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Article history: Selection of an appropriate model for shear capacity of reinforced concrete (RC) slender beams poses a
Received 8 June 2015 number of challenges. First, different models with different levels of conservatism have been proposed
Revised 15 February 2016 in an attempt to describe shear resistance. Second, according to Reineck et al. (2014), code provisions
Accepted 24 February 2016
for shear capacity of RC beams with shear reinforcement have been primarily derived from test data with
respect to the required amount of shear reinforcement and the calculation of maximum shear capacity.
Third, current models have been developed based on databases presenting two major drawbacks: (i)
Keywords:
most data points are crowded in the small size range, and (ii) the means of the subsidiary influencing
Beams
Epistemic uncertainties
parameters are very different within different intervals of beam size (or beam depth). In this study, a fil-
Regression analysis tered database is used in such a way to circumvent the drawbacks mentioned above. A random variable
Reinforced concrete model error, i.e. ratio experimental to predicted shear strength, is associated to each of the shear mod-
Shear strength els analyzed in this work (NBR 6118, ACI 318, EUROCODE 2, and CSA A.23.3). It was observed that in some
Shear database cases, most notably for the effective depth, a trend exists for a decrease in the model error as the effec-
tive depth increases. Considering the limitations of the four analyzed models, a nonlinear regression
model was proposed. The database presented by Reineck et al. (2014) was used in the assessment of
the effectiveness and accuracy of the proposed regression model. No trend was found associated to the
most significant variables in the shear strength prediction, i.e. a uniform level of conservatism is attained
throughout the range of these variables. The regression model proposed herein and the attendant statis-
tics of the model error (mean, coefficient of variation and type of distribution) can be easily used in a reli-
ability analysis procedure to assess safety levels implicit in different design procedures.
2016 Elsevier Ltd. All rights reserved.
1. Introduction encing parameters, such as the steel ratio and shear-span ratio
are very different within different intervals of beam size (or beam
The selection of an appropriate model for shear capacity of rein- depth). Neglecting or underestimating these uncertainties may
forced concrete (RC) slender beams poses a number of challenges. estimate incorrectly the corresponding probabilities of failure thus
First, different models, e.g. NBR 6118 [1], ACI 318 [2], EUROCODE 2 compromising safety of RC structures subjected to shear.
[3], CSA A.23.3 [4], have been proposed in an attempt to describe Epistemic uncertainties are related to limited knowledge. As
beam resistance to shear, with different levels of conservatism pointed out by Melchers [8] epistemic uncertainties refer to those
for each model [5]. Second, according to Reineck et al. [6], code that might be reduced with: (i) additional data or information, (ii)
provisions for shear capacity of RC beams with shear reinforce- better modeling, and (iii) better parameter estimation. All these
ment have been primarily derived from test data with respect to topics are dealt with in the research presented herein.
the required amount of shear reinforcement and the calculation In this study, the database assembled by Ribeiro [9], encom-
of maximum shear capacity. Third, current models have been passing experimental results for the shear resistance of slender
developed based on databases presenting, according to Bazant & beams with stirrups has been enlarged. A random variable model
Yu [7], two major drawbacks: (i) most data points are crowded error (epistemic uncertainty) is associated to each of the shear
in the small size range, and (ii) the means of the subsidiary influ- models analyzed in this work. Better estimates of the statistics of
the model error are obtained by the use of a filtered database
in such a way to circumvent the aforementioned drawbacks. A
Corresponding author at: Av. Antonio Carlos 6627, College of Engineering, Room
multi-regression analysis is performed in order to derive an
4532, 31270-901 Belo Horizonte, MG, Brazil. Tel.: +55 31 3409 1996.
expression that best describes shear resistance of RC slender
E-mail address: jmfcalixto@gmail.com (J.M.F. Calixto).
http://dx.doi.org/10.1016/j.engstruct.2016.02.045
0141-0296/ 2016 Elsevier Ltd. All rights reserved.
A.B. Ribeiro et al. / Engineering Structures 116 (2016) 140147 141
beams to be used in conjunction with reliability analyses and to EUROCODE 2 allows the designer select different values of the strut
identify the most significant parameters in the proposed equation inclination h in the range between 21.8 and 45 while CSA A.23.3
for shear resistance. To this end, a model that provides a smaller sets h equals to 35. A smaller value of h allows, according to Euro-
coefficient of variation and the same level of conservatism with codes equation, a reduction in the amount of shear reinforcement
respect to the main variables affecting shear capacity of RC beams ratio necessary to achieve the same ssw.
is sought. The information derived herein can be easily used in the
estimation of the shear strength capacity of RC beams and the
3. Shear database
attendant model error, which in turn is needed in the assessment
of the corresponding implicit reliability levels of a given design
3.1. Ribeiro and Calixto [5]
recommendation.
Ribeiro and Calixto [5] have assembled a shear database com-
2. Shear models prising results from 265 tests of beams with stirrups and diagonal
tension failure. The percentage of beams with effective depth lar-
Different procedures exist for the computation of the shear ger than 60 cm was equal to 10%. The shear models considered
capacity (scalc) of RC beams. These models provide shear capacity in that study are models I from NBR 6118 [1], the simplified model
as the sum of the concrete and steel stirrups contributions, sc, from ACI 318 [2], and the model from EUROCODE 2 [3]. That study
and ssw, respectively: also presented details of the beams including beam geometry, steel
scalc sc ssw 1 area (both for longitudinal steel and stirrups), concrete compres-
sive strength, steel yield strength, and rupture stress. Ribeiro and
In Eq. (1), the first term, sc, is intended to account not only for the Calixto observe the paucity of experimental results for beams with
concrete shear strength in the uncracked concrete beyond the end effective depth larger than 60 cm. It was also observed a general
of the inclined cracks but also for the complementary truss mecha- trend for the models analyzed for non-conservative results for
nisms, namely aggregate interlock along a diagonal crack and dowel beam depth in this range.
action provided by the longitudinal reinforcement [6,10,11].
The contributions, sc, and ssw, according to model I of NBR 6118
3.2. Enlarged database
[1], the simplified model from ACI 318 [2], the model in EUROCODE
2 [3] and the simplified model from CSA A.23.3 [4] are shown in
Following the need identified by not only Ribeiro and Calixto [5]
Tables 1 and 2, respectively. In these tables, fc stands for the con-
but also by Bazant & Yu [7], in this study, a literature survey was per-
crete compressive strength, qw for stirrups ratio, fy for steel yield
formed in order to increase the available database, especially with
strength, and h for the angle of the concrete struts.
respect to larger beam depths. This effort resulted in the addition
As can be seen from those tables, these models differ in the val-
of 15 RC beams with stirrups to the Ribeiro and Calixto database,
ues set for both the concrete and stirrups contributions. For the
comprising experimental results from Collins & Kuchma [16], Zar-
design of new structures, object of this study, EUROCODE 2 com-
aris [17], Sherwood et al. [18], Ghannoum [19], and Yoshida [20].
pletely neglects the concrete contribution, sc. On the other hand,
Regarding beams with stirrups, the ones with practical interest
in the evaluation of the concrete contribution sc, ACI 318, CSA
, after discarding few experimental data for not providing enough
A.23.3 and NBR 6118 codes rely only on the concrete strength,
required information, it resulted in 273 RC beams. This enlarged
ignoring the aggregate interlock along a diagonal crack and the
database is shown in the Appendix. In this database, only beams
dowel action provided by the longitudinal reinforcement. It is
with vertical stirrups and subjected to point loads have been
worth mentioning that each code has a limit value of the concrete
selected. Results corresponding to beams with stirrups having steel
compressive strength: for CSA A.23.3 and ACI 318 the upper values
yield strength above 950 MPa have also been ignored, since this
are 60 and 70 MPa respectively, while EUROCODE 2 and NBR 6118
does not correspond to cases of practical interest. All beams have
allow values up to 90 MPa.
been made of normal-weight concrete and have failed due to diag-
Taylor [12] and Kani [13] have shown that the shear strength of
onal tension. They have ratio shear span to effective depth, a/d,
concrete beams decreases as the depth of the beams increases.
greater than 2.5, and aspect ratio (width to effective depth), bw/d,
Sneed and Ramirez [14] have stated that the reduction in the shear
with an upper limit equal to 5. The statistics of the most influential
with increasing effective depth in beams is influenced not only by
variables of this enlarged database is presented in Table 3.
size effects but also by differences in behavior and mode of shear
transfer at failure (beam action versus arch action). More recently,
Mari et al. [15] have also presented a mechanical based shear 3.3. Filtered database
model that includes size effects. All the above RC design codes do
not consider these findings. As pointed out by Bazant & Yu [7], current databases of shear
With respect to the stirrups contribution, ssw, both the CSA test results present two major drawbacks: (i) most data points
A.23.3 and the EUROCODE 2 use the same expression; however, are crowded in the small size range, and (ii) the means of the sub-
sidiary influencing parameters, such as the longitudinal steel ratio,
Table 1
qwfy and a/d ratio, are very different within different intervals of
Shear models for concrete contribution. beam size (or beam depth). This problem has also been observed
in the enlarged database of beams with stirrups when it was split
sc (MPa)
NBR 6118 (2014) Model I fck 6 90 MPa h 45
in three ranges of the effective depth d (d < 30 cm,
sc sc0 0:126f ck 2=3 30 cm 6 d < 60 cm, and 60 cm 6 d) as shown in Table 3.
ACI 318 (2008) f0 c < 70 MPa h 45 In this study, a filtered database was carefully assembled in
q
sc 0:17 f 0c such a way to attempt to circumvent the drawbacks mentioned
EUROCODE 2 (2004) fck 6 90 MPa 21:8 6 h 6 45
above. In this filtered database the most important variables fc, qw-
sc = 0 fy, ql, and a/d would have similar averages within each effective
CSA A23.3 (2003) f0 c < 60 MPa h 35 b 0:18
q
depth interval. As all the beams with effective depth d P 60 cm
sc 0:9b f 0c did not have ql > 4% and qwfy > 0.2 kN/cm2, beams with these val-
ues of longitudinal steel ratio and stirrup strength were at first dis-
142 A.B. Ribeiro et al. / Engineering Structures 116 (2016) 140147
carded. In order to keep the similar mean values of ql and qwfy in Filtered database 103 beams
each effective depth range, the database was assembled in ascend- qa (%) fc (MPa) a/d qwfy (kN/cm2) sExp b (kN/cm2)
ing order for the values of ql and then of qwfy. Next, beams having
All beams (103)
the largest or smallest values of these two parameters were Mean 2.01 55.22 3.08 0.069 0.239
excluded as needed to fit the mean values of these variables in St. dev. 0.61 24.66 0.37 0.030 0.090
the same range for each effective beam depth interval. This proce- COV (%) 30.42 44.65 12.05 43.63 37.79
dure was repeated until similar mean values of ql and qwfy were Minimum 0.97 12.76 2.49 0.033 0.083
Maximum 2.99 125.31 4.50 0.149 0.481
reached in each effective beam depth interval. This procedure led
to a filtered database with 103 data points. The selected beams cor- d < 30 cm (38 beams)
Mean 1.94 45.53 3.18 0.072 0.275
responding to these data points are underlined in the database pre-
St. dev. 0.50 18.97 0.54 0.022 0.083
sented in the Appendix. The statistics of the most influential COV (%) 26.00 41.67 16.92 30.48 30.13
variables of this filtered database are presented in Table 4. Minimum 0.98 12.76 2.49 0.038 0.157
A comparison between the statistics of fc, qwfy, ql, and a/d, for Maximum 2.79 82.94 4.50 0.129 0.481
the enlarged database and the filtered database (Tables 3 and 4, 30 6 d < 60 cm (33 beams)
respectively) shows that this goal has been achieved. It is also Mean 2.17 58.47 3.09 0.075 0.248
important to mention, that similar number of data points resulted St. dev. 0.47 20.33 0.19 0.041 0.097
COV (%) 21.46 34.77 6.12 54.04 39.01
in each effective depth interval (38, 33, and 32, for d < 30 cm, Minimum 0.97 32.00 2.50 0.034 0.105
30 cm 6 d < 60 cm, and 60 cm 6 d, respectively). Maximum 2.60 120.14 3.68 0.149 0.471
d P 60 cm (32 beams)
Mean 1.94 63.40 2.96 0.057 0.187
4. Model error St. dev. 0.82 30.80 0.21 0.021 0.067
COV (%) 42.15 48.58 7.15 37.23 35.74
A random variable model error, n, is associated to each of the Minimum 0.99 21.00 2.50 0.033 0.083
shear models analyzed in this work. This random variable is Maximum 2.99 125.31 3.28 0.104 0.337
effects (bw, d), and (iv) amount of transverse reinforcement (qw). Table 6
While a more complex path could be used by deriving model error Statistics of the model error (filtered database: 103 beams with stirrups).
statistics as a function of some parameter, e.g. q a more effective sExp sExp sExp sExp sExp sExp
sNBR sEUROh45 sEUROh21:8 sACI sCSA sproposed equation
way is the derivation of an expression that would not present these
Mean 1.01 4.19 1.68 1.26 1.16 1.06
shortcomings. At first a linear additive form was derived then non-
St. dev. 0.34 1.42 0.57 0.38 0.34 0.24
linear forms were investigated. This nonlinear additive form was COV (%) 33.7 34.0 34.0 30.4 29.7 22.9
chosen since it provided a smaller bias (mean value the model Minimum 0.40 1.17 0.47 0.55 0.49 0.51
error closer to 1.0) and smaller COV, while not displaying a trend Maximum 2.10 7.96 3.18 2.49 2.25 1.76
with respect to with respect to bw, d, q, fc and qwfy, or in other
words, the same level of conservatism with respect to the whole
range of these variables in the database. The functional form of
the model, with bw, d, q, fc, and qwfy, as independent variables,
3
was selected in order to be, as much as possible, similar as cur-
NBR 6118 - Model I
rently used code design equations. In the proposed model, beam
shear capacity is estimated as the sum of the concrete and steel
stirrups contributions; it is given by the following equation: 2
Exp / calc
1=3
100q f c
sCALC 0:3 2 1:4qw f y 2
bw d 1
base, 28 beams (32%) have effective depth equal or greater than NBR 6118 - Model I
60 cm. The test results are also compared to NBR 6118, ACI 318,
Eurocode 2 and CSA A.23.3 estimates for maximum shear capacity. 2
Exp / calc
Table 5
Statistics of the model error (273 beams with stirrups). 1
Fig. 2. Model error as a function of d, ql, fc, and qwfy for ACI 318 (2008).
Fig. 3. Model error as a function of d, ql, fc, and qwfy for CSA A23.3 (2003).
Fig. 8. For better visualization, due to the large value of the mean 6. Summary and conclusions
model error associated to the EUROCODE 2 model with h = 45,
these results have not been included. It can clearly be seen from In this study, the modeling of the epistemic uncertainties asso-
this box-plot diagram the appropriateness of the proposed nonlin- ciated to RC slender beams shear resistance was performed. Most
ear regression model. of the difficulties arise from the available shear databases present-
A.B. Ribeiro et al. / Engineering Structures 116 (2016) 140147 145
9
EUROCODE = 45
8
7
6
Exp / calc
5
4
3
2
1
0
0 200 400 600 800 1000 1200 1400 1600 1800 2000
d (mm)
9
EUROCODE = 45
8
7
6
Exp / calc
5
4
3
2
1
0
0 1 2 3 4
l (%)
9
8 EUROCODE = 45
7
6
Exp / calc
5
4
3
2
1
0
0 20 40 60 80 100 120 140
fc (MPa)
9
8
EUROCODE = 45
7
6
Exp / calc
5
4
3
2
1
0
0 1 2
w fy (MPa)
Fig. 4. Model error as a function of d, ql, fc, and qwfy for EUROCODE 2 (2004) with Fig. 5. Model error as a function of d, ql, fc, and qwfy for EUROCODE 2 (2004) with
h = 45. h = 21.8.
ing the crowding of data points in the small size range and large were described. The models considered were the NBR 6118, EURO-
differences of the means of the subsidiary influencing parameters, CODE 2, ACI 318, and CSA models. All models presented mean val-
within different intervals of beam depth. Similar limitations can ues above 1.0, and large COVs of roughly 30%. The mean values
also be observed in other databases for problems such as slender associated to the EUROCODE 2 (for h = 45 and h = 21.8) model
RC columns [21] and concrete creep and shrinkage [22]. error were larger than the other investigated code design equa-
In order to circumvent these problems, the database assembled tions; this is due to the fact that in the EUROCODE model the con-
by Ribeiro & Calixto [5], encompassing experimental results for the crete contribution is completely disregarded. The other three
shear resistance of beams with and without stirrups, was enlarged; models displayed a trend of decreased bias as the effective depth
additionally, a filtered database was used. Both the enlarged and increases, i.e. the level of conservatism is not kept constant for
filtered databases are presented in the Appendix. all ranges of the effective depth.
The evaluation of the model errors associated to different shear A reliability analysis of RC beams subjected to shear requires
models has been obtained. Statistics of the model error for both the the use of an adequate resistance model for the beam and the cor-
273 (enlarged database) and the 103 beams (filtered database) responding statistics of the model error. Considering the limita-
146 A.B. Ribeiro et al. / Engineering Structures 116 (2016) 140147
Table 7
Statistics of the model error with respect to shear test results of 87 slender RC beams
with stirrups presented by Reineck et al. [6].
sExp sExp sExp sExp sExp sExp
sNBR sEUROh45 sEUROh21:8 sACI sCSA sproposed equation
1,5
exp / calc
1,0
0,5
0,0
0 200 400 600 800 1000 1200 1400
d (mm)
Nonlinear Regression Model
2,0
1,5
/calc
1,0
0,5
0,0
0,0 1,0 2,0 3,0 4,0 5,0
l (%)
1,5
exp /calc
1,0
0,5
0,0
0 20 40 60 80 100 120 140
fc (MPa)
1,5
exp /calc
1,0
Fig. 6. Nonlinear model regression error for the enlarged database as a function of
d, q, fc, and qwfy. 0,5
0,0
0,0 0,4 0,8 1,2
tions of the models analyzed in this study, a nonlinear regression
w fy (MPa)
model was proposed. This model uses bw, d, q, fc, and qwfy, as
independent variables. The effectiveness and accuracy of this Fig. 7. Nonlinear regression model error as a function of d, q, fc, and qwfy with
model was assessed by comparing model predictions to test results respect to shear test results of 87 slender RC beams with stirrups presented by
of 87 slender RC beams with stirrups (28 beams had d P 60 cm) Reineck et al. [6]
A.B. Ribeiro et al. / Engineering Structures 116 (2016) 140147 147
References