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AbstractThe objective of this paper is to evaluate tech- in this area for fuel cell vehicles [1], [8], [9], heavy hybrid
nical requirements for electrochemical energy storage systems vehicles [10], [11], and for electric car applications [12], [13].
(ESSs) in hybrid mining loaders. These requirements take into A hybrid ESS can be quite complex from the design point of
account power and energy capacity, costs, life cycle, and safe-
view, and it is not necessarily the most cost-effective solution.
ty-related requirements. The evaluation of the requirements is
based on the characteristics of the current energy storage tech- However, it certainly offers advantages in terms of power ca-
nology and vehicle simulation results. The evaluation shows that pacity, high-current acceptance, and the extended lifetime of the
lithium-based batteries offer sufficient power and energy capacity; battery [14].
meanwhile, the requirements for cost and cycle life durability Very few research studies have been published in the area
are dependent on the operating strategy and configuration of the of hybrid work machines and their specific impacts on ESS
loader. In particular, the power-intensive duty cycle of a mining requirements. In [15], a comprehensive performance analysis
loader can be challenging for batteries in terms of cycle life and
was performed for a hydraulic excavator with different hybrid
thermal management.
topologies, but energy storage requirements were not consid-
Index TermsBatteries, energy storage, mining loader, storage ered, even if a cost comparison was presented. Most of the
requirements, ultracapacitors, work machine. published research work about heavy hybrid work machines is
I. I NTRODUCTION focused on hybrid powertrain development [16], [17], control
strategy development [18], [19], or powertrain simulation [20],
a battery pack, and an ultracapacitor unit. The battery pack and TABLE I
PARAMETERS FOR C OST C ALCULATION
ultracapacitors are connected to a dc link by dc/dc converters.
The front and rear electric drives and the electric drive for the
work hydraulics are powered from the dc link. The drive system
is electromechanical; in it, a two-mode transmission is placed
between the electric drive and the final drive in the front and
rear axles. The loader has a work hydraulic system in which
hoist cylinders and a dump cylinder are used for loading and
dumping the bucket.
The hybrid-loader model allows different ESS configurations
to be used and different energy management strategies. Three pacitors and lithium-ion batteries are used as the reference, but
different kinds of ESS configurations can be used: 1) one predictions of future costs are also taken into account [2].
battery pack; 2) two or more similar battery packs in parallel Table I shows the different parameters for cost and payback
or in series; and 3) a combination of one or more battery packs calculation. Safety-related requirements are evaluated with re-
and an ultracapacitor unit. The loader model can operate in spect to the power loading demands imposed on the ESS.
dieselelectric mode (without using energy storage), hybrid The payback time for the hybrid system cost (including ESS)
mode, and electric mode. These model functionalities allow was defined for three different battery cost scenarios: 1) $1500;
different configurations of the ESS and strategic choices for 2) $1000; and 3) $500 per kilowatthour. Equation (1) was used
operation to be investigated, such as state-of-charge (SOC) to define the work that needed to be done with the hybrid loader
sustaining and depleting (plug-in hybrid) energy management to amortize the higher costs. The amount of work wHYB was
strategies. The simulations were carried out in a typical duty defined in terms of tons of material moved in the duty cycle
cycle of the loader, which is about 700 m long and has eight CESS + CCONV (fHYB 1)
distinct phases of operation [22]. wHYB = (1)
Cop_CONV Cop_HYB
B. Energy Storage Modeling where CESS is the initial costs of the ESS and Cop_CON V
and Cop_HY B are the operating costs for 1 t of material
The hybrid-loader simulation model was further developed moved for conventional and hybrid loaders, respectively. In this
during this paper, particularly the ESS and hybrid system evaluation, the operating costs are only based on the diesel and
control. With the aid of battery measurements, it was possible electricity consumption.
to verify the performance of the battery model. Moreover, a
thermal model for the battery was developed that took the
cooling power requirement into account. III. H YBRID M INING L OADER D ESIGN
The battery model is based on the model developed for A. Design Parameters of the Mining Loader
the ADVISOR vehicle simulator software [26]. The original
internal resistance model was further developed to correspond The design of a hybrid powertrain for mobile machinery is a
to the structure of the lithium-ion batteries used in this paper. complex task. One of the most challenging areas is the dimen-
Two battery chemistries were used: lithium cobalt (Kokam) and sioning of the different components in the hybrid powertrain,
lithium titanate (Altairnano). The battery model was param- and particularly the dimensioning of the ESS [16]. Overdimen-
eterized according to the data provided by the manufacturer. sioning of the engine or the fuel tank has not been a major
The Kokam battery module was measured in laboratory con- challenge in terms of costs and the expected lifetime of the
ditions to generate verification data for the battery model. The components. In the case of an ESS, incorrect dimensioning can
simulated battery performance corresponded relatively well to lead to, e.g., an unexpectedly short life, reduced performance,
the measured performance. A thermal model, based on the or increased costs. The design of any hybrid system should
construction of the Kokam module, was developed for the result in a compromise solution where the design targets are
battery. The thermal parameters of the module were defined in optimal balance. In the case of a work machine, such as an
on the basis of the measured temperature in different loading underground mining loader, four principal design targets can be
conditions. The battery model has an air cooling system. defined:
performance
C. Evaluation Parameters efficiency (energy and work efficiency)
costs (initial and operating costs)
The required technical performance of the ESS is based on reliability and safety (lifecycle durability)
the power and energy needed in a typical duty cycle of an under- In this context, the performance of the loader is defined as
ground mining loader. The required power and energy capacity its ability to work when important factors are: torque at low
of the ESS was then evaluated in relation to the performance speeds, controllability, driving speed, and operational availabil-
of the conventional loader. U.S. Advanced Battery Consortium ity (e.g., delay resulting from the charging of the battery from
(USABC) has defined battery life-cycle requirement targets, an external energy source).
which are used here as a reference for life-cycle evaluations.
Even if those targets are defined for passenger vehicles, it is
B. Characteristics of Electrochemical Energy Storage
assumed here that similar life-cycle requirements would also
be applicable for heavy hybrid mobile machine applications. The ESS in a hybrid powertrain has a significant im-
For cost estimations, currently commercially available ultraca- pact on all the aforementioned design targets of the loader.
LAJUNEN AND SUOMELA: EVALUATION OF ENERGY STORAGE SYSTEM REQUIREMENTS FOR HYBRID MINING LOADERS 3389
Fig. 1. Component-level layout of the hybrid-loader simulation model (GENSET = enginegenerator, AUX = auxiliary devices, AC/DC = ac/dc converter,
DC/DC = dc/dc converter, BR = brake resistor, UCAP = ultracapacitors, BATT = battery, FD = final drive, ED = electric drive, TX = transmission, and
HP = hydraulic pump).
TABLE II TABLE III
P RINCIPAL T ECHNICAL DATA OF THE H YBRID L OADER BATTERY C ELL C HARACTERISTICS
TABLE V TABLE VI
H YBRID -L OADER S IMULATION C ONFIGURATIONS E NERGY AND W ORK E FFICIENCY R ESULT
Fig. 2. Operating data of the loader configuration CS1 at the beginning of the duty cycle. (a) Power of genset, battery, and ultracapacitors. (b) Voltages and
currents.
Fig. 4. Impact of battery cycles on the loader performance. (a) Shallow cycles.
(b) deep cycles.
Fig. 3. (a) Impact of the battery energy capacity on the loader performance.
(b) Impact of the elevated battery power capacity on increased work efficiency.
D. Cost
The cost of the ESS, and particularly the battery, is one of the
most important factors that makes a hybrid loader economically
more profitable than a conventional loader. Fig. 5(a) shows
the amount of work required to amortize the higher cost of
the hybrid loader with three different battery cost scenarios: Fig. 5. Amount of work required to amortize the elevated cost of the hybrid
$1500, $1000, and $500 per kilowatthour. The cycle life curve loader. (a) Reference simulations. (b) Double battery pack.
corresponds to an estimated cycle life for the battery pack
(explained later). ent loader configurations, although the CD hybrid somewhat
The same results, as in Fig. 5(a), are shown in Fig. 5(b) for outperforms the CS options in almost every case. The major
the simulations with two battery packs (twice as much energy difference is in the battery life. With CS hybrid options, the
capacity). There are no major differences between the differ- battery life is much longer, as shown in Fig. 5. The elevated
3392 IEEE TRANSACTIONS ON VEHICULAR TECHNOLOGY, VOL. 61, NO. 8, OCTOBER 2012
Fig. 6. Impact of the initial costs of the hybrid loader on payback time.
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