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Revised minimum standards for practices offering

assisted reproductive technologies


The Practice Committee of the Society for Assisted Reproductive Technology and the Practice
Committee of the American Society for Reproductive Medicine
Birmingham, Alabama

These guidelines are designed to assist ART programs in establishing and maintaining a successful clinical practice
and set criteria that meet or exceed the requirements suggested by the Centers for Disease Control and Prevention
(CDC) for certification of ART laboratories. (Fertil Steril 2008;90:S1658. 2008 by American Society for Re-
productive Medicine.)

Treatments for the infertile couple are evolving rapidly, and quirement for expertise in one or more areas. An ART pro-
advances in assisted reproductive technology (ART) are the gram must include the following personnel:
best example. Periodically, the American Society for Repro-
 A designated overall practice director, medical director,
ductive Medicine (ASRM) reviews and publishes updated
and laboratory director. One individual may fulfill more
guidelines to define the minimum standards for ART pro-
than one of these positions, but the medical director
grams and for human embryology and andrology laboratories.
must be a licensed physician.
This document is designed to assist ART programs in estab-
 An individual with training and experience in reproduc-
lishing and maintaining a successful clinical practice and
tive endocrinology, particularly in the use of ovulation-
sets criteria that meet or exceed the requirements suggested
inducing agents and hormonal control of the menstrual
by the Centers for Disease Control and Prevention (CDC)
cycle. An individual who has completed an American
for certification of ART laboratories (1). This document re-
Board of Obstetrics and Gynecology (ABOG)-approved
places that entitled Revised Minimum Standards for In Vitro
fellowship in reproductive endocrinology and infertility
Fertilization, Gamete Intrafallopian Transfer, and Related
fulfills this requirement.
Procedures that was previously published in September,
 An individual with experience in laparoscopic and ultra-
2003. This document is not designed to cover all clinical sit-
sound-guided oocyte retrieval techniques.
uations or practices, but rather should be reviewed carefully
 An individual with specialized training and experience
by ART program and laboratory directors to ensure that their
in gynecologic ultrasonography who provides the mon-
programs practice reflects current recommendations. More
itoring of follicular development.
specific guidance on laboratory procedures is presented in
 An individual experienced in male reproduction (androl-
the Practice Committee report titled, Guidelines for Hu-
ogy) with special competence in semenology. If this in-
man Embryology and Andrology Laboratories.
dividual is not a urologist, a consultant urologist with
expertise in reproductive surgery should be available.
 An embryology laboratory director with personal expe-
DEFINITIONS rience in the organization and maintenance of a clinical
ART encompasses a variety of clinical treatments and labora- embryology laboratory and in tissue culture techniques.
tory procedures which include the handling of human oocytes,  A consultant/mental health professional with expertise
sperm, or embryos, with the intent of establishing a pregnancy. in reproductive issues.
This includes, but is not limited to, in vitro fertilization (IVF),  An individual with specialized training and experience
gamete intrafallopian transfer (GIFT), zygote intrafallopian in gamete and embryo cryopreservation techniques,
transfer (ZIFT), embryo biopsy, preimplantation genetic diag- when gamete and/or embryo cryopreservation is
nosis (PGD), embryo cryopreservation, oocyte or embryo do- offered.
nation, and gestational surrogacy.  An individual with specialized training in gamete biol-
ogy and micro-operative techniques, if oocyte and/or
embryo micro-operative techniques are offered.
PERSONNEL  Appropriate personnel to perform hormonal assays. An
outside laboratory that has demonstrated adequate com-
There should be a backup system in place for all personnel
petence, quality control, and service, may be used for
essential to a program. A single individual may fulfill the re-
rapid assays of all the necessary reproductive hormones
(including estradiol and progesterone). Such hormone
Guideline
Reviewed June 2008.
assays should be performed by a laboratory that meets
Received and accepted July 28, 2006. Clinical Laboratory Improvement Amendments of
Reprints will not be available. 1988 (CLIA) standards.

0015-0282/08/$34.00 Fertility and Sterility Vol. 90, Suppl 3, November 2008 S165
doi:10.1016/j.fertnstert.2008.08.098 Copyright 2008 American Society for Reproductive Medicine, Published by Elsevier Inc.
 Appropriate nursing support. tion with experience in experimental design, statistics,
 An individual or consultant with specialized expertise in and problem solving. The laboratory director should
genetics or genetic counseling. be responsible for formulating laboratory policies and
protocols and for communicating with the medical di-
rector regarding patient progress and protocols as they
SPECIALIZED TRAINING AND EXPERIENCE affect the laboratory aspects of treatment.
Medical Director  Two years of documented pertinent experience in a pro-
As of January 1, 2000, a new programs medical director gram performing IVF-related procedures. This experi-
must be board-certified in reproductive endocrinology and in- ence should include:
fertility by the ABOG, be an active candidate for the same, or 1 Familiarity with laboratory quality control, inspec-
be grandfathered as a medical director, provided the individ- tion, and accreditation procedures.
ual has training and experience equivalent to a board-certified 2 Detailed knowledge of cell culture and ART and an-
reproductive endocrinologist. drology procedures performed in mammalian systems.
 A period of training of at least six months (may be con-
Practice Director current with documented experience) and have com-
pleted at least 60 ART procedures under supervision.
The practice director is responsible and accountable for the
A procedure is defined as a combination of the examina-
activity of the practice relating to ART, and is responsible
tion of follicular aspirates, insemination, documentation
for officially communicating with the Society for Assisted
of fertilization, and preparation for embryo transfer. Sat-
Reproductive Technology (SART) and ensuring that the prac-
isfactory completion of this period of training should be
tice follows SART requirements for membership.
documented by a signed letter from the laboratory direc-
tor of the training practice.
Physician Performing Oocyte Retrievals  Obtain at least 12 hours of accredited continuing educa-
Each physician performing oocyte retrievals should have per- tion annually in assisted reproductive technology or
formed at least 20 follicular aspirations under direct supervi- clinical laboratory practice.
sion within a practice that meets these standards. Satisfactory  Demonstrate technical competence in the embryology
completion of this training should be documented by a signed laboratory by documenting performance of specific pro-
letter from the practice director. Each physician should con- cedures and results that are within acceptable standards
tinue performing a minimum of 20 aspirations per year. for that program.
It is recommended that the physicians involved in the su-
The responsibilities of the embryology laboratory director
pervision of the follicular recruitment and oocyte retrieval
include:
procedures be responsible for the ultrasound monitoring of
follicular development. Physicians responsible for ultrasound  Providing accessibility for on-site, telephone or elec-
follicular monitoring should have familiarity with basic ultra- tronic consultations as needed.
sound physical principles and equipment. These physicians  Ensuring that the physical plant (space, facilities, and
should have evidence of training and the requisite competence equipment) and environmental conditions of the labora-
to adequately perform diagnostic ultrasound examinations. tory are appropriate and safe.
 Maintaining aseptic conditions in the laboratory.
Embryology Laboratory Director  Ensuring that patient confidentiality is maintained
throughout the laboratory ART process.
The embryology laboratory director should be an individual
 Providing an approved procedural manual to all labora-
with demonstrated knowledge of all laboratory aspects of
tory personnel and establishing and maintaining a labo-
ART. To be acceptable as an embryology laboratory director,
ratory quality assurance program.
an applicant should fulfill the following requirements:
 Providing consultation to physicians and others, as ap-
 An earned doctorate degree (Ph.D.) from an accredited propriate, regarding laboratory aspects of treatment.
institution in a chemical, physical, or biological science  Employing a sufficient number of qualified laboratory
as the major subject, or a medical degree (M.D. or D.O.) personnel to perform the work of the laboratory. At
from an accredited institution, or have qualified as a lab- a minimum, there should be two qualified embryolo-
oratory director prior to July 20, 1999. Effective January gists. Table 1 provides minimum staff sizes for the vol-
1, 2006, all new laboratory directors should hold High ume of cycles (retrievals and cryopreservation cycles).
Complexity Laboratory Director (HCLD) or American Additional laboratory staff may be required if androlog-
Board of Bioanalysis Embryology Laboratory Director ical and/or endocrinological duties are also assigned.
(ABB-ELD) certification or its equivalent. Laboratory  Ensuring that all personnel receive appropriate training
directors grandfathered in are strongly encouraged to for the ART laboratory procedures to be performed, ob-
seek HCLD or ELD certification. The laboratory direc- tain the required number of annual continuing education
tor should have expertise and/or specialized training in hours, and demonstrate continued competence for the
biochemistry, cell biology, and physiology of reproduc- ART laboratory procedures performed.

S166 ASRM Practice Committee Revised minimum standards for ART programs Vol. 90, Suppl 3, November 2008
TABLE 1  Perform at least 20 ART procedures per year.

Laboratory cycles and embryologists. Responsibilities of the embryology laboratory supervisor


include the day-to-day supervision and oversight of the
Number of Minimum number embryo laboratory and laboratory director responsibilities
laboratory cycles of embryologists as authorized in writing by the embryology laboratory
1150 2 director.
151300 3
301600 4
Embryology Laboratory Technologist
>600 1 additional embryologist
per additional 200 Embryology laboratory technologists who perform ART lab-
cycles oratory procedures should either meet the qualification re-
quirements for laboratory supervisor, or fulfill both of the
ASRM Practice Committee. Revised minimum standards for ART programs. Fertil following requirements:
Steril 2008.
 Have an earned bachelors or masters degree in chemical,
Off-Site Embryology Laboratory Director physical, biological, medical technology, clinical, or repro-
ductive laboratory science from an accredited institution;
An off-site laboratory director is one whose primary direc-
 Have documented training, which includes performing,
torship is at another physical facility, which has a separate
at a minimum, at least 30 ART procedures under contin-
identification number (SART number) and a separate medical
uous supervision of the laboratory director or supervisor.
director. An off-site director has the same responsibilities as
an on-site director. While the laboratory is actively treating In addition to meeting these requirements, the embryology
patients, the off-site director is required to physically visit laboratory technologist should:
the laboratory at a frequency that will ensure the proper func-
 Obtain at least 12 hours of accredited continuing educa-
tioning of the laboratory and assure appropriate patient care.
tion annually in ART or clinical laboratory practice; and
Minimum standards would require a frequency of no less
 Perform at least 20 ART procedures per year.
than one visit per month, while the lab is active. The lab di-
rector should also be available at all times by fax, phone, or Experience and documented training in cell culture,
email for any issues that may arise. The off-site director sperm-egg interaction, or related areas of animal reproduc-
must be present on site for any accreditation or certification tion are desirable. The embryology laboratory technologist
procedures. A laboratory director shall direct no more than works under the supervision of a laboratory director or super-
five separate laboratories of any type. visor. Programs for the appropriate training of embryology
laboratory technologists should be in place with documenta-
Embryology Laboratory Supervisor tion of completion for each employee.
The embryology laboratory may have one or more qualified
laboratory supervisors who, under the direction of the labora- Nursing
tory director, provide day-to-day supervision of laboratory per- The registered nurse in the ART setting provides education,
sonnel performing ART procedures. If the medical director is counseling, support, and nursing care to patients seeking as-
also the laboratory director, there should be a designated labo- sistance with conception. This role requires structured orien-
ratory supervisor. If the embryo laboratory director is primarily tation to the clinical setting and demonstrated competence in
located off-site, there should be a designated laboratory super- the specialty.
visor. The embryology laboratory supervisor should either
Other roles in the ART setting may include unlicensed as-
meet the qualification requirements designated for laboratory
sistive personnel such as Medical Assistants with specialized
director, or fulfill both of the following requirements:
training in patient care management and technical procedures
 Have an earned bachelors or masters degree in chem- for the infertile patient.
ical, physical, biological, medical technology, clinical,
or reproductive laboratory science from an accredited
institution; GIFT AND RELATED PROCEDURES
 Have documented training, which includes performing, ASRM has issued a list of minimum standards for GIFT (2).
at a minimum, at least 60 ART procedures under super- Because technical considerations at the time of oocyte re-
vision. trieval may prevent tubal transfer and/or oocytes in excess
of those recommended for tubal transfer may be obtained,
In addition to meeting these requirements, the embryology
GIFT should only be performed in a facility that is prepared
laboratory supervisor should:
to carry out IVF. Accordingly, a GIFT program must have an
 Obtain at least 12 hours of accredited continuing educa- embryology laboratory and personnel capable of performing
tion annually in assisted reproductive technology or IVF. Ideally, the program should also be capable of fertilizing
clinical laboratory practice; excess non-transferred oocytes and freezing the resulting

Fertility and Sterility S167


embryos if of good quality. GIFT may not be an appropriate INFORMED CONSENT
choice for certain patients, but the embryology laboratory The concept of informed consent is rooted in medical ethics
equipment, procedures, quality control, and personnel must and has been codified as legal principle. As with all medical
be similar to those indicated for IVF. procedures and treatments, ART patients have the right to
self-determination and must make the final decision as to
ETHICAL AND EXPERIMENTAL PROCEDURES what is appropriate and acceptable treatment in their particu-
ART treatments are rapidly evolving. Because of the ethical lar situation. To comply with this requirement, each prospec-
concerns involved in treatments which involve the laboratory tive patient/couple must be provided with all relevant
handling and manipulation of human gametes and embryos, information necessary to make an informed decision regard-
ASRMs Ethics Committee has issued a report on the ethical ing the proposed treatment and must be given the opportunity
considerations of ART procedures (3). All ART procedures to ask questions in order to gain a better understanding. It is
should be performed in accordance with the recommenda- also important that couples are provided with full information
tions contained in that report, as well as all other reports concerning risks, benefits, and alternative procedures avail-
from the ASRM Ethics Committee. able to circumvent their specific infertility problem, includ-
ing procedures that are not performed by the treating
Procedures considered experimental must be conducted center, as well as non-medical options such as adoption and
under the supervision of a properly constituted Institutional no treatment.
Review Board or equivalent committee.
The communications process should be documented in the
From time to time, the ASRM Board of Directors will issue medical record and the patient must provide full written in-
statements indicating that certain procedures previously con- formed consent. Specific consent should be obtained for mi-
sidered experimental will henceforth be considered clinically cro-operative techniques or cryopreservation procedures.
proven treatments. Consent forms should indicate that data concerning the pa-
tients IVF cycle are required by law to be released for exter-
nal validation. ART practices should conform to the ASRM/
RECORD KEEPING SART guidelines concerning informed consent. The labora-
It is required that all ART practices participate in the CDC tory must have evidence of informed consent for all proce-
registry data collection. Furthermore, it is required that dures prior to their performance. It is expected that
each practice release (or permit the release from the registry) practices will comply with all applicable local, state, and fed-
identifiable, clinic-specific success rates. Practices must ad- eral guidelines.
here to all relevant ASRM, SART, and Federal Trade Com-
mission policies and procedures relating to advertising and Acknowledgments: This report was developed under the direction of the Prac-
the use of SART statistics. tice Committee of the Society for Assisted Reproductive Technology and the
Practice Committee of the American Society for Reproductive Medicine as
The embryology laboratory must retain records of all of its a service to their members and other practicing clinicians. While this docu-
policies and procedures as well as personnel employment, ment reflects appropriate management of a problem encountered in the prac-
training, evaluations, and continuing education activities. In tice of reproductive medicine, it is not intended to be the only approved
standard of practice or to dictate an exclusive course of treatment. Other
addition, documentation of the proper identification, out-
plans of management may be appropriate, taking into account the needs of
come, and disposition of all oocytes and embryos is impor- the individual patient, available resources, and institutional or clinical prac-
tant. This documentation should identify all clinical and tice limitations. The Executive Council of the Society for Assisted Reproduc-
laboratory personnel who have handled gametes and embryos tive Technology and the Board of Directors of the American Society for
during each procedure. Reproductive Medicine have approved this report.

The laboratory must maintain these records for a period of REFERENCES


time specified by federal, state, and local laws or for 10 years 1. Centers for Disease Control and Prevention. Implementation of the Fertil-
beyond the final disposition of all specimens obtained during ity Clinic Success Rate and Certification Act of 1992-A model program
each patients ART cycle, whichever is later. All records must for the certification of embryo laboratories. Federal Register 1999;64:
3937492.
be maintained on site for two years. In the event that the lab-
2. American Fertility Society. Minimal standards for gamete intrafallopian
oratory ceases operation, provisions must be made for these transfer (GIFT). Fertil Steril 1988;50:20.
records to be maintained according to the time frame 3. Ethics Committee of the American Fertility Society. Ethical consider-
required. ations of assisted reproductive technologies. Fertil Steril 1994;62:1125.

S168 ASRM Practice Committee Revised minimum standards for ART programs Vol. 90, Suppl 3, November 2008

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