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International Journal of Remote Sensing
To cite this article: Mohamed Barakat A. Gibril, Helmi Z. M. Shafri & Alireza Hamedianfar
(2017) New semi-automated mapping of asbestos cement roofs using rule-based object-based
image analysis and Taguchi optimization technique from WorldView-2 images, International
Journal of Remote Sensing, 38:2, 467-491, DOI: 10.1080/01431161.2016.1266109
Article views: 59
1. Introduction
Asbestos cement (AC) materials are considered as cancer-causing materials that aect
both human health and environment. Corrugated AC roong sheets are among the
CONTACT Helmi Z. M. Shafri helmi@upm.edu.my Department of Civil Engineering and Geospatial Information
Science Research Centre (GISRC), Faculty of Engineering, Universiti Putra Malaysia, 43400 Serdang, Selangor, Malaysia
2016 Informa UK Limited, trading as Taylor & Francis Group
468 M. B. A. GIBRIL ET AL.
widely used asbestos materials in the urban environment because of their low cost, and
they exhibit extraordinary properties in heat, sound, and electrical insulation. These
materials are susceptible to complex degradation by natural weathering, such as that
caused by water, sun, ice, wind, and acid rain, which results in the disaggregation of AC
materials and the release of toxic airborne asbestos bres (Campopiano et al. 2009).
Exposure to and inhalation of airborne asbestos bres (less than 5 m) for an extended
period result in various diseases, including asbestosis (scarring of the part of the lung
where gas exchange occurs), lung cancer (a malignant tumour that obstructs the
passage of air to the lungs), and mesothelioma (cancer of the lung lining and abdominal
cavity) (Ross and Nolan 2003; Whitwell, Scott, and Grimshaw 1977). The use of deterio-
rated AC roofs aects not only the occupants of a building but also the residents within
the vicinity (Chan and Vivek 2002; Satri Zen et al. 2013).
Given the catastrophic eects of asbestos on human health and the environment,
over 50 countries have prohibited the use of this material. Malaysia is an example of a
country that has partially banned the use of this material in government buildings and
all buildings being built by the government such as schools, hospitals, and clinics;
however, no law or regulation prohibits the use of asbestos in private housing (Satri
Zen et al. 2013). In fact, asbestos materials are still available in public markets, particu-
larly in rural and suburban areas. Thus, the demand for accurate and up-to-date
information on AC roof distribution is high because such information is used to create
or update databases and to monitor and support decision-making strategies and
policies.
Remote sensing is extensively used to map and monitor urban features because it
enables rapid and cost-eective data acquisition with a repetitive look over large areas
(Ban, Jacob, and Gamba 2014; Bhaskaran, Paramananda, and Ramnarayan 2010;
Samsudin et al. 2015). Owing to the spectral similarities between AC roofs and other
urban materials that share a similar spectral response, hyperspectral remotely sensed
data are generally used to detect the presence of AC roong materials. A group of
hyperspectral remote sensing studies have mapped the presence of AC roong materials
using a multispectral infrared (IR) and visible imaging spectrometer (an airborne hyper-
spectral sensor) and a pixel-based classier of spectral angle mapper (SAM) (Cilia et al.
2015; Fiumi, Congedo, and Meoni 2014; Frassy et al. 2014; Szab et al. 2014; Fiumi et al.
2012; Bassani et al. 2007; Marino, Panigada, and Busetto 2001; Fiumi 2001; Frassy et al.
2012). Although airborne hyperspectral systems provide the best possible spatial and
spectral resolutions for extracting AC roong materials (Hamedianfar et al. 2014b;
Samsudin, Shafri, and Hamedianfar 2016), they can be costly with a limited coverage
compared with low-cost multispectral satellite systems.
Very high resolution (VHR) satellite data provide a ne spatial resolution that reveals
more complex and detailed data than high-resolution images. Given that urban areas
possess diverse surface features that may be made from the same materials, such as
cement pavements, sidewalks, parking lots, and rooftops, the spectral response of these
surfaces may be similar in VHR images (Myint et al. 2011). With a high spatial resolution,
intra-class variability among classes increases, thereby decreasing the accuracy of land use
land cover (LULC) classication. Thus, using traditional pixel-based classications to classify
VHR images is unsuitable because it results in confusion among classes and the salt-and-
pepper problem in classication results (Blaschke et al. 2000). As a result, object-based
INTERNATIONAL JOURNAL OF REMOTE SENSING 469
image analysis (OBIA) is extensively used to mitigate this issue, which emulates the notion
of humans interpreting images by describing image components that utilize spectral,
spatial, textual, contextual, and topographic characteristics (Lang 2008).
OBIA starts by dividing an image into non-overlapping homogeneous segments or
objects, which is called image segmentation. These objects can then be classied using
supervised classiers or by employing logical rule sets based on rationales or expert
knowledge systems. Various studies have used OBIA to map urban land covers from
dierent VHR satellite image sets (Taherzadeh and Shafri 2013; Hamedianfar and Shafri
2015; Aguilar, Saldaa, and Aguilar 2013; Myint et al. 2011; Zahidi et al. 2015). Image
segmentation is the most important step in OBIA, which inuences the quality of OBIA
classication. Using the trial-and-error method to identify the optimum combination of
segmentation parameters is subjective, laborious, and time-consuming (Hamedianfar
and Shafri 2016). A fractional factorial design, namely, robust Taguchi statistical method,
is used to optimize segmentation parameters and minimize the number of experiments
and overall testing time to produce landslide and ood inventory maps (Moosavi, Talebi,
and Shirmohammadi 2014; Pradhan et al. 2015; Pradhan, Tehrany, and Jebur 2016).
Despite the eectiveness of using VHR imagery and the eciency of OBIA in urban
applications, no attempt has yet been made to focus on mapping AC roofs, particularly
from VHR image sets using the OBIA technique. Therefore, the objectives of this study
were (1) to develop a semi-automated framework to mapping AC roofs from the
WorldView-2 (WV-2) image using rule-based classication and Taguchi-based optimiza-
tion technique; (2) to compare and assess the performance of applying dierent super-
vised OBIA classiers such as random forest (RF), support vector machine (SVM), Bayes,
and k-nearest neighbour (k-NN); and (3) and to investigate the transferability of the
proposed framework to accurately map AC occurrences.
3. Methodology
The methodology of this study is depicted in Figure 2. The rst (training and developing
the rule sets) and second (testing the applicability of the proposed rulesets) study
470 M. B. A. GIBRIL ET AL.
Figure 1. (a) Locations of the study areas in Malaysia, (b) WV-2 imagery over the Kajang area in red
greenblue (RGB) bands used as the rst image to develop rule sets, (c) WV-2 imagery over the
Bangi area in RGB bands used to validate the rule sets.
information related to roof types and AC roong conditions was also obtained. After the
analysis, a second eld visit was conducted to validate the results of the developed OBIA
rule sets for both study areas using GPS.
Figure 5. Denition of proposed rule sets based on selected properties of WV-2 data.
SD: standard deviation.:
(eCognition Developer 2014). Radial basis function (RBF), the most popular kernel
type, was used in this study. The parameters of RBF, namely, penalty parameter (C)
and kernal function parameter (), were optimized by using L25 Taguchi orthogonal
array. RF is an ensemble machine-learning algorithm that works based on the bag-
ging method and classication and regression tree, in which each tree contributes
with a single vote to determine the most frequent class in a dataset (Breiman 2001).
Some bootstrap samples are rst selected from the training samples; the classier
output is then determined by a majority vote of the trees (Gislason, Benediktsson,
and Sveinsson 2004). k-NN is the simplest machine-learning algorithm that classies
image objects based on the closest training object in the feature space. The Bayes
classication algorithm is a probabilistic classier based on Bayes theorem that
assumes that the presence or absence of a certain feature of a class is unrelated to
the presence or absence of any other particular feature (eCognition Developer 2014).
This algorithm requires a small amount of training samples to estimate statistical
parameters, including the means and variances of variables.
3.3. OBIA
OBIA emulates the manner by which humans perceive and recognize real-world objects.
The analysis starts by segmenting an image into homogeneous regions or objects that
approximately represent real-world objects (Blaschke, Lang, and Hay 2008). This
approach is based on the rationale that the information in an image should be inter-
preted as meaningful objects instead of single pixels (Petropoulos, Vadrevu, and
Kalaitzidis 2013). Image objects are then classied based on spectral, spatial, textural,
and contextual data (Petropoulos, Vadrevu, and Kalaitzidis 2013).
which is the most widely used algorithm in the literature, and it is proven to be highly
eective in producing meaningful objects in several remote sensing applications
(Neubert, Herold, and Meinel 2008).
MRS is a region-growing algorithm that begins with a single-pixel image object as a
seed and then merges small neighbouring image objects in several subsequent pro-
cesses to produce large objects until the predened local threshold of homogeneity
criterion is satised (Benz et al. 2004). This algorithm is controlled by scale and homo-
geneity (shape and compactness) criteria. The scale parameter is the most crucial
parameter in segmenting remotely sensed images; a high-scale value generates large
image objects (undersegmentation), whereas a small-scale value produces small image
objects (oversegmentation) (Gibril et al. 2016; Hamedianfar and Shafri 2015). The homo-
geneity criterion is computed based on a combination of the colour and shape proper-
ties of the rst and resultant image objects of the intended merging (Deniens 2014). In
this study, the Taguchi optimization technique was used to obtain the best combination
of the aforementioned parameters.
Table 3. L25 orthogonal array, POF, and S:N ratio for MRS parameters.
Number of L25 combination of MRS parameters First study area Second study area
experiments Level Scale Shape Compactness POF S:N POF S:N
1 5 0.01 0.01 1.214 1.682 1.987 5.962
2 5 0.03 0.03 0.460 6.743 1.264 2.035
3 5 0.05 0.05 0.765 2.330 1.057 0.485
4 5 0.07 0.07 1.011 0.095 1.087 0.723
5 5 0.09 0.09 1.589 4.022 1.410 2.987
6 6 0.01 0.03 0.991 0.080 1.827 5.235
7 6 0.03 0.05 1.262 2.023 1.157 1.263
8 6 0.05 0.07 0.882 1.093 1.084 0.699
9 6 0.07 0.09 0.901 0.905 1.234 1.829
10 6 0.09 0.01 0.913 0.791 0.841 1.500
11 7 0.01 0.05 1.101 0.836 1.044 0.373
12 7 0.03 0.07 0.404 7.879 0.977 0.203
13 7 0.05 0.09 0.766 2.319 0.553 5.139
14 7 0.07 0.01 0.891 1.005 0.394 8.098
15 7 0.09 0.03 0.281 11.025 0.841 1.501
16 8 0.01 0.07 0.649 3.750 0.852 1.387
17 8 0.03 0.09 0.697 3.141 1.185 1.476
18 8 0.05 0.01 0.539 5.363 0.639 3.891
19 8 0.07 0.03 0.518 5.713 0.695 3.157
20 8 0.09 0.05 0.550 5.188 0.743 2.584
21 9 0.01 0.09 1.163 1.311 1.167 1.344
22 9 0.03 0.01 0.345 9.253 0.743 2.585
23 9 0.05 0.03 0.718 2.875 0.730 2.738
24 9 0.07 0.05 0.074 22.563 0.735 2.671
25 9 0.09 0.07 0.290 10.749 0.354 9.025
The procedure of applying the Taguchi technique to optimize MRS parameters in this
study is explained in the following steps. First, the possible range of MRS parameters was
dened to extract urban features. MRS was tested to generate a suitable preliminary range
of values of the scale and homogeneity parameters. For instance, a preliminary test showed
that scale parameter >9 resulted in undersegmenting objects of roong materials because
AC roofs are in a small shape, whereas scale parameters <5 resulted in oversegmenting
image objects. Therefore, the optimum scale value might be between 9 and 5 (see Table 2).
Second, Taguchi orthogonal array was generated to specify the number of experiments,
which depends on the numbers of levels and parameters. In this study, ve levels were
dened for the three parameters of MRS; therefore, L25 orthogonal array was selected
(Table 3). Third, an experiment was conducted, and the segmentation performance was
evaluated. Finally, the optimal combination was selected for further processing.
To evaluate the segmentation parameter, the plateau objective function (POF), pro-
posed by Espindola et al. (2006), was measured for each experiment to assess the
segmentation quality for the 25 runs in the orthogonal array. POF is a combination of
the weighted variance and spatial autocorrelation to evaluate the intersegment homo-
geneity and heterogeneity of image objects.
Kappa coecient () was calculated for all possible combinations to optimize the
parameters of the SVM kernel. In the following step, signal-to-noise ratio (S:N) ratio was
employed to evaluate the results of every experiment. A high S:N ratio indicated a highly
optimal parameter. Thus, the S:N ratio with higher the better characteristic was selected
in this investigation, which could be calculated by the following formula:
476 M. B. A. GIBRIL ET AL.
X
1 1
S : N 10 log10 ; (1)
n yi2
where n is the number of repetitions under equivalent test conditions (i.e. n = 1 in this
study), and y symbolizes the POF values measured from each segmentation test and
for SVM parameters. The optimum combination of MRS and SVM parameters was
eventually selected from the graph and the table of the mean of S:N ratio (shown in a
later part of this paper).
The best approach to classify WV-2 image objects is to use rule sets that generate
initial generic land cover classes. Multiple rules should then be developed to detect AC
roofs, minimize confusion with unwanted features, and provide accurate mapping of AC
roong materials. Figure 5 shows the created rules to identify AC roofs and LULC classes
based on the properties of WV-2 images and knowledge-based expert system.
INTERNATIONAL JOURNAL OF REMOTE SENSING 477
where fij represents the number of ground-truth pixels correctly classied by classica-
tion i but erroneously classied by classication j. fji indicates the number of ground
truth pixels correctly classied in classication j but incorrectly classied in classication
i. These information were extracted from confusion matrices.
Figure 6. Main eects plot (data means) for S:N ratios for MRS parameters: (a) rst study area, and
(b) the second study area.
compactness parameter equal to 0.09. The best combination for the second study area
was 5, 0.01, and 0.09 for scale, shape, and compactness, respectively. The visual assess-
ment of the segmentations yielded by the Taguchi optimization technique conrmed
the reasonable accuracies in delineating urban features. The optimum combination for
SVM parameters was the value of 11 and 1 for C and , respectively, as shown in
Figure 7.
Figure 7. Main eect plot (data means) for S:N ratios for SVM parameters.
INTERNATIONAL JOURNAL OF REMOTE SENSING 479
k-NN, and Bayes. All supervised OBIA algorithms were conducted by selecting some
training samples to dene classes, including AC roofs, clay roofs, asphalt, shadow, bare
soil, waterbodies, grass, trees, and other roofs. Confusion matrices were generated to
assess the eciency of OBIA supervised classiers to map AC roofs. Table 4 displays the
results of four supervised classiers on the rst study area. The RF classier provided the
highest result (with an overall accuracy of 82.02%), followed by SVM (81.75%), k-NN
(77%), and Bayes (72.21%) (Figure 8).
Figure 8. Mapping of AC roofs using: (a) Bayes, (b) k-NN, (c) SVM, and (d) RF classiers.
5. Discussion
Previous studies on detecting AC roong were conducted using airborne hyperspec-
tral data and pixel-based classication techniques, particularly the SAM classier
(Cilia et al. 2015; Fiumi, Congedo, and Meoni 2014; Frassy et al. 2014; Szab et al.
2014; Fiumi et al. 2012; Bassani et al. 2007; Marino, Panigada, and Busetto 2001;
Fiumi 2001; Frassy et al. 2012). However, previous studies showed that pixel-based
classiers are not ecient to extract intra-urban land cover classes, such as roong
types (Taherzadeh and Shafri 2013; Hamedianfar et al. 2014). In addition, given the
limitation in using low-cost satellite data and the cost of airborne hyperspectral data,
VHR satellite data could be a palpable solution to overcome this challenge. One of
the major constraints of mapping urban environment is that urban areas possess
diverse surface features that share the same spectral response, that is cement roads,
sidewalks, parking lots, rooftops, and AC roofs (Myint et al. 2011). With a VHR
INTERNATIONAL JOURNAL OF REMOTE SENSING 483
Figure 9. AC roofs detected in the rst study area using rule-based classication.
resolution, which has a limited number of spectral bands, the intra-class variability
among classes increases, which may decrease the classication accuracy; thus, pre-
vious studies on detecting AC roong were mostly conducted using airborne hyper-
spectral data. Given the limitation in using low-cost hyperspectral satellite data to
identify AC roong materials, this study investigated the potential of using VHR
images to map the presence of AC roofs from WV-2 imagery using object-oriented
image analysis.
Considering that the accuracy of OBIA depends on segmentation quality, this study
used the robust Taguchi statistical technique to optimize MRS parameters in a complex
and heterogeneous urban area. The use of Taguchi technique to optimize MRS para-
meter reduced the number of experiments signicantly to a fewer number of experi-
ments to be tested by using the orthogonal array experimental design. Although the
study areas represent a complex and heterogeneous urban environment with roong
materials that vary in size and structure, the optimization of MRS using the robust
Taguchi technique resulted in a well delineation of the boundaries of roong materials
and other impervious surfaces.
Four OBIA supervised classiers, namely, k-NN, Bayes, SVM, and RF, were applied to
identify AC roofs. These supervised classiers were conducted by selecting a set of
objects as training samples for nine urban and land cover features to train the classiers.
The parameters of the SVM classier were optimized through the Taguchi optimization
method. Misclassication was observed within AC roofs, dark concrete roofs, and small
objects near the rooftops or asphalt that contained a mixture of shadow, small trees, and
asphalt in all supervised classiers. Classication errors between roong materials and
484
M. B. A. GIBRIL ET AL.
asphalt were also stated in previous research when supervised OBIA was applied using
the SVM algorithm to classify WV-2 image (Hamedianfar and Shafri 2014).
Therefore, a set of rules was proposed for detecting AC roong using spectral indices,
layer values, and geometrical attributes, including NDVI, ratio G, the mean of the coastal
band, brightness values, and geometrical rectangular t criterion. Several factors were
considered to identify the optimum range of the thresholds of every rule to separate AC
roofs from spectrally similar materials based on the reasoning and the experts knowledge-
base system. These factors included the variance in colours among AC roofs caused by age
and the eects of sun, rain, wind, and roof structure (e.g. at or convex roofs). Accordingly,
the proposed rule sets exhibited excellent performance in detecting AC roofs from WV-2
imagery by recognizing all AC roofs in the rst study area with an overall accuracy of
93.10% and a of 0.92. To ensure the transferability of these rule sets, they were reapplied
to a second image, which was taken from a dierent district that was twice larger than the
486
M. B. A. GIBRIL ET AL.
rst study area. The developed rule sets were transferable and yielded an overall accuracy
of 92% and a of 0.89. These rule sets were transferable because of their versatility and the
broadness of the proposed threshold ranges that included the values of dierent AC roofs
in various colours and conditions. The advantage of these rule sets is that they can be
applied to detect AC roofs separately without classifying the rest of LULC classes and,
consequently, higher accuracy could be achieved if only two classes (AC and non-AC) were
considered. This study also involved a comprehensive eld survey in validating the relia-
bility of the result obtained from the proposed rule sets. GPS receivers were used along
with the outputs to stake out and validate some selected classied AC roofs as well as
assess the result with the statistical error matrix. The classication result of extracting AC
roofs from WV-2 satellite imagery using the proposed method was promising, which
proved the potential of employing WV-2 satellite data to map and quantify AC roofs
accurately through the proposed approach.
6. Conclusion
This study aimed to map the presence of AC roofs by using rule-based OBIA and Taguchi
optimization technique, as well as evaluating the performance of dierent supervised
OBIA classiers. The amalgamation of the robust Taguchi optimization technique and
rule-based and object-based approach was used for the rst time to map AC roofs from
WV-2 images. Segmentation, which is a key step in OBIA, was implemented by MRS in
eCognition Developer software (Munich, Germany). MRS parameters were optimized by
using Taguchi orthogonal array, which was found eective in searching for the optimum
combination in both of the study areas by implementing a limited number of
experiments.
Dierent supervised classiers, including Bayes, k-NN, SVM, and RF, were applied to
classify the rst image into nine urban and land cover features (AC roofs, clay roofs, asphalt,
bare soil, waterbodies, shadow, grass, trees, and other roofs). Although some classiers
provided fair results, misclassication between AC roofs and spectrally similar materials was
encountered. Consequently, the OBIA framework was proposed and applied to the rst
study area using rule-based classication and Taguchi optimization technique to discrimi-
nate between AC roofs and spectrally similar materials. The applicability of the adopted
approach was then tested in the second study area, followed by eld verication. The
McNemar test highlighted the statistical signicance of the designed rule sets and rule-
based classiers compared with supervised OBIA results in the test site. The classication
result of mapping AC roofs from WV-2 satellite imagery using the dened rule sets was
promising, which conrmed the potential of using WV-2 satellite data to map and quantify
AC roofs accurately. The presence or absence of AC roofs was detected in the rst and
second images, with overall accuracies of 93.10% and 90.74%, respectively. Field verica-
tion was nally conducted to ensure the reliability of the proposed method using GPS.
The advantage of using this method was that it allowed the semi-automated
processing of VHR imagery to generate accurate maps of AC roof occurrence. This
study introduced an eective tool that could help governments and authorities in
their decision-making strategies, policy-making, and developing plans to monitor
and eliminate AC roofs. Multidisciplinary research could also be performed by
integrating the data obtained from the proposed method with other data obtained
488 M. B. A. GIBRIL ET AL.
from dierent departments to enable health and environmental modelling and risk
assessment.
Acknowledgements
The authors thank the Ministry of Education Malaysia and the Universiti Putra Malaysia for
providing research grants through the Fundamental Research Grant Scheme and the Research
University Grant Scheme. The comments from anonymous reviewers, which have helped improve
the quality of this manuscript, are highly appreciated.
Disclosure statement
No potential conict of interest was reported by the authors.
Funding
This work was supported by the Fundamental Research Grant Scheme [03-02-14-1529FR];
Research University Grant Scheme [Grant Number 9377200].
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