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PsyCh Journal 4 (2015): 178185


DOI: 10.1002/pchj.109

Sight and blindness in the same person: Gating in the


visual system*

Hans Strasburger1 and Bruno Waldvogel2


1
Institute of Medical Psychology, Ludwig Maximilian University, Munich, Germany, 2Practice for
Psychotherapy, Munich, Germany

Abstract: We present the case of a patient having dissociative identity disorder (DID) whoafter 15 years of misdiagnosed cortical
blindnessstep-by-step regained sight during psychotherapeutic treatment. At first only a few personality states regained vision whereas
others remained blind. This could be confirmed by electrophysiological measurement, in which visual evoked potentials (VEPs) were absent
in the blind personality states but were normal and stable in the seeing states. A switch between these states could happen within seconds.
We assume a top-down modulation of activity in the primary visual pathway as a neural basis of such psychogenic blindness, possibly at
the level of the thalamus. VEPs therefore do not allow separating psychogenic blindness from organic disruption of the visual pathway. In
summary, psychogenic blindness seems to suppress visual information at an early neural stage.

Keywords: conversion disorders; dissociative identity disorder; lateral geniculate nucleus (LGN); psychogenic blindness; thalamus;
visual evoked potentials (VEP, VECP); visual pathway
Correspondence: Dr. Hans Strasburger, Institute of Medical Psychology, Goethestr. 31, 80336 Mnchen, Germany
(website: http://www.hans.strasburger.de). Email: strasburger@uni-muenchen.de
*This paper is a translation from Waldvogel et al. (2007), expanded with current new ideas as to its interpretation.
Received 3 July 2015. Accepted 1 August 2015.

Background lens), intraocular tension measurement (applanation tonom-


eter), and Humphrey refractometry (showing 2 dpt myopia).
Some years ago, B. T., a then 33-year-old blind patient who The ocular motor apparatus seemed intact with the eyes
was diagnosed as having dissociative identity disorder (DID; moving in parallel and with intact voluntary but no pursuit
ICD-10: F44.81; World Health Organization, 19921994), eye movements present. Acuity as measured by a nystagmus
was referred from a psychiatric clinic to one of the authors drum (Kotowski ophthalmoscope) was markedly decreased,
(B. W.) for psychotherapy. The patient appeared with her to 0.1 for both the left and the right eye. All subjective
guide dog and, with respect to her blindness, reported having measures, however, showed almost complete blindness.
suffered an accident 13 years earlier. This, she reported, first These included laser interference acuity, Goldmann perim-
caused severe visual impairment and then, gradually, total etry, and Worth-dot and Bagolini binocular-vision tests.
blindness. Further information was obtained from a univer- Notable was the total absence of adverse-effects reflexes,
sity ophthalmic hospitals expert report, commissioned like watering, winking, and startle response to glare. A
by the social-assistance authorities after the onset of full residual subjective function was the ability to detect a
blindness. glaring light close to the eye, with colored after-image, yet
The expert concluded cortical blindness from craniocere- without being able to tell the direction of the light source.
bral trauma. Ocular defects were excluded by a standard The findings from pattern visual evoked (cortical)
exam, including slit lamp examination of the anterior ocular potentials (VEPs/VECPs) were decisive for the diagnosis,
segments, ocular fundus inspection (three-mirror contact however. Despite cooperation (monitored by infra-red

2015 The Institute of Psychology, Chinese Academy of Sciences and Wiley Publishing Asia Pty Ltd
PsyCh Journal 179

fixation control), neither foveal-size (3-deg visual angle), nor after one of the therapy sessions. Interestingly, recognition at
perifoveal-size (13-deg) or large-size (30-deg) contrast- that stage was limited to whole words and did not involve or
reversing checkerboard stimuli evoked detectable potentials. allow recognizing the letters that constituted those words. It
Flash VEPs, in contrast, showed normal amplitude and was further limited to that one personality state. In subse-
latency of the P100. This was taken as evidence for lacking quent sessions, recognition generalized to particularly
visual cortex activity with patterned stimuli but remaining brightly lit objects and then, quite rapidly, to everything
capability of light detection. visible. By employing hypnotherapeutic techniques, visual
capability could further be generalized to other personality
Diagnostics states. For a few months, now, increasingly more sighted
The referral diagnosis of a DID (then referred to as multiple personality states coexisted with increasingly fewer states
personality disorder) soon manifested itself in the psycho- that were totally blind. Sighted and blind states could alter-
therapeutic treatment by spontaneous changes of identity. nate within seconds.
By and by, more than 10 personalities presented themselves
that differed, respectively, by name, reported age, gender, VEPs in a sighted and blind state
attitudes, personal inclinations, aptitudes, temperament, and In that phase when sighted and blind states coexisted, pattern
other character traits. Voice, gesture, and facial expressions VEPs were acquired to objectify the patients reports and to
were markedly different. In certain states, B. T. could com- determine how far these reports were accompanied by elec-
municate in English only, in others in German only, and in trophysiological correlates.
still others spoke both languages. In her childhood she had
spent some years in an English speaking country where she Methods
had spoken English only. These observations concurred with
those in the psychiatric clinic where she had been treated Electroencephalography data were acquired with a standard
prior to the psychotherapy and also with third-party anam- VEP recording system (Neuropack-2 by Nihon Kohden;
nestic reports (patients friends). All criteria required by the electrode impedance < 5 kOhm; bandpass 0.5100 Hz;
Diagnostic and Statistical Manual of Mental Disorders 50-Hz notch filter; active electrode at Oz; reference electrode
(DSM-IV [4th ed., text rev.]; American Psychiatric at Fpz). Measurements were performed with binocularly
Association, 2000; the applicable version during the treat- viewed checkerboard stimuli with small and large checks
ment) for diagnosing DID were thereby fulfilled. (check size: 0.15-deg or 1.2-deg visual angle, corresponding
The term DID, compared to the older (and in the ICD-10 to 2.4 and 0.3 cpd fundamental, respectively; display size:
still used) term multiple personality disorder, is the more 6.7 9.3 on a 12 b/w CRT monitor [JVC TM-122] in a
precise one to describe the phenomenon and has prevailed in darkened room; viewing distance 150 cm; dioptric correc-
the pertinent literature for many years (Gast, 2004; see Sar, tion) and time-synchronous averaging of 32 cycles, for both
2014, and Dorahy et al., 2014, for recent reviews). For an low- (1 Hz, transient VEP) and high-frequency (10 Hz,
operationalized diagnostic, the Structured Clinical Interview steady-state VEP) square-wave modulation. After a 2-min
for DSM-IV Dissociative Disorders (SCID-D) has proved a recording there was a 5-min break. During this break, the
particularly reliable and valid choice among several screen- switch in visual faculty was evoked by B. T.s therapist
ing instruments and interview strategies (Steinberg, 1994; calling on the desired name (in a balanced sequence: sighted,
Steinberg, Hall, Craig, & Cichitti, 2004; German translation: blind, and sighted). Fixation (within about 2) and blinking,
Gast, Oswald, & Zndorf, 2000). The operationalized as well as absence of squint, were monitored by an additional
DSM-IV criteria by the SCID-D also led to the diagnosis of observer. Measurements were done at around 6 p.m.; B. T.
DID for our patient. was awake, motivated, and relaxed. The psychotherapist was
present at all times.
Therapy and course of treatment
In her fourth year of psychotherapy1to which she always Results
appeared with her guide dogthe patient all of a sudden
recognized a few individual words on the title page of a Results are shown in Figures 1 and 2. The first series of
magazine in one of her adolescent male identity states, right measurements was in a sighted personality state. VEPs were

2015 The Institute of Psychology, Chinese Academy of Sciences and Wiley Publishing Asia Pty Ltd
180 Sight and blindness in the same person

Figure 1. Pattern evoked potentials in a


sighted personality state, with (a) transient,
1-Hz stimulation, and (b) steady-state, 10-Hz
stimulation. Traces are color-coded for better
visibility. EMPF. K. 1 = Sensitivity of Channel
1; fo = Upper cutoff frequency; fu = Lower
cutoff frequency; 50 Hz FILT. AUS/AN =
50-Hz notch filter off/on; KIPPZEIT = Time
per division; ANZAHL AVG = Number
of averages; VERST. = Amplifier; STIM.
FRQ. = Stimulation frequency; ZUFALL
AUS = Random presentation off; SIGNAL
VERZ. = Signal delay; VIS. STIM.
MUSTER = Pattern stimulus; MUSTER =
Pattern; BILD = Stimulus image; LATENZ =
Latency.

reliably repeatable, with amplitudes over 10 V and normal Eulitz, and Schmidt (2011) studied neural mechanisms of
transient latencies of 104106 ms, for both transient (1 Hz) hysterical partial blindness (in two visual-field quadrants)
and steady-state (10 Hz) stimulation (Figure 1a, 1b). In the before and after psychotherapy. The present case is remark-
subsequent blind state, in contrast, reliable VEPs were able because psychogenic blindness was restricted to certain
recorded neither with transient stimulation (1 Hz, Figure 2a) dissociated personality states and could be abolished imme-
at low spatial frequency, nor with steady-state stimulation diately by a switch to an alternate personality. Equally
(10 Hz, Figure 2b) at high spatial frequency. remarkable, however, isafter many years of total blindness
with all signs of an organic originthe sudden onset of partial
Discussion vision, and subsequently the rapid alternation between appar-
ent total blindness and almost normal vision.
Psychogenic loss of conscious visual perception, that is, a loss This capability of a rapid alternation excludes any expla-
without obvious organic defect, was described in the 19th nation based on neural restitution of a central nervous lesion
century by Charcot (1872) and Janet (1893), and by Freud of the visual pathway. Even though plasticity of visual brain
(1910) shortly thereafter (see Stone et al., 2005, for an over- function long after the time of lesion is no longer called into
view). Since we first reported on B. T. (Waldvogel, Ullrich, & question on principle, both spontaneous recovery and
Strasburger, 2007), one other similar case has been reported success of a neuro-rehabilitative training are tedious, tena-
(Bhuvaneswar & Spiegel, 2013). Schoenfeld, Hassa, Hopf, cious processes with ever so small improvements over time

2015 The Institute of Psychology, Chinese Academy of Sciences and Wiley Publishing Asia Pty Ltd
PsyCh Journal 181

Figure 2. Pattern evoked potentials in a


blind personality state, with (a) transient,
1-Hz stimulation, and (b) steady-state, 10-Hz
stimulation. EMPF. K. 1 = Sensitivity of
Channel 1; fo = Upper cutoff frequency;
fu = Lower cutoff frequency; 50 Hz FILT.
AUS/AN = 50-Hz notch filter off/on;
KIPPZEIT = Time per division; ANZAHL
AVG = Number of averages; VERST. =
Amplifier; STIM. FRQ. = Stimulation fre-
quency; ZUFALL AUS = Random presenta-
tion off; SIGNAL VERZ. = Signal delay;
VIS. STIM. MUSTER = Pattern stimulus;
MUSTER = Pattern; BILD = Stimulus image;
LATENZ = Latency.

(e.g., Kasten, Wst, Behrens-Baumann, & Sabel, 1998; nounced ocular dominance. Visual information is also
Poggel, Treutwein, Sabel, & Strasburger, 2015). Spontane- modulatedenhanced or suppressedby spatial selective
ous recovery, moreover, typically happens right after the attention. So brain mechanisms are present that allow modu-
time of lesion (training success, in contrast, seems to be lation of the incoming information, acting on either the
independent of time-after-lesion; Poggel, Mueller, Kasten, & entire visual field or some parts thereof.
Sabel, 2008). A reorganization of synaptic connections after Where in the brain that is happening is the subject of
craniocerebral injury as a basis for the regained eyesight is current research. Likely sites would be the lateral geniculate
thus highly unlikely. Rather, we assume that the craniocere- nucleus of the thalamus (LGN; often referred to as a
bral injury and ensuing temporary impairment of vision gateway to the cortex) or cortical areas. Indeed,
likely acted as a prime for psychogenic blindness. Wunderlich, Schneider, and Kastner (2005) and Haynes,
The phenomenon of a temporary suppression of the affer- Deichmann, and Rees (2005) independently showed eye-
ent neural signal in the healthy human that is reversible at specific modulation of neural activity in the human LGN
any time is more common than it would first appear. Images during binocular rivalry by functional magnetic resonance
of the two eyes that contradict each other temporarily, for imaging (fMRI). Both author groups concluded that the
example, when squinting or with dichoptic stimulation, lead LGN plays a central role in eye-specific dominance and
to a transient, partial or full, suppression of one eyes image. suppression. Wunderlich et al. (2005) suggested that the
A mild suppression occurs already in the case of a pro- LGN may act as an early gatekeeper of visual awareness.

2015 The Institute of Psychology, Chinese Academy of Sciences and Wiley Publishing Asia Pty Ltd
182 Sight and blindness in the same person

A further example for a modulation of the incoming visual critical factor since large stimuli were used (note that larger
information is selective spatial attention (see Carrasco, stimuli do not necessarily lead to a larger P100, probably due
2011; Chalupa & Werner, 2004; Gazzaniga, 1999, for to signal cancellation). Furthermore, the preceding expert
reviews). The concept dates back to the 19th century: investigation that was reported in the case history used infra-
Johannes Mller in 1825 explained that fixation and spatial red fixation control so that imprecise fixation, though cer-
attention can be decoupled and Hermann Helmholtz (1871) tainly present, appears unlikely to be the cause of the absent
showed it experimentally (cf. Strasburger, Rentschler, & VEP. Defocusing (inaccurate accommodation), however, is a
Jttner, 2011). Attentional modulation has been shown to further potential factor that is not reliably visible to an
happen in cortical areas (Hillyard, Vogel, & Luck, 1998; outside observer. In B. T.s everyday life, her pupils seemed
Luck & Hillyard, 1999; Moran & Desimone, 1985), and was somewhat dilated in her blind state, probably due to anxiety
long assumed to be restricted to the cortical level (Mehta, with increased sympathetic activity, which would slightly
Ulbert, & Schroeder, 2000). More recent work, however, has increase the effect of bad accommodation. The normal flash
shown modulation could occur earlier in the pathway. VEP in the very first exam would conform to heavy defocus.
OConnor, Fukui, Pinsk, and Kastner (2002) showed by Such defocusing, however, would need to exceed an esti-
fMRI that LGN activity was increased by attended, and mated 10 dpt for the large check size or would have differ-
decreased by neglected, stimuli. Schneider and Kastner ential effect on high vs. low spatial frequencies, which was
(2009) corroborated and extended these findings. This led not the case. So, except for uncertainties with respect to the
Kastner and Pinsk (2004) and Saalmann and Kastner (2009) role of accommodation, the finding of an absent VEP in the
to suggest that, while neural mechanisms of selective atten- blind state is strong evidence that the incoming neural infor-
tion operate at multiple stages in the visual system, the mation is blocked in some way in the primary pathway, that
earliest of these is the LGN, the role of which is that of an is, in LGN or V1. In particular the spontaneous switching
early gatekeeper in controlling neural gain. The modulatory between stateswithin secondssupports such an interpre-
input to the LGN may come from the pulvinar and the tation. It might be mentioned that the VEP does not require
thalamic reticular nucleus (TRN; Saalmann & Kastner, conscious perception or sustained attention since a VEP can
2009; see also Scolari, Seidl-Rathkopf, & Kastner, 2015), a also be recorded in an anesthetized state (Pang & Bonds,
notion originally proposed by Crick (1984). 1991). Also, the modulation being an effect of hypnosis is
The VEP, both in its clinically customary paradigm with very unlikely: In a study by Spiegel, Cutcomb, Ren, and
checkerboard stimuli or in the paradigm that is more prevail- Pribram (1985), P100 amplitude was reduced but not abol-
ing in basic research with sine wave stimuli of defined spatial ished under hypnosis.
frequency (Strasburger, Murray, & Remky, 1993), has long The time course of B. T.s recovery of vision in her sighted
been considered a reliable indicator of the intactness of the personality states (prior to our examinations) is of interest in
primary, retino-cortical pathway. VEPs are abnormal in the the light of our findings. Recovery seems in some respect to
presence of any lesion along the anterior visual pathway have progressed from higher to lower levels of visual func-
(Behbehani, 2007; Halliday, 1982) and are used forensically tion. B. T. recognized complete words before she recognized
to identify malingering. Area V1, specifically its part within the constituent letters, and as her vision in her seeing states
the calcarine fissure, is widely considered to be the origin of improved, there was a progression from reading large high-
the VEPs early N75 and the prominent P100 component (Di contrast text, to recognizing the colors of words, low contrast
Russo et al., 2005). Classical VEP studies in cases of psy- print, and inverted contrast patterns. Depth perception and
chogenic blindness have hitherto shown normal-pattern vision/motor coordination were still by no means normal in
VEPs (Altenmller, Diener, & Dichgans, 1989; Halliday, the seeing statesthe patient often bumped into objects or
1982). So, alternative reasons for the absent or very low VEP missed an object when reaching for it. The recovery pattern
in our case need to be considered. The most common behav- for reading is commensurate with research showing that
ioral conditions that can typically attenuate electrophysi- letter recognition is neither necessary nor sufficient for word
ological visually evoked responses, notably inadequate recognition (Kennedy, Radach, Heller, & Pynte, 2000). Rec-
compliance and vigilance and eccentric fixation, were not ognizing single letters is mostly a task of pattern recognition
apparent with B. T. as assessed by an outside observer. (cf. Strasburger et al., 2011) whereas word recognition
Another likely source, insufficient fixation, is not an overly involves language skills (cf. Nazir & Huckauf, 2008).

2015 The Institute of Psychology, Chinese Academy of Sciences and Wiley Publishing Asia Pty Ltd
PsyCh Journal 183

In addition to its implications for the brains ability to Dorothe Poggel, Peter Dechent, Richard Fendrich, and
control the inflow of visual information, the present case Torsten Wstenberg for comments on, and contributions to,
bears on discussions of the ontology of DIDs. In the litera- a related manuscript (in preparation) on fMRI results for the
ture on consciousness and the nature of the self, DID has same patient. Michael Bach pointed out the possible involve-
been taken as important evidence for the formulation of a ment of visual accommodation.
scientific theory of the self (Humphrey & Dennett, 1989;
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