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ABSTRACT: This paper reports on the magnitudes and distribution of static at-
rest stresses behind a rigid wall as a function of soil densification and on static
active stresses mobilized behind a rigid wall rotating about its base. The ex-
periments were conducted on the retaining wall system which is permanently
affixed to the University of Washington shaking table which is described. Based
on these experiments on Ottawa sand, the following conclusions are drawn:
(1) The stress distribution behind a non-yielding rigid wall is hydrostatic; (2)
the well known Jaky equation applies only when the backfill is deposited at its
loosest state; and (3) when the backfill behind the wall is either compacted or
vibrated to increase its density, the magnitude of the at-rest stresses increases
due to densification and the total at-rest stress exerted on the wall will then be
the sum of the stresses due to gravity effects and the locked-in horizontal stresses
due to densification. For a rigid wall rotating about the base: (1) The static active
stress distribution behind the wall is also hydrostatic; (2) soil densification de-
creases the magnitudes of active stresses behind such walls; (3) the magnitude
of the active stresses behind a wall rotating at its base can be obtained by the
classical Coulomb equation; and (4) the state of active stress propagates down-
ward from the surface of the soil with increasing wall rotation.
INTRODUCTION
Movable
Retaining Wall
Actuator Mounting
-7'-10"/i." {
PLAN
Pi. P2. P3! Horizontal Load Cells
P4 : Vertical Load Cell
Ml, M2 ; Variable Speed Motors
mmmrnmmmmmm
0.50 ft
BACKFILL MATERIAL
SP2
SP3
2.34 ft
1.80 ft
SP5
1.27 ft
0.73 ft
SP6
\ 0.19 ft
FIG. 4.Locations of Earth Pressure Gages behind Rigid Center Wall (1 ft 30.5
cm)
Air-dry Ottawa silica sand (Special Bond) was used throughout this
investigation. The physical properties of the above sand are shown in
Fig. 6, together with the relationship between the soil density and its
angle of internal friction, as determined from triaxial compression, direct
shear and double ring shear tests.
The sand was first poured gently into the shaking table box by means
45
1
// 1
1
/ 1
Soil
J
(a) Rotational About Toe (b) Rotational About Top
(c) Tranalational
Active C a s e
!f!7^Zm?
FIG. 5.Rotational and Translational Retaining Wall Movements for Active and
Passive Cases
46"
44*
42"
40'
38"
36'
34"
32"
30"
46
the fully loaded soil box was then shaken at 6 Hz under different sin-
usoidally applied acceleration levels for various periods of time as sum-
-scale
^loading bucket
,model wall
/
excitation
47
SP2--^
\
v
^-SPl
10 20
Wall Rotation, ( x 10"' rad. )
marized in Table 1. It is evident from the data in Table 1 that the density
of the soil increased with increasing accelerations. It was also observed
that most of the densification took place within the first 10 sec of shaking
irrespective of the acceleration levels involved.
48
20
\
\
%
10
^^""ftiwm
'^^V*^^ na^^WV
o
49
0 8 16 24
0.0 1
1 Test No.: TST350
Y = 102.75 pcf
VSP1 i = 40.4 degrees
+J Wall Mode: Rotation
about Base
c. l.o
o
M
MP3
4->
a
c
a>
" 2.0 ,bP4
<U
c
o
rvl
cu
> SP5 -
+J
u
* 3.0
I s
4-
(U
o
N
Wall Bas( i
4.0
FIG. 10.Propagation of Active State of Stress below the Surface with Wall Ro-
tation (1 ft = 30.5 cm)
15
SP4
o
SP1 SP3
SP2 SP5
10
50
32 34 36 38 40 42
FIG. 12.Experimental Aft versus Internal Friction Angle (1 In. = 2.54 cm)
It is apparent from Figs. 13, 14 and 15 that the active stresses are dis-
tributed linearly behind the wall rotating at its base. This finding is in
agreement with Terzaghi's earlier test results (13,15) which were inferred
from load cell readings on instrumented (7 ft high and 14 ft wide) re-
taining walls rather than from actual stress measurements behind the
wall. It is also evident, from the above figures, that the classical Cou-
lomb solution can, for all practical purposes, provide adequate assess-
ment of the distribution as well as the magnitude of active stresses mo-
bilized behind a wall rotating about its base.
The data in Figs. 13, 14 and 15 further reveal that the at-rest stress
distribution behind nonyielding rigid walls is linear and the magnitudes
of these stresses increase as a result of densification of the backfill soil
behind the wall. This finding is also in agreement with Terzaghi's earlier
report (14) based on tests conducted on the aforementioned wall. Soil
densification can result from natural earthquake shakings, depositional
environment, or by artificial compaction during construction.
When the soil is deposited loosely behind the rigid wall without den-
sification, it is evident from Fig. 13 that the at-rest horizontal stress dis-
tribution, due to gravity effects, can be estimated by the well-known
Jaky equation. However, if the soil is densified, the densification or
overstressing process induces additional locked-in horizontal stresses
against the wall over and beyond the ones that are strictly due to gravity
effects. (Compare lines AB and AB' in Figs. 14 and 15.)
In view of the equality between the magnitudes of the experimentally
determined at-rest stresses (for soils deposited at their loosest state) and
51
Experimental A t - r e s t
Earth Pressure
Experimental Active
Earth Pressure
PIG. 13.Distribution of Active and At-Rost Stresses behind Rigid Wall (Loose
Ottawa Sand) (1 lb/ft 2 = 47.9 N/m2, 1 ft = 30.5 cm)
the stresses estimated for the same soils by the Jaky equation (see Fig.
13) and the fact that such an agreement does not exist (see Figs. 14 and
15) if the soil density is other than the loosest, it can be concluded that
the Jaky equation is only applicable to loose soils.
Recommendation for Design of Non-Yielding Walls.Based on the
above consideration, the coefficient of the at-rest earth pressure Koi to
be used for design can be expressed as
Kod - Koj + K0l (1)
in which K^ = the coefficient of the at-rest earth pressure to be used
for design; Koj = the Jaky coefficient of the at-rest earth pressure for a
soil at its loosest state and is equal to (1 - sin <J>(); and K0l = the coef-
ficient of locked-in at-rest horizontal earth pressure due to soil prestress-
ing or densification behind the rigid retaining wall. The magnitudes of
these additional locked-in horizontal stresses appear to be dependent on
the amount of soil densification or prestressing as seen in Fig. 16. The
line OC is the average line drawn through the data points. The coeffi-
cient K0l, due to locked-in horizontal stresses caused by soil densifica-
tion or prestressing, can be obtained for all practical purposes from the
experimental average line OC in Fig. 16 or from Eq. 2.
52
FIG. 14.Distribution of Active and At-Rest Stresses behind Rigid Wall (Medium-
Dense Ottawa Sand) (1 lb/ft2 = 47.9 N/m2,1 ft = 30.5 cm)
K = [^ ~ lj(5.5) (2)
53
. 1.5
Fid. 15.Distribution of Active and At-Rest Stresses behind Rigid Wall (Dense
Ottawa Sand) (1 lb/ft 2 = 47.9 N/m2,1 ft = 30.5 cm)
0.40
I
Soil Sp edmen: Ott awa Sand
0.30
fS* m
S^ m
0.20
% j t ^
0.10
<
Q y ^
0. <
1.00 1.01 1.02 1.03 1.04 1.05 1.06 1.07
Y
actua1
Y
loose
54
CONCLUSIONS
Based on the above test results the following conclusions can be made:
1. The at-rest stress distribution behind rigid walls and active stress
distribution behind rigid walls rotating at their base are linear and that
compaction or overstressing of the backfill soil increases the magnitude
of the at-rest stresses behind rigid walls.
2. The Jaky equation describing the at-rest pressure distribution be-
hind a rigid retaining wall is only applicable if the soil is deposited at
its loosest state.
3. The stresses to be used in the design of retaining walls for at-rest
conditions should be the sum of the lateral stresses due to gravity (given
by the Jaky equation) and those caused by overcompaction or over-
stressing as outlined in this paper.
ACKNOWLEDGMENT
APPENDIX I.REFERENCES
APPENDIX II.NOTATION
C = uniformity coefficient;
010,030,050,060 = soil diameters of which 10, 30, 50, and 60% of
soil by weight is finer, respectively;
=
^max/Emm maximum and minimum void ratio of soil;
Gs = specific gravity of soil;
H = wall height;
KA = coefficient of active earth pressure;
K = coefficient of earth pressure at-rest;
K^ = coefficient of earth pressure at-rest to be used for
design;
Koj = the Jaky coefficient of earth pressure at-rest for
a soil at its loosest state;
Koi = locked-in coefficient of earth pressure at-rest due
to soil prestressing or densification;
SP, = soil pressure measured at pressure transducer No.
i;
7 = soil density;
7a = actual soil density or in-place soil density;
yi = loosest density of the soil;
Ah = horizontal wall displacement required to reach
active state;
8 = angle of friction between the wall and the soil;
aA = active state of stress; and
4> = angle of internal friction of soil.
56