ,,,., _ .... <:ommon 11"..... kn<Mblge '" _ p."o,,,
12) "'"'lIifJ ... _ _ """""" "' ... _ in _ .. d Ill..........
,._t>t_,"""""" C,
(3)
(0)
_..... _. """"
~""".W
~ port
11"_ _ ......
..y,d-'oces • .<l>I._"'''-cilod ..
01 .......... 01
. - .. _.<10
_ _ to ....
""""" _ _ in ,,,., ... '" do Ihoy require . ., <Iogfoe oI_ion?
[E...,....... _ )
approach to obvlousness set DIll in the S<4><eme COl.<1 decision .. set DIll below
S<bslanlie1ion /of the Board. 'Iiew- Ol: the inventive concept, common general
knowledQe, and "'"'" .. taugh> II)' !he ciled prior an <:an be f<UId in !he
obvlousness analy3<s. _
Tha skillad person i. skilled in the roelds Ol: online retailng model. or
le<:tn"""•. e--conmeroo. Web d<Mlk>pmenl, marl<1IIi"ll, and consuner
psydlology.
Tha skillad person underollinds !he concept Ol: and !he general
le<:l"nolo\J\l re~ed 10 online shopping and traditional online checI<oIII
mooels /of shopping, Tha skilled pllfSOI'l ~ the tacllnOlogy 01
cookies and the ................ 01 "!'Plyng Ih.. technology ""er the I"'''''''''
Tha skilled person is aware 01 ""'10'''' , retailng practices. such ". the
ability 10 otis< ordet cancellation, and retu"di"ll . - acoount irrlonna1ion
/of 1"'0" or petsonalized retail Iransaebono.
(3) ldenlffy wlYl, It ."y, dlttara"cas axlsl bot_" Ih. mall., cited as
forming part of Ih. ".~fa of fha .rt" ami fhe i"venfNa COIlCept of Ihe
ct.;", or lINt ct.;", .. co".trued
r 103] Each of cl8ims 1 to 75 is also limded t»I all"""l one clthe foIk>Mno _urns,
r 1051 $inoIl we found !he c18ims 10 be unoll';ious wiIhouI analyzing Ih&se Slbsidiary
tNtufl. d i. ~saary to aUe" _ the prOof ar1 teacto&$ in ,espec! of
these 1e8lu'e.. ~. a matenal issue would have _OM" had our Ilbove
findings on obviousness been different, and ..... make the foIlo'Wirlg comments
wittl a view to providing guidance ShOuld such a situa1ion lIfise in tile ful......,
1106 JConsKlefing next the 5'.bsequem two f"""-,",,s, ..... nola lhal each 01 them
~se. a dif\enlnl ptoblem than the problem !hal i. 0010'0 , to all of the
c18ims of h<>\flt 10 pIBOIl an order. In cl80ms 33 and 50, providing !he purct\Bser!he
option to ~I the O«le< wittlin a time interval aoore_ the problem 01
CUStorl"leo" salislaetion aftar plaoemem 01 the order. and ... claims 19 and 51, the
. .lily 10 combine mJltiple ...d"... into a single order addresses the problem 01
adl""'ing efl1eieocie. in ShippOng ordered dems to th& same _ass.
1107 JThis type 01 .. tuation was _a.sed by the House 01 Lords in Saba' [supra} at
paragaphs 22·26, ...nate lord Holfmann s.aid [~is addad):
2', 'n my _
...._
.... _ _ "' .... Couo1 '"
pMdpIos ""'" 10 ErQlanO ... 10
_;0
"""'"'1'10_
Europoan P..... Ol!i<o.
u .. _10 Ihe qu<UIioo from LorO Tomlin _ EPO ~ 10
_, __,,,,,,,,,,,"ll!II """ lrtrOl'X'!?'rIiOn illllt
""" OlIO"'!f..!!IiIlrt '" or,....... M""" or 01!£!!0!i0rl1O I!l! 1pSl19r
ll!>!lwonest _ 1 0 - . . S "' ... Act B.. boIote YW ctn "lIfIly
_ 3 _ ..k 1hlIin"""ionlo........,. you
ljfSl 111.. 10 dtri'" ""'" 1M ilv!n!iOn is 10 ,*,i9'M you tIty'l9 dtri'"
......I!!r you n dtfio!Q w!!!l m,rtiOrlor"" or""" iW'rti0!9 TWO
""""'Ions dO no! """"'"'" l!ocMM t!>oy n .......... In It>o
_"IJ._.""'''IJ. . •
Mrot !IIntllIr!." eompfI<t """'" 011<"""""-
0WIf0II goo! 01
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«JfISidofod os • _ _. !lui oquoI) no! l!Y !ll conoI<!tr H I
!ItIo!o!lt>l! Ire "' tag ..... _ . ~ _ G--..sdo is
to ......... . . - . - . _ "'" _ _ r.oo- _ ""1IinQ _ •
... _ ""'OgI"_ICl •• ,.....
I 109lln the presenl case, it was Ill>! argued that thOrO were different invent......, nor
was an, p-ior 8iI cit9d with respec! '0 the adi:litional faatu"OS. Ho::nve_, as
mentioned above. me outcome in this particular instanca would not ha.o
ct\lIoged, since me Boord has ~relI<!I' corcl..o»:l tha1me c1eims would Ill>! he.e
been obvi<>lJ. e.en .... thoul cons<dorinQ Ihese Slbskha,y leal<6es.
1110 lin this oed..... me e>:prosskns "palonlablo subjed matt..... and ".!aMory Slilject
malIOr' are used interehengeebly.
I 111 lin the Final Action, me E.aminerrej9c!ad ~I 01 !he claims and the whole
applicali<>n In:Ier $e<:1ion 2 01 the Paten! Act. staling in part:
_'" ill ro.- ............ - . . <:<I<'O<bIIod"' of ........
" .. prior'" _ is '"" ..--y tou;to .. _ '" Vefil ooo Journal ..
Do$i(jn _to of _ _ 'OCIwOOlOQ" _"''''''','1\1 _
_ _ of om _ . """"II _ " ' pu«N" ...
110m wIIh. ~ ill «IfISi<lo<fId 10 110 ~ .... """"'"'"
"""""'" .. 110....... rnodoI ..... red to _ using e.<isIir'II die<OlseIver
......... ThO Sin\110 '*'* is Simply''''''''' _. "'""""" SySlOm, ~ is
r 112] The AppIioanI "'Bled 1M! lhe cl8ims penained 10 stalUlory SlJljecI maner, Staling
in part
_, " _~ ~ 'M
..... of prior" _ ..... Weooti' ,""",", .. """"", '" VqlI
... "'" Journal 01 Design saenoe .. '''''OIl of -.... ~ .• Thio
~ ,. 110. _ I o n <>f'M E><..-. _ _ ,,;oa;ons_.
• - .................. _ . . . _ o f V...
The ~ .. ~~,.=-""'..-"""""_
<>f'M _ COurt of COOIIo3O _ 0dIl_ thiS iSOut, ~"'"
CoIo9t •. e.._~<>fP_, <2ImlS.C.C. 1$ 1 _ "
_ .. H............... ).~~ ... _ , .... COurI _ _ ..
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[ 114] Althe Iieating, the AppIicanl reileraled l!!e oonlenlion Ihal the test for statuu"y
S<.tJjed; matIef used bv the Examiner in trw Final Action was improper, The
AjlpI0C8n1 pointed to e.cerpts ... l!!e Final Aclion such as "new IelIming or
l<Ilowledge" and "undoar'l'ing technical fealUre. 01 the systam """a... l!!e """"'",
to 8fO.Ill tha1the otljed;ion undoar section 2 01 trw Pille", Actwas 80 assessment
_to
01 irwenIiveness. The Board darified that l!!e determination of _
human l<Ilowledge fim requires an assessment 01 wIlat i. known,
before checking to "" whelher the daWned "'~ion rll$ under one oIlhe
has been
palentable categories.
[ 115] The Board 'ecognizes tha1 e>p'en,QOs such as "new Ieaming or knowfadga"
s,'"' from Shelf Oil v. Commi5Sioner 01 Patents (1ge21. 67 C.P.R. (2<1) 1 at P"II'
11 (S,C.C) [Sileoi' 0iI), The Board is 01 the ~ tha1the Sileoi' Oil decision
_essed!he"sue of Slalutory S<bjIIcI maner, and Ihal e><pres"""s l"''''''''ing
to "learning" and "l<Ilowledge" _re used in that oonlaxl
[ 116] The Examiner's _ements, '" whidll!!e AppIicanl refers, are "'l""'led below
[emphasis added];
When the Examine< speaks of 'new leaming 0< knowledge contributed to th&
S!ale 01 !he arlo, ~ woukI appear to be in respec1 of !he SI8Ia 01 the tachnical arts,
such as !he "a1 of Internet te<:tnologv". In the Ex8minef'1 op;nion, "the
....-.oarlying t~ 19aIures 01 th& systam remain !he same", The Boan:l
lrI<lerstandl !he E.oaminer's S1B1ementl to mean !hal what is "new-" Me does
not re~e 10 the 1!!C1I!icailearning 0< knowledge in the... arts
r 118] The Board .. SBIisfoed thBI th& objedion perlains to...nether th& claimed
invenJion .. directed to 11BIutory lubjecl matter
r 119] Al the Hoearing the Appl""'nt again discussed HaNan! College v. Canada
(Commis$il:l<>er of Patents), 2002 sec 76. (2002]4 SCR 45, par""aphl 120.
150, 153 !HatVarrJj 10 lupport his contention thBI!he """"Pled approach fo<
ltSse"'ng stBIutory lubjed matter would ~ starting wiItl!he fMl CBIagorie$
01 staMory S<.t;ect matlar; delBmlining the soopa 01 those cmeoor"l in !he
conIe'" 01 !he Patenf Ad; discerning !he intention 01 f'a1iament wrth resped to
this scope, and men dBIermining ...nather the lubjBd matter 01 the inverl1ion fits
wiItlin one of !hoM cal9gO<iel. The Boan:l clarified !hat th.. is parl 01 the
asselsment, buI added thBI determl"ting...nm !he c1eimed invenJion Os (!he
S<bstanee 01 !he claimed in.enbon al "l'f'05ed to only !he form 01 the c1eim)
would be necesllary in order to begOn Il.ICIl an asselsment,
r 120 ] The Applicant staled !hal once a claim i. in the form 01 " method cla<m, it <lefi",,"
the ifwerl1ed lubjed matter, and the aswssment Sl>:luld proceed to determine
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A!>DroactJ to assessing JUbjecl matte<
I 124] The "l'l"'oadl the Board .... Ulol""" in assessing for patenlBblB SlJljec:I mailer is
tlflelly set out Delow. The basis lor tr1is approactlloll<::>ws.
I 125] To s""",",nze !he abooa, lor a claim to be patantable, !he form rA Ihe claom (Ihe
claim on its 1""") nusl ,alala 10 one rX Ihe f.... palantabla categories of ifMImion
(art, PfOOeIl$, madline, maoufacIUIlI Of COfIllOS~ion of malt...). AlISO, Ihe form rX
the cleim muSl be neilhef e><clo<led subjec1 mallet nO< non-technological 5Ubje<:I
mall.... S<milllf'l', 1he substance of 1he claimed in'ienlion, Of "What has been
aQdoed 10 human knowlllOgoe", mu$l r~ ...-.:leo' one of 1he fi.. patartable eatagorifl
rX irwention, and _ has been added 10 human knowledQe b)' the cleim nusl
not be directed tOWan:!S either el<Cluded S\.tJjecl !TIlllIef Of JlOfI-leChnological
.-.-
1126] K is weli eSlabhshed thai, to be "",enlabla, a claom on its lace, nusl define one
rA an art, process, machine, maoufactUlll Of COfIllOSiIion 01 maltar, As ~lainad
belQw, ~ Ihe form rA a claim 'alates 10 excluded subjacl mallet Of someIhing that
is non-technological in natUlll, ~ will fail due 10 the form 0I1he claim. FOf
e><lll'r1lle, a claim 10 a ~igher life form is e"ch.1Oed baSe<l on form.
Pa/$rlI$ (1972), 8 CP.R (2d) 202 at 206 (S.CC), e..... tI>::Iu!;tl!he c1aims_e
di'ecled 10 a method 01 SUfgicalbonding, the S<4x'eme COl.f1 dOd not feel bound
tly the form 0I1he c1aims...nan aswssing their suitatlOlity lor patant proteclion,
AI page 206, the COl.f1 <leIennined "the ....... nIiM eSsenlielly consiSlS in the
discooery that a known _iva substance is adaptabla 10 surgical use", and
adii'essed the <J.Il'stion 01 stalutory subjacl ma!\ef when "the on'l' element rA
nove~y is in ~s applicalion 10 surgical use .-.l1he diSCOY«}' '" limited to the
......x.v0Cius adaptability 10 such use" In S/>$II Oil a1 pages 10-11, the ingan.l~y
lrI<lerpirning a claim for a ~i1ion had 10 fitlrl<ler Iha calegory 01 art, lor
the claim 10 De patentable, The Ceut d;Stilied me essence 0I1he claimed
inven1ion, stab"", "The appellanr. diS/XIvary in this case has added 10 1he
CUT<JlaIive wisdom on 1he subjecl 01 these comp<lIKlds by a reo:>gni1ion oItheir
hitherto ~izlId properties . ... Finally, in SChIumbelfl<!r CIN>8Ida UtI. v,
Commi$$ionero/Parenls(I981), 56CP.R (2d) 204 at pages20&.206(FC.A),
WI approachirlg 1he quest.... 01 paten1ablll sWjed malIer. Pralle J. considerlld
""t>at was the allaQedly novel aspec! as ~~, saying I""",,"," added]:
...."._ "'lO\IiSIOOOf""•. - .
1 129 16eIore 1\'10""" on 10 1he next point, ~ wo:>oJd Iika 10 add a further comment A
claimed invenlion carno1be cons_ as stmlltor)' subjec1 mm.... if the femu-e
or l/IO'.4l oIlealures thai rTIllke ~ .-- and ....-.:t>viou. comprise axcluded subjad
mattar II also follows thai a claim whOCh rei," on a par1icular f9a1ure or goup 01
h'a1U'es to render it .-- and lKl<lbvioIJs cannot rely on a different fea1U'e or
~ of femures in on3er 10 QUlllify a. statutory S<tlject maller, For a><8lT1lla, WI
SChIumberper, the Federal Court 01 Appeal !o<rId Ihal what had been di.""...,red
IVaS Ihal by maki"" certain cak:ula1ions according to certain formJlae, useful
idormation could be extractad from <::er1aOn measurement•. ThA 1he ct"ms,
which_e assumed to be new and ir:wen1i...., were held to ~ise non-
palantalllalllJl:ljaet matter, which could not De lranslormad into patentablll
sWjed mattar merely by raty;"" on a ditfera'" leal....., namely a ~er, to
carTY out those calculations. This concept has been fUlther explaoned by Mr P
f'fescotl OC (sitting as a OeI:Uy JudIJa) in CFPH LLC [20051 EWHC 1589 (Pat),
at par""aphs 93 to 96 (CFPH]
r 1JO ] K is welt eo::epIed in Ceneda the! the judiOat inIerprelalion given to each 01 the
five eategor... 01 inYenIion IIUS1 be consKlafad t<lf a ....ssing patenlabiti!v, Of
releYance 10 the prasent case are the judiOlli in!arprelalions 01 8iI and pI'OOaSS
"'''''
r 131 ] A coo",ooo , dlllracteriSlic of the five categories of invention is !hilt they are
physical in nlllU'e. Machines, manulllC1ures and composibons 01 maller are
inl>erenlly physical
r 132] As for the lerm "an·, !his was considered by the ~ Court 01 C""- in
~ Oil, 67 C.P.A. (2d) 1, Delivering thejudgment of the Court, Wilson J,
sWed, 81 p, 15
M_
to.
1133 JfDlIaMng the S<4><eme Cour1 of Canada, the Board finds that tho teon "art" is
"001 to be cooIined 10.- procenes Of pr<::dK::ts Of maouracturing lectriq.1e$";
al the same timo, ~ <rUSt be "en ac1 Of ser'" of acts performed by some ph~sical
ogent '-""" some physical objod and ~ng in such object some change
'l<the' 01 ch8'acter Of of cond~ion"
I 135 J In the Boan:l's .law, the coodooing ptlraS8 of Wilton J', Slal80'''''. i. an
ifllXll1anl one, .. ~ make. dea' Ihal not all la¥ning Of """""edge necessarily
tails within the <lefinibon 01 e patentable an, W only Ieaming Of I<nowIo<lgo as
oommonIy usee! in e~prflSl;ioos such IS 'the stile of"", IfI' Of 'tile prior Iff',
And oonsOdeting these ""l"'essions as they ha.e traditionally been used in the
patent sense, i.e" in the (;(J()1ext of saence, ""IIo-inu and 1e<:tnok>1J\1, any
I.....ing Of knowledge, to be considered as railing wiII'in Ihe meaning of "811",
<rUS1 ,elale to saenlific Of teetnoIoglcal """""edge. Th. will be Iu1her
elatlOfated in our Ia1eo- discussion 01 the technOlogiClll requirement tor patentable
........ion.
I 136 J In CI/fIOn. Roths1e<n JA also ,eferred to Wilton J." holding in SIlerl' Oil Ihal a
patentable sri must malize a useful ,esult ttvough pi'ecIlcal application, and that
there nus1 be a ~ical embodiment 01 the . - learning Of """""edge (in tha1
case, Ihe ~ical embodWnBnl was the new CCIfIl>OS~ion)
I 137 J we cooduoe trom our .....iew of tho ;.Kisprudence discussing 811 thai an ad Of
~s 01 acts t!lal do not consli1u1e a praeticlll awlication 01 scienlific Of
technological knowledge do not fit the definibon of a paten1able ar( A pi'actlcal
application of knowledge necflSOrily ~I'" an act Of series of acts ,esulling in
a change 01 chamcle, Of condition 01 a ph~sical object
1139 Jfinally, a ~s is "milar to an art, as ~ in.DIves the applicalion 01 8 method to
8 mater".1 or mater"'''. ICommissioner of Pa/$tlI$ y, Cib8 Ud. (1959), 30 C.P.R
(11'\) 135 (S.C,C.) al Pal"/98J1h 15
1139 JThus, where the claimed r.verrtion, in form or ... I<bslance, is neiIhat a JIh'''cal
object (8 machi...., manulaclU'e or compo"t"", cI matter) nor an ad or _ies of
adS parlormed fly soma physical agent upon soma Jlhyslcal object to pn::dK::e in
that objec1 some ctI8nge cI eiIher ctlarecter or a>ndrt"", (an Of process), rt Os 1'10I
patentable
1140 JAs I'IOI&d earl..... certain types 01 SOJbjIlocl matte< are excl\.o:la(l from patenlability
in Canada. A claimed ir,.ent"", which in form Of in so.bI'Iance amounts to 8
I 142 JNOIwithstanding tlla reference to Stale StI&8t Bank abova. the Board accepI. the
Slatemanl ... dissenl by tlla ~eme Court cI Canada Ihat bvsines. malhods are
excli.>:led I<.-tijecl matter
1143 )Traditionall\l, 00"'-' melhod. hlMl not been the Pf_ subjed matt... tOf a
patent in CllI'\llde This exckAion C8t1'ie.1IIroo.>gh from S<.t;ect me"er exclusions
in the United Kingdom.
(1901)19 RP.C, 53, _e See In tile Mailer of Cooper'. App/il;<JtioII for a Palent,
~wa ••lated:
1144 ) Ailo1her oIIan cited au1hority on the na1l.I"e of ttl.. axclusion is the Digesl of
C9I!8d'a.. Pat$nt Law. Harold G Fox, 1957 {carswell} at p. 11 • ...-.:Ier the
- n g , "Unpatentable Malle('
---
_'''';0 "'...._ .. "''''''''''''"'Y
I 145) Finall\l, a recent decision of the U,S. Court of Appeal. fO< the Federal Circuit
(CAFe) in In refJi/ski. 66 USPQ 2d 1365 at pages 1400 10 1407 (2006) i.
notable. In thai case, Justice Dyke, who joined the majority opinion but wroIe
~, _ed [we parapflrase the following) thai in Ofder to construe the
larm "an" in lhe U.S. S1etula, ~ was """""-SlIry lO a>n.. <ler whelthe dmflers of
the eartv pata'" statute. unders1oo<llhe term lO mean. Historical """"d.
sI>oweo:IlheIlhe US. PawrI Act. 1793 was framed according lO the e<:>o.ne of
Pfaclice in !he English Patent Office at lhallime. Each of the ce!egories 01
invtIo1ion was drawn ei1her from the Stalute of Monopol;" and !he common law
refinement of ~s inlerpralation, or resolY9d COO'Ill'l!ing v>ewt being debated ...
Eng~ althe time. """nuIad""'", "mach""", and "cornpos;tion of mall.....
__ ...-.:IerstOOd to be 1ypeS of maro.Iaetufl patentable ...-.:Ier the English
stalUla. The term "art" was indu<leIl ... the _ute in order 10 adop1!he .. >ewt of
those ... England who tavoured maro.Iacturing process ~enl' (at 1he bme, the
Engl"h COU'!S hed not yet resolY9d..nether ouch processes w«9 pal(l(l1able
lrI<ler the S1etula). The English patent Pfaclice before and~""""""
wittlthe 1793 U,S, Palen! Adlhowe<! thai patentable sut;ecI matter was limited
by 1he 19m1 "manulacl""'" in the Stalute 01 Monopolies and req..~ed a relalion lO
the <lIher eategor... 01 patantable subjed matt.... Palenl. regist...ed in England
cuing ttl.. time __ limited lO artdes 01 maro.Iaclu'e. machines fO<
maro.Iacturing, cornpos;!ions 01 meller, ancI pmoes.... ror u..ng or crealing
man.Jacturas, machims. ood cornpos;lions of malt.... f'focesses ra~ng 10 trw
organiZation 01 human ac!i";!1 w«9 not within trw bo<.nds 01 patantable maltar.
I 146] Dyk J. dted Malta Pollack, The MuftjpIe Unoonstitutionah of Business Memod
p~. 26 Ro,.tl)8rs Cornpuleo' & Tech LJ 61,96 (2002), lOS SIeling
_ o r lIuSinKO
Tho " " _ "" WI
_or _ ~1"'G<U:_~1t>o cent"')'
--_. ---_.
bel<ftltle JicanR._. On .... <:orOnI)'. 1720is-, _ ..
1M ""g' oong or. _.'" in En\IIiSII_ -... 0<0l thO tlei olio,. or
1147] The reference by trw CAFC 10 English l"'acIi<:e at trw lima trw 1793 US Patent
Act ",as t:>eing codifoe<l in on3er 10....-.:lers1and trw meaning 01 lerms used in tile
statule Os re""'am to Btl inquiry inlo whether a C8\egIOt)I 01 invemion in tile
Canadian Patem Ad is sul'fioenll\l broad to inducla a particular Slilject matt...
The Canad..... Slat\.te. including 1he <:Ietinilion 01 inoention, "'lOS modelled on Iha1
01 the U.S. Patem Acl. end thus ind~ecIly has i1s rooI. in ear1y English 1"'ac1ice
1 146] For 1he foregoing tel'SonS. ~ rind !hat toAines. methods ere excluded Slilject
mallet and ara ut1>"!amabla in Car>ada.
ODe eJ<dOOed f.m 0<0l bIiIIdIy <:eIIJ _ "".r 10. di....... iIem
Il<oolo>o•• _ _
41 _ ..... _ _ .--.wruoo .. 1 M - . _
'''I .._1'" .~_ or """,,1 h.. bOCaIlM. ~,
___ lOr - . . . . . meIho<l>....., ""'-11"'_ ,.. _ _
_ _ __ "" ...., _ _ 1M t>o_ orthot " ' _ ,
""" __ .... """ ...... e . _ n... """"....,.-y". ..
_l\oo .. ongMors. M_ prOOotJly """"- 0 0 _ ( _
.... . - . or priesls> "'"' mo<le the _ ".._ or "1_,
~ wrilirl(I, ~ .. _ .,,,• ...,..., tt>O ..... - 01
_ ; 01 ~ _p;ng, 01 ~'llIO lI"I. 01
'''dI...g." 01 joklI_ ~ 01 no.nnco ..-.: 01
_.rUt;
de......,. bonkil"Q: 0 1 _ ....... 1 ~ ; 01 !he
_00
-
""""". """ """$I . _ . . . . , .. . . . "'" _ .... _ ... mill"'
1151 ) Hislorically. IhD courts have <lescribDd the Patent Ad a. applying to "ocien<;e
and useful arts" (Pope Appliance Corp. y, Span#iIJ River Pulp & Paper Mill. LId,
(1928).11929) 1 D.LR 209 (P.C.)) flIId to the ..............1or pmdudive arts"
(Tennessee Eastman Co. Y. Canada (Commissioner 01 Patents) (1970), 62
CP.R 117 (b Cll). w~ were to erocapsula19 theM principle......ingle
word, one whid1 is also refle<:Iive of modem induslly. d wooId be 'technology.
That is, to be patentable, an invtIo1ion rJJ.ISl be teehnologlcal. While d .. diffio.Jtl
to an"ive al a ..Ogle accepted OOtinition oI'tachnology, ~ are S<4'IX"led ... our
view by reference to the tallowing SCIUfOII••
r 152 ) Collin. Gaoe Canadian PapertJaclr Dictionary, New Edition (2006) deli.....
technology e.foIlows:"l applied science. 2 a PfOC'I'S', eIC., "'''ing from "l'l'IOad
sciences flIId <les9"lad esp for dealing wilh a given laSl('. And the Canar;J;an
o"lOrd DictX>nary, 2nd ed. (2004) defil"leS !he letm as: ·1 lhe sludy or use of lhe
mec/'lanoesl arlS and applied sciences 2 !he applic8lion of lhis 10 pr8CIoesllasks
in inOulllfy. 3 a tool. ale, US&d for lhis'.
I 153] Further. !he Patant Rules rel'ar 10 the lactrical natu"e of inv9n1ions S<.b$ecIion
80(1) of lhe Rules specifies 1hat '/".. descriplion shall ... descril>ll the in......1ion
in terms that aJIow t1Ie urldfHstardng of/he tedmicaI problem ... and jfs
so/UIiorI', An<! Section 79 01 !he Rules. dealing with !he requif'M'WllS for
abstrads, refers to 'technical information', 'technical field". '1e<:tnoesl problam".
and "l9Chnicellealu"e'. While theM Mdions 01 the PaI$Ilt RuI/ls pena;n 10 the
torm 01 palen! appIic8lions, no! Slbslllnlive requif'M'WllS, and Ihos are no!
conclusive on the ~lion, they are consislent witflthe Board's view- thai
patantable in.entions "..".1 be 19ChnoIogoesl in natu"9
I 155] That patenta~e inventions are teet'nological in nalure ",as IllC$ntly con'irmlld in
lhe United Kingdom, fJJ. par""aphs 4&-47, Aarr:iIeI sats w a "/<:JoJ Slap
approach' for assessing ~ a daimed inYerl1ion " excli.>:led Ifom patentabllit~.
Jacob lJ included a IlOSl Iltep as a etoeek on _her tha contribulion " actually
lechnical in nalure, Slating'
'hiS''''
--"""---...,
....... r... is _ "' .... _ _ by thiS
¢Od'I1n F "" I so ~ "'" In. d ................ ",...•
..... '""'_.... ,
.--
q<MAions: ""'01 iI " " ' ~ ? ill!fIdWcaI?) 0001Ilon _ .... . -
"III. """_"'""" <:oosiSIs _II' '" e>«Ule<l miller ...... <:oUnI os
"""-,
I 156] The COU'1 01 Appeal in IWoIeI rAppendi. " Analysis oItha casa Iaw") explained
lhe adopIion of lhe 'lectncal oonlnbulion" approach by ~ LyncII(l989) RPC
581, at Pllr198phs 83-84 (QUOIaIions 00titted]:
.... ....,
"*""'Jin
.., .,......
_ '.. _iS_,
i n _ , '"" • p/lysl<:OI_OCl""" not only -.ooIos
10 be ., .... '"",,0<1 _...", ....
_
1158]ln Hd8C/li{at paragraphs 3.3. 35and 3.6). the EPO Boatd' dismiSs9d1he
"comribulion approach"_ was adopted in Vicom (19S6) T208I84, The EM
Bo8n:l ei1ed eanier decillions pointing ouIthe problems with this approach:
U,
~•••,., onin _ _" - ' _
10'" ""'" 01111 ,,,,,,,,,,,," m<IfO "lIfI'OP'\aIo k>r'" _
0I.~
"""ely _ i n _ step,,,",, for ~ "" posoilJle ex-.... <alde<
..._ 52(21_ (3)' (T "13191. OJ EPO ,_,050II. """'"' .);
........ d.. ,oo... tum ""'10 IIMII .. requRmenIs "'....- 52(1) EPC.
M _.... _ _ .. _roI...,.."'__ . . .
_ _ _ 1. .' ..... 1lOd ... _iOo ......
... _ in.
r.o.._.__
'"'VO'Y ""'"'_"".".., (Of p(IOlO H """"'l.
$"""
_._ t o _ I t y _ I t l o _ o f ....
........"'iOo .. to _ _ , M*II. in oooont.""" _ the
~ o f.... _ o f - - ' , ; O ... _'...,_l". _
_ of'" " ' _ (Of p(IOlO 5.J """"'l.
1159 Jfrom 1he aboy., ~ i. clear _ the EPO also considers lechnical and non-
t&Chnicallealures, ~be;t wittl respect to invenIiWl Slap, aM not patantabl.
S<bjecI maller
1 160 JTlI8f ."'."Iions <l'M,ISl be le<:hnoIogiclll al$O fiMs support in the Agreement on
Tr_ Relal.ed ospeclS oIlntelle<:luDl propen~ rightS (TRIPS), al AniclD 27:
I 161 J In Ylaw of 1he Ioregong, we are 01 me Ylaw _ claimed S<tlject ma~er _ is not
le<:hnoIogiCDI in """"" Os not S!aMory
I 162 J Rwill often be tile case tha1 subjad matter whicIl Os eXCU:Jed from patantablHty Os
al lhe same lOne also _ which is non-lec1'nological in nal..... For ~e, a
claim to • mnlhod of playing a ga...... on ~. facn, i. " " _ from patentability
and is al$O non-tecl'nological, likewise, tile Boanl CllIYlOI presently ltlink of a
siluabon where !he substDnoe of a daimed ifl\l<lfl1ion Os a business meIhod, and
is nctuall\llDChnologicaI in nat..... But il may 001 always be 1he case _ whal
is excl\.o:l9(j subjacI mattar Os also non-t9ChnoIogical. For example, a claim
con1lIining a meIhod of mediCDI rreatmenl is excluded from pntental>ilily, while il
may arguatlly be lecl'nological in nature. Tharalora, il the claimed S<tlject
maller is non-t9ChnoIogiclll in nalt.a"e, il Os "'l'8lerrtable However, tile ....... se Os
not """".sarily truD. That is, il the cla<med subjecI mattor i. f<>Und to be
te<:hnological, one must still Mila" _her me subjad matt.. is excl\.o:l9(j, Of
<XlU"se, oil claimed S<bjecI moller mu51 olso fit 1M definition 01 0 CIIIeg<>ry of
inYenIion, as explained earl....
r 163] we have oonsOdetlld lhe A!>l>hcanrs position in lhe re5J101lS8 10 the Final Action
that, lICCOfding 10 Har;an1 Coi/8g8 v. Canada (CommissiDnfJr of Patants), (2002)
SC.C 76, malhDds clearly lall wiII'in the "*,,,ng '" !he 191m "process" in
Section 2 when !he words ara ,ead "in !heir grammahcal and ordinary sensa". AI
the Hearng, the Applicant staled thai cla;ms 44 10 50 set """ a syslem """ctl
clearly lit under Ihe category '" "machine". Th8 Board ca""'" agrae wilh !his
,aasoning becausa it a~ts form 0'''' substane8, wilh the ,asuR that ""Y non-
Slatutory S<tlject man", wwld tleCOOI!I palentable solely t>y expre$$ng ~ in the
larm '" a meIhod claim <J( a mactMn8 claim.
r 164 ] Wdh respedlo Ihe malhDd claims. !he Board agrees wilh Ihe Applicant that Ihe
assessmenl willlt>cus on _he, lheS8 claims lit into !he calegory <II"an '"
prooe$$", By form, these cla;ms are d~aeted to a melhl>d. As shooom later in l>UI'
analysis. !he S<bslar1C8 01 these claims includes only S\8pS, -..tich must f~ into
the catagory '" art '" prooess.
r 165] As lor claims 44 to 50, t>y Ihe;, rorm lhay ara di'ecled 10 a system, which mu51 b8
assassad wilh ,aspact to _ not ~ fits under the catagory '" "macllina".
'"
Ho::rwe_, !his does flOl necessarily mean !hal !he !!b!1allCt 01 these claims
rTUllbe assessed 10 fil under !he caleglOry '" maclline. Although claim 44 _
lorttl a client system with rrOJltiple co",po, "" U, whal is ,,",,"bed is a ganaral
pu-posa ~91" wdh a weo bn::rws9I" Ihat carnes 0UI1he inS/fuCIions
transmitlad to ~ by the sarvw. Thus, while !he rorm '" claims 4410 50 ,alatas 10
a syslem (a maclline), the SUbstance '" the claimed inYerltion, as will be
discussed subsequenlly in our analysis, is !he sarna as !hal'" !he meIhod
claims. Al the t;aaring, the Applicant poinlad to !he lacllhat the ~ are
specific and Odenlif>8ble; ~, no charaetariZation 0I1he claimed awaratus
was ~ to mango !he Board's understanding <II !he claimed ......nIion
r 166] Therefore, whal has ~ added 10 tunan knowIlIdge (Ihe Substane8) by both
the malhod claims and systam claims ........1be assassad 10 _ ~ it fIlS under the
category '" "art <J( process- as sel out in Section 2 01 the PlJIent Act, in order to
be p81enlable.
-,.
TherelGre. da;fflS 11043 and el8ims 51 to 75 are directed 10 exdl.lOed S<.tJjed;
I 168] Claims 44 10 50, on Ihe~ race. are direct9d to • client 'y$19<ll ...tid> i, a physic81
objecI (8 madline). Ttwel«e, claims 44 to 50, in lonn, f~ imo the CBIegIOI)I of
mactlirle under Section 2 of th& PIlter>/ Act.
r 169] Allhe Iieating and in the leiter dal<ld flkNember 2'iJ", 2006, !he Applican1
characlerized Ihe claimed illYefllion as a subsaipliorHype system (requiring
regi$b"alion) buI with many ao:tv¥llaga. 01 a seuiQn-rype sy.l9m From the
A!>l>1"",nr. _aments at !he Hearing, !he poIOOIial addition 10 tu:nan
knowledge maoe by claims 110 75, " as Ioll<:l'wlc;
i. OrOerng by a sngl&-3ction (one-cIid<);
ii. A registered user being able 10 order w;lhout logging in - a """" .......
of a cookie;
iii. A red>ction in !he amount 01 inlormalion transmitted by ........ to
orde< an ilem, .-.I a corresponding ,"dueb"" in compuIer res<>JfC8
OV$'head and processing - a """" and i<npo"oved Wll1 01 ordering:
~
_to
r 170 I The Board .. lnable 10 agree Ihallhe _antage DI enhanced secu~y has
1171 JThereI<>IlI, our initial vl_ Dllhe sl.t>s1ance or _ has been _ to human
l<Ilo'Wledge bV the claimed InvtI01iQn, Is as tGllows:
I. A new use DI a cookie, in panicul..., 1" 'elroeve pu'Cha"",~JI"df'"
Although the Board considers tile particular <.1M 01 a cookia (feat..... i.) 10
re1Ji....... purdlaser-specific DCCOI.>"l1 inlormabon lha1 was prevlously S1CO"ed. is
sometIling that would Mv9 t>aen aviOeo1 to tha skilled polfSOIl on tile da;m data,
this use is in<:lo<lad above 10 chad< """ a tachnological effaet in OU" S<bsequent
analysis.
r 17211n OU" IIi_, hailing regard to both !he dMcfiplion in !he specifICation and tha
plOo< art what has ~ t>aan df&covered in lealUffl ii, to iv, ~ is limijed
to straamlil"irog the tradijional online oodao jnO """hod. and the banafll$ and
_anlages 1hat now Ifom it. In olher words. tha essence 0I1he claimed
ifw«l1ion Os the particular rUOl$ """ carrying 0Ul ..., online on3ar. Wheraas
previously, particular chad<0UI SIe!'S indoding a ctIed<ouI page were provided,
the claimed invention provides a client wi1h Ihe option 01 "sing_ion ordering"
fo< I'I$Ianl ctIed<ouI The widei)' accepI9d s/'ooppOng rule 0< praetica 01
"chad<ing-<>uI" by providing a ched<ouI rev""" page is eliminated
r 1731 As stated earlier, ll}'SIem claims 4<l to 50, by lorm. are directed to a p/lyslcal
object. Hl>lO'ever, the SlbsIance Dllhese cl,,;ms is !he same as the melhod
claims (claims 1 to 43 and cl",ms 51 to 75). Therefore. claims 1 to 75 mull f~
......oar tile category 01 art or process in order to <J.Illlify as statutory S<.tijecl
-~
r 174 I K 1he substance 01 the claimed invemion is not •..., act or sen. . 01 acts
performed by soma physical "11""1 '4lO'l soma pllysical objed and proWcing in
such otlject some Change either 01 Character or 01 coodhion·, it is not an art
lrI<ler Section 2 Dl!he PlJterH Act.
claimed invention, and what is added to human l<rIowIo<lga is a chanl,Ja to me
chatac«lt or condition rA I\(>w me ordet for a pr<::dJcl Os aclUll11y placed and
processed. The prod.lcts or goods are not dlMged. Thal is, there is ..., chanl,Ja
"'ther of character or rA cood~ion 10 any p/lysocal otlject itse" by me acl 01
ordaring the pr<::dJcl in (lI'le way or another
[177] Atthough we hI:.. e found !hat these claOms are not statUIOf)' subjec1 matt« and ~
[ 178] WfJ have been careful to r&voaw lhe ptaclocal inl>lementation ...-.:Ie~y;ng me
ordeting melhod, and in our "iew ~ does not add to human l<rIowIo<lga anything
other than a relailing (;(JOC$pl and soma rules Iof ordeting items.
1 181 ] Returning to 1he ns1llnt application, concepts or rules fo.- 1he mote efficient
conducI 01 online ordeting, ere methods of doing bu..ness. E1IeI1 if these
(;(JOC$plS 0.- rules are 1lO1I81, ingenious and useful, !hey are Il1iII unpatentable
because they are l:oJsine•• method•. Therefore, the so.bs1ance c1the d"'med
inv9n1ion (deim. 1 to 75) i. exduded because it amoo.nts 10 a method cI doing
l:oJsine.s.
1 182] The Board Os _re !hat there <TIll)' have been inslances cI pal(lnlS issuing lor
l:oJsine.s methods. H, _ , lhall""acIi<:e was iro::onsistem with a proper
intarprelation of the Pille", Act, men ~ rJJ.ISl be corrected, Policy and practice
are noI maKers for state decisis, and should ba chanQed ~!o<rId 10 ba wrong
1 183] Once again, allhoo.>i;to ~ is <.rnaoe.sary 10 go 8<l\' fl,ll'lhat, the Board will check
_ the S<bstanee c1the d"'med ...... ntion is non.IednoIogicel in natu'e
....-
problem or advantage mu51 have been somalhing that was added 10 human
1195]Slarling from our initial view (features i. 10 iv. ebove) as 1 0 _ has been added
to hunan l<nowIadga, ....e ~I consider &acIl of meselealures 10 <::heCk ~ til8\'
ara noI te<:hnoIogical in nalU'a. n a famura is nolledY1ological, a ru-ther ctIed<
il needed 10 _ ~ there .. some teclnologlcal efted or ra.un !hat has been
added 10 human knowledge Even ~ all of Iha leal....... are non-teehnoIogical, a
ctIeck .. nee<led 10 see ~!hera is a le<tnoIogical etfec1 in the oornllinalion cI all
f&81u'es that have been added 10 hunan l<nowIadga. This pertains to the
following leal....... (iQantified earlier)
i. A.- use cI a cookie, in particular, 10rll1r_lUchaser-'~K:
ao::ounI informalion that ....as previously stored;
ii. The lealU'a c1lngla-8ction ordering wilhouI a ched<ouIllap and
withoul having to IUchaser~ a<XX>I.>"lt informaIion;
iii. The advantaoa of a regi.19I"ed user being abla 10 order wilhouI
loQging in, ...nile relaining the advantages 01 bang a ragi_ad
user; and
iv. The benaIit of ~er resource overhead reduclion because
f..-- Ilaps are .-de<l1O ~ an order:
-
a teetnical feat\Q, namely: a cookie with en iQentiller, ...tid> is eveluel9d Iu1her
1 187]ln response 10 the Final Action, the Applicant stated en ao:tY¥llege of the
i........ruon a. follows,
-
' ' ' ' ' ' . IQ lIlO _ 1 " , lIlO _ _ ""'"' .0... """' .... _ _
That e '''IIist... lId ....... may place an or<ler wilhout having to log in (featlXe iii.), i.
a convenience edvartage which may be attnbu!9d 10 e desire 10 increase seles
by en<XlU'aging sponl8flllity or impulse buying. As with singllHoC1ion ordering,
although this aspect of the claomed inventioo may be useful, ~ is 001
tachnological in nature, end i1 does noI resuII in some Iu1her 1eC/Ylical atIect
1186] That le$$ proo::essing (program e.ecution and f'IIeI'J>Jfy us.age) is required
(Ieall>'e iv.) by the server due 10 a ,e<lucIion in !he steps nee<led to order
SOffHIIhing may lit first appear 10 bOIlachno1ogical. However, i1 is the business
decision to eliminate Slaps in the online ordering method, which nalurlltly leads
to a re<lucIion in proo::essing needs. In _ words, it is noI !he case thm less
prooessor reso<n:e$ are boling COOSU'IIlId as a resuII of the same tasks boling
acoomplis/led mote etIicienUy fI'o'ouItI a tachnological advance, W insleed, i1 is
the tasks themselves 1haI have been streamlined or eliminated by cany;ng
through a businolts decision to slreamline the lraditional ordering method,
1199] Therelore, !he boInefil of compuI... "'""'-'"011 overtMoad ,ed.dion (leal..... iv.) is
noI tachnological in nature. 00.6 view is S<4'POfled by the fact thmlhere is
noIhing in !he spe6flClltion thmlocuses 00 a ,ed>ction in ~e, processing
1 190] This leaves the new use 01 cookie Iecl'nology (feat\Q i.), which might potentially
SlwIy an addilioo 10 hum8n knowledge that is led'noIogical in natu'e
1 191 ] The claimed invenIion makes use 01 knI:>wn cookie lad'nology as foUQWS The
technical implementation i"""""'. the programming lit the --.1If which provide.
a web page (which page is displayed to a user). The Bo8n:l ~ ltlis
programming is mod~led to perl""" the 1<>I1owing ta.ks
ii. cause thB cookie Of idBnlifoer 10 be --.I at thB $BffiB timB the
snglB-3ClOon ordBr ~$1 is --.I;
iii. ....... the received i<lBntilier to '1ooI<-up" IhB billing and shipping
(account) inI"""atOon oflhB unique use<; aOd
iv. CBUSe the ~ to be instantly or<ler<ld with said informBlOon.
BeIore IhBse $Ieps .$ ClIiIi$d 001. the user ""'$I haV$ pr$¥iousJy $nI:er$d h" or
her IIIXXlU"l1 informBlion and selected the opIion to enabl$ singk! action ordering.
S(> tha1 a 1JIliQu$ Kleo1ifOllf (Of cookie) is pl8Clld on his Of her COfI\PI.II$f,
1192 JCook... or idtlntifillfS a", known in the prior a-t lor use in i<lBntif}'ng 1JIliQu$
..-s. and lor use in providng a link to JlIIMw infomla1ion mat is to be
associated with IhBllrliquB user's idenIit)I information. ~"no! a mater",1 factor.
in IhB Board's opinion. _her the inI"""afion being a.soaated wim a client
idoantifi. is to identify a 1JIliQu$ ....... r. to identify oems 01 inIllI"esI to a ..-. Of
OIher I""""""al informBlion which may be on hand BIIhB _ aboul thai user:
le>r ~le. inIormaIion kfIp1 in a subscription s~e _ tha1 ....... r " r$g~,
Y~llislS otNlr .."..1. uses of cook,". lor $<8mpk!: lor Iracking Woo sites thai
hlMI been visited by 1hat ......... aOd lor tracl<ng IhB sequence of a session on a
W$b s~e. The «K::t'olologocal eapabilit)' of a cookie whicll " rllll$Cled in IhB
clBimed in"""'ion is Ihm a ......... can ~ize a 1JIliQu$ ....... by us<ng B
cool<ie. aOd make use 0I1hat recognition by re1Jievng _ inl"""ation (as
..-:l9d) This l$Cl'nological capal;Niit)r was known bef<)l"$ the clBim dale.
I 193 JWhBI is new in leann i. " 1hat thB cliilll'lt sylll«O will supply its client identifler
(cookie) to IhB ..... SySIIlm. and the ..... r<>bi_s thB pu-<:haser-specifoc
aa:ount inlormalion, and causes an or<ler to be made. This new use of the
cookie. in thB Boan1s opinion. is nOIl$Cl'nological and dOeS nOI realize a /l..o1IMr
technical eIfecllhm can be said 10 _ been added to human krIowIedge
1 194 JFrom our _Jy"s abo_e. the S<bsl8r1C8 of Ihe clBimed """-"ion .. no!
tecllnologiCBI in """"". ClIIims 1 to 75 do no! add anything to hunBn
koowlOldge which isl&Chnological and a", 1heIlII<)I"$ IlOO-stallJlOfy. We_
been car<>fulto "",iew the praclical i~lemen1B100n underlyng the ordBrng
method. and in our view il dOeS no! add to human krIowIedge anything thai is
tecllnological in Mlu"'.
FIndings. $action 2
1195]The Board finds _
"
claims 110 75 do 001 f~ oode< SecIion 2 01 the Patent Ad.
"
RECOMMENDATION
e-
M- .....
M. Couture P.FiIzner
Mom'"
I 197]1 concur with the finding. and the ,ecooll'. odalion 01 the Palen! Appeal Board
Acoordingly, I refuse to gran! a ""'en! on this BJlPlicabon. Under Section 41 01
the Patent Act the Applic801 has six monthS within "",0Ch to ~ my decision
to the Federal eoun 01 Canada.
Mill)' Carman
Commisaiooef 01 Pata,m