Professional Documents
Culture Documents
El Nino
and prediction of anomalous monthly rainfalls
in Ecuador
Frederic Rossel and Eric Cadier*
Institut de Recherche pour le Developpement, IRD-Hydrologie, B.P. 5045, 34032 Montpellier cedex, France
Abstract:
The coastal regions of Northern Peru and Southern Ecuador are well known for their sensitivity to the El Nino/Southern
Oscillation (ENSO) phenomenon. Abundant rainfall is generally related to hot weather in the eastern tropical Pacific and
to the weakened South Pacific trade winds, which allow the inter-tropical convergence zone (ITCZ) to migrate far to the
south and to convey warm moist air to the coastal area. A new monthly rainfall index series has been established using data
from a network of 75 rainfall stations in Ecuadors coastal region. Throughout the analysis, a distinction is made between a
dependent data set (19641982) used as a training period and an independent portion of the record (19831993) reserved
for validation. Multiple regression models are developed to predict monthly rainfall in the Guayaquil area, using as predictors
precipitation, sea surface temperature (SST), meridional and zonal wind in the eastern equatorial Pacific, with all predictions
being based on a one-month lead time. The resulting equations were used to predict rainfall anomalies in the independent data
set. There is considerable predictive power for the rainy months of the year, the best predictability being for the period from
March to May. The multiple linear correlations explain 6082% of the monthly precipitation variance. The north regions
pre-season rainfall is the most powerful predictor for the rainy season peak in Guayaquil, whereas the eastern equatorial Pacific
SST is the most powerful predictor for the end of the rainy season. Copyright 2009 John Wiley & Sons, Ltd.
600 m
0
Nio 1+2
10S Peru 80W
Line of ridge
Figure 1. Left, sea surface sectors (A, B . . . P) matching SST (Ta, Tb . . . Tp) and wind indices (Xa, Xb . . . Xp; Ya, Yb . . . Yp). Right, rainfall areas
(1, 2 . . . 18) matching rainfall indices (P1, P2 . . . P18) and stations (dots); data from stations labelled with numbers is provided daily
Copyright 2009 John Wiley & Sons, Ltd. Hydrol. Process. 23, 3253 3260 (2009)
DOI: 10.1002/hyp
AND PREDICTION OF MONTHLY RAINFALLS IN ECUADOR
EL NINO 3255
Absolute values in C
EN EN
Anomalies in C
2.5
24.5
1C 23C
0
20.5
Anomalies
-2.5 16.5
1964 1970 1975 1980 1985 1990 1993
Figure 2. Absolute values and monthly SST anomalies of Nino block 1C2 along the 1964 1993 period. Straight line 1 C/23 C matches the threshold
above which anomalies and absolute SST values should last at least three consecutive months to confirm the El Nino presence. Periods noted EN
correspond to ENSO events
period 19641993 (Rossel et al., 1995). For the first Over the boreal summer months, the South Pacific high
time over a 30-year period including several ENSO migrates north-eastward, the South Pacific trade winds
events, such indices were used to analyse the ENSO become stronger and the ITCZ reaches its northernmost
influence on annual rainfall in Ecuador. Rossel et al. position. When South Pacific trade winds go through the
(1999) demonstrated that the ENSO event has a strong equator, a divergence appears, with the formation of mon-
positive influence on annual rainfall over most of the soon winds blowing to the Gulf of Panama. Along the
Ecuadorian coastal regions and that the increase in mean South Americas west coast, the cold Humboldt Current
precipitation is greater than 40% (Figure 3). On the (1418 C) sweeps northward while the trade winds pro-
other hand, we could not establish a direct link between mote a cold water upwelling. This cold current meets the
ENSO and the annual rainfall of the inter-Andean valleys hot (>25 C) south equatorial current generally between
and Ecuadors Amazon slopes. The western flanks of North Peru and the Galapagos Islands. As such water
the Andes and the northern coastal regions constitute a currents are combined with trade winds, the latitude of
transition zone influenced by the ENSO, but the influence their convergence, called the equatorial front, follows the
is clearly less than that for the other coastal-region areas. ITCZ movement.
The boundary of the direct positive ENSO influence on Ecuadors coastal regions, where a strong ENSO
Ecuadors annual rainfall can therefore be identified as influence exists, have a seasonal rainfall distribution
corresponding to the relief of the Andes in the east and characterized by a single rainy period, with 7590% of
as being located between Esmeraldas and San Lorenzo the rainfall occurring between December and May. The
in the northern Ecuadorian area at approximately latitude rainy season starts around late November and ends in
1 N. June, with a peak between February and March. The
rainy season is separated from the next rainy season by
a 26-month dry period. This seasonal distribution of
THE ANNUAL CYCLE OF CIRCULATION,
rainfall in Ecuadors coastal regions is combined with the
RAINFALL AND ENSO
seasonal latitudinal ITCZ migration and eastern tropical
Throughout the year, the north-eastern trade winds ema- Pacific SST variations. The north-southern seasonal ITCZ
nating from the North Atlantic high sweep over the displacement and SST variations bring to the area air
Caribbean Sea into northern South America and across masses of different humidity and temperature. When the
the Central American land bridge into the eastern Pacific. ITCZ and the equatorial front are in their southernmost
The southern trade winds in conjunction with the South position near the equator, Ecuadors coastal regions are
Pacific high follow the South American coast and the under the influence of warm moist air masses, which
Andes Mountain before moving to the west under the come from the northwest, and which bring significant
influence of the Coriolis force. North and south trade rainfall and increase air temperature. This is the rainy
winds meet along the inter-tropical convergence zone season. Inversely, the northernmost ITCZ displacement
(ITCZ). The ITCZ is a band of maximum convergence, and the equatorial front result in the presence of cooler
convection, cloudiness and rainfall. Southwards, very dry and dryer air masses, which come from the south-west
climatic conditions are established. Owing to such high from upwelling regions. This is the dry season.
latitudinal climatic gradients, a small ITCZ displacement Along Ecuadors coast, ENSO events are featured
results in a large modification of the local atmospheric by an amplification of the southern ITCZ migration,
state. The seasonal shift in the latitude of the ITCZ fol- an SST increase and a weakening of the South Pacific
lows the apparent movement of the sun. Over the boreal trade winds, choking off the upwelling, which supplies
winter, the north-eastern trade winds blow vigorously cold water. All such oceanic and atmospheric changes
across the Central American Isthmus, whereas the south- in conjunction with the ENSO result in an increase in
ern trade winds are weak. The ITCZ is then at its south- precipitation over the Ecuadors coastal regions. Figure 4
ernmost position near the equator in the eastern Pacific. shows mean anomalies observed over the eight ENSO
Copyright 2009 John Wiley & Sons, Ltd. Hydrol. Process. 23, 3253 3260 (2009)
DOI: 10.1002/hyp
3256 F. ROSSEL AND E. CADIER
Bogot
ntal
84w 81w 78w 75w
cide
0m
al
0m
150
a oc
entr
Significant Influence Limit Buenaventura
150
ra c
iller
Increase > 20 %
l
nta
dille
Cali
Cord
0m
ie
Or
150
Cor
a
3N 3N
ler
lrdi
Popayn
Co
Strong Influence Limit
Increase > 40 % Tumaco Colombia
0m Pasto According to
150
Esmeraldas Bocanegra and Caicedo 1994
and Aceituno and Garreaud 1995
0 Santo Quito 0
Domingo
Portoviejo
Ecuador
Guayaquil
1500m
Pacific Cuenca
3S Ocean 3S
Machala
Piura
Peru
6S 6S
Chiclayo
According to
Waylen and Caveides 1986 Brazil
and Tapley and Waylen 1990
Co
rdi
Trujillo
l
l l er
150
C or
aN
0 m central
ll e
di
C o r d il
ra
e gr
9S Chimbote 9S
a
lera
Bl
an
ca
150
0m
Figure 3. Boundary of the strong (>40%) and significant (>20%) ENSO influence on annual rainfalls in northwestern South America
events of the 19641993 period. Rainfall anomalies are on each of the eight ENSO events show that each event
greatest in the eastern area of the Guayas River plain has its own characteristics, reflecting the complexity of
and the southern coast near Peru. Anomalies decrease the phenomenon. Each ENSO event is different, but
towards the north, the Andes in the east and the Pacific the range of values, nevertheless distinguish these from
Ocean in the west. Over the ENSO events, a small shift non-ENSO years. Rainfall anomalies are linked to the
in the annual peak from February to March is generally amplitude and synchronization of the SST and wind
observed, with a major increase in rainfall over the anomalies. For example, the lack of excess rainfall in the
second part of the rainy period (Rossel, 1997). As we can 1969 Pacific Ocean warm event can be explained by the
expect, air temperature is above the normal value. The strong South Pacific trade winds which maintained the
monthly wind values are weaker and related to a southerly ITCZ to the north of the country. Inter-event variability
ITCZ displacement, which is greater than that for normal is important but not strong enough to make rainfall
years. Its southernmost mean position in the eight ENSO prediction unachievable using SST and wind.
events is near the equator line in February and March. On
the continent, the dominant winds, over the ENSO years
are blowing from west to east and move to the north and MONTHLY-RAINFALL PREDICTION
south when approaching the relief of the Andes (Lugo, To explain the monthly rainfall index for the Guayaquil
1996). Anomalies of rainfall, SST and winds observed area, we applied multiple regression techniques using
Copyright 2009 John Wiley & Sons, Ltd. Hydrol. Process. 23, 3253 3260 (2009)
DOI: 10.1002/hyp
AND PREDICTION OF MONTHLY RAINFALLS IN ECUADOR
EL NINO 3257
80W 78W
Esmeraldas
0 0
Santo
Quito
Domingo
Manta Chone
Portoviejo
Rainfall anomalies
1.0 < P < 1.2
2S 2S
0.8 < P < 1.0
Salinas
Guayaquil 0.5 < P < 0.8
0.0 < P < 0.5
?
Cuenca
Machala
SST Anomalies
1.0 < T < 1.25
0.75 < T < 1.0
4S Peru 0.5 < T < 0.75 4S
80W 78W
Figure 4. ENSO years average seasonal (DecemberMay) rainfall and SST anomalies (in standard deviation)
precipitation, SST, zonal and meridional wind com- Results for the rainfall index P3 of the Guayaquil area
ponents in the eastern equatorial Pacific as predictor are shown below.
variables. Such rainfall anomalies are predicted with From February to May, the variance of P3 explained
a 1-month lead time. The stepwise multiple regression by the regression models based on the dependent por-
method was used to establish the parameters of the mul- tion of the record (19641982) ranges from 6273%
tiple regression models: (Table I). Applying these models in a predictive mode to
the independent data set (19831993) explained 6082%
P D b0 C b1 X1 C b2 X2 C . . . bn Xn 1 of the variance of the Guayaquil rainfall index P3 .
Other forecast-performance measurements are shown in
where P is the predicted rainfall index, bi the regression Table II. Note the low values of the forecast bias.
model coefficients, Xi the predictors and n the number Figure 5 compares a scatter plot of the calculated versus
of predictors employed in the regression model. observed rainfall anomalies for the training and predic-
We limited the number of predictors used with tion periods. The performance of such models is equiv-
each model to avoid complex models that did not alent to, or better than, the results obtained in other
match the recognized circulation patterns. The regression areas of the tropics where the ENSO influence should
model coefficients were determined using the dependent be weaker, as in Djakarta (Hastenrath, 1988), Brazils
data set (19641982). Then, the independent data set Nordeste (Hastenrath, 1990a), northern South America
(19831993) was used to test the ability of such mod- (Hastenrath, 1990b), south-eastern Australia (Simpson
els to predict rainfall anomalies on a data set that was et al., 1993), and north-eastern Africa (Awadallah and
not used to determine the regression model coefficients. Rousselle, 1999).
Copyright 2009 John Wiley & Sons, Ltd. Hydrol. Process. 23, 3253 3260 (2009)
DOI: 10.1002/hyp
3258 F. ROSSEL AND E. CADIER
Table I. Monthly-rainfall prediction models for the Guayaquil area (standardized data). Pn , Tn , Yn : precipitation, STT and meridian
wind indices as described in Figure 1
19641982 1983-1993
February 3 March 3
Calculated
Calculated
2 2
1 1
Observed Observed
0 0
-2 -1 0 1 2 3 -2 -1 0 1 2 3
-1 -1
Training: r2 = 0.62 Training: r2 = 0.68
-2 Predicted: r2 = 0.60 -2 Predicted: r2 = 0.72
April May
Calculated
3 Calculated 3
2 2
1 1
Observed Observed
0 0
-2 -1 0 1 2 3 -2 -1 0 1 2 3
-1 -1
Training: r2 = 0.68 Training: r2 = 0.73
-2 Predicted: r2 = 0.73 -2 Predicted: r2 = 0.82
Figure 5. Scatter diagram of calculated versus observed Guayaquil-area rainfall from February to May. The dotted line indicates the 45-degree angle.
Unit is the standard deviation
Table II. Prediction model performance for the 19831993 vali- the rainfall over the last rainy-season months when El
dation period Nino conditions are clearly settled (Rossel, 1997). Sec-
Root-mean square error Absolute error Bias ondary predictors, including previous-month indices of
rainfall or meridional wind, offer additional information
February 085 075 021 that significantly increases the model performance. Such
March 058 049 C025 improvements range from 1118% of the variance of the
April 071 061 001 P3 index explained by each regression model.
May 068 044 035
However, the multiple regression models do not permit
prediction of monthly rainfall with a satisfactory preci-
The most powerful predictors for February and March sion for the dry-season months (June to November) and
are the rainfall indices P12 and P6 for the San Lorenzo the first two rainy-season months (December, January).
and Esmeraldas areas located in the northern area of the Rainfall prediction for these months is, however, of low
coast (Figure 1). The fact that such northern-area rainfall interest, with the exception of January where the mean
indices are good predictors of rainfall in the follow- rainfall reaches 19% of the annual mean. The low fore-
ing month in a southern area might be explained by the casting potential for these months is mainly due to the
meridian ITCZ displacement. During its migration from absence of significant rainfall over the month preceding
the north to the south in the early rainy season, the ITCZ the predicted one. As we observed for the other rainy-
initially affects Ecuadors northern coastal area. The most season months, the preceding-month rainfall is a powerful
powerful predictors for April and May are the previous- predictor. There exists a rainfall persistence related to the
month SST indices of the eastern tropical Pacific. This duration of SST anomalies and wind seasonal variations
could be explained by the stronger ENSO influence on over the ENSO events that last several months.
Copyright 2009 John Wiley & Sons, Ltd. Hydrol. Process. 23, 3253 3260 (2009)
DOI: 10.1002/hyp
AND PREDICTION OF MONTHLY RAINFALLS IN ECUADOR
EL NINO 3259
Calculated
Calculated
Real time Real time
1998
2 2
1 1
Observed Observed
0 0
-2 -1 0 1 2 3 -2 -1 0 1 2 3
-1 -1
Training: r2 = 0.69 Training: r2 = 0.68
Figure 6. Scatter diagram of calculated versus observed Guayaquil areas rainfall for March and May regarding models using only real-time data
available in 1998 (standardized data). Dotted line indicates the 45 degree angle
Table III. Operational prediction models using only real-time data available in 1998. Pn , Tn , Yn : precipitation, STT and meridian
wind indices as shown in Figure 1. (Standardized data)
19641982 1983-1993
OPERATIONAL PREDICTION AND THE 1998 and 94 mm. Our operational prediction models cannot
ENSO EVENT explain more than 35% of the variance of the observed
An important practical requirement for operational cli- P3 for February. This is due to the lack of real-time
mate prediction is the availability of input-observations rainfall information from the San Lorenzo area, whose
on a quasi-real-time basis. In 1998, the data likely to January rainfall index P12 is the more powerful predictor
be obtained a few days after the end of the month of Guayaquils February rainfall index.
were limited to the rainfall observed in 11 coastal-region
stations (Figure 1) and the Nino 1C2 SST index. We
therefore had to develop new prediction models limiting CONCLUSIONS
the input to this available real-time data. The parame-
ters of these operational regression models were again Analysis of the oceanic and atmospheric circulation in
determined using the dependent data set (19641982). Ecuadors coastal area has provided a basis for the devel-
The independent data set (19831993) was used to test opment of prediction models for regional rainfall indices.
the model performance. Additionally, the 1998 values are It was found that the best predictors are rainfalls and
plotted on the scatter plot to evaluate the model efficiency SST indices for the previous month. The performance
for the last very strong ENSO event (Figure 6). of these models is relatively high for monthly precipi-
From March to May, the variance of the Guayaquil tation forecasts, when compared to the results obtained
rainfall index P3 explained by the operational regression in other parts of the world. They explain 6082% of
models concerning the dependent portion of the record the inter-annual variance of the monthly precipitation in
(19641982) ranges from 65 to 69% and from 59 to the Guayaquil area from February to May. The best pre-
79% on the independent validation data set (19831993) dictors for February and March rainfall are the previous
(Table III). We note that the best predictors in the month rainfall indices for areas located in the northern
operational prediction models are the same as for the area of the coast. This might be combined with the merid-
non-operational models. The most powerful predictor ian ITCZ migration. The best predictors for April and
for Guayaquils March rainfall index is the February May rainfall are SST indices from the tropical Pacific
Esmeraldas station rainfall (P58 ). The most powerful close to the Ecuador coast; reflecting the important influ-
predictor for April and May is the El Nino 1C2 SST ence of ENSO and SST anomalies at the end of the
index of the previous month. Figure 6 presents a scatter rainy season. Using only real-time available data results
plot of the predicted versus observed rainfall anomalies in a 520% decrease in the percentage of the variance
for the training and forecast periods. We note that the explained by the regression models. However, the per-
estimated values (874, 730 and 354 mm) for the 1998 formance of the operational prediction models remains
spring months (March, April, May) are relatively close high.
to the actual values (913, 1040 and 433 mm), while These regression models are not, however, the solution
the means for such months are, respectively, 364, 259 to flood and drought problems in the Ecuadorian coastal
Copyright 2009 John Wiley & Sons, Ltd. Hydrol. Process. 23, 3253 3260 (2009)
DOI: 10.1002/hyp
3260 F. ROSSEL AND E. CADIER
area. First, the models explain only part of the rain- Caviedes CN. 1973. Secas and El Nino: two simultaneous climatic
hazards in South America. Proceedings of the Association of American
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could not be estimated accurately. Finally, the duration Caviedes CN. 1984. El Nino 1982 83. Geographical Review 74:
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ACKNOWLEDGEMENTS statistics of the Southern Oscillation, El Nino, and Indonesian droughts.
Fisheries Bulletin 76: 663 678.
The authors would like to thank Pavel Groisman and Quinn W. 1993. The large-scale ENSO event, the El Nino and other
regional features. Bulletin de lInstitut Francais dEtudes Andines
Patrick Starks for their valuable reviews, which allowed 22(1): 13 34.
us to improve the quality and clarity of this paper. Rasmusson E, Carpenter T. 1982. Variations in tropical sea surface
We also wish to acknowledge the National Institute temperature and surface wind fields associated with the Southern
Oscillation/El Nino. Monthly Weather Review 110: 354384.
of Meteorology and Hydrology of Ecuador (INAMHI), Rasmusson E, Carpenter T. 1983. The relationships between eastern
which provided the rainfall data set and participated in equatorial Pacific sea surface temperatures and rainfall over India and
this study. Sri Lanka. Monthly Weather Review 111: 517 528.
Rogers J. 1988. Precipitation variability over the Caribbean and tropical
Americas associated with the southern oscillation. Journal of Climate,
1: 172 182.
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Copyright 2009 John Wiley & Sons, Ltd. Hydrol. Process. 23, 3253 3260 (2009)
DOI: 10.1002/hyp