Professional Documents
Culture Documents
O
n January 31, 2003, Richard Reid appeared at the John Joseph
Moakley United States Courthouse in Boston. Reid, the British-born
shoe bomber, had pled guilty to eight criminal counts of
terrorism in connection with his attempt to detonate an explosive device on
American Airlines Flight 63 in December 2001. All that was left was the
sentencing.
Reid was defiant. While admitting guilt, he told the court, I think I
ought not apologize for my actions. I am at war with your country. . . . I
put my trust in Allah totally and I know that he will give victory to his
religion. And he will give victory to those who believe and he will destroy
those who wish to oppress the people because they believe in Allah.1 But
for a nation freshly committed to defeating al Qaeda and its ideology of
terror, Reids statement rang hollow. When he concluded, Judge William
Young addressed him directly:
You are not an enemy combatant. You are a terrorist. You are not
a soldier in any war. You are a terrorist. To give you that
reference, to call you a soldier gives you far too much stature.
Whether it is the officers of government who do it or your
attorney who does it, or that happens to be your view, you are a
terrorist.
* Professor of Law, New England Law | Boston. I am thankful to Lawrence Friedman for
helpful comments on an earlier draft.
1 Reid: I am at war with your country, CNN/L. CTR. (Jan. 31, 2003, 11:10 AM),
http://www.cnn.com/2003/LAW/01/31/reid.transcript [https://perma.cc/E95P-FPTY].
27
28 New England Law Review On Remand Vol. 51 | 27
2 See id.; see also Hon. William G. Young, A Lament for What Was Once and Yet Can Be, 32 B.C.
INTL & COMP. L.J. 305, 32830 (2009) (containing the entire sentencing statement and
providing additional historical context).
3 The judges words would resonate more than a decade later. On April 15, 2013, the Boston
marathon bombings left three (eventually four) dead, scores wounded, and a city on edge.
With the perpetrators still at large two days later, and struggling over how best to address the
events with my Civil Procedure students, I chose to begin class by reading aloud the relevant
part of the Judge Youngs statement at the Reid sentencing. The calm and confidence in his
words provided a healing moment for us all.
4 NUNO GAROUPA & TOM GINSBURG, JUDICIAL REPUTATION: A COMPARATIVE THEORY (2015).
2017 Sticking to Their Principals 29
5 Id. at 3.
6 Id. at 60.
7 Id.
30 New England Law Review On Remand Vol. 51 | 27
8 Garoupa and Ginsburg define judicial councils broadly as institutions in which multiple
stakeholders come together to govern the judiciary, taking on various tasks that might include
selecting judges, disciplining them, managing them, and promoting them. Id. at 98.
9 See id. at 65.
10 GAROUPA & GINSBURG, supra note 4, at 65.
11 See, e.g., Robert G. Bone, Judging as Judgment: Tying Judicial Education to Adjudication
Theory, 2015 J. DISP. RESOL. 129 passim (2015) (discussing the development and spread of
judicial education programs); Robert Carp & Russell Wheeler, Sink or Swim: The Socialization of
a Federal District Judge, 21 J. PUB. L. 359 passim (1972) (discussing processes of socializing
federal district judges into the profession); Beverly Blair Cook, The Socialization of New Federal
Judges: Impact on District Court Business, 1971 WASH. U. L.Q. 253 passim (1971) (same).
12 While differing in their powers, responsibilities, and terms of office, magistrate judges,
2017 Sticking to Their Principals 31
bankruptcy judges, and ALJs are all broadly Article I judges in that their positions were
established or authorized by Congress, not Article III of the Constitution. See 28 U.S.C. 152
(2005) (regarding the appointment and retention of bankruptcy judges); 28 U.S.C. 631 (2010)
(same for magistrate judges); Administrative Procedure Act, Pub. L. 79-404 (1946) (same for
ALJs).
13 GAROUPA & GINSBURG, supra note 4, at 53.
14 See, e.g., Civil Justice Reform Act, 28 U.S.C. 476 (2012) (requiring United States District
Courts to report, by judge, the number of motions pending over six months and the number
of cases pending over three years); MARIA DAKOLIAS, COURT PERFORMANCE AROUND THE
WORLD: A COMPARATIVE PERSPECTIVE 918 (1999) (examining case disposition rate in
commercial courts in eleven countries).
15 See, e.g., Canice Prendergast & Robert Topel, Discretion and Bias in Performance Evaluation,
37 EUR. ECON. REV. 355, 35557 (1993) (discussing subjective performance evaluation and
associated challenges).
32 New England Law Review On Remand Vol. 51 | 27
19 Id. at 188.
20 See id. at 14166.
2017 Sticking to Their Principals 33
21 Id. at 165.
22 For a discussion and critique of several such theories, see RICHARD A. POSNER, HOW
JUDGES THINK 1956 (2008).
23 Compare THE FEDERALIST NO. 78, with ANTI-FEDERALIST NO. XIXII (Brutus).
judges.
The authors should also be commended for their efforts to test
empirically many of the theories they present. Working from original data
sets, Garoupa and Ginsburg attempt to demonstrate, for example, that
hybrid systems of career and recognition judiciaries are common and
reflect that certain areas of the law are better served by one type of judge
over another,25 or that conflicts between constitutional and supreme courts
(in jurisdictions that have both) are more likely to arise where there is court
instability.26 The structure of these empirical studies is useful, although the
findings themselves are preliminary and of limited import. The authors
admit as much, noting that one data set allows only a crude empirical test
of our theory27 and that the paucity of data in another presents a
challenge to conducting serious estimates.28 Still, the empirical work
presented in Judicial Reputation further stimulates the discussion about the
ways in which judiciaries might be more meaningfully assessed beyond
tired efficiency metrics29 and overly simplistic attitudinal proxies.30
Finally, Garoupa and Ginsburgs take on the role of judicial reputation
as an additional check on agency cost is eminently sensible and clearly
presented. But here, for the first time, the reader wishes for more. By
placing judicial reputation at the center of their comparative theory,
Garoupa and Ginsburg implicitly promise an especially robust
examination of its formation, contours, and challenges. Instead, the
ensuing discussion of reputation comes across as underdeveloped and at
times unrealistic, especially in comparison to their initialand powerful
exposition on agency.
Part of the problem is an oversimplified presentation of reputation as
an informational commodity. For example, Garoupa and Ginsburg employ
the simplifying assumption that reputation is a noiseless signal of
judicial quality; that is, they presume that reputation maps accurately
onto judicial quality.31 This assumption is significant and troubling,
29 As one group recently noted, Excellent courts systematically measure the quality as well
as the efficiency and effectiveness of the services they deliver. THE INTERNATIONAL
FRAMEWORK FOR COURT EXCELLENCE 29 (2d ed. 2013), http://courtexcellence.com/~/
media/Microsites/Files/ICCE/The%20International%20Framework%202E%202014%20V3.ashx
[https://perma.cc/7VLE-2VA6].
30 Theodore W. Ruger, Chief Justice Rehnquists Appointments to the FISA Court: An Empirical
32 The most prominent example of this phenomenon was the so-called House of Truth, a
close-knit group of law clerks and admirers of Oliver Wendell Holmes, Jr., who facilitated his
canonization in the American judiciary in the early part of the twentieth century. See I. Scott
Messinger, The Judge as Mentor: Oliver Wendell Holmes, Jr., and His Law Clerks, 11 YALE J.L. &
HUMAN. 119, 12223 (1999); see also Brad Snyder, The House That Built Holmes, 30 L. & HIST.
REV. 661, 66163 (2012). Modern examples of reputational bootstrapping also abound. See, e.g.,
Brianne J. Gorod, A Big Year at the Supreme Court, 18 GREEN BAG 2D 391, 399 (2015) (noting
developments such as the popular Notorious RBG moniker for Justice Ginsburg, and a new
play about Justice Scalia entitled The Originalist).
33 See, e.g., S.L. Alexander, The Trial of the Century, 92 JUDICATURE 245, 24546 (2009) (noting
that California Superior Court Judge Lance Ito, the worldwide poster boy for how not to
conduct a criminal trial, was a highly regarded jurist before the O.J. Simpson murder trial).
34 Jordan M. Singer, Gossiping About Judges, 42 FLA. ST. U. L. REV. 427, 458 (2015).
35 GAROUPA & GINSBURG, supra note 4, at 23.
36 New England Law Review On Remand Vol. 51 | 27
process and while serving as incumbents.36 That may be the case in the
small percentage of contested, partisan elections at the state level, nearly all
of them involving seats on the appellate bench. But in the vast majority of
judicial elections the incumbents are unopposed, either by design
(retention elections) or fortuity (no challenger emerges).37 Under these
conditions, where reelection or retention is at risk only if the voters are
made aware of specific concerns about a judge, most judges will seek to
minimize the force of reputation, not enhance it.38 Moreover, even in hotly
contested elections, judges and judicial candidates typically seek to
distinguish themselves from opponents only on grounds related to
professional fitness; that is, signals about the candidates views are
deliberately circumscribed to avoid pronouncements related to substantive
law or policy.39
The authors theory of reputation would also have been usefully
augmented by some discussion of the role of courts as courts in influencing
the reputation of their constituent judges. Garoupa and Ginsburg too often
conflate courts with the judges who comprise them, referring repeatedly to
judicial organization rather than court organization. Though there is
overlap between the concepts, court organization is broader. Today a great
many courts worldwide are sophisticated organizations with independent
administrators and some form of internal bureaucracy.40 Through their
administrative structure, courts seek resources, make management
decisions, and coordinate with public and private actors. Judicial
reputation is directly relevant to these tasks, especially as they pertain to
obtaining funding and clarifying jurisdiction. This form of organizational
or institutional reputation is qualitatively different from collective
reputation as Garoupa and Ginsburg use it; it is less about collective
36 Id. at 45.
37 See Bert Brandenburg & Roy A. Schotland, Justice in Peril: The Endangered Balance Between
Impartial Courts and Judicial Election Campaigns, 21 GEO. J. LEGAL ETHICS 1229, 1234 (2008).
38 See Brian P. Anderson, Judicial Elections in West Virginia: By the People, for the People or
By the Powerful, for the Powerful? A Choice Must Be Made, 107 W. VA. L. REV. 235, 25556 n.121
(2004) (citing studies showing that only 13% of judicial incumbents in retention elections
bother to formally campaign for their seats).
39 For a detailed case study on this phenomenon, see Jordan M. Singer, The Mind of the
Judicial Voter, 2011 MICH. ST. L. REV. 1443, 147485 (2012) (discussing the 2011 state supreme
court election in Wisconsin).
40 See, e.g., KARIM BENYEKHLEF ET AL., COMPARATIVE ANALYSIS OF KEY CHARACTERISTICS OF
41 See THOMAS A. HENDERSON, RANDALL GUYNES & CARL BARR, ORGANIZATIONAL DESIGN
FOR COURTS 33 (1980).
42 Indeed, the formation and dynamics of reputation itself are still not fully understood,
and remain the subject of considerable research by psychologists and sociologists. For one
example of recent scholarship, see Priscilla Murphy & Dawn R. Gilpin, Complexity Theory and
the Dynamics of Reputation, in THE HANDBOOK OF COMMUNICATION AND CORPORATE
REPUTATION 16680 (Craig E. Carroll ed., 2015).
43 The authors state no fewer than four times that their focus is on understanding the
judicial system through the lens of the agency model. See GAROUPA & GINSBURG, supra note 4,
at xi (This book is an effort to understand the structure of judicial systems around the world
. . . . We show that [the agency] model can explain a good deal of variation that we
observe . . . .); id. at 7 (The object of our book is to explain how judges respond to the
incentives provided by different audiences and how legal systems design their judicial
institutions to calibrate the locally appropriate balance between audiences.); id. at 73 (We
suggest that the design of judicial institutions responds to particular agency problems . . . .);
id. at 187 (Our basic argument in this book has been that judges are agents of society, hired to
perform a set of tasks.).