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ABSTRACT
The flood pulse concept (FPC), published in 1989, was based on the scientific experience of the authors
and published data worldwide. Since then, knowledge on floodplains has increased considerably, creating a
large database for testing the predictions of the concept. The FPC has proved to be an integrative approach for
studying highly diverse and complex ecological processes in river-floodplain systems; however, the concept
has been modified, extended and restricted by several authors. Major advances have been achieved through
detailed studies on the effects of hydrology and hydrochemistry, climate, paleoclimate, biogeography, biodiversity and landscape ecology and also through wetland restoration and sustainable management of floodplains in different latitudes and continents. Discussions on floodplain ecology and management are greatly
influenced by data obtained on flow pulses and connectivity, the Riverine Productivity Model and the Multiple
Use Concept. This paper summarizes the predictions of the FPC, evaluates their value in the light of recent
data and new concepts and discusses further developments in floodplain theory.
118
INTRODUCTION
Rivers and floodplain wetlands are among the
most threatened ecosystems. For example, 77 percent
of the water discharge of the 139 largest river systems
in North America and Europe is affected by fragmentation of the river channels by dams and river regulation (Dynesius and Nilsson 1994). In recent reviews on
wetlands, demographic trends, economic and political
development, demand for hydroelectric energy and
water, agriculture and animal ranching, eutrophication
and pollution, fisheries, logging, recreation and ecotourism and invasion by exotic species have been identified as the most important current determinants for
the development of rivers and floodplain wetlands
(Tockner and Stanford 2002; Junk 2002). The global
water crisis and the threat to aquatic organisms, especially riverine biota (Dudgeon 2000; Pringle 2001),
increase the necessity to develop models that serve
both science and policy. The flood pulse concept (FPC)
(Junk, Bayley and Sparks 1989) was primarily
designed as a scientific concept, but it also outlined
some strategies for use, recently specified in Junk et al.
(2000). Here, the impact of advances in river ecology
on this and other contemporary concepts is critically
analyzed.
THEORETICAL BACKGROUND
HISTORICAL DEVELOPMENT
119
1989).
the lower river reaches largely depend on the inefficiency of organisms living in the upper reaches to
ecosystems.
considers the importance of the hydrology and hydrochemistry of the parent river, but focuses on their
120
Another tenet of the FPC is that in the riverfloodplain system, a large part of the primary and secondary production occurs in the floodplain, whereas
the river is mainly the transport vehicle for water and
dissolved and suspended matter. The river is also the
refuge for aquatic organisms during low-water periods
and serves as a route for active and passive dispersal.
The highway analogy describing the river channel as
a transport and migration corridor was used to visualize the different functions of the main river channel
and its floodplain (Junk et al. 1989). The FPC was
based on the personal experiences of the authors on the
Amazon and Mississippi rivers but also on a vast literature about other river systems. Therefore, the concept
was not restricted to large tropical rivers, as is sometimes cited (e.g. Benke et al. 2000), but was conceived
as a general concept for large river-floodplain systems.
course
(discontinuum,
Poole
2002).
Mostly limnologists, ichthyologists and fisheries biologists study the ecology of floodplains and
their organisms. They test the predictions of the FPC
only for the aquatic phases of the system. However, it
has to be stressed that the FPC covers the river-floodplain-system during the entire year and that its predictions are also valid for the terrestrial phases that are an
integral part of the river-floodplain system.
ordinated
and
dynamic
patches
121
Tockner et al. (2000) extended the FPC by considering that flooding resets temperature diversity in
isolated aquatic floodplain habitats. Thus, aquatic
habitats within floodplains might have a much broader
temperature range than the river itself, especially in
rivers with wide and diversified beds, such as the
alpine Fiume Tagliamento, where flow pulses occur
frequently.
122
1996).
PRODUCTION
AND NUTRIENTS
and elevated carnivory during the dry season when the lake
123
1985;
Lowe-McConnell
1987;
the landscape, the sequence of the segments can vary along the
river course. Top: in catchment areas with strong aquatic-terrestrial interfaces, the floodplain extension is relatively small and
river carbon budget via water flow from the floodplain to the main-
124
impact, large requirement of labour force and high economic importance. Subsistence fisheries can be com-
1999).
nomic parameters.
These changes either have a direct influence on
OPEN QUESTIONS IN FLOODPLAIN
RESEARCH
strategies.
125
Paleoclimatological
history
analysis
of
Amazonia shows that during the last ice age the temperature was probably about 5o C cooler, the precipitation about 50 percent lower (Haffer and Prance 2001),
the declivity greater (Mller et al. 1995) and the floodplain area considerably smaller than today (Irion pers.
126
the dry glacial period was too short for genetic diversi-
ing the lake of accumulated organic debris and profoundly modifying aquatic plant and animal communi-
flood-adapted communities.
the water level falls, the black and clear water of the
127
floodplains systems; however, they occur in a temporal dimension (syntopically during different hydrological periods) rather than in a spatial dimension (synchronically at different sites Figure 3). Adopting this
perspective, spatially scaled processes in weakly or
non-pulsing systems (e.g. regulated rivers) can be considered analogous to temporal scales in pulsing systems. For example, regulated lakes and rivers are stratified into profundal and littoral zones all year round.
Processes such as open-water plankton production and
shallow-site plankton filtering by benthos are spatially
separated, but linked by the water movement. In riverfloodplain systems, both processes can occur at the
same site, but at different water levels. The moving littoral follows the rising or sinking water level in the
ATTZ. In the same way, infralittoral and profundal
zones migrate along the flooding gradient, provided
that the depth is sufficient. When water levels recede,
the functional units of the deep water disappear in
floodplain systems (Figure 3).
Figure 3. Schematic comparison between hydrologically stabilized (left) and pulsing (right) aquatic ecosystems at normal water levels (0), extremely high water levels (+1) and extremely low water levels (-1). Left: in the stabilized system (regulated lake or river or natural water body without floodplain), water level 0 prevails most of the time, allowing the establishment of well defined littoral (L), pelagial
(O) and profundal (P) communities that are well adapted to these environmental conditions and are optimized in using the locally occurring resources. Occasional extreme floods are catastrophic events that do not allow the use of the resources of the flooded epilittoral by
flora and fauna. Right: in pulsing systems, the organisms are adapted to periodically changing water levels and profit from resources of
varying origin. Flora and fauna move along the flooding gradient; therefore, the same place in the ecosystem can harbor littoral and profundal communities at different water levels. Not shown in the graph: Extreme low water levels urge the profundal and pelagial organisms either to migrate into deeper water bodies or to estivate at the sites, whereas terrestrial (epilittoral) species have developed survival
strategies during flooding.
128
phyte assemblages, which in turn are important habitats and food sources for many fishes (Petr 2000). The
(2001).
129
2000, 2001).
One aspect of flooding is a variably strong disturbance that can modify or even reset environmental
al. 2001).
BIODIVERSITY
130
1985).
14
plain systems.
BIOGEOCHEMICAL CYCLES
future.
SUSTAINABLE
RIVER FLOODPLAINS
the Euphrates and Tigris Rivers and the Nile River sev-
times higher than that in the adjacent upland. Rice cultivation started in China about 7000 years ago (Boul
131
CONCLUSIONS
Most freshwater systems are subjected to fluctuations in water levels. All systems that are not
steeply bordered by mountains, dykes, or regulating
channels are fringed with floodable areas. Flooding is
controlled by climate type (catchment rainfall patterns
and evapotranspiration), landscape morphology
(declivity and connectivity) and local effects (log jams,
tributary inflows, recent local precipitation). With the
knowledge of these variables, inundation-duration
curves can be plotted, as for instance, for a US coastal
plain river (Benke et al. 2000), for a small alpine river
(Arscott et al. 2000) and for the Pantanal wetland
(Hamilton et al. 1996). This general pattern makes the
central tenet of the FPC - that hydrological pulsing is
the driving force for the performance of organisms and
for patterns of ecological processes - a unifying theme
in limnological conceptualization.
Today, 17 years after its first presentation, the
FPC is widely accepted and applied by most river ecologists. It provides a conceptual framework for both
research and management in river-floodplain systems.
Several researchers have refined its tenets. Even in
upstream areas, unpredictable flood pulses can be profitable for the stream community (Wantzen and Junk
2000), but this does not seem to be the case for regulated large rivers (Thorp et al. 1998). The characteristics of the pulse shape are crucial for the establishment
132
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