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WhyStateConstitutionsMatter
ROBERTF.WILLIAMS
I
wanttothankProfessorLawrenceFriedmanandtheNewEnglandLaw
ReviewfororganizingthisPaperSymposiumonmynewbook,TheLaw
of American State Constitutions. Also, many thanks to the authors who
tookthetimetoreadthebookandwriteaboutitandassociatedtopicsof
state constitutional law. I have learned a good deal from all of them, as
wellasthereadersofthisPaperSymposium.
Stateconstitutionsarebecomingmoreandmorerelevantbothlegally
and politically. In November 2010, voters in Iowa, Michigan, Maryland,
and Montana voted, in automatic, periodic referenda, on whether to call
stateconstitutionalconventions.1TheMarylandvotewasveryclose,butall
four failed. Such votes also failed in 2008 in Illinois, Connecticut, and
Hawaii. New Yorkers voted against a constitutional convention in 1997.
Similar automatic referenda will take place in 2012 in Alaska, New
Hampshire, and Ohio. A major move for constitutional revision is taking
place in Pennsylvania,2 and similar efforts regularly arise in Alabama,3
California,4NewYork,5andotherstates.
Inthe2011Wisconsinstandoff,Democraticlegislatorsleftthestateto
Distinguished Professor of Law, Rutgers University School of Law, Camden; Associate
Director,CenterforStateConstitutionalStudies,camlaw.rutgers.edu/statecon.
1JohnDinan, The Political Dynamics of Mandatory State Constitutional Convention
Referendums:Lessonsfromthe2000sRegardingObstaclesandPathwaystoTheirPassage,71MONT.
L.REV.395,398(2010).
2The Pennsylvania Bar Association has set up a commission on constitutional revision.
PENN.B.ASSNCONST.REV.COMMISSION,http://www.pabarcrc.org/(lastvisitedMay16,2011).
3See Sue Bell Cobb, Book Review and Response: Robert F. Williamss The Law of American
StateConstitutions,45NEW.ENG.L.REV.803(2011).
4SeeBruceE.Cain&RogerG.Noll,MalleableConstitutions:ReflectionsonStateConstitutional
Reform,87TEX.L.REV.1517,1526(2009).
5SeeGeraldBenjamin, TheConstitutionalConventionCatch22inNewYork,115PENN ST. L.
REV.(forthcoming2011).
901
902 NewEnglandLawReview v.45|901
6See Tim Johnson, The Seeds for a Compromise?, MILWAUKEE J.SENTINEL, Feb. 23, 2011,
http://www.jsonline.com/news/opinion/116773954.html.
7Patrick Marley & Lee Bergquist, Judges Order May Delay Union Law for Nearly 2 Months,
ExposedBytheSameSexMarriageExperience,40RUTGERSL.J.741,742(2009).
10Peck,supranote8.
11SeegenerallyDavidSchultz,EconomicDevelopmentandEminentDomainAfterKelo:Property
Rights and Public Use Under State Constitutions, 11 ALB. L. ENVTL. OUTLOOK J. 41 (2006)
(discussingpublicuseadjudicationunderstateconstitutions).
12SeegenerallyJenniferA.Klear,ComparisonoftheFederalCourtsandtheNewJerseySupreme
CourtsTreatmentsofFreeSpeechonPrivateProperty:WhereWontWeHavetheFreedomtoSpeak
Next?, 33 RUTGERS L.J. 589 (2002) (discussing the potential to expand free speech rights on
private property); Gregory C. Sisk, Uprooting the Pruneyard, 38 RUTGERS L.J. 1145 (2007)
(exploringthestateconstitutionalbasesbehindthePruneyarddecision).
13Peck, supra note 8, at 86673; Symposium, Tort Reform and State Constitutional Law, 32
RUTGERSL.J.897(2001).
14ROBERTF.WILLIAMS,THELAWOFAMERICANSTATECONSTITUTIONS7(2009).
15SeeVarnumv.Brien,763N.W.2d862,906(Iowa2009).
16Peck,supranote8,at86673.
2011 Why State Constitutions Matter 903
and state legislatures will take place primarily under state constitutions.17
Florida and California recently amended their state constitutions to
prohibittheirredistrictingcommissionsfromprovidingpartisanadvantage
ordisadvantage.Thecurrentstateandlocalfiscalandpublicpensioncrises
directlyimplicatestateconstitutionsbalancedbudgetmandatesandlimits
onborrowingandtaxation.18
In 2002, Florida amended its state constitution to provide detailed
requirementsforthetreatmentofpregnantpigs.19Thiswastheresultofa
nationalcampaignbyanimalrightsactivists,whotargetedFloridabecause
of the relative ease of amending its constitution.20 Then, in 2010, South
Carolina amended its constitution to guarantee the rights of hunters, in
responsetoperceivedthreatstohuntingbyanimalrightsgroups.21
Finally, in 2010, state constitutional amendments were adopted in a
few states (Arizona, Oklahoma, and Missouri) in an attempt, likely
unsuccessful,toblockfederalhealthcareandlaborlawreformmeasures,
and in Oklahoma to ban the use of international and Islamic law.22 The
Oklahoma provision has already been enjoined,23 and the Acting General
CounseloftheNationalLaborRelationsBoardhaswrittentotheAttorneys
General of Arizona, South Carolina, South Dakota, and Utah, informing
them that their state constitutional amendments purporting to guarantee
allemployeesasecretballotunionelectionconflictswithfederallaborlaw
and is therefore preempted.24 Interestingly, as a number of these issues
reflect,wehaveseenanationalizationofstateconstitutionallawissues,with
outofstateinterestandmoneyflowingonhotbuttonissuesperceivedas
17JamesA.Gardner,Foreword:RepresentationWithoutParty:LessonsfromStateConstitutional
AttemptstoControlGerrymandering,37RUTGERSL.J.881,886(2006).SeegenerallyDavidSchultz,
RedistrictingandtheNewJudicialFederalism:ReapportionmentLitigationUnderStateConstitutions,
37 RUTGERS L.J. 1087 (2006) (discussing the use of statecourt authority to assist in the
redistrictingprocess).
18See, e.g., David Gamage, Preventing State Budget Crises: Managing the Fiscal Volatility
Problem, 98 CALIF. L. REV. 749, 763 (2010); David A. Super, Rethinking Fiscal Federalism, 118
HARV.L.REV.2544,2606(2005).
19FLA.CONST.art.X,21.
StatesandanOverviewofCurrentandProposedLawontheSubject,14DRAKEJ.AGRIC.L.437,440
42(2009).
21JeffreyOmarUsman, TheGameisAfoot:ConstitutionalizingtheRightstoHuntandFishin
theTennesseeConstitution,77TENN.L.REV.57,8283(2009).
22John Dinan, Subnational Constitutional Amendment Processes and the Safeguards of
Federalism:TheU.S.inComparativeContext,115PENNST.L.REV.(forthcoming2011).
23Awadv.Ziriax,CIV101186M,2010WL4814077,at*89(W.D.Okla.Nov.29,2010).
Laws, LAB. REL. TODAY (Jan. 28, 2011, 2:39 PM), http://www.laborrelationstoday.com/2011/01
/articles/statelocalissues/attorneysgeneralinfourstatesrespondtonlrbregardingsecret
ballotlaws/.
904 NewEnglandLawReview v.45|901
affectingnationallyorientedinterestgroups.
State constitutional developments are carefully reviewed by Dr. John
DinanintheBookoftheStates,inwhichhealsoincludesimportantdataon
thefiftystateconstitutions.25Anyintelligentdiscussionoftheseprocesses
andissuesrequiresanunderstandingofstateconstitutionsthemselvesand
the variety of ways in which they differ from the more familiar Federal
Constitution. State constitutions are, however, lowvisibility constitutions
and are not well understood.26 This leads to an interesting paradox in
American constitutionalism. The Federal Constitution is much more
familiar in our country, but it is in fact remote and out of reach for any
significant public involvement. State constitutions, on the other hand, are
much closer to the people and are realistically accessible to popular
involvement through a number of avenues. However, as noted, state
constitutionsarenotwellunderstoodbythepublicorevenmanylegalor
politicalprofessionals.
Many people will assume a familiarity with their state constitutions
becauseofsurfacesimilaritieswiththeFederalConstitution.Theyareboth
calledconstitutions,buttherearemanydifferences,aswell.Onewayto
buildunderstandingofstateconstitutionsistocompareandcontrastthem
withthemorefamiliarFederalConstitution.27Stateconstitutions,asnoted
byJusticeScottKafker,performdifferentfunctions(generallylimitplenary
powers rather than grant enumerated powers),28 have different origins
(fromthepeoplethemselves),29and,asdescribedbyAlabamaChiefJustice
Sue Bell Cobb, have a different (longer and more detailed) form.30 The
content and quality of state constitutions is also very different, with state
constitutions containing many more policyoriented provisions, built up
25JohnDinan,StateConstitutionalDevelopments,inTHEBOOKOFTHESTATES3(2009).
26WILLIAMS,supranote14,at12.
27Foranexcellentandaccessiblesinglevolumeexplainingstateconstitutions,seegenerally
G.ALANTARR,UNDERSTANDINGSTATECONSTITUTIONS(1998).
28WILLIAMS, supranote14,at27;seealsoScottL.Kafker,AmericasOtherConstitutions:Book
ReviewofTheLawofAmericanStateConstitutions,45NEW.ENG.L.REV.835,839(2011):
The functions of the state and federal government, and therefore
their respective constitutions, are also different. As James Madison
explained in The Federalist Number 45, the powers of the national
government set out in the Federal Constitution are enumerated and
limited. In contrast, the powers which are to remain in the State
governmentsarenumerousandindefinite....[and]willextendtoallthe
objectswhich,intheordinarycourseofaffairs,concernthelives,liberties,
and properties of the people, and the internal order, improvement, and
prosperityoftheState.
Id.(quotingTHEFEDERALISTNo.45,at262(JamesMadison)(Am.BarAssned.2009)).
29WILLIAMS,supranote14,at2526.
30Id.at2830;Cobb,supranote3,at805.
2011 Why State Constitutions Matter 905
overtime,aswellasprovisionsconcerningthecharacter,virtue,andeven
moralityofthestatespeople.31
In fact, state constitutions are more democratic than the Federal
Constitution in that they involve the citizenry in approving their
amendmentandrevision,votingtoapproveborrowing,andinsomestates,
approvingnewformsofgambling.Inmanystates,likeIowa,forbetteror
worsethereispopularparticipationthroughelectingorretainingjudges.32
Further,becauseofthemanywavesofrevisionofstateconstitutionsover
the years, they reflect the input of the alternative voices of African
Americans, Hispanics, Native Americans and womenvoices that had
little impact on the Federal Constitution.33 Finally, these waves of state
constitutional revision have reflected a continuing dialogue about
fundamental matters of governmental structure and function that cannot
take place under the difficulttoamend Federal Constitution.34 Such
differences can obscure one of the most fundamental aspects of state
constitutions:thesignificantimpactthatanumberofthemwereadopted
before the Federal Constitution had on the framing of our Federal
Constitution.35
Oneofthemorerecentdevelopmentsthathashelpedcreatearebirth
instateconstitutionalstudyandpracticeisthegrowthofwhatisknownas
the New Judicial Federalism (NJF), in which attorneysand others mine
stateconstitutionsforinterpretationsthatoffermoreprotectiverightsthan
similar provisions of the Federal Constitution.36 The initial thrust of this
development, as described by Justice Robert Cordy, was in the area of
criminal procedure, where constitutional defenses were expanded from
just federal claims to include state constitutional arguments.37 An early
31Williams,supranote14,at2123,3031.
32Id.at31;seeKafker,supranote28,at848.
33Williams,supranote14,at3435.
34See
generally JOHN DINAN, THE AMERICAN STATE CONSTITUTIONAL TRADITION (2006)
(addressingtheimportanceofconstitutionaldebatesatthestatelevel).
35WILLIAMS,supranote14,at3771.
36Id.at11334;Kafker,supranote28,at841;Peck,supranote8,at858.
37Robert J. Cordy, Criminal Procedure and the Massachusetts Constitution, 45 NEW. ENG. L.
REV.815,83233(2011):
AstheU.S.SupremeCourtcontinuesalongapathofcloselydivided
opinions on the meaning and application of the Fourth, Fifth, and Sixth
Amendments to the myriad factual situations confronting state court
criminal judges, it is likely that the trend toward NJF, so evident in the
dozensofcasesnotedinthisbriefArticle,willcontinue.Defensecounsel
hasbecomemoreadeptatlookingtotheMassachusettsConstitutionfor
the protections and explication of the rights of their clients, and the
jurisprudence on the subject has accordingly increased in its depth and
breadth.
906 NewEnglandLawReview v.45|901
Id.
38DonaldE.Wilkes,Jr.,TheNewFederalisminCriminalProcedure:StateCourtEvasionofthe
BurgerCourt,62KY.L.J.421,425(1974).
39See generally William J. Brennan, Jr., State Constitutions and the Protection of Individual
Rights, 90 HARV. L. REV. 489 (1977) ([T]he trend of recent Supreme Court civil liberties
decisionsshouldpromptareappraisalof[]strategy);Peck,supranote8,at85658.
40WILLIAMS, supra note 14, at 13592; see also NEW FRONTIERS OF STATE CONSTITUTIONAL
LAW: DUAL ENFORCEMENT OF NORMS (James A. Gardner & Jim Rossi eds., 2011) [hereinafter
NEWFRONTIERSOFSTATECONSTITUTIONALLAW].
41WILLIAMS, supra note 14, at 193232; Lawrence Friedman, The Once and Future
Foreword:CourtConstrainingAmendmentsandtheStateConstitutionalTradition,38RUTGERS L.J.
983,984(2007).
43SeeAmar,supranote9.
44Perry v. Schwarzenegger, 704 F. Supp. 2d 921, 1003 (N.D. Cal. 2010). On appeal the
California Attorney General refused to defend Proposition 8. The U.S. Court of Appeals for
theNinthCircuitissuedanorderinearlyJanuary2011,certifyingaquestiontotheCalifornia
Supreme Court as to whether the proponents of Proposition 8 had standing to appeal the
district courts decision striking down Proposition 8. See Order Certifying a Question to the
SupremeCourtofCalifornia,628F.3d1191(2011).
2011 Why State Constitutions Matter 907
45SeeWILLIAMS,supranote14,at24042.
46Id.
47Shepard,supranote8,at880:
Selectingtherightremedycanoftenbethegreatestcomplicationin
state constitutional work. Remedies are particularly difficult in state
constitutional cases because, unlike their federal counterparts, state
constitutions are full of positive commands and mandates. A federal
constitutional violation can often be remedied simply by ordering the
offendingpartytorefrainfromengagingintheunconstitutionalbehavior.
Stateremedies,bycontrast,oftenrequireapartytotakesomeaffirmative
action, and that party is often a member of another coequal branch of
government.Onceastateconstitutionalviolationisidentified,courtsare
stuck with the difficult task of fashioning a remedy that is feasible and
willcorrecttheviolation.Judgesandclaimantsfrequentlyunderestimate
theimportanceanddifficultyofthistask.
Id.SeealsoHelenHershkoff&StephenLoffredo,StateCourtsandConstitutionalSocioEconomic
Rights:ExploringTheUnderutilizationThesis,115PENNST.L.REV.(forthcoming2011).
48Friedman,supranote41:
While there is but one, relatively difficult, way to amend the Federal
Constitution (another constitutional convention has never been called),
amendments or revisions of state constitutions can be accomplished
throughlegislative,constitutionalconvention(evenlimitedconventions)or
constitutional commission proposals, as well as by initiative in some
states.50 State constitutions are therefore much more malleable and have
been changed at a fairly rapid pace over the years. Indeed, state
constitutionalchangeisoneofthetoolsoflawmaking,oftenresortedtofor
policymaking by interest groups such as those opposed to samesex
marriageorhighertaxes.
There are substantial political difficulties today with state
constitutional amendment and revision, including popular distrust of
constitutionalconventionsandotherconstitutionmakingprocessesasjust
moregovernmentasusual.51Approvingaconstitutionalconventionisa
leapoffaith,ordesperation,andcertainlyfaithingovernmentalprocesses
is in very short supply. To some extent, limited state constitutional
conventions that take certain hot button issues off the table and targeted
advisorycommissionscanengenderabitmorefaith.52
Further, there is extensive judicial involvement in litigation
considering the substance and procedure of state constitutional
amendment and revision. Some processes of state constitutional change
canonlybeutilized,forexample,toamendthestateconstitutionbutnotto
reviseit.53ThiswasthebasisoftheunsuccessfulchallengetoProposition8
inCalifornia.54Moststatesrequireproposedamendmentstocontainonlya
single subject when presented to the voters.55 Several of the single
amendments banning both samesex marriage and civil unions were
unsuccessfullychallengedincourtonthisbasis.56
Interestinstateconstitutionallawhascontinuedtoincreaseinthelegal
academy, demonstrated by Jim Gardners important book,57 as well as in
50Id.at38097.
51Id.at388.
52Id. at 39297; G. Alan Tarr & Robert F. Williams, Foreword: Getting from Here to There:
DynamicsofStateConstitutionalChange,115PENNST.L.REV.(forthcoming2011).
54SeeAmar,supranote9,at74243.
55WILLIAMS, supra note 14, at 40508. For a thoughtful and indepth consideration of the
singlesubject rule in the context of Florida constitutional law, see generally Patrick O.
Gudridge,FloridaConstitutionalTheory(ForCliffordAlloway),48U.MIAMIL.REV.809(1994).
56See,e.g.,Perduev.OKelly,632S.E.2d110,113(Ga.2006)(upholdinganamendmentto
theGeorgiaConstitutionbanningsamesexmarriageandcivilunions).
57See JAMES A. GARDNER, INTERPRETING STATE CONSTITUTIONS: A JURISPRUDENCE OF
FUNCTIONINAFEDERALSYSTEM(2005).
2011 Why State Constitutions Matter 909
thelegalprofession.Inaddition,theRutgersCenterforStateConstitutional
Studies completed a threevolume work on State Constitutions for the
TwentyFirstCentury.58
Professor Robert Schapiro published a thoughtful book on federalism
moregenerallybutalsotouchedinsignificantwaysonstateconstitutional
law.59 In 2008, Professor Jeffrey Shaman published a comprehensive book
onstateconstitutionalequalityandlibertyguarantees.60
Inanextremelyimportant2010development,theConferenceofChief
Justicesadoptedaresolutionencouragingalllawschoolstooffercoursesin
stateconstitutionallaw.TheresolutionisincludedhereasanAppendixto
this Response. This reflects a notable recognition by the highest judges in
the fifty states that further education on state constitutional law is
necessary.
ManyarefamiliarwiththeGreenwoodPressseriesReferenceGuidesto
StateConstitutions.Thisseries,currentlyincludingvolumesonfortysixof
the fifty states, edited by Dr. G. Alan Tarr, has now been purchased by
OxfordUniversityPress.Thisnewpublisherplanstocompletetheseriesas
TheOxfordCommentariesontheStateConstitutionsoftheUnitedStates,reissue
existing volumes, publish updates, and put the series online.61 This is a
tremendousboosttostateconstitutionalresearch.
The past year has seen the publication of additional, important new
booksinthefieldofstateconstitutionallaw.Afteranumberofyearswhere
my casebook was the only national teaching resource on state
constitutional law,62 a welcome new casebook has been published by
JusticeRandyJ.HollandofDelaware,ProfessorStevenR.McAllisterofthe
University of Kansas School of Law, Professor Jeffrey M. Shaman of
DePaul College of Law, and Judge Jeffrey S. Sutton of the U.S. Court of
58See 1 STATE CONSTITUTIONS FOR THE TWENTYFIRST CENTURY: THE POLITICS OF STATE
CONSTITUTIONALLAW(2008).
61See The Oxford Commentaries on the State Constitutions of the United States, OXFORD U.
PRESS, http://www.oup.com/us/catalog/general/series/OxfordCommentariesontheStateCons/?
view=usa (last visited May 16, 2011) (providing information on publication of this series,
whichwaseditedbyG.AlanTarr).
62ROBERT F. WILLIAMS, STATE CONSTITUTIONAL LAW: CASESAND MATERIALS (4thed.2006).
ProfessorLawrenceFriedmanwillbejoiningmeasacoauthoronthiscasebook.
910 NewEnglandLawReview v.45|901
AppealsfortheSixthCircuit.63
Professors Jim Gardner and Jim Rossi have edited an important new
book on the dual enforcement of state constitutional norms.64 The
contributions in this new book are by leading figures in the field of state
constitutional law, and they advance the field by analyzing state
constitutionallawasnotseparatefrom,butratherinterrelatedwith,federal
constitutionallaw.
Theclassic1966bookeditedbyMerrillD.Peterson,Democracy,Liberty,
and Property: The State Constitutional Conventions of the 1820s, has been
reissuedbytheLibertyFund,withanexcellentnewforewordbymylong
timecolleague,AlanTarr.65Dr.Tarrsforewordshedsimportantlighton
these early debates about, and revisions of, state constitutions, together
withtheircurrentrelevance.
RutgersLawJournal,forwellovertwentyyears,hasdevotedoneissuea
year to state constitutional law. The invited forewords, as well as other
articles,havebuiltupaninvaluablecomponentofscholarshipinthisarea.
These issues also include, every year, a number of excellent student
Commentsonthemostimportantstateconstitutionalcasesdecidedinthe
pastyear.TheseCommentsreflectawiderangeofissuesthatariseinstate
constitutional law, together with the variety of interpretation techniques
utilized by state courts. Less detailed coverage of other cases is included
online.66
Given the increased focus on state constitutions over the past
generation, both as sources of enhanced rights through litigation in state
courts and as avenues for policymaking by entrenching rules about such
matters as samesex marriage, eminent domain, and taxation in a states
highest law, people generally, and drafters of state constitutional
amendmentsandrevisionsspecifically,needtobecomemorefamiliarwith
our littleunderstood, other American constitutions.67 In fact, we are even
comingtorecognizethattheremaybevaluablelessonstobelearnedfrom
a comparative study of state (subnational) constitutions in other
countries that are based on constitutional federalism.68 Perhaps, with
63RANDYJ.HOLLANDETAL.,STATECONSTITUTIONALLAW:THEMODERNEXPERIENCE(2010).
64NEWFRONTIERSOFSTATECONSTITUTIONALLAW,supranote40.
65See G. Alan Tarr, Foreword to DEMOCRACY, LIBERTY, AND PROPERTY: THE STATE
CONSTITUTIONALCONVENTIONSOFTHE1820S,ix(MerrillD.Peterson,ed.,1966)(2010).
66These State Constitutional Law Case Summaries can be accessed directly on the
Rutgers Law Journal website. See Journal Summaries, RUTGERS L.J., http://camlaw.rutgers.
edu/summaries/(lastvisitedMay16,2011).
67GRAD&WILLIAMS,supranote58.
68See,
e.g., Robert F. Williams, Teaching and Researching Comparative Subnational
ConstitutionalLaw,115PENNST.L.REV.(forthcoming2011);G.ALANTARRETAL.,FEDERALISM,
SUBNATIONALCONSTITUTIONS,ANDMINORITYRIGHTS(2004).
2011 Why State Constitutions Matter 911
69See,e.g.,DanielB.Rodriguez,StateConstitutionalFailure,2011U.ILL.L.REV.(forthcoming
2011).
912 NewEnglandLawReview v.45|901
APPENDIX
ConferenceoftheChiefJustices
Resolution1
EncouragingtheTeachingofStateConstitutionalLawCourses
WHEREAS,alllawyerstakeanoathtosupporttheUnitedStates
ConstitutionandtheConstitutionoftheirstate;and
WHEREAS,theUnitedStatesConstitutioncreatesadualsystem
of government with two sets of sovereigns whereby all powers
not delegated to the federal government are reserved to the
states;and
ConferenceofChiefJustices,EncouragingtheTeachingofStateConstitutionalLawCourses,
10M1, (2010), http://ccj.ncsc.dni.us/LegalEducationResols.html (follow Encouraging the
Teaching of State Constitutional Law Courses hyperlink) (adopted as proposed by the
Professionalism and Competence of the Bar Committee at the Conference of Chief Justices
2010MidyearMeeting).