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ISSN: 1751-8423 (print), 1751-8431 (electronic)
ORIGINAL ARTICLE
University of Oklahoma Health Sciences Center, Oklahoma City, OK, USA, 5Department of Physical Therapy, Mercer University, Atlanta, GA, USA,
and 6Programs in Physical Therapy and Rehabilitation Sciences, Drexel University, Philadelphia, PA, USA
Abstract Keywords
Objectives: Validity of the Early Clinical Assessment of Balance (ECAB), to monitor postural Balance, cerebral palsy, measurement,
stability in children with cerebral palsy (CP), was evaluated. preschool children, validity
Methods: 410 children with CP, 1.5 to 5 years old, participated. Physical therapists scored
children on the Movement Assessment of Infants Automatic Reactions section and Pediatric History
Balance Scale. Through consensus, researchers selected items from both measures to create the
ECAB. Content and construct validity were examined through item correlations, comparison of Received 29 May 2013
ECAB scores among motor ability, age and gender groups and correlations with the Gross Revised 17 July 2013
Accepted 18 July 2013
For personal use only.
items related to balance ability development, making it We hypothesized that internal consistency would be
potentially unresponsive to small changes in functional 0.80, indicating that items are measuring similar types
balance [17]. The MAI [18] has one section (Automatic of balance behaviors.
Reactions section) devoted to equilibrium development, (2) Does the ECAB demonstrate construct validity?
which offers a detailed and systematic way to examine and (a) Using a known groups method:
monitor emerging balance ability of the head and trunk in (i) Do ECAB scores differ among children with CP
supine, prone and sitting. Psychometrics on the MAI have by GMFCS level? We hypothesized that ECAB
been completed in infants with positive results (inter-rater scores would differ based on childrens GMFCS
reliability r 0.72, testretest reliability r 0.76, significant level; children with higher gross motor function
predictive validity for early MAI to assessment 12 years would demonstrate higher ECAB scores demon-
later) [2224] but have not been completed on young children strating better balance ability.
with CP or on the Automatic Reactions Section. Our (ii) Do ECAB scores differ among children with CP
assumption, however, was that these items were clearly by age? We hypothesized that older children
written and could conceivably be measured reliably. would have higher ECAB scores than younger
The PRT assesses the distance a child can reach from a children (children older than 42 months4chil-
sitting and/or standing posture [19] and was developed so it dren 3142 months4children less than 31
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could be used with children with CP across all GMFCS levels. months).
However, it is limited to a measurement of balance due to an (iii) Do ECAB scores differ among children with CP
internal perturbation (reaching) and does not encompass by gender? While the conclusion by many is that
balance in response to external perturbations (reactive postural postural control matures earlier in girls than in
adjustments) or sensory perturbations (altered vision or support boys in typically developing children younger
surface). The PBS [20], adapted from the Berg Balance Scale than 10 years [2832], we could find no research
(BBS) [25], includes static, dynamic and anticipatory balance that had examined this within young children with
items that are considered integral parts of everyday functional CP. We therefore hypothesized that there would
tasks. The PBS presents as a more comprehensive postural be no differences between boys and girls.
stability test for childrens sitting and standing balance. (b) Does the ECAB correlate with the Gross Motor
Reliability was found to be high (inter-rater ICC 0.997; Function Measure 66 basal & ceiling version
For personal use only.
testretest ICC 0.998) in a mixed group of children with mild (GMFM-66-B&C) [33] in children with CP? We
to moderate motor impairments, many of whom had a hypothesized correlations of moderate to high
diagnosis of CP [20]. Validity has been demonstrated via magnitude (r 0.600.80) between ECAB and
verification of increased scores as children age and differences GMFM-66-B&C scores, given that the GMFM-
in scores of children with and without disability [26]. 66-B&C reports on overall gross motor activity, not
Based on our review, we did not find one measure that just balance ability, but does include assessment of
adequately examined balance for head control through body pre-sitting to standing gross motor movements.
control during static (prone, sitting, standing) and dynamic
(moving while sitting and standing) activities. Therefore,
within the Move & PLAY study, we collected data using Methods
several balance measures. We chose to use the items and Design
scoring mechanism within the Automatic Reactions section of
For content validity, an informal consensus process and a
the MAI to measure balance ability within the head and trunk
correlation design was employed. To evaluate construct
during lying and sitting in children with CP who had limited
validity of the ECAB, a known groups and correlation
functional movement (GMFCS levels IIIV) and we used the
design was used [34].
PBS to measure balance during more challenging sitting and
standing activities in children with CP who had greater
Participants
functional movement ability (GMFCS levels I and II and
potentially III). Our research team combined items from the A convenience sample of 410 children with CP who
two measures to represent the continuum of balance ability participated in the Move & PLAY study across all GMFCS
from head control in prone and supported sitting to whole body levels, age 1.55 years, was recruited through therapist
control in standing while moving through space to create the referral and word of mouth from four regions across the
Early Clinical Assessment of Balance (ECAB). The ECAB is a United States (Greater Seattle, WA; Greater Philadelphia, PA;
13-item test that estimates postural stability and is intended for Greater Oklahoma City, OK; Greater Atlanta, GA) and six
children with CP across all levels of functional ability. Ease of provinces across Canada (British Columbia, Saskatchewan,
administration in clinical practice and low burden on the child Manitoba, Ontario, Nova Scotia, and Newfoundland and
were high priorities during the creation of the test. Labrador). Institutional Review Boards at all participating
The purpose of this study was to describe the creation of the institutions approved the study. Parents provided informed
ECAB and our examination of content and construct validity consent for their childrens participation in the study.
[27] within our Move & PLAY sample of young children with The children included 231 boys and 179 girls (mean age
CP. The primary research questions and our hypotheses were: 38 mo, SD 11 mo): 9 children with monoplegia, 90 with
(1) Does the ECAB have content validity (internal consist- hemiplegia, 97 with diplegia, 24 with triplegia, and 188 with
ency of test items)? quadriplegia, (n 2 unclassified). For age comparisons, the
DOI: 10.3109/17518423.2013.827755 Early Clinical Assessment of Balance for children with CP 3
Table I. Characteristics of children participating in the study.
children were divided into three age groups:531 months; 31 appropriate to reduce the burden of testing on the children and
42 months; 442 months. These age divisions were chosen to because our sample age matched previous research that
divide the sample into three relatively equal groups of 2 validated this procedure [33]. The GMFM-66-B&C is based
years old, 3 years old and 45 years old. Table I on sequencing the 66 items in terms of difficulty level,
summarizes the characteristics of the children who partici- established using Rasch analysis [36]. The 66 items are the
pated in the study. same as the GMFM-66, in which each item is graded on a 4-
point ordinal scale (from 0 does not initiate to 3
Instrumentation completes). Using the basal and ceiling version of the
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Gross Motor Function Classification System (GMFCS) GMFM, therapists can obtain a very accurate estimate of the
GMFM-66 score with as few as 15 items. An adapted score
The GMFCS is a 5-level system used to classify children with sheet provides an entry point for testing children based on
CP on present abilities and limitations in motor function with their GMFCS level and age, and therapists need to score items
emphasis on sitting and walking [14]. The GMFCS has that fall between a basal level of three consecutive scores of
evidence of reliability and validity [14, 15] and has been used 3 and a ceiling of three consecutive scores of 0. The
in many studies [16]. second version of the Gross Motor Ability Estimator (GMAE)
is used to calculate a GMFM-66 score using the basal and
Movement Assessment of Infants Automatic Reactions
ceiling approach (available at www.canchild.ca search
section (MAI-AR) GMAE-2 for a free download of the software). Concurrent
validity is supported with strong correlations between the
For personal use only.
Construction of the Early Clinical Assessment of Balance retained included: (1) two sitting items: one static sitting item
(ECAB) (bench-sitting), one dynamic sitting item (movement from sit
to stand), (2) two static standing items: one with decreased
After collection of the MAI and PBS data, we reviewed the
sensory information (balance in standing with feet together
eight items from the MAI and 14 items from the PBS in order
and with eyes closed) and (3) two dynamic standing items
to merge the items into one comprehensive test of balance, the
requiring anticipatory postural control (turning 360 degrees
ECAB. Consensus between two researchers (SWM, DJB:
and tapping alternate feet on a 600 step).
pediatric physical therapists with greater than 30 years
We hypothesized that the MAI and PBS items could be
experience) and approval of the Move & PLAY study team
merged together as an overall measure of the developmental
was conducted to: (1) reduce clinician and respondent burden
progression of postural stability, given that the MAI items we
by decreasing the number of items, (2) maintain items which
selected test early postural stability via reactive and antici-
measured postural stability due to internal, external and
patory head stability and trunk stability in floor sitting while
sensory perturbations and (3) cover balance of the childs
the PBS items we selected test anticipatory postural stability
head, trunk in sitting and overall body in standing to allow
starting with bench sitting, then transfers and static and
measurement of all functional levels among children with CP.
dynamic standing. One external verification of our merging
Seven items from the MAI and six from the PBS were
assumption comes from examination of the mean difficulty
retained for the ECAB. (Table II lists the test items.) One item
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all groupings (GMFCS levels, age groups and gender groups) Content validity
except one (ECAB score for GMFCS level II). Given this, and
All bivariate correlations between test items were statistically
the fact that the ECAB items are scored on ordinal scales, the
significant (p50.001) and varied in magnitude from
decision was made to use non-parametric statistics. The alpha
rs 0.320.94 (Table VI). Cronbachs alpha was 0.92,
value used for all analyses was 0.05.
indicating statistically, a high overall internal item
Content validity was analyzed by examining the bivariate
consistency.
Spearman correlations between test items and Cronbachs
alpha to determine overall internal consistency. Construct Construct validity (known groups method)
validity was first analyzed using the known groups method.
KruskalWallis ANOVA tests were used to determine if For comparisons among GMFCS levels, KruskalWallis
ECAB scores differed among the five GMFCS levels and ANOVA results were statistically significant (Chi-square
among the three age groups of children. Post-hoc comparisons 365.11, p50.001) (Figure 1 and Table III). Mann
between GMFCS levels and age groups were performed using Whitney U pairwise analyses indicated that median ECAB
MannWhitney U tests. Differences between the ECAB scores differed significantly among children in all GMFCS
scores among girls and boys were analyzed using the levels (p50.001). Children with GMFCS level I had the
MannWhitney U test. As a second test of construct validity, highest median ECAB score, while children in level V had the
lowest median score.
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Table III. Summary of scores on the Early Clinical Assessment of Balance for children with cerebral palsy across gross motor function classification
levels.
GMFCS Gross Motor Function Classification System; CP cerebral palsy; SD standard deviation.
Table IV. Summary of scores for the Early Clinical Assessment of Balance for children with cerebral palsy grouped by age.
GMFCS level
Age
I II III IV V ALL
1831 Months
Mean score (SD) 61.4 (13.5) 43.9 (3.7) 26.0 (8.8) 16.9 (5.4) 7.5 (5.6) 31.7 (22.2)
Median 58.5 43.5 27.5 16.0 5.0 27.5
(min/max) (43.5/92.0) (39.0/53.0) (12.0/46.5) (6.0/28.0) (1.0/21.0) (1/92)
(n) (28) (22) (13) (28) (25) (116)
3242 Months
Mean score (SD) 81.0 (14.2) 45.4 (3.9) 32.9 (5.7) 16.1 (4.4) 8.1 (5.0) 44.1 (32.0)
Median 85.8 45.5 33.0 17.0 8.0 40.0
(min/max) (46.5/100) (37.5/52.5) (22.5/41.5) (5.0/23.0) (0/20.0) (0/100)
(n) (48) (16) (21) (12) (34) (131)
4360 Months
Mean score (SD) 88.4 (13.9) 54.2 (12.3) 35.6 (7.9) 18.4 (7.3) 7.9 (5.9) 46.9 (36.2)
Median 95.0 53.0 36.0 19.0 7.0 36.0
(min/max) (46/100) (40.5/83) (23.0/54.0) (8.0/34.0) (0/24.0) (0/100)
(n) (62) (11) (17) (36) (37) (163)
Difference among age groups 1831 months to 3242 months: p 0.01
1831 months to 4360 months: p 0.006
3242 months to 4360 months: p 0.51
Table V. Summary of scores on the Early Clinical Assessment of Balance for children with cerebral palsy grouped by gender.
GMFCS levels
Gender I II III IV V All
Boys
Mean score (SD) 78.7 (17.3) 45.4 (4.7) 31.9 (8.5) 16.3 (6.2) 8.3 (5.5) 40.3 (31.1)
Median (min/max) 84.0 (43.5/100) 43.5 (37.5/58.0) 31.75 (12.0/54.0) 15.0 (5.0/34.0) 8.0 (0/21.0) 34.5 (0/100)
(n) (75) (31) (26) (45) (54) (231)
Girls
Mean score (SD) 82.3 (17.0) 49.0 (11.0) 32.1 (7.8) 19.2 (5.9) 7.4 (5.4) 43.4 (33.1)
Median (min/max) 88.0 (43.5/100) 46.25 (39.0/83.0) 30.5 (16.0/49.0) 19.0 (10.0/34.0) 6.5 (0/24.0) 34.0 (0/100)
(n) (63) (18) (25) (31) (42) (179)
Difference between gender groups p 0.41
1 4 5 6 7
Test items 2 3 8 9 10 11 12 13
Side tested* L R L R L R L R L R
1L 1.0
1R 0.90 1.0
2 0.77 0.79 1.0
3 0.78 0.78 0.73 1.0
4L 0.77 0.77 0.73 0.67 1.0
4R 0.76 0.77 0.74 0.68 0.95 1.0
5L 0.84 0.84 0.76 0.74 0.83 0.83 1.0
5R 0.81 0.82 0.77 0.72 0.83 0.85 0.94 1.0
6L 0.80 0.81 0.76 0.71 0.83 0.83 0.89 0.87 1.0
6R 0.74 0.77 0.76 0.68 0.80 0.83 0.88 0.89 0.91 1.0
For personal use only.
7L 0.72 0.74 0.69 0.62 0.83 0.83 0.87 0.87 0.87 0.86 1.0
7R 0.70 0.72 0.70 0.61 0.83 0.84 0.86 0.87 0.85 0.89 0.98 1.0
8 0.72 0.73 0.70 0.63 0.79 0.79 0.84 0.83 0.86 0.86 0.87 0.88 1.0
9 0.64 0.65 0.63 0.56 0.75 0.75 0.77 0.79 0.79 0.79 0.85 0.86 0.86 1.0
10 0.50 0.51 0.50 0.44 0.61 0.61 0.64 0.65 0.63 0.65 0.73 0.73 0.73 0.86 1.0
11 0.38 0.38 0.37 0.32 0.45 0.45 0.47 0.48 0.47 0.48 0.55 0.55 0.53 0.66 0.79 1.0
12 0.48 0.49 0.46 0.41 0.58 0.58 0.60 0.62 0.60 0.61 0.69 0.70 0.68 0.82 0.89 0.78 1.0
13 0.37 0.37 0.37 0.32 0.44 0.44 0.46 0.47 0.46 0.47 0.53 0.56 0.52 0.65 0.78 0.82 0.78 1.0
Discussion 20.00
Content validity
Content validity was supported by the high internal consist- .00
ency of the items. The bivariate correlations indicate that level I level II level III level IV level V
while all items were significantly related, there were differ- GMFCS level
ences in the magnitude of the relationships between individ-
ual items. The lowest correlations were between the first four Figure 1. Boxplots of the ECAB total scores plotted across GMFCS
levels of the children with CP are presented. The boxes represent the
items (head control laterally to right and left and in flexion 2575th percentile with the median indicated by the dark line within the
and extension) and the last two items (turning 360 degree in box. The high and low scores are indicated by the lines extending
standing and alternate toe tapping on a step). We suggest this from the boxes, with outliers noted by small circles, and extreme outliers
by stars.
supports that the items cover different aspects of postural
stability.
DOI: 10.3109/17518423.2013.827755 Early Clinical Assessment of Balance for children with CP 7
Construct validity 46 years) may yield similar age differences on the ECAB.
Alternatively, improvement in postural stability behaviors in
The ECAB was significantly different across gross motor
children with CP has been shown to take longer to develop [1,
function levels of children with CP, which provides evidence
10, 40, 41], which may be affecting our age differences results
of the construct validity of the test. As gross motor function
as compared to those from children with typical development.
increased, balance ability increased. Children with the highest
Although research on children with typical development
motor ability, GMFCS level I, had the highest balance ability
shows gender differences in young children [2832], we could
among children with CP; on average their scores were 72%
not find reports of gender differences in balance in young
higher than the scores for children in GMFCS level II. This
children with CP. Therefore, we hypothesized that there would
finding, that children in GMFCS level I stand apart compared
not be a significant difference in ECAB scores between the
to children with CP in other GMFCS levels, is consistent with
young boys and girls in our study. Our results substantiated
previous research in older children on participation in leisure
this hypothesis. It is interesting to note, however, that for
and recreation activities and impairments [37]. However, it
every GMFCS level except level V, girls mean scores were
should be noted that children in level I also had the highest
higher than boys.
variability in their balance scores, in part due to age
The correlation between ECAB (a measure of body
variability within the sample.
functions) and GMFM-66-B&C (a measure of gross motor
We hypothesized that ECAB scores of children with
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with cerebral palsy exhibit greater and more postural sway than
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