Supplier / Contractor Pre-Award HSSE Questionnaire (Version 1 - 1 June 2011)

Supplier / Contractor
Date of Assessment
Completed By

Required KPIs are listed on the 2nd tab

HSSE stands for Health, Safety, Security & Environment

Please cover all aspects in your responses to the questions
Response
Keyword Question Document

1 Leadership & HSSE Culture

Committment to How are senior managers personally involved in HSE management for
a) example objective-setting and monitoring?
HSE aspects
1.1
through b) Provide evidence of commitment at all levels of the organisation?
leadership c) How do you promote a positive culture towards HSE matters?
2 HSSE Policy & Strategic Objectives

Does your company have an HSE policy document?

a) If the answer is YES please attach a copy. HSSE Policy

b) Who has overall and final responsibility for HSE in your organisation?
HSE Policy Documents

Who is the most senior person in the organisation responsible for this
2.1 c) policy being carried out at the premises and on site where his employees
are working? Provide name and title.

Itemise the methods by which you have drawn your policy statements to
d) the
attention of all your employees?

What are your arrangements for advising employees of changes in the

e) policy?
HSE contract strategic

Does your company have strategic HSE objectives?

a) If the answer is YES please attach a copy. HSE Objectives
objectives

2.2

Itemise the methods by which you have communicated your strategic HSE
b) objectives to the attention of all your employees?

3 Organisation, responsibilities, resources, standards and documentation

Organisational structure for HSE management

a) How is your organisation structured to manage and communicate HSE

effectively?

b) Do HSE meetings promote HSE awareness?

3.1
Do client and contractor meet regularly to discuss and action any interface
c) situations?

What provision does your company make for HSE communication

d) meetings? Organisation chart
Please provide an organisation chart
HSE training of managers, supervisors and HSE critical

Have the managers and supervisors at all levels who will plan, monitor,
a) oversee and carry out the work received formal HSE training in their
responsibilities with respect to conducting work to HSE requirements?

If YES please give details. Where the training is given in-house please
b) describe the content and duration of courses. Please provide an example Training matrix
of training matrix.
positions

How have you identified areas of your companys operations where

3.2 c) specialised training is required, for instance training related to health
hazard such as radiation, asbestos and chemicals?

d) What specialist HSE resources does your organisation have available?

e) How does your company provide HSE specialised training for HSE staff?

What arrangements does your company have to ensure new employees

a) have knowledge of basic industrial HSE, and to keep this knowledge up to Details of content
date?
General HSE training

What arrangements does your company have to ensure new employees

3.3 b) also have knowledge of your HSE policies, practices and company Details of content
requirements?

What arrangements does your company have to ensure new employees

c) have been instructed and have received information on any specific Details of content
hazards arising out of the nature of the activities?
Cometence assurance

Does your organisation have a competence system in place?

a) If YES, please describe the scope and content of your competence
system.

3.4

What arrangements does your company have to ensure existing staff HSE
b) knowledge is up to date?

a) Does your company have a contractor management process or system? Contractor management
If yes, provide an outline of the process. process outline
Contractor management process

b) How do you assess contractors, HSE competence or HSE performance?

3.5

Where do you define the company standards you require your contractors
c) to meet?

d) How do you ensure these standards are met and verified?

How do you identify new industry or regulatory standards that may be

a) applicable to your activities?
HSE standards

3.6
Supplier / Contractor Pre-Award HSSE Questionnaire (Version 1 - 1 June 2011)

Supplier / Contractor
Date of Assessment
Completed By

Required KPIs are listed on the 2nd tab

HSSE stands for Health, Safety, Security & Environment

Please cover all aspects in your responses to the questions
Response
Keyword Question Document
HSE standards

Is there an overall structure for producing, updating and disseminating

3.6 b) standards?

Are your company standards aligned with OGP/industry guidelines or

c) recommended practices? If yes state which one.

4 Risk Management

Risk How does your company identify hazards, assess risk, control and
Assessment & 4.1 a) mitigation
Control consequences, to a level as low as reasonably practicable?

Do you have specific policies and programmes on specific health hazards

a) e.g. substance abuse, blood borne thogens, malaria pandemic diseases
etc.
Health Hazards

What type of health hazards (chemical, vibration, noise, radiation, etc) are
associated with the scope of your services? Explain how occupational
4.2 b) health
hazards are identified, assessed and controlled.

What systems are in place to control these hazards and monitor the
c) effectiveness of these controls? Is workers regular exposure monitoring
part of these systems?

What type of safety hazards (mechanical guarding, work at height, lifting

Safety hazards

a) and hoisting, confined space entry, explosive atmospheres etc.) are

associated with the scope of your services?

4.3

What systems are in place to control these hazards and monitor the
b) effectiveness of these controls?
Logistics hazards

What type of logistics hazards (land transport, air transport, marine

a) transport, materials handling etc.)are associated with the scope of your
services?

4.4

What systems are in place to control these hazards and monitor the
b) effectiveness of these controls?

What type of environmental hazards (chemical spill, atmospheric

Environmental

a) emissions, waste disposal etc.) are associated with the scope of your
services?
hazards

4.5

b) What systems are in place to control these hazards and monitor the
effectiveness of these controls?
Security hazards

What type of security hazards (terrorism, hostage taking, robbery, hostile

a) local population etc.) are associated with the scope of your services?

4.6

What systems are in place to control these hazards and monitor the
b) effectiveness of these controls?
Social responsibility

What type of social hazards are associated with the scope of your
a) services?
hazards

4.7

What systems are in place to control these hazards and impacts and
b) monitor the effectiveness of these controls?

5 Planning & Procedures

Do you have a company HSE-MS manual (or operations manual with
integrated HSE requirements) which describes in detail your company
HSE operations HSSE-MS manual index &
5.1 a) approved HSE working practices relating to your work activities?
manual If the answer is YES please attach a copy of an index and relevant
supporting information
supporting documentation.

Infrastructure How do you ensure that infrastructure, plant and equipment used within
your operations (own premises, client site, or at other locations) are
and equipment 5.2 a) correctly certified, registered, controlled and maintained in a safe working
integrity condition?

Management of How do you manage changes and assess associated risks e.g. personnel,
5.3 a) equipment, processes, documentation?
change
Emergency planning

What arrangements does your company have for emergency planning and
a) response?
and response

5.4

b) Which emergency situations are included?

6 Implementation and performance monitoring

HSE-MS implementation and active performance monitoring of work

What arrangements does your organisation have for monitoring the

a) implementation of your HSE-MS?

How does your company assure the implementation of work procedures

b) within your work-site operations e.g. compliance with procedures, toolbox
talks, safety meetings, supervision, job observations?

c) How do you monitor employee HSE performance e.g. hazard identification

systems, HSE participation?
activities

6.1

What active HSE monitoring is performed (i.e. where no incident has

d) occurred)?

e) How do you report and correct deficiencies identified?

How do you communicate the results of active performance monitoring to

f) relevant personnel?
Supplier / Contractor Pre-Award HSSE Questionnaire (Version 1 - 1 June 2011)

Supplier / Contractor
Date of Assessment
Completed By

Required KPIs are listed on the 2nd tab

HSSE stands for Health, Safety, Security & Environment

Please cover all aspects in your responses to the questions
Response
Keyword Question Document

Safety
performance 6.2 a) See separate spreadsheet called Contractor Assessment KPI Data
indicators

a) How is health performance monitored and recorded?

b) How is environmental performance monitored and recorded?

HSE performance monitoring

c) How is security performance monitored and recorded?

6.3 d) How and what near miss incidents are reported?

e) How often is HSE performance reviewed? By whom?

f) How is logistics performance monitored and reported?

g) Do you record vehicle incidents?

a) What types of HSE incident are investigated?

HSE incident and investigation follow-up

b) What process is used to investigate HSE incidents?

6.4 c) Who conducts HSE incident investigations?

How are the findings of an incident investigation followed up to ensure

d) effective prevention of recurrence?

e) How is incident learning communicated to all relevant personnel?

Statutory
notifiable Has your company suffered any statutory notifiable incidents in the last
Details of statutory notifiable
a) five years (safety, occupational health and environmental)?
incidents or non 6.5 Answers with details including dates, country and location, summary of
incidents or non compliance
compliance notices
incident and follow-up preventative measures taken.
notices
7 HSE auditing and management review of HSE-MS

Do you have a written procedure for HSE auditing?

a) If yes, please attach a copy. Audit procedure

Who is involved in conducting HSE audits? How are audit team members
selected to have specific expertise and be independent from the activities
b) being audited?
What are the qualifications required for auditors?
Audits

7.1
How does your company schedule HSE audit and what scope of auditing
c) is covered? e.g. internal, regulatory compliance, supplier/contractor, HSE
management system implementation.

How does management follow up on audit findings and ensure effective

d) close out of action items?
Management review and follow-up

Do you have a written procedure for management review of the HSE-MS? Management review procedure
a) If yes, please attach a copy for HSE-MS

How often are HSE-MS reviews conducted and who is involved in the
7.2 b) process?

How are identified actions and improvement efforts recorded and tracked
c) to effective completion?

8 HSE management - additional features

Certification of Please provide information on any certification which you have received
8.1
your HSE-MS from certification bodies

Membership of Describe the nature and extent of your companys participation in relevant
8.2
associations industry, trade, and governmental organisations

Additional Does your organisation (globally, regionally or locally) have any HSE
features of your 8.3 features or arrangements not described elsewhere in your response to the
HSE-MS questionnaire?

9 Company specific information

END
Supplier pre-qualification Questionnaire - HSSE Data
See Glossary of terms for definition of each item

Current
EXPOSURE Year -1 Year -2 Year -3 Year -4
Year
Total Manhours worked
Exposure - Driving (km)
Exposure - Site Work (hours)

Current
SAFETY Year -1 Year -2 Year -3 Year -4
Year
Fatalities FAT
Lost Time Incidents LTI
Lost Workday Cases LWC
Restricted Workday Cases RWC
Medical Treatment Cases MTC
First Aid Cases
Total Recordable Cases (sum FAT, LWC,
TRCMTC, or RWC)

Near Miss Incidents

Fatal Accident Rate (per 108 hours) FAR

Lost Time Injury Frequency (per 106LTIF
hours)
Total Recordable Case Frequency (per
TRCF 106 hours)

Current
Year -1 Year -2 Year -3 Year -4
ENVIRONMENT Year
Loss of Primary Containment (re LOPC