Professional Documents
Culture Documents
GUTIERREZ, JR., J.:p Resolution No. 59, S. 1989, passed by the MSU Board of
Regents on May 16, 1989, reads as follows:
The issue in this case is whether or not petitioner Dr. Emily
M. Marohombsar, who was appointed Acting Vice- RESOLVED, that upon recommendation of the President of
Chancellor for Academic Affairs of the Mindanao State the University of the Executive Committee of the Board of
University (MSU) Marawi Campus by the respondent Regents the following Special Orders as
President may be removed from office even without cause. amended/corrected are hereby confirmed:
The essence of an acting appointment is its temporary 22. Designation of any Dean, Director, or Department
nature. It is a stop gap measure intended to fill an office for Chairman in acting capacity or any Officer-in-Charge for
a limited time until a permanent appointment is extended any of these positions, for a period of less than one year,
or a new appointee is chosen. (Austria v. Amante, supra; such designation being made without additional
Castro v. Solidum, supra; and Valer v. Briones, supra) compensation for the position designated except the
honorarium attached to said position; PROVIDED, That the
The nature of an acting appointment limits not only the President shall report the designation in the next regular
claims of the appointee to a lengthy tenure but also defines meeting after winch the designation shall be null and void
the authority of the appointing power. A public officer unless otherwise renewed.
appointed in an acting capacity cannot claim that the
appointment shall in time ripen into a permanent one. The power to designate is vested in the MSU President. The
However, neither can the appointing power use the designation must be less than one year. It must be reported
principle of temporary appointments to evade or avoid the to the Board of Regents at the next regular meeting. After
security of tenure principle in the Constitution and the Civil the meeting, another designation must be issued if no
Service Law. This is similar to the rule that the head of an permanent appointment was made. The earlier designation
office cannot arbitrarily convert permanent positions to becomes void as the Board is expected to fill the item
primarily confidential items so that he can more freely fire permanently, not merely leaving it temporarily occupied.
and hire or rehire subordinates at his personal discretion.
It is the nature of the functions attached to a position, not On the other hand, the power to appoint is vested in the
the nomenclature or title given by the appointing authority Board of Regents as follows:
which determines its primarily confidential nature. (Piñ ero
v. Hechanova, 18 SCRA 417 [1966]) For the same reason,
Sec. 6. The Board of Regents shall have the following
the Court may inquire into the true nature of an "acting"
powers and duties, in addition to its general powers of
appointment to determine whether or not it is used as a
administration and the exercise of the power of the
device to circumvent the security of tenure principle.
corporation;
In this case, the intent to make the petitioner serve at the
xxx xxx xxx
pleasure of the respondent MSU President is obvious. The
petitioner is a career official of MSU for over 27 years. She
was Vice-President for External Studies since 1982. On (e) To appoint, on the recommendation of the President of
March 22, 1988, she was given an additional assignment as the University, professor, instructors, lecturers and other
Officer-in-Charge of the Office of the Vice-Chancellor for employees of the University. . . . — MSU Charter, RA 1387
Academic Affairs concurrently with the permanent position
as Vice-President for External Studies. If the President merely designates, the Board of Regents
does not confirm the designation. Since it is only for the
About nine months later, the Vice-Presidency for External information of the Board, the President's action should be
Studies was "merged" with the Vice-Chancellorship for merely "noted."
Academic Affairs. At the same time, the petitioner was
appointed acting Vice-Chancellor for Academic Affairs. When the Board of Regents confirmed the appointment of
the petitioner on May 16, 1989, it was acting on an ad
The effect, therefore, was to abolish the petitioner's interim appointment effected by the President. No other
permanent office and give her a temporary appointment in interpretation can be validly made. If it was a mere
the supposedly new office which replaced or absorbed the designation, it needs no confirmation. The fact that
former office. Another result was the loss by the petitioner confirmation was needed shows that it is an ad interim one.
of her permanent status. An ad interim appointment is one made during the time
when the appointing or confirming body is not in session
and there is an existing clear and present urgency caused
There are reasons which indicate that these maneuverings
by an impending obstruction or paralyzation of the
by the respondent President cannot be characterized as
functions assigned to the office if no immediate
bona fide.
appointment is made. (Rodriguez, Jr. v. Quirino, 9 SCRA 284
[1963]) When the Vice-Presidency for External Studies was
abolished and its functions were merged with the Vice- 10. Special Order No. 01-P, S. 1989, designating Atty. Abdul
Chancellorship for Academic Affairs, both the security of S. Aguam as Acting Vice Chancellor for Administration and
tenure of the occupant and the needs of the new office Finance . . . ;
called for the ad interim appointment.
11. Special Order No. 11-P, S. 1989, designating Dr. Cosain
The respondent cannot use the device of an ambiguous Derico as Acting Vice Chancellor for Research and
designation to go around the security of tenure principle. Extension . . . (Rollo, pp. 117-118)
Under the MSU Code, a designation requires a fixed period
of not less than one year. The appointment given to the The respondents argue that the permanent item of the
petitioner was indefinite. She would serve at the pleasure petitioner is Professor VI. They state:
of the MSU President who is not even the head of the
institution because the head is the Board of Regents. xxx xxx xxx
The intent to convert permanent items into temporary Finally, petitioner has not refuted the fact that the position
ones is apparent. The petitioner states that the purpose "is she actually occupies is that of Professor VI. This is
to hold the sword of Damocles hanging over the head of all precisely the reason why petitioner's designation as Acting
MSU employees and officers." (Rollo, p. 75) The Board of VCAA can not be deemed a regular or permanent
Regents cooperated in the plan. Practically, all top officers appointment because, if it were so, the anomalous situation
below the President were converted into positions where of one permanently appointed to two public positions
the occupants serve at the pleasure of the President and simultaneously would arise. (Rollo, p. 130)
presumably, the Board of Regents. Thus, at the May 16,
1989 Board of Regents' meeting at the Army and Navy Club
This argument has no merit.
alongside the Luneta in Manila, the following acting
appointments were submitted for approval or
confirmation: As early as 1963, this Court ruled in Tapales v. President
and Board of Regents of the University of the Philippines (7
SCRA 553 [1963]) that UP Deans and Directors enjoy
1. Special Order No. 03-P, S. 1989, designating Atty. Tocod
security of tenure and any attempt to remove them by
D. Macaraya, Sr. as Acting Executive Vice-President . . . ;
limiting their terms of office from permanent to a five (5)
year term is unconstitutional. Deans and Directors are
2. Special Order No. 04-P, S. 1989, designating Dr. selected from faculty members. An appointment as
Macaurog B. Derogongan as Acting Vice President for Professor is also needed for salary rating purposes but
Academic Affairs . . . ; does not detract from the permanent nature of the
administrative position (id., at pp. 554 and 556). The fact
3. Special Order No. 05-P, S. 1989, designating D. Corazon that Professor Tapales was given another appointment as
Batara as Acting Assistant Vice-President for Academic Director of the U.P. Conservatory of Music does not mean
Affairs . . . ; that the second appointment is only temporary in nature.
In the present case, the fact that Professor Marohombsar
4. Special Order No. 113-P, S. 1989, designating D. Milandre has a permanent appointment as Professor does not
S. Rusgal as Acting Vice President for Planning and detract from the permanent nature of her present
Development . . . ; appointment as Vice-Chancellor, especially since the same
was duly confirmed by the MSU Board of Regents. The only
5. Special Order No. 109-P, S. 1989, designating Prof. difference is that her position as Vice-Chancellor has a fixed
Guimba Poingan as Acting Assistant Vice President for term while that of Professor Tapales was until he retired or
Planning and Development . . . ; resigned.
6. Special Order No. 60-P, S. 1989, designating Atty. The attempt of the respondent to solve the problem by
Concordio Baguio as Officer-in-Charge of the Office of the placing the petitioner in his own administrative staff as
Vice-President for Administration and Finance . . . ; Vice-President for Academic Affairs cannot be
countenanced. The petitioner served in this capacity from
7. Special Order No. 07-P, S. 1989, designating Prof. Talib R. 1975 to 1978 after which she became Vice-President for
Muti as Acting Assistant Vice President for Administration External Studies in 1982. The proffered position is not only
and Finance . . . ; less desirable to the petitioner but she expressly rejected it,
preferring to stay in her present position. She thanked the
respondent but stated she would not be effective in the
8. Special Order No. 134-P, S. 1989, designating Prof. Emily new position while in the OVCAA she could complete a
M. Marohombsar as Acting Vice-Chancellor for Academic number of projects and programs. (Rollo, p. 21) The
Affairs, MSU Marawi Campus . . . ; correctness of the petitioner's stand is explained by this
Court in Sta. Maria v. Lopez (31 SCRA 673 [1970]). There
are transfers which appear to be promotions or lateral
movements but are in truth demotions. There is no
showing that the interest of the service would be served if HON. CRESENCIO B. TRAJANO (Undersecretary of
the proffered appointment would be forced on her. Labor) and EMMA TRAZO, HELEN ALLOREZ (ALBORES),
NIMFA SANTOS, JOY CASAMAYOR, ARACELI ZAMORA,
No less than the Secretary of Education, Culture and Sports, CORAZON IYOG, MARIA FE TIMSON, JOAN GELBOLINGO,
Secretary Isidro D. Cariñ o opined, and the Court agrees ERLINDA REYES, SUSAN MALACAD, VIRGINIA BUERA,
with him, that the petitioner may not be removed from the GLORIA RUIZ, LELA MAE TABANAO, JULIETO TRAZO,
disputed office by the MSU President without the authority VERGENIO FLORENTINO, ALBERT DABALOS, NAILA LU,
of the Board. And, as correctly stated by the Secretary, GEORGINA JUSTIMBASTE, CATHERINE PARAS,
Special Order No. 158-P issued by the respondent EVANGELISTA AQUINO, NIMFA RODRIGUEZ, FELIPE
president designating respondent Batara as officer in- DATULAYTA, CORAZON DINO, DOMINGA CHATTO,
charge of the same office was unapproved by the Board, MARIA FE UY, ABUNDIO CHATTO, LUZVIMINDA
hence, the special order cannot revoke, or could not have CHATTO, ELEN BARINGUE, ANTONIO ESTENZO and
revoked the designation of the petitioner as acting Vice- PRINCE PARAISO, respondents.
Chancellor. (Annex A, Petitioner's Memorandum, Rollo, pp.
119-120)
It was under these legal and jurisprudential milieu that KAPUNAN, J.:
Servando's Incorporated vs. Secretary of Labor and
Employment (184 SCRA 664) was decided. The Court Petitioner Province of Camarines Sur assails the decision of
upheld therein the adjudicative powers of Regional the Court of Appeals which affirmed with modification the
Directors over money claims arising from employer- Regional Trial Court of Camarines Sur's decision ordering it
to pay private respondent Tito Dato backwages and mandamus before the Regional Trial Court of Pili,
attorney's fees. Camarines Sur, Branch 31.
The relevant antecedents are as follows: On May 31, 1991, the trial court 1 rendered judgment, the
decretal portion of which reads:
On January 1, 1960, private respondent Tito Dato was
appointed as Private Agent by the then governor of WHEREFORE, judgment is hereby rendered, ordering the
Camarines Sur, Apolonio Maleniza. respondents:
On October 12, 1972, he was promoted and was appointed 1) to appropriate and pay the back salaries of the petitioner
Assistant Provincial warden by then Governor Felix Alfelor, Tito B. Dato equivalent to five (5) years without
Sr. Because he had no civil service eligibility for the qualification or deduction, at the rate of P14,532.00 per
position he was appointed to, private respondent Tito Dato annum, with all the rights and privileges that he is entitled
could not be legally extended a permanent appointment. to as a regular government employee reaching the age of
Hence, what was extended to him was only a temporary 65 in the government service, as provided by law;
appointment. Thereafter, the temporary appointment was
renewed annually. 2) to pay the petitioner the sum of P5,000.00 as attorney's
fees; and
On January 1, 1974, Governor Alfelor approved the change
in Dato's employment status from temporary to permanent 3) to pay the costs.
upon the latter's representation that he passed the civil
service examination for supervising security guards. Said SO ORDERED. 2
change of status however, was not favorably acted upon by
the Civil Service Commission (CSC) reasoning that Tito
In due course, petitioner Province of Camarines Sur
Dato did not possess the necessary civil service eligibility
appealed the said decision to the Court of Appeals.
for the office he was appointed to. His appointment
therefore remained temporary.
On February 20, 1992, respondent Court of Appeals
rendered its decision which dispositively reads as follows:
Thereafter, no other appointment was extended to him.
Narvasa, C.J., Feliciano, Padilla, Regalado, Davide, Jr., SEC. RICARDO T. GLORIA, in his capacity as Secretary of
Romero, Bellosillo, Melo, Quiason, Puno, Vitug, Mendoza and Education, Culture & Sports and Chairman of the Board
Francisco, JJ., concur. of Trustees of the Philippine State College of
Aeronautics (PSCA); JULIAN J. LOLENG, JR., in his
capacity as Officer-in-Charge of PSCA; and BOARD OF
TRUSTEES of PSCA, petitioners,
Footnotes vs.
HON. SALVADOR P. DE GUZMAN, JR., Presiding Judge of
1 Presided by Judge Ceferino Barcinas. Branch 113, Regional Trial Court of Pasay, Metro
Manila; VIRGILIO R. RAMOS, LEONY P. SENDIN,
2 Decision, p. 9; Original Records, p. 150. ROSARIO V. CERILLO, ANDREA A. PESTANO, ARTHUR V.
RODRIGUEZA, LENI V. DIMAYUGA, JAIME ABON,
RIZALDO O. VALLE, JOIE ARCEO, SHIRLEY PESTANO,
3 Decision, p. 10; Rollo, p. 35. SERVANDO SACUEZA, JAIME C. PONEGAL, EDGARDO
MERCADO, CRISTINA BULADO, BENIGNO T. AQUINO,
4 Maturan v. Maglana, 113 SCRA 268 [1982]; Ramos v. RODEL PESTANO, JUN JAY PARMA, NILO B. ELLO, and
Romualdez, 32 SCRA 590 [1990] citing Hojilia v. Marino, 13 NELSON SACUEZA, respondents.
SCRA 293 [1965]; Philippine Land-Air-Sea Labor Union v.
Court of Industrial Relations, 11 SCRA 723 [1964]; Flores v.
Cordova, 3 SCRA 105 [1961]; Taboada v. Municipality of
Badian, 2 SCRA 412 [1961]; Montero v. Castellanes, 108
Phil. 744 [1960]; Quiatchon v. Villanueva, 101 Phil. 989 HERMOSISIMA, JR., J.:
[1957]; Cayabyab v. Cayabyab, 101 Phil. 631 [1957]; Amora
v. Bibera, 99 Phil. 1 [1956]; Inocente v. Ribo, 94 Phil. 562 Intransigence of private respondents in maintaining a
[1955]; Orais v. Ribo, 93 Phil. 985 [1953]. patently indefensible position sparked this long drawn out
controversy. Knowing fully well that, as temporary
5 Delector v. Ogayan, 123 SCRA 774 [1983]; Abrot v. Court employees whose terms of office, whether by contract or by
of Appeals, 116 SCRA 468 [1982]; Mendiola v. Tancinco, 52 the tenor of their appointments, had expired one year after
SCRA 66 [1973]; Ata v. Namocatcat, 47 SCRA 314 [1972]; their respective temporary appointments, that is, on
Cunada v. Gamus, 8 SCRA 77 [1963]. December 31, 1992, they insist on a perceived, albeit
mistaken, right to reinstatement.
6 Tolentino v. De Jesus, 56 SCRA 167 [1974]; Jimenez v.
Francisco, 100 Phil. 1025 [1957]. Before this Court is a Petition for Certiorari, filed by Hon.
Ricardo T. Gloria, in his capacity as Secretary of Education,
Culture and Sports (DECS) and as Chairman of the Board of
7 Torio v. Civil Service Commission, 209 SCRA 677 [1992]. Trustees of the Philippine State College of Aeronautics
(PSCA); Col. Julian J. Loleng, Jr., in his capacity as Officer-in-
8 Original Records, p. 31; Exhibit "A". Charge of the PSCA; and the Board of Trustees of the PSCA
1
, under Rule 65 of the Revised Rules of Court, with the end
9 143 SCRA 327 [1986], later reiterated in Patagoc v. Civil in view of nullifying the Decision 2 and Order 3 of
Service Commission, 185 SCRA 411 [1990]; Orbos v. Civil respondent Judge Salvador P. de Guzman, Jr., Presiding
Service Commission, 189 SCRA 459 [1990], Lopez v. Civil Judge of Branch 113, Regional Trial Court of Pasay City,
Service Commission, 228 SCRA 622 [1993]. dated January 31, 1994 and June 29, 1994, respectively.
10 Villanueva v. Balallo, 9 SCRA 407 [1963]. Questioned in effect by the petitioners is only the portion of
the judgment ordering the reinstatement of private
11 Villegas v. Subido, 30 SCRA 498 [1969]. respondent Rosario V. Cerillo to the position of
"Coordinator for Extension Services".
Actually, the act of effecting the termination of the confidence. Subsequently, however, she was designated as
appointment of Rosario V. Cerillo was perpetrated by Col. "Coordinator for Extension Services".
Julian J. Loleng, Jr. while it was the Hon. Isidro Cariñ o who
was the DECS Secretary. The case for reinstatement which On June 3, 1992, Republic Act No. 7605 was enacted into
was filed before respondent Judge Salvador P. de Guzman, law. It converted PAFCA into a state college to be known as
Jr. of the Pasay City Regional Trial Court was instituted the Philippine State College of Aeronautics (PSCA). The
during the incumbency of the succeeding DECS Secretary, Board of Trustees likewise was the governing body of the
the Hon. Armand Fabella. The judgment of the lower court, PSCA. The power to make appointments was retained by
as a matter of fact, involved the Hon. Armand Fabella as the Board. Petitioner Col. Julian J. Loleng, Jr. remained as
defendant. In view of the resignation of Secretary Fabella, Officer-in-Charge by virtue of a designation made anew by
the duty and obligation to question the decision aforesaid then DECS Secretary Isidro Cariñ o on June 8, 1992.
of Judge Salvador P. de Guzman, Jr. devolved on the
incumbent Secretary, the Hon. Ricardo T. Gloria. Only on December 7, 1992 did Col. Loleng inform private
respondents that they shall be deemed separated from the
Consequently, the dramatis personae in this case include: service upon the expiration of their temporary
DECS Secretary Ricardo T. Gloria; PSCA Board of Trustees appointments. Had private respondent Rosario V. Cerillo
Chairman Col. Julian J. Loleng, Jr.; and the PSCA Board of not been summarily dismissed as Board Secretary on
Trustees created under Republic Act March 24, 1992, her temporary appointment as such was
No. 7605, as petitioners; and RTC Executive Judge Salvador supposed to have lasted until December 31, 1992.
P. de Guzman, Jr., as public respondent, and the named
private respondents who were the petitioners in the court On June 25, 1993, barely five months after the lapse of the
below. terms of their temporary appointments as determined by
the PSCA administration, the herein private respondents
The facts of the case are not in dispute. The question at filed before the Regional Trial Court of Pasay City, presided
issue is one of law: Is private respondent Rosario V. Cerillo over by respondent Judge Salvador P. de Guzman, Jr., a
entitled to reinstatement to the position of "Coordinator for "Petition for Mandamus and Reinstatement, with Back
Extension Services"? Wages and Damages", docketed as Civil Case No. 10049.
The complaint in effect prayed that then DECS Secretary
Private respondents were employees of the Philippine Air Armand Fabella complete the filling up of positions for
Force College of Aeronautics (PAFCA) which was created Board of Trustees and order the Board of Trustees to
by virtue of Presidential Decree No. 1078 on January 26, reinstate the respondents in the case at bench to their
1977. Under the said decree, the Board of Trustees is respective positions.
vested with authority, among others, to appoint, as it did
appoint, officials and employees of the college, except the In their Answer, 5 the herein petitioners opposed the
members of the Board of Trustees themselves and the petition upon the ground that mandamus will not lie to
President of the college. In line with this authority, the compel reinstatement because the reappointment prayed
PAFCA Board of Trustees issued Resolution No. 91-026 on for is discretionary on the part of the appointing power.
April 1, 1991, which declared that "All Besides, it was the claim of Secretary Fabella that a writ of
faculty/administrative employees are also subject to the mandamus should be unavailing to private respondents
required civil service eligibilities", in accordance with because of their failure to exhaust administrative remedies.
pertinent civil service law, rules and regulations. Thus,
herein private respondents were issued only temporary We find the petition to be impressed with merit.
appointments because at the time of their appointment,
they lacked appropriate civil service eligibilities or
I
otherwise failed to meet the necessary qualification
standards for their respective positions.
The judgment of respondent Judge Salvador P. de Guzman,
Jr. which orders the reinstatement of Ms. Rosario V. Cerillo
Private respondent Rosario V. Cerillo, specifically, was
to the position of "Coordinator for Extension Services" is
issued a one-year temporary appointment to the position
patently improper because it finds no support as to facts
of Board Secretary II of PAFCA (now PSCA), that is, from
and the law. Respondent Cerillo, although temporarily
January 1, 1992 to December 31, 1992. This appointment
extended an appointment as Board Secretary II, was
went along the line enunciated by the Civil Service
dismissed therefrom because of loss of confidence. This
Commission in a letter, dated March 25, 1992. 4 The letter
dismissal was neither contested nor appealed from by Ms.
emphasized that temporary appointments were good and
Cerillo. There is no question, therefore, that her dismissal
renewable only up to 1992.
as Board Secretary II could not have been the subject of the
petition for mandamus and reinstatement filed before
On March 24, 1992, private respondent Rosario V. Cerillo respondent Judge. The fact is that private respondent's
was assignment as "Coordinator for Extension Services" was a
relieved as Board Secretary of the PAFCA in accordance mere designation. Not being a permanent appointment, the
with Board Resolution No. 92-017 by reason of loss of
designation to the position cannot be the subject of a case This letter was implemented by Col. Julian J. Loleng, Jr.
for reinstatement. Objecting thereto, private respondents pointed out to the
PSCA administration that, in Resolution No. 91-026, dated
Furthermore, even granting that Ms. Cerillo could be validly April 1, 1991, the Board of Trustees declared that all
reinstated as "Coordinator for Extension Services", her faculty/administrative employees of the college, while
reinstatement thereto would not be possible because the required to acquire civil service eligibilities under
position is not provided for in the PSCA plantilla. The PSCA pertinent civil service law, rules and regulations, must
could not have made any valid appointment for this exert effort to acquire civil service eligibilities within a
inexistent position. This could very well be the reason why period of three years from their temporary appointments.
she was merely designated as Coordinator. As a mere This, the private respondents believe should be taken to
designee, she could not have acquired any right to the mean that, should they acquire civil service eligibilities
position even if the position existed. within that period of three years, they cannot be
terminated from the service.
At any rate, a mere "designation" does not confer upon the
designee security of tenure in the position or office which The fact that private respondent Cerillo passed the
he occupies in an acting capacity only 6. requisite Civil Service Examination after the termination of
her temporary appointment is no reason to compel
II petitioners to reappoint her. Acquisition of civil service
eligibility is not the sole factor for reappointment. Still to be
considered by the appointing authority are: performance,
Should the object of private respondent Cerillo in
degree of education, work experience, training, seniority,
prosecuting the case in the court below be her and, more importantly, as in this case, whether or not the
reinstatement to the position of Board Secretary II, the applicant enjoys the confidence and trust of the appointing
reinstatement prayed for appears to be impermissible. In power. As We said earlier, the position of Board Secretary
the first place, II, by its nature, is primarily confidential, requiring as it
Ms. Cerillo had already been dismissed from this position does "not only confidence in the aptitude of the appointee
for loss of confidence. She did not contest this dismissal for the duties of the office but primarily close intimacy
possibly because the position of Board Secretary II is which ensures freedom from misgivings of betrayals of
primarily confidential and the Board of Trustees, when personal trust or confidential matters of state." 8 In other
finding her, the incumbent to the position, to be wanting in words, the choice of an appointee from among those who
faithfulness and integrity dismissed her for that reason possessed the required qualifications is a political and
alone. She accepted the dismissal without any ripple and administrative decision calling for considerations of
when designated as Coordinator for Extension Services, she wisdom, convenience, utility and the interests of the
indicated acceptance by performing the acts called for by service which can best be made by the Head of the office
the designation. concerned. 9
The quarrel between the private respondents, on the one It cannot be overemphasized that the PSCA Board
hand, and the PSCA administration, on the other, came Resolution No. 91-026 must yield to the Civil Service
about in this manner: Commission policies on the issuance of temporary
appointments. When the Civil Service Commission directed
The Civil Service Commission, mandating a policy, wrote that temporary appointments were to be effective only up
petitioner to 1992, it did so in pursuance of the general purpose of the
Col. Julian J. Loleng, Jr. a letter 7 mandating that temporary civil service law, as stated under Section 2 of Republic Act
appointments of officers/employees of the PSCA were to No. 2260, as amended, which is "to ensure and promote the
last only up to December 31, 1992. For a better perspective, constitutional mandate regarding appointments only
We quote a pertinent portion of the letter: according to merit and fitness and to provide within the
public service a progressive system of personal
xxx xxx xxx administration to ensure the maintenance of an honest and
efficient progressive and courteous civil service in the
Please note that temporary appointments last only for a Philippines. 10 For that matter, it is vested with the function,
maximum of one (1) year and all personnel appointed in a among others, to promulgate policies, standards and
temporary capacity can be replaced any time by a civil guidelines for the civil service and adopt plans and
service eligible. Since you have just been recently covered programs to promote economical, efficient and effective
by the Civil Service Law and rules, this Field Office personnel administration in the government. 11
approved all your temporary appointments subject to
yearly renewal up to 1992 only. Subsequent appointments We hold that reappointment to the position of Board
should strictly conform with civil service policies. You may, Secretary II is an act which is discretionary on the part of
therefore, advise all your temporary personnel to take civil the appointing power. Consequently, it cannot be the
service examinations in order to be eligible for subject of an application for a writ of mandamus.
appointment.
Reinstatement is technically issuance of a new litigation should be awarded to private respondent Rosario
appointment which is essentially discretionary, to be V. Cerillo as adjudged in the questioned decision of
performed by the officer in which it is vested according to respondent Judge has become moot and academic. At any
his best lights, the only condition being that the appointee rate, the Court holds that the said award could not have
should possess the qualifications required by law. 12 Such been imposed because, while it was directly ordered in the
exercise of the discretionary power of appointment cannot dispositive portion of the decision, it was neither discussed
be controlled, not even by the Court as long as it is nor justified in the body of the questioned decision. Clear
exercised properly by the appointing authority. 13 on this point is Our decision in Policarpio vs. Court of
Appeals, 194 SCRA 129, 742, [1991]: "The Court had
It is Our holding that the questioned order of reinstatement occasion to state that the reason for the award of attorney's
amounts to an undue interference by the Court in the fees must be stated in the text of the decision, otherwise, if
exercise of the discretionary power of appointment vested it is stated only in the dispositive portion of the decision,
in the PSCA Board of Trustees. the same shall be disallowed." This ruling We reiterated in
the case of Koa vs. Court of Appeals, 219 SCRA 541, 549,
Surprisingly, the Court a quo, while upholding the right of [1991], citing Central Azucarcra de Bais vs. Court of Appeals,
private respondent Cerillo to a reappointment, adhered to 188 SCRA 328, 340, where it was stated that "The award of
this pontification by stating that: attorney's fees must be disallowed for want of factual and
legal premise in the text of the decision rendered by the
court of origin and the appellate court as well."
The appointment of the petitioners to their former
positions is not a matter of right; rather, it is a matter of
discretion on the part of the respondents. Mandamus WHEREFORE, the petition is GRANTED. The challenged
cannot be availed of to compel anyone to exercise his decision, dated January 31, 1994, insofar as it ordered the
discretion absent any showing of grave abuse of discretion. reinstatement of
Ms. Rosario V. Cerillo and the payment to the latter of back
wages and attorney's fees, and the Order, dated June 29,
III 1994, of respondent
Judge Salvador P. de Guzman, Jr. are hereby declared null
The termination of the services of private respondents was and void and ordered set aside. The temporary restraining
proper and legal, it being the consequence of the Board of order/preliminary injunction heretofore issued is hereby
Trustees' power to appoint. The view of respondent Judge, made permanent.
however, is that there was no termination ordered. Either
the employees' contracts lapsed or their temporary SO ORDERED.
appointments were abrogated by circulars from the Civil
Service Commission. This, as a necessary consequence of
the transition from the Philippine Air Force College of Feliciano, Padilla, Regalado, Davide, Jr., Romero, Bellosillo,
Aeronautics (PAFCA) to the Philippine State College of Puno, Vitug, Kapunan, Mendoza and Francisco, JJ., concur.
Aeronautics (PSCA).
Narvasa, C.J. and Melo, JJ., are on leave.
We agree with respondent Judge's disquisition on this
point: Footnotes
To the question was the termination of the services of the 1 Specific names of Members not mentioned.
petitioners legal or not?, the only answer is there was not
termination to speak of. Termination presupposes an overt 2 Rollo, page 91.
act committed by a superior officer. There was none
whatsoever in the case at bar. At most, Col. Julian (Loleng) 3 Rollo, page 105.
gave notice to the petitioners of the expiration of their
respective contracts, Petitioners appointment or 4 Annex "C".
employment simply expired either by its very own terms,
or because it may not exceed one year, but most
5 Annex "F".
importantly because the PAFCA was dissolved and replaced
by the PSCA. The notice given by Col. Loleng to the
petitioners seem to have been misunderstood by them as 6 Sevilla vs. C.A., 209 SCRA 637, 642 (1992).
an act of dismissal which as they correctly state, belongs to
the Board of Trustees alone. 7 Letter dated March 25, 1992.
Considering Our finding that there is merit to the petition, 9 Avila vs. Civil Service Commission, 198 SCRA 102, 106
the issue as to whether attorney's fees and costs of (1991).
10 Samson vs. Court of Appeals, 145 SCRA 654, 658-659 for a term of seven years and all expiring on February 2,
(1986). 2008. Benipayo took his oath of office and assumed the
position of COMELEC Chairman. Borra and Tuason
11 Sec. 12(3), Chapter 3, sub-title A, Book V, Executive likewise took their oaths of office and assumed their
Order No. 292. positions as COMELEC Commissioners. The Office of the
President submitted to the Commission on Appointments
12 Apurillo vs. Civil Service Commission, 227 SCRA 230; on May 22, 2001 the ad interim appointments of Benipayo,
Tomali vs. Civil Service Commission, 238 SCRA 572; Borra and Tuason for confirmation. However, the
Lusterio vs. IAC, 199 SCRA 125. Commission on Appointments did not act on said
appointments.
13 Alim vs. Civil Service Commission, 204 SCRA 510; Sevilla
vs. Court of Appeals, 209 SCRA 637. On June 1, 2001, President Arroyo renewed the ad interim
appointments of Benipayo, Borra and Tuason to the same
positions and for the same term of seven years, expiring on
EN BANC February 2, 2008. They took their oaths of office for a
second time. The Office of the President transmitted on
[G.R. No. 149036. April 2, 2002] June 5, 2001 their appointments to the Commission on
Appointments for confirmation.
MA. J. ANGELINA G. MATIBAG, petitioner, vs. ALFREDO L.
BENIPAYO, RESURRECCION Z. BORRA, FLORENTINO A. Congress adjourned before the Commission on
TUASON, JR., VELMA J. CINCO, and GIDEON C. DE GUZMAN Appointments could act on their appointments. Thus, on
in his capacity as Officer-In-Charge, Finance Services June 8, 2001, President Macapagal Arroyo renewed again
Department of the Commission on Elections, respondents. the ad interim appointments of Benipayo, Borra and
Tuason to the same positions. The Office of the President
DECISION submitted their appointments for confirmation to the
Commission on Appointments. They took their oaths of
CARPIO, J.: office anew.
During the pendency of her complaint before the Law Respondents assert that the petition fails to satisfy all the
Department, petitioner filed the instant petition four requisites before this Court may exercise its power of
questioning the appointment and the right to remain in judicial review in constitutional cases. Out of respect for
office of Benipayo, Borra and Tuason, as Chairman and the acts of the Executive department, which is co-equal
Commissioners of the COMELEC, respectively. Petitioner with this Court, respondents urge this Court to refrain from
claims that the ad interim appointments of Benipayo, reviewing the constitutionality of the ad interim
Borra and Tuason violate the constitutional provisions on appointments issued by the President to Benipayo, Borra
the independence of the COMELEC, as well as on the and Tuason unless all the four requisites are present.
prohibitions on temporary appointments and These are: (1) the existence of an actual and appropriate
reappointments of its Chairman and members. Petitioner controversy; (2) a personal and substantial interest of the
also assails as illegal her removal as Director IV of the EID party raising the constitutional issue; (3) the exercise of the
and her reassignment to the Law Department. judicial review is pleaded at the earliest opportunity; and
Simultaneously, petitioner challenges the designation of (4) the constitutional issue is the lis mota of the case.
Cinco as Officer-in-Charge of the EID. Petitioner,
moreover, questions the legality of the disbursements Respondents argue that the second, third and fourth
made by COMELEC Finance Services Department Officer- requisites are absent in this case. Respondents maintain
in-Charge Gideon C. De Guzman to Benipayo, Borra and that petitioner does not have a personal and substantial
Tuason by way of salaries and other emoluments. interest in the case because she has not sustained a direct
injury as a result of the ad interim appointments of
In the meantime, on September 6, 2001, President Benipayo, Borra and Tuason and their assumption of
Macapagal Arroyo renewed once again the ad interim office. Respondents point out that petitioner does not
appointments of Benipayo as COMELEC Chairman and claim to be lawfully entitled to any of the positions
Borra and Tuason as Commissioners, respectively, for a assumed by Benipayo, Borra or Tuason. Neither does
term of seven years expiring on February 2, 2008. They all petitioner claim to be directly injured by the appointments
took their oaths of office anew. of these three respondents.
3. Assuming that the first ad interim appointments and the We are not persuaded.
first assumption of office by Benipayo, Borra and Tuason
are legal, whether or not the renewal of their ad interim Benipayo reassigned petitioner from the EID, where she
appointments and subsequent assumption of office to the was Acting Director, to the Law Department, where she
same positions violate the prohibition on reappointment was placed on detail service. Respondents claim that the
under Section 1 (2), Article IX-C of the Constitution; reassignment was “pursuant to x x x Benipayo’s authority
as Chairman of the Commission on Elections, and as the
Commission’s Chief Executive Officer.” Evidently, limits of the Constitution and have not abused the
respondents anchor the legality of petitioner’s discretion given them, this Court may even brush aside
reassignment on Benipayo’s authority as Chairman of the technicalities of procedure and resolve any constitutional
COMELEC. The real issue then turns on whether or not issue raised. Here the petitioner has complied with all the
Benipayo is the lawful Chairman of the COMELEC. Even if requisite technicalities. Moreover, public interest requires
petitioner is only an Acting Director of the EID, her the resolution of the constitutional issue raised by
reassignment is without legal basis if Benipayo is not the petitioner.
lawful COMELEC Chairman, an office created by the
Constitution. Second Issue: The Nature of an Ad Interim Appointment
On the other hand, if Benipayo is the lawful COMELEC Petitioner argues that an ad interim appointment to the
Chairman because he assumed office in accordance with COMELEC is a temporary appointment that is prohibited by
the Constitution, then petitioner’s reassignment is legal and Section 1 (2), Article IX-C of the Constitution, which
she has no cause to complain provided the reassignment is provides as follows:
in accordance with the Civil Service Law. Clearly,
petitioner has a personal and material stake in the “The Chairman and the Commissioners shall be appointed
resolution of the constitutionality of Benipayo’s by the President with the consent of the Commission on
assumption of office. Petitioner’s personal and substantial Appointments for a term of seven years without
injury, if Benipayo is not the lawful COMELEC Chairman, reappointment. Of those first appointed, three Members
clothes her with the requisite locus standi to raise the shall hold office for seven years, two Members for five
constitutional issue in this petition. years, and the last Members for three years, without
reappointment. Appointment to any vacancy shall be only
Respondents harp on petitioner’s belated act of for the unexpired term of the predecessor. In no case shall
questioning the constitutionality of the ad interim any Member be appointed or designated in a temporary
appointments of Benipayo, Borra and Tuason. Petitioner or acting capacity.” (Emphasis supplied)
filed the instant petition only on August 3, 2001, when the
first ad interim appointments were issued as early as Petitioner posits the view that an ad interim appointment
March 22, 2001. However, it is not the date of filing of the can be withdrawn or revoked by the President at her
petition that determines whether the constitutional issue pleasure, and can even be disapproved or simply by-passed
was raised at the earliest opportunity. The earliest by the Commission on Appointments. For this reason,
opportunity to raise a constitutional issue is to raise it in petitioner claims that an ad interim appointment is
the pleadings before a competent court that can resolve the temporary in character and consequently prohibited by the
same, such that, “if it is not raised in the pleadings, it cannot last sentence of Section 1 (2), Article IX-C of the
be considered at the trial, and, if not considered at the trial, Constitution.
it cannot be considered on appeal.” Petitioner questioned
the constitutionality of the ad interim appointments of
Based on petitioner’s theory, there can be no ad interim
Benipayo, Borra and Tuason when she filed her petition
appointment to the COMELEC or to the other two
before this Court, which is the earliest opportunity for
constitutional commissions, namely the Civil Service
pleading the constitutional issue before a competent body.
Commission and the Commission on Audit. The last
Furthermore, this Court may determine, in the exercise of
sentence of Section 1 (2), Article IX-C of the Constitution is
sound discretion, the time when a constitutional issue may
also found in Article IX-B and Article IX-D providing for the
be passed upon. There is no doubt petitioner raised the
creation of the Civil Service Commission and the
constitutional issue on time.
Commission on Audit, respectively. Petitioner interprets
the last sentence of Section 1 (2) of Article IX-C to mean
Moreover, the legality of petitioner’s reassignment hinges that the ad interim appointee cannot assume office until his
on the constitutionality of Benipayo’s ad interim appointment is confirmed by the Commission on
appointment and assumption of office. Unless the Appointments for only then does his appointment become
constitutionality of Benipayo’s ad interim appointment and permanent and no longer temporary in character.
assumption of office is resolved, the legality of petitioner’s
reassignment from the EID to the Law Department cannot
The rationale behind petitioner’s theory is that only an
be determined. Clearly, the lis mota of this case is the very
appointee who is confirmed by the Commission on
constitutional issue raised by petitioner.
Appointments can guarantee the independence of the
COMELEC. A confirmed appointee is beyond the influence
In any event, the issue raised by petitioner is of paramount of the President or members of the Commission on
importance to the public. The legality of the directives and Appointments since his appointment can no longer be
decisions made by the COMELEC in the conduct of the May recalled or disapproved. Prior to his confirmation, the
14, 2001 national elections may be put in doubt if the appointee is at the mercy of both the appointing and
constitutional issue raised by petitioner is left unresolved. confirming powers since his appointment can be
In keeping with this Court’s duty to determine whether terminated at any time for any cause. In the words of
other agencies of government have remained within the petitioner, a Sword of Damocles hangs over the head of
every appointee whose confirmation is pending with the “A distinction is thus made between the exercise of such
Commission on Appointments. presidential prerogative requiring confirmation by the
Commission on Appointments when Congress is in session
We find petitioner’s argument without merit. and when it is in recess. In the former, the President
nominates, and only upon the consent of the Commission
An ad interim appointment is a permanent appointment on Appointments may the person thus named assume
because it takes effect immediately and can no longer be office. It is not so with reference to ad interim
withdrawn by the President once the appointee has appointments. It takes effect at once. The individual
qualified into office. The fact that it is subject to chosen may thus qualify and perform his function
confirmation by the Commission on Appointments does not without loss of time. His title to such office is complete.
alter its permanent character. The Constitution itself In the language of the Constitution, the appointment is
makes an ad interim appointment permanent in character effective ‘until disapproval by the Commission on
by making it effective until disapproved by the Commission Appointments or until the next adjournment of the
on Appointments or until the next adjournment of Congress.’”
Congress. The second paragraph of Section 16, Article VII
of the Constitution provides as follows: Petitioner cites Black’s Law Dictionary which defines the
term “ad interim” to mean “in the meantime” or “for the
“The President shall have the power to make appointments time being.” Hence, petitioner argues that an ad interim
during the recess of the Congress, whether voluntary or appointment is undoubtedly temporary in character. This
compulsory, but such appointments shall be effective only argument is not new and was answered by this Court in
until disapproval by the Commission on Appointments or Pamantasan ng Lungsod ng Maynila vs. Intermediate
until the next adjournment of the Congress.” (Emphasis Appellate Court, where we explained that:
supplied)
“x x x From the arguments, it is easy to see why the
Thus, the ad interim appointment remains effective until petitioner should experience difficulty in understanding
such disapproval or next adjournment, signifying that it can the situation. Private respondent had been extended
no longer be withdrawn or revoked by the President. The several ‘ad interim’ appointments which petitioner
fear that the President can withdraw or revoke at any time mistakenly understands as appointments temporary in
and for any reason an ad interim appointment is utterly nature. Perhaps, it is the literal translation of the word ‘ad
without basis. interim’ which creates such belief. The term is defined by
Black to mean “in the meantime” or “for the time being”.
Thus, an officer ad interim is one appointed to fill a
More than half a century ago, this Court had already ruled vacancy, or to discharge the duties of the office during the
that an ad interim appointment is permanent in character. absence or temporary incapacity of its regular incumbent
In Summers vs. Ozaeta, decided on October 25, 1948, we (Black’s Law Dictionary, Revised Fourth Edition, 1978).
held that: But such is not the meaning nor the use intended in the
context of Philippine law. In referring to Dr. Esteban’s
“x x x an ad interim appointment is one made in pursuance appointments, the term is not descriptive of the nature of
of paragraph (4), Section 10, Article VII of the Constitution, the appointments given to him. Rather, it is used to
which provides that the ‘President shall have the power to denote the manner in which said appointments were
make appointments during the recess of the Congress, but made, that is, done by the President of the Pamantasan
such appointments shall be effective only until disapproval in the meantime, while the Board of Regents, which is
by the Commission on Appointments or until the next originally vested by the University Charter with the
adjournment of the Congress.’ It is an appointment power of appointment, is unable to act. x x x.” (Emphasis
permanent in nature, and the circumstance that it is supplied)
subject to confirmation by the Commission on
Appointments does not alter its permanent character. Thus, the term “ad interim appointment”, as used in letters
An ad interim appointment is disapproved certainly for a of appointment signed by the President, means a
reason other than that its provisional period has expired. permanent appointment made by the President in the
Said appointment is of course distinguishable from an meantime that Congress is in recess. It does not mean a
‘acting’ appointment which is merely temporary, good until temporary appointment that can be withdrawn or revoked
another permanent appointment is issued.” (Emphasis at any time. The term, although not found in the text of
supplied) the Constitution, has acquired a definite legal meaning
under Philippine jurisprudence. The Court had again
The Constitution imposes no condition on the effectivity of occasion to explain the nature of an ad interim appointment
an ad interim appointment, and thus an ad interim in the more recent case of Marohombsar vs. Court of
appointment takes effect immediately. The appointee can Appeals, where the Court stated:
at once assume office and exercise, as a de jure officer, all
the powers pertaining to the office. In Pacete vs. Secretary “We have already mentioned that an ad interim
of the Commission on Appointments, this Court elaborated appointment is not descriptive of the nature of the
on the nature of an ad interim appointment as follows:
appointment, that is, it is not indicative of whether the “A designation as Acting Chairman is by its very terms
appointment is temporary or in an acting capacity, rather it essentially temporary and therefore revocable at will. No
denotes the manner in which the appointment was made. cause need be established to justify its revocation.
In the instant case, the appointment extended to private Assuming its validity, the designation of the respondent as
respondent by then MSU President Alonto, Jr. was issued Acting Chairman of the Commission on Elections may be
without condition nor limitation as to tenure. The withdrawn by the President of the Philippines at any time
permanent status of private respondent’s appointment as and for whatever reason she sees fit. It is doubtful if the
Executive Assistant II was recognized and attested to by respondent, having accepted such designation, will not be
the Civil Service Commission Regional Office No. 12. estopped from challenging its withdrawal.
Petitioner’s submission that private respondent’s ad
interim appointment is synonymous with a temporary xxx
appointment which could be validly terminated at any
time is clearly untenable. Ad interim appointments are The Constitution provides for many safeguards to the
permanent but their terms are only until the Board independence of the Commission on Elections, foremost
disapproves them.” (Emphasis supplied) among which is the security of tenure of its members. That
guarantee is not available to the respondent as Acting
An ad interim appointee who has qualified and assumed Chairman of the Commission on Elections by designation of
office becomes at that moment a government employee the President of the Philippines.”
and therefore part of the civil service. He enjoys the
constitutional protection that ”[n]o officer or employee in Earlier, in Nacionalista Party vs. Bautista, a case decided
the civil service shall be removed or suspended except for under the 1935 Constitution, which did not have a
cause provided by law.” Thus, an ad interim appointment provision prohibiting temporary or acting appointments to
becomes complete and irrevocable once the appointee has the COMELEC, this Court nevertheless declared
qualified into office. The withdrawal or revocation of an ad unconstitutional the designation of the Solicitor General as
interim appointment is possible only if it is communicated acting member of the COMELEC. This Court ruled that the
to the appointee before the moment he qualifies, and any designation of an acting Commissioner would undermine
withdrawal or revocation thereafter is tantamount to the independence of the COMELEC and hence violate the
removal from office. Once an appointee has qualified, he Constitution. We declared then: “It would be more in
acquires a legal right to the office which is protected not keeping with the intent, purpose and aim of the framers of
only by statute but also by the Constitution. He can only be the Constitution to appoint a permanent Commissioner
removed for cause, after notice and hearing, consistent than to designate one to act temporarily.” (Emphasis
with the requirements of due process. supplied)
An ad interim appointment can be terminated for two In the instant case, the President did in fact appoint
causes specified in the Constitution. The first cause is the permanent Commissioners to fill the vacancies in the
disapproval of his ad interim appointment by the COMELEC, subject only to confirmation by the Commission
Commission on Appointments. The second cause is the on Appointments. Benipayo, Borra and Tuason were
adjournment of Congress without the Commission on extended permanent appointments during the recess of
Appointments acting on his appointment. These two causes Congress. They were not appointed or designated in a
are resolutory conditions expressly imposed by the temporary or acting capacity, unlike Commissioner Haydee
Constitution on all ad interim appointments. These Yorac in Brillantes vs. Yorac and Solicitor General Felix
resolutory conditions constitute, in effect, a Sword of Bautista in Nacionalista Party vs. Bautista. The ad interim
Damocles over the heads of ad interim appointees. No one, appointments of Benipayo, Borra and Tuason are expressly
however, can complain because it is the Constitution itself allowed by the Constitution which authorizes the
that places the Sword of Damocles over the heads of the ad President, during the recess of Congress, to make
interim appointees. appointments that take effect immediately.
While an ad interim appointment is permanent and While the Constitution mandates that the COMELEC “shall
irrevocable except as provided by law, an appointment or be independent”, this provision should be harmonized with
designation in a temporary or acting capacity can be the President’s power to extend ad interim appointments.
withdrawn or revoked at the pleasure of the appointing To hold that the independence of the COMELEC requires
power. A temporary or acting appointee does not enjoy any the Commission on Appointments to first confirm ad
security of tenure, no matter how briefly. This is the kind interim appointees before the appointees can assume office
of appointment that the Constitution prohibits the will negate the President’s power to make ad interim
President from making to the three independent appointments. This is contrary to the rule on statutory
constitutional commissions, including the COMELEC. Thus, construction to give meaning and effect to every provision
in Brillantes vs. Yorac, this Court struck down as of the law. It will also run counter to the clear intent of the
unconstitutional the designation by then President framers of the Constitution.
Corazon Aquino of Associate Commissioner Haydee Yorac
as Acting Chairperson of the COMELEC. This Court ruled
that:
The original draft of Section 16, Article VII of the Clearly, the reinstatement in the present Constitution of the
Constitution - on the nomination of officers subject to ad interim appointing power of the President was for the
confirmation by the Commission on Appointments - did not purpose of avoiding interruptions in vital government
provide for ad interim appointments. The original services that otherwise would result from prolonged
intention of the framers of the Constitution was to do away vacancies in government offices, including the three
with ad interim appointments because the plan was for constitutional commissions. In his concurring opinion in
Congress to remain in session throughout the year except Guevara vs. Inocentes, decided under the 1935 Constitution,
for a brief 30-day compulsory recess. However, because of Justice Roberto Concepcion, Jr. explained the rationale
the need to avoid disruptions in essential government behind ad interim appointments in this manner:
services, the framers of the Constitution thought it wise to
reinstate the provisions of the 1935 Constitution on ad “Now, why is the lifetime of ad interim appointments so
interim appointments. The following discussion during the limited? Because, if they expired before the session of
deliberations of the Constitutional Commission elucidates Congress, the evil sought to be avoided – interruption in
this: the discharge of essential functions – may take place.
Because the same evil would result if the appointments
“FR. BERNAS: X x x our compulsory recess now is only 30 ceased to be effective during the session of Congress and
days. So under such circumstances, is it necessary to before its adjournment. Upon the other hand, once
provide for ad interim appointments? Perhaps there Congress has adjourned, the evil aforementioned may
should be a little discussion on that. easily be conjured by the issuance of other ad interim
appointments or reappointments.” (Emphasis supplied)
xxx
Indeed, the timely application of the last sentence of
MS. AQUINO: My concern is that unless this problem is Section 16, Article VII of the Constitution barely avoided
addressed, this might present problems in terms of the interruption of essential government services in the
anticipating interruption of government business, May 2001 national elections. Following the decision of this
considering that we are not certain of the length of Court in Gaminde vs. Commission on Appointments,
involuntary recess or adjournment of the Congress. We are promulgated on December 13, 2000, the terms of office of
certain, however, of the involuntary adjournment of the constitutional officers first appointed under the
Congress which is 30 days, but we cannot leave to Constitution would have to be counted starting February 2,
conjecture the matter of involuntary recess. 1987, the date of ratification of the Constitution, regardless
of the date of their actual appointment. By this reckoning,
FR. BERNAS: That is correct, but we are trying to look for a the terms of office of three Commissioners of the
formula. I wonder if the Commissioner has a formula x x x. COMELEC, including the Chairman, would end on February
2, 2001.
xxx
Then COMELEC Chairperson Harriet O. Demetriou was
appointed only on January 11, 2000 to serve, pursuant to
MR. BENGZON: Madam President, apropos of the matter her appointment papers, until February 15, 2002, the
raised by Commissioner Aquino and after conferring with original expiry date of the term of her predecessor, Justice
the Committee, Commissioner Aquino and I propose the Bernardo P. Pardo, who was elevated to this Court. The
following amendment as the last paragraph of Section 16, original expiry date of the term of Commissioner Teresita
the wordings of which are in the 1935 Constitution: THE Dy-Liacco Flores was also February 15, 2002, while that of
PRESIDENT SHALL HAVE THE POWER TO MAKE Commissioner Julio F. Desamito was November 3, 2001.
APPOINTMENTS DURING THE RECESS OF CONGRESS The original expiry dates of the terms of office of
WHETHER IT BE VOLUNTARY OR COMPULSORY BUT Chairperson Demetriou and Commissioners Flores and
SUCH APPOINTMENTS SHALL BE EFFECTIVE ONLY UNTIL Desamito were therefore supposed to fall after the May
DISAPPROVAL BY THE COMMISSION ON APPOINTMENTS 2001 elections. Suddenly and unexpectedly, because of the
OR UNTIL THE NEXT ADJOURNMENT OF THE CONGRESS. Gaminde ruling, there were three vacancies in the seven-
person COMELEC, with national elections looming less than
This is otherwise called the ad interim appointments. three and one-half months away. To their credit,
Chairperson Demetriou and Commissioner Flores vacated
xxx their offices on February 2, 2001 and did not question any
more before this Court the applicability of the Gaminde
THE PRESIDENT: Is there any objection to the proposed ruling to their own situation.
amendment of Commissioners Aquino and Bengzon, adding
a paragraph to the last paragraph of Section 16? (Silence) In a Manifestation dated December 28, 2000 filed with this
The Chair hears none; the amendment is approved.” Court in the Gaminde case, Chairperson Demetriou stated
(Emphasis supplied) that she was vacating her office on February 2, 2001, as she
believed any delay in choosing her successor might create a
“constitutional crisis” in view of the proximity of the May
2001 national elections. Commissioner Desamito chose to President in the exercise of her constitutional power,
file a petition for intervention in the Gaminde case but this absent grave abuse of discretion amounting to lack or
Court denied the intervention. Thus, Commissioner excess of jurisdiction on her part, which has not been
Desamito also vacated his office on February 2, 2001. shown in the instant case.
During an election year, Congress normally goes on The issuance by Presidents of ad interim appointments to
voluntary recess between February and June considering the COMELEC is a long-standing practice. Former
that many of the members of the House of Representatives President Corazon Aquino issued an ad interim
and the Senate run for re-election. In 2001, the Eleventh appointment to Commissioner Alfredo E. Abueg. Former
Congress adjourned from January 9, 2001 to June 3, 2001. President Fidel V. Ramos extended ad interim
Concededly, there was no more time for Benipayo, Borra appointments to Commissioners Julio F. Desamito, Japal M.
and Tuason, who were originally extended ad interim Guiani, Graduacion A. Reyes-Claravall and Manolo F.
appointments only on March 22, 2001, to be confirmed by Gorospe. Former President Joseph Estrada also extended
the Commission on Appointments before the May 14, 2001 ad interim appointments to Commissioners Abdul Gani M.
elections. Marohombsar, Luzviminda Tancangco, Mehol K. Sadain and
Ralph C. Lantion.
If Benipayo, Borra and Tuason were not extended ad
interim appointments to fill up the three vacancies in the The President’s power to extend ad interim appointments
COMELEC, there would only have been one division may indeed briefly put the appointee at the mercy of both
functioning in the COMELEC instead of two during the May the appointing and confirming powers. This situation,
2001 elections. Considering that the Constitution requires however, is only for a short period - from the time of
that “all x x x election cases shall be heard and decided in issuance of the ad interim appointment until the
division”, the remaining one division would have been Commission on Appointments gives or withholds its
swamped with election cases. Moreover, since under the consent. The Constitution itself sanctions this situation, as
Constitution motions for reconsideration “shall be decided a trade-off against the evil of disruptions in vital
by the Commission en banc”, the mere absence of one of the government services. This is also part of the check-and-
four remaining members would have prevented a quorum, balance under the separation of powers, as a trade-off
a less than ideal situation considering that the against the evil of granting the President absolute and sole
Commissioners are expected to travel around the country power to appoint. The Constitution has wisely subjected
before, during and after the elections. There was a great the President’s appointing power to the checking power of
probability that disruptions in the conduct of the May 2001 the legislature.
elections could occur because of the three vacancies in the
COMELEC. The successful conduct of the May 2001 national This situation, however, does not compromise the
elections, right after the tumultuous EDSA II and EDSA III independence of the COMELEC as a constitutional body.
events, was certainly essential in safeguarding and The vacancies in the COMELEC are precisely staggered to
strengthening our democracy. insure that the majority of its members hold confirmed
appointments, and not one President will appoint all the
Evidently, the exercise by the President in the instant case COMELEC members. In the instant case, the Commission on
of her constitutional power to make ad interim Appointments had long confirmed four of the incumbent
appointments prevented the occurrence of the very evil COMELEC members, comprising a majority, who could now
sought to be avoided by the second paragraph of Section be removed from office only by impeachment. The special
16, Article VII of the Constitution. This power to make ad constitutional safeguards that insure the independence of
interim appointments is lodged in the President to be the COMELEC remain in place. The COMELEC enjoys fiscal
exercised by her in her sound judgment. Under the second autonomy, appoints its own officials and employees, and
paragraph of Section 16, Article VII of the Constitution, the promulgates its own rules on pleadings and practice.
President can choose either of two modes in appointing Moreover, the salaries of COMELEC members cannot be
officials who are subject to confirmation by the decreased during their tenure.
Commission on Appointments. First, while Congress is in
session, the President may nominate the prospective In fine, we rule that the ad interim appointments extended
appointee, and pending consent of the Commission on by the President to Benipayo, Borra and Tuason, as
Appointments, the nominee cannot qualify and assume COMELEC Chairman and Commissioners, respectively, do
office. Second, during the recess of Congress, the President not constitute temporary or acting appointments
may extend an ad interim appointment which allows the prohibited by Section 1 (2), Article IX-C of the Constitution.
appointee to immediately qualify and assume office.
Third Issue: The Constitutionality of Renewals of
Whether the President chooses to nominate the Appointments
prospective appointee or extend an ad interim appointment
is a matter within the prerogative of the President because Petitioner also agues that assuming the first ad interim
the Constitution grants her that power. This Court cannot appointments and the first assumption of office by
inquire into the propriety of the choice made by the Benipayo, Borra and Tuason are constitutional, the renewal
of the their ad interim appointments and their subsequent nominations or appointments are made, shall not again
assumption of office to the same positions violate the be considered by the Commission.” (Emphasis supplied)
prohibition on reappointment under Section 1 (2), Article
IX-C of the Constitution, which provides as follows: Hence, under the Rules of the Commission on
Appointments, a by-passed appointment can be considered
“The Chairman and the Commissioners shall be appointed again if the President renews the appointment.
by the President with the consent of the Commission on
Appointments for a term of seven years without It is well settled in this jurisdiction that the President can
reappointment. Of those first appointed, three Members renew the ad interim appointments of by-passed
shall hold office for seven years, two Members for five appointees. Justice Roberto Concepcion, Jr. lucidly
years, and the last members for three years, without explained in his concurring opinion in Guevara vs.
reappointment. X x x.” (Emphasis supplied) Inocentes why by-passed ad interim appointees could be
extended new appointments, thus:
Petitioner theorizes that once an ad interim appointee is
by-passed by the Commission on Appointments, his ad “In short, an ad interim appointment ceases to be effective
interim appointment can no longer be renewed because upon disapproval by the Commission, because the
this will violate Section 1 (2), Article IX-C of the incumbent can not continue holding office over the positive
Constitution which prohibits reappointments. Petitioner objection of the Commission. It ceases, also, upon “the next
asserts that this is particularly true to permanent adjournment of the Congress”, simply because the
appointees who have assumed office, which is the situation President may then issue new appointments - not because
of Benipayo, Borra and Tuason if their ad interim of implied disapproval of the Commission deduced from its
appointments are deemed permanent in character. inaction during the session of Congress, for, under the
Constitution, the Commission may affect adversely the
There is no dispute that an ad interim appointee interim appointments only by action, never by omission. If
disapproved by the Commission on Appointments can no the adjournment of Congress were an implied disapproval
longer be extended a new appointment. The disapproval is of ad interim appointments made prior thereto, then the
a final decision of the Commission on Appointments in the President could no longer appoint those so by-passed by
exercise of its checking power on the appointing authority the Commission. But, the fact is that the President may
of the President. The disapproval is a decision on the reappoint them, thus clearly indicating that the reason for
merits, being a refusal by the Commission on Appointments said termination of the ad interim appointments is not the
to give its consent after deliberating on the qualifications of disapproval thereof allegedly inferred from said omission
the appointee. Since the Constitution does not provide for of the Commission, but the circumstance that upon said
any appeal from such decision, the disapproval is final and adjournment of the Congress, the President is free to
binding on the appointee as well as on the appointing make ad interim appointments or reappointments.”
power. In this instance, the President can no longer renew (Emphasis supplied)
the appointment not because of the constitutional
prohibition on reappointment, but because of a final Guevara was decided under the 1935 Constitution from
decision by the Commission on Appointments to withhold where the second paragraph of Section 16, Article VII of the
its consent to the appointment. present Constitution on ad interim appointments was lifted
verbatim. The jurisprudence under the 1935 Constitution
An ad interim appointment that is by-passed because of governing ad interim appointments by the President is
lack of time or failure of the Commission on Appointments doubtless applicable to the present Constitution. The
to organize is another matter. A by-passed appointment is established practice under the present Constitution is that
one that has not been finally acted upon on the merits by the President can renew the appointments of by-passed ad
the Commission on Appointments at the close of the interim appointees. This is a continuation of the well-
session of Congress. There is no final decision by the recognized practice under the 1935 Constitution,
Commission on Appointments to give or withhold its interrupted only by the 1973 Constitution which did not
consent to the appointment as required by the provide for a Commission on Appointments but vested sole
Constitution. Absent such decision, the President is free to appointing power in the President.
renew the ad interim appointment of a by-passed
appointee. This is recognized in Section 17 of the Rules of The prohibition on reappointment in Section 1 (2), Article
the Commission on Appointments, which provides as IX-C of the Constitution applies neither to disapproved nor
follows: by-passed ad interim appointments. A disapproved ad
interim appointment cannot be revived by another ad
“Section 17. Unacted Nominations or Appointments interim appointment because the disapproval is final under
Returned to the President. Nominations or appointments Section 16, Article VII of the Constitution, and not because a
submitted by the President of the Philippines which are not reappointment is prohibited under Section 1 (2), Article IX-
finally acted upon at the close of the session of Congress C of the Constitution. A by-passed ad interim appointment
shall be returned to the President and, unless new can be revived by a new ad interim appointment because
there is no final disapproval under Section 16, Article VII of
the Constitution, and such new appointment will not result later on their case, they can still be reappointed to serve
in the appointee serving beyond the fixed term of seven for a total of seven years.
years.
Precisely, we are foreclosing that possibility by making it
Section 1 (2), Article IX-C of the Constitution provides that clear that even in the case of those first appointed under
“[t]he Chairman and the Commissioners shall be appointed the Constitution, no reappointment can be made.”
x x x for a term of seven years without reappointment.” (Emphasis supplied)
(Emphasis supplied) There are four situations where this
provision will apply. The first situation is where an ad In Visarra vs. Miraflor, Justice Angelo Bautista, in his
interim appointee to the COMELEC, after confirmation by concurring opinion, quoted Nacionalista vs. De Vera that a
the Commission on Appointments, serves his full seven- “[r]eappointment is not prohibited when a Commissioner
year term. Such person cannot be reappointed to the has held office only for, say, three or six years, provided his
COMELEC, whether as a member or as a chairman, because term will not exceed nine years in all.” This was the
he will then be actually serving more than seven years. interpretation despite the express provision in the 1935
The second situation is where the appointee, after Constitution that a COMELEC member “shall hold office for
confirmation, serves a part of his term and then resigns a term of nine years and may not be reappointed.”
before his seven-year term of office ends. Such person
cannot be reappointed, whether as a member or as a chair, To foreclose this interpretation, the phrase “without
to a vacancy arising from retirement because a reappointment” appears twice in Section 1 (2), Article IX-C
reappointment will result in the appointee also serving of the present Constitution. The first phrase prohibits
more than seven years. The third situation is where the reappointment of any person previously appointed for a
appointee is confirmed to serve the unexpired term of term of seven years. The second phrase prohibits
someone who died or resigned, and the appointee reappointment of any person previously appointed for a
completes the unexpired term. Such person cannot be term of five or three years pursuant to the first set of
reappointed, whether as a member or chair, to a vacancy appointees under the Constitution. In either case, it does
arising from retirement because a reappointment will not matter if the person previously appointed completes
result in the appointee also serving more than seven years. his term of office for the intention is to prohibit any
reappointment of any kind.
The fourth situation is where the appointee has previously
served a term of less than seven years, and a vacancy arises However, an ad interim appointment that has lapsed by
from death or resignation. Even if it will not result in his inaction of the Commission on Appointments does not
serving more than seven years, a reappointment of such constitute a term of office. The period from the time the ad
person to serve an unexpired term is also prohibited interim appointment is made to the time it lapses is neither
because his situation will be similar to those appointed a fixed term nor an unexpired term. To hold otherwise
under the second sentence of Section 1 (2), Article IX-C of would mean that the President by his unilateral action
the Constitution. This provision refers to the first could start and complete the running of a term of office in
appointees under the Constitution whose terms of office the COMELEC without the consent of the Commission on
are less than seven years, but are barred from ever being Appointments. This interpretation renders inutile the
reappointed under any situation. Not one of these four confirming power of the Commission on Appointments.
situations applies to the case of Benipayo, Borra or
Tuason.
The phrase “without reappointment” applies only to one
who has been appointed by the President and confirmed by
The framers of the Constitution made it quite clear that any the Commission on Appointments, whether or not such
person who has served any term of office as COMELEC person completes his term of office. There must be a
member – whether for a full term of seven years, a confirmation by the Commission on Appointments of the
truncated term of five or three years, or even for an previous appointment before the prohibition on
unexpired term of any length of time – can no longer be reappointment can apply. To hold otherwise will lead to
reappointed to the COMELEC. Commissioner Foz absurdities and negate the President’s power to make ad
succinctly explained this intent in this manner: interim appointments.
“MR. FOZ. But there is the argument made in the In the great majority of cases, the Commission on
concurring opinion of Justice Angelo Bautista in the case of Appointments usually fails to act, for lack of time, on the ad
Visarra vs. Miraflor, to the effect that the prohibition on interim appointments first issued to appointees. If such ad
reappointment applies only when the term or tenure is for interim appointments can no longer be renewed, the
seven years. But in cases where the appointee serves only President will certainly hesitate to make ad interim
for less than seven years, he would be entitled to appointments because most of her appointees will
reappointment. Unless we put the qualifying words effectively be disapproved by mere inaction of the
“without reappointment” in the case of those appointed, Commission on Appointments. This will nullify the
then it is possible that an interpretation could be made constitutional power of the President to make ad interim
appointments, a power intended to avoid disruptions in
vital government services. This Court cannot subscribe to a he occupied that position for about 12 years in violation of
proposition that will wreak havoc on vital government the Constitution?
services.
MR. FOZ: It is only one of the considerations. Another is
The prohibition on reappointment is common to the three really to make sure that any member who is appointed
constitutional commissions. The framers of the present to any of the commissions does not serve beyond 7
Constitution prohibited reappointments for two reasons. years.” (Emphasis supplied)
The first is to prevent a second appointment for those who
have been previously appointed and confirmed even if they Commissioner Christian Monsod further clarified the
served for less than seven years. The second is to insure prohibition on reappointment in this manner:
that the members of the three constitutional commissions
do not serve beyond the fixed term of seven years. As "MR. MONSOD. If the (Commissioner) will read the whole
reported in the Journal of the Constitutional Commission, Article, she will notice that there is no reappointment of
Commissioner Vicente B. Foz, who sponsoredthe proposed any kind and, therefore as a whole there is no way that
articles on the three constitutional commissions, outlined somebody can serve for more than seven years. The
the four important features of the proposed articles, to wit: purpose of the last sentence is to make sure that this
does not happen by including in the appointment both
“Mr. Foz stated that the Committee had introduced basic temporary and acting capacities." (Emphasis supplied)
changes in the common provision affecting the three
Constitutional Commissions, and which are: 1) fiscal Plainly, the prohibition on reappointment is intended to
autonomy which provides (that) appropriations shall be insure that there will be no reappointment of any kind. On
automatically and regularly released to the Commission in the other hand, the prohibition on temporary or acting
the same manner (as) provided for the Judiciary; 2) fixed appointments is intended to prevent any circumvention of
term of office without reappointment on a staggered the prohibition on reappointment that may result in an
basis to ensure continuity of functions and to minimize the appointee’s total term of office exceeding seven years. The
opportunity of the President to appoint all the members evils sought to be avoided by the twin prohibitions are very
during his incumbency; 3) prohibition to decrease salaries specific - reappointment of any kind and exceeding one’s
of the members of the Commissions during their term of term in office beyond the maximum period of seven years.
office; and 4) appointments of members would not require
confirmation.” (Emphasis supplied)
Not contented with these ironclad twin prohibitions, the
framers of the Constitution tightened even further the
There were two important amendments subsequently screws on those who might wish to extend their terms of
made by the Constitutional Commission to these four office. Thus, the word “designated” was inserted to plug
features. First, as discussed earlier, the framers of the any loophole that might be exploited by violators of the
Constitution decided to require confirmation by the Constitution, as shown in the following discussion in the
Commission on Appointments of all appointments to the Constitutional Commission:
constitutional commissions. Second, the framers decided
to strengthen further the prohibition on serving beyond
“MR. DE LOS REYES: On line 32, between the words
the fixed seven-year term, in the light of a former chair of
“appointed” and “in”, I propose to insert the words OR
the Commission on Audit remaining in office for 12 years
DESIGNATED so that the whole sentence will read: “In no
despite his fixed term of seven years. The following
case shall any Member be appointed OR DESIGNATED in a
exchange in the deliberations of the Constitutional
temporary or acting capacity.”
Commission is instructive:
Contrary to petitioner’s allegation, the COMELEC did in fact COMELEC Resolution No. 3300 does not require that every
issue COMELEC Resolution No. 3300 dated November 6, transfer or reassignment of COMELEC personnel should
2000, exempting the COMELEC from Section 261 (h) of the carry the concurrence of the COMELEC as a collegial body.
Omnibus Election Code. The resolution states in part: Interpreting Resolution No. 3300 to require such
concurrence will render the resolution meaningless since
“WHEREAS, Sec. 56 and Sec. 261, paragraphs (g) and (h), of the COMELEC en banc will have to approve every personnel
the Omnibus Election Code provides as follows: transfer or reassignment, making the resolution utterly
useless. Resolution No. 3300 should be interpreted for
xxx what it is, an approval to effect transfers and
reassignments of personnel, without need of securing a
Sec. 261. Prohibited Acts. The following shall be guilty of an second approval from the COMELEC en banc to actually
election offense: implement such transfer or reassignment.
WHEREAS, there is an urgent need to appoint, transfer or Fifth Issue: Legality of Disbursements to Respondents
reassign personnel of the Commission on Elections during
the prohibited period in order that it can carry out its
Based on the foregoing discussion, respondent Gideon C.
constitutional duty to conduct free, orderly, honest,
De Guzman, Officer-in-Charge of the Finance Services
peaceful and credible elections;
Department of the Commission on Elections, did not act in
excess of jurisdiction in paying the salaries and other
emoluments of Benipayo, Borra, Tuason and Cinco.
WHEREFORE, the petition is dismissed for lack of merit. fiscal or with the Ministry of Justice for proper
Costs against petitioner. investigation and prosecution, if warranted.
SO ORDERED. Ibid., Annex “26”, p. 146; Annex “27”, p. 147; Annex “28”, p.
148.
Davide, Jr., C.J., Bellosillo, Melo, Kapunan, Mendoza,
Panganiban, Quisumbing, Ynares-Santiago, De Leon, Jr., and Integrated Bar of the Philippines vs. Hon. Ronaldo B.
Sandoval-Gutierrez, JJ., concur. Zamora, 338 SCRA 81 (2000); Philippine Constitutional
Association vs. Enriquez, 235 SCRA 506 (1994); Luz Farms
Puno, and Vitug, JJ., on official leave. vs. Secretary of the Department of Agrarian Reform, 192
SCRA 51 (1990).
Respondent Cinco, 62 years old, died on November 20,
2001 of multiple gunshot wounds when she was ambushed Rollo, Annex “V”, p. 60, Petition dated August 1, 2001.
at the corner of Eden and Pedro Gil Streets, Sta. Ana, Manila
while riding a car driven by her son. Rollo, p. 99, Respondents’ Comment dated October 29,
2001.
Rollo, Annexes “X”, “Y” and “Z”, pp. 62-64, Petition dated
August 1, 2001. Joaquin G. Bernas, The 1987 Constitution of the Republic of
the Philippines: A Commentary, p. 858 (1996), citing
Ibid., Annex “A”, p. 39. People vs. Vera, 65 Phil. 56 (1937).
Ibid., Annex “B”, p. 40. Ibid., citing Sotto vs. Commission on Elections, 76 Phil. 516
(1946).
Ibid., Annex “C”, p. 41.
Ople vs. Torres, 293 SCRA 141 (1998); Telecommunications
Ibid., Annex “D”, p. 42; Annex “E”, p. 43; Annex “F”, p. 44. and Broadcast Attorneys of the Philippines, Inc. vs.
Commission on Elections, 289 SCRA 337 (1998); Osmeñ a
vs. Commission on Elections, 199 SCRA 750 (1991).
Ibid., Annex “J”, p. 48; Annex “K”, p. 49; Annex “L”, p. 50.
81 Phil. 754 (1948).
Ibid., Annex ”M”, p. 51; Annex “N”, p. 52; Annex “O”, p. 53.
40 SCRA 58 (1971).
Ibid., Annex “P”, p. 54; Annex “Q”, p. 55; Annex “R”, p. 56.
140 SCRA 22 (1985).
Ibid., Annex ‘S”, p. 57; Annex “T”, p. 58; Annex “U”, p. 59.
326 SCRA 62 (2000).
Ibid., Annex “V”, p. 60.
Section 2 (3), Article IX-B of the Constitution.
Ibid., Annex “W”, p. 61.
See concurring opinion of Justice Cesar Bengzon in Erana
Ibid., Annex “19”, pp. 125-126. vs. Vergel de Dios, 85 Phil. 17 (1949).
Ibid., Annex “20”, pp. 127-128. Binamira vs. Garrucho, 188 SCRA 154 (1990); Santiago vs.
Commission on Audit, 199 SCRA 125 (1991); Sevilla vs.
Ibid., Annex “23”, pp. 131-138. Court of Appeals, 209 SCRA 637 (1992).
Section 265 of the Omnibus Election Code provides as 85 Phil. 101 (1949).
follows: “The Commission shall, through its duly authorized
legal officers, have the exclusive power to conduct Supra., note 30.
preliminary investigation of all election offenses
punishable under this Code, and to prosecute the same.
The Commission may avail of the assistance of other Supra., note 31.
prosecuting arms of the government: Provided, however,
that in the event that the Commission fails to act on any Section 1, Article IX-A of the Constitution.
complaint within four months from his filing, the
complainant may file his complaint with the office of the
Record of the Constitutional Commission, pp. 521-524, See Sections 3, 4, 5 and 6, Article IX-A of the Constitution.
Volume II (1986).
Supra., note 34.
16 SCRA 379 (1966).
See Section 10 (4), Article VII of the 1935 Constitution.
347 SCRA 655 (2000).
Record of the Constitutional Commission, p. 591, Volume I
See Section 1(2), Article IX-C of the Constitution. (1986).
Rollo, p.189, G.R. No. 140335, Intervenor’s Motion for 8 SCRA 1 (1963).
Reconsideration dated December 27, 2000 in Gaminde vs.
Commission on Audit, decided on December 13, 2000, 347 85 Phil. 126 (1949).
SCRA 655.
On behalf of the Committee on Constitutional Commissions
Ibid. and Agencies.
Rollo, p. 202 , G.R. No. 140335, Manifestation dated Journal of the Constitutional Commission, p. 244, Volume I
December 28, 2000 in Gaminde vs. Commission on Audit, (1986).
decided on December 13, 2000, 347 SCRA 655.
Ibid., p. 546.
Supra., note 37.
Ibid., p. 586.
Concurrent Resolution No. 23 of the Eleventh Congress,
providing for the Legislative Calendar for the Third Regular Record of the Constitutional Commission, pp. 586-587,
Session, adopted by the House of Representatives on July Volume I (1986).
25, 2000 and by the Senate on August 7, 2000.
Rollo, pp. 39-44, Petition dated August 1, 2001; pp. 107-109
Section 3, Article IX-C of the Constitution provides as and pp. 146-148, Respondents’ Comment dated October 29,
follows: “The Commission on Elections may sit en banc or 2001.
in two divisions, and shall promulgate its rules of
procedure in order to expedite disposition of election
Rollo, pp. 62-64, Petition dated August 1, 2001.
cases, including pre-proclamation controversies. All such
election cases shall be heard and decided in division,
provided that motions for reconsideration of decisions Rollo, p. 102, Respondents’ Comment dated October 29,
shall be decided by the Commission en banc. 2001.
Petitioner started working with respondent Home When the investigating committee of the HIGC
Insurance & Guaranty Corporation (HIGC) in 1982 as a recommended the dismissal of the charges against
consultant on the Project Evaluation Department, and held petitioner on June 29, 1995, the latter again wrote
various positions therein, including Manager of Project respondent asking that she be allowed to continue to
Evaluation Department (April 1, 1982 to December 31, discharge her duties and responsibilities as VP for TS/GCIG,
1985), Manager of Accounts Management (January 1, 1986 alleging that respondent furnished her with a copy of the
to April 1987), Assistant Vice-President of Accounts report of the investigation committee only eight (8) months
Management (May 1987 to July 1988), Manager II of thereafter. Again, respondent denied her demands.
Guaranty and Credit Insurance Department (August 1988
to March 15, 1992), and Officer-in-Charge of Technical One (1) year after, petitioner wrote the Chairperson of the
Service/Guaranty and Credit Insurance Group (TS/GCIG) CSC, appealing her case. The CSC dismissed her appeal on
(March 16 to June 14, 1992), until finally, she was February 3, 1998 per Resolution No. 980182. According to
promoted to Vice-President of TS/GCIG on June 15, 1992. the CSC: (1) petitioner is not protected by the security of
The nature of her appointment was “promotion” and her tenure clause under the Constitution because she was
employment status was "temporary," since the position is a holding her position of Vice-President under a temporary
Career Executive Service Office (CESO) and petitioner lacks status; (2) her appeal was filed beyond the 15-day
the required CES eligibility. reglementary period; and (3) the appointing authority
cannot generally be compelled to issue an appointment.
On February 24, 1993 petitioner was administratively
charged with: (1) neglect of duty, (2) incompetence in the On petition for review, the Court of Appeals affirmed the
performance of official duties, (3) conduct prejudicial to the CSC’s resolution and dismissed the petition for lack of
best interest of the service, and (4) directly or indirectly merit.
having financial and material interest in any transaction
requiring the approval of her office. Petitioner now comes before this Court alleging the
following errors committed by the appellate court:
In the meantime, petitioner appealed the status of her
temporary appointment to the Civil Service Commission “I
(CSC), which on March 12, 1993, issued Resolution No. 93-
990, holding that a CES eligibility is required to a CES “THE HONORABLE COURT OF APPEALS ERRED IN RULING
position, and even if one possesses such eligibility, still the THAT A PERMANENT CIVIL SERVICE EMPLOYEE, LIKE
appointment cannot be considered permanent unless an THE PETITIONER WHO WORKED WITH RESPONDENT
appointment to the rank has been granted by the President HIGC CONTINUOUSLY FOR TWELVE (12) YEARS HOLDING
of the Philippines. VARIOUS MANAGERIAL POSITIONS AND WHO ACCEPTED
A PROMOTIONAL APPOINTMENT AS HIGC’S VICE
On June 10, 1993, respondent, through its President, PRESIDENT OF TS/GCIG SUBJECT TO HER COMPLIANCE
Fernando M. Miranda, Jr., wrote petitioner, informing her OF CIVIL SERVICE ELIGIBILITY WHICH PETITIONER DULY
that “by operation of law, your appointment shall be COMPLIED WITH, IS STILL TERMINABLE AT THE
deemed terminated and shall automatically cease to have PLEASURE AND DISCRETION OF THE APPOINTING
further force and effect at the close of office hours on the POWER.
expiration of your appointment.” She was also advised that
the pendency of the administrative case against her “II
precludes any renewal of her appointment.
“THE HONORABLE COURT OF APPEALS ERRED IN
Petitioner, through counsel, then sought the opinion of the FINDING THAT THE APPROVAL OF THE PERMANENT
Executive Director of the Career Executive Service Board APPOINTMENT OF PETITIONER’S SUCCESSOR TO THE
who, on August 31, 1993, replied that a temporary POSITION OF VICE PRESIDENT OF RESPONDENT’S
appointment to a CES position can be revoked at any time
by the appointing authority, without waiting for a specific
TS/GCIG AS PER BOARD RESOLUTION NO.55-1993 ‘It is settled that a permanent appointment can be issued
RATIFIED PETITIONER’S SEPARATION FROM THE HIGC. only “to a person who meets all the requirements for the
position to which he is being appointed, including the
“III appropriate eligibility prescribed.” Achacoso did not. At
best, therefore, his appointment could be regarded only as
“THE HONORABLE COURT OF APPEALS ERRED IN RULING temporary. And being so, it could be withdrawn at will by
THAT THE DOCTRINE ENUNCIATED IN THE CASE OF the appointing authority and “at a moment’s notice,”
‘ACHACOSO VS. MACARAIG,’ 195 SCRA 235 (MARCH 13, conformably to established jurisprudence …’
1991) APPLIES TO PETITIONER.
‘The mere fact that a position belongs to the Career Service
“IV does not automatically confer security of tenure on its
occupant even if he does not possess the required
qualifications. Such right will have to depend on the nature
“THE HONORABLE COURT OF APPEALS ERRED IN RULING of his appointment, which in turn depends on his eligibility
THAT PETITIONER IS NOT ENTITLED TO BE REVERTED or lack of it. A person who does not have the requisite
TO THE POSITION SHE WAS OCCUPYING PRIOR TO HER qualifications for the position cannot be appointed to it in
APPOINTMENT AS VICE PRESIDENT FOR TS/GCIG ON THE the first place, or as an exception to the rule, may be
GROUND THAT HIGC HAS EXERCISED ITS PREROGATIVE appointed to it merely in an acting capacity in the absence
IN RESPECT OF PETITIONER’S TENURE BY NOT of appropriate eligibles. The appointment extended to him
RENEWING HER TEMPORARY APPOINTMENT, AND HER cannot be regarded as permanent even if it may be so
CONTINUANCE IN HIGC SERVICE, BY NOT REAPPOINTING
designated …’”
HER TO HER FORMER POSITION.
Petitioner maintains that we apply the ruling in Palmera v.
“V Civil Service Commission, 235 SCRA 87 [1994], instead of
Achacoso v. Macaraig, 195 SCRA 235 [1991]. This, however,
“THE HONORABLE COURT OF APPEALS ERRED IN is not possible.
HOLDING THAT PETITIONER’S APPEAL IN THE CIVIL
SERVICE COMMISSION WAS FILED BEYOND THE The Achacoso case, penned by Justice Isagani Cruz in 1991,
REGLEMENTARY PERIOD.” laid down the jurisprudential basis in cases involving
security of tenure in career executive service positions.
The principal issue to be resolved in this case is whether or Simply put, it was ruled therein that a CES eligibility is
not petitioner is entitled to be reinstated to the position of required for a CES position, such that an appointment of
Vice-President of TS/GCIG of respondent HIGC. one who does not possess such eligibility shall be
temporary and may be withdrawn at will by the appointing
We answer in the negative. authority and “at a moment’s notice. Thus, it was concluded
that Achacoso, not being CES eligible, was merely holding a
The facts of this case indubitably show that petitioner’s temporary appointment, and may be validly removed. His
promotional appointment as Vice-President of TS/GCIG is separation is termed as expiration of term.
merely temporary in nature. Her appointment papers
dated June 11, 1992 clearly indicate it. This is because On the other hand, in the Palmera case, likewise penned by
petitioner does not possess a career executive service Justice Isagani Cruz, this time in 1994, it was inferred from
eligibility which is necessary for the position of Vice- the circumstances of the case that Palmera, who accepted a
President of TS/GCIG, it being a career service executive contractual appointment, had no intention of abandoning
office. Her new appointment, being temporary in character, his permanent position and security of tenure. Having
was terminable at the pleasure of the appointing power worked in the government for 34 years, it was held that by
with or without a cause, and petitioner does not enjoy signing the contract, Palmera couldn’t be reasonably
security of tenure. supposed to have knowingly relinquished his permanent
post and all its concomitant rights and benefits. Also, the
In the recent case of Matibag v. Benipayo, we reiterated the petitioner was already getting on in years and could not
long standing ruling that a person who is issued a afford to face an uncertain future without a regular and
temporary appointment does not enjoy security of tenure, steady income. More importantly, Palmera was led to
thus: believe that the contract he signed was merely a subterfuge
to provide legal basis for the payment of his salary for the
“As respondent does not have the rank appropriate for the period of January 1 to December 31, 1987, and he was not
position of Chief Public Attorney, her appointment to that informed of the real objective of the contract. It was also
position cannot be considered permanent, and she can ruled that the contract was void and cannot be the basis for
claim no security of tenure in respect of that position. As the claim that Palmera abandoned his post.
held in Achacoso v. Macaraig:
The foregoing circumstances are not present in petitioner’s
case. For one, it cannot be deduced that she did not
understand the implications of her promotional, albeit Rollo, pp. 45-51.
temporary, appointment. In the first place, she was under
no obligation to accept such promotion, for there is no law Id., p. 5.
that compels an employee to accept a promotion, as a
promotion is in the nature of a gift or reward, which a Ibid.
person has a right to refuse. And although she was formerly
holding a permanent appointment, she accepted such
Ibid.
temporary appointment. Having done so, petitioner had
abandoned or given up her former position. When she
accepted the temporary appointment, in effect, she Ibid.
abandoned her right to security of tenure as we have ruled
in Romualdez v. Civil Service Commission, to wit: Ibid.
Finally, petitioner insists that she timely brought her case Supra., Note No. 9.
to the Civil Service Commission. According to her, her
letter to the CSC was not an “appeal” but a petition seeking Ibid.
to implement the decision of the investigating committee.
But whether her letter to the CSC was an appeal or a
G.R. No. 149036, April 2, 2002, citing Cuevas v. Bacal, 347
petition, the CSC nevertheless entertained and decided on
SCRA 338 (2000).
her petition or appeal which decision we find to be without
any reversible error.
Rollo, p. 17.
WHEREFORE, the petition for review on certiorari is
hereby DENIED for lack of merit. Dimayuga v. Benedicto, G.R. No. 144153. January 16, 2002.
Davide, Jr., C.J., (Chairman), Vitug, and Ynares-Santiago, JJ., Palmera v. Civil Service Commission, 235 SCRA 87, 92-93
concur. [1994].
Pabu-aya v. Court of Appeals, G.R. No. 128082. April 18, 1988. From January 1989 until December 1989, petitioner
2001, citing Dosch v. National Labor Relations Commission, occupied the position of Casual Technical.
123 SCRA 296, 312 (1983).
Due to the implementation of RA 6758, otherwise known as
197 SCRA 168, 171 [1991]. the Salary Standardization Act of 1989, casual items such as
Casual Research Assistant and Casual Technical were
Cuevas v. Bacal, supra. abolished. Petitioner was offered the position of Clerk II
(the only available permanent position then) for which the
Salvador v. De Guzman, Jr., 249 SCRA 126, 135 [1995]. Selection Board deemed her qualified. However, she
declined the offer.
EN BANC
On January 2, 1990, petitioner was appointed Casual Clerk
III, effective till the end of June 1990. After the expiration of
[G.R. No. 149451. May 8, 2003] her appointment as a casual employee, petitioner was no
longer given any position. She then requested the monetary
REMEDIOS S. PADILLA, petitioner, vs. THE HONORABLE conversion of her unused sick and vacation leaves which
CIVIL SERVICE COMMISSION and DEPARTMENT OF LABOR respondent DOLE granted.
and EMPLOYMENT, respondents.
Nevertheless, petitioner appealed her alleged termination
DECISION as casual employee to the CSC but this was dismissed for
having been filed out of time.
CORONA, J.:
Thereafter, petitioner filed a letter-complaint addressed to
Before this Court is a petition for review of the decision then Secretary of Justice Teofisto Guingona. The letter-
dated January 22, 2001 of the Court of Appeals affirming complaint was forwarded to respondent DOLE and later to
(1) Resolution No. 980256 dated February 5, 1998 of the the CSC for appropriate action. Acting on the complaint, the
Civil Service Commission (CSC) dismissing petitioner CSC treated the same as a petition to seek relief. In its
Remedios Padilla’s appeal and (2) Resolution No. 981425 Resolution No. 980256 dated February 5, 1998, the CSC
dated June 10, 1998 of CSC denying her motion for dismissed the petition and denied petitioner’s claim. Her
reconsideration. motion for reconsideration was likewise denied in CSC
Resolution No. 981425 dated June 10, 1998.
The antecedent facts, as found by respondent CSC and
affirmed by the Court of Appeals, follow. Petitioner appealed the CSC resolutions to the Court of
Appeals. On January 22, 2001, the appellate court rendered
On January 18, 1982, petitioner Remedios Padilla assumed a decision, the dispositive portion of which read:
the permanent position of Clerk II in the then Ministry of
Labor and Employment. On May 11, 1983, petitioner was WHEREFORE, in view of the foregoing, the petition is
promoted to the position of Labor Development Assistant. DENIED and accordingly DISMISSED for lack of merit.
Without waiting for the CSC’s approval of her appointment, Accordingly, the assailed Resolution No. 98-0256 dated
she assumed her new position. February 5, 1998 issued by the Civil Service Commission
dismissing the petitioner’s appeal, as well as its Resolution
On March 4, 1985, CSC-NCR Regional Director Aurora de No. 981425 dated June 10, 1998, is (sic) AFFIRMED.
Leon sent a 1st Indorsement to the Minister of Labor and
Employment disapproving petitioner’s appointment as SO ORDERED.
Labor Development Assistant on the ground that she failed
to meet the eligibility requirement for the position. Maria The Court of Appeals held that the CSC had the power to
Esther Manigque, Officer-In-Charge of the Institute of Labor revoke the appointment of a public officer whose
and Manpower Studies, sought reconsideration of qualification did not meet the minimum requirements of
respondent CSC’s ruling by pointing out petitioner’s the law. To refute petitioner’s contention that respondent
satisfactory performance. It was denied. In May 1985, DOLE was obliged to give her a permanent position upon
petitioner resigned from the service citing “personal becoming eligible, the appellate court ruled that, although
reasons.” the petitioner was a civil service eligible, her acceptance of
a temporary appointment as a casual vested her no right to
On July 28, 1985, petitioner took the Career Service security of tenure. Her appointment depended exclusively
Examination (Professional Level). After passing the same in on the pleasure of the appointing authority.
August, 1985, she re-applied at the respondent Department
of Labor and Employment (DOLE). She was appointed as On July 4, 2001, the appellate court issued a resolution
Casual Research Assistant on October 17, 1988, effective denying petitioner’s motion for reconsideration.
until November 30, 1988. Upon expiration of her
appointment, the same was extended to December 31,
Hence, this appeal based on the following assignments of On the other hand, the Office of the Solicitor General (OSG),
error: representing respondents CSC and DOLE, adequately
proved that petitioner voluntarily resigned and was never
I removed from the service. The OSG presented as evidence
petitioner’s own letter in 1990 addressed to Sec. Flerida
WHETHER OR NOT THE TERMINATION OF PETITIONER IS Ruth Romero, then Special Assistant to the President and
LEGAL. Presidential Legislative Liaison Officer, which read:
Malugcot-Aw v. Malugcot, 329 SCRA 78 (2000). Apparently dissatisfied, Calamba appealed the decision of
the DOTC Secretary to the CSC-NCR.
Republic v. Sodsod, 330 SCRA 400 (2000).
Under date of October 17, 1995, Director Nelson Acebedo
Bañas v. Court of Appeals, 325 SCRA 259 (2000). of CSC-NCR requested ATO Executive Director Manuel Gilo
to comment on the appeal and to submit to the CSC-NCR
the documents pertinent thereto.
Section 1, Rule 131, Rules of Court.
Since the CSC-NCR received no action on said request for
Former Associate Justice of the Supreme Court.
comment, the CSC-NCR again wrote Director Gilo regarding
the matter on May 5, 1997. But to no avail.
Rollo, p. 58.
On October 14, 1997, for the last time, the CSC-NCR
EN BANC reiterated to Director Gilo its request for comment.
[G.R. No. 158737. August 31, 2004] On November 18, 1997, the CSC-NCR rendered its decision
upholding the protest of Calamba and recalling the
CIVIL SERVICE COMMISSION, petitioner, vs. SATURNINO DE approval of respondent’s appointment as Chief Aviation
LA CRUZ, respondent. Safety Regulation Officer. Said the CSC-NCR:
DOTC Assistant Secretary Panfilo V. Villaruel, Jr. noted that: Because of respondent’s commendable performance, he
was designated Chief of the Air Transportation Office
1. Capt. dela Cruz has been with the Air Transportation Operations Center in 1993 per Office Order No. 178-93, in
Office for more than 13 years already and during such addition to his duties as Check Pilot II. He was also
period, he faithfully and efficiently (served in) four of the designated Acting Chief, Aviation Safety Division, of the
five sections of the Aviation Safety Division of which the ATO per Office Order No. 211-93.
position under consideration is the head, thereby gaining
more varied experience and working knowledge of the In Teologo vs. Civil Service Commission, the Supreme Court
most important and sensitive functions of the Division over ruled:
other applicants;
“Promotions in the Civil Service should always be made on
2. The recommendee always performs his assigned tasks the basis of qualifications, including occupational
promptly with dedication, integrity, high sense of competence, moral character, devotion to duty, and, not
responsibility and professionalism which he had least important, loyalty to the service. The last trait should
demonstrated when he established and developed the always be given appropriate weight, to reward the civil
Airport Crash Rescue Organization (ACRO) procedure to servant who has chosen to make his employment in the
various national airports of the country, and when he Government a lifetime career in which he can expect
organized the Air Transportation Office (ATO) Operations advancement through the years for work well done.
Center which is now on a 24-hour operation and serving as Political patronage should not be necessary. His record
the nerve center of this Office; alone should be sufficient assurance that when a higher
position becomes vacant, he shall be seriously considered
3. He is a dedicated public servant and is always willing to for the promotion and, if warranted, preferred to less
respond to call of duty even beyond office hours like when devoted aspirants.”
he is flying the ATO’s aircraft for navigation aide check
during holidays and weekends, aside from conducting As stated by ATO Executive Director Manuel Gilo in his
checkride to airmen prior to issuance of the pilot license; letter to CSC-NCR Director Nelson Acebedo, “a proven
excellent performance of a person is better than just
4. Capt. dela Cruz is an outstanding team worker as well as experience by occupying a position but lacks dedication to
a leader and promotes enthusiasm among co-workers. He duty, strong leadership and technical know-how.”
handles all areas of job with minimal supervision and
accomplishes objectives efficiently. He accepts stress It is elementary in the law of public officers that the power
situations and performs extremely well. to appoint is in essence discretionary on the part of the
proper authority. In Salles vs. Francisco, et al., we had
Because of respondent’s excellent credentials, DOTC occasion to rule that, in the appointment or promotion of
Assistant Secretary for Administrative and Legal Affairs employees, the appointing authority considers not only
Wilfredo M. Trinidad, chair of the Personnel Selection their civil service eligibilities but also their performance,
Board, strongly recommended his promotional education, work experience, trainings and seminars
appointment to the contested position. attended, agency examinations and seniority.
Consequently, the appointing authority has the right of
choice which he may exercise freely according to his best
Third, respondent’s multifarious experiences and trainings judgment, deciding for himself who is best qualified among
in air transportation were taken into account when he was those who have the necessary qualifications and
chosen for the subject position. Respondent not only eligibilities. The final choice of the appointing authority
showed a continuing interest to improve his expertise in should be respected and left undisturbed. Judges should
the field of air transportation, he also acquired an Airline not substitute their judgment for that of the appointing
Transport Pilot’s License in 1998. As a privileged holder of authority.
such license, respondent exercised administrative
supervision and control over pilots, cabin and crew
members to ensure compliance with air safety laws, rules In the appointment of division chiefs, as in this case, the
and regulations. power to appoint rests on the head of the department.
Sufficient if not plenary discretion should be granted to
those entrusted with the responsibility of administering
the offices concerned. They are in a position to determine experience as Senior Inspector up to the present, he has
who can best fulfill the functions of the office vacated. Not substantially satisfied the four (4) years experience
only is the appointing authority the officer primarily required for the appointment as Chief Inspector.”
responsible for the administration of the office, he is also in
the best position to determine who among the prospective Following petitioner’s line of reasoning, respondent is
appointees can efficiently discharge the functions of the deemed to have satisfactorily complied with the experience
position. requirement for the contested position when he was
designated Chief of the ATO Operations Center and Acting
Respondent was the uncontested choice of the appointing Chief of the ATO Aviation Safety Division. Having held said
authority. Then DOTC Secretary Jesus B. Garcia dismissed positions from 1993 to the present, respondent may be
the protest against respondent’s appointment. ATO considered to have acquired the necessary experience for
Executive Director Gilo also noted respondent’s full the position.
compliance with the qualifications for the position. CSC-
NCR Director Acebedo, who previously recalled WHEREFORE, the instant petition is hereby DENIED. The
respondent’s appointment, later affirmed it after a re- decision of the Court of Appeals setting aside CSC
evaluation of the case and declared his previous ruling Resolution No. 98-2970 and CSC Resolution No. 99-1451 is
unofficial and inexistent. AFFIRMED. The appointment of Saturnino de la Cruz as
Chief Aviation Safety Regulation Officer is APPROVED.
Clearly then, there is no reason to disapprove the
appointment of respondent as Chief of the Aviation Safety SO ORDERED.
Regulation Office considering that he is fully qualified and
evidently the choice of the appointing authority. Between Davide, Jr., C.J., Quisumbing, Ynares-Santiago, Austria-
the Commission and the appointing authority, we sustain Martinez, Carpio-Morales, Callejo, Sr., Azcuna, Tinga, and
the latter. “Every particular job in an office calls for both Chico-Nazario, JJ., concur.
formal and informal qualifications. Formal qualifications
such as age, number of academic units in a certain course,
Puno, Panganiban, Sandoval-Gutierrez, and Carpio, JJ., on
seminars attended, etc., may be valuable but so are such
official leave.
intangibles as resourcefulness, team spirit, courtesy,
initiative, loyalty, ambition, prospects for the future and
best interest of the service. Given the demands of a certain Penned by Associate Justice Bennie A. Adefuin-De La Cruz
job, who can do it best should be left to the head of the and concurred in by Associate Justices Mercedes Gozo-
office concerned provided the legal requirements for the Dadole and Mariano C. Del Castillo of the Ninth Division.
office are satisfied.”
Rollo, p. 44.
We, however, agree with petitioner that the reckoning
point in determining the qualifications of an appointee is Rollo, pp. 35-38.
the date of issuance of the appointment and not the date of
its approval by the CSC or the date of resolution of the Rollo, p. 42.
protest against it. We need not rule on petitioner’s
assertion that respondent’s subsequent compliance with Rollo, p. 66.
the experience standards during the pendency of the case
should not be counted in his favor since respondent was
Rollo, p. 48.
anyway qualified for the position at the time of his
appointment.
Romulo Mabanta Buenaventura Sayoc & De los Angeles vs.
Home Development Mutual Fund, 333 SCRA 777 [2000].
But even assuming for the sake of argument that
respondent failed to meet the experience requirement to
qualify for the contested position, we are still inclined to People of the Philippines vs. Martin, 39 SCRA 430 [1971].
uphold the appellate court’s approval of respondent’s
appointment. Petitioner itself has, on several occasions, Rollo, p. 63.
allowed the appointment of personnel who were initially
lacking in experience but subsequently obtained the same. 228 SCRA 622 [1993].
In Civil Service Commission Resolution No. 97-0191 dated Rollo, pp. 135-136.
January 9, 1997, it ruled thus:
Records show that the trainings attended by respondent de
“A careful evaluation of the qualifications of Josue reveals la Cruz both internationally and locally included the
that he meets the education, training and eligibility following: (a) Aircraft Accident Investigation per certificate
requirements of the position. Considering that Josue has dated October 4, 1985 from the University of Southern
already in his favor three (3) years and eight (8) months California, Institute of Safety and Systems Management; (b)
9th OAA Flight Safety Seminar per certificate dated May 13-
14, 1987, Orient Airlines Association; (c) FOKKER 50 Republic of the Philippines
course of instruction for pilots from July 4, 1988 to July 13, SUPREME COURT
1988 per certificate dated July 12, 1988, Fokker B. V. Manila
Holland; (d) C-130A Conversion Course No. 1 per
certificate dated August 15, 1988, Aboitiz Air Transport; (e)
EN BANC
Initial Super King Air 300 Ground and Flight Training as
per certificate dated October 5, 1988 from Elliott Flying
Service, Inc., Quad-City Airport, Moline, IL.; (f) Airspace G.R. No. 167472 January 31, 2007
Systems Inspection Pilot conducted by the FAA Academy
per certificate dated December 7, 1989 from the U.S. CIVIL SERVICE COMMISSION, Petitioner,
Department of Transportation, Federal Aviation vs.
Administration; (g) Aviation Accident Investigation per ENGR. ALI P. DARANGINA, Respondent.
certificate dated June 15, 1990 from the Institute of
Aviation Safety, Stockholm, Sweden; (h) Aviation Safety DECISION
International Conference per certificate dated March 12,
1991 from the Air Safety Foundation Philippines and SANDOVAL-GUTIERREZ, J.:
Philippine Exhibition Services Organization, Inc.; (i) Kinr
Air 200/B200 Pilot Initial per certificate dated September For our resolution is the instant Petition for Review
29, 1995 from Flight Safety International; (j) A 340 on Certiorari under Rule 45 of the 1997 Rules of Civil
Transition Course per attestation dated June 19, 1996 from Procedure, as amended, seeking to reverse the
Airbus Industrie Training Centre in Blagnac; and (k) Ascent Resolutions of the Court of Appeals dated October 7,
to Excellence Program per certificate dated April 26, 1997 20041 and March 18, 20052 in CA-G.R. SP No. 71353.
from the Asian Institute of Management.
The undisputed facts are:
License No. 88A27; Rollo, p. 138.
Engr. Ali P. Darangina, respondent, was a
Rollo, p. 139. development management officer V in the Office of
Muslim Affairs (OMA). On September 25, 2000, he
Rollo, p. 140. was extended a temporary promotional appointment
as director III, Plans and Policy Services, in the same
191 SCRA 238 [1990]. office. On October 11, 2000, the Civil Service
Commission (CSC), petitioner, approved this
Rollo, p. 50. temporary appointment effective for one (1) year
from the date of its issuance unless sooner
206 SCRA 621 [1992]. terminated.
Central Bank of the Philippines and Jordan vs. Civil service On October 31, 2000, newly appointed OMA
Commission, 171 SCRA 744 [1989]. Executive Director Acmad Tomawis terminated the
temporary appointment of respondent on the ground
that he is not a career executive service eligible.
Villegas vs. Subido, 30 SCRA 498 [1969].
Tomawis then appointed Alongan Sani as director III.
But he is not also a career executive service eligible.
Medenilla vs. Civil Service Commission, 194 SCRA 278 Thus, the CSC disapproved his appointment, stating
[1991]. that respondent could only be replaced by an
eligible.
Torio vs. Civil Service Commission, 209 SCRA 691 [1992].
On appeal by respondent, the CSC issued Resolution
PHILIPPINE JURISPRUDENCE – FULL No. 01-1543 dated September 18, 2001 sustaining
TEXT the termination of his temporary appointment but
The Lawphil Project - Arellano Law ordering the payment of his salaries from the time he
was appointed on September 25, 2000 until his
Foundation
separation on October 31, 2000.
G.R. No. 167472 January 31,
2006
Respondent filed a motion for reconsideration. On
CIVIL SERVICE COMMISSION VS. ENGR. March 20, 2002, the CSC issued Resolution No. 02-
ALI P. DARANGINA 439 granting the same with modification in the sense
that respondent should be paid his backwages from
the time his employment was terminated on October
11, 2000 until September 24, 2001, the expiration
of his one year temporary appointment. all the requirements for the position to which he is
being appointed except the appropriate civil service
On April 3, 2002, respondent filed a motion for eligibility: Provided, That such temporary
partial reconsideration, praying for his appointment shall not exceed twelve months, but the
reinstatement as director III and payment of appointee may be replaced sooner if a qualified civil
backwages up to the time he shall be reinstated. service eligible becomes available.
On June 5, 2002, the CSC issued Resolution No. 02- It is clear that a permanent appointment can issue
782 denying respondent’s motion for partial only to a person who possesses all the requirements
reconsideration being a second motion for for the position to which he is being appointed,
reconsideration which is prohibited. including the appropriate eligibility.3 Differently
stated, as a rule, no person may be appointed to a
Respondent then filed a petition for review with the public office unless he or she possesses the requisite
Court of Appeals, docketed as CA-G.R. SP No. 71353. qualifications. The exception to the rule is where, in
But in its Resolution of February 27, 2004, the the absence of appropriate eligibles, he or she may
petition was dismissed for his failure to implead the be appointed to it merely in a temporary capacity.
OMA Executive Director and the incumbent of the Such a temporary appointment is not made for the
disputed position. benefit of the appointee. Rather, an acting or
temporary appointment seeks to prevent a hiatus in
the discharge of official functions by authorizing a
Respondent filed a motion for reconsideration. person to discharge the same pending the selection
of a permanent appointee.4 In Cuadra v. Cordova,5
In a Resolution dated October 7, 2004, the Court of this Court defined a temporary appointment as "one
Appeals reconsidered its Decision of February 27, made in an acting capacity, the essence of which lies
2004, thus: in its temporary character and its terminability at
pleasure by the appointing power." Thus, the
ACCORDINGLY, our Decision of February 27, 2004 is temporary appointee accepts the position with the
RECONSIDERED and the assailed CSC resolutions are condition that he shall surrender the office when
hereby MODIFIED in that the petitioner is called upon to do so by the appointing authority.
reinstated to his post to finish his 12-month term Under Section 27 (2), Chapter 5, Subtitle A, Title I,
with backwages from the date of his removal Book V of the same Code, the term of a temporary
until reinstatement. appointment shall be 12 months, unless sooner
terminated by the appointing authority. Such pre-
SO ORDERED. termination of a temporary appointment may be
with or without cause as the appointee serves
The CSC filed a motion for reconsideration but it was merely at the pleasure of the appointing power.6
denied by the Court of Appeals in a Resolution dated
March 28, 2005. Under the Revised Qualifications Standards
prescribed by the CSC, career executive service
Section 27, Chapter 5, Subtitle A, Title I, Book V of the eligibility is a necessary qualification for the position
Administrative Code of 1987, as amended, classifying of director III in Plans and Policy Services, OMA. It is
the appointment status of public officers and not disputed that on September 25, 2000, when
employees in the career service, reads: respondent was extended an appointment, he was
not eligible to the position, not being a holder of such
eligibility. Hence, his appointment was properly
SEC. 27. Employment Status. – Appointment in the
designated as "temporary." Then on October 31,
career service shall be permanent or temporary.
2000, newly-appointed OMA Executive Director
Tomawis recalled respondent’s temporary
(1) Permanent status. A permanent appointment appointment and replaced him by appointing
shall be issued to a person who meets all the Alongan Sani. It turned out, however, that Sani is not
requirements for the position to which he is being likewise qualified for the post. A game of musical
appointed, including appropriate eligibility chairs then followed. Sani was subsequently replaced
prescribed, in accordance with the provisions of law, by Tapa Umal, who in turn, was succeeded by Camad
rules and standards promulgated in pursuance Edres, and later, was replaced by Ismael Amod. All
thereof. these appointees were also disqualified for lack of
the required eligibility.
(2) Temporary appointment. In the absence of
appropriate eligibles and it becomes necessary in the The Court of Appeals ruled that such replacements
public interest to fill a vacancy, a temporary are not valid as the persons who replaced
appointment shall be issued to a person who meets
respondent are not also eligible. Also, since he was MINITA CHICO- CANCIO C.
replaced without just cause, he is entitled to serve NAZARIO GARCIA
the remaining term of his 12-month term with Associate Justice Asscociate Justice
salaries.
ANGELINA SANDOVAL-GUTIERREZ
Associate Justice Footnotes
1
WE CONCUR: Rollo, pp. 27-32. Penned by Associate Justice Mario
L. Guariñ a III (retired) and concurred in by Associate
REYNATO S. PUNO Justice Martin S. Villarama, Jr., and Associate Justice
Chief Justice Vicente S.E. Veloso.
2
Id., pp. 33-34.
LEONARDO A. ANTONIO T.
3
QUISUMBING CARPIO Achacoso v. Macaraig, G.R. No. 93023, March 13,
Associate Justice Asscociate Justice 1991, 195 SCRA 235, 239.
4
Id. at p. 240, citing Austria v. Amante, 79 Phil.780
(1948).
RENATO C. ROMEO J.
CORONA CALLEJO, SR. 5
103 Phil. 391 (1958).
Associate Justice Asscociate Justice
6
Austria v. Amante, supra, Summers v. Ozaeta, 81 Phil.
754 (1948), Orais v. Ribo, 95 Phil. 985 (1953), Paño v.
The President shall nominate and, with the consent of the
Medina, 94 Phil. 103 (1953), Amora v. Bibera, 99 Phil. Commission on Appointments, appoint the heads of the
1(1956), Pineda v. Velez, 100 Phil. 1085 (1956), executive departments, ambassadors, other public
Cayabyab v. Cayabyab, 101 Phil. 681 (1957), ministers and consuls, or officers of the armed forces from
Villanueva v. Alera, 101 Phil. 1230 (1957), Cuadra v. the rank of colonel or naval captain, and other officers
Cordova, 103 Phil. 391 (1958), Erauda v. Del Rosario, whose appointments are vested in him in this Constitution.
103 Phil. 489 (1958), Madrid v. Auditor General, 108 He shall also appoint all other officers of the Government
Phil. 578 (1960), Ferrer v. de Leon, 109 Phil. 202 whose appointments are not otherwise provided for by
(1960), Hoijilla v. Mariño, G.R. No. 20574, February law, and those whom he may be authorized by law to
26, 1965, 13 SCRA 293, Aguila v. Castro, G.R. No. appoint. The Congress may, by law, vest the appointment of
23778, December 24, 1965, 15 SCRA 565, Santos v. other officers lower in rank in the President alone, in the
Chico, G.R. No. 24153, September 28, 1968, 25 SCRA courts, or in the heads of the departments, agencies,
343, Mendiola v. Tancinco, G.R. No. 26950, July 13, commissions or boards.
1973, 52 SCRA 66, Rodriguez, Jr. v. Rodriguez, Jr., G.R.
Nos. 41381-82, January 30, 1976, 69 SCRA 276, The President shall have the power to make appointments
Abrot v. Court of Appeals, G.R. No. 40641, September during the recess of the Congress, whether voluntary or
8, 1982, 116 SCRA 468. compulsory, but such appointments shall be effective only
until disapproval by the Commission on Appointments or
7
Orais v. Ribo, 93 Phil. 985 (1953), Peña v. City Mayor until the next adjournment of the Congress.
of Ozamis, 94 Phil. 103 (1954), Quiatchon v.
Villanueva and City of Bacolod, 101 Phil. 989 (1957), this Court, drawing extensively from the proceedings of the
Montero v. Castellanos, 108 Phil. 744 (1978), Cuñado 1986 Constitutional Commission and the country's
v. Gamus, G.R. Nos. 16782-83, May 30, 1963, 8 SCRA experience under the 1935 and 1973 Constitutions, held
77. that only those appointments expressly mentioned in the
first sentence of Sec. 16, Art. VII are to be reviewed by the
8
Supra, footnote 3. Commission on Appointments, namely, "the heads of the
executive department, ambassadors, other public ministers
and consuls, or officers of the armed forces from the rank
Republic of the Philippines
of colonel or naval captain, and other officers whose
SUPREME COURT
appointments are vested in him in this Constitution." All
Manila
other appointments by the President are to be made
without the participation of the Commission on
EN BANC Appointments. Accordingly, in the Mison case, the
appointment of therein respondent Salvador M. Mison as
G.R. No. 86439 April 13, 1989 head of the Bureau of Customs, without the confirmation of
the Commission on Appointments, was held valid and in
MARY CONCEPCION BAUTISTA, petitioner, accordance with the Constitution.
vs.
SENATOR JOVITO R. SALONGA, COMMISSION ON The Mison case doctrine did not foreclose contrary
APPOINTMENTS COMMITTEE ON JUSTICE, JUDICIAL opinions. So with the very provisions of Sec. 16, Art. VII as
AND BAR COUNCIL AND HUMAN RIGHTS AND HESIQUIO designed by the framers of the 1987 Constitution. But the
R. MALLILLIN, respondents. Constitution, as construed by this Court in appropriate
cases, is the supreme law of the land. And it cannot be over-
Mary Concepcion Bautista for and in her own behalf. stressed that the strength of the Constitution, with all its
imperfections, lies in the respect and obedience accorded
Christine A.Tomas Espinosa for private respondent Hesiquio to it by the people, especially the officials of government,
R. Mallillin who are the subjects of its commands.
As we conveyed to you in our letter of 25 January 1989, the Aquino names replacement for MaryCon
Commission on Appointments, assembled in plenary
(session) on the same day, disapproved Atty. Bautista's ad President Aquino has named replacement for Presidential
interim appointment as Chairperson of the Commission on Commission on Human Rights Chairman Mary Concepcion
Human Rights in view of her refusal to submit to the Bautista whose appointment was rejected anew by the
jurisdiction of the Commission on Appointments. Congressional commission on appointments.
This is to inform you that the Commission on The President designated PCHR commissioner Hesiquio R.
Appointments, likewise assembled in plenary (session) Mallillin as acting chairman of the Commission pending the
earlier today, denied Senator Mamintal A. J. Tamano's resolution of Bautista's case which had been elevated to the
motion for reconsideration of the disapproval of Atty. Supreme Court.
Bautista's ad interim appointment as Chairperson of the
Commission on Human Rights.
The President's action followed after Congressional
Commission on Appointments Chairman, Senate President
Very truly yours, Jovito Salonga declared Bautista can no longer hold on to
her position after her appointment was not confirmed for
RAOUL V. VICTORINO the second time.
Secretary 11
For all practical purposes, Salonga said Bautista can be
On the same date (1 February 1989), the Commission on accused of usurpation of authority if she insists to stay on
Appointments' Secretary informed petitioner Bautista that her office.
the motion for reconsideration of the disapproval of her
"ad interim appointment as Chairman of the Commission In effect, the President had asked Bautista to vacate her
on Human Rights" was denied by the Commission on office and give way to Mallillin (Mari Villa) 13
Appointments. The letter reads as follows:
On 20 January 1989, or even before the respondent
1 February 1989 Commission on Appointments had acted on her "ad interim
appointment as Chairman of the Commission on Human
Rights" petitioner Bautista filed with this Court the present As disclosed by the records, and as previously adverted to,
petition for certiorari with a prayer for the immediate it is clear that petitioner Bautista was extended by Her
issuance of a restraining order, to declare "as unlawful and Excellency, the President a permanent appointment as
unconstitutional and without any legal force and effect any Chairman of the Commission on Human Rights on 17
action of the Commission on Appointments as well as of the December 1988. Before this date, she was merely the
Committee on Justice, Judicial and Bar Council and Human "Acting Chairman" of the Commission. Bautista's
Rights, on the lawfully extended appointment of the appointment on 17 December 1988 is an appointment that
petitioner as Chairman of the Commission on Human was for the President solely to make, i.e., not an
Rights, on the ground that they have no lawful and appointment to be submitted for review and confirmation
constitutional authority to confirm and to review her (or rejection) by the Commission on Appointments. This is
appointment." 14 in accordance with Sec. 16, Art. VII of the 1987 Constitution
and the doctrine in Mison which is here reiterated.
The prayer for temporary restraining order was "to enjoin
the respondent Commission on Appointments not to The threshold question that has really come to the fore is
proceed further with their deliberation and/or proceedings whether the President, subsequent to her act of 17
on the appointment of the petitioner ... nor to enforce, December 1988, and after petitioner Bautista had qualified
implement or act on any order, resolution, etc. issued in the for the office to which she had been appointed, by taking
course of their deliberations." 15 the oath of office and actually assuming and discharging the
functions and duties thereof, could extend another
Respondents were required to file comment within ten appointment to the petitioner on 14 January 1989, an "ad
(10) days. 16 On 7 February 1989, petitioner filed an interim appointment" as termed by the respondent
amended petition, with urgent motion for restraining Commission on Appointments or any other kind of
order, impleading Commissioner Hesiquio R. Mallillin the appointment to the same office of Chairman of the
designated acting chairman as party respondent and Commission on Human Rights that called for confirmation
praying for the nullification of his appointment. The by the Commission on Appointments.
succeeding day, a supplemental urgent ex-parte motion
was filed by petitioner seeking to restrain respondent The Court, with all due respect to both the Executive and
Mallillin from continuing to exercise the functions of Legislative Departments of government, and after careful
chairman and to refrain from demanding courtesy deliberation, is constrained to hold and rule in the negative.
resignations from officers or separating or dismissing When Her Excellency, the President converted petitioner
employees of the Commission. Bautista's designation as Acting Chairman to a permanent
appointment as Chairman of the Commission on Human
Acting on petitioner's amended petition and supplemental Rights on 17 December 1988, significantly she advised
urgent ex-parte motion, the Court resolved to issue a Bautista (in the same appointment letter) that, by virtue of
temporary restraining order directing respondent Mallillin such appointment, she could qualify and enter upon the
to cease and desist from effecting the dismissal, courtesy performance of the duties of the office (of Chairman of the
resignation, i removal and reorganization and other similar Commission on Human Rights). All that remained for
personnel actions. 17 Respondents were likewise required Bautista to do was to reject or accept the appointment.
to comment on said amended petition with allowance for Obviously, she accepted the appointment by taking her
petitioner to file a reply within two (2) days from receipt of oath of office before the Chief Justice of the Supreme Court,
a copy thereof. Hon. Marcelo B. Fernan and assuming immediately
thereafter the functions and duties of the Chairman of the
Respondents Senator Salonga, the Commission on Commission on Human Rights. Bautista's appointment
Appointments the Committee on J & BC and Human Rights therefore on 17 December 1988 as Chairman of the
filed a comment to the amended petition on 21 February Commission on Human Rights was a completed act on the
1989. 18 Petitioner filed her reply. 19 On 24 February 1989, part of the President. To paraphrase the great jurist, Mr.
respondent Mallillin filed a separate comment. 20 The Court Chief Justice Marshall, in the celebrated case of Marbury vs.
required petitioner to reply to respondent Mallillin's Madison. 23
comment . 21 Petitioner filed her reply. 22
xxx xxx xxx
In deference to the Commission on Appointments, an
instrumentality of a co-ordinate and co-equal branch of The answer to this question seems an obvious one. The
government, the Court did not issue a temporary appointment being the sole act of the President, must be
restraining order directed against it. However, this does completely evidenced, when it is shown that he has done
not mean that the issues raised by the petition, as met by everything to be performed by him.
the respondents' comments, will not be resolved in this
case. The Court will not shirk from its duty as the final xxx xxx xxx
arbiter of constitutional issues, in the same way that it did
not in Mison. Some point of time must be taken when the power of the
executive over an officer, not removable at his will must
cease. That point of time must be when the constitutional Appointments over other appointments exclusively
power of appointment has been exercised. And this power reserved for her by the Constitution. The exercise of
has been exercised when the last act, required from the political options that finds no support in the Constitution
person possessing the power, has been performed. .... cannot be sustained.
xxx xxx xxx Nor can the Commission on Appointments, by the actual
exercise of its constitutionally delimited power to review
But having once made the appointment, his (the presidential appointments, create power to confirm
President's) power over the office is terminated in all cases, appointments that the Constitution has reserved to the
where by law the officer is not removable by him. The right President alone. Stated differently, when the appointment
to the office is then in the person appointed, and he has the is one that the Constitution mandates is for the President to
absolute, unconditional power of accepting or rejecting it. make without the participation of the Commission on
Appointments, the executive's voluntary act of submitting
xxx xxx xxx such appointment to the Commission on Appointments and
the latter's act of confirming or rejecting the same, are done
without or in excess of jurisdiction.
THE "APPOINTMENT" OF PETITIONER BAUTISTA ON 14
JANUARY 1989
EVEN IF THE PRESIDENT MAY VOLUNTARILY SUBMIT TO
THE COMMISSION ON APPOINTMENTS AN APPOINTMENT
It is respondent Commission's submission that the THAT UNDER THE CONSTITUTION SOLELY BELONGS TO
President, after the appointment of 17 December 1988 HER, STILL, THERE WAS NO VACANCY TO WHICH AN
extended to petitioner Bautista, decided to extend another APPOINTMENT COULD BE MADE ON 14 JANUARY 1989
appointment (14 January 1989) to petitioner Bautista, this
time, submitting such appointment (more accurately,
nomination) to the Commission on Appointments for Under this heading, we will assume, ex gratia argumenti,
confirmation. And yet, it seems obvious enough, both in that the Executive may voluntarily allow the Commission
logic and in fact, that no new or further appointment could on Appointments to exercise the power of review over an
be made to a position already filled by a previously appointment otherwise solely vested by the Constitution in
completed appointment which had been accepted by the the President. Yet, as already noted, when the President
appointee, through a valid qualification and assumption of appointed petitioner Bautista on 17 December 1988 to the
its duties. position of Chairman of the Commission on Human Rights
with the advice to her that by virtue of such appointment
(not, until confirmed by the Commission on Appointments),
Respondent Commission vigorously contends that, she could qualify and enter upon the performance of her
granting that petitioner's appointment as Chairman of the duties after taking her oath of office, the presidential act of
Commission on Human Rights is one that, under Sec. 16, appointment to the subject position which, under the
Art. VII of the Constitution, as interpreted in the Mison Constitution, is to be made, in the first place, without the
case, is solely for the President to make, yet, it is within the participation of the Commission on Appointments, was
president's prerogative to voluntarily submit such then and there a complete and finished act, which, upon the
appointment to the Commission on Appointment for acceptance by Bautista, as shown by her taking of the oath
confirmation. The mischief in this contention, as the Court of office and actual assumption of the duties of said office,
perceives it, lies in the suggestion that the President (with installed her, indubitably and unequivocally, as the lawful
Congress agreeing) may, from time to time move power Chairman of the Commission on Human Rights for a term of
boundaries, in the Constitution differently from where they seven (7) years. There was thus no vacancy in the subject
are placed by the Constitution. office on 14 January 1989 to which an appointment could
be validly made. In fact, there is no vacancy in said office to
The Court really finds the above contention difficult of this day.
acceptance. Constitutional Law, to begin with, is concerned
with power not political convenience, wisdom, exigency, or Nor can respondents impressively contend that the new
even necessity. Neither the Executive nor the Legislative appointment or re-appointment on 14 January 1989 was
(Commission on Appointments) can create power where an ad interim appointment, because, under the
the Constitution confers none. The evident constitutional Constitutional design, ad interim appointments do not
intent is to strike a careful and delicate balance, in the apply to appointments solely for the President to make, i.e.,
matter of appointments to public office, between the without the participation of the Commission on
President and Congress (the latter acting through the Appointments. Ad interim appointments, by their very
Commission on Appointments). To tilt one side or the other nature under the 1987 Constitution, extend only to
of the scale is to disrupt or alter such balance of power. In appointments where the review of the Commission on
other words, to the extent that the Constitution has blocked Appointments is needed. That is why ad interim
off certain appointments for the President to make with the appointments are to remain valid until disapproval by the
participation of the Commission on Appointments, so also Commission on Appointments or until the next
has the Constitution mandated that the President can adjournment of Congress; but appointments that are for
confer no power of participation in the Commission on
the President solely to make, that is, without the (Sgd.) JOKER P. ARROYO
participation of the Commission on Appointments, can not Executive Secretary 24
be ad interim appointments.
Previous to Executive Order No. 163-A, or on 5 May 1987,
EXECUTIVE ORDER NO. 163-A, 30 JUNE 1987, PROVIDING Executive Order No. 163 25 was issued by the President,
THAT THE TENURE OF THE CHAIRMAN AND MEMBERS Sec. 2(c) of which provides:
OF THE COMMISSION ON HUMAN RIGHTS SHALL BE AT
THE PLEASURE OF THE PRESIDENT IS Sec. 2(c). The Chairman and the Members of the
UNCONSTITUTIONAL. Commission on Human Rights shall be appointed by the
President for a term of seven years without reappointment.
Respondent Mallillin contends that with or without Appointments to any vacancy shall be only for the
confirmation by the Commission on Appointments, unexpired term of the predecessor.
petitioner Bautista, as Chairman of the Commission on
Human Rights, can be removed from said office at anytime, It is to be noted that, while the earlier executive order (No.
at the pleasure of the President; and that with the 163) speaks of a term of office of the Chairman and
disapproval of Bautista's appointment (nomination) by the Members of the Commission on Human Rights — which is
Commission on Appointments, there was greater reason for seven (7) years without reappointment — the later
her removal by the President and her replacement with executive order (163-A) speaks of the tenure in office of the
respondent Mallillin Thus, according to respondent Chairman and Members of the Commission on Human
Mallillin the petition at bar has become moot and academic. Rights, which is "at the pleasure of the President."
We do not agree that the petition has become moot and Tenure in office should not be confused with term of office.
academic. To insist on such a posture is akin to deluding As Mr. Justice (later, Chief Justice) Concepcion in his
oneself that day is night just because the drapes are drawn concurring opinion in Alba vs. Evangelista, 26 stated:
and the lights are on. For, aside from the substantive
questions of constitutional law raised by petitioner, the The distinction between "term" and "tenure" is important,
records clearly show that petitioner came to this Court in for, pursuant to the Constitution, "no officer or employee in
timely manner and has not shown any indication of the Civil Service may be removed or suspended except for
abandoning her petition. cause, as provided by law" (Art. XII, section 4), and this
fundamental principle would be defeated if Congress could
Reliance is placed by respondent Mallillin on Executive legally make the tenure of some officials dependent upon
Order No. 163-A, 30 June 1987, full text of which is as the pleasure of the President, by clothing the latter with
follows: blanket authority to replace a public officer before the
expiration of his term. 27
WHEREAS, the Constitution does not prescribe the term of
office of the Chairman and Members of the Commission on When Executive Order No. 163 was issued, the evident
Human Rights unlike those of other Constitutional purpose was to comply with the constitutional provision
Commissions; that "the term of office and other qualifications and
disabilities of the Members of the Commission (on Human
NOW, THEREFORE, I, CORAZON C. AQUINO, President of Rights) shall be provided by law" (Sec. 17(2), Art. XIII, 1987
the Philippines, do hereby order: Constitution).
SECTION 1. Section 2, sub-paragraph (c) of Executive Order As the term of office of the Chairman (and Members) of the
No. 163 is hereby amended to read as follows: Commission on Human Rights, is seven (7) years, without
reappointment, as provided by Executive Order No. 163,
The Chairman and Members of the Commission on Human and consistent with the constitutional design to give the
Rights shall be appointed by the President. Their tenure in Commission the needed independence to perform and
office shall be at the pleasure of the President. accomplish its functions and duties, the tenure in office of
said Chairman (and Members) cannot be later made
SEC. 2. This Executive Order shall take effect immediately. dependent on the pleasure of the President.
DONE in the City of Manila, this 30th day of June, in the
year of Our Lord, nineteen hundred and eighty-seven. Nor can respondent Mallillin find support in the majority
opinion in the Alba case, supra, because the power of the
(Sgd.) CORAZON C. AQUINO President, sustained therein, to replace a previously
President of the Philippines appointed vice-mayor of Roxas City given the express
provision in Sec. 8, Rep. Act No. 603 (creating the City of
Roxas) stating that the vice-mayor shall serve at the
By the President: pleasure of the President, can find no application to the
Chairman of an INDEPENDENT OFFICE, created not by
statute but by the Constitution itself. Besides, unlike in the
Alba case, here the Constitution has decreed that the body from political interference, there is a need to
Chairman and Members of the Commission on Human constitutionalize it. 29
Rights shall have a "term of office."
xxx xxx xxx
Indeed, the Court finds it extremely difficult to
conceptualize how an office conceived and created by the MR. SARMIENTO: On the inquiry on whether there is a
Constitution to be independent as the Commission on need for this to be constitutionalized, I would refer to a
Human Rights-and vested with the delicate and vital previous inquiry that there is still a need for making this a
functions of investigating violations of human rights, constitutional body free or insulated from interference. I
pinpointing responsibility and recommending sanctions as conferred with former Chief Justice Concepcion and the
well as remedial measures therefor, can truly function with acting chairman of the Presidential Committee on Human
independence and effectiveness, when the tenure in office Rights, retired Justice J.B.L. Reyes, and they are one in
of its Chairman and Members is made dependent on the saying that this body should be constitutionalized so that it
pleasure of the President. Executive Order No. 163-A, being will be free from executive control or interferences, since
antithetical to the constitutional mandate of independence many of the abuses are committed by the members of the
for the Commission on Human Rights has to be declared military or the armed forces. 30
unconstitutional.
xxx xxx xxx
The Court is not alone in viewing Executive Order No. 163-
A as containing the seeds of its constitutional destruction. MR. SARMIENTO. Yes, Congress can create this body, but as
The proceedings in the 1986 Constitutional Commission I have said, if we leave it to Congress, this commission will
clearly point to its being plainly at war with the be within the reach of politicians and of public officers and
constitutional intent of independence for the Commission. that to me is dangerous. We should insulate this body from
Thus — political control and political interference because of the
nature of its functions to investigate all forms of human
MR. GARCIA (sponsor). Precisely, one of the reasons why it rights violations which are principally committed by
is important for this body to be constitutionalized is the members of the military, by the Armed Forces of the
fact that regardless of who is the President or who holds Philippines. 31
the executive power, the human rights issue is of such
importance that it should be safeguarded and it should be xxx xxx xxx
independent of political parties or powers that are actually
holding the reins of government. Our experience during the
MR. GARCIA. The critical factor here is political control, and
martial law period made us realize how precious those
normally, when a body is appointed by Presidents who may
rights are and, therefore, these must be safeguarded at all
change, the commission must remain above these changes
times.
in political control. Secondly, the other important factor to
consider are the armed forces, the police forces which have
xxx xxx xxx tremendous power at their command and, therefore, we
would need a commission composed of men who also are
MR. GARCIA. I would like to state this fact: Precisely we do beyond the reach of these forces and the changes in
not want the term or the power of the Commission on political administration. 32
Human Rights to be coterminous with the president,
because the President's power is such that if he appoints a xxx xxx xxx
certain commissioner and that commissioner is subject to
the President, therefore, any human rights violations
MR MONSOD. Yes, It is the committee's position that this
committed under the person's administration will be
proposed special body, in order to function effectively,
subject to presidential pressure. That is what we would like
must be invested with an independence that is necessary
to avoid — to make the protection of human rights go
not only for its credibility but also for the effectiveness of
beyond the fortunes of different political parties or
its work. However, we want to make a distinction in this
administrations in power. 28
Constitution. May be what happened was that it was
referred to the wrong committee. In the opinion of the
xxx xxx xxx committee, this need not be a commission that is similar to
the three constitutional commissions like the COA, the
MR. SARMIENTO (sponsor). Yes, Madam President. I COMELEC, and the Civil Service. It need not be in that
conferred with the honorable Chief Justice Concepcion and article. 33
retired Justice J.B.L. Reyes and they believe that there
should be an independent Commission on Human Rights xxx xxx xxx
free from executive influence because many of the
irregularities on human rights violations are committed by
MR. COLAYCO. The Commissioners earlier objection was
members of the armed forces and members of the
that the Office of the President is not involved in the
executive branch of the government. So as to insulate this
project. How sure are we that the next President of the Mallillin enjoining him from dismissing or terminating
Philippines will be somebody we can trust? Remember, personnel of the Commission on Human Rights is made
even now there is a growing concern about some of the permanent.
bodies, agencies and commission created by President
Aquino. 34 SO ORDERED.
(3) The second sentence of Section 16 starts with, "He shall There are those who would render innocuous the
also appoint ...." Whenever we see the word "also" in a Commission's power or perhaps even move for its abolition
sentence, we associate it with preceding sentences, never as a protest against what they believe is too much
with the different sentence that follows. On the other hand, horsetrading or sectarian politics in the exercise of its
the third sentence specifies "other officers lower in rank' functions. Since the President is a genuinely liked and
who are appointed pursuant to law by the President popular leader, personally untouched by scandal, who
"alone." This can only mean that the higher ranking officers appears to be motivated only by the sincerest of intentions,
in the second sentence must also be appointed with the these people would want the Commission to routinely
concurrence of the Commission on Appointments. When rubberstamp those whom she appoints to high office.
the Constitution requires Congress to specify who may be
appointed by the President alone, we should not add other Unfortunately, we cannot have one reading of Section 16
and higher ranking officers as also appointed by her alone. for popular Presidents and another interpretation for more
mediocre disliked, and even abusive or dictatorial ones. the first sentence of Section 16, Article VII. Certainly, the
Precisely, Section 16 was intended to check abuse or ill- chairman cannot be appointed by Congress or the Supreme
considered appointments by a President who belongs to Court. Neither should we read Article XIII of the
the latter class. Constitution as classifying the chairman among the lower
ranking officers who by law may be appointed by the head
It is not the judiciary and certainly not the appointed of an executive department, agency, commission, or board.
bureaucracy but Congress which truly represents the The Constitution created the independent office. The
people. We should not expect Congress to act only as the President was intended to appoint its chairman.
selfless Idealists, the well-meaning technocrats, the
philosophers, and the coffee-shop pundits would have it I, therefore, regretfully reiterate my dissent from the
move. The masses of our people are poor and Sarmiento III v. Mison ruling and join in the call for a re-
underprivileged, without the resources or the time to get examination of its doctrine.
publicly involved in the intricate workings of Government,
and often ill-informed or functionally illiterate. These CRUZ, J., dissenting:
masses together with the propertied gentry and the elite
class can express their divergent views only through their This is as good a time as any to re-examine our ruling in
Senators and Congressmen. Even the buffoons and Sarmiento v. Mison, which was adopted by the Court more
retardates deserve to have their interests considered and than a year ago over two dissents. The President of the
aired by the people's representatives. In the democracy we Philippines has taken a second look at it, and so too has the
have and which we try to improve upon, the Commission Commission on Appointments representing both Houses of
on Appointments cannot be expected to function like a the Congress of the Philippines. It appears that they are not
mindless machine without any debates or even exactly certain now that the decision in that case was
imperfections. The discussions and wranglings, the delays correct after all. I believe it will not be amiss for us too, in a
and posturing are part of the democratic process. They spirit of humility, to read the Constitution again on the
should never be used as arguments to restrict legislative possibility that we may have misread it before.
power where the Constitution does not expressly provide
for such a limitation.
The ponencia assumes that we were right the first time and
that the Mison case is settled — there is no need to re-
The Commission on Human Rights is a very important examine it. It therefore approaches the problem at hand
office. Our country is beset by widespread insurgency, from another perspective and would sustain the petitioner
marked inequity in the ownership and enjoyment of wealth on an additional ground.
and political power, and dangerous conflicts arising from
Ideological, ethnic and religious differences. The tendency
The theory is that the petitioner's first appointment on 17
to use force and violent means against those who hold
December 1988 was valid even if not confirmed,
opposite views appears irresistible to the holders of both
conformably to Mison, and could not be replaced with the
governmental and rebel firepower.
second appointment on 14 January 1989 because there was
no vacancy to fill. By this reasoning, the opinion would
The President is doubly careful in the choice of the definitely avoid the question squarely presented to the
Chairman and Members of the Commission on Human Court, viz., whether or not the Chairman of the Commission
Rights. Fully aware of the ruling in Sarmiento III v. Mison, on Human Rights is subject to confirmation as required
she wants the appointments to be a joint responsibility of now by both the President of the Philippines and the
the Presidency and Congress, through the Commission on Commission on Appointments. In effect, we are asked to
Appointments. She wants a more thorough screening reconsider the Mison ruling in the light of this supervening
process for these sensitive positions. She wants only the significant albeit decidedly not controlling circumstance.
best to survive the process.
The majority makes its ratiocination sound so simple, but I
Why should we tell both the President and Congress that find I am unable to agree. I think we must address the legal
they are wrong.? question frontally instead of falling back on a legal sleight-
of hand of now-you-see-it-now-you-don't.
Again, I fail to see why the captain of a naval boat ordered
to fire broadsides against rebel concentrations should As one who never agreed with the bison ruling in the first
receive greater scrutiny in his appointment than the place, I suspect that the seeming diffidence in applying it
Chairman of the Human Rights Commission who has categorically to the case at bar is due to a degree of
infinitely more power and opportunity to bring the uneasiness over its correctness. I think this is the reason
rebellion to a just and satisfactory end. another justification had to be offered to bolster Mison.
But even if I were to agree with the Sarmiento III v. Mison In my dissent in Alison, I specifically mentioned the
ruling, I would still include the Chairman of the Human Chairman of the Commission on Human Rights as among
Rights Commission as one of the "other officers whose the important officers who would not have to be confirmed
appointments are vested in him in this Constitution" under if the majority view were to be followed. By contrast, and
inexplicably, the colonel in the armed forces would need Commission on Appointments sent the petitioner the
confirmation although he is not a constitutional officer with letters dated 9 January 1989 and 10 January 1989
the serious responsibilities of the former. Also not to be requiring her to submit certain data and inviting her to
confirmed are the Governor of the Central Bank unlike the appear before it, it was acting not on the nomination but on
relatively minor multisectoral representative of the the ad interim appointment. What was disapproved was the
regional consultative commission, and the Undersecretary ad interim appointment, not the nomination. The
of Foreign Affairs although the consul, who is his nomination of 14 January 1989 is not in issue in this case. It
subordinate, would need confirmation. When I pointed to is entirely immaterial. At best, it is important only as an
these incongruous situations, I was told it was not our affirmation of the President's acknowledgment that the
place to question the wisdom of the Constitution. What I Chairman of the Commission on Human Rights must be
was questioning was not the wisdom of the Constitution confirmed under Article VII, Section 16 of the Constitution.
but the wisdom of our interpretation which I said would
lead to absurd consequences. But only Justice Gutierrez It does not follow, of course, that simply because the
agreed with me. President of the Philippines has changed her mind, and
with the expressed support of the Commission on
Now the chickens have come home to roost. The petitioner Appointments, we should docilely submit and reverse
asks us to unequivocally apply our own ruling in Alison, but Mison. That is not how democracy works. The Court is
we are equivocating. The ponencia would sustain the independent. I do suggest, however, that the majority could
petitioner by a circumlocution, such as it is, as if it does not have erred in that case and that the least we can do now is
think Mison, will suffice for its conclusion. to take a more careful look at the decision. Let us check our
bearings to make sure we have not gone astray. That is all I
As I see it, the submission of the petitioner's appointment ask
to the Commission on Appointments is a clear indication
that the President of the Philippines no longer agrees with I repeat my view that the Chairman of the Commission on
the Mison, ruling, at least insofar as it applies to the present Human Rights is subject to confirmation by the
case. Signifi cantly the Commission on Appointments, Commission on Appointments, for the reasons stated in my
which was also aware of Mison, has as clearly rejected it by dissent in Mison Accordingly, I vote to DENY the petition.
acting on the appointment. These meaningful
developments must give us pause. We may have committed GRIÑO-AQUINO, J.: dissenting:
an error in Mison, which is bad enough, and may be
persisting in it now, which is worse. I believe that the appointments of the chairman and the
members of the Commission on Human Rights by the
Coming now to the theory of the majority, I regret I am also President require review and confirmation by the
unable to accept it. Consistent with my view in Mison, I Commission on Appointments in view of the following
submit that what President Aquino extended to the provision of Section 16, Article VII of the 1987 Constitution:
petitioner on 17 December 1988 was an ad interim
appointment that although immediately effective upon SEC. 16. The President shall nominate and, with the
acceptance was still subject to confirmation. I cannot agree consent of the Commission on Appointments, appoint the
that when the President said the petitioner could and enter heads of the executive departments, ambassadors, other
into the performance of her duties, "all that remained for public ministers and consuls, or officers of the armed forces
Bautista to do was to reject or accept the appointment." In from the rank of colonel or naval captain, and other officers
fact, on the very day it was extended, the ad interim whose appointments are vested in him in this Constitution....
appointment was submitted by the President of the
Philippines to the Commission on Appointments "for
In my view, the "other officers" whose appointments are
confirmation."
vested in the President in the Constitution are the
constitutional officers, meaning those who hold offices
The ponencia says that the appointment did not need any created under the Constitution, and whose appointments
confirmation, being the sole act of the President under the are not otherwise provided for in the Charter. Those
Mison ruling. That would have settled the question quite constitutional officers are the chairmen and members of
conclusively, but the opinion goes on to argue another the Constitutional Commissions, namely: the Civil Service
justification that I for one find unnecessary, not to say Commission (Art. IX-B), the Commission on Elections (Art.
untenable. I sense here a palpable effort to bolster Mison IX-C), the Commission on Audit Art. IX-D), and the
because of the apprehension that it is falling apart. Commission on Human Rights (Sec. 17, XIII). These
constitutional commissions are, without excaption,
Of course, there was no vacancy when the nomination was declared to be "independent," but while in the case of the
made on 14 January 1989. There is no question that the Civil Service Commission, the Commission on Elections and
petitioner was still validly holding the office by virtue of the Commission on Audit, the 1987 Constitution expressly
her ad interim appointment thereto on 17 December 1988. provides that "the Chairman and the Commissioners shall
The nomination made later was unnecessary because the be appointed by the President with the consent of the
ad interim appointment was still effective. When the Commission on Appointments" (Sec. 1[2], Art. IX-B; Sec.
1[2], Art. IX - C and Sec. 1[2], Art. IX-D), no such clause is incongruity will remain sticking out like a sore thumb.
found in Section 17, Article VIII creating the Commission on Serious students of the Constitution will continue to be
Human Rights. Its absence, however, does not detract from, disturbed until the meaning of the consent power of the
or diminish, the President's power to appoint the Chairman Commission on Appointments is straightened out either
and Commissioners of the said Commission. The source of through a re-examination of this Court's decision or an
that power is the first sentence of Section 16, Article VII of amendment to the Constitution.
the Constitution for:
Section 16, Article VII of the Constitution consists of only
(1) the Commission on Human Rights is an office created three sentences. The officers specified in the first sentence
by the Constitution, and clearly require confirmation by the Commission on
Appointments. The officers mentioned in the third sentence
(2) the appointment of the Chairman and Commissioners just as clearly do not require confirmation. The problem
thereof is vested in the President by the Constitution. area lies with those in the second sentence.
Therefore, the said appointments shall be made by the I submit that we should re-examine the three groups of
President with the consent of the Commission on presidential appointees under the three sentences of
Appointments, as provided in Section 16, Article VII of the Section 16.
Constitution.
The first group are the heads of executive departments,
It is not quite correct to argue, as the petitioner does, that ambassadors, other public ministers and consuls, officers
the power of the Commission on Appointments to review of the armed forces from colonel or naval captain, and
and confirm appointments made by the President is a other officers whose appointments are vested in the
"derogation of the Chief Executive's appointing power." President by the Constitution. The first sentence of Section
That power is given to the Commission on Appointments as 16 state they must be confirmed by the Commission on
part of the system of checks and balances in the democratic Appointments.
form of government provided for in our Constitution. As
stated by a respected constitutional authority, former U.P. The third group are officers lower in rank whose
Law Dean and President Vicente G. Sinco: appointments Congress has by law vested in the President
alone. They need no confirmation.
The function of confirming appointments is part of the
power of appointment itself. It is, therefore, executive The second group of presidential appointees are "all other
rather than legislative in nature. In giving this power to an officers of the Government whose appointments are not
organ of the legislative department, the Constitution otherwise provided for by law and those whom he may be
merely provides a detail in the scheme of checks and authorized by law to appoint." To which group do they
balances between the executive and legislative organs of belong?-Group I requiring confirmation or Group 3 where
the government. (Phil. Political Law by Sinco, 11th ed., p. confirmation is not needed?
266).
No matter how often and how long I read the second
WHEREFORE, I vote to dismiss the petition. sentence of Section 16, I simply cannot associate the
officers mentioned therein as forming part of those
Medialdea, J., dissenting: referred to in the third sentence.
(1) If the officers in the first group are the only appointees
who need confirmation, there would be no need for the
Separate Opinions second and third sentences of Section 16. They become
superfluous. Any one not falling under an express listing
would need no confirmation. I think the Court is wrong in
GUTIERREZ, JR., J.: Dissenting Opinion treating two carefully crafted and significant provisions of
the fundamental law as superfluities. Except for the most
With all due respect for the contrary view of the majority in compelling reasons, which do not exist here, no
the Court, I maintain that it is asking too much to expect a constitutional provision should be considered a useless
constitutional ruling which results in absurd or irrational surplusage.
consequences to ever become settled.
(2) As strongly stressed by Justice Isagani Cruz here and in
The President and Congress, the appointees concerned, and our earlier dissent, the majority view results in the absurd
the general public may in time accept the Sarmiento III v. consequence where one of several hundred colonels and
Mison ruling because this Court has the final word on what naval captains must be confirmed but such important
constitutional provisions are supposed to mean but the
officers as the Governor of the Central Bank with broad Section 16, Article VII do not have to be confirmed because
powers over the nation's economy and future stability or the Constitution gives Congress the authority to free lower
the Chairman of the Commission on Human Rights whose ranking officials whose positions are created by law from
office calls for no less than a constitutional mandate do not that requirement. I believe that we in the Court have no
have to be scrutinized by the Commission on power to add by implication to the list of presidential
Appointments. Why should a minor consul to Timbuktu, appointees whom the Constitution in clear and categorical
Mali need the thorough scrutiny during the confirmation words declares as not needing confirmation.
process while the Undersecretary of Foreign Affairs who
sends him there and who exercises control over his acts (6) As stated in my dissent in Sarmiento III v. Mison, the
can be appointed by the President alone? Why should we Commission on Appointments is an important
interpret Section 16 in such a strange and irrational constitutional body which helps give fuller expression to
manner when no strained construction is needed to give it the democratic principles inherent in our presidential form
a logical and more traditional and understandable of government.
meaning.?
There are those who would render innocuous the
(3) The second sentence of Section 16 starts with, "He shall Commission's power or perhaps even move for its abolition
also appoint ...." Whenever we see the word "also" in a as a protest against what they believe is too much
sentence, we associate it with preceding sentences, never horsetrading or sectarian politics in the exercise of its
with the different sentence that follows. On the other hand, functions. Since the President is a genuinely liked and
the third sentence specifies "other officers lower in rank' popular leader, personally untouched by scandal, who
who are appointed pursuant to law by the President appears to be motivated only by the sincerest of intentions,
"alone." This can only mean that the higher ranking officers these people would want the Commission to routinely
in the second sentence must also be appointed with the rubberstamp those whom she appoints to high office.
concurrence of the Commission on Appointments. When
the Constitution requires Congress to specify who may be Unfortunately, we cannot have one reading of Section 16
appointed by the President alone, we should not add other for popular Presidents and another interpretation for more
and higher ranking officers as also appointed by her alone. mediocre disliked, and even abusive or dictatorial ones.
The strained interpretation by the Court's majority makes Precisely, Section 16 was intended to check abuse or ill-
the word "alone" meaningless if the officers to whom considered appointments by a President who belongs to
"alone" is not appended are also included in the third the latter class.
group.
It is not the judiciary and certainly not the appointed
(4) The third sentence of Section 16 requires a positive act bureaucracy but Congress which truly represents the
of Congress which vests an appointment in the President people. We should not expect Congress to act only as the
alone before such an appointment is freed from the selfless Idealists, the well-meaning technocrats, the
scrutiny of the Commission on Appointments. By express philosophers, and the coffee-shop pundits would have it
constitutional mandate, it is Congress which determines move. The masses of our people are poor and
who do not need confirmation. Under the majority ruling of underprivileged, without the resources or the time to get
the Court, if Congress creates an important office and publicly involved in the intricate workings of Government,
requires the consent of the Commission before a and often ill-informed or functionally illiterate. These
presidential appointment to that office is perfected, such a masses together with the propertied gentry and the elite
requirement would be unconstitutional. I believe that the class can express their divergent views only through their
Constitution was never intended to so restrict the Senators and Congressmen. Even the buffoons and
lawmaking power. The Court has no jurisdiction to limit the retardates deserve to have their interests considered and
plenary lawmaking power of the people's elected aired by the people's representatives. In the democracy we
representatives through an implied and, I must again add, a have and which we try to improve upon, the Commission
strained reading of the plain text of Section 16. Any on Appointments cannot be expected to function like a
restriction of legislative power must be categorical, mindless machine without any debates or even
express, and specific-never implied or forced. imperfections. The discussions and wranglings, the delays
and posturing are part of the democratic process. They
(5) The Constitution specifies clearly the presidential should never be used as arguments to restrict legislative
appointees who do not need confirmation by the power where the Constitution does not expressly provide
Commission. The reason for non-confirmation is obvious. for such a limitation.
The members of the Supreme Court and all lower courts
and the Ombudsman and his deputies are not confirmed The Commission on Human Rights is a very important
because the Judicial and Bar Council screens nominees office. Our country is beset by widespread insurgency,
before their names are forwarded to the President. The marked inequity in the ownership and enjoyment of wealth
Vice-President as a cabinet member needs no confirmation and political power, and dangerous conflicts arising from
because the Constitution says so. He or she is chosen by the Ideological, ethnic and religious differences. The tendency
nation's entire electorate and is only a breath away from to use force and violent means against those who hold
the Presidency. Those falling under the third sentence of
opposite views appears irresistible to the holders of both The theory is that the petitioner's first appointment on 17
governmental and rebel firepower. December 1988 was valid even if not confirmed,
conformably to Mison, and could not be replaced with the
The President is doubly careful in the choice of the second appointment on 14 January 1989 because there was
Chairman and Members of the Commission on Human no vacancy to fill. By this reasoning, the opinion would
Rights. Fully aware of the ruling in Sarmiento III v. Mison, definitely avoid the question squarely presented to the
she wants the appointments to be a joint responsibility of Court, viz., whether or not the Chairman of the Commission
the Presidency and Congress, through the Commission on on Human Rights is subject to confirmation as required
Appointments. She wants a more thorough screening now by both the President of the Philippines and the
process for these sensitive positions. She wants only the Commission on Appointments. In effect, we are asked to
best to survive the process. reconsider the Mison ruling in the light of this supervening
significant albeit decidedly not controlling circumstance.
Why should we tell both the President and Congress that
they are wrong.? The majority makes its ratiocination sound so simple, but I
find I am unable to agree. I think we must address the legal
Again, I fail to see why the captain of a naval boat ordered question frontally instead of falling back on a legal sleight-
to fire broadsides against rebel concentrations should of hand of now-you-see-it-now-you-don't.
receive greater scrutiny in his appointment than the
Chairman of the Human Rights Commission who has As one who never agreed with the bison ruling in the first
infinitely more power and opportunity to bring the place, I suspect that the seeming diffidence in applying it
rebellion to a just and satisfactory end. categorically to the case at bar is due to a degree of
uneasiness over its correctness. I think this is the reason
But even if I were to agree with the Sarmiento III v. Mison another justification had to be offered to bolster Mison.
ruling, I would still include the Chairman of the Human
Rights Commission as one of the "other officers whose In my dissent in Alison, I specifically mentioned the
appointments are vested in him in this Constitution" under Chairman of the Commission on Human Rights as among
the first sentence of Section 16, Article VII. Certainly, the the important officers who would not have to be confirmed
chairman cannot be appointed by Congress or the Supreme if the majority view were to be followed. By contrast, and
Court. Neither should we read Article XIII of the inexplicably, the colonel in the armed forces would need
Constitution as classifying the chairman among the lower confirmation although he is not a constitutional officer with
ranking officers who by law may be appointed by the head the serious responsibilities of the former. Also not to be
of an executive department, agency, commission, or board. confirmed are the Governor of the Central Bank unlike the
The Constitution created the independent office. The relatively minor multisectoral representative of the
President was intended to appoint its chairman. regional consultative commission, and the Undersecretary
of Foreign Affairs although the consul, who is his
I, therefore, regretfully reiterate my dissent from the subordinate, would need confirmation. When I pointed to
Sarmiento III v. Mison ruling and join in the call for a re- these incongruous situations, I was told it was not our
examination of its doctrine. place to question the wisdom of the Constitution. What I
was questioning was not the wisdom of the Constitution
but the wisdom of our interpretation which I said would
CRUZ, J., dissenting: lead to absurd consequences. But only Justice Gutierrez
agreed with me.
This is as good a time as any to re-examine our ruling in
Sarmiento v. Mison, which was adopted by the Court more Now the chickens have come home to roost. The petitioner
than a year ago over two dissents. The President of the asks us to unequivocally apply our own ruling in Alison, but
Philippines has taken a second look at it, and so too has the we are equivocating. The ponencia would sustain the
Commission on Appointments representing both Houses of petitioner by a circumlocution, such as it is, as if it does not
the Congress of the Philippines. It appears that they are not think Mison, will suffice for its conclusion.
exactly certain now that the decision in that case was
correct after all. I believe it will not be amiss for us too, in a
spirit of humility, to read the Constitution again on the As I see it, the submission of the petitioner's appointment
possibility that we may have misread it before. to the Commission on Appointments is a clear indication
that the President of the Philippines no longer agrees with
the Mison, ruling, at least insofar as it applies to the present
The ponencia assumes that we were right the first time and case. Signifi cantly the Commission on Appointments,
that the Mison case is settled—there is no need to re- which was also aware of Mison, has as clearly rejected it by
examine it. It therefore approaches the problem at hand acting on the appointment. These meaningful
from another perspective and would sustain the petitioner developments must give us pause. We may have committed
on an additional ground. an error in Mison, which is bad enough, and may be
persisting in it now, which is worse.
Coming now to the theory of the majority, I regret I am also President require review and confirmation by the
unable to accept it. Consistent with my view in Mison, I Commission on Appointments in view of the following
submit that what President Aquino extended to the provision of Section 16, Article VII of the 1987 Constitution:
petitioner on 17 December 1988 was an ad interim
appointment that although immediately effective upon SEC. 16. The President shall nominate and, with the
acceptance was still subject to confirmation. I cannot agree consent of the Commission on Appointments, appoint the
that when the President said the petitioner could and enter heads of the executive departments, ambassadors, other
into the performance of her duties, "all that remained for public ministers and consuls, or officers of the armed forces
Bautista to do was to reject or accept the appointment." In from the rank of colonel or naval captain, and other officers
fact, on the very day it was extended, the ad interim whose appointments are vested in him in this Constitution....
appointment was submitted by the President of the
Philippines to the Commission on Appointments "for In my view, the "other officers" whose appointments are
confirmation." vested in the President in the Constitution are the
constitutional officers, meaning those who hold offices
The ponencia says that the appointment did not need any created under the Constitution, and whose appointments
confirmation, being the sole act of the President under the are not otherwise provided for in the Charter. Those
Mison ruling. That would have settled the question quite constitutional officers are the chairmen and members of
conclusively, but the opinion goes on to argue another the Constitutional Commissions, namely: the Civil Service
justification that I for one find unnecessary, not to say Commission (Art. IX-B), the Commission on Elections (Art.
untenable. I sense here a palpable effort to bolster Mison IX-C), the Commission on Audit Art. IX-D), and the
because of the apprehension that it is falling apart. Commission on Human Rights (Sec. 17, XIII). These
constitutional commissions are, without excaption,
Of course, there was no vacancy when the nomination was declared to be "independent," but while in the case of the
made on 14 January 1989. There is no question that the Civil Service Commission, the Commission on Elections and
petitioner was still validly holding the office by virtue of the Commission on Audit, the 1987 Constitution expressly
her ad interim appointment thereto on 17 December 1988. provides that "the Chairman and the Commissioners shall
The nomination made later was unnecessary because the be appointed by the President with the consent of the
ad interim appointment was still effective. When the Commission on Appointments" (Sec. 1[2], Art. IX-B; Sec.
Commission on Appointments sent the petitioner the 1[2], Art. IX - C and Sec. 1[2], Art. IX-D), no such clause is
letters dated 9 January 1989 and 10 January 1989 found in Section 17, Article VIII creating the Commission on
requiring her to submit certain data and inviting her to Human Rights. Its absence, however, does not detract from,
appear before it, it was acting not on the nomination but on or diminish, the President's power to appoint the Chairman
the ad interim appointment. What was disapproved was the and Commissioners of the said Commission. The source of
ad interim appointment, not the nomination. The that power is the first sentence of Section 16, Article VII of
nomination of 14 January 1989 is not in issue in this case. It the Constitution for:
is entirely immaterial. At best, it is important only as an
affirmation of the President's acknowledgment that the (1) the Commission on Human Rights is an office created
Chairman of the Commission on Human Rights must be by the Constitution, and
confirmed under Article VII, Section 16 of the Constitution.
(2) the appointment of the Chairman and Commissioners
It does not follow, of course, that simply because the thereof is vested in the President by the Constitution.
President of the Philippines has changed her mind, and
with the expressed support of the Commission on Therefore, the said appointments shall be made by the
Appointments, we should docilely submit and reverse President with the consent of the Commission on
Mison. That is not how democracy works. The Court is Appointments, as provided in Section 16, Article VII of the
independent. I do suggest, however, that the majority could Constitution.
have erred in that case and that the least we can do now is
to take a more careful look at the decision. Let us check our
It is not quite correct to argue, as the petitioner does, that
bearings to make sure we have not gone astray. That is all I
the power of the Commission on Appointments to review
ask
and confirm appointments made by the President is a
"derogation of the Chief Executive's appointing power."
I repeat my view that the Chairman of the Commission on That power is given to the Commission on Appointments as
Human Rights is subject to confirmation by the part of the system of checks and balances in the democratic
Commission on Appointments, for the reasons stated in my form of government provided for in our Constitution. As
dissent in Mison Accordingly, I vote to DENY the petition. stated by a respected constitutional authority, former U.P.
Law Dean and President Vicente G. Sinco:
GRIÑO-AQUINO, J.: dissenting:
The function of confirming appointments is part of the
I believe that the appointments of the chairman and the power of appointment itself. It is, therefore, executive
members of the Commission on Human Rights by the rather than legislative in nature. In giving this power to an
organ of the legislative department, the Constitution 23 1 Cranch 60, 2 Law Ed., U.S. 5-8.
merely provides a detail in the scheme of checks and
balances between the executive and legislative organs of 24 Official Gazette, Vol. 83, July 29, 1987, p. 3307.
the government. (Phil. Political Law by Sinco, 11th ed., p.
266). 25 Official Gazette, Vol. 83, May 11, 1987, p. 2270.
8 Annex D-1, Petition, Rollo, p. 14. 36 G.R. No. 69870, Naseco vs. NLRC: G.R. No. 70295,
Eugenia C. Credo vs. NLRC, 29 November 1988.
9 Annex E, Petition, Rollo, pp. 15-16.
37 Sec. 13, Rep. Act No. 3019; People of the Philippines vs.
10 Emphasis supplied. Hon. Rodolfo B. Albano , G.R. No. L-45376-77, July 26, 1988;
Luciano vs, Provincial Governor, 20 SCRA 516.
11 Annex 1, Commission's comment, Rollo, p. 53.
FIRST DIVISION
12 Annex 2, Commission's comment, Rollo, p. 54.
[G.R. No. 123989. January 26, 1998]
13 Annex 3, Commission's comment, Rollo, p. 55.
ATTY. DAVID B. CORPUZ, petitioner, vs. COURT OF
14 Rollo, p. 5. APPEALS, and MOVIE AND TELEVISION REVIEW
ANDCLASSIFICATION BOARD, respondents.
15 Rollo, pp. 5-6.
DECISION
16 Resolution of 2 February 1989, Rollo, p. 17.
DAVIDE, JR., J.:
17 Resolution of 9 February 1989, Rollo, p. 92.
Petitioner Atty. David Corpuz (hereafter CORPUZ) asks us
18 Rollo, pp. 145-150. to set aside the 13 October 1995 decision of the Court of
Appeals in CA-G.R. SP-No. 37694 which reversed
19 Rollo, pp. 100-144. Resolution No. 93-5964 of the Civil Service Commission
(CSC), the latter declaring that petitioner’s separation from
the service as Attorney V in the Movie Television Review
20 Rollo, pp. 153-183. Board (MTRCB) was not in order and directed that he be
automatically restored to his position.
21 Resolution of 28 February 1989, Rollo, p. 183-A.
As MTRCB Legal Counsel, CORPUZ’ duties included At the MTRCB meeting of 19 January 1993, Mendez was
“attendance in Board meetings” pursuant to then Chairman informed about Resolution No. 8-1-91. An Ad Hoc
Morato’s memorandum of 11 September 1987. Committee composed of MTRCB members was then
constituted to look into the appointments extended by
Sometime in August 1991, the MTRCB passed MTRCB former Chairman Morato, as well as the qualifications of
Resolution No. 8-1-91 entitled “An Act To Declare The the appointees. The Committee then posted on the MTRCB
Appointments Of The Administrative And Subordinate bulletin board the 12 March 1993 announcement
Employees Of This Board As Null And Void.” This undated mentioned above.
resolution noted that the past and present Chairmen of the
MTRCB had failed to submit for approval the appointments Thereafter, the Committee resolved to recommend to the
of administrative and subordinate employees to the MTRCB the approval of the appointments, except that of
MTRCB before forwarding them to the CSC, in violation of CORPUZ and seven others.
Section 5 of P.D. No. 876-A, and later, P.D. No. 1986. It thus
declared: In a Memorandum dated 28 June 1993, Mendez informed
CORPUZ that at the MTRCB regular meeting of 25 June
FOR ALL OF THE FOREGOING, this Board, in Session 1993, his appointment was disapproved effective 30 June
Assembled, hereby declare[s] that ALL the appointments of 1993. None of the parties attached to their pleadings a
the present administrative and subordinate employees of copy of the MTRCB Resolution disapproving the
this Board suffers [sic] from illegality and therefore [are] appointment.
considered invalid and of no value and effect ab initio.
On 27 July 1993, CORPUZ and one Larry Rigor filed a
IT IS THEREFORE RESOLVED, AS IT IS HEREBY RESOLVED complaint with the CSC requesting a formal investigation
BY THIS BOARD, that the Chairman recommend to this and hearing. In her comment to the complaint, Mendez
Board, the appointment of all or some of the present stated that she discovered that the appointments extended
administrative and subordinate employees of this Board, or by Morato were not submitted to the MTRCB for approval
new ones, at his initiative, discretion and preference, pursuant to Section 5(c) of P.D. No. 1986; hence to cure the
including the category of the position for which the defect, she submitted the appointments to the MTRCB.
appointees [are] recommended, within a period of ONE
MONTH from the approval of this Resolution; On 31 August 1993, the CSC promulgated Resolution No.
93-3509 granting the MTRCB authority to fill up positions
IT IS FURTHER RESOLVED, that in the interregnum, and in vacated in the agency due to appointments which were not
order not to disrupt the workings and functions of this submitted to the MTRCB for approval.
Board while this body is awaiting for [sic] the
recommendation of the appointments of the old and or new However, in Resolution No. 93-5964 dated 23 December
appointees, the present administrative and subordinate 1993, the CSC ruled in favor of CORPUZ, as follows:
employees shall hold on [to] their position[s] in an [sic]
holdover capacity. It must be appreciated that the appointment of Atty.
Corpuz was approved by the Commission because it was
As certified by MTRCB Secretary Vicente G. Sales, signed by Mr. Manuel Morato, then Chairman of [the]
Resolution No. 8-1-91 was filed in his office on 1 August MTRCB and the duly authorized signatory of MTRCB
1991, while Resolution No. 10-2-91, a mere reiteration of appointments. All the appointments signed by Mr. Morato
Resolution No. 8-1-91, was approved by the MTRCB en in his capacity as MTRCB Chairman are presumed to have
banc on 9 October 1991. No copy of Resolution No. 10-2- been made after complying with all the legal requirements
91, however, was found in the records. including the Board approval, whether express or implied.
CORPUZ was unaware of the promulgation of Resolution The appointment of Atty. Corpuz, if defective, could have
No. 8-1-91 as he was then on leave. The Resolution was been the subject of a direct action for revocation or recall
likewise kept secret and it was only on 12 March 1993 that
which may be brought to the Commission within a to make it fully effective (Favis vs. Rupisan, 17 SCRA 190,
reasonable period of time after its approval… Since no such cited in Mitra vs. Subido, 21 SCRA 127). Without the
action was filed with the Commission, we can safely state favorable certification or approval of the Commission, in
that Corpuz had already acquired security of tenure in the cases when such an approval is required, no title to the
said position. Hence, the Commission can not allow the office can yet be deemed to be permanent; vested in favor
current Board’s disapproval of the said appointment to of the appointee, and the appointment can still be recalled
produce any effect. Atty. Corpuz can no longer be or withdrawn by the appointing authority (Grospe vs.
separated from the service except for cause and after Secretary of Public Works and Communication, 105 Phil.
observing the requirements of due process. 129; Villanueva vs. Balallo, 9 SCRA 407; Suarez vs.
Commission on Elections, 20 SCRA 797). Until an
WHEREFORE, foregoing premises considered, the appointment has become a completed act, it would likewise
Commission hereby resolves to rule that the separation of be precipitate to invoke the rule of security of tenure (See
Mr. David Corpuz from the service is not in order. Aquino vs. Civil Service Commission, 208 SCRA 240; Mitra
Accordingly, he is automatically restored to his position of vs. Subido, 21 SCRA 797).”
Atty. V with payment of back salaries.
It appearing that respondent Atty. Corpuz’ appointment
The MTRCB’s motion for reconsideration was denied by the was not approved by the Board, the same cannot be
CSC in Resolution No. 94-2551 dated 20 June 1994. considered as [a] valid appointment. As such, he cannot
invoke security of tenure, even if he has rendered service
In the meantime, specifically on 22 August 1994, CORPUZ for a number of years.
became a permanent employee of the Ombudsman.
Neither would the silence or the failure of the Board to
The MTRCB filed with us a special civil action for certiorari recall the private respondent’s appointment constitute as a
which we referred to the Court of Appeals in view of [sic] consent or confirmation. In the aforecited case, the
Republic Act No. 7902. The Court of Appeals then docketed Supreme Court restated the existing jurisprudence on the
the case as CA-G.R. SP No. 37694. matter, thus:
In its decision, the Court of Appeals declared null and void “The tolerance, acquiescence or mistake of the proper
Resolution No. 93-5964 of the CSC, ruling that since the officials, resulting in the non-observance of the pertinent
appointment of CORPUZ was not approved by the MTRCB, rules on the matter does not render the legal requirement,
the appointment was invalid and he could not invoke on the necessity of the approval of the Commissioner on
security of tenure. In support of its ruling, the Court of Civil Service of appointments, ineffective and
Appeals held: unenforceable. The employee, whose appointment was not
approved, may only be considered as a de facto officer.”
(Tomali vs. Civil Service Commission, supra citing Favis vs.
Presidential Decree No. 1986, the law creating the Movie Rupisan, 17 SCRA 190, 191)
and Television Review and Classification Board, specifically
provides as follows:
Thus, We find merit in petitioner’s contention that
respondent Atty. David Corpuz did not acquire a vested
“Section 16. Organization Patterns; Personnel. -- The Board right nor does he presently enjoy a [sic] security of tenure
shall determine its organizational structure and staffing to the subject position in the MTRCB for failure to comply
pattern. It shall have the power to suspend or dismiss for with the legal requirements needed for a valid
cause any employee and/or approve or disapprove the appointment. Hence, he cannot be reinstated. Not being a
appointment, transfer or detail of employees. It shall permanent employee of the Movie and Television Review
appoint the Secretary of the Board who shall be the official and Classification Board, the tenure of respondent Atty.
custodian of the records of the meetings of the Board and Corpuz ceased when he was not properly appointed under
who shall perform such other duties and functions as present law.
directed by the Board.” (Underscoring supplied)
His motion for reconsideration having been denied in the
The record shows that the appointment of respondent Atty. Resolution of 13 February 1996, CORPUZ filed the instant
David Corpuz was not approved by the Board, as mandated petition under Rule 45 of the Rules of Court and asked us to
by Presidential Decree No. 1986, Section 16. reverse the challenged decision of the Court of Appeals on
the sole ground that:
The Supreme Court, in a similar case has reiterated the
importance of complying with legal requirements for a THE COURT OF APPEALS ERRED IN RULING THAT THE
valid appointment. In Tomali vs. Civil Service Commission APPOINTMENT OF PETITIONER ATTY. DAVID B. CORPUZ
(238 SCRA 572), it held: DID NOT HAVE THE APPROVAL OF THE MTRCB BOARD
WHICH IF NOT CORRECTED, IS TANTAMOUNT TO A
“Compliance with the legal requirements for an VIOLATION OF HIS CONSTITUTIONAL RIGHTS TO
appointment to a civil service position is essential in order SECURITY OF TENURE.
In his Memorandum, however, CORPUZ explicitly declared obtained, as a matter of fact, the MTRCB ultimately
that he “is no longer seeking reinstatement with disapproved it, his appointment ceased to have effect, if at
respondent MTRCB but for the continuity of his all, and his services were properly terminated. This Court
government service from the time he was illegally so declared in Favis v. Rupisan where the appointment
dismissed on 30 June 1993 up to the time he was involved was not approved by the Civil Service Commission
permanently employed with the Office of the Ombudsman pursuant to Section 16(h) of R.A. No. 2260 and Section 2(a)
on 22 August 1994 plus back salaries and other benefits of Rule VI of the Civil Service Rules implementing said law;
due him if not for the illegal dismissal.” Taboy v. Court of Appeals and Provincial Board of Cebu v.
Presiding Judge of Cebu Court of First Instance where the
Pursuant to Section 2 of P.D. No. 1986, the MTRCB is appointments of subject employees were disapproved by
composed of a Chairman, a Vice-Chairman and thirty (30) the Provincial Boards pursuant to the powers granted
members, all appointed by the President of the Philippines. them; in Carillo v. Court of Appeals where the required
Section 5 thereof enumerates the following functions, consent of the municipal council in the appointment of the
powers and duties of the Chairman as the Chief Executive chief of police was not obtained; and in Tomali v. Civil
Officer of the MTRCB, to wit: Service Commission, which the Court of Appeals relied
upon, where the required submission to and approval by
(a) Execute, implement and enforce the decisions, orders, the Civil Service Commission were not made as required by
awards, rules and regulations issued by the BOARD; Section 9(h) of P.D. No. 807 and Section 11, Rule V of the
Omnibus Rules Implementing Book V of Executive Order
No. 292, otherwise known as the Administrative Code of
(b) Direct and supervise the operations and the internal affairs 1987. In the latter, this Court held that compliance with the
of the BOARD; legal requirements for an appointment to a civil service
position is essential to make it fully effective. That the
(c) Establish the internal organization and administrative employee involved had, in fact, assumed office and
procedures of the BOARD, and recommend to the BOARD performed the functions and duties thereof is of no
the appointment of the necessary administrative and moment, for it matters not that the appointee had served
subordinate personnel; and for several years. Those years of service cannot substitute
for the want of consent of another body required by law to
(d) Exercise such other powers and functions and perform such complete the appointment. The tolerance, acquiescence or
duties as are not specifically lodged in the BOARD. mistake of the proper officials resulting in non-observance
of the requirements of law or rules to complete the
On the other hand, Section 16 thereof, quoted in the appointment does not render the requirements ineffective
challenged decision of the Court of Appeals, vests upon the and unenforceable.
Board itself the power to, inter alia, approve or disapprove
the appointments of its personnel. A public official or employee who assumed office under an
incomplete appointment is merely a de facto officer for the
It is thus clear that there are two stages in the process of duration of his occupancy of the office for the reason that
appointing MTRCB personnel, other than its Secretary, he assumed office under color of a known appointment
namely: (a) recommendation by the Chairman which is which is void by reason of some defect or irregularity in its
accomplished by the signing of the appointment paper, exercise. Undeniably, under the facts here, CORPUZ was
which is among his powers under Section 5(d) above; and such a de facto officer.
(b) approval or disapproval by the MTRCB of the
appointment. As to the Secretary, it is the MTRCB itself WHEREFORE, the instant petition is DENIED and the
that is empowered to appoint said official pursuant to assailed decision of 13 October 1995 of the Court of
Section 16. Appeals in CA-G.R. SP-No.37694 is AFFIRMED.
It is long settled in the law of public offices and officers that Costs against petitioner.
where the power of appointment is absolute, and the
appointee has been determined upon, no further consent or SO ORDERED.
approval is necessary, and the formal evidence of the
appointment, the commission, may issue at once. Where, Bellosillo, Vitug and Kapunan, JJ., concur.
however, the assent or confirmation of some other officer
or body is required, the commission can issue or the
appointment may be complete only when such assent or Per Ynares-Santiago C., J.; with Paras, G.C. and Reyes, R.T.,
confirmation is obtained. In either case, the appointment JJ., concurring. Annex “A” of Petition, Rollo, 23-28.
becomes complete when the last act required of the Per Sto. Tomas, P.A., Chairman; with Ereñ eta, R.P. and
appointing power is performed. Until the process is Gaminde, T.P., Commissioners, concurring. Annex “K” of
completed, the appointee can claim no vested right in the Petition, Rollo, 42-44.
office nor invoke security of tenure. Hence, in the case of
CORPUZ, since the last act required for the completion of Annex “C” of Petition, Rollo, 31.
his appointment, viz., approval by the MTRCB itself, was not
Annex “E” of Petition, Id., 33. DEPARTMENT OF BUDGET, respondents, COMMISSION
ON APPOINTMENTS, intervenor.
Annex “G” of Petition, Id., 36-38.
Entitled “Creating the Movie and Television Review and
Classification Board.”
PADILLA, J.:
Annex “G” of Petition, Rollo, 35.
Annex “H” of Petition, Rollo, 39. Once more the Court is called upon to delineate
constitutional boundaries. In this petition for prohibition,
Annex “I” of Petition, Id., 40.
the petitioners, who are taxpayers, lawyers, members of
Memorandum for Respondent, 7; Rollo, 132. the Integrated Bar of the Philippines and professors of
Constitutional Law, seek to enjoin the respondent Salvador
Supra note 2. Mison from performing the functions of the Office of
Petition, 6; Rollo, 12. Commissioner of the Bureau of Customs and the
respondent Guillermo Carague, as Secretary of the
Page 17 of Memorandum for CORPUZ, Rollo, 94. Department of Budget, from effecting disbursements in
payment of Mison's salaries and emoluments, on the
An Act Expanding the Jurisdiction of the Court of Appeals,
ground that Mison's appointment as Commissioner of the
Amending for the Purpose Section Nine of Batas Pambansa
Bureau of Customs is unconstitutional by reason of its not
Blg. 129, as Amended Known as the Judiciary
having been confirmed by the Commission on
Reorganization Act of 1980.
Appointments. The respondents, on the other hand,
Annex “B” of Petition, Rollo, 29-30. maintain the constitutionality of respondent Mison's
appointment without the confirmation of the Commission
Rollo, 94. on Appointments.
Mechem, Law of Public Office and Officers, §112, at 46. See
Mitra v. Subido, 21 SCRA 127, 140 [1967]. Because of the demands of public interest, including the
need for stability in the public service, the Court resolved
17 SCRA 190 [1966]. to give due course to the petition and decide, setting aside
the finer procedural questions of whether prohibition is the
proper remedy to test respondent Mison's right to the
105 SCRA 758 [1981]. Office of Commissioner of the Bureau of Customs and of
whether the petitioners have a standing to bring this suit.
171 SCRA 1 [1989].
By the same token, and for the same purpose, the Court
77 SCRA 170 [1967]. allowed the Commission on Appointments to intervene and
file a petition in intervention. Comment was required of
238 SCRA 572 [1994]. respondents on said petition. The comment was filed,
followed by intervenor's reply thereto. The parties were
Favis v. Rupisan, supra note 18, at 196. also heard in oral argument on 8 December 1987.
Id., See also Ibañ ez v. COMELEC, 19 SCRA 1002, 1014 This case assumes added significance because, at bottom
[1967]; Aparri v. Court of Appeals, 127 SCRA 231, 239 line, it involves a conflict between two (2) great
[1984]. departments of government, the Executive and Legislative
Departments. It also occurs early in the life of the 1987
Republic of the Philippines Constitution.
SUPREME COURT
Manila The task of the Court is rendered lighter by the existence of
relatively clear provisions in the Constitution. In cases like
EN BANC this, we follow what the Court, speaking through Mr. Justice
(later, Chief Justice) Jose Abad Santos stated in Gold Creek
Mining Corp. vs. Rodriguez, 1 that:
G.R. No. 79974 December 17, 1987
The fundamental principle of constitutional construction is
ULPIANO P. SARMIENTO III AND JUANITO G. ARCILLA,
to give effect to the intent of the framers of the organic law
petitioners,
and of the people adopting it. The intention to which force
vs.
is to be given is that which is embodied and expressed in
SALVADOR MISON, in his capacity as COMMISSIONER
the constitutional provisions themselves.
OF THE BUREAU OF CUSTOMS, AND GUILLERMO
CARAGUE, in his capacity as SECRETARY OF THE
The Court will thus construe the applicable constitutional that an express enumeration of subjects excludes others
provisions, not in accordance with how the executive or the not enumerated, it would follow that only those
legislative department may want them construed, but in appointments to positions expressly stated in the first
accordance with what they say and provide. group require the consent (confirmation) of the
Commission on Appointments. But we need not rely solely
Section 16, Article VII of the 1987 Constitution says: on this basic rule of constitutional construction. We can
refer to historical background as well as to the records of
The President shall nominate and, with the consent of the the 1986 Constitutional Commission to determine, with
Commission on Appointments, appoint the heads of the more accuracy, if not precision, the intention of the framers
executive departments, ambassadors, other public of the 1987 Constitution and the people adopting it, on
ministers and consuls, or officers of the armed forces from whether the appointments by the President, under the
the rank of colonel or naval captain, and other officers second, third and fourth groups, require the consent
whose appointments are vested in him in this Constitution. (confirmation) of the Commission on Appointments. Again,
He shall also appoint all other officers of the Government in this task, the following advice of Mr. Chief Justice J. Abad
whose appointments are not otherwise provided for by Santos in Gold Creek is apropos:
law, and those whom he may be authorized by law to
appoint. The Congress may, by law, vest the appointment of In deciding this point, it should be borne in mind that a
other officers lower in rank in the President alone, in the constitutional provision must be presumed to have been
courts, or in the heads of the departments, agencies, framed and adopted in the light and understanding of prior
commissions or boards. and existing laws and with reference to them. "Courts are
bound to presume that the people adopting a constitution
The President shall have the power to make appointments are familiar with the previous and existing laws upon the
during the recess of the Congress, whether voluntary or subjects to which its provisions relate, and upon which
compulsory, but such appointments shall be effective only they express their judgment and opinion in its adoption."
until disapproval by the Commission on Appointments or (Barry vs. Truax 13 N.D., 131; 99 N.W., 769,65 L. R. A., 762.)
6
until the next adjournment of the Congress.
It is readily apparent that under the provisions of the 1987 It will be recalled that, under Sec. 10, Article VII of the 1935
Constitution, just quoted, there are four (4) groups of Constitution, it is provided that —
officers whom the President shall appoint. These four (4)
groups, to which we will hereafter refer from time to time, xxx xxx xxx
are:
(3) The President shall nominate and with the consent of
First, the heads of the executive departments, ambassadors, the Commission on Appointments, shall appoint the heads
other public ministers and consuls, officers of the armed of the executive departments and bureaus, officers of the
forces from the rank of colonel or naval captain, and other army from the rank of colonel, of the Navy and Air Forces
officers whose appointments are vested in him in this from the rank of captain or commander, and all other
Constitution; 2 officers of the Government whose appointments are not
herein otherwise provided for, and those whom he may be
Second, all other officers of the Government whose authorized by law to appoint; but the Congress may by law
appointments are not otherwise provided for by law; 3 vest the appointment of inferior officers, in the President
alone, in the courts, or in the heads of departments.
Third, those whom the President may be authorized by law
to appoint; (4) The President shall havethe power to make
appointments during the recess of the Congress, but such
appointments shall be effective only until disapproval by
Fourth, officers lower in rank 4 whose appointments the the Commission on Appointments or until the next
Congress may by law vest in the President alone. adjournment of the Congress.
The first group of officers is clearly appointed with the xxx xxx xxx
consent of the Commission on Appointments.
Appointments of such officers are initiated by nomination
and, if the nomination is confirmed by the Commission on (7) ..., and with the consent of the Commission on
Appointments, the President appoints. 5 Appointments, shall appoint ambassadors, other public
ministers and consuls ...
The second, third and fourth groups of officers are the
present bone of contention. Should they be appointed by Upon the other hand, the 1973 Constitution provides that-
the President with or without the consent (confirmation) of
the Commission on Appointments? By following the Section 10. The President shall appoint the heads of
accepted rule in constitutional and statutory construction bureaus and offices, the officers of the Armed Forces of the
Philippines from the rank of Brigadier General or Mr. Rama: ... May I ask that Commissioner Monsod be
Commodore, and all other officers of The government recognized
whose appointments are not herein otherwise provided
for, and those whom he may be authorized by law to The President: We will call Commissioner Davide later.
appoint. However, the Batasang Pambansa may by law vest
in the Prime Minister, members of the Cabinet, the Mr. Monsod: With the Chair's indulgence, I just want to take
Executive Committee, Courts, Heads of Agencies, a few minutes of our time to lay the basis for some of the
Commissions, and Boards the power to appoint inferior amendments that I would like to propose to the Committee
officers in their respective offices. this morning.
Thus, in the 1935 Constitution, almost all presidential xxx xxx xxx
appointments required the consent (confirmation) of the
Commission on Appointments. It is now a sad part of our
On Section 16, I would like to suggest that the power of the
political history that the power of confirmation by the
Commission on Appointments be limited to the department
Commission on Appointments, under the 1935
heads, ambassadors, generals and so on but not to the levels
Constitution, transformed that commission, many times,
of bureau heads and colonels.
into a venue of "horse-trading" and similar malpractices.
MR. FOZ: Yes, but the regional directors are under the MR. REGALADO: Madam President, the Committee accepts
supervisiopn of the staff bureau directors. the proposed amendment because it makes it clear that
those other officers mentioned therein do not have to be
xxx xxx xxx confirmed by the Commission on Appointments.
MR. MAAMBONG: May I direct a question to Commissioner MR. DAVIDE: Madam President.
Foz? The Commissioner proposed an amendment to delete
'and bureaus on Section 16. Who will then appoint the THE PRESIDENT: Commissioner Davide is recognized.
bureau directors if it is not the President?
xxx xxx xxx
MR. FOZ: It is still the President who will appoint them but
their appointment shall no longer be subject to MR. DAVIDE: So would the proponent accept an
confirmation by the Commission on Appointments. amendment to his amendment, so that after "captain" we
insert the following words: AND OTHER OFFICERS WHOSE
MR. MAAMBONG: In other words, it is in line with the same APPOINTMENTS ARE VESTED IN HIM IN THIS
answer of Commissioner de Castro? CONSTITUTION?
MR. MAAMBONG: Thank you. MR. DAVIDE: In other words, there are positions provided
for in the Constitution whose appointments are vested in
THE PRESIDENT: Is this clear now? What is the reaction of the President, as a matter of fact like those of the different
the Committee? constitutional commissions.
xxx xxx xxx FR. BERNAS: That is correct. This list of officials found in
Section 16 is not an exclusive list of those appointments
MR. REGALADO: Madam President, the Committee feels which constitutionally require confirmation of the
that this matter should be submitted to the body for a vote. Commission on Appointments,
MR. DE CASTRO: Thank you. MR. DAVIDE: That is the reason I seek the incorporation of
the words I proposed.
MR. REGALADO: We will take the amendments one by one.
We will first vote on the deletion of the phrase 'and bureaus FR. BERNAS: Will Commissioner Davide restate his
on line 26, such that appointments of bureau directors no proposed amendment?
longer need confirmation by the Commission on
Appointment. MR. DAVIDE: After 'captain,' add the following: AND
OTHER OFFICERS WHOSE APPOINTMENTS ARE VESTED
Section 16, therefore, would read: 'The President shall IN HIM IN THIS CONSTITUTION.
nominate, and with the consent of a Commission on
Appointments, shall appoint the heads of the executive FR. BERNAS: How about:"AND OTHER OFFICERS WHOSE
departments, ambassadors. . . . APPOINTMENTS REQUIRE CONFIRMATION UNDER THIS
CONSTITUTION"?
THE PRESIDENT: Is there any objection to delete the
phrase 'and bureaus' on page 7, line 26? (Silence) The Chair MR. DAVIDE: Yes, Madam President, that is modified by the
hears none; the amendments is approved. Committee.
MR. ROMULO: Madam President. THE PRESIDENT: Does the Committee accept?
xxx xxx xxx As a result of the innovations introduced in Sec. 16, Article
VII of the 1987 Constitution, there are officers whose
appointments require no confirmation of the Commission
THE PRESIDENT: Is there any objection to this proposed on Appointments, even if such officers may be higher in
amendment of Commissioners Foz and Davide as accepted rank, compared to some officers whose appointments have
by the Committee? (Silence) The Chair hears none; the to be confirmed by the Commission on Appointments
amendment, as amended, is approved 10 (Emphasis under the first sentence of the same Sec. 16, Art. VII. Thus,
supplied). to illustrate, the appointment of the Central Bank Governor
requires no confirmation by the Commission on
It is, therefore, clear that appointments to the second and Appointments, even if he is higher in rank than a colonel in
third groups of officers can be made by the President the Armed Forces of the Philippines or a consul in the
without the consent (confirmation) of the Commission on Consular Service.
Appointments.
But these contrasts, while initially impressive, merely
It is contended by amicus curiae, Senator Neptali Gonzales, underscore the purposive intention and deliberate
that the second sentence of Sec. 16, Article VII reading- judgment of the framers of the 1987 Constitution that,
except as to those officers whose appointments require the
He (the President) shall also appoint all other officers of the consent of the Commission on Appointments by express
Government whose appointments are not otherwise mandate of the first sentence in Sec. 16, Art. VII,
provided for by law and those whom he may be authorized appointments of other officers are left to the President
by law to appoint . . . . (Emphasis supplied) without need of confirmation by the Commission on
Appointments. This conclusion is inevitable, if we are to
with particular reference to the word "also," implies that presume, as we must, that the framers of the 1987
the President shall "in like manner" appoint the officers Constitution were knowledgeable of what they were doing
mentioned in said second sentence. In other words, the and of the foreseable effects thereof.
President shall appoint the officers mentioned in said
second sentence in the same manner as he appoints Besides, the power to appoint is fundamentally executive
officers mentioned in the first sentence, that is, by or presidential in character. Limitations on or
nomination and with the consent (confirmation) of the qualifications of such power should be strictly construed
Commission on Appointments. against them. Such limitations or qualifications must be
clearly stated in order to be recognized. But, it is only in the
Amicus curiae's reliance on the word "also" in said second first sentence of Sec. 16, Art. VII where it is clearly stated
sentence is not necessarily supportive of the conclusion he that appointments by the President to the positions therein
arrives at. For, as the Solicitor General argues, the word enumerated require the consent of the Commission on
"also" could mean "in addition; as well; besides, too" Appointments.
(Webster's International Dictionary, p. 62, 1981 edition)
which meanings could, on the contrary, stress that the As to the fourth group of officers whom the President can
word "also" in said second sentence means that the appoint, the intervenor Commission on Appointments
President, in addition to nominating and, with the consent underscores the third sentence in Sec. 16, Article VII of the
of the Commission on Appointments, appointing the 1987 Constitution, which reads:
officers enumerated in the first sentence, can appoint
(without such consent (confirmation) the officers The Congress may, by law, vest the appointment of other
mentioned in the second sentence- officers lower in rank in the President alone, in the courts,
or in the heads of departments, agencies, commissions, or
Rather than limit the area of consideration to the possible boards. [Emphasis supplied].
meanings of the word "also" as used in the context of said
second sentence, the Court has chosen to derive and argues that, since a law is needed to vest the
significance from the fact that the first sentence speaks of appointment of lower-ranked officers in the President
nomination by the President and appointment by the alone, this implies that, in the absence of such a law, lower-
ranked officers have to be appointed by the President third sentence of Sec. 16, Article VII the word "alone" after
subject to confirmation by the Commission on the word "President" in providing that Congress may by
Appointments; and, if this is so, as to lower-ranked officers, law vest the appointment of lower-ranked officers in the
it follows that higher-ranked officers should be appointed President alone, or in the courts, or in the heads of
by the President, subject also to confirmation by the departments, because the power to appoint officers whom
Commission on Appointments. he (the President) may be authorized by law to appoint is
already vested in the President, without need of
The respondents, on the other hand, submit that the third confirmation by the Commission on Appointments, in the
sentence of Sec. 16, Article VII, abovequoted, merely second sentence of the same Sec. 16, Article VII.
declares that, as to lower-ranked officers, the Congress may
by law vest their appointment in the President, in the Therefore, the third sentence of Sec. 16, Article VII could
courts, or in the heads of the various departments, have stated merely that, in the case of lower-ranked
agencies, commissions, or boards in the government. No officers, the Congress may by law vest their appointment in
reason however is submitted for the use of the word the President, in the courts, or in the heads of various
"alone" in said third sentence. departments of the government. In short, the word "alone"
in the third sentence of Sec. 16, Article VII of the 1987
The Court is not impressed by both arguments. It is of the Constitution, as a literal import from the last part of par. 3,
considered opinion, after a careful study of the section 10, Article VII of the 1935 Constitution, appears to
deliberations of the 1986 Constitutional Commission, that be redundant in the light of the second sentence of Sec. 16,
the use of the word alone" after the word "President" in Article VII. And, this redundancy cannot prevail over the
said third sentence of Sec. 16, Article VII is, more than clear and positive intent of the framers of the 1987
anything else, a slip or lapsus in draftmanship. It will be Constitution that presidential appointments, except those
recalled that, in the 1935 Constitution, the following mentioned in the first sentence of Sec. 16, Article VII, are
provision appears at the end of par. 3, section 1 0, Article not subject to confirmation by the Commission on
VII thereof — Appointments.
...; but the Congress may by law vest the appointment of Coming now to the immediate question before the Court, it
inferior officers, in the President alone, in the courts, or in is evident that the position of Commissioner of the Bureau
the heads of departments. [Emphasis supplied]. of Customs (a bureau head) is not one of those within the
first group of appointments where the consent of the
The above provision in the 1935 Constitution appears Commission on Appointments is required. As a matter of
immediately after the provision which makes practically all fact, as already pointed out, while the 1935 Constitution
presidential appointments subject to confirmation by the includes "heads of bureaus" among those officers whose
Commission on Appointments, thus- appointments need the consent of the Commission on
Appointments, the 1987 Constitution on the other hand,
deliberately excluded the position of "heads of bureaus"
3. The President shall nominate and with the consent of the from appointments that need the consent (confirmation) of
Commission on Appointments, shall appoint the heads of the Commission on Appointments.
the executive departments and bureaus, officers of the
Army from the rank of colonel, of the Navy and Air Forces
from the rank of captain or commander, and all other Moreover, the President is expressly authorized by law to
officers of the Government whose appointments are not appoint the Commissioner of the Bureau of Customs. The
herein provided for, and those whom he may be authorized original text of Sec. 601 of Republic Act No. 1937, otherwise
by law to appoint; ... known as the Tariff and Customs Code of the Philippines,
which was enacted by the Congress of the Philippines on 22
June 1957, reads as follows:
In other words, since the 1935 Constitution subjects, as a
general rule, presidential appointments to confirmation by
the Commission on Appointments, the same 1935 601. Chief Officials of the Bureau.-The Bureau of Customs
Constitution saw fit, by way of an exception to such rule, to shall have one chief and one assistant chief, to be known
provide that Congress may, however, by law vest the respectively as the Commissioner (hereinafter known as
appointment of inferior officers (equivalent to 11 officers the 'Commissioner') and Assistant Commissioner of
lower in rank" referred to in the 1987 Constitution) in the Customs, who shall each receive an annual compensation in
President alone, in the courts, or in the heads of accordance with the rates prescribed by existing laws. The
departments, Assistant Commissioner of Customs shall be appointed by
the proper department head.
In the 1987 Constitution, however, as already pointed out,
the clear and expressed intent of its framers was to exclude Sec. 601 of Republic Act No. 1937, was amended on 27
presidential appointments from confirmation by the October 1972 by Presidential Decree No. 34, amending the
Commission on Appointments, except appointments to Tariff and Customs Code of the Philippines. Sec. 601, as
offices expressly mentioned in the first sentence of Sec. 16, thus amended, now reads as follows:
Article VII. Consequently, there was no reason to use in the
Sec. 601. Chief Officials of the Bureau of Customs.-The Appointments and securing its confirmation) is valid and in
Bureau of Customs shall have one chief and one assistant accordance with the President's constitutional authority to
chief, to be known respectively as the Commissioner so appoint officers of the Government as defined in Article
(hereinafter known as Commissioner) and Deputy VII, section 16 of the 1987 Constitution. The paramount
Commissioner of Customs, who shall each receive an public interest and the exigencies of the public service
annual compensation in accordance with the rates demand that any doubts over the validity of such
prescribed by existing law. The Commissioner and the appointments be resolved expeditiously in the test case at
Deputy Commissioner of Customs shall be appointed by the bar.
President of the Philippines (Emphasis supplied.)
It should be noted that the Court's decision at bar does not
Of course, these laws (Rep. Act No. 1937 and PD No. 34) mention nor deal with the Manifestation of December 1,
were approved during the effectivity of the 1935 1987 filed by the intervenor that Senate Bill No. 137
Constitution, under which the President may nominate and, entitled "An Act Providing For the Confirmation By the
with the consent of the Commission on Appointments, Commission on Appointments of All Nominations and
appoint the heads of bureaus, like the Commissioner of the Appointments Made by the President of the Philippines"
Bureau of Customs. was passed on 23 October 1987 and was "set for perusal by
the House of Representatives. " This omission has been
After the effectivity of the 1987 Constitution, however, Rep. deliberate. The Court has resolved the case at bar on the
Act No. 1937 and PD No. 34 have to be read in harmony basis of the issues joined by the parties. The contingency of
with Sec. 16, Art. VII, with the result that, while the approval of the bill mentioned by intervenor clearly has no
appointment of the Commissioner of the Bureau of bearing on and cannot affect retroactively the validity of
Customs is one that devolves on the President, as an the direct appointment of respondent Mison and other
appointment he is authorizedby law to make, such appointees similarly situated as in G.R. No. 80071, "Alex G.
appointment, however, no longer needs the confirmation of Almario vs. Hon. Miriam Defensor- Santiago." The Court
the Commission on Appointments. does not deal with constitutional questions in the abstract
and without the same being properly raised before it in a
Consequently, we rule that the President of the Philippines justiciable case and after thorough discussion of the
acted within her constitutional authority and power in various points of view that would enable it to render
appointing respondent Salvador Mison, Commissioner of judgment after mature deliberation. As stressed at the
the Bureau of Customs, without submitting his nomination hearing of December 8, 1987, any discussion of the
to the Commission on Appointments for confirmation. He is reported bill and its validity or invalidity is premature and
thus entitled to exercise the full authority and functions of irrelevant and outside the scope of the issues resolved in
the office and to receive all the salaries and emoluments the case at bar.
pertaining thereto.
MELENCIO-HERRERA, J., concurring:
WHEREFORE, the petition and petition in intervention
should be, as they are, hereby DISMISSED. Without costs. I concur with the majority opinion and with the concurring
opinion of Justice Sarmiento, and simply wish to add my
SO ORDERED. own reading of the Constitutional provision involved.
Yap, Fernan, Narvasa, Paras, Feliciano, Gancayco, Bidin and Section 16, Article VII, of the 1987 Constitution provides:
Cortes, JJ., concur.
The President shall nominate and, with the consent of the
Commission on Appointments, appoint the heads of the
executive departments, ambassadors, other public
ministers and consuls, or officers of the armed forces from
the rank of colonel or naval captain, and other officers
whose appointments are vested in him in this Constitution.
Separate Opinions
He shall also appoint all other officers of the Government
whose appointments are not otherwise provided for by
law, and those whom he may be authorized by law to
TEEHANKEE, C.J., concurring: appoint.
The Court has deemed it necessary and proper, in The Congress may, by law, vest the appointment of other
consonance with its constitutional duty, to adjudicate officers lower in rank in the President alone, in the courts,
promptly the issue at bar and to rule that the direct or in the heads of the departments, agencies, commissions
appointment of respondent Salvador Mison as or boards.
Commissioner of the Bureau of Customs (without need of
submitting a prior nomination to the Commission on
The President shall have the power to make appointments appoint. The Congress may, by law, vest the appointment of
during the recess of the Congress, whether voluntary or other officers lower in rank in the President alone, in the
compulsory, but such appointments shall be effective only courts, or in the heads of departments, agencies,
until disapproval by the Commission on Appointments or commissions, or boards.
until the next adjournment of the Congress (Emphasis and
1st three paragraphings, supplied). The President shall have the power to make appointments
during recess of the Congress, whether voluntary or
The difference in language used is significant. Under the compulsory, but such appointment shall be effective only
first sentence it is clear that the President "nominates" and until disapproval by the Commission on Appointments or
with the consent of the Commission on Appointments until the next adjournment of the Congress. 1
"appoints" the officials enumerated. The second sentence,
however, significantly uses only the term "appoint" all By its plain language, the Constitution has intended that
other officers of the Government whose appointments are only those grouped under the first sentence are required to
not otherwise provided for by law, and those whom he may undergo a consenting process. This is a significant
be authorized by law to appoint. Deliberately eliminated departure from the procedure set forth in the 1935
was any reference to nomination. Charter:
Thus, the intent of the framers of the Constitution to (3) The President shall nominate and with the consent of
exclude the appointees mentioned in the second sentence the Commission on Appointments, shall appoint the heads
from confirmation by the Commission on Appointments is, of the executive departments and bureaus, officers of the
to my mind, quite clear. So also is the fact that the term Army from the rank of colonel, of the Navy and Air Forces
"appoint" used in said sentence was not meant to include from the rank of captain to commander, and all other
the three distinct acts in the appointing process, namely, officers of the Government whose appointments are not
nomination, appointment, and commission. For if that were herein otherwise provided for, and those whom he may be
the intent, the same terminologies in the first sentence authorized by law to appoint; but the Congress may by law
could have been easily employed. vest the appointment of inferior officers, in the President
alone, in the courts, or in the heads of departments. 2
There should be no question either that the participation of
the Commission on Appointments in the appointment under which, as noted by the majority, "almost all
process has been deliberately decreased in the 1987 presidential appointments required the consent
Constitution compared to that in the 1935 Constitution, (confirmation) of the Commission on Appointments. 3 As
which required that all presidential appointments be with far as the present Charter is concerned, no extrinsic aid is
the consent of the Commission on Appointments. necessary to ascertain its meaning. Had its framers
intended otherwise, that is to say, to require all
The interpretation given by the majority may, indeed, lead Presidential appointments clearance from the Commission
to some incongruous situations as stressed in the on Appointments, they could have simply reenacted the
dissenting opinion of Justice Cruz. The remedy therefor Constitution's 1935 counterpart. 4
addresses itself to the future. The task of constitutional
construction is to ascertain the intent of the framers of the I agree that the present Constitution classifies four types of
Constitution and thereafter to assure its realization (J.M. appointments that the President may make: (1)
Tuason & Co., Inc. vs. Land Tenure Administration, G.R. No. appointments of heads of executive departments,
21064, February 18, 1970, 31 SCRA 413). And the primary ambassadors, other public ministers and consuls, or
source from which to ascertain constitutional intent is the officers of the armed forces from the rank of colonel or
language of the Constitution itself. naval captain, and those of other officers whose
appointments are vested in him under the Constitution,
SARMIENTO, J., concurring: including the regular members of the Judicial and Bar
Council, 5 the Chairman and Commissioners of the Civil
I concur. It is clear from the Constitution itself that not all Service Commission, 6 the Chairman and Commissioners of
Presidential appointments are subject to prior the Commission on Elections, 7 and the Chairman and
Congressional confirmation, thus: Commissioners of the Commission on Audit; 8 (2) those
officers whose appointments are not otherwise provided
Sec. 16. The President shall nominate and, with the consent for by law; (3) those whom he may be authorized by law to
of the Commission on Appointments, appoint the heads of appoint; and (4) officers lower in rank whose
the executive departments, ambassadors, other public appointments the Congress may vest in the President
ministers and consuls, or officers of the armed forces from alone.
the rank of colonel or naval captain, and other officers
whose appointments are vested in him in this Constitution. But like Justice Cruz in his dissent, I too am aware that
He shall also appoint all other officers of the Government authors of the fundamental law have written a "rather
whose appointments are not otherwise provided for by confused Constitution" 9 with respect, to a large extent, to
law, and those whom he may be authorized by law to its other parts, and with respect, to a certain extent, to the
appointing clause itself, in the sense that it leaves us for And then, the cycle of checks and balances pervading the
instance, with the incongruous situation where a consul's Constitution is a sword that cuts both ways. In a very real
appointment needs confirmation whereas that of sense, the power of appointment constitutes a check
Undersecretary of Foreign against legislative authority. In Springer v. Philippine
Islands, 17 we are told that "Congress may not control the
Affairs, his superior, does not. But the Idiosyncracies, as it law enforcement process by retaining a power to appoint
were, of the Charter is not for us to judge. That is a question the individual who will execute the laws." 18 This is so,
addressed to the electorate, and who, despite those according to one authority, because "the appointments
"eccentricities," have stamped their approval on that clause, rather than 'merely dealing with etiquette or
Charter. "The Court," avers the majority, "will thus construe protocol,' seeks to preserve an executive check upon
the applicable constitutional provisions, not in accordance legislative authority in the interest of avoiding an undue
with how the executive or the legislative department may concentration of power in Congress. " 19
want them construed, but in accordance with what they say
and provide." 10 The President has sworn to "execute [the] laws. 20 For that
matter, no other department of the Government may
It must be noted that the appointment of public officials is discharge that function, least of all Congress. Accordingly, a
essentially an exercise of executive power. 11 The fact that statute conferring upon a commission the responsibility of
the Constitution has provided for a Commission on administering that very legislation and whose members
Appointments does not minimize the extent of such a have been determined therein, has been held to be
power, much less, make it a shared executive-legislative repugnant to the Charter. 21 Execution of the laws, it was
prerogative. In Concepcion v. Paredes, we stated in no held, is the concern of the President, and in going about this
uncertain terms that "[a]ppointment to office is business, he acts by himself or through his men and
intrinsically an executive act involving the exercise of women, and no other.
discretion." 12 Springer v. Philippine Islands 13 on the
other hand, underscored the fact that while the legislature The President, on the other hand, cannot remove his own
may create a public office, it cannot name the official to appointees "except for cause provided by law." 22
discharge the functions appurtenant thereto. And while it Parenthetically, this represents a deviation from the rule
may prescribe the qualifications therefor, it cannot prevailing in American jurisdiction that "the power of
circumscribe such qualifications, which would unduly removal . . . [is] incident to the power of appointment, 23
narrow the President's choice. In that event, it is as if it is although this has since been tempered in a subsequent
the legislature itself conferring the appointment. case, 24 where it was held that the President may remove
only "purely executive officers, 25 that is, officers holding
Thus, notwithstanding the existence of a Commission on office at his pleasure. In Ingles v. Mutuc, 26 this Court held
Appointments, the Chief Executive retains his supremacy as that the President may remove incumbents of offices
the appointing authority. In case of doubt, the same should confidential in nature, but we likewise made clear that in
be resolved in favor of the appointing power. such a case, the incumbent is not "removed" within the
meaning of civil service laws, but that his term merely
It is the essence of a republican form of government, like expires.
ours, that "[e]ach department of the government has
exclusive cognizance of matters within its jurisdiction." 14 It is to be observed, indeed, that the Commission on
But like all genuine republican systems, no power is Appointments, as constituted under the 1987 Constitution,
absolutely separate from the other. For republicanism is itself subject to some check. Under the Charter, "[tlhe
operates on a process of checks and balances as well, not Commission shall act on all appointments submitted to it
only to guard against excesses by one branch, but more within thirty session days of the Congress from their
importantly, "to secure coordination in the workings of the submission. 27 Accordingly, the failure of the Commission to
various departments of the government." 15 Viewed in that either consent or not consent to the appointments
light, the Commission on Appointments acts as a restraint preferred before it within the prescribed period results in a
against abuse of the appointing authority, but not as a de facto confirmation thereof
means with which to hold the Chief Executive hostage by a
possibly hostile Congress, an unhappy lesson as the Certainly, our founding fathers have fashioned a
majority notes, in our history under the regime of the 1935 Constitution where the boundaries of power are blurred by
Constitution. the predominance of checks and counterchecks, yet amid
such a rubble of competing powers emerges a structure
The system of checks and balances is not peculiar to the whose parts are at times jealous of each other, but which
provision on appointments. The prohibition, for instance, are ultimately necessary in assuring a dynamic, but stable,
against the enactment of a bill of attainder operates as a society. As Mr. Justice Holmes had so elegantly articulated:
bar against legislative encroachment upon both judicial and
executive domains, since the determination of guilt and xxx xxx xxx
punishment of the guilty address judicial and executive
functions, respective y. 16
The great ordinances of the Constitution do not establish appointees. But should such appointees forfeit the
and divide fields of black and white. Even the more specific confidence of the assembly, they are, by tradition, required
of them are found to terminate in a penumbra shading to resign, unless they should otherwise have been removed
gradually from one extreme to the other. ... When we come by the Prime Minister. 31 In effect, it is parliament itself that
to the fundamental distinctions it is still more obvious that "approves" such appointments. Unfortunately, supervening
they must be received with a certain latitude or our events forestalled our parliamentary experiment, and
government could not go on. beginning with the 1976 amendments and some 140 or so
amendments thereafter, we had reverted to the
xxx xxx xxx presidential form, 32 without provisions for a commission
on appointments.
It does not seem to need argument to show that however
we may disguise it by veiling words we do not and cannot In fine, while Presidential appointments, under the first
carry out the distinction between legislative and executive sentence of Section 16, of Article VII of the present
action with mathematical precision and divide the Constitution, must pass prior Congressional scrutiny, it is a
branches into watertight compartments, were it ever so test that operates as a mere safeguard against abuse with
desirable to do so, which I am far from believing that it is, respect to those appointments. It does not accord Congress
or that the Constitution requires. 28 any more than the power to check, but not to deny, the
Chief Executive's appointing power or to supplant his
xxx xxx xxx appointees with its own. It is but an exception to the rule.
In limiting the Commission's scope of authority, compared
to that under the 1935 Constitution, I believe that the 1987
We are furthermore told: Constitution has simply recognized the reality of that
exception.
xxx xxx xxx
GUTIERREZ, JR., J., dissenting:
... (I)t will be vital not to forget that all of these "checks and
counterpoises, which Newton might readily have I join Justice Isagani A. Cruz in his dissent. I agree that the
recognized as suggestive of the mechanism of the heavens," Constitution, as the supreme law of the land, should never
(W. Wilson, Constitutional Government in the United States have any of its provisions interpreted in a manner that
56 (1908)] can represent only the scaffolding of a far more results in absurd or irrational consequences.
subtle "vehicle of life (Id. at 192: "The Constitution cannot
be regarded as a mere legal document, to be read as a will
or a contract would be. It must, of the necessity of the case, The Commission on Appointments is an important
be a vehicle of life.") The great difficulty of any theory less constitutional body which helps give fuller expression to
rich, Woodrow Wilson once warned, "is that government is the principles inherent in our presidential system of
not a machine, but a living thing. It falls, not under the government. Its functions cannot be made innocuous or
theory of the universe, but under the theory of organic life. unreasonably diminished to the confirmation of a limited
It is accountable to Darwin, not to Newton. It is . . . shaped number of appointees. In the same manner that the
to its functions by the sheer pressure of life. No living thing President shares in the enactment of laws which govern the
can have its organs offset against each other as checks, and nation, the legislature, through its Commission on
five." (Id. at 56.) Yet because no complex society can have Appointments, gives assurance that only those who can
its centers of power not "offset against each other as pass the scrutiny of both the President and Congress will
checks," and resist tyranny, the Model of Separated and help run the country as officers holding high appointive
Divided Powers offers continuing testimony to the undying positions. The third sentence of the first paragraph — " ...
dilemmas of progress and justice. 29 The Congress may, by law, vest the appointment of other
officers lower in rank in the President alone, in the courts,
or in the heads of departments, agencies, commissions, or
xxx xxx xxx boards." — specifies only "officers lower in rank" as those
who may, by law, be appointed by the President alone. If as
As a closing observation, I wish to clear the impression that expounded in the majority opinion, only the limited
the 1973 Constitution deliberately denied the legislature number of officers in the first sentence of Section 16
(the National Assembly under the 1971 draft Constitution) require confirmation, the clear intent of the third sentence
the power to check executive appointments, and hence, is lost. In fact both the second and third sentences become
granted the President absolute appointing power. 30 As a meaningless or superfluous. Superfluity is not to be read
delegate to, and Vice-President of, the ill-fated 1971 into such an important part of the Constitution.
Constitutional Convention, and more so as the presiding
officer of most of its plenary session, I am aware that the I agree with the intervenor that all provisions of the
Convention did not provide for a commission on Constitution on appointments must be read together. In
appointments on the theory that the Prime Minister, the providing for the appointment of members of the Supreme
head of the Government and the sole appointing power, Court and judges of lower courts (Section 9, Article VIII),
was himself a member of parliament. For this reason, there the Ombudsman and his deputies (Section 9, Article XI), the
was no necessity for a separate body to scrutinize his
Vice President as a member of cabinet (Section 3, Article I do not think these discrepancies were intended by the
VII) and, of course, those who by law the President alone framers as they would lead to the absurd consequences we
may appoint, the Constitution clearly provides no need for should avoid in interpreting the Constitution.
confirmation. This can only mean that all other
appointments need confirmation. Where there is no need There is no question that bureau directors are not required
for confirmation or where there is an alternative process to to be confirmed under the first sentence of Section 16, but
confirmation, the Constitution expressly so declares. that is not the provision we ought to interpret. It is the
Without such a declaration, there must be confirmation. second sentence we must understand for a proper
resolution of the issues now before us. Significantly,
The 1973 Constitution dispensed with confirmation by a although there was a long discussion of the first sentence in
Commission on Appointments because the government it the Constitutional Commission, there is none cited on the
set up was supposed to be a parliamentary one. The Prime second sentence either in the Solicitor-General's comment
Minister, as head of government, was constantly or in the majority opinion. We can therefore only speculate
accountable to the legislature. In our presidential system, on the correct interpretation of this provision in the light of
the interpretation which Justice Cruz and myself espouse, the first and third sentences of Section 16 or by reading
is more democratic and more in keeping with the system of this section in its totality.
government organized under the Constitution.
The majority opinion says that the second sentence is the
I, therefore vote to grant the petition. exception to the first sentence and holds that the two sets
of officers specified therein may be appointed by the
CRUZ, J., dissenting: President without the concurrence of the Commission on
Appointments. This interpretation is pregnant with
The view of the respondent, as adopted by the majority mischievous if not also ridiculous results that presumably
opinion, is briefly as follows: Confirmation is required only were not envisioned by the framers.
for the officers mentioned in the first sentence of Section
16, to wit: (1) the heads of the executive departments; (2) One may wonder why it was felt necessary to include the
ambassadors, other public ministers and consuls; (3) second sentence at all, considering the majority opinion
officers of the armed forces from the rank of colonel or that the enumeration in the first sentence of the officers
naval captain; and (4) other officers whose appointments subject to confirmation is exclusive on the basis of
are vested in the President in the Constitution. No expressio unius est exclusio alterius. If that be so, the first
confirmation is required under the second sentence for (1) sentence would have been sufficient by itself to convey the
all other officers whose appointments are not otherwise Idea that all other appointees of the President would not
provided for by law, and (2) those whom the President may need confirmation.
be authorized by law to appoint. Neither is confirmation
required by the third sentence for those other officers One may also ask why, if the officers mentioned in the
lower in rank whose appointment is vested by law in the second sentence do not need confirmation, it was still felt
President alone. necessary to provide in the third sentence that the
appointment of the other officers lower in rank will also
Following this interpretation, the Undersecretary of not need confirmation as long as their appointment is
Foreign Affairs, who is not the head of his department, does vested by law in the President alone. The third sentence
not have to be confirmed by the Commission on would appear to be superfluous, too, again in view of the
Appointments, but the ordinary consul, who is under his first sentence.
jurisdiction, must be confirmed. The colonel is by any
standard lower in rank than the Chairman of the More to the point, what will follow if Congress does not see
Commission on Human Rights, which was created by the fit to vest in the President alone the appointment of those
Constitution; yet the former is subject to confirmation but other officers lower in rank mentioned in the third
the latter is not because he does not come under the first sentence? Conformably to the language thereof, these
sentence. The Special Prosecutor, whose appointment is lower officers will need the confirmation of the
not vested by the Constitution in the President, is not Commission on Appointments while, by contrast, the
subject to confirmation under the first sentence, and higher officers mentioned in the second sentence will not.
neither are the Governor of the Central Bank and the
members of the Monetary Board because they fall under Thus, a regional director in the Department of Labor and
the second sentence as interpreted by the majority opinion. the labor arbiters, as officers lower in rank than the bureau
Yet in the case of the multi-sectoral members of the director, will have to be confirmed if the Congress does not
regional consultative commission, whose appointment is vest their appointment in the President alone under the
vested by the Constitution in the President under Article X, third sentence. On the other hand, their superior, the
Section 18, their confirmation is required although their bureau director himself, will not need to be confirmed
rank is decidedly lower. because, according to the majority opinion, he falls not
under the first sentence but the second. This is carefulness
in reverse, like checking the bridesmaids but forgetting the I need only add that the records of the Constitutional
bride. Commission are merely extrinsic aids and are at best
persuasive only and not necessarily conclusive.
It must be borne in mind that one of the purposes of the Interestingly, some quarters have observed that the
Constitutional Commission was to restrict the powers of Congress is not prevented from adding to the list of officers
the Presidency and so prevent the recurrence of another subject to confirmation by the Commission on
dictatorship. Among the many measures taken was the Appointments and cite the debates on this matter in
restoration of the Commission on Appointments to check support of this supposition. It is true enough that there was
the appointing power which had been much abused by such a consensus, but it is equally true that this thinking is
President Marcos. We are now told that even as this body not at all expressed, or even only implied, in the language
was revived to limit appointments, the scope of its original of Section 16 of Article VII. Which should prevail then the
authority has itself been limited in the new Constitution. I provision as worded or the debates?
have to disagree.
It is not disputed that the power of appointment is
My own reading is that the second sentence is but a executive in nature, but there is no question either that it is
continuation of the Idea expressed in the first sentence and not absolute or unlimited. The rule re- established by the
simply mentions the other officers appointed by the new Constitution is that the power requires confirmation
President who are also subject to confirmation. The second by the Commission on Appointments as a restraint on
sentence is the later expression of the will of the framers presidential excesses, in line with the system of checks and
and so must be interpreted as complementing the rule balances. I submit it is the exception to this rule, and not
embodied in the first sentence or, if necessary, reversing the rule, that should be strictly construed.
the original intention to exempt bureau directors from
confirmation. I repeat that there were no debates on this In my view, the only officers appointed by the President
matter as far as I know, which simply means that my who are not subject to confirmation by the Commission on
humble conjecture on the meaning of Section 16 is as Appointments are (1) the members of the judiciary and the
arguable, at least, as the suppositions of the majority. We Ombudsman and his deputies, who are nominated by the
read and rely on the same records. At any rate, this view is Judicial and Bar Council; (2) the Vice-President when he is
more consistent with the general purpose of Article VII, appointed to the Cabinet; and (3) "other officers lower in
which, to repeat, was to reduce the powers of the rank," but only when their appointment is vested by law in
Presidency. the President alone. It is clear that this enumeration does
not include the respondent Commissioner of Customs who,
The respondent cites the following exchange reported in while not covered by the first sentence of Section 16, comes
page 520, Volume II, of the Record of the Constitutional under the second sentence thereof as I would interpret it
Convention: and so is also subject to confirmation.
Mr. Foz: Madam President, this is the third proposed I vote to grant the petition.
amendment on page 7, line 28, 1 propose to put a period (.)
after 'captain' and on line 29, delete 'and all' and substitute
it with HE SHALL ALSO APPOINT ANY.
Mr. Regalado: Madam President, the Committee accepts the
proposed amendment because it makes it clear that those Separate Opinions
other officers mentioned therein do not have to be
confirmed by the Commission on Appointments. TEEHANKEE, C.J., concurring:
However, the records do not show what particular part of The Court has deemed it necessary and proper, in
Section 16 the committee chairman was referring to, and a consonance with its constitutional duty, to adjudicate
reading in its entirety of this particular debate will suggest promptly the issue at bar and to rule that the direct
that the body was considering the first sentence of the said appointment of respondent Salvador Mison as
section, which I reiterate is not the controversial provision. Commissioner of the Bureau of Customs (without need of
In any case, although the excerpt shows that the proposed submitting a prior nomination to the Commission on
amendment of Commissioner Foz was accepted by the Appointments and securing its confirmation) is valid and in
committee, it is not reflected, curiously enough, in the final accordance with the President's constitutional authority to
version of Section 16 as a perusal thereof will readily so appoint officers of the Government as defined in Article
reveal. Whether it was deleted later in the session or VII, section 16 of the 1987 Constitution. The paramount
reworded by the style committee or otherwise replaced for public interest and the exigencies of the public service
whatever reason will need another surmise on this rather demand that any doubts over the validity of such
confused Constitution. appointments be resolved expeditiously in the test case at
bar.
It should be noted that the Court's decision at bar does not "appoints" the officials enumerated. The second sentence,
mention nor deal with the Manifestation of December 1, however, significantly uses only the term "appoint" all
1987 filed by the intervenor that Senate Bill No. 137 other officers of the Government whose appointments are
entitled "An Act Providing For the Confirmation By the not otherwise provided for by law, and those whom he may
Commission on Appointments of All Nominations and be authorized by law to appoint. Deliberately eliminated
Appointments Made by the President of the Philippines" was any reference to nomination.
was passed on 23 October 1987 and was "set for perusal by
the House of Representatives. " This omission has been Thus, the intent of the framers of the Constitution to
deliberate. The Court has resolved the case at bar on the exclude the appointees mentioned in the second sentence
basis of the issues joined by the parties. The contingency of from confirmation by the Commission on Appointments is,
approval of the bill mentioned by intervenor clearly has no to my mind, quite clear. So also is the fact that the term
bearing on and cannot affect retroactively the validity of "appoint" used in said sentence was not meant to include
the direct appointment of respondent Mison and other the three distinct acts in the appointing process, namely,
appointees similarly situated as in G.R. No. 80071, "Alex G. nomination, appointment, and commission. For if that were
Almario vs. Hon. Miriam Defensor- Santiago." The Court the intent, the same terminologies in the first sentence
does not deal with constitutional questions in the abstract could have been easily employed.
and without the same being properly raised before it in a
justiciable case and after thorough discussion of the There should be no question either that the participation of
various points of view that would enable it to render the Commission on Appointments in the appointment
judgment after mature deliberation. As stressed at the process has been deliberately decreased in the 1987
hearing of December 8, 1987, any discussion of the Constitution compared to that in the 1935 Constitution,
reported bill and its validity or invalidity is premature and which required that all presidential appointments be with
irrelevant and outside the scope of the issues resolved in the consent of the Commission on Appointments.
the case at bar.
The interpretation given by the majority may, indeed, lead
MELENCIO-HERRERA, J., concurring: to some incongruous situations as stressed in the
dissenting opinion of Justice Cruz. The remedy therefor
I concur with the majority opinion and with the concurring addresses itself to the future. The task of constitutional
opinion of Justice Sarmiento, and simply wish to add my construction is to ascertain the intent of the framers of the
own reading of the Constitutional provision involved. Constitution and thereafter to assure its realization (J.M.
Tuason & Co., Inc. vs. Land Tenure Administration, G.R. No.
Section 16, Article VII, of the 1987 Constitution provides: 21064, February 18, 1970, 31 SCRA 413). And the primary
source from which to ascertain constitutional intent is the
The President shall nominate and, with the consent of the language of the Constitution itself.
Commission on Appointments, appoint the heads of the
executive departments, ambassadors, other public SARMIENTO, J., concurring:
ministers and consuls, or officers of the armed forces from
the rank of colonel or naval captain, and other officers I concur. It is clear from the Constitution itself that not all
whose appointments are vested in him in this Constitution. Presidential appointments are subject to prior
Congressional confirmation, thus:
He shall also appoint all other officers of the Government
whose appointments are not otherwise provided for by Sec. 16. The President shall nominate and, with the consent
law, and those whom he may be authorized by law to of the Commission on Appointments, appoint the heads of
appoint. the executive departments, ambassadors, other public
ministers and consuls, or officers of the armed forces from
The Congress may, by law, vest the appointment of other the rank of colonel or naval captain, and other officers
officers lower in rank in the President alone, in the courts, whose appointments are vested in him in this Constitution.
or in the heads of the departments, agencies, commissions He shall also appoint all other officers of the Government
or boards. whose appointments are not otherwise provided for by
law, and those whom he may be authorized by law to
The President shall have the power to make appointments appoint. The Congress may, by law, vest the appointment of
during the recess of the Congress, whether voluntary or other officers lower in rank in the President alone, in the
compulsory, but such appointments shall be effective only courts, or in the heads of departments, agencies,
until disapproval by the Commission on Appointments or commissions, or boards.
until the next adjournment of the Congress (Emphasis and
1st three paragraphings, supplied). The President shall have the power to make appointments
during recess of the Congress, whether voluntary or
The difference in language used is significant. Under the compulsory, but such appointment shall be effective only
first sentence it is clear that the President "nominates" and until disapproval by the Commission on Appointments or
with the consent of the Commission on Appointments until the next adjournment of the Congress. 1
By its plain language, the Constitution has intended that with how the executive or the legislative department may
only those grouped under the first sentence are required to want them construed, but in accordance with what they say
undergo a consenting process. This is a significant and provide." 10
departure from the procedure set forth in the 1935
Charter: It must be noted that the appointment of public officials is
essentially an exercise of executive power. 11 The fact that
(3) The President shall nominate and with the consent of the Constitution has provided for a Commission on
the Commission on Appointments, shall appoint the heads Appointments does not minimize the extent of such a
of the executive departments and bureaus, officers of the power, much less, make it a shared executive-legislative
Army from the rank of colonel, of the Navy and Air Forces prerogative. In Concepcion v. Paredes, we stated in no
from the rank of captain to commander, and all other uncertain terms that "[a]ppointment to office is
officers of the Government whose appointments are not intrinsically an executive act involving the exercise of
herein otherwise provided for, and those whom he may be discretion." 12 Springer v. Philippine Islands 13 on the
authorized by law to appoint; but the Congress may by law other hand, underscored the fact that while the legislature
vest the appointment of inferior officers, in the President may create a public office, it cannot name the official to
alone, in the courts, or in the heads of departments. 2 discharge the functions appurtenant thereto. And while it
may prescribe the qualifications therefor, it cannot
under which, as noted by the majority, "almost all circumscribe such qualifications, which would unduly
presidential appointments required the consent narrow the President's choice. In that event, it is as if it is
(confirmation) of the Commission on Appointments. 3 As the legislature itself conferring the appointment.
far as the present Charter is concerned, no extrinsic aid is
necessary to ascertain its meaning. Had its framers Thus, notwithstanding the existence of a Commission on
intended otherwise, that is to say, to require all Appointments, the Chief Executive retains his supremacy as
Presidential appointments clearance from the Commission the appointing authority. In case of doubt, the same should
on Appointments, they could have simply reenacted the be resolved in favor of the appointing power.
Constitution's 1935 counterpart. 4
It is the essence of a republican form of government, like
I agree that the present Constitution classifies four types of ours, that "[e]ach department of the government has
appointments that the President may make: (1) exclusive cognizance of matters within its jurisdiction." 14
appointments of heads of executive departments, But like all genuine republican systems, no power is
ambassadors, other public ministers and consuls, or absolutely separate from the other. For republicanism
officers of the armed forces from the rank of colonel or operates on a process of checks and balances as well, not
naval captain, and those of other officers whose only to guard against excesses by one branch, but more
appointments are vested in him under the Constitution, importantly, "to secure coordination in the workings of the
including the regular members of the Judicial and Bar various departments of the government." 15 Viewed in that
Council, 5 the Chairman and Commissioners of the Civil light, the Commission on Appointments acts as a restraint
Service Commission, 6 the Chairman and Commissioners of against abuse of the appointing authority, but not as a
the Commission on Elections, 7 and the Chairman and means with which to hold the Chief Executive hostage by a
Commissioners of the Commission on Audit; 8 (2) those possibly hostile Congress, an unhappy lesson as the
officers whose appointments are not otherwise provided majority notes, in our history under the regime of the 1935
for by law; (3) those whom he may be authorized by law to Constitution.
appoint; and (4) officers lower in rank whose
appointments the Congress may vest in the President The system of checks and balances is not peculiar to the
alone. provision on appointments. The prohibition, for instance,
against the enactment of a bill of attainder operates as a
But like Justice Cruz in his dissent, I too am aware that bar against legislative encroachment upon both judicial and
authors of the fundamental law have written a "rather executive domains, since the determination of guilt and
confused Constitution" 9 with respect, to a large extent, to punishment of the guilty address judicial and executive
its other parts, and with respect, to a certain extent, to the functions, respective y. 16
appointing clause itself, in the sense that it leaves us for
instance, with the incongruous situation where a consul's And then, the cycle of checks and balances pervading the
appointment needs confirmation whereas that of Constitution is a sword that cuts both ways. In a very real
Undersecretary of Foreign sense, the power of appointment constitutes a check
against legislative authority. In Springer v. Philippine
Affairs, his superior, does not. But the Idiosyncracies, as it Islands, 17 we are told that "Congress may not control the
were, of the Charter is not for us to judge. That is a question law enforcement process by retaining a power to appoint
addressed to the electorate, and who, despite those the individual who will execute the laws." 18 This is so,
"eccentricities," have stamped their approval on that according to one authority, because "the appointments
Charter. "The Court," avers the majority, "will thus construe clause, rather than 'merely dealing with etiquette or
the applicable constitutional provisions, not in accordance protocol,' seeks to preserve an executive check upon
legislative authority in the interest of avoiding an undue It does not seem to need argument to show that however
concentration of power in Congress. " 19 we may disguise it by veiling words we do not and cannot
carry out the distinction between legislative and executive
The President has sworn to "execute [the] laws. 20 For that action with mathematical precision and divide the
matter, no other department of the Government may branches into watertight compartments, were it ever so
discharge that function, least of all Congress. Accordingly, a desirable to do so, which I am far from believing that it is,
statute conferring upon a commission the responsibility of or that the Constitution requires. 28
administering that very legislation and whose members
have been determined therein, has been held to be xxx xxx xxx
repugnant to the Charter. 21 Execution of the laws, it was
held, is the concern of the President, and in going about this We are furthermore told:
business, he acts by himself or through his men and
women, and no other. xxx xxx xxx
The President, on the other hand, cannot remove his own ... (I)t will be vital not to forget that all of these "checks and
appointees "except for cause provided by law." 22 counterpoises, which Newton might readily have
Parenthetically, this represents a deviation from the rule recognized as suggestive of the mechanism of the heavens,"
prevailing in American jurisdiction that "the power of (W. Wilson, Constitutional Government in the United States
removal . . . [is] incident to the power of appointment, 23 56 (1908)] can represent only the scaffolding of a far more
although this has since been tempered in a subsequent subtle "vehicle of life (Id. at 192: "The Constitution cannot
case, 24 where it was held that the President may remove be regarded as a mere legal document, to be read as a will
only "purely executive officers, 25 that is, officers holding or a contract would be. It must, of the necessity of the case,
office at his pleasure. In Ingles v. Mutuc, 26 this Court held be a vehicle of life.") The great difficulty of any theory less
that the President may remove incumbents of offices rich, Woodrow Wilson once warned, "is that government is
confidential in nature, but we likewise made clear that in not a machine, but a living thing. It falls, not under the
such a case, the incumbent is not "removed" within the theory of the universe, but under the theory of organic life.
meaning of civil service laws, but that his term merely It is accountable to Darwin, not to Newton. It is . . . shaped
expires. to its functions by the sheer pressure of life. No living thing
can have its organs offset against each other as checks, and
It is to be observed, indeed, that the Commission on five." (Id. at 56.) Yet because no complex society can have
Appointments, as constituted under the 1987 Constitution, its centers of power not "offset against each other as
is itself subject to some check. Under the Charter, "[tlhe checks," and resist tyranny, the Model of Separated and
Commission shall act on all appointments submitted to it Divided Powers offers continuing testimony to the undying
within thirty session days of the Congress from their dilemmas of progress and justice. 29
submission. 27 Accordingly, the failure of the Commission to
either consent or not consent to the appointments xxx xxx xxx
preferred before it within the prescribed period results in a
de facto confirmation thereof
As a closing observation, I wish to clear the impression that
the 1973 Constitution deliberately denied the legislature
Certainly, our founding fathers have fashioned a (the National Assembly under the 1971 draft Constitution)
Constitution where the boundaries of power are blurred by the power to check executive appointments, and hence,
the predominance of checks and counterchecks, yet amid granted the President absolute appointing power. 30 As a
such a rubble of competing powers emerges a structure delegate to, and Vice-President of, the ill-fated 1971
whose parts are at times jealous of each other, but which Constitutional Convention, and more so as the presiding
are ultimately necessary in assuring a dynamic, but stable, officer of most of its plenary session, I am aware that the
society. As Mr. Justice Holmes had so elegantly articulated: Convention did not provide for a commission on
appointments on the theory that the Prime Minister, the
xxx xxx xxx head of the Government and the sole appointing power,
was himself a member of parliament. For this reason, there
The great ordinances of the Constitution do not establish was no necessity for a separate body to scrutinize his
and divide fields of black and white. Even the more specific appointees. But should such appointees forfeit the
of them are found to terminate in a penumbra shading confidence of the assembly, they are, by tradition, required
gradually from one extreme to the other. ... When we come to resign, unless they should otherwise have been removed
to the fundamental distinctions it is still more obvious that by the Prime Minister. 31 In effect, it is parliament itself that
they must be received with a certain latitude or our "approves" such appointments. Unfortunately, supervening
government could not go on. events forestalled our parliamentary experiment, and
beginning with the 1976 amendments and some 140 or so
xxx xxx xxx amendments thereafter, we had reverted to the
presidential form, 32 without provisions for a commission
on appointments.
In fine, while Presidential appointments, under the first set up was supposed to be a parliamentary one. The Prime
sentence of Section 16, of Article VII of the present Minister, as head of government, was constantly
Constitution, must pass prior Congressional scrutiny, it is a accountable to the legislature. In our presidential system,
test that operates as a mere safeguard against abuse with the interpretation which Justice Cruz and myself espouse,
respect to those appointments. It does not accord Congress is more democratic and more in keeping with the system of
any more than the power to check, but not to deny, the government organized under the Constitution.
Chief Executive's appointing power or to supplant his
appointees with its own. It is but an exception to the rule. I, therefore vote to grant the petition.
In limiting the Commission's scope of authority, compared
to that under the 1935 Constitution, I believe that the 1987 CRUZ, J., dissenting:
Constitution has simply recognized the reality of that
exception.
The view of the respondent, as adopted by the majority
opinion, is briefly as follows: Confirmation is required only
GUTIERREZ, JR., J., dissenting: for the officers mentioned in the first sentence of Section
16, to wit: (1) the heads of the executive departments; (2)
I join Justice Isagani A. Cruz in his dissent. I agree that the ambassadors, other public ministers and consuls; (3)
Constitution, as the supreme law of the land, should never officers of the armed forces from the rank of colonel or
have any of its provisions interpreted in a manner that naval captain; and (4) other officers whose appointments
results in absurd or irrational consequences. are vested in the President in the Constitution. No
confirmation is required under the second sentence for (1)
The Commission on Appointments is an important all other officers whose appointments are not otherwise
constitutional body which helps give fuller expression to provided for by law, and (2) those whom the President may
the principles inherent in our presidential system of be authorized by law to appoint. Neither is confirmation
government. Its functions cannot be made innocuous or required by the third sentence for those other officers
unreasonably diminished to the confirmation of a limited lower in rank whose appointment is vested by law in the
number of appointees. In the same manner that the President alone.
President shares in the enactment of laws which govern the
nation, the legislature, through its Commission on Following this interpretation, the Undersecretary of
Appointments, gives assurance that only those who can Foreign Affairs, who is not the head of his department, does
pass the scrutiny of both the President and Congress will not have to be confirmed by the Commission on
help run the country as officers holding high appointive Appointments, but the ordinary consul, who is under his
positions. The third sentence of the first paragraph — " ... jurisdiction, must be confirmed. The colonel is by any
The Congress may, by law, vest the appointment of other standard lower in rank than the Chairman of the
officers lower in rank in the President alone, in the courts, Commission on Human Rights, which was created by the
or in the heads of departments, agencies, commissions, or Constitution; yet the former is subject to confirmation but
boards." — specifies only "officers lower in rank" as those the latter is not because he does not come under the first
who may, by law, be appointed by the President alone. If as sentence. The Special Prosecutor, whose appointment is
expounded in the majority opinion, only the limited not vested by the Constitution in the President, is not
number of officers in the first sentence of Section 16 subject to confirmation under the first sentence, and
require confirmation, the clear intent of the third sentence neither are the Governor of the Central Bank and the
is lost. In fact both the second and third sentences become members of the Monetary Board because they fall under
meaningless or superfluous. Superfluity is not to be read the second sentence as interpreted by the majority opinion.
into such an important part of the Constitution. Yet in the case of the multi-sectoral members of the
regional consultative commission, whose appointment is
I agree with the intervenor that all provisions of the vested by the Constitution in the President under Article X,
Constitution on appointments must be read together. In Section 18, their confirmation is required although their
providing for the appointment of members of the Supreme rank is decidedly lower.
Court and judges of lower courts (Section 9, Article VIII),
the Ombudsman and his deputies (Section 9, Article XI), the I do not think these discrepancies were intended by the
Vice President as a member of cabinet (Section 3, Article framers as they would lead to the absurd consequences we
VII) and, of course, those who by law the President alone should avoid in interpreting the Constitution.
may appoint, the Constitution clearly provides no need for
confirmation. This can only mean that all other There is no question that bureau directors are not required
appointments need confirmation. Where there is no need to be confirmed under the first sentence of Section 16, but
for confirmation or where there is an alternative process to that is not the provision we ought to interpret. It is the
confirmation, the Constitution expressly so declares. second sentence we must understand for a proper
Without such a declaration, there must be confirmation. resolution of the issues now before us. Significantly,
although there was a long discussion of the first sentence in
The 1973 Constitution dispensed with confirmation by a the Constitutional Commission, there is none cited on the
Commission on Appointments because the government it second sentence either in the Solicitor-General's comment
or in the majority opinion. We can therefore only speculate My own reading is that the second sentence is but a
on the correct interpretation of this provision in the light of continuation of the Idea expressed in the first sentence and
the first and third sentences of Section 16 or by reading simply mentions the other officers appointed by the
this section in its totality. President who are also subject to confirmation. The second
sentence is the later expression of the will of the framers
The majority opinion says that the second sentence is the and so must be interpreted as complementing the rule
exception to the first sentence and holds that the two sets embodied in the first sentence or, if necessary, reversing
of officers specified therein may be appointed by the the original intention to exempt bureau directors from
President without the concurrence of the Commission on confirmation. I repeat that there were no debates on this
Appointments. This interpretation is pregnant with matter as far as I know, which simply means that my
mischievous if not also ridiculous results that presumably humble conjecture on the meaning of Section 16 is as
were not envisioned by the framers. arguable, at least, as the suppositions of the majority. We
read and rely on the same records. At any rate, this view is
One may wonder why it was felt necessary to include the more consistent with the general purpose of Article VII,
second sentence at all, considering the majority opinion which, to repeat, was to reduce the powers of the
that the enumeration in the first sentence of the officers Presidency.
subject to confirmation is exclusive on the basis of
expressio unius est exclusio alterius. If that be so, the first The respondent cites the following exchange reported in
sentence would have been sufficient by itself to convey the page 520, Volume II, of the Record of the Constitutional
Idea that all other appointees of the President would not Convention:
need confirmation.
Mr. Foz: Madam President, this is the third proposed
One may also ask why, if the officers mentioned in the amendment on page 7, line 28, 1 propose to put a period (.)
second sentence do not need confirmation, it was still felt after 'captain' and on line 29, delete 'and all' and substitute
necessary to provide in the third sentence that the it with HE SHALL ALSO APPOINT ANY.
appointment of the other officers lower in rank will also
not need confirmation as long as their appointment is Mr. Regalado: Madam President, the Committee accepts the
vested by law in the President alone. The third sentence proposed amendment because it makes it clear that those
would appear to be superfluous, too, again in view of the other officers mentioned therein do not have to be
first sentence. confirmed by the Commission on Appointments.
More to the point, what will follow if Congress does not see However, the records do not show what particular part of
fit to vest in the President alone the appointment of those Section 16 the committee chairman was referring to, and a
other officers lower in rank mentioned in the third reading in its entirety of this particular debate will suggest
sentence? Conformably to the language thereof, these that the body was considering the first sentence of the said
lower officers will need the confirmation of the section, which I reiterate is not the controversial provision.
Commission on Appointments while, by contrast, the In any case, although the excerpt shows that the proposed
higher officers mentioned in the second sentence will not. amendment of Commissioner Foz was accepted by the
committee, it is not reflected, curiously enough, in the final
Thus, a regional director in the Department of Labor and version of Section 16 as a perusal thereof will readily
the labor arbiters, as officers lower in rank than the bureau reveal. Whether it was deleted later in the session or
director, will have to be confirmed if the Congress does not reworded by the style committee or otherwise replaced for
vest their appointment in the President alone under the whatever reason will need another surmise on this rather
third sentence. On the other hand, their superior, the confused Constitution.
bureau director himself, will not need to be confirmed
because, according to the majority opinion, he falls not I need only add that the records of the Constitutional
under the first sentence but the second. This is carefulness Commission are merely extrinsic aids and are at best
in reverse, like checking the bridesmaids but forgetting the persuasive only and not necessarily conclusive.
bride. Interestingly, some quarters have observed that the
Congress is not prevented from adding to the list of officers
It must be borne in mind that one of the purposes of the subject to confirmation by the Commission on
Constitutional Commission was to restrict the powers of Appointments and cite the debates on this matter in
the Presidency and so prevent the recurrence of another support of this supposition. It is true enough that there was
dictatorship. Among the many measures taken was the such a consensus, but it is equally true that this thinking is
restoration of the Commission on Appointments to check not at all expressed, or even only implied, in the language
the appointing power which had been much abused by of Section 16 of Article VII. Which should prevail then the
President Marcos. We are now told that even as this body provision as worded or the debates?
was revived to limit appointments, the scope of its original
authority has itself been limited in the new Constitution. I It is not disputed that the power of appointment is
have to disagree. executive in nature, but there is no question either that it is
not absolute or unlimited. The rule re- established by the After his nomination was confirmed by the Commission on
new Constitution is that the power requires confirmation Appointments, the President appointed him Secretary of
by the Commission on Appointments as a restraint on Foreign Affairs.
presidential excesses, in line with the system of checks and
balances. I submit it is the exception to this rule, and not 6 66 Phil. 259, at 265.
the rule, that should be strictly construed.
7 Pp. 384-385, Vol. 11, RECORD OF THE CONSTITUTIONAL
In my view, the only officers appointed by the President COMMISSION OF 1986.
who are not subject to confirmation by the Commission on
Appointments are (1) the members of the judiciary and the 8 Pp. 433-435, Vol. 11, RECORD OF THE 1986
Ombudsman and his deputies, who are nominated by the CONSTITUTIONAL COMMISSION.
Judicial and Bar Council; (2) the Vice-President when he is
appointed to the Cabinet; and (3) "other officers lower in
9 The second sentence of Sec. 16, ART. VII of the 1987
rank," but only when their appointment is vested by law in
Constitution refers to what this Decision calls the second
the President alone. It is clear that this enumeration does
and third groups of officers appointed by the President.
not include the respondent Commissioner of Customs who,
while not covered by the first sentence of Section 16, comes
under the second sentence thereof as I would interpret it 10 Pp. 514-521, Vol. 11, RECORD OF THE 1986 CON-
and so is also subject to confirmation. CONSTITUTIONAL COMMISSION.
2 The "other officers" whose appointments are vested in 3 Sarmiento v. Mison, G.R. No. 79974, 6.
the President in the 1987 Constitution are:
4 As Justice Padilla further notes, Section 16, of Article VII,
1. Regular members of the Judicial and Bar Council (ART. was originally a verbatim copy of the 1935 provisions.
VIII, Sec. 8(2); Upon further deliberations of the Constitutional
Commission, however, the consensus was reached to
amend the same to its present form.
2. Chairman and Commissioners of the Civil Service
Commission (ART. IX-B, Sec. 1 (2);
5 CONST., art. VII I, sec. 8 (2).
3. Chairman and Commissioners of the Commission on
Elections (ART. IX-C, Sec. 1(2); 6 Supra, art. IX (B), see. 1 (2).
4. Chairman and Commissioners of the Commission on 7 Supra, art. IX (C), sec. 1 (2).
Audit (ART. IX-D, Sec. 112); and,
8 Supra, art. IX (D), sec. 1 (2).
5. Members of the regional consultative commission (ART.
X, Sec. 18) 9 Sarmiento v. Mison, supra, Cruz., J., Dissenting, 5.
22 CONST., art, IX (B), sec. 2 (3). Sec. 16. The President shall nominate and, with the consent
of the Commission on Appointments, appoint the heads of
23 Myers v. United States, 272 US 52 (1926). the executive departments, ambassadors, other public
ministers and consuls, or officers of the armed forces from
24 TRIBE, Id, at 188, citing Humphrey's Executor v. United the rank of colonel or naval captain, and other officers
States, 295 US 602 (1935). whose appointments are vested in him in this Constitution.
He shall also appoint all other officers of the Government
whose appointments are not otherwise provided for by
25 Id., 11 No. L-20390, November 29, 1968,
law, and those whom he may be authorized by law to
appoint. The Congress may, by law, vest the appointment of
26 SCRA 171 (1968). other officers lower in rank in the President alone, in the
courts, or in the heads of departments, agencies,
27 CONST., art. VI, sec. 18. commissions, or boards.
28 Holmes, J, Dissenting, Springer v. Philippine Islands, The President shall have the power to make appointments
supra, 210-212. during the recess of the Congress, whether voluntary or
compulsory, but such appointments shall be effective only
29 TRIBE, Id, 18-19; emphasis in original. until disapproval by the Commission on Appointments or
until the next adjournment of the Congress. 1
30 Sarmiento v. Mison, supra, 6.
The power of the Commission on Appointments (CA for
31 CONST. (1973), art. IX, sec. 4; art. XII (B), sec. 3. brevity) to confirm appointments, contained in the
aforequoted paragraph 1 of Sec. 16, Art. VII, was first
construed in Sarmiento III vs. Mison 2 as follows:
32 See Free Telephone Workers Union v. Minister of Labor
and Employment, No. L-58184, October 30, 1981,108 SCRA
757 (1981). . . . it is evident that the position of Commissioner of the
Bureau of Customs (a bureau head) is not one of those
within the first group of appointments where the consent
Republic of the Philippines
of the Commission on Appointments is required. As a
SUPREME COURT
matter of fact, as already pointed out, while the 1935
Manila
Constitution includes "heads of bureaus" among those
officers whose appointments need the consent of the
EN BANC Commission on Appointments, the 1987 Constitution, on
the other hand, deliberately excluded the position of "heads Consistent with its rulings in Mison and Bautista, in
of bureaus" from appointments that need the consent Teresita Quintos Deles, et al. v. The Commission on
(confirmation) of the Commission on Appointments. Constitutional Commissions, et al., 4 the power of
confirmation of the Commission on Appointments over
. . . Consequently, we rule that the President of the appointments by the President of sectoral representatives
Philippines acted within her constitutional authority and in Congress was upheld because:
power in appointing respondent Salvador Mison,
Commissioner of the Bureau of Customs, without . . . Since the seats reserved for sectoral representatives in
submitting his nomination to the Commission on paragraph 2, Section 5, Art. VI may be filled by appointment
Appointments for confirmation. . . . by the President by express provision of Section 7, Art.
XVIII of the Constitution, it is indubitable that sectoral
. . . In the 1987 Constitution, however, as already pointed representatives to the House of Representatives are among
out, the clear and expressed intent of its framers was to the "other officers whose appointments are vested in the
exclude presidential appointments from confirmation by the President in this Constitution," referred to in the first
Commission on Appointments, except appointments to offices sentence of Section 16, Art. VII whose appointments are
expressly mentioned in the first sentence of Sec. 16, Art. VII. subject to confirmation by the Commission on
Consequently, there was no reason to use in the third Appointments.
sentence of Sec. 16, Article VII the word "alone" after the
word "President" in providing that Congress may by law From the three (3) cases above-mentioned, these doctrines
vest the appointment of lower-ranked officers in the are deducible:
President alone, or in the courts, or in the heads of
departments, because the power to appoint officers whom 1. Confirmation by the Commission on Appointments is
he (the president) may be authorized by law to appoint is required only for presidential appointees mentioned in the
already vested in the President, without need of first sentence of Section 16, Article VII, including, those
confirmation by the Commission on Appointments, in the officers whose appointments are expressly vested by the
second sentence of the same Sec. 16, Article VII." (emphasis Constitution itself in the president (like sectoral
supplied) representatives to Congress and members of the
constitutional commissions of Audit, Civil Service and
Next came Mary Concepcion Bautista v. Salonga, 3 this time Election).
involving the appointment of the Chairman of the
Commission on Human Rights. Adhering to the doctrine in 2. Confirmation is not required when the President
Mison, the Court explained: appoints other government officers whose appointments
are not otherwise provided for by law or those officers
. . . Since the position of Chairman of the Commission on whom he may be authorized by law to appoint (like the
Human Rights is not among the positions mentioned in the Chairman and Members of the Commission on Human
first sentence of Sec. 16, Art. VII of the 1987 Constitution, Rights). Also, as observed in Mison, when Congress creates
appointments to which are to be made with the inferior offices but omits to provide for appointment
confirmation of the Commission on Appointments, it thereto, or provides in an unconstitutional manner for such
follows that the appointment by the President of the appointments, the officers are considered as among those
Chairman of the CHR is to be made without the review or whose appointments are not otherwise provided for by
participation of the Commission on Appointments. To be law.
more precise, the appointment of the Chairman and
Members of the Commission on Human Rights is not Sometime in March 1989, RA 6715 (Herrera-Veloso Law),
specifically provided for in the Constitution itself, unlike amending the Labor Code (PD 442) was approved. It
the Chairmen and Members of the Civil Service provides in Section 13 thereof as follows:
Commission, the Commission on Elections and the
Commission on Audit, whose appointments are expressly xxx xxx xxx
vested by the Constitution in the president with the
consent of the Commission on Appointments. The
The Chairman, the Division Presiding Commissioners and
president appoints the Chairman and Members of The
other Commissioners shall all be appointed by the President,
Commission on Human Rights pursuant to the second
subject to confirmation by the Commission on Appointments.
sentence in Section 16, Art. VII, that is, without the
Appointments to any vacancy shall come from the
confirmation of the Commission on Appointments because
nominees of the sector which nominated the predecessor.
they are among the officers of government "whom he (the
The Executive Labor Arbiters and Labor Arbiters shall also
President) may be authorized by law to appoint." And
be appointed by the President, upon recommendation of
Section 2(c), Executive Order No. 163, 5 May 1987,
the Secretary of Labor and Employment, and shall be
authorizes the President to appoint the Chairman and
subject to the Civil Service Law, rules and regulations. 5
Members of the Commission on Human Rights.
Indubitably, the NLRC Chairman and Commissioners fall By legislative fiat as enunciated in Section 13, Republic Act
within the second sentence of Section 16, Article VII of the No. 590, Congress says that taxing the salary of a judicial
Constitution, more specifically under the "third groups" of officer is not a decrease of compensation. This is a clear
appointees referred to in Mison, i.e. those whom the example of interpretation or ascertainment of the meaning
President may be authorized by law to appoint. of the phrase "which shall not be diminished during their
Undeniably, the Chairman and Members of the NLRC are continuance in office," found in Section 9, Article VIII of the
not among the officers mentioned in the first sentence of Constitution, referring to the salaries of judicial officers.
Section 16, Article VII whose appointments requires
confirmation by the Commission on Appointments. To the
extent that RA 6715 requires confirmation by the xxx xxx xxx
Commission on Appointments of the appointments of
respondents Chairman and Members of the National Labor The rule is recognized elsewhere that the legislature
Relations Commission, it is unconstitutional because: cannot pass any declaratory act, or act declaratory of what
the law was before its passage, so as to give it any binding
1) it amends by legislation, the first sentence of Sec. 16, Art. weight with the courts. A legislative definition of a word as
VII of the Constitution by adding thereto appointments used in a statute is not conclusive of its meaning as used
elsewhere; otherwise, the legislature would be usurping a 3. The President shall nominate and with the consent of the
judicial function in defining a term. (11 Am. Jur., 914, Commission on Appointments, shall appoint the heads of
emphasis supplied). the executive departments and bureaus, officers of the
Army from the rank of colonel, of the Navy and Air Forces
The legislature cannot, upon passing law which violates a from the rank of captain or commander, and all other
constitutional provision, validate it so as to prevent an officers of the Government whose appointments are not
attack thereon in the courts, by a declaration that it shall be herein otherwise provided for, and those whom he may be
so construed as not to violate the constitutional inhibition. authorized by law to appoint; . . .
(11 Am., Jur., 919, emphasis supplied).
The deliberate limitation on the power of confirmation of
We have already said that the Legislature under our form the Commission on Appointments over presidential
of government is assigned the task and the power to make appointments, embodied in Sec. 16, Art. VII of the 1987
and enact laws, but not to interpret them. This is more true Constitution, has undoubtedly evoked the displeasure and
with regard to the interpretation of the basic law, the disapproval of members of Congress. The solution to the
Constitution, which is not within the sphere of the apparent problem, if indeed a problem, is not judicial or
Legislative department. If the Legislature may declare what legislative but constitutional. A future constitutional
a law means, or what a specific portion of the Constitution convention or Congress sitting as a constituent
means, especially after the courts have in actual case (constitutional) assembly may then consider either a
ascertained its meaning by interpretation and applied it in a return to the 1935 Constitutional provisions or the
decision, this would surely cause confusion and instability in adoption of a hybrid system between the 1935 and 1987
judicial processes and court decisions. Under such a system, a constitutional provisions. Until then, it is the duty of the
final court determination of a case based on a judicial Court to apply the 1987 Constitution in accordance with
interpretation of the law or of the Constitution may be what it says and not in accordance with how the legislature
undermined or even annulled by a subsequent and different or the executive would want it interpreted.
interpretation of the law or of the Constitution by the
Legislative department that would be neither wise nor WHEREFORE, the petition is DISMISSED. Art. 215 of the
desirable, being clearly violative of the fundamental Labor Code as amended by RA 6715 insofar as it requires
principles of our constitutional system of government, the confirmation of the Commission on Appointments of
particularly those governing the separation of powers. 14 appointments of the Chairman and Members of the
(Emphasis supplied) National Labor Relations Commission (NLRC) is hereby
declared unconstitutional and of no legal force and effect.
Congress, of course, must interpret the Constitution, must
estimate the scope of its constitutional powers when it sets SO ORDERED.
out to enact legislation and it must take into account the
relevant constitutional prohibitions. 15 Narvasa, C.J., Melencio-Herrera, Paras, Feliciano, Bidin,
Griño-Aquino, Medialdea, Regalado, Davide, Jr., Romero and
. . . The Constitution did not change with public opinion. Nocon, JJ., concur.
It is not only the same words, but the same in meaning . . . Bellosillo, J., took no part.
and as long as it it speaks not only in the same words, but
with the same meaning and intent with which it spoke
when it came from the hands of its framers, and was voted
and adopted by the people . . . 16
GUTIERREZ, JR., J., concurring: 13 G.R. Nos. L-6355-56, 31 August 1953, 93 Phil. 699.
When the issues in this petition were first raised in 14 Ibid., pp. 701-702.
Sarmiento III v. Mison (156 SCRA 549 [1987]), I joined
Justice Cruz in a dissent because I felt that the 15 Swisher, Carl Brent. The Supreme Court in Modern Role,
interpretation of Section 16, Article VII by the majority of NYU Press, Inc., 1958, pp. 34-35.
the Court results in absurd or irrational consequences. The
framers could not have intended what the majority ruled to
16 Ibid., former Chief Justice Taney in Dred Scott vs.
be the meaning of the provision. When the question was
Sandford, 19 Howard 393, 407 (1857), p. 147.
again raised in Bautista v. Salonga (172 SCRA 160 [1989]), I
reiterated my dissent and urged a re-examination of the
doctrine stated in Sarmiento v. Mison. 17 Ibid., Justice Roberts in United States vs. Butler, 297 U.S.
I, 62-63 (1936), p. 170.
The issue is again before us. Even as I continue to believe
that the majority was wrong in the Sarmiento and Bautista
cases, I think it is time to finally accept the majority opinion The Lawphil Project - Arellano Law Foundation
as the Court's ruling on the matter and one which
everybody should respect. There will be no end to litigation
if, everytime a high government official is appointed Republic of the Philippines
without confirmation by the Commission on Appointments,
another petition is filed with this Court. Supreme Court
x - - - - - - - - - - - - - - - - - - - - - - - -x
WOMEN TRIAL LAWYERS
ORGANIZATION OF THE
PHILIPPINES, represented by
YOLANDA QUISUMBING-
JAVELLANA; BELLEZA ALOJADO
DEMAISIP; TERESITA - versus -
GANDIONCO-OLEDAN; MA.
VERENA KASILAG-VILLANUEVA;
MARILYN STA. ROMANA;
LEONILA DE JESUS; and
BRION,
PERALTA,
MENDOZA, JJ.
Promulgated:
x---------------------------------------------------------------------------
--------------x
DECISION
BERSAMIN, J.:
G.R. No. 191420
The Judicial and Bar Council (JBC) announces the
opening for application or recommendation, of the position
On December 22, 2009, Congressman Matias V. of CHIEF JUSTICE OF THE SUPREME COURT, which will be
Defensor, an ex officio member of the JBC, addressed a vacated on 17 May 2010 upon the retirement of the
incumbent Chief Justice, HON. REYNATO S. PUNO.
letter to the JBC, requesting that the process for
nominations to the office of the Chief Justice be commenced Applications or recommendations for this position
must be submitted not later than 4 February 2010
immediately. (Thursday) to the JBC Secretariat xxx:
In its January 18, 2010 meeting en banc, therefore, The announcement was published on January 20,
the JBC passed a resolution, which reads: 2010 in the Philippine Daily Inquirer and The Philippine
Star.
The JBC, in its en banc meeting of January 18, 2010,
unanimously agreed to start the process of filling up the Conformably with its existing practice, the JBC
position of Chief Justice to be vacated on May 17, 2010
upon the retirement of the incumbent Chief Justice “automatically considered” for the position of Chief Justice
Honorable Reynato S. Puno. the five most senior of the Associate Justices of the Court,
It will publish the opening of the position for namely: Associate Justice Antonio T. Carpio; Associate
applications or recommendations; deliberate on the list of Justice Renato C. Corona; Associate Justice Conchita Carpio
candidates; publish the names of candidates; accept
Morales; Associate Justice Presbitero J. Velasco, Jr.; and came out in the Philippine Daily Inquirer and The Philippine
Associate Justice Antonio Eduardo B. Nachura. However, Star issues of February 13, 2010.
the last two declined their nomination through letters
dated January 18, 2010 and January 25, 2010, respectively.
Issues
a. Does the JBC have the authority to submit the list of
nominees to the incumbent President without committing
a. Is the power to appoint the Chief Justice vested in the a grave violation of the Constitution and jurisprudence
Supreme Court en banc? prohibiting the incumbent President from making midnight
appointments two months immediately preceding the next
presidential elections until the end of her term?
G.R. No. 191057
b. Is any act performed by the JBC, including the vetting of the
candidates for the position of Chief Justice, constitutionally
invalid in view of the JBC’s illegal composition allowing
each member from the Senate and the House of
a. Is the constitutional prohibition against appointment under Representatives to have one vote each?
Section 15, Article VII of the Constitution applicable only to
positions in the Executive Department?
b. Assuming that the prohibition under Section 15, Article VII On February 16, 2010, the Court directed the JBC
of the Constitution also applies to members of the Judiciary,
may such appointments be excepted because they are and the Office of the Solicitor General (OSG) to comment on
impressed with public interest or are demanded by the the consolidated petitions, except that filed in G.R. No.
exigencies of public service, thereby justifying these
appointments during the period of prohibition? 191342.
c. Does the JBC have the authority to decide whether or not to
include and submit the names of nominees who manifested
interest to be nominated for the position of Chief Justice on
the understanding that his/her nomination will be On February 26, 2010, the JBC submitted its
submitted to the next President in view of the prohibition
against presidential appointments from March 11, 2010 comment, reporting therein that the next stage of the
until June 30, 2010? process for the selection of the nominees for the position of
Chief Justice would be the public interview of the
candidates and the preparation of the short list of
A. M. No. 10-2-5-SC
candidates, “including the interview of the constitutional Justices, to the exclusion of the Chief Justice; (d) a writ of
experts, as may be needed.” It stated: mandamus can issue to compel the JBC to submit the list of
nominees to the President, considering that its duty to
prepare the list of at least three nominees is unqualified,
Likewise, the JBC has yet to take a position on when to and the submission of the list is a ministerial act that the
submit the shortlist to the proper appointing authority, JBC is mandated to perform under the Constitution; as
in light of Section 4 (1), Article VIII of the Constitution,
which provides that vacancy in the Supreme Court such, the JBC, the nature of whose principal function is
shall be filled within ninety (90) days from the executive, is not vested with the power to resolve who has
occurrence thereof, Section 15, Article VII of the
Constitution concerning the ban on Presidential the authority to appoint the next Chief Justice and,
appointments “two (2) months immediately before the therefore, has no discretion to withhold the list from the
next presidential elections and up to the end of his
term” and Section 261 (g), Article XXII of the Omnibus President; and (e) a writ of mandamus cannot issue to
Election Code of the Philippines. compel the JBC to include or exclude particular candidates
12. Since the Honorable Supreme Court is the final interpreter as nominees, considering that there is no imperative duty
of the Constitution, the JBC will be guided by its decision in on its part to include in or exclude from the list particular
these consolidated Petitions and Administrative Matter.
individuals, but, on the contrary, the JBC’s determination of
who it nominates to the President is an exercise of a
discretionary duty.
Intervenors Tan, WTLOP, BAYAN et al., Corvera, IBP
Davao del Sur, and NUPL take the position that De Castro’s ice is imperative for the stability of the judicial system and
the political situation in the country when the election-
petition was bereft of any basis, because under Section 15, related questions reach the Court as false, because there is
Article VII, the outgoing President is constitutionally an existing law on filling the void brought about by a
vacancy in the office of Chief Justice; that the law is Section
banned from making any appointments from March 10, 12 of the Judiciary Act of 1948, which has not been
2010 until June 30, 2010, including the appointment of the repealed by Batas Pambansa Blg. 129 or any other law; that
a temporary or an acting Chief Justice is not anathema to
successor of Chief Justice Puno. Hence, mandamus does not judicial independence; that the designation of an acting
lie to compel the JBC to submit the list of nominees to the Chief Justice is not only provided for by law, but is also
dictated by practical necessity; that the practice was
outgoing President if the constitutional prohibition is intended to be enshrined in the 1987 Constitution, but the
already in effect. Tan adds that the prohibition against Commissioners decided not to write it in the Constitution
on account of the settled practice; that the practice was
midnight appointments was applied by the Court to the followed under the 1987 Constitution, when, in 1992, at the
appointments to the Judiciary made by then President end of the term of Chief Justice Marcelo B. Fernan,
Associate Justice Andres Narvasa assumed the position as
Ramos, with the Court holding that the duty of the Acting Chief Justice prior to his official appointment as
President to fill the vacancies within 90 days from Chief Justice; that said filling up of a vacancy in the office of
the Chief Justice was acknowledged and even used by
occurrence of the vacancies (for the Supreme Court) or analogy in the case of the vacancy of the Chairman of the
from the submission of the list (for all other courts) was Commission on Elections, per Brillantes v. Yorac, 192 SCRA
358; and that the history of the Supreme Court has shown
not an excuse to violate the constitutional prohibition. that this rule of succession has been repeatedly observed
and has become a part of its tradition.
All the intervenors-oppositors submit that Section
15, Article VII makes no distinction between the kinds of
Oppositor IBP Davao del Sur opines that the JBC –
appointments made by the President; and that the Court, in
because it is neither a judicial nor a quasi-judicial body –
Valenzuela, ruled that the appointments by the President of
has no duty under the Constitution to resolve the question
the two judges during the prohibition period were void.
of whether the incumbent President can appoint a Chief
Justice during the period of prohibition; that even if the JBC
has already come up with a short list, it still has to bow to
Intervenor WTLOP posits that Section 15, Article the strict limitations under Section 15, Article VII; that
VII of the 1987 Constitution does not apply only to the should the JBC defer submission of the list, it is not
appointments in the Executive Department, but also to arrogating unto itself a judicial function, but simply
judicial appointments, contrary to the submission of respecting the clear mandate of the Constitution; and that
PHILCONSA; that Section 15 does not distinguish; and that the application of the general rule in Section 15, Article VII
Valenzuela already interpreted the prohibition as to the Judiciary does not violate the principle of separation
applicable to judicial appointments. of powers, because said provision is an exception.
that has been unnecessarily dragged into the harsh The question on legal standing is whether such
parties have “alleged such a personal stake in the
polemics brought on by the controversy; second, to settle outcome of the controversy as to assure that concrete
once and for all the doubt about an outgoing President’s adverseness which sharpens the presentation of issues
upon which the court so largely depends for
power to appoint to the Judiciary within the long period illumination of difficult constitutional questions.”
starting two months before the presidential elections until Accordingly, it has been held that the interest of a
person assailing the constitutionality of a statute must
the end of the presidential term; and third, to set a definite be direct and personal. He must be able to show, not
guideline for the JBC to follow in the discharge of its only that the law or any government act is invalid, but
also that he sustained or is in imminent danger of
primary office of screening and nominating qualified sustaining some direct injury as a result of its
persons for appointment to the Judiciary. enforcement, and not merely that he suffers thereby in
some indefinite way. It must appear that the person
complaining has been or is about to be denied some
right or privilege to which he is lawfully entitled or
that he is about to be subjected to some burdens or
penalties by reason of the statute or act complained of.
Thus, we resolve.
It is true that as early as in 1937, in People v. Vera,
Ruling of the Court
the Court adopted the direct injury test for determining
whether a petitioner in a public action had locus standi.
There, the Court held that the person who would assail the
validity of a statute must have “a personal and substantial
Locus Standi of Petitioners
interest in the case such that he has sustained, or will
sustain direct injury as a result.” Vera was followed in
Custodio v. President of the Senate, Manila Race Horse
Trainers’ Association v. De la Fuente, Anti-Chinese League of Quite often, as here, the petitioner in a public
the Philippines v. Felix, and Pascual v. Secretary of Public action sues as a citizen or taxpayer to gain locus standi. That
Works. is not surprising, for even if the issue may appear to
concern only the public in general, such capacities
nonetheless equip the petitioner with adequate interest to
sue. In David v. Macapagal-Arroyo, the Court aptly explains
Yet, the Court has also held that the requirement of
why:
locus standi, being a mere procedural technicality, can be
waived by the Court in the exercise of its discretion. For
instance, in 1949, in Araneta v. Dinglasan, the Court
liberalized the approach when the cases had Case law in most jurisdictions now allows both
“citizen” and “taxpayer” standing in public actions. The
“transcendental importance.” Some notable controversies
distinction was first laid down in Beauchamp v. Silk, where
whose petitioners did not pass the direct injury test were it was held that the plaintiff in a taxpayer’s suit is in a
different category from the plaintiff in a citizen’s suit. In
allowed to be treated in the same way as in Araneta v.
the former, the plaintiff is affected by the expenditure
Dinglasan. of public funds, while in the latter, he is but the mere
instrument of the public concern. As held by the New
York Supreme Court in People ex rel Case v. Collins: “In
matter of mere public right, however…the people are
the real parties…It is at least the right, if not the duty,
In the 1975 decision in Aquino v. Commission on Elections, of every citizen to interfere and see that a public
offence be properly pursued and punished, and that a
this Court decided to resolve the issues raised by the public grievance be remedied.” With respect to
petition due to their “far-reaching implications,” even if the taxpayer’s suits, Terr v. Jordan held that “the right of a
citizen and a taxpayer to maintain an action in courts
petitioner had no personality to file the suit. The liberal to restrain the unlawful use of public funds to his
approach of Aquino v. Commission on Elections has been injury cannot be denied.”
adopted in several notable cases, permitting ordinary
citizens, legislators, and civic
Petitioners De Castro (G.R. No. 191002), Soriano
organizations to bring their suits involving the (G.R. No. 191032) and Peralta (G.R. No. 191149) all assert
constitutionality or validity of laws, regulations, and their right as citizens filing their petitions on behalf of the
that he sufficiently demonstrates in his petition that he is profit organization existing under the law for the purpose
entitled to protection or relief from the Court in the of defending, protecting, and preserving the Constitution
vindication of a public right. and promoting its growth and flowering. It also alleges that
the Court has recognized its legal standing to file cases on
constitutional issues in several cases.
because they concern that great doubt about the authority
of the incumbent President to appoint not only the
In A.M. No. 10-2-5-SC, Mendoza states that he is a successor of the retiring incumbent Chief Justice, but also
citizen of the Philippines, a member of the Philippine Bar others who may serve in the Judiciary, which already
engaged in the active practice of law, and a former Solicitor suffers from a far too great number of vacancies in the
General, former Minister of Justice, former Member of the ranks of trial judges throughout the country.
Interim Batasang Pambansa and the Regular Batasang
Pambansa, and former member of the Faculty of the College
of Law of the University of the Philippines.
In any event, the Court retains the broad discretion
to waive the requirement of legal standing in favor of any
petitioner when the matter involved has transcendental
The petitioners in G.R. No. 191342 are the importance, or otherwise requires a liberalization of the
Governors of the Integrated Bar of the Philippines (IBP) for requirement.
Southern Luzon and Eastern Visayas. They allege that they
have the legal standing to enjoin the submission of the list
of nominees by the JBC to the President, for “[a]n
adjudication of the proper interpretation and application of Yet, if any doubt still lingers about the locus standi
the constitutional ban on midnight appointments with of any petitioner, we dispel the doubt now in order to
regard to respondent JBC’s function in submitting the list of remove any obstacle or obstruction to the resolution of the
nominees is well within the concern of petitioners, who are essential issue squarely presented herein. We are not to
duty bound to ensure that obedience and respect for the shirk from discharging our solemn duty by reason alone of
Constitution is upheld, most especially by government an obstacle more technical than otherwise. In Agan, Jr. v.
offices, such as respondent JBC, who are specifically tasked Philippine International Air Terminals Co., Inc., we pointed
to perform crucial functions in the whole scheme of our out: “Standing is a peculiar concept in constitutional law
democratic institution.” They further allege that, reposed in because in some cases, suits are not brought by parties who
them as members of the Bar, is a clear legal interest in the have been personally injured by the operation of a law or
process of selecting the members of the Supreme Court, any other government act but by concerned citizens,
and in the selection of the Chief Justice, considering that the taxpayers or voters who actually sue in the public interest.”
person appointed becomes a member of the body that has But even if, strictly speaking, the petitioners “are not
constitutional supervision and authority over them and covered by the definition, it is still within the wide
other members of the legal profession. discretion of the Court to waive the requirement and so
remove the impediment to its addressing and resolving the
serious constitutional questions raised.”
Intervenors Corvera and Lim separately opine that wrong act by the JBC, but to declare the state of the law in
De Castro’s petition rests on an overbroad and vague the absence of an actual case or controversy.
Intervenor BAYAN et al. contend that the reality is that the JBC already commenced the proceedings
petitioners are seeking a mere advisory opinion on what for the selection of the nominees to be included in a short
the JBC and the President should do, and are not invoking list to be submitted to the President for consideration of
any issues that are justiciable in nature. which of them will succeed Chief Justice Puno as the next
Chief Justice. Although the position is not yet vacant, the
fact that the JBC began the process of nomination pursuant
to its rules and practices, although it has yet to decide
Intervenors Bello et al. submit that there exist no whether to submit the list of nominees to the incumbent
conflict of legal rights and no assertion of opposite legal outgoing President or to the next President, makes the
claims in any of the petitions; that PHILCONSA does not situation ripe for judicial determination, because the next
allege any action taken by the JBC, but simply avers that the steps are the public interview of the candidates, the
conditional manifestations of two Members of the Court, preparation of the short list of candidates, and the
accented by the divided opinions and interpretations of “interview of constitutional experts, as may be needed.”
legal experts, or associations of lawyers and law students
on the issues published in the daily newspapers are
A part of the question to be reviewed by the Court We need not await the occurrence of the vacancy
is whether the JBC properly initiated the process, there by May 17, 2010 in order for the principal issue to ripe for
being an insistence from some of the oppositors- judicial determination by the Court. It is enough that one
intervenors that the JBC could only do so once the vacancy alleges conduct arguably affected with a constitutional
has occurred (that is, after May 17, 2010). Another part is, interest, but seemingly proscribed by the Constitution. A
of course, whether the JBC may resume its process until the reasonable certainty of the occurrence of the perceived
short list is prepared, in view of the provision of Section threat to a constitutional interest is sufficient to afford a
4(1), Article VIII, which unqualifiedly requires the basis for bringing a challenge, provided the Court has
President to appoint one from the short list to fill the sufficient facts before it to enable it to intelligently
vacancy in the Supreme Court (be it the Chief Justice or an adjudicate the issues. Herein, the facts are not in doubt, for
Associate Justice) within 90 days from the occurrence of only legal issues remain.
the vacancy.
Substantive Merits
The ripeness of the controversy for judicial
determination may not be doubted. The challenges to the
authority of the JBC to open the process of nomination and I
to continue the process until the submission of the list of
nominees; the insistence of some of the petitioners to Prohibition under Section 15, Article VII does not apply
compel the JBC through mandamus to submit the short list to appointments to fill a vacancy in the Supreme Court
to the incumbent President; the counter-insistence of the
or to other appointments to the Judiciary
intervenors to prohibit the JBC from submitting the short
list to the incumbent President on the ground that said list
should be submitted instead to the next President; the
strong position that the incumbent President is already
prohibited under Section 15, Article VII from making any
Two constitutional provisions are seemingly in
appointments, including those to the Judiciary, starting on
conflict.
May 10, 2010 until June 30, 2010; and the contrary position
that the incumbent President is not so prohibited are only
The other, Section 4 (1), Article VIII (Judicial Judicial Departments (Article VIII). The arrangement was a
Department), states:
true recognition of the principle of separation of powers
that underlies the political structure, as Constitutional
Commissioner Adolfo S. Azcuna (later a worthy member of
Section 4. (1). The Supreme Court shall be composed the Court) explained in his sponsorship speech:
of a Chief Justice and fourteen Associate Justices. It may sit
en banc or in its discretion, in division of three, five, or
seven Members. Any vacancy shall be filled within ninety
days from the occurrence thereof.
We have in the political part of this Constitution
opted for the separation of powers in government because
we believe that the only way to protect freedom and liberty
is to separate and divide the awesome powers of
In the consolidated petitions, the petitioners, with government. Hence, we return to the separation of powers
doctrine and the legislative, executive and judicial
the exception of Soriano, Tolentino and Inting, submit that departments.
the incumbent President can appoint the successor of Chief
Justice Puno upon his retirement on May 17, 2010, on the
ground that the prohibition against presidential
appointments under Section 15, Article VII does not extend
As can be seen, Article VII is devoted to the
to appointments in the Judiciary.
Executive Department, and, among others, it lists the
powers vested by the Constitution in the President. The
presidential power of appointment is dealt with in Sections
14, 15 and 16 of the Article.
Article VII could have been dispelled since its promulgation obviously of the same character, in that they affect the
on November 9, 1998, had Valenzuela properly power of the President to appoint. The fact that Section 14
acknowledged and relied on the confirmation of a and Section 16 refer only to appointments within the
distinguished member of the Constitutional Commission Executive Department renders conclusive that Section 15
like Justice Regalado. also applies only to the Executive Department. This
conclusion is consistent with the rule that every part of the
statute must be interpreted with reference to the context,
i.e. that every part must be considered together with the
Fourth. Of the 23 sections in Article VII, three (i.e., other parts, and kept subservient to the general intent of
Section 14, Section15, and Section 16) concern the the whole enactment. It is absurd to assume that the
appointing powers of the President. framers deliberately situated Section 15 between Section
14 and Section 16, if they intended Section 15 to cover all
kinds of presidential appointments. If that was their
intention in respect of appointments to the Judiciary, the
Section 14 speaks of the power of the succeeding
framers, if only to be clear, would have easily and surely
President to revoke appointments made by an Acting
inserted a similar prohibition in Article VIII, most likely
President, and evidently refers only to appointments in the
within Section 4 (1) thereof.
Executive Department. It has no application to
appointments in the Judiciary, because temporary or acting
appointments can only undermine the independence of the
Judiciary due to their being revocable at will. The letter and Fifth. To hold like the Court did in Valenzuela that
spirit of the Constitution safeguard that independence. Section 15 extends to appointments to the Judiciary further
Also, there is no law in the books that authorizes the undermines the intent of the Constitution of ensuring the
revocation of appointments in the Judiciary. Prior to their independence of the Judicial Department from the
mandatory retirement or resignation, judges of the first Executive and Legislative Departments. Such a holding will
and second level courts and the Justices of the third level tie the Judiciary and the Supreme Court to the fortunes or
courts may only be removed for cause, but the Members of misfortunes of political leaders vying for the Presidency in
the Supreme Court may be removed only by impeachment. a presidential election. Consequently, the wisdom of having
the new President, instead of the current incumbent
President, appoint the next Chief Justice is itself suspect,
and cannot ensure judicial independence, because the
Section 16 covers only the presidential
appointee can also become beholden to the appointing
appointments that require confirmation by the Commission
authority. In contrast, the appointment by the incumbent
on Appointments. Thereby, the Constitutional Commission
President does not run the same risk of compromising
restored the requirement of confirmation by the
judicial independence, precisely because her term will end
Commission on Appointments after the requirement was
by June 30, 2010.
removed from the 1973 Constitution. Yet, because of
Section 9 of Article VIII, the restored requirement did not
include appointments to the Judiciary.
Sixth. The argument has been raised to the effect Justices under Section 4 (1), Article VIII, the framers
that there will be no need for the incumbent President to neither discussed, nor mentioned, nor referred to the ban
appoint during the prohibition period the successor of against midnight appointments under Section 15, Article
Chief Justice Puno within the context of Section 4 (1), VII, or its effects on the 90-day period, or vice versa. They
Article VIII, because anyway there will still be about 45 did not need to, because they never intended Section 15,
days of the 90 days mandated in Section 4(1), Article VIII Article VII to apply to a vacancy in the Supreme Court, or in
remaining. any of the lower courts.
The argument is flawed, because it is focused only Seventh. As a matter of fact, in an extreme case, we
on the coming vacancy occurring from Chief Justice Puno’s can even raise a doubt on whether a JBC list is necessary at
retirement by May 17, 2010. It ignores the need to apply all for the President – any President – to appoint a Chief
Section 4(1) to every situation of a vacancy in the Supreme Justice if the appointee is to come from the ranks of the
Court. sitting justices of the Supreme Court.
II
The Judiciary Act of 1948 A review of Sections 4(1) and 9 of Article VIII shows
that the Supreme Court is composed of a Chief Justice and
14 Associate Justices, who all shall be appointed by the
The posture has been taken that no urgency exists for
President from a list of at least three nominees prepared by
the President to appoint the successor of Chief Justice
the JBC for every vacancy, which appointments require no
Puno, considering that the Judiciary Act of 1948 can still
confirmation by the Commission on Appointments. With
address the situation of having the next President appoint
reference to the Chief Justice, he or she is appointed by the
the successor.
President as Chief Justice, and the appointment is never in
an acting capacity. The express reference to a Chief Justice
abhors the idea that the framers contemplated an Acting
Section 12 of the Judiciary Act of 1948 states:
Chief Justice to head the membership of the Supreme Court.
Otherwise, they would have simply written so in the
Section 12. Vacancy in Office of Chief Justice. — In
case of a vacancy in the office of Chief Justice of the Constitution. Consequently, to rely on Section 12 of the
Supreme Court or of his inability to perform the duties and
Judiciary Act of 1948 in order to forestall the imperative
powers of his office, they shall devolve upon the Associate
Justice who is first in precedence, until such disability is need to appoint the next Chief Justice soonest is to defy the
removed, or another Chief Justice is appointed and duly
plain intent of the Constitution.
qualified. This provision shall apply to every Associate
Justice who succeeds to the office of Chief Justice.
For sure, the framers intended the position of Chief
Justice to be permanent, not one to be occupied in an acting
The provision calls for an Acting Chief Justice in the or temporary capacity. In relation to the scheme of things
event of a vacancy in the office of the Chief Justice, or in the under the present Constitution, Section 12 of the Judiciary
event that the Chief Justice is unable to perform his duties Act of 1948 only responds to a rare situation in which the
and powers. In either of such circumstances, the duties and new Chief Justice is not yet appointed, or in which the
powers of the office of the Chief Justice shall devolve upon incumbent Chief Justice is unable to perform the duties and
the Associate Justice who is first in precedence until a new powers of the office. It ought to be remembered, however,
Chief Justice is appointed or until the disability is removed. that it was enacted because the Chief Justice appointed
under the 1935 Constitution was subject to the
confirmation of the Commission on Appointments, and the
confirmation process might take longer than expected.
Notwithstanding that there is no pressing need to
dwell on this peripheral matter after the Court has hereby
The appointment of the next Chief Justice by the
incumbent President is preferable to having the Associate
5. When Chief Justice Davide retired on December 19, 2005,
Justice who is first in precedence take over. Under the Chief Justice Artemio Panganiban was appointed the next
Constitution, the heads of the Legislative and Executive day, December 20, 2005; and
Departments are popularly elected, and whoever are 6. When Chief Justice Panganiban retired on December 6,
elected and proclaimed at once become the leaders of their 2006, Chief Justice Reynato S. Puno took his oath as Chief
Justice at midnight of December 6, 2006.
respective Departments. However, the lack of any
appointed occupant of the office of Chief Justice harms the
independence of the Judiciary, because the Chief Justice is
the head of the entire Judiciary. The Chief Justice performs III
functions absolutely significant to the life of the nation. Writ of mandamus does not lie against the JBC
With the entire Supreme Court being the Presidential
Electoral Tribunal, the Chief Justice is the Chairman of the
Tribunal. There being no obstacle to the appointment of the
next Chief Justice, aside from its being mandatory for the May the JBC be compelled to submit the list of
incumbent President to make within the 90-day period nominees to the President?
Historically, under the present Constitution, there duty resulting from an office, trust, or station. It is proper
has been no wide gap between the retirement and the when the act against which it is directed is one addressed
resignation of an incumbent Chief Justice, on one hand, and to the discretion of the tribunal or officer. Mandamus is not
the appointment to and assumption of office of his available to direct the exercise of a judgment or discretion
1. When Chief Justice Claudio Teehankee retired on April 18, act demanded; (b) it must be the duty of the defendant to
1988, Chief Justice Pedro Yap was appointed on the same perform the act, because it is mandated by law; (c) the
day;
defendant unlawfully neglects the performance of the duty
2. When Chief Justice Yap retired on July 1, 1988, Chief Justice enjoined by law; (d) the act to be performed is ministerial,
Marcelo Fernan was appointed on the same day;
not discretionary; and (e) there is no appeal or any other
3. When Chief Justice Fernan resigned on December 7, 1991, plain, speedy and adequate remedy in the ordinary course
Chief Justice Andres Narvasa was appointed the following
day, December 8, 1991; of law.
4. When Chief Justice Narvasa retired on November 29, 1998,
Chief Justice Hilario Davide, Jr. was sworn into office the
following early morning of November 30, 1998;
Section 8(5) and Section 9, Article VIII, mandate nominees named in the list of the JBC before making the
the JBC to submit a list of at least three nominees to the appointment.
President for every vacancy in the Judiciary:
The duty of the JBC to submit a list of nominees
Section 8. xxx before the start of the President’s mandatory 90-day period
to appoint is ministerial, but its selection of the candidates
(5) The Council shall have the principal function
of recommending appointees to the Judiciary. xxx whose names will be in the list to be submitted to the
President lies within the discretion of the JBC. The object of
Section 9. The Members of the Supreme Court and
judges of lower courts shall be appointed by the President the petitions for mandamus herein should only refer to the
from a list of at least three nominees prepared by the
duty to submit to the President the list of nominees for
Judicial and Bar Council for every vacancy. Such
appointments need no confirmation. every vacancy in the Judiciary, because in order to
constitute unlawful neglect of duty, there must be an
For the lower courts, the President shall issue the
appointments within ninety days from the submission unjustified delay in performing that duty. For mandamus to
of the list.
lie against the JBC, therefore, there should be an
unexplained delay on its part in recommending nominees
to the Judiciary, that is, in submitting the list to the
appoint the Chief Justice. Hence, Soriano’s petition for (a) To resume its proceedings for the nomination of candidates
prohibition in G.R. No. 191032, which proposes to prevent to fill the vacancy to be created by the compulsory
the JBC from intervening in the process of nominating the retirement of Chief Justice Reynato S. Puno by May 17,
successor of Chief Justice Puno, lacks merit. 2010;
(b) To prepare the short list of nominees for the position of
Chief Justice;
On the other hand, the petition for prohibition in
G.R. No. 191342 is similarly devoid of merit. The challenge (c) To submit to the incumbent President the short list of
mounted against the composition of the JBC based on the nominees for the position of Chief Justice on or before May
allegedly unconstitutional allocation of a vote each to the 17, 2010; and
ex officio members from the Senate and the House of
(d) To continue its proceedings for the nomination of
Representatives, thereby prejudicing the chances of some
candidates to fill other vacancies in the Judiciary and
candidates for nomination by raising the minimum number
submit to the President the short list of nominees
of votes required in accordance with the rules of the JBC, is
corresponding thereto in accordance with this decision.
not based on the petitioners’ actual interest, because they
have not alleged in their petition that they were nominated
to the JBC to fill some vacancies in the Judiciary. Thus, the
petitioners lack locus standi on that issue. SO ORDERED.
Associate Justice Associate
Justice
LUCAS P. BERSAMIN
Associate Justice
WE CONCUR:
ANTONIO EDUARDO B. NACHURA TERESITA J.
LEONARDO-DE CASTRO
CONCHITA CARPIO MORALES PRESBITERO J.
VELASCO, JR.
Chief Justice
Filed on February 9, 2010.
MARTIN S. VILLARAMA, JR. JOSE PORTUGAL
PEREZ Begun on February 23, 2010.
Id., p. 15. Citing Kilosbayan, Inc. v. Morato, supra; Bayan v. Zamora,
G.R. No. 138570, October 10, 2000; 342 SCRA 449, 478.
Id., pp. 20-24.
65 Phil. 56.
Id., pp. 25-27.
G.R. No. 117, November 7, 1945 (Unreported).
Id., pp. 29-30.
G.R. No. 2947, January 11, 1959 (Unreported).
Id.
77 Phil. 1012 (1947).
Id., pp. 32-33.
110 Phil. 331 (1960).
Id., pp. 34-35.
84 Phil. 368 (1949)
Id.
E.g., Chavez v. Public Estates Authority, G.R. No. 133250,
Id., pp. 35-36. The OSG posits: July 9, 2002, 384 SCRA 152 (in which the Court ruled that
the enforcement of the constitutional right to information
and the equitable diffusion of natural resources are matters
National interest compels the President to make of transcendental importance which clothe the petitioner
such appointment for it is particularly during this with locus standi); Bagong Alyansang Makabayan v.
crucial period when national leaders are seeking fresh Zamora, G.R. Nos. 138570, 138572, 138587, 138680,
mandates from the people that the Supreme Court, 138698, October 10, 2000, 342 SCRA 449 (in which the
more than at any other time, represents stability. Court held that “given the transcendental importance of the
Hence, a full court is ideal to ensure not only due issues involved, the Court may relax the standing
deliberation on and careful consideration of issues but requirements and allow the suit to prosper despite the lack
also expeditious disposition of cases. of direct injury to the parties seeking judicial review” of the
Visiting Forces Agreement); Lim v. Executive Secretary, G.R.
Indeed, such function becomes especially No. 151445, April 11, 2002, 380 SCRA 739 (in which the
significant in view of the fact that this is the first time Court, albeit conceding that the petitioners might not file
that the whole country will experience automated suit in their capacity as taxpayers without a showing that
elections. Balikatan 02-01 involved the exercise of Congress’ taxing
or spending powers, reiterated Bagong Alyansang
Id., pp. 36-37. The OSG stresses: Makabayan v. Zamora, declaring that cases of
transcendental importance must be settled promptly and
The possible fallouts or serious aftermath of definitely and the standing requirements may be relaxed);
allowing a vacuum in the position of the Chief Justice and Osmeña v. Commission on Elections, G.R. No. 100318,
may be greater and riskier than the consequences or 100308, 100417,100420, July 30, 1991, 199 SCRA 750 (in
repercussions of inaction. Needless to state, the which the Court held that where serious constitutional
appointment of the Chief Justice of this Honorable questions were involved, the transcendental importance to
Court (sic) is the most important appointment vested the public of the cases demanded that they be settled
by the 1987 Constitution to (sic) the President. promptly and definitely, brushing aside technicalities of
procedure).
Id., p. 37.
L-No. 40004, January 31, 1975, 62 SCRA 275.
Id., p. 38.
E.g., Tañada v. Tuvera, G.R. No. 63915, April 24, 1985, 136
Filed by Atty. Pitero M. Reig. SCRA 27 (in which the Court held that it is sufficient that
the petitioner is a citizen interested in the execution of the
law, because the question is one of public duty and the
Black’s Law Dictionary, 941 (6th Ed. 1991).
enforcement of a public right, and the people are the real
party-in-interest); Legaspi v. Civil Service Commission, G.R.
G.R. No. 155001, May 5, 2003, 402 SCRA 612. No. 72119, May 29, 1987, 150 SCRA 530 (in which the
Court declared that where an assertion of a public right is
involved, the requirement of personal interest is satisfied
by the mere fact that the petitioner is a citizen and is part of controversy raised in the petition almost certainly will not
the general public which possesses the right); Kapatiran ng go away. It will stare us in the face again. It, therefore,
mga Naglilingkod sa Pamahalaan ng Pilipinas, Inc. v. Tan, L. behooves the Court to relax the rules on standing and to
No. 81311, June 30, 1988, 163 SCRA 371 (in which the resolve the issue now, rather than later”, and went on to
Court disregarded objections to taxpayers’ lack of resolve the issues because the petitioner advanced
personality to sue in determining the validity of the VAT constitutional issues that deserved the attention of the
Law); Albano v. Reyes, G.R. No. 83551, July 11, 1989, 175 Court in view of their seriousness, novelty, and weight as
SCRA 264 (in which the Court pronounced that although no precedents).
expenditure of public funds was involved in the questioned
contract, the petitioner was nonetheless clothed with the Supra, note 42, p. 645.
legal personality under the disclosure provision of the
Constitution to question it, considering its important role in Id.
the economic development of the country and the
magnitude of the financial consideration involved,
See Buckley v. Valeo, 424 U.S. 1, 113-118 (1976); Regional
indicating that public interest was definitely involved); and
Rail Reoganization Act Cases, 419 U.S. 102, 138-148 (1974).
Association of Small Landowners in the Philippines, Inc. v.
Sec. of Agrarian Reform, G.R. No. 78742, July 14, 1989, 175
SCRA 343 (in which the Court ruled that it had the Record of Proceedings and Debates of the Constitutional
discretion to waive the requirement of locus standi in Commission, Vol. V., p. 912, October 12, 1998.
determining the validity of the implementation of the
Comprehensive Agrarian Reform Program, although the Supra, note 6, p. 426-427, stating:
petitioners were not, strictly speaking, covered by the
definition of proper party). Considering the respective reasons for the time frames
for filling vacancies in the courts and the restriction on the
David v. Macapagal-Arroyo, G.R. No. 171396, May 3, President’s power of appointment, it is this Court’s view
2006, 489 SCRA 160. that, as a general proposition, in case of conflict, the former
should yield to the latter. Surely, the prevention of vote-
275 Ky 91, 120 SW2d 765 (1938). buying and similar evils outweighs the need for avoiding
delays in filling up of court vacancies or the disposition of
some cases. Temporary vacancies can abide the period of
19 Wend. 56 (1837).
the ban which, incidentally and as earlier pointed out,
comes to exist only once in every six years. Moreover,
232 NC 48, 59 SE2d 359 (1950). those occurring in the lower courts can be filled
temporarily by designation. But prohibited appointments
Bold emphasis is in the original text. are long-lasting and permanent in their effects. They may,
as earlier pointed out, in fact influence the results of
Petition in G.R. No. 191032, p. 2. elections and, for that reason, their making is considered an
election offense.
Petition in G.R. No. 191057, pp. 3-4; citing the cases of To the contention that may perhaps be asserted, that
PHILCONSA v. Gimenez, 15 SCRA 479; PHILCONSA v. Sections 4 (1) and 9 of Article VIII should prevail over
Mathay, 18 SCRA 300; PHILCONSA v. Enriquez, 235 SCRA Section 15 of Article VII, because they may be considered
506; and Lambino v. COMELEC, 505 SCRA 160. later expressions of the people when they adopted the
Constitution, it suffices to point out that the Constitution
Petition in G.R. No. 191342, pp. 2-3. must be construed in its entirety as one, single, instrument.
To be sure, instances may be conceived of the
imperative need for an appointment, during the period of
See, for instance, Integrated Bar of the Philippines v. the ban, not only in the executive but also in the Supreme
Zamora, G.R. No. 141284, August 15, 2000, 338 SCRA 81 Court. This may be the case should the membership of the
(where the petitioner questioned the validity of the court be so reduced that it will have no quorum or should
deployment and utilization of the Marines to assist the PNP the voting on a particularly important question requiring
in law enforcement, asserting that IBP was the official expeditious resolution be evenly divided. Such a case,
organization of Filipino lawyers tasked with the bounden however, is covered by neither Section 15 of Article VII nor
duty to uphold the rule of law and the Constitution, but the Section 4 (1) and 9 of Article VIII.
Court held that the IBP had not shown that it was so
tasked: “In this case, a reading of the petition shows that
the IBP has advanced constitutional issues which deserve Id., pp. 422-423.
the attention of this Court in view of their seriousness,
novelty and weight as precedents. Moreover, because Id., p. 423.
peace and order are under constant threat and lawless
violence occurs in increasing tempo, undoubtedly Record of Proceedings and Debates of the Constitutional
aggravated by the Mindanao insurgency problem, the legal Commission, Vol. V., pp. 632-633.
Dizon v. Encarnacion, G.R. No. L-18615, December 24, Section 3, Rule 65, 1997 Rules of Civil Procedure.
1963, 9 SCRA 714.
JG Summit Holdings, Inc. v. Court of Appeals, G.R. No.
Crawford, Earl. T., The Construction of Statutes, Thomas 124293, November 20, 2000, 345 SCRA 143.
Law Book Company, St. Louis, Missouri, 262-264 (1940).
Nery v. Gamolo, A.M. No. P-01-1508, February 7, 2003,
Garcia v. Social Security Commission Legal and Collection, 397 SCRA 110, citing Musni v. Morales, 315 SCRA 85, 86
G.R. No. 170735, December 17, 2007, 540 SCRA 456, 472; (1999).
citing Escosura v. San Miguel Brewery, Inc., 4 SCRA 285,
(1962). Espiridion v. Court of Appeals, G.R. No. 146933, June 8,
2006, 490 SCRA 273.
According to Arizona v. Rumsey, 467 U. S. 203, 212
(1984): “Although adherence to precedent is not rigidly . No. 146933, June 8, 2006, 490 SCRA 273.
required in constitutional cases, any departure from the
doctrine of stare decisis demands special justification.” The
EN BANC
special justification for the reversal of Valenzuela lies in its
intrinsic unsoundness.
Agenda for April 20, 2010
No. L-19313, January 19, 1962, 4 SCRA 1.
Item No. 43
Supra, note 6, pp. 424-426; bold underscoring supplied
for emphasis.
Aytona v. Castillo, supra, note 74, pp. 8-10 (N.B. - In the
time material to Aytona, there were judges of the Court of
First Instance who were appointed to districts that had no Arturo M. De Castro v. Judicial and Bar Council, and President
vacancies, because the incumbents had not qualified for Gloria Macapagal Arroyo
other districts to which they had been supposedly
transferred or promoted; at any rate, the appointments still
required confirmation by the Commission on
Appointments). G.R. No. 191032 Jaime N. Soriano v. Judicial and
Bar Council
Crawford, op. cit., supra, note 72, pp. 248-249.
Supra, note 6, p. 413.
Philippine Constitution Association v. Judicial and Bar Council
[80] Id.
Section 14. Appointments extended by an Acting
President shall remain effective, unless revoked by the
In Re: Applicability of Section 15, Article VII of the Constitution
elected President within ninety days from his assumption to Appointments to the Judiciary
or reassumption of office.
Cruz, I., Philippine Political Law, 253 (2002); also
Rilloraza v. Vargas, 80 Phil. 297 (1948).
G.R. No. 191149 John G. Peralta v. Judicial and Bar
Council
Record of Proceedings and Debates of the Constitutional
Commission, Vol. V., p. 908, which indicates that in his
sponsorship speech delivered on October 12, 1986 on the
floor of the Constitutional Commission, Commissioner
Teofisto Guingona explained that “[a]ppointments to the Amador Z. Tolentino, Jr. (IBP Governor-Southern Luzon),
judiciary shall not be subject to confirmation by the and Atty. Roland B. Inting (IBP Governor- Eastern
Commission on Appointments.” Visayas) v. Judicial and Bar Council
Comment of the OSG, p. 37. Philippine Bar Association, Inc. v. Judicial and Bar Council and
Her Excellency Gloria Macapagal-Arroyo
---------------------------------------------------------------------------- 1. In interpreting the subject constitutional provisions, the
----------------
Decision disregarded established canons of statutory
construction. Without explaining the inapplicability of
each of the relevant rules, the Decision immediately placed
DISSENTING OPINION
premium on the arrangement and ordering of provisions,
one of the weakest tools of construction, to arrive at its
conclusion.
CARPIO MORALES, J.:
No compelling reason exists for the Court to deny a 2. In reversing Valenzuela, the Decision held that the
reconsideration of the assailed Decision. The various Valenzuela dictum did not firmly rest on ConCom
motions for reconsideration raise hollering substantial deliberations, yet it did not offer to cite a material ConCom
arguments and legitimately nagging questions which the deliberation. It instead opted to rely on the memory of
Court must meet head on. Justice Florenz Regalado which incidentally mentioned
only the “Court of Appeals.” The Decision’s conclusion
must rest on the strength of its own favorable Concom
deliberation, none of which to date has been cited.
If this Court is to deserve or preserve its revered place
not just in the hierarchy but also in history, passion for
reason demands the issuance of an extended and extensive
resolution that confronts the ramifications and 3. Instead of choosing which constitutional provision
repercussions of its assailed Decision. Only then can it carves out an exception from the other provision, the most
offer an illumination that any self-respecting student of the legally feasible interpretation (in the limited cases of
law clamors and any adherent of the law deserves. temporary physical or legal impossibility of compliance, as
Otherwise, it takes the risk of reeking of an objectionable expounded in my Dissenting Opinion) is to consider the
Whether the incumbent President is constitutionally to appoint, and the duty devolves upon the new President.
proscribed from appointing the successor of Chief The delay in the fulfillment of the obligation becomes
Justice Reynato S. Puno upon his retirement on May 17,
2010 until the ban ends at 12:00 noon of June 30, 2010 excusable, since the law cannot exact compliance with what
is impossible. The 90-day period within which to appoint a
member of the Court is thus suspended and the period
1. The ruling in the Decision that obligates the JBC to I, THEREFORE, maintain my dissent and vote to
submit the shortlist to the President on or before the GRANT the Motions for Reconsideration of the Decision of
occurrence of the vacancy in the Court runs counter to the March 17, 2010 insofar as it holds that the incumbent
Concom deliberations which explain that the 90-day period President is not constitutionally proscribed from
is allotted for both the nomination by the JBC and the appointing the successor of Chief Justice Reynato S. Puno
appointment by the President. In the move to increase the upon his retirement on May 17, 2010 until the ban ends at
period to 90 days, Commissioner Romulo stated that “[t]he 12:00 noon of June 30, 2010 and that the Judicial and Bar
sense of the Committee is that 60 days is awfully short and Council is obliged to submit to the President the shortlist of
that the [Judicial and Bar] Council, as well as the President, nominees for the position of Chief Justice on or before May
may have difficulties with that.” 17, 2010.
Petitioner,
3. The express allowance in the Constitution of a 90-day
period of vacancy in the membership of the Court rebuts
any public policy argument on avoiding a vacuum of even a
- versus -
single day without a duly appointed Chief Justice.
Moreover, as pointed out in my Dissenting Opinion, the
practice of having an acting Chief Justice in the interregnum
JUDICIAL AND BAR COUNCIL Petitioner,
(JBC) and PRESIDENT GLORIA
MACAPAGAL-ARROYO,
x----------------------------------------- x
Intervenors.
x----------------------------------------- x
Petitioners,
- versus -
x-------------------------------------------------------------------------
----------------x
CONCURRING AND DISSENTING OPINION
The Motions for Reconsideration
Promulgated:
As I reflected in my Separate Opinion (which three
other Justices joined), the election appointment ban
under Article VII, Section 15 of the Constitution should
not apply to the appointment of Members of the One marked difference between the Decision and
Supreme Court whose period for appointment is my Separate Opinion is our approach on the basic
separately provided for under Article VIII, Section 4(1). requisites/justiciability issues. The Decision apparently
I shared this conclusion with the Court’s Decision although glossed over this aspect of the case, while I fully explained
our reasons differed on some points. why the De Castro and Peralta petitions should be
dismissed outright. In my view, these petitions violated the
most basic requirements of their chosen medium for
review – a petition for certiorari and mandamus under Rule
I diverged fully from the Decision on the question
65 of the Rules of Court.
of whether we should maintain or reverse our ruling in
Valenzuela. I maintained that it is still good law; no reason
exists to touch the ruling as its main focus – the application
of the election ban on the appointment of lower court judges The petitions commonly failed to allege that the
under Article VIII, Section 9 of the Constitution – is not even Judicial and Bar Council (JBC) performs judicial or quasi-
an issue in the present case and was discussed only judicial functions, an allegation that the petitions could not
because the petitions incorrectly cited the ruling as really make, since the JBC does not really undertake these
authority on the issue of the Chief Justice’s appointment. functions and, for this reason, cannot be the subject of a
The Decision proposed to reverse Valenzuela but only petition for certiorari; hence, the petitions should be
secured the support of five (5) votes, while my Separate dismissed outright. They likewise failed to facially show
Opinion in support of Valenzuela had four (4) votes. Thus, any failure or refusal by the JBC to undertake a
on the whole, the Decision did not prevail in reversing constitutional duty to justify the issuance of a writ of
Valenzuela, as it only had five (5) votes in a field of 12 mandamus; they invoked judicial notice that we could not
participating Members of the Court. Valenzuela should give because there was, and is, no JBC refusal to act. Thus,
therefore remain, as of the filing of this Opinion, as a valid the mandamus aspects of these petitions should have also
precedent. been dismissed outright. The ponencia, unfortunately,
failed to fully discuss these legal infirmities.
Acting on the present motions for reconsideration,
I join the majority in denying the motions with respect to The motions for reconsideration lay major emphasis
the Chief Justice issue, although we differ in some respects on the alleged lack of an actual case or controversy that
on the reasons supporting the denial. I dissent from the made the Chief Justice’s appointment a justiciable issue.
conclusion that the Valenzuela ruling should be reversed. They claim that the Court cannot exercise the power of
My divergence from the majority’s reasons and conclusions judicial review where there is no clash of legal rights and
compels me to write this Concurring and Dissenting interests or where this clash is merely anticipated,
Opinion. although the anticipated event shall come with certainty.
The Basic Requisites / Justiciability What the movants apparently forgot, focused as they
were on their respective petitions, is that the present case
is not a single-petition case that rises or falls on the
strength of that single petition. The present case involves interests based on law existed between the petitioners and
various petitions and interventions, not necessarily pulling the JBC. To state the obvious, a decision in favor of
towards the same direction, although each one is focused on Tolentino or Soriano would result in a writ of
the issue of whether the election appointment ban under prohibition that would direct the JBC not to proceed
Article VII, Section 15 of the Constitution should apply to with the nomination process.
the appointment of the next Chief Justice of the Supreme
Court.
petitions filed and the legal questions raised that only the
Supreme Court can settle with finality. Thus, a clash of
In making this conclusion, I pointed out in my
Separate Opinion the unavoidable surrounding realities
evident from the confluence of events, namely: (1) an Under these circumstances, the Court’s recognition
election to be held on May 10, 2010; (2) the retirement of of the Mendoza petition was not an undue stretch of its
the Chief Justice on May 17, 2010; (3) the lapse of the constitutional powers. If the recognition is unusual at all, it
terms of the elective officials from the President to the is so only because of its novelty; to my knowledge, this is
congressmen on June 30, 2010; (4) the delay before the the first time ever in Philippine jurisprudence that the
Congress can organize and send its JBC representatives; supervisory authority of the Court over an attached
and (5) the expiration of the term of a non-elective JBC agency has been highlighted in this manner. Novelty,
member in July 2010. All these – juxtaposed with the per se, however, is not a ground for objection nor a mark of
Court’s supervision over the JBC, the latter’s need for infirmity for as long as the novel move is founded in law. In
guidance, and the existence of an actual controversy on the this case, as in the case of the writ of amparo and habeas
same issues bedeviling the JBC – in my view, were sufficient data that were then novel and avowedly activist in
to save the Mendoza petition from being a mere request for character, sufficient legal basis exists to actively invoke the
opinion or a petition for declaratory relief that falls under Court’s supervisory authority – granted under the
the jurisdiction of the lower court. This recognition is Constitution, no less – as basis for action.
To be sure, this approach in recognizing when a Justice Society v. Atienza, we defined “supervision” as
need for supervision to justify the Court’s intervention as JBC the results of its assigned task, i.e., who to recommend
The Disputed Provisions On the other hand, Section 4(1) is likewise very
clear and categorical in its terms: any vacancy in the Court
shall be filled within 90 days from its occurrence. In the way
of Section 15, Section 4(1) is also clear and categorical and
The movants present their arguments on the main
provides no exception; the appointment refers solely to the
issue at several levels. Some argue that the disputed
Members of the Supreme Court and does not mention any
constitutional provisions – Article VII, Section 15 and
period that would interrupt, hold or postpone the 90-day
Article VIII, Section 4(1) – are clear and speak for
requirement.
themselves on what the Constitution covers in banning
appointments during the election period. One even posits
that there is no conflict because both provisions can be
given effect without one detracting against the full From this perspective, the view that no conflict
effectiveness of the other, although the effect is to deny the exists cannot be seriously made, unless with the mindset
sitting President the option to appoint in favor of a that one provision controls and the other should yield.
deferment for the incoming President’s action. Still others, Many of the petitions in fact advocate this kind of reading,
repeating their original arguments, appeal to the principles some of them openly stating that the power of appointment
of interpretation and latin maxims to prove their point. should be reserved for the incoming President. The
question, however, is whether – from the viewpoint of
strict law and devoid of the emotionalism and political
partisanship that permeate the present Philippine political
In my discussions in the Separate Opinion, I stated
environment – this kind of mindset can really be adopted in
upfront my views on how the disputed provisions interact
reading and applying the Constitution.
with each other. Read singly and in isolation, they appear
clear (this reading applies the “plain meaning rule” that
Tolentino advocates in his motion for reconsideration, as
explained below). Arrayed side by side with each other In my view, this kind of mindset and the
and considered in relation with the other provisions of the conclusion it inevitably leads to cannot be adopted; the
Constitution, particularly its structure and underlying provisions of the Constitution cannot be read in isolation
intents, the conflict however becomes obvious and from what the whole contains. To be exact, the
unavoidable. Constitution must be read and understood as a whole,
reconciling and harmonizing apparently conflicting
provisions so that all of them can be given full force and
effect, unless the Constitution itself expressly states
Section 15 on its face disallows any appointment in
otherwise.
clear negative terms (“shall not make”) without specifying
the appointments covered by the prohibition. From this
literal and isolated reading springs the argument that no
exception is provided (except that found in Section 15
Not to be forgotten in reading and understanding the President can fill, had the Constitution not inserted a
the Constitution are the many established underlying provision, also on appointments, in the Article on the
constitutional principles that we have to observe and Judiciary with respect to appointments to the Supreme
respect if we are to be true to the Constitution. These Court. This conflict gives rise to the questions: which
principles – among them the principles of checks and provision should prevail, or should both be given
balances and separation of powers – are not always effect? Or should both provisions yield to a higher
expressly stated in the Constitution, but no one who concern – the need to maintain the integrity of our
believes in and who has studied the Constitution can deny elections?
that they are there and deserve utmost attention, respect,
and even priority consideration.
This “integrity” reason is a given in a democracy enforcement of the constitutional scheme to foster a free
and can hardly be opposed on the theoretical plane, as the and orderly election.
In my Separate Opinion, I concluded that the out of office. They label the incumbent President’s act as a
Be it remembered that if any EDSA-type situation
arises in the coming elections, it will be compounded by the The importance of the presence of one Member of
lack of leaders because of the lapse of the President’s term the Court can and should never be underestimated,
particularly on issues that may gravely affect the nation.
Many a case has been won or lost on the basis of one vote. while the history of provisions, including the intents behind
On an issue of the constitutionality of a law, treaty or
them, are primarily important to ascertain the purposes
statute, a tie vote – which is possible in a 14 member court
– means that the constitutionality is upheld. This was our the provisions serve.
lesson in Isagani Cruz v. DENR Secretary.
More than the vote, Court deliberation is the core
of the decision-making process and one voice is less is not
only a vote less but a contributed opinion, an observation, From these perspectives and without denigrating
or a cautionary word less for the Court. One voice can be a
big difference if the missing voice is that of the Chief the framers’ historical contributions, I say that it is the
Justice. Constitution that now primarily speaks to us in this case
Without meaning to demean the capability of an and what we hear are its direct words, not merely the
Acting Chief Justice, the ascendancy in the Court of a recorded isolated debates reflecting the personal intents of
permanent sitting Chief Justice cannot be equaled. He is
the first among equals – a primus inter pares – who sets the the constitutional commissioners as cited by the parties to
tone for the Court and the Judiciary, and who is looked up fit their respective theories. The voice speaking the words
to on all matters, whether administrative or judicial. To the
world outside the Judiciary, he is the personification of the of the Constitution is our best guide, as these words will
Court and the whole Judiciary. And this is not surprising unalterably be there for us to read in the context of their
since, as Chief Justice, he not only chairs the Court en banc,
but chairs as well the Presidential Electoral Tribunal that purposes and the nation’s needs and circumstances. This
sits in judgment over election disputes affecting the Concurring and Dissenting Opinion hears and listens to
President and the Vice-President. Outside of his immediate
Court duties, he sits as Chair of the Judicial and Bar Council, that voice.
the Philippine Judicial Academy and, by constitutional
command, presides over the impeachment of the
President. To be sure, the Acting Chief Justice may be the
ablest, but he is not the Chief Justice without the mantle
and permanent title of the Office, and even his presence as The Valenzuela Decision
Acting Chief Justice leaves the Court with one member less.
Sadly, this member is the Chief Justice; even with an Acting
Chief Justice, the Judiciary and the Court remains headless.
But separately from the mistaken use of an obiter above, the institutional integrity of the Court is hardly an
ruling as primary authority, I believe that I should sound issue. If at all, only objections personal to the individual
the alarm bell about the Valenzuela ruling in light of a Members of the Court or against the individual applicants
recent vacancy in the position of Presiding Justice of the can be made, but these are matters addressed in the first
Sandiganbayan resulting from Presiding Justice Norberto place by the JBC before nominees are submitted. There, too,
Geraldez’s death soon after we issued the decision in the are specific reasons, likewise discussed above, explaining
present case. Reversing the Valenzuela ruling now, in the why the election ban should not apply to the Supreme
absence of a properly filed case addressing an appointment Court. These exempting reasons, of course, have yet to be
at this time to the Sandiganbayan or to any other vacancy in shown to apply to the lower courts. Thus, on the whole, the
the lower courts, will be an irregular ruling of the first reasons justifying the election ban in Valenzuela still obtain
magnitude by this Court, as it will effectively be a shortcut in so far as the lower courts are concerned, and have yet to
that lifts the election ban on appointments to the lower be proven otherwise in a properly filed case. Until then,
the ruling of this Court in In Re: Valenzuela and Vallarta, A prohibition petition seeks to stop the proceedings of a
A.M. No. 98-5-01-SC, November 9, 1998. tribunal, corporation, board, officer or person exercising
judicial, quasi-judicial or ministerial functions if any of its
act is without or in excess of jurisdiction or with grave
abuse of discretion amounting to lack or excess of
jurisdiction.
My opinion on the Mendoza petition stands.
Separate Opinion, p. 16.
x x x x
ARTURO D. BRION
Likewise, the JBC has yet to take a position on
Associate Justice when to submit the shortlist to the proper appointing
authority, in light of Section 4(1), Article VIII of the
Constitution, which provides that vacancy in the
Supreme Court shall be filled within ninety (90) days
from the occurrence thereof, Section 15, Article VII of
the Constitution concerning the ban on Presidential
appointments “two (2) months immediately before the
next presidential elections and up to the end of his
term” and Section 261(g), Article XXIII of the Omnibus the situations where the President fails to qualify or is
Election Code of the Philippines. unavailable at the beginning of his term (Section 7, Article
VII).
12. Since the Honorable Supreme Court is the final
interpreter of the Constitution, the JBC will be guided
by its decision in these consolidated Petitions and
Administrative Matter. [Emphasis supplied.] 2. The Senators and the Congressmen begin their
respective terms also at midday of June 30 (Sections 4 and
7, Article VI). The Congress convenes on the 4th Monday of
Mendoza Petition, pp. 5-6. July for its regular session, but the President may call a
special session at any time. (Section 15, Article VI)
Separate Opinion, pp. 16-17.
Supra note 11.
3. The Valenzuela case cited as authority for the
Id. at 17. position that the election ban provision applies to the
whole Judiciary, only decided the issue with respect to
Separate Opinion, pp. 19-22: lower court judges, specifically, those covered by Section 9,
Article VIII of the Constitution. Any reference to the filling
up of vacancies in the Supreme Court pursuant to Section
4(1), Article VIII constitutes obiter dictum as this issue was
not directly in issue and was not ruled upon.
A first reality is that the JBC cannot, on its own due
to lack of the proper authority, determine the appropriate
course of action to take under the Constitution. Its
principal function is to recommend appointees to the
Judiciary and it has no authority to interpret constitutional These provisions and interpretation of the
provisions, even those affecting its principal function; the Valenzuela ruling – when read together with disputed
authority to undertake constitutional interpretation provisions, related with one another, and considered with
belongs to the courts alone. the May 17, 2010 retirement of the current Chief Justice –
bring into focus certain unavoidable realities, as follows:
A second reality is that the disputed
constitutional provisions do not stand alone and cannot be 1. If the election ban would apply fully to the
read independently of one another; the Constitution and its Supreme Court, the incumbent President cannot appoint a
various provisions have to be read and interpreted as one Member of the Court beginning March 10, 2010, all the way
seamless whole, giving sufficient emphasis to every aspect up to June 30, 2010.
in accordance with the hierarchy of our constitutional
values. The disputed provisions should be read together and,
as reflections of the will of the people, should be given effect
to the extent that they should be reconciled. 2. The retirement of the incumbent Chief Justice –
May 17, 2010 – falls within the period of the election ban.
(In an extreme example where the retirement of a Member of
the Court falls on or very close to the day the election ban
The third reality, closely related to the second, is starts, the Office of the Solicitor General calculates in its
that in resolving the coverage of the election ban vis-à-vis Comment that the whole 90 days given to the President to
the appointment of the Chief Justice and the Members of make appointment would be covered by the election ban.)
the Court, provisions of the Constitution other than the
disputed provisions must be taken into account. In
considering when and how to act, the JBC has to consider
that: 3. Beginning May 17, 2010, the Chief Justice
position would be vacant, giving rise to the question of
whether an Acting Chief Justice can act in his place. While
this is essentially a Supreme Court concern, the Chief
1. The President has a term of six years which Justice is the ex officio Chair of the JBC; hence it must be
begins at noon of June 30 following the election, which concerned and be properly guided.
implies that the outgoing President remains President up
to that time. (Section 4, Article VII). The President assumes
office at the beginning of his or her term, with provision for
4. The appointment of the new Chief Justice has separately provides for the Supreme Court’s supervision
to be made within 90 days from the time the vacancy over the JBC. See Article VIII, Section 8 of the
occurs, which translates to a deadline of August 15, 2010. CONSTITUTION.
7. Congress will not convene until the 4 th Monday Supra notes 11 and 14.
of July, 2010, but would still need to organize before the
two Houses of Congress can send their representatives to Philippine Bar Association (PBA), Women Trial Lawyers
the JBC – a process may extend well into August, 2010. Organization of the Philippines (WTLOP), Atty. Amador Z.
Tolentino, Atty. Roland B. Inting, Peter Irving Corvera and
Alfonso V. Tan, Jr.
8. By July 5, 2010, one regular member of the JBC See PBA’s Motion for Reconsideration.
would vacate his post. Filling up this vacancy requires a
presidential appointment and the concurrence of the See the Motions for Reconsideration for PBA, WTLOP, Atty.
Commission on Appointments. Amador Z. Tolentino, Atty. Roland B. Inting, Peter Irving
Corvera and Alfonso V. Tan, Jr.
CONSTITUTION, Article VII, Section 15:
9. Last but not the least, the prohibition in Section
15, Article VII is that “a President or Acting President shall
not make appointments.” This prohibition is expressly
addressed to the President and covers the act of Two months immediately before the next
appointment; the prohibition is not against the JBC in the presidential elections and up to the end of his term, a
performance of its function of “recommending appointees President or Acting President shall not make
to the Judiciary” – an act that is one step away from the act appointments, except temporary appointments to
of making appointments. executive positions when continued vacancies therein will
prejudice public service or endanger public safety.
CONSTITUTION, Article VIII, Section 4(1):
The Province of North Cotabato v. Government of the Republic
of the Philippines Peace Panel Ancestral Domain, G.R. Nos.
183591, 183791, 183752, 183893, 183951 and 183962,
October 14, 2008. (1) The Supreme Court shall be composed of a Chief Justice
and fourteen Associate Justices. It may sit en banc or, in its
By virtue of its power of administrative supervision, the discretion, in divisions of three, five, or seven Members.
Supreme Court oversees the judges’ and court personnel’s Any vacancy shall be filled within ninety days from the
compliance with the laws, rules and regulations. It may occurrence thereof.
take the proper administrative action against them if they
commit any violation. See Ampong v. CSC, G.R. No. 107910, x x x x
August 26, 2008, 563 SCRA 293. The Constitution
See Petition on Intervention of WTLOP, as cited in the
decision in the above-captioned cases; see also: PBA’s
motion for reconsideration.
JUDICIAL AND BAR COUNCIL
Francisco v. House of Representatives, G.R. No. 160261, (JBC) and PRESIDENT GLORIA
November 10, 2003, 415 SCRA 44, citing Civil Liberties MACAPAGAL – ARROYO,
Union v. Executive Secretary, 194 SCRA 317 (1994); Peralta
v. Commission on Elections, G.R. No. 47771, March 11, 1978,
82 SCRA 30 (1978); Ang-Angco v. Castillo, G.R. No. 17169, Respondents.
November 30, 1963, 9 SCRA 619 (1963).
x-----------------------x
Macalintal v. Commission on Elections, G.R. No. 157013, July
10, 2003, 310 SCRA 614, citing Chiongbian v. De Leon, 82 JAIME N. SORIANO,
Phil 771 (1949).
Petitioner, G.R. No. 191032
Article VI for the Legislature, Article VII for the Executive,
and Article VIII for the Judiciary.
See Matibag v. Benipayo, G.R. No. 149036, April 2, 2002, 380 - versus -
SCRA 49; where the court resolved the clash between the
power of the President to extend ad interim appointments
and the power of the Commission on Appointments to
confirm presidential appointments. JUDICIAL AND BAR COUNCIL
(JBC),
Ibid.
Respondent.
Supra note 13.
x-----------------------x
Separate Opinion, p. 32.
PHILIPPINE CONSTITUTION G.R. No. 191057
Aytona v. Castillo, G.R. No. 19315, January 19, 1962, 4 SCRA ASSOCIATION (PHILCONSA),
1.
Petitioner,
Republic of the Philippines
- versus -
Supreme Court
A.M. No. 10-2-5-
SC
Baguio City
JUDICIAL AND BAR COUNCIL
(JBC),
Respondent.
EN BANC
x-----------------------x
AQUILINO Q. PIMENTEL, JR.;
Petitioners,
- versus -
Petitioner,
Present:
PUNO, C.J.,
CARPIO,
CORONA,
CARPIO MORALES,
VELASCO, JR.,
NACHURA,
- versus -
LEONARDO-DE
CASTRO,
BRION,
PERALTA,
(a) To resume its proceedings for the nomination of
candidates to fill the vacancy to be created by the
BERSAMIN,
compulsory retirement of Chief Justice Reynato S. Puno by
May 17, 2010;
DEL CASTILLO,
ABAD,
(b) To prepare the short list of nominees for the
VILLARAMA, JR., position of Chief Justice;
PEREZ, and
Promulgated:
RESOLUTION
BERSAMIN, J.:
We summarize the arguments and submissions of 5. The Court has given too much credit to the position taken
by Justice Regalado. Thereby, the Court has raised the
the various motions for reconsideration, in the aforegiven
Constitution to the level of a venerated text whose intent
order: can only be divined by its framers as to be outside the
realm of understanding by the sovereign people that
ratified it.
6. Valenzuela should not be reversed.
Soriano 7. The petitioners, as taxpayers and lawyers, have the clear
legal standing to question the illegal composition of the JBC.
1. The Court has not squarely ruled upon or addressed the
issue of whether or not the power to designate the Chief
Justice belonged to the Supreme Court en banc. Philippine Bar Association
2. The Mendoza petition should have been dismissed, because
it sought a mere declaratory judgment and did not involve 1. The Court’s strained interpretation of the Constitution
a justiciable controversy. violates the basic principle that the Court should not
formulate a rule of constitutional law broader than what is
required by the precise facts of the case.
3. All Justices of the Court should participate in the next 2. Considering that Section 15, Article VII is clear and
deliberations. The mere fact that the Chief Justice sits as ex straightforward, the only duty of the Court is to apply it.
officio head of the JBC should not prevail over the more The provision expressly and clearly provides a general
compelling state interest for him to participate as a limitation on the appointing power of the President in
Member of the Court. prohibiting the appointment of any person to any position
in the Government without any qualification and
distinction.
5. The Court has erred in failing to apply the basic principles
of statutory construction in interpreting the Constitution.
4. Resort to the deliberations of the Constitutional
Commission is superfluous, and is powerless to vary the 6. The Court has erred in relying heavily on the title, chapter
terms of the clear prohibition. or section headings, despite precedents on statutory
construction holding that such headings carried very little
weight.
7. The Constitution has provided a general rule on midnight Commissions and the JBC with the consent of the
appointments, and the only exception is that on temporary Commission on Appointments. Its phrase “other officers
appointments to executive positions. whose appointments are vested in him in this Constitution”
is enough proof that the limitation on the appointing power
of the President extends to appointments to the Judiciary.
Thus, Section 14, Section 15, and Section 16 of Article VII
8. The Court has erred in directing the JBC to resume the apply to all presidential appointments in the Executive and
proceedings for the nomination of the candidates to fill the Judicial Branches of the Government.
vacancy to be created by the compulsory retirement of
Chief Justice Puno with a view to submitting the list of 3. There is no evidence that the framers of the Constitution
nominees for Chief Justice to President Arroyo on or before abhorred the idea of an Acting Chief Justice in all cases.
May 17, 2010. The Constitution grants the Court only the
power of supervision over the JBC; hence, the Court cannot
tell the JBC what to do, how to do it, or when to do it,
especially in the absence of a real and justiciable case
Lim
assailing any specific action or inaction of the JBC.
1. There is no justiciable controversy that warrants the
Court’s exercise of judicial review.
9. The Court has engaged in rendering an advisory opinion
and has indulged in speculations. 2. The election ban under Section 15, Article VII applies to
appointments to fill a vacancy in the Court and to other
10. The constitutional ban on appointments being already in appointments to the Judiciary.
effect, the Court’s directing the JBC to comply with the
decision constitutes a culpable violation of the Constitution
and the commission of an election offense.
3. The creation of the JBC does not justify the removal of the
11. The Court cannot reverse on the basis of a secondary safeguard under Section 15 of Article VII against midnight
authority a doctrine unanimously formulated by the Court appointments in the Judiciary.
en banc.
Corvera
12. The practice has been for the most senior Justice to act as
Chief Justice whenever the incumbent is indisposed. Thus,
the appointment of the successor Chief Justice is not
urgently necessary. 1. The Court’s exclusion of appointments to the Judiciary
from the Constitutional ban on midnight appointments is
based on an interpretation beyond the plain and
unequivocal language of the Constitution.
13. The principal purpose for the ban on midnight
appointments is to arrest any attempt to prolong the 2. The intent of the ban on midnight appointments is to cover
outgoing President’s powers by means of proxies. The appointments in both the Executive and Judicial
attempt of the incumbent President to appoint the next Departments. The application of the principle of verba legis
Chief Justice is undeniably intended to perpetuate her (ordinary meaning) would have obviated dwelling on the
power beyond her term of office. organization and arrangement of the provisions of the
Constitution. If there is any ambiguity in Section 15, Article
VII, the intent behind the provision, which is to prevent
political partisanship in all branches of the Government,
should have controlled.
IBP-Davao del Sur, et al.
1. Its language being unambiguous, Section 15, Article VII of
3. A plain reading is preferred to a contorted and strained
the Constitution applies to appointments to the Judiciary.
interpretation based on compartmentalization and physical
Hence, no cogent reason exists to warrant the reversal of
arrangement, especially considering that the Constitution
the Valenzuela pronouncement.
must be interpreted as a whole.
2. Section 16, Article VII of the Constitution provides for
presidential appointments to the Constitutional
4. Resort to the deliberations or to the personal present case are merely anticipated. Even if it is anticipated
interpretation of the framers of the Constitution should with certainty, no actual vacancy in the position of the Chief
yield to the plain and unequivocal language of the Justice has yet occurred.
Constitution.
2. The ruling that Section 15, Article VII does not apply to a
5. There is no sufficient reason for reversing Valenzuela, a vacancy in the Court and the Judiciary runs in conflict with
ruling that is reasonable and in accord with the long standing principles and doctrines of statutory
Constitution. construction. The provision admits only one exception,
temporary appointments in the Executive Department.
Thus, the Court should not distinguish, because the law
itself makes no distinction.
1. The Court erred in granting the petition in A.M. No. 10-2-5-
SC, because the petition did not present a justiciable
controversy. The issues it raised were not yet ripe for 4. Section 15, Article VII is not incompatible with Section
adjudication, considering that the office of the Chief Justice 4(1), Article VIII. The 90-day mandate to fill any vacancy
was not yet vacant and that the JBC itself has yet to decide lasts until August 15, 2010, or a month and a half after the
whether or not to submit a list of nominees to the end of the ban. The next President has roughly the same
President. time of 45 days as the incumbent President (i.e., 44 days)
within which to scrutinize and study the qualifications of
2. The collective wisdom of Valenzuela Court is more the next Chief Justice. Thus, the JBC has more than enough
important and compelling than the opinion of Justice opportunity to examine the nominees without haste and
Regalado. political uncertainty.
3. In ruling that Section 15, Article VII is in conflict with 5. When the constitutional ban is in place, the 90-day period
Section 4(1), Article VIII, the Court has violated the under Section 4(1), Article VIII is suspended.
principle of ut magis valeat quam pereat (which mandates
that the Constitution should be interpreted as a whole, such
that any conflicting provisions are to be harmonized as to
fully give effect to all). There is no conflict between the
6. There is no basis to direct the JBC to submit the list of
provisions; they complement each other.
nominees on or before May 17, 2010. The directive to the
JBC sanctions a culpable violation of the Constitution and
constitutes an election offense.
Tan, Jr.
1. The factual antecedents do not present an actual case or
controversy. The clash of legal rights and interests in the
WTLOP
appointment to an executive position. The limitation is in
1. The Court exceeded its jurisdiction in ordering the JBC to keeping with the clear intent of the framers of the
submit the list of nominees for Chief Justice to the Constitution to place a restriction on the power of the
President on or before May 17, 2010, and to continue its outgoing Chief Executive to make appointments.
proceedings for the nomination of the candidates, because
it granted a relief not prayed for; imposed on the JBC a 2. To exempt the appointment of the next Chief Justice from
deadline not provided by law or the Constitution; exercised the ban on midnight appointments makes the appointee
control instead of mere supervision over the JBC; and beholden to the outgoing Chief Executive, and
lacked sufficient votes to reverse Valenzuela. compromises the independence of the Chief Justice by
having the outgoing President be continually influential.
2. In interpreting Section 15, Article VII, the Court has
ignored the basic principle of statutory construction to the
effect that the literal meaning of the law must be applied
when it is clear and unambiguous; and that we should not 3. The Court’s reversal of Valenzuela without stating the
distinguish where the law does not distinguish. sufficient reason violates the principle of stare decisis.
1. Section 15, Article VII does not distinguish as to the type of
Ubano appointments an outgoing President is prohibited from
making within the prescribed period. Plain textual reading
and the records of the Constitutional Commission support
the view that the ban on midnight appointments extends to
1. The language of Section 15, Article VII, being clear and judicial appointments.
unequivocal, needs no interpretation
2. Supervision of the JBC by the Court involves oversight. The
2. The Constitution must be construed in its entirety, not by subordinate subject to oversight must first act not in
resort to the organization and arrangement of its accord with prescribed rules before the act can be redone
provisions. to conform to the prescribed rules.
3. The Court erred in granting the petition in A.M. No. 10-2-5-
SC, because the petition did not present a justiciable
controversy.
3. The opinion of Justice Regalado is irrelevant, because
Section 15, Article VII and the pertinent records of the
Constitutional Commission are clear and unambiguous. Pimentel
4. The Court has erred in ordering the JBC to submit the list of
nominees to the President by May 17, 2010 at the latest,
because no specific law requires the JBC to submit the list
1. Any constitutional interpretative changes must be
of nominees even before the vacancy has occurred.
reasonable, rational, and conformable to the general intent
of the Constitution as a limitation to the powers of
Government and as a bastion for the protection of the
rights of the people. Thus, in harmonizing seemingly
Boiser conflicting provisions of the Constitution, the
interpretation should always be one that protects the
citizenry from an ever expanding grant of authority to its
representatives.
1. Under Section 15, Article VII, the only exemption from the
ban on midnight appointments is the temporary 2. The decision expands the constitutional powers of the
President in a manner totally repugnant to republican
constitutional democracy, and is tantamount to a judicial constitutional and legal basis. The statement undermines
amendment of the Constitution without proper authority. the independence of the JBC.
3. The JBC will abide by the final decision of the Court,
but in accord with its constitutional mandate and its
COMMENTS implementing rules and regulations.
The Office of the Solicitor General (OSG) and the
For his part, petitioner Estelito P. Mendoza (A.M.
JBC separately represent in their respective comments,
No. 10-2-5-SC) submits his comment even if the OSG and
thus:
the JBC were the only ones the Court has required to do so.
He states that the motions for reconsideration were
directed at the administrative matter he initiated and
which the Court resolved. His comment asserts:
OSG
First: Most of the movants contend that the guided but is not controlled by precedent. Thus, the Court,
principle of stare decisis is controlling, and accordingly especially with a new membership, is not obliged to follow
insist that the Court has erred in disobeying or abandoning blindly a particular decision that it determines, after re-
Judicial decisions assume the same authority as a
statute itself and, until authoritatively abandoned, Second: Some intervenors are grossly misleading
necessarily become, to the extent that they are applicable, the public by their insistence that the Constitutional
the criteria that must control the actuations, not only of Commission extended to the Judiciary the ban on
those called upon to abide by them, but also of those duty- presidential appointments during the period stated in
bound to enforce obedience to them. In a hierarchical Section 15, Article VII.
For one, the movants, disregarding the absence
from Section 15, Article VII of the express extension of the
The deliberations that the dissent of Justice Carpio ban on appointments to the Judiciary, insist that the ban
Morales quoted from the records of the Constitutional applied to the Judiciary under the principle of verba legis.
Commission did not concern either Section 15, Article VII That is self-contradiction at its worst.
or Section 4(1), Article VIII, but only Section 13, Article VII,
a provision on nepotism. The records of the Constitutional
Commission show that Commissioner Hilario G. Davide, Jr.
had proposed to include judges and justices related to the Another instance is the movants’ unhesitating
President within the fourth civil degree of consanguinity or willingness to read into Section 4(1) and Section 9, both of
affinity among the persons whom the President might not Article VIII, the express applicability of the ban under
appoint during his or her tenure. In the end, however, Section 15, Article VII during the period provided therein,
Commissioner Davide, Jr. withdrew the proposal to include despite the silence of said provisions thereon. Yet,
the Judiciary in Section 13, Article VII “(t)o avoid any construction cannot supply the omission, for doing so
further complication,” such that the final version of the would generally constitute an encroachment upon the field
second paragraph of Section 13, Article VII even completely of the Constitutional Commission. Rather, Section 4(1) and
omits any reference to the Judiciary, to wit: Section 9 should be left as they are, given that their
meaning is clear and explicit, and no words can be
interpolated in them. Interpolation of words is
unnecessary, because the law is more than likely to fail to
Section 13. xxx express the legislative intent with the interpolation. In
The spouse and relatives by consanguinity or affinity other words, the addition of new words may alter the
within the fourth civil degree of the President shall not thought intended to be conveyed. And, even where the
during his tenure be appointed as Members of the
Constitutional Commissions, or the Office of the meaning of the law is clear and sensible, either with or
Ombudsman, or as Secretaries, Undersecretaries, chairmen without the omitted word or words, interpolation is
or heads of bureaus or offices, including government-
owned or controlled corporations and their subsidiaries. improper, because the primary source of the legislative
intent is in the language of the law itself.
Last: The movants take the majority to task for
holding that Section 15, Article VII does not apply to Thus, the decision of March 17, 2010 has fittingly
appointments in the Judiciary. They aver that the Court observed:
either ignored or refused to apply many principles of
statutory construction.
FINAL WORD
It has been insinuated as part of the polemics
attendant to the controversy we are resolving that because LUCAS P. BERSAMIN
all the Members of the present Court were appointed by Associate Justice
the incumbent President, a majority of them are now
granting to her the authority to appoint the successor of
the retiring Chief Justice.
WE CONCUR:
The insinuation is misguided and utterly unfair.
CONCHITA CARPIO MORALES PRESBITERO J. MARTIN S. VILLARAMA, JR. JOSE PORTUGAL
VELASCO, JR. PEREZ
Associate Justice
REYNATO S. PUNO Members who actually took part in the deliberations on the
issues in the case and voted thereon, and in no case,
Chief Justice without the concurrence of at least three of such Members.
When the required number is not obtained, the case shall
be decided en banc; Provided, that no doctrine or
principle of law laid down by the court in a decision
rendered en banc or in division may be modified or
reversed except by the court sitting en banc.
In Re Appointments Dated March 30, 1998 of Hon. Mateo
A. Valenzuela and Hon. Placido B. Vallarta as Judges of the
Regional Trial Court of Branch 62, Bago City and of Branch Record of the 1986 Constitutional Commission, Vol. 2,
24, Cabanatuan City, respectively, A.M. No. 98-5-01-SC, July 31, 1986, RCC No. 44. pp. 542-543.
November 9, 1998, 298 SCRA 408.
Smith v. State, 66 Md. 215, 7 Atl. 49.
Price & Bitner, Effective Legal Research, Little, Brown &
Co., New York (1962), § 9.7. State ex rel Everding v. Simon, 20 Ore. 365, 26 Pac. 170.
Caltex (Phil.), Inc. v. Palomar, No. L-19650, September Republic of the Philippines
29, 1966, 18 SCRA 247 SUPREME COURT
Manila
E.g., Dias, Jurisprudence, Butterworths, London, 1985,
Fifth Edition, p. 127. EN BANC
Limketkai Sons Milling, Inc. v. Court of Appeals, G.R. No. G.R. No. L-19313 January 19, 1962
118509, September 5, 1996, 261 SCRA 464.
DOMINADOR R. AYTONA, petitioner,
See Calabresi, A Common Law for the Age of Statutes, vs.
Harvard University Press, p. 4 (1982) and endnote 12 of ANDRES V. CASTILLO, ET AL., respondents.
the page, which essentially recounts that the strict
application of the doctrine of stare decisis is true only in a R E S O L U T I O N.
common-law jurisdiction like England (citing Wise, The
Doctrine of Stare Decisis, 21 Wayne Law Review, 1043, BENGZON, C.J.:
1046-1047 (1975). Calabresi recalls that the English House
of Lords decided in 1898 (London Tramways Co. v. London Without prejudice to the subsequent promulgation of more
County Council, A.C. 375) that they could not alter extended opinion, the Court adopted today, the following
precedents laid down by the House of Lords acting as the resolutions: .
supreme court in previous cases, but that such precedents
could only be altered by an Act of Parliament, for to do
On December 29, 1961, then President Carlos P. Garcia
otherwise would mean that the courts would usurp
legislative function; he mentions that in 1966, Lord appointed Dominador R. Aytona as ad interim Governor of
the Central Bank. On the same day, the latter took the
Chancellor Gardiner announced in a Practice Statement a
kind of general memorandum from the court that while: corresponding oath.
“Their Lordships regard the use of precedent as an
indispensable foundation upon which to decide what is the On December 30, 1961, at noon, President-elect Diosdado
law,” they “nevertheless recognize that too rigid adherence Macapagal assumed office; and on December 31, 1961, he
to precedent may lead to injustice in a particular case and issued Administrative Order No. 2 recalling, withdrawing,
also unduly restrict the proper development of the law. and cancelling all ad interim appointment made by
They propose, therefore, to modify their present practice President Garcia after December 13, 1961, (date when he,
and, while treating former decisions of this House as Macapagal, had been proclaimed elected by the Congress).
normally binding, to depart from a previous decision when On January 1, 1962, President Macapagal appointed Andres
it appears right to do so.” (Calabresi cites Leach, V. Castillo as ad interim Governor of the Central Bank, and
Revisionism in the House of Lords: The Bastion of Rigid Stare the latter qualified immediately.
Decisis Falls, 80 Harvard Law Review, 797 (1967).
On January 2, 1962, both appointed exercised the powers
Section 4 (2), Article VIII, provides: of their office, although Castillo informed Aytona of his title
thereto; and some unpleasantness developed in the
premises of the Central Bank. However, the next day and
xxx
thereafter, Aytona was definitely prevented from holding
office in the Central Bank.
(3) Cases or matters heard by a division shall be decided
or resolved with the concurrence of a majority of the
So, he instituted this proceeding which is practically, a quo issued only upon the condition that the appointee would
warranto, challenging Castillo's right to exercise the immediately qualify obviously to prevent a recall or
powers of Governor of the Central Bank. Aytona claims he revocation by the incoming President, with the result that
was validly appointed, had qualified for the post, and those deserving of promotion or appointment who
therefore, the subsequent appointment and qualification of preferred to be named by the new President declined and
Castillo was void, because the position was then occupied were by-passed; and (4) the abnormal conditions
by him. Castillo replies that the appointment of Aytona had surrounding the appointment and qualifications evinced a
been revoked by Administrative Order No. 2 of Macapagal; desire on the part of the outgoing President merely subvert
and so, the real issue is whether the new President had the policies of the incoming administration.
power to issue the order of cancellation of the ad interim
appointments made by the past President, even after the It is admitted that many of the persons mentioned in the
appointees had already qualified.1äwphï1.ñët communication to the Commission on Appointments dated
December 29, 1961, did not qualify. There is evidence that
The record shows that President Garcia sent to the in the night of December 29, there was a scramble in
Commission on Appointments — which was not then in Malacañ an of candidates for positions trying to get their
session — a communication dated December 29, 1961, written appointments or having such appointments
submitting "for confirmation" ad interim appointments of changed to more convenient places, after some last minute
assistant director of lands, councilors, mayors, members of bargaining. There was unusual hurry in the issuance of the
the provincial boards, fiscals, justices of the peace, officers appointments — which were not coursed through the
of the army, etc.; and the name of Dominador R. Aytona as Department Heads — and in the confusion, a woman
Governor of the Central Bank occupies number 45, between appointed judge was designated "Mr." and a man was
a justice of the peace and a colonel of the Armed Forces. designated "Madam." One appointee who got his
appointment and was required to qualify, resorted to the
Another communication of President Garcia bearing the rush of asking permission to swear before a relative official,
same date, submitted a list of ad interim appointments of and then never qualified.
Foreign Affairs officers, judges, fiscals, chiefs of police,
justices of the peace, mayors, councilors, etc. number 63 of We are informed, it is Malacañ an's practice — which we
which was that of Dominador R. Aytona for Governor of the find to be logical — to submit ad interim appointments only
Philippines in the Boards of International Monetary Fund, when the Commission on Appointments is in session. One
International Bank for Reconstruction and Development, good reason for the practice is that only those who have
etc. accepted the appointment and qualified are submitted for
confirmation. Nevertheless, this time, Malacañ an submitted
A third communication likewise dated December 29, 1961, its appointments on the same day they were issued; and the
addressed to the Commission on Appointments submitted Commission was not then in session; obviously because it
for confirmation 124 names of persons appointed as judges foresaw the possibility that the incoming President would
of first instance, members of provincial boards, and boards refuse to submit later the appointees of his predecessor. As
of government corporations, fiscals, justice of the peace, a result, as already adverted to, some persons whose
even one associate justice of this Court occupying position names were submitted for confirmation had not qualified
No. 8 and two associate justices of the Court of Appeals (9 nor accepted their appointments.
and 10) between an assistant of the Solicitor-General's
Office, and the chairman of the board of tax appeals of Because of the haste and irregularities, some judges of first
Pasay City, who in turn are followed by judges of first instance qualified for districts wherein no vacancies
instance, and inserted between the latter is the name of existed, because the incumbents had not qualified for other
another associate justice of the Court of Appeals. districts to which they had been supposedly transferred or
promoted.
There were other appointments thus submitted by
President Garcia on that date, December 29, 1961. All in all, Referring specifically to judges who had not qualified, the
about three hundred fifty (350) "midnight" or "last minute" course of conduct adopted by Former Chief Justice Moran is
appointments. cited. Being ambassador in Spain and desiring to return to
this Court even as associate justice, Moran was tendered an
In revoking the appointments, President Macapagal is said ad interim appointment thereto by President Quirino, after
to have acted for these and other reasons: (1) the outgoing the latter had lost the election to President Magsaysay, and
President should have refrained from filling vacancies to before leaving the Presidency. Said Ambassador declined to
give the new President opportunity to consider names in qualify being of the opinion that the matter should be left to
the light of his new policies, which were approved by the the incoming newly-elected President.
electorate in the last elections; (2) these scandalously
hurried appointments in mass do not fall within the intent Of course, nobody will assert that President Garcia ceased
and spirit of the constitutional provision authorizing the to be such earlier than at noon of December 30, 1961. But it
issuance of ad interim appointments; (3) the appointments is common sense to believe that after the proclamation of
were irregular, immoral and unjust, because they were the election of President Macapagal, his was no more than a
"care-taker" administration. He was duty bound to prepare Incidentally, it should be stated that the underlying reason
for the orderly transfer of authority the incoming for denying the power to revoke after the appointee has
President, and he should not do acts which he ought to qualified is the latter's equitable rights. Yet it is doubtful if
know, would embarrass or obstruct the policies of his such equity might be successfully set up in the present
successor. The time for debate had passed; the electorate situation, considering the rush conditional appointments,
had spoken. It was not for him to use powers as incumbent hurried maneuvers and other happenings detracting from
President to continue the political warfare that had ended that degree of good faith, morality and propriety which
or to avail himself of presidential prerogatives to serve form the basic foundation of claims to equitable relief. The
partisan purposes. The filling up vacancies in important appointees, it might be argued, wittingly or unwittingly
positions, if few, and so spaced to afford some assurance of cooperated with the stratagem to beat the deadline,
deliberate action and careful consideration of the need for whatever the resultant consequences to the dignity and
the appointment and the appointee's qualifications may efficiency of the public service. Needless to say, there are
undoubtedly be permitted. But the issuance of 350 instances wherein not only strict legality, but also fairness,
appointments in one night and planned induction of almost justice and righteousness should be taken into account.
all of them a few hours before the inauguration of the new
President may, with some reason, be regarded by the latter WHEREFORE, the Court exercising its judgment and
as an abuse Presidential prerogatives, the steps taken being discretion in the matter, hereby dismiss the action, without
apparently a mere partisan effort to fill all vacant positions 1 costs.
irrespective of fitness and other conditions, and thereby
deprive the new administration of an opportunity to make Labrador, Reyes, J.B.L., Paredes and De Leon, J.J., concur.
the corresponding appointments.
Of course, the Court is aware of many precedents to the The petitioner invokes section 10, paragraph 4, article VII,
effect that once an appointment has been issued, it cannot of the Constitution which provides that —
be reconsidered, specially where the appointee has
qualified. But none of them refer to mass ad interim The President shall have the power to make appointments
appointments (three-hundred and fifty), issued in the last during the recess of the Congress, but such appointments
hours of an outgoing Chief Executive, in a setting similar to shall be effective only until disapproval by the Commission
that outlined herein. On the other hand, the authorities on Appointments or until the next adjournment of the
admit of exceptional circumstances justifying revocation3 Congress.
and if any circumstances justify revocation, those described
herein should fit the exception. Under these constitutional provisions there seems to be no
doubt that the President may make the appointment, and if
approved by the Commission on Appointments, it would (his) election and the term of (his) successor shall begin
unquestionably be lawful, valid and effective, but if from such time.4
disapproved or not acted upon by the Commission on
Appointments then the appointment becomes ineffectual If the ad interim appointments made by the President
and the appointee ceases and can no longer perform the during the recess of the Congress are effective only until
duties of the office to which he had been appointed. disapproval by the Commission on Appointments or until
the next adjournment of the Congress — a limitation on the
It is urged that the petitioner's appointment having been power of the President — there is a cogent and strong
made by the President during the recess of the Congress reason for holding to be the intent of the framers of the
and he having taken his oath, the appointment is lawful, Constitution that such appointments made by him ceased
valid and effective until disapproval by the Commission on to be valid and effective after the term of the Congress
Appointments or until the next adjournment of the existing at the time of the making of such appointments had
Congress should the Commission on Appointments fail to ended or expired. The end or expiration of the of the
act on it. Congress existing at the time of the making of the ad
interim appointments by the President is a stronger cause
Ad interim appointments that the President may make or reason for the lapse or ineffectuality of such
during the recess of the Congress are those made during a appointments than "the next adjournment of the Congress."
period of time from the adjournment of the Congress to the Since that Congress no longer exists and hence can no
opening session, regular or special, of the same Congress. longer convene and then "adjourn." The effectivity and
In other words, if the President had convened in a special validity of the appointment of the petitioner as Governor of
session the fourth Congress whose term was to expire on the Central Bank ceased, lapsed and expired on thirtieth of
the 30th of December 1961 and during such session the ad December 1961. He is no longer entitled hold the office to
interim appointments had been confirmed by the which he had been appointed. My vote, therefore, is for the
Commission on Appointments there would be little doubt denial of the petition.
that the appointments would be lawful and valid.
Dizon, J., concurs.
The government established by the Constitution is one of
checks and balances to preclude and prevent arrogation of I concur with the foregoing concurring opinion of Justice
powers by officers elected or appointed under it. Padilla, the same being based on an additional ground
justifying denial of the petition under consideration.
Under the provisions of the Constitution "The term of office
of Senators shall be six years and shall begin on the BAUTISTA ANGELO, J., concurring: .
thirtieth day of December next following their election."1
And "The term of office of the Members of the House of In addition to the reasons stated in the resolution adopted
Representatives shall be four years and shall begin on the by this Court on January 19, 1962, I wish to express the
thirtieth day of December next following their election."2 following views: .
Under section 10, paragraph 4, article VII, of the
Constitution, above quoted, the President may make 1. The "midnight appointments" made by President Garcia
appointments during the recess of the Congress, "but such were extended by him under Section 10, Paragraph 4,
appointments shall be effective only until disapproval by Article VII of the Constitution which provides: "The
the Commission on Appointments or until the next President shall have the power to make appointments
adjournment of the Congress." . during the recess of the Congress, but such appointments
shall be effective only until disapproval by the Commission
The term "recess", in its broadest sense, means and refers on Appointments or until the next adjournment of the
to the intervening period between adjournment of a Congress." It is clear that these appointments can only be
regular session of one hundred days exclusive of Sundays, made during the recess of Congress because they are ad
or of a Special session which cannot continue longer than interim appointments.
thirty days, and the convening thereof in regular session
once every year on the fourth Monday of January or in The term "recess" has a definite legal meaning. It means the
special session to consider general legislation or only such interval between a session of Congress that has adjourned
subjects as he (the President) may designate.3 And such and another of the same Congress. It does not refer to the
intervening period refers to the same Congress that had interval between the session of one Congress and that of
adjourned and was to be convened. Such intervening another. In that case the interval is not referred to as a
period cannot refer to two different Congresses, one that "recess" but an adjournment sine die. Thus, in the case of
has adjourned and one newly chosen or elected to meet in Tipton v. Parker, 71 Ark. 194, the court said: "The 'recess'
regular session as provided for by the Constitution, or in here referred to by Judge Cooley means the intermission
special session by the call of the President. between sittings of the same body at its regular or
adjourned session, and not to the interval between the final
The term of the President ... shall end at noon the thirtieth adjournment of one body and the convening of another at
day of December following the expiration four years after the next regular session. When applied to a legislative
body, it means a temporary dismissal, and not an interim appointment as judge at large. After assuming the
adjournment sine die." Since the appointments in question office and discharging his duties, his appointment was not
were made after the Fourth Congress has adjourned sine confirmed. He claimed that he could still revert to his
die and ceased to function on December 30, 1961, they former position as cadastral judge. True, this Court made a
cannot partake of the nature of ad interim appointments statement therein that an ad interim appointment becomes
within the meaning of the Constitution. permanent after taking the oath of office, but such
statement is merely an obiter dictum because the case
2. The Commission on Appointments under our could have been decided on the doctrine that, having
constitutional set-up is not continuing body but one that accepted an incompatible office, petitioner was deemed to
co-exists with the Congress that has created it. This is so have abandoned the position of cadastral judge.
because said Commission is a creation of the Senate and of
the House of Representatives. While the Senate is a In relying on certain cases for the proposition that once an
continuing body, the House ceases at the end of its fourth appointee has taken the oath of office his appointment
year. It cannot therefore be continuing it being a creation of becomes irrevocable petitioner fails to consider that in said
a body half of which is alive and the other half has ceased to cases there had either been an actual discharge of duty and
exist. This theory can also be gleaned from the proceedings actual physical possession or assumption of office following
of the constitutional convention. the oath-taking as to constitute the appointee the occupant
of the position from which he cannot be removed without
Thus, the preliminary draft of the Philippine Constitution cause. Even the case of Marbury v. Madison, 1 Cranch, U.S.
provides for a permanent Commission and for the holding 137, 2 L. Ed., 61, 69, cannot be invoked as a precedent, for
of sessions of the Commission even during the recess of there the appointees were merely nominated and their
Congress. After mature deliberation the proposal was nominations confirmed by the Commission on
defeated and a substitute was adopted which is now Appointments even if they have later taken their oath of
embodied in Article VI, Section 12, of our Constitution. As a office. Certainly, they can no longer be deprived of their
matter of fact, as finally adopted, the Commission on appointments for then the executive would be acting in
Appointments has to be organized upon the convening of a disregard of the confirming body which is a coordinate and
new Congress after the election of the Speaker of the House independent body not subject to his control.
of Representatives or of the President of the Senate, as the
case may be, as provided for in Section 13, Article VI of the Since the appointments in question were made not in the
Constitution (Article VII, Preliminary Draft of the light of the views herein expressed, I am of the opinion that
Constitution, Vol. 2, Aruego: The Framing of the they did not ripen into valid and permanent appointments
Constitution, pp. 982, 987). and as such were properly recalled by the new Chief
Executive.
An ad interim appointment, to be complete, needs to be
submitted to the Commission on Appointments one the CONCEPCION, J., concurring in part and dissenting in part: .
same is constituted. This is reflected in the Constitution
when it provides that "such appointments shall be effective It is well settled that the granting of writs of prohibition
only until disapproval by the Commission on Appointments and mandamus is ordinarily within the sound discretion of
or until the next adjournment of the Congress" (Section 10, the courts, to be exercised on equitable principles, and that
Paragraph 4, Article VII). This mean that it must be said writs should be issued when the right to the relief is
submitted to the Commission on Appointments of the clear (55 C.J.S. 25, 29, 73 C.J.S. 18). Insofar as the majority
Congress that has created it. It cannot be submitted to the resolution relied upon discretion and the equities of the
Commission on Appointments of a different Congress. Since case in denying said writs, I concur, therefore, in the
the appointments in question were submitted to the aforementioned resolution.
Commission on Appointments which ceased to function on
December 30, 1961, they lapsed upon the cessation of said However, I cannot see my way clear to subscribing the
Commission. Consequently, they can be recalled by the new observations therein made representing the motives
Chief Executive. allegedly underlying petitioner's appointment and that of
many others who are not parties in this case, and justifying
3. An ad interim appointment is not complete until the the revocation of such appointments. My reasons, among
appointee takes the oath of office and actually takes others, are: .
possession of the position or enters upon the discharge of
its duties. The mere taking of the oath of office without 1. Save where the incumbent has a temporary appointment
actual assumption of office is not sufficient to constitute the or is removable at the will of the appointing power, an
appointee the actual occupant thereof who may not be appointment once complete, by the performance of all acts
removed therefrom except for cause (McChesney v. required by law of the appointing power, is irrevocable.
Sampson, 23 S.W. 2d. 584). The case of Summers v. Ozaeta,
81 Phil., 754, cannot be cited as a precedent as to when an
An appointment to office may be revoked at any time
ad interim appointment becomes permanent and binding.
before the appointment becomes final and complete, but
That case involves a cadastral judge who was given an ad
thereafter unless the appointee is removable at the will of
appointing power. For the purpose of this rule, an ballots for Scofield, 11 for Starr and one blank ballot.
appointment to office is complete when the last act Scofield maintained that this result amounted to his
required of the person or body vested with the appointing appointment precluding the council from taking a new
power has been performed. Where by constitutional, ballot but such pretense was rejected. Inasmuch as the
statutory, or other legal provision it is required that certain number of ballots cast exceeded the number of persons
steps be taken to make effective appointment, it has been voting, the council was justified in believing that the
held that the appointment becomes complete beyond the proceeding was not free from suspicion of fraud or mistake
possibility of recall when the last of the prescribed steps is in the voting and, accordingly in taking another vote.
taken, and that, where no method of appointment is
provided, an appointment does not become effective and In both cases, the fraud or mistake alluded to referred to
beyond recall until the appointing officer by some act or the manner of voting or of counting the ballots cast, not to
word evinces a final intent to vest the appointee with title the intent of the voters in choosing a particular appointee.
to the office." (67 C.J.S., pp. 161-162) .
2. An ad interim appointment, made during a recess of
After the act of appointment is complete, the appointing Congress, is complete and irrevocable upon the
authority may not revoke its former appointment and performance of the last act required by law from the
make another. And appointment to office is complete when appointing power, even without previous notice to the
the last act required of the person or body vested with the appointee, or acceptance by him, or without subsequent
appointing power has been performed. (56 C., p. 954) . action of the legislative organ that may terminate its
effectivity.
In all jurisdictions where appointment to office is regarded
as an executive function, as here, an appointment to office In the case of appointment made by a single executive such
once made is incapable of revocation or cancellation by the as a governor, mayor, etc., it is undisputed that the
appointing executive in the absence of a statutory or appointment once made is irrevocable.
constitutional power of removal. Barrett v. Duff 114, Kan.
220; 217 P. 918; People v. Mizner, 7 Cal. 519, State v. xxx xxx xxx
Williams, 222 Mo. 268, 121 S.W. 64, 17 Ann. Cas. 1006;
Draper v. State, 175 Ala. 547, 57 So. 772, Ann. Cas. 1914D,
Where an appointment subject to confirmation by the
page 305, Annotation." (McChesney v. Sampson, 23 S.W.
senate is made by a governor during a recess of the
2d., 584) .
senate, ... the question arises as to whether such an
appointment may be reconsidered and withdrawn by the
May an appointment be revoked by reason of error or governor before it is acted upon by the Senate.
fraud? This question was taken up in Ex rel Coogan vs.
Barbour (22 A 686) and Ex rel Scofield vs. Starr (63 A 512).
xxx xxx xxx
The first involved a City Charter providing that its common
council shall, in joint convention, appoint a prosecuting
attorney. In such convention, Coogan obtained a majority of In Barrett v. Duff (1923) 114 Kan. 220, 217 Pac. 918, where
the votes cast and of the convention. Upon announcement appointments made by the governor during a recess of the
of this result, a member of the convention offered a legislature, which appointments could not be confirmed by
resolution declaring Coogan elected, but the resolution was the senate as required by law until the next session of that
defeated. Then, two resolutions were offered and body, were revoked by the governor's successor, and other
approved: one declaring that the ballots taken were null persons were appointed to the offices, such action by him
and of no effect by reason of errors in the same and being taken after the senate had convened and had taken
another declaring Barbour elected prosecuting attorney. under advisement the confirmation of the persons first
The issue was who had been appointed thereto. The court appointed to the offices, but before the senate had taken
held that it was Coogan, he having obtained a clear majority any definite action with regard to such confirmation, and
and there having been no error or fraud in the voting, the senate, confirmed the first appointee, but, despite this
although it did not deny the power of the convention to act of the senate, commissions were issued by the governor
correct errors and to nullify the effects of fraud in the to the second appointee, it was held, in reliance upon the
voting by invalidating the same and calling another terms of the statutes which provided that the governor
election, had the proceedings been tainted with such error should 'appoint' persons to such offices with the advice and
or fraud. consent of the senate, as distinguished from the provision
of the Constitution of the United States governing
appointments by the President, which provides that the
The second case referred to a similar provision in a city
President shall 'nominate' and, by and with the advice and
charter, to the effect that appointments by the common
consent of the senate, shall 'appoint' persons to office, that
council shall be by ballot and that the person receiving a
the act of the governor in making the first appointments
plurality of ballots shall be elected. The first balloting taken
was final and exhausted the power of the governor's office
for the election of the city surveyor of Brigeport resulted in
in that regard unless and until the appointments were
25 ballots being cast. It was announced that there was one
rejected by the senate, and that, therefore, the persons
ballot more than members voting, and that there were 13
appointed by the first governor were entitled to the office. In
the words of the court, 'The power of the governor having have submitted for confirmation the name of a subsequent
been exercised, he had no further power of the governor appointee in lieu of the first one..
having been exercised, he had no further control over the
respective offices unless and until the appointees had been This was the situation met in People ex rel, Emerson vs.
rejected by the senate.' In reaching this result, the court Shawver (30 Wyo 366, 222 Pac. 11). The facts therein were:
emphasized the difference between a nomination and an On July 1, 1919, Governor Carey of Wyoming appointed
appointment, holding that, where the statute relating to Emerson as state engineer, to fill the vacancy caused by the
appointments by the governor with the consent of the resignation of its incumbent. Upon the expiration of the
senate provides that the governor shall appoint persons to latter's term, Governor Carey reappointed Emerson for a
the office with the consent of the senate, rather than merely full term of six (6) years, from and after April 1, 1921. This
nominate persons for consideration by the senate, the last appointment was confirmed by the state legislature at
appointment is final and conclusive without confirmation. ... . its next session in 1923. Prior thereto, however, Governor
Carey's term had expired and his successor had appointed
Likewise in McChesney v. Sampson (1930) 232 Ky 395, 23 Shawver as state engineer. Thereupon Shawver ousted
S.W. (2d.) 584, the act of governor in making a recess Emerson from such office. It was held that Emerson had a
appointment was held to be not merely a nomination better right thereto; that his appointment in 1921 was a
subject to revocation by the governor at any time prior to completed appointment, requiring no action by the Senate
action thereon by the senate, but a final and irrevocable to entitle him to hold said office; that a recess appointment
appointment subject only to rejection by the senate. In once made by "the executive is not subject to
support of this result, it was said: 'It is urged that reconsideration or recall, "even though not as yet
appointment to the office consists of two separate acts, one confirmed by the Senate, inasmuch as," the appointment
by the governor and one by the senate, and until both have alone confers upon the appointee for the time being the
acted there is no appointment such as to bring the right to take and hold the office, and constitutes the last act
incumbent within the protection of the law. Even so, the respecting the matter to be performed by the executive
two powers do not act concurrently, but consecutively, and power"; and that, although the term of Governor Carey had
action once taken and completed by the executive is not expired and neither he nor his successor had forwarded
subject to reconsideration or recall. ... The fact that the title Emerson's appointment to the Senate for confirmation or
to the office, and the tenure of the officer, are subject to the requested the Senate to act upon said appointment, the
action of the senate, does not render incomplete the act of same had been validly confirmed by said body, for .
the chief executive in making the appointment. The
appointment alone confers upon the appointee for the time The provision as to the office here in question found in the
being the right to take and hold the office, and constitutes Constitution does not say that the appointment made by
the last act respecting the matter to be performed by the the Governor shall be confirmed by the Senate when
executive power.' . requested by the former, or upon a communication by him
submitting the matter to the Senate. And we perceive no
xxx xxx xxx substantial reason for adding by construction any such
restriction upon the Senate's right to act. (People v.
In People ex rel. Byder v. Mizner (1857) 7 Cal. 519, in Shawver, 222 P. 11; see, also, Commonwealth v. Waller, 145
holding that an appointment made by a governor to fill an Pa. 235, 23 Atl. 382; State v. Williams, 20 S.C. 13;
office which had expired during a recess of the legislature Richardson v. Henderson, 4 Wyo. 535, 35 Pac. 517, and
was not merely an appointment to fill a vacancy which other cases cited in the Shawver case.) .
would expire at the end of the next session of the
legislature, but was an appointment for a full term, and that 4. The foregoing goes to show, also, that the question
the act of the governor during a subsequent session of the whether the Commission on Appointments is or is not a
legislature, in appointing another to the office and asking continuing body can not affect the determination of the
his confirmation by the legislature, was unauthorized and case. Besides, the constitutional provision making an ad
void, it was said that, the power of the executive having been interim appointment, if not disapproved by the Commission
once exercised, he had no further control over the office until on Appointments, effective only until the next adjournment
the appointee has been rejected by the senate." (89 ALR, pp. of Congress, clearly indicates that such Commission must
138, 139, 140.) . have an opportunity to approve or disapprove the
appointment and that its inaction, despite such opportunity,
3. The irrevocability of the ad interim appointment at the session of Congress next following the making of the
adverted to above becomes more apparent when we appointment — during which it could have met, and,
consider that the House, Commission on Appointments or probably, did meet — must be understood as an expression
other agency of Congress charged with the function of of unwillingness to stamp its approval upon the act of the
terminating the effectivity of such appointment, may act executive. No such opportunity exists when the outgoing
thereon, by approving or disapproving the same, even Congress has not held any session, regular or special after
though the Executive had not submitted or forwarded it to the making of the appointment and before the expiration of
said House, Commission or agency of Congress, and even the term of said Congress, and the new Congress has not, as
though either the outgoing or the incoming Executive shall yet, organized itself or even met.
5. The American rule concerning irrevocability of session of the General Assembly could not exceed 60 days,
appointments is bolstered up in the Philippines by Section unless by a vote of 2/3 of the members of each of the two
4 of Article XII of the Constitution, which provides that — Houses of the legislature. Inasmuch as the Senate could not,
"no officer of employee in the Civil Service shall be without the concurrence of the House, directly extend the
removed except for cause as provided by law." (Article VII, period of its regular session, neither could it, without such
Section 4.) . concurrence, indirectly extend said period, by granting its
aforementioned committee the authority to function
In fact, in his concurring opinion in Eraña vs. Vergel de Dios beyond said period. As stated by the Court "the committee,
(85 Phil., 17), our distinguished Chief Justice pointed out being the mere agency of the body which appointed it, dies
that the revocation of an appointment, if feasible, "should when the body itself dies, unless it is continued by law",
be communicated to the appointee before the moment he which the Senate may not enact, without the concurrence
qualified," and that "any revocation thereafter, is of the House..
tantamount to removal and must be judged according to the
rules applicable to the removal" (emphasis ours). In the The decision in said case did not seek to define the meaning
present case, the revocation of petitioner's appointment of the term "recess" as used in any constitution or statute.
was not communicated to him before he qualified by taking It did not even refer to the authority to make appointments
his oath of office. It is not even claimed that any of the during "recess". It has absolutely no bearing, therefore, on
statutory causes for removal of petitioner herein exists, or the issue before us.
that the procedure prescribed for such removal has been
complied with. Upon the other hand, Dr. Jose M. Aruego, a prominent
member of the constitutional convention, says, in his work
6. Once an appointee has qualified, he acquires a legal, not on "The Framing of the Philippine Constitution" (Vol I, pp.
merely equitable right, which is protected not only by 434-435), that the draft of the provision on ad interim
statute, but, also by the Constitution, for it cannot be taken appointments by the President, as submitted by the
away from him, either by revocation of the appointment or corresponding committee, followed the principles of the
by removal, except for cause, and with previous notice and Jones Law and that the recommendation of the committee
hearing, consistently with said Section 4 of Article XII of was readily approved on the floor of the convention,
our fundamental law, and with the constitutional although the committee on style gave said provision its
requirement of due process (Segovia vs. Noel, 47 Phil., 547; present phraseology. Pursuant to the Jones Law,
Sec. 67 C.J.S. 117, 42 Am. Jur. 887). (See also, People ex rel "appointments made while the Senate is not in session shall
Ryan v. Green, 58 N. v. 295; People vs. Gardner, 59 Barb be effective either until disapproval or until the next
198; II Lewis Sutherland Statutory Construction, pp. 1161 adjournment of the Senate". Hence, the term "recess"
and 1162; Mechem on Public Officers, Sec. 389; 22 R. C. L. appearing in Section 10(4) of Article VII of our Constitution
377- 378; 25 Am. Dec. 690-691, 703). should be construed to mean "while Congress is not in
session" and this is confirmed by the practice consistently
7. The case of Tipton vs. Parker (74 S. W., 298) has been observed in the Philippines for time immemorial, as well as
cited in support of the theory that Congress of the the ad interim appointment extended by President
Philippines was not in "recess" on December 29, 1961, and Macapagal to respondent Castillo.
that, accordingly, ad interim appointments could not validly
be made in such date. The question involved in said case 8. The case of McChesney vs. Sampson (23 S. W. 2d. 584)
was whether a committee of the Senate of Arkansas could has, also, been invoked in support of the proposition that
be authorized by the same to function after the "an ad interim appointment is not complete until the
adjournment sine die of the regular session of the state appointee takes the oath of office and actually takes
General Assembly. The State Supreme Court considered as possession of the position or enters upon the discharge of
decisive authority the view expressed by Judge Cooley, to its duties" and that, before such actual taking of possession,
the effect that a legislative committee "has no authority to though after the oath taking, the appointee may be
sit during a recess of a House which appointed him, removed without cause.
without its permission to that effect". The issue thus hinged
on the meaning of the term "recess" as used by Judge Cooley. We have not found in said case anything justifying such
Resolving this question, said court held that the recess claim. The issue in said case was whether a state governor
referred to by Judge Cooley was "only the intermission could recall an unconfirmed appointment of McChesney to
between the sittings of the same body at its regular or the state textbook commission when there had been no
adjourned session and not to the interval between the final session of the Senate subsequent to the appointment, and
adjournment of one body and the convening of another at such issue was decided in the negative.
the next regular session"..
Although, in addition to accepting the appointment,
In this connection, it should be noted that, as an agency of McChesney had qualified and exercised the function of the
the Senate, the committee involved in said case could not office, the decision of the Court clearly indicates that it was
operate for its principal beyond the latter's term. Moreover, not necessary for him either to discharge the duties of the
under the Constitution of Arkansas, the regular biennial office or even to take the oath of office, in order to render
his appointment irrevocable. The Court explicitly declared I cannot see how such imputations can be reconciled with
that the appointment, once "completed by the executive is the position taken by this Court in the Osmeña case and in
not subject to reconsideration or recall;" that the other cases (Barcelona vs. Baker, 5 Phil., 87; Severino vs.
appointment "is complete when the appointing authority Governor-General, 16 Phil., 366; Abueva vs. Wood, 45 Phil.,
has performed the acts incumbent upon him to accomplish 612; Alejandrino vs. Quezon, 46 Phil., 85; Mabanag vs.
the purpose;" and that in the case of recess appointments, Lopez Vito, 78 Phil., 1; Cabili vs. Francisco, L-4638, May 8,
like that of McChesney," the appointment alone confers 1951) in which it "fastidiously observed" the theory of
upon the appointee for the time being the right to take and separation of powers (Osmeñ a vs. Pendatum, supra). Thus,
hold the office and constitutes the last act respecting the in Santos vs. Yatco (55 Off. Gaz. 8641), in which a
matter to be performed by the executive power" completing department head was sought to be enjoined from
the appointment and rendering the same irrevocable. electioneering, in view of the explicit provision of the Civil
Service Act of 1959 (Republic Act No. 2260, section 29),
In short, the McChesney case is authority for the petitioner prohibiting all officers and employees in the civil service,
herein. "whether in the competitive or classified, or non-
competitive or unclassified service," from engaging directly
9. Most, if not all appointments made by the President have or indirectly in partisan political activities or taking part in
two (2) aspects, namely, the legal and the political. The first any election except to vote, we held that the issue therein
refers to his authority to make the appointment. The raised was one of "impropriety as distinguished from
second deals with the wisdom in the exercise of such illegality," and that, as such, it "is not justiciable by this
authority, as well as with its propriety. Whether given Court." In Mabanag vs. Lopez Vito (78 Phil., 1), we refused
vacancy or number of vacancies should be filled, or who to decide, upon the same ground, whether specified
among several qualified persons shall be chosen, or numbers of votes constituted three-fourths of all members
whether a given appointment or number of appointment of each House of Congress. In Vera vs. Avelino (77 Phil.,
will favor the political party to whom the power of 192), we not only declared that "the judiciary is not the
appointment belongs and will injure the interest of a rival repository of remedies for all political or social evils," but,
political party and to what extent, are, to my mind, also, quoted with approval the statement, made in
essentially and typically political matters. Hence, I believe Alejandrino vs. Quezon (46 Phil., 81), to the effect that "the
that the question whether certain appointments should be judicial department has no power to revise even the most
sanctioned or turned down by reason of the improper, arbitrary and unfair action of the legislative department, or
immoral or malevolent motives with which said matters of either House thereof, taken in pursuance of the power
were allegedly handled is, likewise, clearly political, and as committed exclusively to that department by the
such, its determination belongs, not to the courts of justice Constitution." (Emphasis ours.) .
(Vera vs. Avelino, 77 Phil., 192, 205; 16 C.J.S 689-690;
Willoughby on the Constitution, Vol. III 1326-1327), but to 11. In the present case, we have completely reversed our
the political organ established precisely to check possible stand on the principle of separation of powers. We have
abuses in the exercise of the appointing power — the inquired into the motives of the Executive department in
Commission on Appointments. making the appointments in question, although it is well
settled, under the aforementioned principle, that: .
Indeed, I can hardly conceive of any question more patently
and characteristically political than this one, or more Generally courts cannot inquire into the motive, policy,
appropriate for determination of said body. Neither the wisdom, or expediency of legislation.
possible or probable control thereof by members of the
Nacionalista Party nor the number of offices or The justice, wisdom, policy, necessity, or expediency, of a
appointments involved can affect the nature of the issue. law which is within its powers are for the legislature, and
Surely, its political character is the same whichever are not open to inquiry by the courts, except as an aid to
political party may have the largest number of votes in the proper interpretation." (16 C.J.S. 471-478) .
Commission on Appointments. The big number of said
appointments merely tend to make more manifest the If this is true as regards the legislative branch of the
political complexion thereof and its non-justifiable nature. government, I can see no valid reason, and none has been
pointed out, why the same norm should not govern our
10. In Osmeña vs. Pendatum (L-17144, October 28, 1960), relations, with the executive department. However, we
we refused to disturb the action of the House of have not merely disregarded such norm. We are, also, in
Representatives in suspending a member thereof — who effect, restraining the Commission on Appointments — an
had made derogatory imputations against the President of organ of a coordinate, co-equal branch of the Government
the Philippines — upon the ground that such imputations — from acting on the questioned appointments. What is
constituted a breach of the courtesy due to a coordinate more, we are virtually assuming in advance that said body
branch of the Government. Yet, in the present case, — which has not been organized as yet and whose
imputations similarly derogatory to the same branch of the membership is still undetermined — will not act in
Government are, in effect, made in the majority resolution. harmony with the spirit of our Constitution.
12. It is trite to say that certain moral and political aspects (2) If so, did it automatically lapse with the ending the term
of the issue before us cannot but produce a strong aversion of office of the twelve Congressmen composing one-half of
towards the case of petitioner herein and the hundreds of the membership of the Commission Appointments? .
others appointed under the same conditions as he was.
Although members of the bench must always endeavor to (3) May this appointment be legally recalled or withdrawal
minimize the influence of emotional factors tending to after Aytona has qualified? .
affect the objectivity essential to a fair and impartial
appraisal of the issues submitted for their determination, it Before entering into the discussion of the "propriety,
is only natural — and, I venture to add, fortunate (for, morality and wisdom" of the appointment, it is necessary, I
otherwise, how could they hope to do justice to their believe, that the foregoing legal propositions must first be
fellowmen?) — that they should basically react as other cleared out.
members of the human family. This is probably the reason
why Justice Douglas of the Federal Supreme Court of the
I. The Validity of Aytona's Appointment: .
U.S., said, in Abel v. U.S. (4 Lawyers Edition, 2d, 668, 688) :
But this ruling is no argument that the Executive's power to The word 'recess' is one of ordinary, not technical,
make appointments during such adjournment sine die does signification, and it is evidently used in the constitutional
not exist just because a house of the legislature lacks power provision in its common and popular sense. It means in
to authorize its committee to act during the same Article II, above referred to, precisely what it means in
adjournment. One refers to the power of a defunct body to Article III, in which it is again used. Conferring power upon
act beyond its life; the other refers to the power of another the executive of a State to make temporary appointment of
authority, the executive, to perform its functions after the a Senator, it says: .
expiration of that other body. Non-existence of the first
does not mean non-existence of the other. And if vacancies happen, by resignation or otherwise,
during the recess of the legislature of any State, the
It is to be noted that the different counsel advocating the executive thereof may make temporary appointments until
cause of the respondents are not even agreed in the the next meeting of the legislature, which shall then fill
application of their interpretation of the word "recess". such vacancies.' .
Some of them argue that the interregnum which they
contend is not recess, compromises the entire period It means just what was meant by it in the Article of
between the adjournment of the 4th Congress in May, 1961 Confederation, in which it is found in the following
and the opening of the 1st session of the first session of the provision": .
5th Congress on January 22, 1962, so that all ad interim
appointments extended during this period are null and The United States in Congress assembled shall have
void. Others claim that such interregnum is that period authority to appoint a committee to sit in the recess of
between December 13, 1961, date of adjournment of the Congress, it be denominated a committee of the States, and
last session of the 4th Congress, and January 22, 1962. It to consist of one delegate from each State.' .
seems that President Macapagal is of this same view
because his administrative Order No. 2 specifically refers to It was evidently intended by the framers of the
all appointments made after December 13, 1961. Still Constitution that it should mean something real, not
others, at least one, advanced the theory during the oral something imaginary; something actual, not something
argument that the banned period is that between the fictitious. They used the word as the mass of mankind then
understood it and now understand it. It means, in our not mean that the Senate and the House of Representatives
judgment, in this connection the period of time when the thereby create said bodies, no more than the President can
Senate is not sitting in regular or extraordinary session as a be said to create the Supreme Court by appointing the
branch of the Congress, or in extraordinary session for the Justices therein. It simply ordained that the Commission be
discharge of executive functions; when its members owe no constituted or organized by electing the members thereof,
duty of attendance; when its Chamber is empty; when, whose positions have already been created in virtue of
because of its absence, it cannot receive communications Section 12 of the same Constitution. To hold the Electoral
from the President or participate as body in making Tribunals and the Commission on Appointments are non-
appointments." . existing during the period from December 30, 1961 to
January 22, 1962 (and during the corresponding period
The Attorney General of the United States was also of this every four years thereafter) will result in an absurdity and
view when he stated: . a situation destructive of the normal processes provided in
the Constitution. One of such absurd results would be that
The recess of the Senate during which the President shall no electoral protest against any elected and proclaimed
have power to fill a vacancy that may happen, means the congressman or senator can be legally filed with the
period after the final adjournment of Congress for the Electoral Tribunals within the period prescribe by their
session and before the next session begins; while an rules, that is, within fifteen days following the proclamation
adjournment during a session of Congress means a merely of the results of the election, which period falls within the
temporary suspension of business from day to day, or for time when the Electoral Tribunals (as is the case of
such brief periods of time as are agreed upon by the joint Commission on Appointments) are allegedly non-existent.
action of the two houses. The President is not authorized to
appoint an officer during the current holiday adjournment The proceedings in the Constitutional Convention are cited
of the Senate, which will have the effect of an appointment to support the theory that the Commission on
made in the recess occurring between two sessions of the Appointments is not a permanent commission. A review of
Senate." (President - Appointment Officers - Holiday the records, however, of that convention reveals that what
Recess, 1901, 23 Op. Atty. Gen. 599, (U.S.C.A. Const. Art. 2, was intended in the proposed draft was to authorize the
Sec. 2[2].. Commission on Appointments to hold sessions even when
the Congress is not in session. The mere fact that such a
It is worthwhile to note that our Constitution in paragraph proposal was defeated and, consequently, the word
4, Section 10 of Article VII speaks of "recess" without "permanent" was not adopted in the final text, does not
making any distribution between the sessions one congress import that the Constitution meant to give an off and on
and the sessions of another. And it is trite to say that when existence to the Commission on Appointments lapsing
the law makes no distinction, no distinction should be every four years when the twelve of its members cease to
made, especially if to do so would result in a strained be such. On the contrary, it seems more logical to hold that
interpretation thereof and defeat the evident purpose of the legal existence of the Commission as well as the
the framers of the Constitution - in this instance, to render Electoral Tribunals continue irrespective of the vacancies
it certain that at times there should be, whether the that may exist in the membership thereof. It is for this
Congress is in session or not, an officer for every office, reason that the personnel of these bodies do not cease
entitled to discharge the duties thereof. (5 Hinds, op. cit., p. periodically, but continue to perform their duties in their
853.) . respective offices for which they are legally paid their
salaries by the government. It seems clear, therefore, that
the Commission on Appointments did not lapse on
II. Lapsing of Aytona's Appointment: . December 29, 1961. Neither did the appointment of Aytona
lapse on that date because the same could not be acted
It is contended for the respondents that since 12 members upon by the Commission on Appointments during the
of the Commission on Appointments ceased to be such recess of the Congress.
upon the expiration of their term of office at midnight of
December 29, 1961, the Commission on Appointments III. May the appointment of Aytona be legally recalled or
likewise ceased to exist on the theory that creation can not withdrawn after he has qualified for the position to which he
exist beyond the life of its creator at least with respect to was appointed? .
one-half of its members. This seems to stem from the
wrong notion that the Commission on Appointments is a
creature of the Congress. This confuses the Commission on Precedents are to the effect that when once an appointment
Appointments as a constitutional body with its members. has been extended by the Chief Executive who, as is
The body continued to exist, but only its membership provided in our Constitution, has the sole power of
changes periodically. When the Constitution provides in appointment subject only to the consent of the Commission
Section 13 of Article 6 thereof that "the Electoral Tribunals on Appointments, and the appointee has accepted the
and the Commission on Appointments shall be constituted appointment, the same becomes complete and the
within 30 days after the Senate and the House of appointing power can not withdraw it except in cases
Representatives shall have been organized with the where the tenure of the appointee is at the Chief
election of their President and Speaker, respectively", it did Executive's pleasure or upon grounds justifying removal
and after due process. This is not because the appointment
constitutes a contract (for truly a public office can not be the judiciary is not the repository of remedies for all
subject of any contract), but because of the provisions of political or social evils, and that the judicial department has
the Constitution itself to the effect that "no officer or no power to revise even arbitrary or unfair action of the
employee in the Civil Service shall be removed or other departments taken in pursuance of the power
suspended except for cause as provided by law." If, committed exclusively to those departments by the
therefore, the recall or the withdrawal of the appointment Constitution..
of Aytona was not authorized by law, then his assumption
of the functions of his office on January 2, 1962 was clearly May I add: all the scandalous circumstances brought to the
within his legal right and the interference of Castillo, attention of this Court did not link the petitioner herein,
aggravated by the assistance or at least the presence of save for the fact that this appointment was extended on the
members of the Armed Forces, was clearly unlawful. same day as those issued under the unusual and irregular
circumstances attending the other appointments. If at all,
The foregoing disposes, in my opinion, the legal issue and there is evidence in favor of Aytona to the effect that
the rights of the parties in the present case. But against insofar as he is concerned, his appointment to the position
these, to me, clear mandates of the Constitution and the of Governor of the Central Bank has been under
legal and judicial precedents, respondents have appealed to consideration for a long time and that he is qualified for the
this Court for it to exercise "judicial statesmanship" position. It can not, therefore be said that with respect to
invoking the spirit of the Constitution. It is claimed that him there was no mature deliberation and due
there was a manifest abuse of power by the outgoing consideration of his qualifications and of the need of the
President in extending, on the eve of the expiration of his service. he charge was made that the position of Governor
term, some three hundred and fifty ad interim of the Central Bank has been vacant for several months and
appointments to fill an equal number of vacancies in the that the President should have filled it earlier. Yet, when
different branches of the government; that no proper the President actually filled it as he did, he is criticized
consideration was given of the merits of the appointees, it claiming that there was no immediate need for such action
appearing that in the case of at least some of the appointees in view of the fact that there was an Acting Governor. That
to the judiciary, their assurance of an immediate it was really necessary to fill the position is evidenced by
assumption of office or the taking of oath was made a the act of President Macapagal himself in making his own
condition precedent to the appointments, and that there appointment hardly twenty-four hours after he recalled the
was a wild scramble in Malacañ an among the appointees appointment of Aytona.
on the night of December 29. We are scandalized by this
and expect the Court to apply the remedy. What of the Summarizing, I would say that all the circumstances cited
proceedings in Congress during the last day of session by the respondents that have surrounded the issuance of
when bills after bills are passed in a manner not too the appointments in question, have to do with the mode or
dissimilar to the described scene in Malacañ an? Can the manner of the exercise of the authority to make the
Supreme Court be expected to correct this too by declaring appointment, quite apart from the existence of the
all such laws as invalid just as we are asked to invalidate authority itself. The observance of good faith, morality and
these appointments? . propriety by the other two co-equal coordinate
departments in the performance of their functions must be
Be this as it may, whatever may be our personal views on secured by their sense of duty and official oath hand not by
this matter, I agree with Mr. Justice Concepcion that not all any supervisory power of the courts..
wrongs or even abuse of power can be corrected by the
exercise of the high prerogatives of the Supreme Court The role of courts in our scheme of government is to
vested in it by the Constitution. As I take it, the higher and interpret the law and render justice under it. This simply
more delicate is the prerogative, the greater should be the means that whatever may be our own personal feelings as
degree of self-restraint in the exercise thereof, lest the fine to the propriety, morality, or wisdom of any official act or
and tested scale of checks and balances set up by the actuation of a public officer or any agency of the
Constitution be jarred. In the same manner that we expect government within their respective competence brought to
circumspection and care, even double care, on the part of the attention of the Court for adjudication, they should not
the other two co-equal coordinate departments of the be permitted to prevail over clear legal considerations, for
government, so must we be most cautious and slow in ours is a regime under the Rule of Law..
judging the morality, propriety and good faith involved in
the actuations of the other departments in matters coming In view of the foregoing, I am constrained to register my
within their competence. The remedy, I believe, under the dissent.
circumstances is with the Commission on Appointments to
which the appointments have been submitted. The more
Footnotes
fact that it is expected that the Commission on
Appointments would be controlled by the party of the
outgoing President is immaterial, because legal processes BENGZON, C.J.:
can not be made to depend upon the fortunes of political
1
parties, for there is still the ultimate remedy by the people These positions had been vacant for months.
in all authority. At any rate, as has already been aptly said:
2
The 4th Congress expired at midnight December 29, 1961.. I. The Relevant Facts
3
89 A.L.R., 135 Anno. The Resolution of the Court En Banc, handed down on May
14, 1998, sets out the relevant facts and is for that reason
PADILLA, J., concurring: hereunder reproduced in full.
1
Section 3, Article VI. Referred to the Court En Banc by the Chief Justice are the
appointments signed by His Excellency the President under
2
Section 6, Article VI. date of March 30, 1998 of Hon. Mateo A. Valenzuela and
Hon. Placido B. Vallarta as Judges of the Regional Trial
3 Court of Branch 62, Bago City and of Branch 24,
Section 9, Article VI. Cabanatuan City, respectively. The appointments were
4
received at the Chief Justice's chambers on May 12, 1998.
Section 4, Article VII. The referral was made in view of the serious constitutional
issue concerning said appointments arising from the
BARRERA, J., dissenting: pertinent antecedents.
1
The power of the U.S. President to make appointments is The issue was first ventilated at the meeting of the Judicial
by and with the advice and consent of the Senate.. and Bar Council on March 9, 1998. The meeting had been
called, according to the Chief Justice as Ex Officio Chairman,
Republic of the Philippines to discuss the question raised by some sectors about the
SUPREME COURT "constitutionality of ** appointments" to the Court of
Manila Appeals, specifically, in light of the forthcoming
presidential elections. Attention was drawn to Section 15,
EN BANC Article VII of the Constitution reading as follows:
Sec. 4 (1), Article VIII : In this connection, it may be pointed out that that instruction
that any "vacany shall be filled within ninety days" (in the
last sentence of Section 4 (1) of Article VIII) contrasts with
The Supreme Court shall be composed of a Chief Justice and the prohibition Section 15, Article VII, which is couched in
fourteen Associate Justices. It may sit en banc or in its stronger negative language — that "a President or Acting
discretion, in divisions of three, five, or seven Members. Any President shall not make appointments. . ."
vacancy shall be filled within ninety days from the
occurrence thereof.
The Commission later approved a proposal of Commissioner
Hilario G. Davide, Jr. (now a Member of this Court) to add to
Sec. 9, Article VIII : what is now Section 9 of Article VIII, the following
paragraph: WITH RESPECT TO LOWER COURTS, THE
The members of the Supreme Court and judges in lower PRESIDENT SHALL ISSUE THE APPOINTMENT WITHIN
courts shall be appointed by the President from a list of at NINETY DAYS FROM THE SUBMISSION OF THE LIST" (of
least three nominees prepared by the Judicial and Bar nominees by the Judicial and Bar Council to the President). 6
Council for, every vacancy. Such appointments need no Davide stated that his purpose was to provide a "uniform
confirmation. rule" for lower courts. According to him, the 90-day period
should be counted from submission of the list of nominees to
For the lower courts, the President shall issue the the President in view of the possibility that the President
appointments within ninety days from the submission of the might reject the list submitted to him and the JBC thus need
list. more time to submit a new one. 7
On the other hand, Section 15, Article VII — which in effect and the appointee's qualifications may undoubtedly be
deprives the President of his appointing power "two months permitted. But the issuance of 350 appointments in one night
immediately before the next presidential elections up to the and the planned induction of almost all of them a few hours
end of his term" — was approved without discussion. before the inauguration of the new President may, with some
reason, be regarded by the latter as an abuse of Presidential
VI. Analysis of Provisions prerogatives, the steps taken being apparently a mere
partisan effort to fill all vacant positions irrespective of
Now, it appears that Section 15, Article VI is directed against fitness and other conditions, and thereby to deprive the new
two types of appointments: (1) those made for buying votes administration of an opportunity to make the corresponding
and (2) those made for partisan considerations. The first appointments.
refers to those appointments made within the two months
preceding a Presidential election and are similar to those As indicated, the Court recognized that there may well be
which are declared elections offenses in the Omnibus appointments to important positions which have to be made
Election Code, viz.: 8 even after the proclamations of a new President. Such
appointments, so long as they are "few and so spaced as to
Sec. 261. Prohibited Acts. — The following shall be guilty of afford some assurance of deliberate action and careful
an election offense: consideration of the need for the appointment and the
appointee's qualifications," 10 can be made by the outgoing
President. Accordingly, several appointments made by
(a) Vote-buying and vote-selling. — (1) Any person who President Garcia, which were shown to have been well
gives, offer or promises money or anything of value gives or
considered, were upheld. 11
promises any office or employment, franchise or grant,
public or private, or makes or offers to make an expenditure,
directly or indirectly, or cause an expenditure to be made to Sec. 15, Article VII has a broader scope than the Aytona
any person, association, corporation, entity, or community in ruling. It may not unreasonably be deemed to contemplate
order to induce anyone or the public in general to vote for or not only "midnight" appointments — those made obviously
against any candidate or withhold his vote in the election, or for partisan reasons as shown by their number and the time
to vote for or against any aspirant for the nomination or of their making — but also appointments of the Presidential
choice of a candidate in a convention or similar selection election.
process of a political party.
On the other hand, the exception in the same Section 15 of
xxx xxx xxx Article VII — allowing appointments to be made during the
period of the ban therein provided — is much narrower than
that recognized in Aytona. The exception allows only the
(g) Appointment of new employees, creation of new position, making of temporary appointments to executive positions
promotion, or giving salary increases. — During the period when continued vacancies will prejudice public service or
of forty-five days before a regular election and thirty days endanger public safety. Obviously, the article greatly
before a regular election and thirty days before a special restricts the appointing power of the President during the
election, (1) any head, official or appointing officer of a period of the ban.
government office, agency or instrumentality, whether
national or local, including government-owned or controlled
corporations, who appoints or hires any new employee, Considering the respectives reasons for the time frames for
whether provisional, temporary, or casual, or creates and filling vacancies in the courts and the restriction on the
fills any new position, except upon prior authority of the President's power of appointments, it is this Court's view
Commission. The Commission shall not grant the authority that, as a general proposition, in case of conflict, the former
sought unless, it is satisfied that the position to be filled is should yield to the latter. Surely, the prevention of vote-
essential to the proper functioning of the office or agency buying and similar evils outweighs the need for avoiding
concerned, and that the position shall not be filled in a delays in filling up of court vacancies or the disposition of
manner that may influence the election. some cases. Temporary vacancies can abide the period of the
ban which, incidentally and as earlier pointed out, comes to
exist only once in every six years. Moreover, those occurring
The second type of appointments prohibited by Section 15, in the lower courts can be filled temporarily by designation.
Article VII consist of the so-called "midnight" appointments. But prohibited appointments are long-lasting and
In Aytona v. Castillo, 9 it was held that after the proclamation permanent in their effects. They may, as earlier pointed out,
of Diosdado Macapagal as duly elected President, President their making is considered an election offense.
Carlos P. Garcia, who was defeated in his bid for reelection,
became no more than a "caretaker" administrator whose
duty was to "prepare for the transfer of authority to the To the contention that may perhaps be asserted, that
incoming President." Said the Court: Sections 4 (1) and 9 of Article VIII should prevail over
Section 15 of Article VII, because they may be considered
later expressions of the people when they adopted the
The filling up of vacancies in important positions, if few, and Constitution, it suffices to point out that the Constitution
so spaced as to afford some assurance of deliberate action must be construed in its entirely as one, single instrument.
and careful consideration of the need for the appointment
To be sure, instances may be conceived of the imperative which are considered to be for the purpose of buying votes or
need for an appointment, during the period of the ban, not influencing the election. While the filling of vacancies in the
only in the executive but also in the Supreme Court. This may judiciary is undoubtedly in the public interest, there is no
be the case should the membership of the Court be so showing in this case of any compelling reason to justify the
reduced that it will have no quorum, or should the voting on making of the appointments during the period of the ban. On
a particularly important question requiring expeditious the other hand, as already discussed, there is a strong public
resolution be evenly divided. Such a case, however, is covered policy for the prohibition against appointments made within
by neither Section 15 of Article VII nor Sections 4 (1) and 9 of the period of the ban.
Article VIII. 12
In view of the foregoing considerations, the Court Resolved
VII. A Last Word to DECLARE VOID the appointments signed by His Excellency
the President under date of March 30, 1998 of Hon. Mateo A.
A final word, concerning Valenzuela's oath-taking and Valenzuela and Hon. Placido B. Vallarta as Judges of the
"reporting for duty" as Presiding Judge of RTC Branch 62, Regional Trial Court of Branch 62, Bago City and of Branch
Bago City, on May 14, 1998. 13 Standing practice is for the 24, Cabanatuan City, respectively and to order them,
originals of all apointments to the Judiciary — from the forthwith on being served with notice of this decision, to
highest to the lowest court — to be sent by the Office of the forthwith CEASE AND DESIST from discharging the office of
President to the Office of the Chief Justice, the appointments Judge of the Courts to which they were respectively
being addressed to the appointee's "Thru: the Chief Justice, appointed on March 30, 1998. This without prejudice to their
Supreme Court Manila." It is the Clerk of Court of the being considered anew by the Judicial and Bar Council for re-
Supreme Court in the Chief Justice's behalf, who thereafter nomination to the same positons.
advises the individual appointee's of their appointments and
also of the date of commencement of the pre-requisite IT IS SO ORDERED.
orientation seminar to be conducted by the Philippine
Judicial Academy for new Judges. The rationale of this Davide, Jr., Romero, Bellosillo, Melo, Puno, Vitug, Kapunan,
procedure is salutary and readily precieved. The procedure Mendoza Panganiban, Quisumbing, Purisima and Pardo, JJ.,
ensures the authenticity of the appointments, enables the concur.
Court, particularly the Office of the Court Administrator, to
enter in the appropriate records all appointments to the Mendoza, J., is on leave.
Judiciary as well as other relevant data such as the dates of
qualification, the completion by the appointee's of their pre-
Footnotes
requisite orientation seminars, their assumption of duty, etc.
The appointments of Messrs. Valenzuela and Vallarta on 6 1 RECORD, pp. 489-490 (Session of July 14, 1986).
March 30, 1998 (transmitted to the Office of the Chief Justice
on May 14, 998) were unquestionably made during the 7 Id. at p. 445.
period of the ban. Consequently, they come within the
operation of the first prohibition relating to appointments
8 Emphasis supplied.
9 114 Phil. vii (1962).
10 Id at x-xi.