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2. Concrete Dams
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The water enters the pores, cracks and fissures within the body of the dam, at
the interface between the dam and within the foundation. Because the water
under pressure, it creates uplift pressure on the dam. The pressure acts in all
directions, but the pressure acting upwards is important for the design of the
dam, as it reduces the effective weight of the dam. The magnitude of the uplift
pressure depends upon; the character of the foundation, the materials used in
construction, grout curtains, the drainage conditions, and method of
construction. The computation of forces due to uplift pressure requires the
determination of the area on which it acts and intensity of the uplift pressure at
various points.
a. Area Factor: - the uplift pressure generally does not occur on the entire
horizontal area, because in some portions, there are no pores in which water
can enter. The area factor can be determined experimentally. The modern
practice is to take the area factor as unity, i.e. it is assumed that the uplift
pressure acts on 100% of the horizontal area within the body of the dam, at
the interface, and within the foundations.
b. Intensity of Uplift pressure: - the uplift pressure at any point depends upon
the depth of the water at that point. The pressure variation along the base is
assumed to be linear between the u/s and d/s faces.
5H + 2 H '
_
acts @ Z = form the toe of
3(H + H ')
the dam
c. Effect of drains on uplift pressure:- to reduce the uplift pressure, drains are
formed through the body of the dam and also drainage holes are drilled in the
foundation rock. These drains and drainages holes are usually provided near
the u/s face.
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Pu = Ah (Uw ,avg)
H + H'
= . Ah . w if no drain functioning.
2
is area reduction factor
Ah nominal plane area at a section considered Ah = (B*1)
If no drains functioning
T (2 H 2 + H 1 )
Pu acts at Y1 = m
3 H 2 + H1
In modern dams internal uplift is controlled by the provision of vertical relief
drains close behind the u/s face. Mean effective head at the line of drains, Zd can
be expressed as
Hd = H2+Kd(H1-H2)m
Kd is function of drain geometry (i.e. diameter, special & relative
location with u/s face.)
Kd= 0.33 (USBR)
Kd = 0.25 Tennessee valley Authority
Kd= 0.25-0.5 appropriate to the site by the U.S crops of Engs
The standard provision of deep grout curtain below the u/s face intended to limit
seepage also serves to inhibit pressure within the foundation. However, less
certain than efficient draw system & its effect is commonly disregarded in uplift
reduction.
d. Effect of Tension Crack: - the uplift pressure diagram gets modified if a
tension crack develops in concrete. The tension crack occurs on the u/s side
of horizontal section if the reservoir water pressure (H ) exceeds the vertical
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stress ( f yu ) . The horizontal tension crack extends form the u/s upto a point
were the computed stress is just equal to the reservoir water pressure H
Example: - Determine the uplift force at the base of the gravity dam shown
below with the following three cases
i. No drain
ii. With drain and grout curtain at a distance of 5m form the u/s end
iii. Tension crack upto 2m from the u/s end
ii. Secondary loads
Wave Pressure (hydrodynamic wave load): - Waves are generated on the
surface of the reservoir by the blowing winds, which cause a pressure towards
the d/s side. Wave pressure depends upon the wave height. Wave height may
be given by the equation:-
hw = 0.032 UF + 0.763 0.271 4 F if F 32 Km
hw = 0.032 UF if F > 32 Km
Where: - hw height of the wave
U wind velocity in km/hr
F fetch or straight length of water expanse in km
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The transient load, Pwave, generated by wave action against the dam is not
normally significant. The maximum pressure intensity due to wave action is
Pwave = 2.4 w hw and hence the total force will be
Fw = 2.0 w hw2 and acts at height of 0.375h above the still water level
w
Example: - Determine the force due to wave pressure on a dam with the
following data: Fetch of the reservoir and velocity of the wind are 100km &
80km/hr respectively.
.
Sediment load:
Silt is deposited in the reservoir on u/s of the dam. This silt exerts the earth
pressure on the dam, similarly to that in the case of an earth retaining wall.
The generated horizontal thrust, Ps has vertical and horizontal component,
and is a function of the sediment depth hs, submerged unit weight s & active
lateral pressure coefficient Ka
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Case (a) when it has a vertical u/s face and Case (b) when it has inclined u/s face,
in case b it will have a vertical component
1 .h 2
Ps = K a s s & acting @ hs/3 above the base of the dam
2
s = s-w where s is sediment saturated unit weight
1 Sin s
Ka = Where s is angle of shearing resistance
1 + Sin s
For representative values of s 18-20KN/m3
3 Z 32
s 300 Ps
2
Just after constriction of the dam, the depth (hs) of the silt is zero. It increases
gradually with time, and finally it becomes equal to the height of the dead
storage. It is usual practice to assume the value of hs is equal to the height of
dead storage above the base.
In design of dams, the silt pressure is sometimes neglected because of the
following reason: Initially, the silt is not present, and by the time, it becomes
significant in depth, it had already been consolidated under the weight and it
becomes more like a solid and less like a liquid. Moreover, the deposited silt is
some what impervious and helps in reducing the uplift pressure on the dam.
Wind load: when the dam is full, wind acts only on the d/s side thus
contribute to stability. When empty the wind can act on the u/s face but in
significant compared to hydrostatic load. For buttress dams load on the exposed
surface has to be considered.
Ice load: Not a problem in Ethiopia. It can be significant where ice sheets
form to appreciable thickness & persist for lengthy periods.
Pice =145 KN/m2 for ice > 0.6m thick, other wise neglected
Thermal & dam /foundation interaction effect: Cooling of large pours of
mass concrete following the exothermic hydration of cement & the
subsequent variation in ambient & water temperatures combine to produce
complex & time dependent temp gradients within the dam equally. Complex
interaction develops as a result of foundation deformation.
iii. Exceptional Loads
Seismic load: if the designed dam is located in a region which is susceptible to
earth quakes, allowance must be made for the stresses generated by the earth
quake. An earth quake produces waves which are capable of shaking the earth
upon which the dam is resting, in every direction. The effect of earth quake is,
therefore, equivalent to imparting acceleration to the foundations of the dam
in the direction in which the wave traveling at the moment. The dam has to
resist the inertia forces caused by the sudden movement of earths crust. If
the ground under a dam moves, the dam must also move with it to avoid
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accelerate towards the reservoir and the water resists the movement
owing to its inertia, and hence the water pressure increased. The
additional water pressure in known as the hydrodynamic pressure. The
following simplified methods are used to estimate the hydrodynamic
pressure variations.
a. Van Kormans methods:- suggested that the hydrodynamic pressure
has parabolic variation and the pressure force
4H
Fe = 0.555 v H 2 acts at above the base
3
b. Zangers methods:- the intensity of the hydrodynamic pressure at a
depth y below the water surface in the reservoir with the total depth
of water H is given by
Pey = C h H C is dimensionless coefficient and is given by
y y
Cm y y
C=
2 + 2 and C m = 0.7351
H H
2 H H 90
The corresponding total hydrodynamic force and moment is given as
Peh = C h H
Feh = 0.726(Pey * H )
(
M eh = 0.299 Pey * H 2 )
Load combinations
All forces which we discussed in the preceding sections may not act
simultaneously on the dam. A concrete dam should be designed with regard
to the most rigorous adverse groupings or combination of loads which have a
reasonable probability of simultaneous occurrence. Different design
authorities have different load combinations.
There are three nominated load combinations in USA standard which is
sufficient for almost all circumstances. In ascending order of severity we can
have normal, unusual & extreme load combination (NLC, ULC, ELE
respectively) (see the table below). With probability of simultaneous
occurrence of load combination decreases, factor of safety should also
decrease.
Nominated Load combination (after USBR, 1987; Kennard Owens and Reader 1995)
Load Combination
Load Source Qualification a
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7. Small openings, such as galleries and shafts, do not affect the overall stability
of the dam
8. The vertical stresses on a horizontal plane vary linearly from u/s to d/s faces
9. The horizontal shear stresses on a horizontal plane vary parabolically form the
u/s to d/s
The gravity dam must be designed such that it is safe against all possible mode
of failure, with adequate factor of safety. The dam may fail in one or more of the
following modes:-
a. Rotation and Overturning c. Over stressed and material
b. Translation and Sliding Failure
Over turning
Sliding
X Stres X
s
a) Overturning stability
Factor of safety against over farming, Fo, in terms of moment about the d/s toe
of the dam
M
M
+ ve
Fo = inclusive of moment generated by uplift )
M
ve
ve
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FSS =
H if it has a horizontal plane
V
c) Stress analysis: gravity method
Gravity method is useful to analyses stress in straight dams which are not
geometrically complex. It is founded on 2-D elastic dam on uniformly rigid
foundation & linear variation of stress from u/s to d/s.
The stresses evaluated in a comprehensive analysis are:
1) Vertical normal stress, z, on horizontal planes
2) Horizontal & vertical shear stress, zy & yz
3) Horizontal normal stress, y ,on vertical planes and
4) Principal stress, 1 & 3 (direction & magnitude).
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z =
V M * y ,
Ab I
Where:- v- resultant vertical load above the plane considered exclusive of uplift.
M* - summation of moments expressed w.r.t the centroid of the plane
y - distance from the centroid to point of considerations
I - second moment of area of the plane w.r.t centroid.
For 2-D plane section of unit width Parallel to the dam axis, & with thickness T
normal to the axis:
V Vey , v 6e
z = 12 and at y =T/2 and results z = 1
T T3 T T
For reservoir full condition
v 6e
At the u/s face zu 1 and
T T
v 6e
At the d/s face zd = 1+
T T
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Where e is the eccentricity of the resultant load, R, which must intersect the
plane d/s of its centroid for the reservoir full condition and the sign convention
is reversed for reservoir empty condition of loading.
The eccentricity is determined by evaluating the moments, M* , given by
M *
e= Where v - excludes uplift
V
For e > T/6, at u/s face ve stress is developed, i.e. tensile stress. In design,
tensile stress has to be permissible, but difficult to totally eliminate low tensile
stress in gravity dam. Total vertical stresses at either face are obtained by the
addition of external hydrostatic pressure.
2. Horizontal shear stresses:- The vertical stress intensity, max or min determined
v 6e
form z = 1 is not the maximum direct stress produced anywhere in the
T T
dam. The maximum normal stress will be, in fact, be the major principal stresses
that will be generated on the major principal plane. Numerically equal &
complementary horizontal (zy) and vertical (yz) shear stresses are generated at
any point as a result of variation of vertical normal stress over a horizontal
plane.
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u/s and d/s face angle u & d respectively & Pw hydrostatic pressure at u/s end,
when the reservoir is full the maximum vertical stress occurs at the toe of the
dam. The major principal stresses is given by
d = f yd sec 2 d P' tan 2 d if there is no tail water d = f yd sec 2 d
The maximum shear stress at the d/s edge of toe is given by
d = f yd P' tan d if there is no tail water d = f yd tan d
When the reservoir is empty the maximum vertical stress occurs at the heel of
the dam. The major principal stresses is given by
u = f yu sec 2 u PW tan 2 u if there is no tail water u = f yu sec 2 u
The maximum shear stress at the u/s edge of heel is given by
[ ]
u = f yu PW tan u the major principal stress acts on the u/s face and is
equal to Pw . for the reservoir empty conditions, Pw = 0 u = f yu tan u
To avoid overstressing of the material, the principal stresses should not exceed
the allowable compressive stress in the dam and foundation.
3. Principal stresses
1& 3 may be determined from knowledge of z& y and construction of Mohrs
circle diagram to represent stress conditions at a point, or by application of the
equation given below.
z +y
Major Principal Stress 1 = + max
2
+y
Minor principal stress 3 = z max
2
1/ 2
z y
Where max = + 2
2
The u/s and d/s faces are each planes of zero shear, and therefore planes of
principal stress. The boundary values, 1 & 3 are determined by: -
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