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p

ho
ks
or
Stability and Stability Margin in Freq

W
n
Domain

ai
M
T
T. K. Ghoshal
0K
T1

Honorary Emeritus Professor, Electrical Engineering,


Centre for Knowledge Based Systems
CT

Jadavpur University
EI

2014
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N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
Stability Margin in Nyquist
T
0K
Stability Margin in Bode
T1

Stability Margin in Nichols


CT
EI

Disk Margin
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N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 2


p
ho
ks
Pedagogic Perspective

or
W
Stability and Stability Margin in Freq

n
ai
M
Domain (Units 5.2 & 5.3)
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0K
T1
CT
EI
M
N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
or
Background Concepts and Definitions

W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
T
Stability Margin in Nyquist
0K
T1

Stability Margin in Bode


CT

Stability Margin in Nichols


EI

Disk Margin
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 4


Module Decomposition

Module-5: Stability Analysis

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5.1 Module Introduction

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5.2 Nyquist Plane Analysis of Stability

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5.3 Concepts of Stability Margins

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5.4 Effects of Pole Zero Cancellation
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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 5


Objectives : Units 5.2 and 5.3 (Stability Analysis)

Compute indices of relative stability of the closed

p
loop system, such gain/phase/disc margins, regions

ho
ks
of exclusion of poles of close loop system on the

or
complex planes etc.

W
n
Explain and demonstrate numerically the nature of

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closed loop response near the stability boundary
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0K
Establish the numerical validation of stability
T1

theorems by checking the amplitude and frequency


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of oscillations as well as the loop gain and phase at


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the onset of instability.


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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 6


Objectives : Units 5.2 and 5.3 (Stability Analysis)-2

Compute stability margins in presence time delays

p
in the loop

ho
ks
Relate stability margins such as gain and phase

or
W
margins and corresponding cross-over frequencies

n
with time/frequency domain response parameters

ai
M
such as bandwidth, damping factor etc.
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0K
T1
CT
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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 7


Unit Decomposition
Unit 5.2: Nyquist Plane Analysis of Stability
Nyquist Plane Analysis of Stability

p
ho
Nyquist plot over the D-zone in Imaginary plane

ks
Nyquist Criterion

or
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Unit 5.3: Concepts of Stability Margins

n
Concepts of Stability Margins

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Defining Stability Margin, Stability Margin as ,

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robustness, 0K
using Nyquist, Bode and Nichols plots to represent
T1

Stability margin, relation with transient response; disk


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margin, dmplot, M-circle and Disk margin, Composite


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Distance, Disk margin in Nichols Plane.


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Computation of stability margins for multi-loop


N

systems,.
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 8
Pedagogic Notes
The theory of stability for (linear) feedback

p
system owes to several engineers of Bell

ho
Labs, USA, who were working to improve

ks
amplifiers for long distance telephony. This

or
Nyquist
include:

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n
Harry Nyquist (1889 1976)

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Stability analysis, fax machines and many more

T
Harold Stephen Black (1898 1983)
0K
Bode
Analysis of Negative Feedback
T1

Hendrik Wade Bode (19051982)


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Frequency domain analysis for stability


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Black
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 9
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
Stability Margin in Nyquist
T
0K
Stability Margin in Bode
T1

Stability Margin in Nichols


CT
EI

Disk Margin
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 10


p
ho
ks
Example Course Material

or
W
Stability and Stability Margin in Freq

n
ai
M
Domain (Units 5.2 and 5.3)
T
0K
T1
CT
EI
M
N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected

ks
or
Topics

W
n
Background Concepts and Definitions

ai
M
Nyquist Stability Theorem

T
Interpretations for Open loop stable systems
0K
T1

Stability Margin in Nyquist


CT

Stability Margin in Bode


EI

Stability Margin in Nichols


M
N

Disk Margin
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 12
p
ho
ks
or
W
Background Concepts and

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ai
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Definitions
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0K
T1
CT
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Stability of Linear Systems
Stability of a (closed loop or open loop) linear

p
system can be determined from the location of the

ho
poles.

ks
or
Systems which have all the poles in the left half of

W
the complex plane (LHP) can be proven to be

n
ai
asymptotically stable.

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T
Initial conditions eventually decays exponentially
0K
This can be proven without taking recourse to the
T1

frequency response of the system.


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However, Nyquist theorem and polar plots of


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frequency response in complex plane provide some


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additional advantageCKBS-Jadavpur
for stability anlysis , beyond a 14
Y/N type of answer.
T10KT-December 2014 University, Kolkata
Objective of Nyquist Theorem
Nyquist Theorem allows prediction of the stability of

p
a closed loop linear system

ho
ks
from the frequency domain behaviour (TF) of the

or
corresponding open loop system,

W
n
Over which a system designer may have some choice to

ai
modify

M
T
without solving for the roots of the characteristic
0K
equation of the closed loop system.
T1

The strength of this theorem is that regarding


CT
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stability, it
M

not only gives an yes-no type of answer.


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But also
T10KT-December 2014 provides a CKBS-Jadavpur
quantitative measure
University, Kolkata of stability. 15
Open and closed loop Transfer Function
K ( s )G p ( s )

p
Gc ( s ) = = CLTF

ho
1 + K ( s )G p ( s ) H ( s )

ks
G ( s)

or
= (say)
1 + G ( s) H ( s)

W
T ( s ) = K ( s )G p ( s ) H ( s ) = OLTF

n
ai
M
Some definitions first: Note
T
Forward path TF= G(s), Feedback path TF= H(s),
0K
T1

Plant TF= Gp(s), Controller TF= K(s), Open loop TF


(also called loop TF ) = T(s), closed loop TF= GC(s),
CT
EI

These TFs are not shown explicitly on the diagram.


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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 16


Open and closed loop-2
N G (s) N H (s)

p
G (s) = ; H (s) =

ho
DG ( s ) DH ( s )

ks
or
N C (s) NT (s)
Gc ( s ) = ; T (s) =

W
DC ( s ) DT ( s )

n
ai
Characteristic Equation of Gc ( s ) :

M
DC ( s ) = 0 1 + T ( s ) = 0 1 + G ( s ) H ( s ) = 0
T
0K
T1

All the transfer function may be expressed in


CT

numerator and denominator forms.


EI

Stability of the CL system is determined from the


M

above ChE.
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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 17


Open and closed loop-3
Characteristic Equation of Gc ( s ) :

p
ho
DC ( s ) = 0 1 + T ( s ) = 0 1 + G ( s ) H ( s ) = 0

ks
N G N H DG DH + N G N H
1 + G ( s) H ( s) = 1 + =

or
DG DH DG DH

W
n
N G (s) N H (s)
G (s) H (s) =

ai
M
DG ( s ) DH ( s )

T
0K
A zero of 1+G(s)H(s) is a pole of GC(s)
T1

Poles of G(s)H(s) and 1+G(s)H(s) are the


CT
EI

same.
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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 18


Example: K ( s 1)( s 2)( s 3)( s 4)
KG ( s ) H ( s ) =
( s 5)( s 6)( s 7)( s 8)

p
ho
KG ( s )
1 + KG ( s ) H ( s )

ks
KG ( s ) H ( s )
1 + KG ( s ) H ( s )

or
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n
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Zeros: (1,2,3,4) Zeros: (1,2,3,4)

M
Zeros: a, b, c, d

T
0K Poles: (a,b,c,d)
T1
Poles: (5,6,7,8) Poles 5,6,7,8
Unknowns
CT
EI

For stability analysis of the closed loop system,


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we have to determine (a, b, c, d) or use Nyquist Theorem


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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 19


Open and closed loop-4
Given the OLTF, we can tell the number of closed-

p
loop poles on the right half plane from the Nyquist

ho
ks
theorem ,

or
W
If none of the closed-loop poles are on the right half

n
plane, the closed loop system is stable.

ai
M
If there is any closed-loop pole on the right half plane,
T
the system goes unstable.
0K
T1

Fence sitter poles on the imaginary axis are a bit tricky


CT

but these too can be predicted


EI

There are more to it


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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 20


Mapping of Contours

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or
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( s z1 )( s z 2 )
T
F (s) =
0K
( s p1 )( s p2 )
T1

Any line or a closed contour can be mapped from the s- plane to a


CT

general function F(s).


EI

Ordinarily for single valued functions, a closed contour would map


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into another closed contour


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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 21


Mapping of Contours-2

p
ho
ks
or
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n
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( s z1 )( s z 2 )
F (s) =

M
( s p1 )( s p2 )

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0K
T1
CT
EI

For contour mapping, direction of traversal, shown


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by arrows are often important.


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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 22


Mapping of Contours-3
Any quantity (s-a)
can be represented

p
Q s

ho
by a vector

ks
originating on the

or
point a and

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a terminating on the

n
(current location of

ai
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the) point s.

T
0K
( s z1 )( s z 2 )
F (s) =
T1

( s p1 )( s p2 )
CT

While computing F(s) in each point in the contour Q,


EI
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in s-plane, each pole zero and gain factor


N

contributes to magnitude and angle.


T10KT-December 2014 CKBS-Jadavpur University, Kolkata 23
Mapping of Contours-4

Any quantity 1/(s-

p
Q s
a) can be

ho
ks
represented by a

or
vector opposing

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a the vector (s-a)

n
and has a

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M
magnitude equal
T
0K
( s z1 )( s z 2 ) to the reciprocal of
F (s) =
(s-a)
T1

( s p1 )( s p2 )
CT

While computing F(s) in each point in the contour Q,


EI
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in s-plane, each pole zero and gain factor


N

contributes to magnitude and angle.


T10KT-December 2014 CKBS-Jadavpur University, Kolkata 24
Mapping of Contours-5

A zero inside a

p
Q s

ho
closed contour

ks
or
contributes 360

W
a
deg. angular

n
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change.
T
0K
( s z1 )( s z 2 )
F (s) =
T1

( s p1 )( s p2 )
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A pole inside also causes the vector to rotate by 360


EI

degree but in opposite direction


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N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 25


Mapping of Contours-6

A zero outside a

p
Q s

ho
closed contour

ks
or
contributes o

W
deg. angular

n
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a
change.
T
0K
( s z1 )( s z 2 )
F (s) =
T1

( s p1 )( s p2 )
CT

A pole outside the contour also causes a net


EI
M

rotation of zero degree


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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 26


Pole/zero inside a
closed contour

p
contributes 360 deg.

ho
angular change.

ks
Pole/zero outside

or
contour has 0 deg.

W
angular change.

n
ai
For clockwise traversing

M
around s-contour, a

T
0K zero of F(s) inside
yields rotation in CW,
T1

pole inside yields


rotation in CCW
CT
EI
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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 27


Mapping of Contours-8

p
ho
ks
or
W
n
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N = P-Z Z = P-N
T
0K
T1

N = # of counterclockwise direction about the origin


CT

P = # of poles of characteristic equation inside contour


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= # of poles of open-loop system


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z = # of zeros of characteristic equation inside contour


N

= # of poles of closed-loop system


T10KT-December 2014 CKBS-Jadavpur University, Kolkata 28
p
ho
ks
or
W
n
ai
M
The frequency at which the phase equals 180
T
degrees is called the phase crossover frequency
0K
T1

The frequency at which the magnitude equals 1 is


CT

called the gain crossover frequency.


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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 29


Points to Ponder

p
ho
ks
or
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n
ai
M
T
0K
T1
CT
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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 30


Contextual Pedagogic Note-1

p
ho
ks
or
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n
ai
M
T
0K
T1
CT
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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 31


Contextual Pedagogic Note-2

p
ho
ks
or
W
n
ai
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T
0K
T1
CT
EI
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N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 32


p
ho
ks
or
W
n
Nyquist Stability Theorem

ai
M
T
0K
T1
CT
EI
M
N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
M
Interpretations for Open loop stable systems

T
Stability Margin in Nyquist
0K
T1

Stability Margin in Bode


CT

Stability Margin in Nichols


EI

Disk Margin
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 34


Nyquist Stability Criterion.
Consider an open-loop transfer function Go(s) that

p
is proper and has no unstable pole-zero

ho
ks
cancellations.

or
W
Let N be the number of times that the Nyquist plot for

n
ai
Go(s) encircles the -1 point in the clockwise direction.

M
Also let P denote the number of poles of Go(s) that lie
T
0K
to the right of the imaginary axis.
T1
CT

Then, Z = N + P
EI
M

where Z is the number of roots of the characteristic


N

equation that lie to the right of the imaginary axis (that


is, its number of zeros).
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 35
Some important properties of the NSC
Provides a necessary and sufficient condition for
closed-loop stability based on the open-loop

p
ho
transfer function.

ks
A simplified version of the criterion exists for

or
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open-loop stable systems.

n
A negative value of N indicates that the -1 point is

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M
encircled in the opposite direction (counter-
T
clockwise). This situation implies that each
0K
countercurrent encirclement can stabilize one
T1

unstable pole of the open-loop system.


CT

Unlike the Bode stability criterion, the Nyquist


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stability criterion is applicable to


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N

Open-loop unstable processes.


Multiple GCF cases.
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 36
p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 37


p
ho
ks
or
W
n
Interpretations for Open loop stable

ai
M
systems
T
0K
T1
CT
EI
M
N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
Stability Margin in Nyquist
T
0K
Stability Margin in Bode
T1

Stability Margin in Nichols


CT
EI

Disk Margin
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 39


NSC for OL Stable Systems
Recall that for systems which are stable in O/L

p
ho
P = 0 and thus Z = N.

ks
Consequently, the closed-loop system is unstable if the

or
W
Nyquist plot for GOL(s) encircles the critical point, one

n
or more times.

ai
M
Which in other words is that for closed loop stability,
T
the Nyquist plot should not encircle the critical point
0K
T1

at all.
CT

This simplifies the Nyquist plot substantially.


EI
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T10KT-December 2014 CKBS-Jadavpur University, Kolkata 40


NSC for OL Stable Systems-2
Imaginary
II

p
I
Indentation <

ho
0

ks
IV Real
R<

or
R
III

W
n
ai
M
Another simplifying assumption is that there are no
T
0K
poles on the imaginary axis either.
T1

This eliminates the requirements of indentation on the


CT

D-Contour and consequent large circles in F contour.


EI

Many standard Nyquist plot interpretations have


M
N

these implied assumptions


T10KT-December 2014 CKBS-Jadavpur University, Kolkata 41
NSC for OL Stable Systems-3
With these simplifying

p
ho
assumptions, we need

ks
to plot the polar plot

or
corresponding to the

W
positive values of

n
=

ai
frequencies for zero to

M
infinity only.
T
0K
Stability is ensured if
T1

=0
the critical point is
CT

never on the right of this


EI
M

plot, while going from to


N

=0 to = .
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 42
Simplified Nyquist
May be extended for open loop poles on imaginary

p
axis.

ho
ks
Also may be extended with open loop unstable

or
W
systems.

n
ai
With extreme caution

M
T
0K
T1
CT
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 43


p
ho
ks
or
W
n
Stability Margin in Nyquist

ai
M
T
0K
T1
CT
EI
M
N
Stability margins on Nyquist.

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M

NSC for OL Stable System


N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 45


Stability Margins
The real strength of the Nyquist theorem lies in its

p
ability to quantify the degree of stability by two

ho
quantities:

ks
or
Gain Margin (GM) and

W
Phase margin (PM)

n
ai
The Gain margin is the change quantifies the

M
change (alone) in the open-loop gain (in terms of
T
0K
ratio or equivalently in dB) to make the closed-loop
T1

system unstable ,
CT

it may simply be computed as the inverse of the gain at


EI
M

the phase cross over frequency, where the phase


N

condition is already satisfied.


T10KT-December 2014 CKBS-Jadavpur University, Kolkata 46
Stability Margins-2
The Phase Margin (PM) quantifies the phase lag

p
alone required to make the closed-loop system

ho
ks
unstable.

or
W
This is computed at unity gain (Gain Cross Over)

n
frequency by 190 degree + phase at GCF.

ai
M
Example-1: at PCF, the gain is 0.5,
T
0K
the gain margin is ratio 1/0.5= 2 times = 6dB
T1

Example-2: at GCF, the phase lag is 130 degree


CT

(i.e. phase=-130 degree),


EI
M

the phase margin is 180+(-130) degree=50 degree


N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 47


Why GM?

p
ho
Why PM?

ks
Delay Margin

or
W
n
ai
M
T
0K
T1
CT
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 48


GM and PM via Nyquist plot

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 49


Stability margins on Nyquist-2

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI

PM & GM are not adequate for some rogue


M
N

systems
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 50
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
Stability Margin in Nyquist
T
0K
T1

Stability Margin in Bode


CT

Stability Margin in Nichols


EI

Disk Margin
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 51


Gain Margins with Nyquist

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 52


GM and PM via Bode Plot

p
ho
ks
The frequency at which

or
the phase equals 180

W

degrees is called the

n
GM
phase crossover

ai
frequency

M
GM

T
The frequency at which
0K the magnitude equals 1 is

T1
called the gain crossover
frequency M
CT
EI
M

gain crossover frequency phase crossover frequency


N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 53


GM and PM on Nyquist plot

The Unit circle

p
ho
cuts the negative

ks
or
real axis at the

W
critical point.

n
ai
It also intersects

M
the frequency
T
0K
response plot
T1

where the
CT

Gain=1, i.e. GCF


EI

GM is to be a
M
N

ratio =a here.
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 54
Stability Margins-3
The stability margins are in effect measures of

p
stability robustness to plant parameter

ho
perturbations.

ks
or
These PM and GM quantify how much change in

W
system phase and system gain respectively can be

n
ai
tolerated before the closed loop system becomes

M
unstable.
T
0K
Phase shift can occur because of neglected dynamics
T1

or because of hidden time delay in the process or in the


CT

digital controller.
EI

Gain change can occur due to plant ageing, component


M

substitution, shift of operating point of a nonlinear


N

system.
T10KT-December 2014 CKBS-Jadavpur University, Kolkata 55
p
ho
ks
or
W
n
Stability Margins in Bode

ai
M
T
0K
T1
CT
EI
M
N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
Stability Margins in Nyquist
T
0K
Stability Margins in Bode
T1
CT

Stability Margin in Nichols


EI

Disk Margin
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 57


Stability from Bode Plot
Bode plots of Open
loop TF are adequate

p
ho
to analyse stability and

ks
assessing stability

or
margins if the Open

W
loop TF is stable.

n
ai
In such cases the

M
phase and gain
T
-180 0K
margins may be simply
T1

obtained from the Bode


CT

plot provided
EI

Both the magnitude and


M

phase plots are


N

available and
both the GCF and the
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Example

p
40 K

ho
G (s) =
( s + 2)( s + 4)( s + 5)

ks
or
W
n
ai
M
T
0K
T1
CT

Bode Plots for K=1


EI
M

GCF 2 r/s (for K=1+) ; PCF=7 r/s; GM =20 dB


N

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Stability Analysis using Bode Plot-1
To comment on the stability of linear systems detection of

p
the right hand side pole location of the closed loop TF is

ho
important

ks
or
The characteristic equation having at least one root on RHS of s-

W
plane makes the system unstable.

n
ai
For analysis of relative stability of closed loop system Gain

M
Margin and Phase Margin are useful
T
0K
The gain margin indicates how far the gain is to increased so that
T1

the closed loop system poles come at the verse of instability


CT

Phase margin indicates the additional phase lag is to introduced


EI

at the frequency when the magnitude is 1 so that the overall


M

phase is -180
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 60


Stability Analysis using Bode Plot-2

Using Bode plot computation of Gain Margin and Phase Margin


becomes convenient because of separate Magnitude and Phase plot

p
ho
with respect to frequency

ks
Gain margin is the amount of gain in decibels (dB) that can be added

or
to the loop before the closed-loop system becomes unstable.

W
Phase cross over frequency is the frequency at which the phase is 180

n
At the PCF the dB is to be recorded from the magnitude plot to get the Gain

ai
margin. A positive GM indicate stability

M
Phase margin (PM) is defined as the angle in degrees which is to be
subtracted at the frequency where the magnitude plot intercept 0 dB
T
line so that the phase is 180
0K
T1
Gain cross over frequency is the frequency at which the magnitude is 0 dB
At GCF the phase is to be recorded and the difference from 180 has to be
CT

found to get the phase margin. A positive GM indicate stability


EI
M
N

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Illustration

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT

Fig taken
EI

from B.C.
M

Kuo
N

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Closed-loop transient response and closed-loop frequency
responses from OL frequency Response

p
C (s)
= T (s)

ho
R( s)

ks
n2

or
= 2
s + 2 n s + n2

W
n
ai
M
T
0K
T1
CT
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 63


p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

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p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

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p
ho
ks
or
W
n
ai
M
T
0K
T1
CT

The magnitude of the resonance peak is an indication for the system


relative stability. A large resonance peak indicates the existence of a
EI

dominant pair of complex poles with a small damping ratio. Such


M

poles may lead to an undesirable transient response.


N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 66


Correlating time and frequency response for more general systems

In general systems, obtaining the time-frequency response relationship is not as


direct as it is in second order systems .

p
Typically, the addition of any poles may change the correlation between step

ho
transient re-sponse and frequency response . However, the derived results for

ks
second order systems may be applicable to higher order systems in the presence

or
of a dominant second order system poles

W
For an LTI higher order systems with a dominant second order pole, the following
relationships generally exists

n
ai
The value of Mr is indicative for the relative stability. A satisfactory performance is
attained for 1 < Mr < 1:4, which corresponds to a damping ration of 0; 4 < < 0:7.

M
A large Mr indicates a high overshot and slow damping.

T
If the system is subject to noise signals whose frequency are near to the resonance
0K
frequency !r, the noise will be amplified in the output causing a serious problem.
T1
The magnitude of the resonance frequency !r indicates the speed of the transient
response. Large !r indicates faster time response [smaller rise and settling times]
CT

The resonant peak frequency!r and the damped natural frequency !d of unit step
response are very close to each other for lightly damped systems.
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 67


Freq Response and Damping Ratio
C (s)

p
= T (s)

ho
R( s)

ks
n2
= 2

or
s + 2 n s + n2

W
n
ai
M
T
0K
T1
CT
EI
M

Closed Loop M and Damping Ratio.


N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 68


Response speed and frequency response

p
n = = BW = n (1 2 2 ) + 4 4 4 2 + 2

ho
Ts Tp 1 2

ks
or
The first set of relations show the inter dependence

W
of natural frequency, peak time and settling time

n
ai
(low damping).

M
The second equation provides approximate 3-db
T
0K
Bandwidth.
T1

NF=90 degree BW
CT

For the reasonable value of 0.5 damping ratio, the 3 db


EI

BW=1.27 times the NF.


M

For 50 deg PM, NF/GCF=1.1/.813=1.35; 3dB


N

BW/GCF=1.72
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PUOS vs zeta

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

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PUOS vs zeta
Tutorial pm-zeta-os

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

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Mp vs zeta

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

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Response speed and closed-loop frequency response

p
BW = n (1 2 2 ) + 4 4 4 2 + 2

ho
ks
4
BW = (1 2 2 ) + 4 4 4 2 + 2

or
Ts

n
BW = (1 2 2 ) + 4 4 4 2 + 2

ai
M
Tp 1 2

T
0K
BW
T1

= frequency at which magnitude is 3dB down


CT

1
from value at dc (0 rad/sec), or M =
EI

.
M

2
N

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Find BW from
Open-loop Frequency Response

p
ho
ks
or
W
n
Nichols Charts

ai
M
T
0K
T1
CT

From open-loop frequency response, we can find


BW at the open-loop frequency that the magnitude
EI
M
N

lies between -6dB to -7.5dB (phase between -135 to -225)


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Relationship between
damping ratio and phase margin

p
of open-loop frequency response

ho
ks
or
W
Phase margin of open-loop frequency response

n
ai
Can be written in terms of damping ratio as following

M
T
0K
2
M = tan 1
T1

2 2 + 1 + 4 4
CT
EI
M
N

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Example
Open-loop system with a unity feedback has a bode plot
below, approximate settling time and peak time

p
ho
BW = 3.7

ks
or
W
n
ai
M
T
0K
T1
CT

PM=35
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 76


2
M = tan 1

2 2 + 1 + 4 4

p
= 0.32

ho
Solve for PM = 35

ks
or
W
4
Ts = (1 2 2 ) + 4 4 4 2 + 2

n
ai
BW

M
= 5.5

T

0K
Tp = (1 2 2 ) + 4 4 4 2 + 2
T1

BW 1 2
CT

= 1.43
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 77


p
ho
ks
or
W
n
Stability Margins in Nichols

ai
M
T
0K
T1
CT
EI
M
N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
Stability Margins in Nyquist
T
0K
Stability Margins in Bode
T1

Stability Margins in Nichols


CT
EI
M

Disk Margin
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 79


p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

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p
ho
ks
or
W
n
The Disk Margin Concept

ai
M
T
0K
T1
CT
EI
M
N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
Stability Margins in Nyquist
T
0K
Stability Margins in Bode
T1

Stability Margins in Nichols


CT
EI

Disk Margin
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 82


p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI
M
N

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Neglected Nichols

p
ho
ks
or
W
n
ai
M
T
0K
T1
CT
EI

Presented in J-N-P
M
N

Popularized Gille et al
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disk margin-3

p
ho
ks
or
W
n
ai
M
T
0K
T1

Disk Margin in Nichols Plot (Gibson-1978)


CT
EI

Pumpkin Margin 1976-TKG


M
N

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Obtaining Transfer Function -2
1
Y ( s) = c ( sI A) bU ( s)
T

p
ho
Y ( s) c T
Adj ( sI A)b N ( s )

ks
1
G ( s) = = c ( sI A) b =
T
=

or
U ( s) det( sI A) D( s)

W
n
Obtaining the TF is straight Forward.

ai
M
Note that both the numerator N(s) and the denominator

T
D(s) are polynomials in s, corresponding to the numerator
0K
and the denominator characteristic polynomials.
T1

Assuming no pole-zero cancellation, the poles and zeroes


CT

are obtained as:


EI

Poles from: D(s)=0 ; Zeroes from: N(s)=0


M
N

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p
ho
ks
or
W
n
Nyquist Stability Theorem

ai
M
T
0K
T1
CT
EI
M
N
Contents
Pedagogic Perspective

p
ho
Example Course Material of Selected Topics

ks
Background Concepts and Definitions

or
W
Nyquist Stability Theorem

n
ai
Interpretations for Open loop stable systems

M
Stability Margin in Nyquist
T
0K
Stability Margin in Bode
T1

Stability Margin in Nichols


CT
EI

Disk Margin
M
N

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Concept of State Space

Any state can be

p
represented by

ho
Point in state Space
x3
a point in this

ks
x2 state space.

or
W
n
ai
x1

M
State Space: The n-dimensional space
T
0K
whose coordinate axes are the individual
T1

elements (x1, x2, ., xn, ) of the state vector


CT

is called a state space.


EI
M
N

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SV Differential Equations of Dynamic Models-8
n
d k y (t ) m d j u (t ) x = A(x) + B(u)
= bn

p
; m<n

ho
ak
dt k
dt j
y = C(x) + D(u)

ks
k =0 j =0

or
x = f (x, u) or x = f (x) + g(u ) The terms ak, bj etc or for linear

W
system, elements of the A, B, C,D
y = h(x, u) matrices are called parameters.

n
ai
M
For LTI systems the parameters are constants.
T
For linear time varying systems, some of the parameters
0K
are functions of time
T1

For nonlinear systems, some of the parameters are


CT

functions of states themselves.


EI

In this case, the matrix form would not always be possible.


M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 90


p
ho
ks
Thank you

or
W
for

n
ai
M
Your kind AttentionT
0K
T1
CT
EI
M
N

T10KT-December 2014 CKBS-Jadavpur University, Kolkata 91

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