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Journal of Science and Medicine in Sport 14 (2011) 541546

Original research

Isokinetic dynamometry applied to shoulder rotators Velocity


limitations in eccentric evaluations
Gisele G. Zanca, Ana B. Oliveira, Michele F. Saccol, Stela M. Mattiello-Rosa
Department of Physical Therapy, Federal University of So Carlos, So Carlos, SP, Brazil
Received 11 November 2010; received in revised form 20 April 2011; accepted 5 May 2011

Abstract
The objectives of this study were to evaluate if collegiate overhead athletes, with and without shoulder pain, and non-athletes could reach
a preset velocity in internal and external shoulder rotation isokinetic evaluations; and to evaluate the correlation between torque and velocity.
Controlled laboratory study, cross-sectional. Evaluations were performed using the isokinetic dynamometer Biodex System 3. Participants
were assessed seated, with the arm at 90 of shoulder abduction and 90 of elbow flexion, from neutral rotation to 90 of external rotation.
Five maximal contractions of isokinetic concentric and reactive eccentric internal and external rotation were performed at the velocities
90 /s, 180 /s and 240 /s. Data were processed with using MatLab. Most participants did not reach the isokinetic phase during eccentric tests
at 180 /s and 240 /s, particularly in the external rotators evaluation. High correlations between torque and velocity of eccentric tests were
found. The groups presented no differences in maximal velocity attained in trials which preset velocity was not reached. These results call
into question the use of reactive eccentric tests at velocities higher than 180 /s for the isokinetic evaluation of shoulder external rotators in
collegiate overhead athletes and non-athletes in this specific position. In such cases, careful evaluation of the velocity is recommended to
determine if the isokinetic phase was reached.
2011 Sports Medicine Australia. Published by Elsevier Ltd. All rights reserved.

Keywords: Athlete; Muscle strength; Shoulder joint; Torque

1. Introduction Even for athletes, the use of high velocities to evaluate


muscle performance seems to be questionable. Alfredson
Isokinetic evaluation is a widely used tool for studying et al.8 did not use velocities greater than 180 /s in the concen-
the shoulder muscle performance of healthy and injured over- tric mode to evaluate female volleyball players and sedentary
head athletes.13 Considering that high velocities are reached women because participants from both groups were not able
during the throw, the greatest velocities available in isoki- to perform the test. Mullaney and McHugh9 have used 120 /s
netic dynamometers are used to evaluate internal and external to evaluate non-athletes because they were unable to reach
rotation of the shoulder.46 peak torque during the isokinetic phase at 180 /s. Both studies
The mechanical reliability and validity of the isokinetic have used the seated position, 90 of shoulder abduction and
dynamometer Biodex System 3, in concentric mode, were 90 of elbow flexion (90/90 position),8,9 which has been rec-
evaluated by Drouin et al.,7 who observed that, during tests ommended because it approximates the throwing position.10
with angular velocity of 300 /s or more, the preset velocity It seems coherent that the torque used for isokinetic evalua-
was not reached. The authors questioned whether the torque tion of muscle performance be restrict to the isokinetic phase
applied during a relatively short range of motion (ROM) was of the movement evaluated. According to Handel et al.,11
sufficient for attaining the higher selected velocities.7 torque generated beyond this phase is subject to acceler-
ation artifacts and thus may not reliably represent muscle
performance.
Corresponding author. Our group has been evaluating athletes with and without
E-mail address: stela@ufscar.br (S.M. Mattiello-Rosa). shoulder pain using isokinetic dynamometry, emphasizing

1440-2440/$ see front matter 2011 Sports Medicine Australia. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.jsams.2011.05.002
542 G.G. Zanca et al. / Journal of Science and Medicine in Sport 14 (2011) 541546

shoulder internal and external rotation. In order to reproduce Shoulder internal and external rotation torque was eval-
throwing movement, it has been recommended the use of high uated through a ROM of 90 , from neutral rotation to 90
velocities, and we have noticed that participants have diffi- of external rotation, at three angular velocities: 90 /s, 180 /s
culties reaching these speeds. In such cases, the analysis of and 240 /s. For familiarization, the participants performed
torque data without simultaneous examination of the veloc- three submaximal repetitions at each velocity and mode.
ity could lead to evaluation of a torque produced beyond the After 1 min of rest, five maximal reciprocal repetitions were
isokinetic phase, which would compromise the principles of performed, and the participants received standardized verbal
the test. encouragement to develop maximal strength in all con-
Due to the importance of considering the isokinetic phase tractions. The concentric tests were carried out before the
in the evaluation of muscle performance and to the difficulty eccentric tests4 in ascending order of velocity.16 Two minutes
of individuals in reaching high velocities, this study proposes of rest were allowed between each velocity. The torque limit
to analyze isokinetic evaluation data with respect to velocity. for the eccentric reactive mode was adjusted for each vol-
Therefore, the objectives were (1) to determine if collegiate unteer. The concentric peak torque was used as reference by
overhead athletes, with and without shoulder pain, and non- adding, in general, from 40 to 60 Nm to this value, according
athletes could reach a preset velocity in isokinetic evaluations to their response to the familiarization trials.
of shoulder internal and external rotation in 90/90 position; Data from the isokinetic tests were exported and processed
(2) to evaluate the correlation between torque and velocity in using MatLab (version 7.0.1, MathWorks Inc., Natick, MA,
eccentric tests. USA). Velocity, torque, and temporal axis data were utilized.
An analysis was carried out to verify if the preset velocity had
been reached in each trial, considering a 2% margin of error.
2. Methods Although the accuracy for velocity is given as 1 /s, a detailed
analysis of the velocity recordings showed that there is an
Fifty-one male collegiate overhead athletes (hand- error of 2% identified when comparing periods of plateau
ball, baseball, volleyball and water polo players), were and the preset velocity.
evaluated and divided into two groups: athletes with When the preset velocity was reached (successful trials),
shoulder pain (GAP; n = 21; 21.6 2.1 years; 176 8 cm; the period in which it was maintained (isokinetic phase) was
77.5 11.7 kg; 7.33 4.23 years practicing sports), and identified. The trial with the longest isokinetic phase was con-
asymptomatic athletes (GAA; n = 30; 21.7 2.7 years; sidered as the best trial. In the cases that the preset velocity
178 9 cm; 76.2 11.9 kg; 7.27 4.21 years practicing was not reached in any of the five repetitions, the trial that
sports). The inclusion criteria for the GAP were complaints of attained the highest angular velocity was considered the best
pain during the throw, and at least two positive tests of the fol- trial. Finally, a cross-correlation analysis was applied to ver-
lowing ones, for pain criterion: apprehension,12 relocation,12 ify the coherence and phasic relationships between torque
Neer,13 Hawkins and Kennedy14 and Jobe and Moynes.15 and velocity in eccentric evaluations.
We also evaluated 18 non-athletes (GNA; 22.4 2.5 years; Statistical analysis was carried out with SigmaPlot for
175 6 cm; 77.9 12.2 kg) who had no previous history of Windows (version 11.0, Systat Software Inc., Chicago, IL,
injury to the neck or shoulder. The study excluded individ- USA). The ShapiroWilks test showed that data were non-
uals with generalized joint laxity, previous neck or shoulder normal distributed. The KruskalWallis test was used for
surgery or systemic diseases. This study was approved by group comparisons of maximum velocity in repetitions where
the Ethics Committee of the University, all participants gave the preset velocity was not reached. When its prerequisites
their written and informed consent agreement to participate, were met, the Chi-square test was used to compare the num-
and the rights of volunteers were protected. ber of participants who did or did not reach the test velocity
The evaluations were carried out using the isokinetic among the groups. Significance was set at 5% for all analyses.
dynamometer Biodex Multi-Joint System 3 (Biodex Med-
ical System Inc., NY, USA) and recorded at 100 Hz. The
dynamometer calibration was checked before every evalua- 3. Results
tion session. For isokinetic concentric mode was used cushion
at 1, and for eccentric reactive mode, at 4. All participants reached the preset velocities in the five
The evaluations were preceded by a warm-up based on repetitions during the concentric test as well as in the eccen-
active-free shoulder movements. The participants were evalu- tric test at 90 /s (Fig. 1). However, in the eccentric tests at
ated in seated position while secured with pelvic and diagonal 180 /s and 240 /s, a large number of participants from the
straps for trunk stabilization. The dominant arm (throw- three groups did not reach the isokinetic phase, particularly
ing arm) was positioned at 90 of shoulder abduction and during the evaluation of shoulder external rotators (Fig. 1C).
90 of elbow flexion. The olecranon was aligned with the In the eccentric test of internal rotators at 180 /s, 4.8%
dynamometers mechanical axis of rotation. Gravity correc- of the participants from the GAP did not reach the preset
tion was performed with the arm relaxed at 90 of shoulder velocity in any trial, and at 240 /s, 23.8% of the GAP, 13.3%
abduction, in neutral rotation. of the GAA, and 5.6% of the GNA did not reach it. In the
G.G. Zanca et al. / Journal of Science and Medicine in Sport 14 (2011) 541546 543

Fig. 1. Maximum velocity reached by the subjects from the groups of athletes with shoulder pain (GAP), asymptomatic athletes (GAA) and non-athletes
(GNA), in their best trial, for each of the test velocities (90 /s, 180 /s and 240 /s), for concentric (A) and eccentric (C) shoulder external rotation, and concentric
(B) and eccentric (D) shoulder internal rotation.

eccentric test of external rotators at 180 /s, 19% of the GAP (mean standard deviation of phase offset) for internal
and 20% of the GAA did not reach the preset velocity in any and external rotations were, respectively, 0.97 0.02
of the trials, while at 240 /s, 66.7% of the GAP, 73.3% of (0.07 0.05 s) and 0.95 0.03 (0.07 0.06 s) at
the GAA, and 44.4% of the GNA did not reach the isokinetic 90 /s; 0.93 0.03 (0.10 0.04 s) and 0.88 0.10
phase. For this last condition, the numbers of participants who (0.09 0.10 s) at 180 /s; and 0.91 0.04 (0.10 0.04 s)
reached or did not reach the preset velocity were compared and 0.89 0.04 (0.08 0.04 s) at 240 /s.
among groups. The Chi-square test revealed no intergroup
differences (p > 0.05).
The above data refers to the participants who did not reach 4. Discussion
the preset velocity in any of the five trials. When the perfor-
mance of the participants who reached the preset velocity was The results demonstrated that higher velocities were not
evaluated, we observe that a large percentage did not reach always reached during eccentric tests, in all evaluated groups.
the isokinetic phase in all trials (Fig. 2). Once again, difficulty This behavior was not observed in the concentric tests, at
was observed mainly in the eccentric test of external rotators any evaluated velocity, or in the eccentric test at 90 /s. The
at 240 /s. velocity 240 /s was not reached in most eccentric tests of
There was no intergroup difference in the maximum veloc- external rotators. If we consider only the number of successful
ity reached during the trials where the isokinetic phase was trials, the performance was even worse. Only six participants
not reached (Table 1). out of a total of 69 reached 240 /s in the five repetitions of
High correlations17 were found between torque and the eccentric test of external rotators. The high correlations
velocity in eccentric tests, and phase offset was consistent. between torque and velocity were found with a mean phase
The mean standard deviation of maximal correlations offset of 0.070.10 s, demonstrating the delay between torque
544 G.G. Zanca et al. / Journal of Science and Medicine in Sport 14 (2011) 541546

Fig. 2. Number of successful trials performed by participants from the groups of athletes with shoulder pain (GAP), asymptomatic athletes (GAA) and
non-athletes (GNA) in the eccentric tests of shoulder external (A) and internal (B) rotation, at 180 /s and 240 /s.

generation and the velocity response. This result suggests that muscles. This steady base could benefit the lengthtension
the inefficiency in reaching the preset velocity may be related relation of these muscles, particularly the external rotators,
to the participants difficulty in generating torque. considering that all of them are attached to the scapula. This
Our results are different from others that used the angular could partially explain the evaluated participants difficulty
velocity of 300 /s.46 A possible explanation for these con- in generating torque sufficient to reach high velocities during
flicting findings could be the population studied, since we eccentric tests of the external rotators in seated position. The
evaluated collegiate overhead athletes from several sports, lesser difficulty observed in the eccentric tests of the internal
while others have evaluated elite handball players6 and col- rotators could be related to the activity of the muscles that
legiate pitchers.5 Considering the sport level and the more are not attached to the scapula, such as latissimus dorsi and
specific training of the pitchers to throw at high velocities, the pectoralis major. While external rotators depend on scapu-
population from these studies could be a factor that has influ- lar stabilization for better performance, internal rotators do
enced the different findings. However, Noffal4 has evaluated not totally depend on this factor. Therefore, the good per-
collegiate baseball players (no pitchers) and college students formance of external rotators in a seated position would be
that did not participate in throwing sports. Therefore, the dif- associated with efficient performance of the serratus anterior
ferences found between our study and the previous ones seem for scapular stabilization,18 which could have happened to
to be related mainly to the position of the participants during the participants who reached the preset velocity.
the test (seated versus supine), and/or to the ROM (90 versus By contrasting our results with other studies in the liter-
120/150 ). These hypotheses are reinforced considering that ature, it may seem advantageous to use the supine position
both studies8,9 which reported that their participants could in the isokinetic evaluation of shoulder internal and external
not reach velocities of 180 /s or higher have used the same rotators. However, it can be considered less functional, par-
position and ROM of our study. ticularly when evaluating the throwing movement. The effect
Scapular stabilization depends more on muscle activity in of individual positioning on the isokinetic evaluation of the
the seated position than in the supine position, when the body shoulder rotator muscles needs further investigation.
weight contributes to the stabilization of the scapula, result- Another factor that could have contributed to reduced
ing in a steady base for the activity of the shoulder rotator eccentric performance of the external rotators is arm position.

Table 1
Maximum velocity reached during repetitions which the isokinetic phase was not reached in eccentric tests at 180 /s and 240 /s by the groups of athletes with
shoulder pain (GAP), asymptomatic athletes (GAA) and non-athletes (GNA).
GAP GAA GNA p Value
IR 180 /s 136.8 (16.7173.5) 149.0 (85.1175.5) 166.7 (166.3171.0) 0.23
ER 180 /s 155.7 (42.6169.7) 142.7 (98.4172.5) 168.7 (100.6174.2) 0.17
IR 240 /s 197.3 (114.7232.9) 196.7 (109.5233.6) 214.1 (163.4231.0) 0.67
ER 240 /s 181.2 (101.4218.6) 184.7 (95.5234.8) 199.0 (141.6232.9) 0.13
ER, external rotation; IR, internal rotation.
Data are median (minimummaximum).
G.G. Zanca et al. / Journal of Science and Medicine in Sport 14 (2011) 541546 545

Because the starting point for the humerus is the end ROM of high velocities we have considered safer to use the reactive
external rotation, there can be a deficit in the external rotator mode instead of passive one. At the passive mode, the sub-
muscles activity, because they are shorted, which could com- ject could not produce sufficient torque, and consequently
promise the length/tension relation. Therefore, these muscles shoulder structures could be damaged.
would be less capable of generating torque and, consequently, It was expected that athletes would present less difficult
of accelerating the dynamometer shaft up to greater veloci- during the tests at high velocities than non-athletes as an
ties. adaptation to throwing performance, since the external rotator
The ROM used to test the shoulder rotators also muscles act eccentrically to decelerate the humerus at the end
could interfere in the maximum velocity reached. Previous of the throw, which happens at high velocities.19 However,
studies46 used ROM of 120 and 150 , while the ROM in despite the overhead sports experience of GAP and GAA,
the present study was limited to 90 , the same of other studies the three groups had the same difficulty in reaching greater
that reported similar difficulties.8,9 We selected this ROM in velocities in the eccentric test. The literature shows that over-
order to avoid the symptoms in athletes with shoulder pain head athletes present, as an adaptation to training, an increase
during an excessive ROM of internal rotation. It could be in the strength of internal rotators without a concomitant
suggested that if there had been a greater ROM to allow gain of strength of external rotators.20 It has been suggested
for torque development, the participants could have reached that this adaptation could contribute to a better throwing
240 /s with less difficulty. However, considering that all par- performance.4 Moreover, the high velocities reached during
ticipants reached the preset velocity in the concentric tests a throw are a summation of numerous joint movements and
and in most repetitions of the eccentric evaluations of internal muscular forces21 that are very difficult to reproduce in the
rotators, the ROM does not seem to have been a determin- evaluation of an isolated movement. Concerning the athletes
ing factor for these results. Therefore, the hypothesis that the with shoulder pain, all of them have maintained a regular
position of the individual interferes with their performance is routine of sports training, despite of shoulder pain. It is pos-
reinforced. sible that this level of shoulder pain, which allows continuing
Some dynamometer settings could also have potentially training, did not affect the ability to reach high velocities dur-
affected the participants performance. The end stop cush- ing isokinetic evaluations, or that the regular sports practice
ion regulates the point at the deceleration starts. The higher have conserved this skill.
the cushion the shorter the amount of time spent at preset The difficulty of athletes as much as non-athletes during
velocity. We used cushion set at 1 for isokinetic concentric the eccentric tests at 180 /s or higher, particularly for exter-
mode, which is recommended by the equipment manual for nal rotation, highlights the need for careful use of this type
testing protocols. In the eccentric tests, a softer cushion, at of evaluation. Considering that torque used to analyze mus-
4, was selected in order to avoid a hard end of motion, con- cle performance should refer to the isokinetic phase of the
sidered uncomfortable by participants with symptoms during movement, the simultaneous analysis of velocity and torque
the preliminary testing, mainly around 90 of external rota- data is recommended.
tion. It is possible that with a harder cushion, the participants The results point to the need for new studies investigating
could have had more time to reach the preset velocity. On the methodological aspects of isokinetic tests at high veloc-
the other hand, if the participants had experienced pain dur- ities, in order to increase our understanding of the effects of
ing the isokinetic evaluation, the strength production could position, ROM and number of successful trials performed on
be affected and the ability to reach the preset velocity would a test. Such understanding would contribute to the develop-
be even more compromised. Moreover, cushioning was the ment of procedures that ensure a more accurate evaluation of
same for internal and external rotations, but the difficulty was isokinetic peak torque. Furthermore, dynamometer settings,
found mainly for external rotation. like cushioning and torque limit, and the mode used should
Another adjustable setting in reactive eccentric mode is the be reported in the studies in order to guarantee the repro-
torque limit, which determines a value that, if is exceeded, ducibility of the methods and to allow adequate comparisons
the dynamometer shaft stops rotating. To initiate the move- between studies.
ment, subject needs to meet a torque threshold of 10% torque
limit. To our knowledge, there is no standardized procedure
to determine this parameter; therefore, we have used the peak 5. Conclusion
torque in concentric tests as reference. In general, it was
added from 40 to 60 Nm in peak torque of reference to deter- The evaluation of eccentric torque of shoulder rotation
mine the torque limit. This value was also adjusted according at high velocities in the position 90/90, in collegiate over-
difficulties on familiarization trials. head athletes with and without pain and in non-athletes,
Previous studies that evaluated eccentric shoulder rota- should be used carefully, particularly for the external rota-
tions at high velocities did not state which mode was used.46 tors. The high correlations found between torque and velocity
It is possible that the passive mode had been used, which guar- demonstrated that this problem is related to the difficulty in
antees that the preset velocity is reached, since it is under generating torque with the external rotators in this specific
complete control of the machine. Nevertheless, when using position.
546 G.G. Zanca et al. / Journal of Science and Medicine in Sport 14 (2011) 541546

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overhead athletes as much as in non-athletes. Therefore, it and position measurements. Eur J Appl Physiol 2004;91(1):2229.
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