G.R. No.

169777*

April 20, 2006

SENATE OF THE PHILIPPINES, represented by FRANKLIN M. DRILON, in his capacity

as Senate President, JUAN M. FLAVIER, in his capacity as Senate President Pro
Tempore, FRANCIS N. PANGILINAN, in his capacity as Majority Leader, AQUILINO Q.
PIMENTEL, JR., in his capacity as Minority Leader, SENATORS RODOLFO G. BIAZON,
"COMPANERA" PIA S. CAYETANO, JINGGOY EJERCITO ESTRADA, LUISA "LOI" EJERCITO
ESTRADA, JUAN PONCE ENRILE, RICHARD J. GORDON, PANFILO M. LACSON, ALFREDO
S.LIM, M. A. MADRIGAL, SERGIO OSMENA III, RALPH G. RECTO, and MAR ROXAS,
Petitioners,
vs.
EDUARDO R. ERMITA, in his capacity as Executive Secretary and alter-ego of
President Gloria Macapagal-Arroyo, and anyone acting in his stead and in behalf of
the President of the Philippines, Respondents.

x-------------------------x

G.R. No. 169659

April 20, 2006

BAYAN MUNA represented by DR. REYNALDO LESACA, JR., Rep. SATUR OCAMPO,
Rep. CRISPIN BELTRAN, Rep. RAFAEL MARIANO, Rep. LIZA MAZA, Rep. TEODORO
CASINO, Rep. JOEL VIRADOR, COURAGE represented by FERDINAND GAITE, and
COUNSELS FOR THE DEFENSE OF LIBERTIES (CODAL) represented by ATTY.
REMEDIOS BALBIN, Petitioners,
vs.
EDUARDO ERMITA, in his capacity as Executive Secretary and alter-ego of President
Gloria Macapagal-Arroyo, Respondent.

x-------------------------x

G.R. No. 169660

April 20, 2006

FRANCISCO I. CHAVEZ, Petitioner,

vs.
EDUARDO R. ERMITA, in his capacity as Executive Secretary, AVELINO J. CRUZ, JR., in
his capacity as Secretary of Defense, and GENEROSO S. SENGA, in his capacity as
AFP Chief of Staff, Respondents.

x-------------------------x

G.R. No. 169667

April 20, 2006

ALTERNATIVE LAW GROUPS, INC. (ALG), Petitioner,

vs.
HON. EDUARDO R. ERMITA, in his capacity as Executive Secretary, Respondent.

x-------------------------x

G.R. No. 169834

April 20, 2006

PDP- LABAN, Petitioner,

vs.
EXECUTIVE SECRETARY EDUARDO R. ERMITA, Respondent.

x-------------------------x

G.R. No. 171246

April 20, 2006

JOSE ANSELMO I. CADIZ, FELICIANO M. BAUTISTA, ROMULO R. RIVERA, JOSE AMOR

AMORANDO, ALICIA A. RISOS-VIDAL, FILEMON C. ABELITA III, MANUEL P. LEGASPI, J.
B. JOVY C. BERNABE, BERNARD L. DAGCUTA, ROGELIO V. GARCIA, and the
INTEGRATED BAR FOR THE PHILIPPINES, Petitioners,
vs.
HON. EXECUTIVE SECRETARY EDUARDO R. ERMITA, Respondent.

DECISION

CARPIO MORALES, J.:

A transparent government is one of the hallmarks of a truly republican state. Even

in the early history of republican thought, however, it has been recognized that the
head of government may keep certain information confidential in pursuit of the
public interest. Explaining the reason for vesting executive power in only one
magistrate, a distinguished delegate to the U.S. Constitutional Convention said:
"Decision, activity, secrecy, and dispatch will generally characterize the proceedings
of one man, in a much more eminent degree than the proceedings of any greater
number; and in proportion as the number is increased, these qualities will be
diminished."1

History has been witness, however, to the fact that the power to withhold
information lends itself to abuse, hence, the necessity to guard it zealously.

The present consolidated petitions for certiorari and prohibition proffer that the
President has abused such power by issuing Executive Order No. 464 (E.O. 464) last
September 28, 2005. They thus pray for its declaration as null and void for being
unconstitutional.

In resolving the controversy, this Court shall proceed with the recognition that the
issuance under review has come from a co-equal branch of government, which thus
entitles it to a strong presumption of constitutionality. Once the challenged order is
found to be indeed violative of the Constitution, it is duty-bound to declare it so. For
the Constitution, being the highest expression of the sovereign will of the Filipino

people, must prevail over any issuance of the government that contravenes its
mandates.

In the exercise of its legislative power, the Senate of the Philippines, through its
various Senate Committees, conducts inquiries or investigations in aid of legislation
which call for, inter alia, the attendance of officials and employees of the executive
department, bureaus, and offices including those employed in Government Owned
and Controlled Corporations, the Armed Forces of the Philippines (AFP), and the
Philippine National Police (PNP).

On September 21 to 23, 2005, the Committee of the Senate as a whole issued

invitations to various officials of the Executive Department for them to appear on
September 29, 2005 as resource speakers in a public hearing on the railway project
of the North Luzon Railways Corporation with the China National Machinery and
Equipment Group (hereinafter North Rail Project). The public hearing was sparked by
a privilege speech of Senator Juan Ponce Enrile urging the Senate to investigate the
alleged overpricing and other unlawful provisions of the contract covering the North
Rail Project.

The Senate Committee on National Defense and Security likewise issued

invitations2 dated September 22, 2005 to the following officials of the AFP: the
Commanding General of the Philippine Army, Lt. Gen. Hermogenes C. Esperon;
Inspector General of the AFP Vice Admiral Mateo M. Mayuga; Deputy Chief of Staff
for Intelligence of the AFP Rear Admiral Tirso R. Danga; Chief of the Intelligence
Service of the AFP Brig. Gen. Marlu Q. Quevedo; Assistant Superintendent of the
Philippine Military Academy (PMA) Brig. Gen. Francisco V. Gudani; and Assistant
Commandant, Corps of Cadets of the PMA, Col. Alexander F. Balutan, for them to
attend as resource persons in a public hearing scheduled on September 28, 2005 on
the following: (1) Privilege Speech of Senator Aquilino Q. Pimentel Jr., delivered on
June 6, 2005 entitled "Bunye has Provided Smoking Gun or has Opened a Can of
Worms that Show Massive Electoral Fraud in the Presidential Election of May 2005";
(2) Privilege Speech of Senator Jinggoy E. Estrada delivered on July 26, 2005 entitled
"The Philippines as the Wire-Tapping Capital of the World"; (3) Privilege Speech of
Senator Rodolfo Biazon delivered on August 1, 2005 entitled "Clear and Present
Danger"; (4) Senate Resolution No. 285 filed by Senator Maria Ana Consuelo
Madrigal Resolution Directing the Committee on National Defense and Security to
Conduct an Inquiry, in Aid of Legislation, and in the National Interest, on the Role of
the Military in the So-called "Gloriagate Scandal"; and (5) Senate Resolution No. 295
filed by Senator Biazon Resolution Directing the Committee on National Defense

and Security to Conduct an Inquiry, in Aid of Legislation, on the Wire-Tapping of the

President of the Philippines.

Also invited to the above-said hearing scheduled on September 28 2005 was the
AFP Chief of Staff, General Generoso S. Senga who, by letter3 dated September 27,
2005, requested for its postponement "due to a pressing operational situation that
demands [his utmost personal attention" while "some of the invited AFP officers are
currently attending to other urgent operational matters."

On September 28, 2005, Senate President Franklin M. Drilon received from

Executive Secretary Eduardo R. Ermita a letter4 dated September 27, 2005
"respectfully request[ing] for the postponement of the hearing [regarding the
NorthRail project] to which various officials of the Executive Department have been
invited" in order to "afford said officials ample time and opportunity to study and
prepare for the various issues so that they may better enlighten the Senate
Committee on its investigation."

Senate President Drilon, however, wrote5 Executive Secretary Ermita that the
Senators "are unable to accede to [his request]" as it "was sent belatedly" and "[a]ll
preparations and arrangements as well as notices to all resource persons were
completed [the previous] week."

Senate President Drilon likewise received on September 28, 2005 a letter6 from the
President of the North Luzon Railways Corporation Jose L. Cortes, Jr. requesting that
the hearing on the NorthRail project be postponed or cancelled until a copy of the
report of the UP Law Center on the contract agreements relative to the project had
been secured.

On September 28, 2005, the President issued E.O. 464, "Ensuring Observance of the
Principle of Separation of Powers, Adherence to the Rule on Executive Privilege and
Respect for the Rights of Public Officials Appearing in Legislative Inquiries in Aid of
Legislation Under the Constitution, and For Other Purposes,"7 which, pursuant to
Section 6 thereof, took effect immediately. The salient provisions of the Order are as
follows:

SECTION 1. Appearance by Heads of Departments Before Congress. In accordance

with Article VI, Section 22 of the Constitution and to implement the Constitutional
provisions on the separation of powers between co-equal branches of the
government, all heads of departments of the Executive Branch of the government
shall secure the consent of the President prior to appearing before either House of
Congress.

When the security of the State or the public interest so requires and the President
so states in writing, the appearance shall only be conducted in executive session.

SECTION. 2. Nature, Scope and Coverage of Executive Privilege.

(a) Nature and Scope. - The rule of confidentiality based on executive privilege is
fundamental to the operation of government and rooted in the separation of powers
under the Constitution (Almonte vs. Vasquez, G.R. No. 95367, 23 May 1995).
Further, Republic Act No. 6713 or the Code of Conduct and Ethical Standards for
Public Officials and Employees provides that Public Officials and Employees shall not
use or divulge confidential or classified information officially known to them by
reason of their office and not made available to the public to prejudice the public
interest.

Executive privilege covers all confidential or classified information between the

President and the public officers covered by this executive order, including:

Conversations and correspondence between the President and the public official
covered by this executive order (Almonte vs. Vasquez G.R. No. 95367, 23 May 1995;
Chavez v. Public Estates Authority, G.R. No. 133250, 9 July 2002);

Military, diplomatic and other national security matters which in the interest of
national security should not be divulged (Almonte vs. Vasquez, G.R. No. 95367, 23
May 1995; Chavez v. Presidential Commission on Good Government, G.R. No.
130716, 9 December 1998).

Information between inter-government agencies prior to the conclusion of treaties

and executive agreements (Chavez v. Presidential Commission on Good
Government, G.R. No. 130716, 9 December 1998);

Discussion in close-door Cabinet meetings (Chavez v. Presidential Commission on

Good Government, G.R. No. 130716, 9 December 1998);

Matters affecting national security and public order (Chavez v. Public Estates
Authority, G.R. No. 133250, 9 July 2002).

(b) Who are covered. The following are covered by this executive order:

Senior officials of executive departments who in the judgment of the department

heads are covered by the executive privilege;

Generals and flag officers of the Armed Forces of the Philippines and such other
officers who in the judgment of the Chief of Staff are covered by the executive
privilege;

Philippine National Police (PNP) officers with rank of chief superintendent or higher
and such other officers who in the judgment of the Chief of the PNP are covered by
the executive privilege;

Senior national security officials who in the judgment of the National Security
Adviser are covered by the executive privilege; and

Such other officers as may be determined by the President.

SECTION 3. Appearance of Other Public Officials Before Congress. All public

officials enumerated in Section 2 (b) hereof shall secure prior consent of the
President prior to appearing before either House of Congress to ensure the

observance of the principle of separation of powers, adherence to the rule on

executive privilege and respect for the rights of public officials appearing in inquiries
in aid of legislation. (Emphasis and underscoring supplied)

Also on September 28, 2005, Senate President Drilon received from Executive
Secretary Ermita a copy of E.O. 464, and another letter8 informing him "that
officials of the Executive Department invited to appear at the meeting [regarding
the NorthRail project] will not be able to attend the same without the consent of the
President, pursuant to [E.O. 464]" and that "said officials have not secured the
required consent from the President." On even date which was also the scheduled
date of the hearing on the alleged wiretapping, Gen. Senga sent a letter9 to Senator
Biazon, Chairperson of the Committee on National Defense and Security, informing
him "that per instruction of [President Arroyo], thru the Secretary of National
Defense, no officer of the [AFP] is authorized to appear before any Senate or
Congressional hearings without seeking a written approval from the President" and
"that no approval has been granted by the President to any AFP officer to appear
before the public hearing of the Senate Committee on National Defense and
Security scheduled [on] 28 September 2005."

Despite the communications received from Executive Secretary Ermita and Gen.
Senga, the investigation scheduled by the Committee on National Defense and
Security pushed through, with only Col. Balutan and Brig. Gen. Gudani among all
the AFP officials invited attending.

For defying President Arroyos order barring military personnel from testifying before
legislative inquiries without her approval, Brig. Gen. Gudani and Col. Balutan were
relieved from their military posts and were made to face court martial proceedings.

As to the NorthRail project hearing scheduled on September 29, 2005, Executive

Secretary Ermita, citing E.O. 464, sent letter of regrets, in response to the
invitations sent to the following government officials: Light Railway Transit Authority
Administrator Melquiades Robles, Metro Rail Transit Authority Administrator Roberto
Lastimoso, Department of Justice (DOJ) Chief State Counsel Ricardo V. Perez, then
Presidential Legal Counsel Merceditas Gutierrez, Department of Transportation and
Communication (DOTC) Undersecretary Guiling Mamonding, DOTC Secretary
Leandro Mendoza, Philippine National Railways General Manager Jose Serase II,
Monetary Board Member Juanita Amatong, Bases Conversion Development

Authority Chairperson Gen. Narciso Abaya and Secretary Romulo L. Neri.10

NorthRail President Cortes sent personal regrets likewise citing E.O. 464.11

On October 3, 2005, three petitions, docketed as G.R. Nos. 169659, 169660, and
169667, for certiorari and prohibition, were filed before this Court challenging the
constitutionality of E.O. 464.

In G.R. No. 169659, petitioners party-list Bayan Muna, House of Representatives

Members Satur Ocampo, Crispin Beltran, Rafael Mariano, Liza Maza, Joel Virador and
Teodoro Casino, Courage, an organization of government employees, and Counsels
for the Defense of Liberties (CODAL), a group of lawyers dedicated to the promotion
of justice, democracy and peace, all claiming to have standing to file the suit
because of the transcendental importance of the issues they posed, pray, in their
petition that E.O. 464 be declared null and void for being unconstitutional; that
respondent Executive Secretary Ermita, in his capacity as Executive Secretary and
alter-ego of President Arroyo, be prohibited from imposing, and threatening to
impose sanctions on officials who appear before Congress due to congressional
summons. Additionally, petitioners claim that E.O. 464 infringes on their rights and
impedes them from fulfilling their respective obligations. Thus, Bayan Muna alleges
that E.O. 464 infringes on its right as a political party entitled to participate in
governance; Satur Ocampo, et al. allege that E.O. 464 infringes on their rights and
duties as members of Congress to conduct investigation in aid of legislation and
conduct oversight functions in the implementation of laws; Courage alleges that the
tenure of its members in public office is predicated on, and threatened by, their
submission to the requirements of E.O. 464 should they be summoned by Congress;
and CODAL alleges that its members have a sworn duty to uphold the rule of law,
and their rights to information and to transparent governance are threatened by the
imposition of E.O. 464.

In G.R. No. 169660, petitioner Francisco I. Chavez, claiming that his constitutional
rights as a citizen, taxpayer and law practitioner, are affected by the enforcement of
E.O. 464, prays in his petition that E.O. 464 be declared null and void for being
unconstitutional.

In G.R. No. 169667, petitioner Alternative Law Groups, Inc.12 (ALG), alleging that as
a coalition of 17 legal resource non-governmental organizations engaged in
developmental lawyering and work with the poor and marginalized sectors in
different parts of the country, and as an organization of citizens of the Philippines

and a part of the general public, it has legal standing to institute the petition to
enforce its constitutional right to information on matters of public concern, a right
which was denied to the public by E.O. 464,13 prays, that said order be declared
null and void for being unconstitutional and that respondent Executive Secretary
Ermita be ordered to cease from implementing it.

On October 11, 2005, Petitioner Senate of the Philippines, alleging that it has a vital
interest in the resolution of the issue of the validity of E.O. 464 for it stands to suffer
imminent and material injury, as it has already sustained the same with its
continued enforcement since it directly interferes with and impedes the valid
exercise of the Senates powers and functions and conceals information of great
public interest and concern, filed its petition for certiorari and prohibition, docketed
as G.R. No. 169777 and prays that E.O. 464 be declared unconstitutional.

On October 14, 2005, PDP-Laban, a registered political party with members duly
elected into the Philippine Senate and House of Representatives, filed a similar
petition for certiorari and prohibition, docketed as G.R. No. 169834, alleging that it
is affected by the challenged E.O. 464 because it hampers its legislative agenda to
be implemented through its members in Congress, particularly in the conduct of
inquiries in aid of legislation and transcendental issues need to be resolved to avert
a constitutional crisis between the executive and legislative branches of the
government.

Meanwhile, by letter14 dated February 6, 2006, Senator Biazon reiterated his

invitation to Gen. Senga for him and other military officers to attend the hearing on
the alleged wiretapping scheduled on February 10, 2005. Gen. Senga replied,
however, by letter15 dated February 8, 2006, that "[p]ursuant to Executive Order
No. 464, th[e] Headquarters requested for a clearance from the President to allow
[them] to appear before the public hearing" and that "they will attend once [their]
request is approved by the President." As none of those invited appeared, the
hearing on February 10, 2006 was cancelled.16

In another investigation conducted jointly by the Senate Committee on Agriculture

and Food and the Blue Ribbon Committee on the alleged mismanagement and use
of the fertilizer fund under the Ginintuang Masaganang Ani program of the
Department of Agriculture (DA), several Cabinet officials were invited to the
hearings scheduled on October 5 and 26, November 24 and December 12, 2005 but
most of them failed to attend, DA Undersecretary Belinda Gonzales, DA Assistant

Secretary Felix Jose Montes, Fertilizer and Pesticide Authority Executive Director
Norlito R. Gicana,17 and those from the Department of Budget and Management18
having invoked E.O. 464.

In the budget hearings set by the Senate on February 8 and 13, 2006, Press
Secretary and Presidential Spokesperson Ignacio R. Bunye,19 DOJ Secretary Raul M.
Gonzalez20 and Department of Interior and Local Government Undersecretary
Marius P. Corpus21 communicated their inability to attend due to lack of appropriate
clearance from the President pursuant to E.O. 464. During the February 13, 2005
budget hearing, however, Secretary Bunye was allowed to attend by Executive
Secretary Ermita.

On February 13, 2006, Jose Anselmo I. Cadiz and the incumbent members of the
Board of Governors of the Integrated Bar of the Philippines, as taxpayers, and the
Integrated Bar of the Philippines as the official organization of all Philippine lawyers,
all invoking their constitutional right to be informed on matters of public interest,
filed their petition for certiorari and prohibition, docketed as G.R. No. 171246, and
pray that E.O. 464 be declared null and void.

All the petitions pray for the issuance of a Temporary Restraining Order enjoining
respondents from implementing, enforcing, and observing E.O. 464.

In the oral arguments on the petitions conducted on February 21, 2006, the
following substantive issues were ventilated: (1) whether respondents committed
grave abuse of discretion in implementing E.O. 464 prior to its publication in the
Official Gazette or in a newspaper of general circulation; and (2) whether E.O. 464
violates the following provisions of the Constitution: Art. II, Sec. 28, Art. III, Sec. 4,
Art. III, Sec. 7, Art. IV. Sec. 1, Art. VI, Sec. 21, Art. VI, Sec. 22, Art. XI, Sec. 1, and Art.
XIII, Sec. 16. The procedural issue of whether there is an actual case or controversy
that calls for judicial review was not taken up; instead, the parties were instructed
to discuss it in their respective memoranda.

After the conclusion of the oral arguments, the parties were directed to submit their
respective memoranda, paying particular attention to the following propositions: (1)
that E.O. 464 is, on its face, unconstitutional; and (2) assuming that it is not, it is
unconstitutional as applied in four instances, namely: (a) the so called Fertilizer

scam; (b) the NorthRail investigation (c) the Wiretapping activity of the ISAFP; and
(d) the investigation on the Venable contract.22

Petitioners in G.R. No. 16966023 and G.R. No. 16977724 filed their memoranda on
March 7, 2006, while those in G.R. No. 16966725 and G.R. No. 16983426 filed theirs
the next day or on March 8, 2006. Petitioners in G.R. No. 171246 did not file any
memorandum.

Petitioners Bayan Muna et al. in G.R. No. 169659, after their motion for extension to
file memorandum27 was granted, subsequently filed a manifestation28 dated March
14, 2006 that it would no longer file its memorandum in the interest of having the
issues resolved soonest, prompting this Court to issue a Resolution reprimanding
them.29

Petitioners submit that E.O. 464 violates the following constitutional provisions:

Art. VI, Sec. 2130

Art. VI, Sec. 2231

Art. VI, Sec. 132

Art. XI, Sec. 133

Art. III, Sec. 734

Art. III, Sec. 435

Art. XIII, Sec. 16 36

Art. II, Sec. 2837

Respondents Executive Secretary Ermita et al., on the other hand, pray in their
consolidated memorandum38 on March 13, 2006 for the dismissal of the petitions
for lack of merit.

The Court synthesizes the issues to be resolved as follows:

1. Whether E.O. 464 contravenes the power of inquiry vested in Congress;

2. Whether E.O. 464 violates the right of the people to information on matters of
public concern; and

3. Whether respondents have committed grave abuse of discretion when they

implemented E.O. 464 prior to its publication in a newspaper of general circulation.

Essential requisites for judicial review

Before proceeding to resolve the issue of the constitutionality of E.O. 464,

ascertainment of whether the requisites for a valid exercise of the Courts power of
judicial review are present is in order.

Like almost all powers conferred by the Constitution, the power of judicial review is
subject to limitations, to wit: (1) there must be an actual case or controversy calling
for the exercise of judicial power; (2) the person challenging the act must have
standing to challenge the validity of the subject act or issuance; otherwise stated,
he must have a personal and substantial interest in the case such that he has
sustained, or will sustain, direct injury as a result of its enforcement; (3) the
question of constitutionality must be raised at the earliest opportunity; and (4) the
issue of constitutionality must be the very lis mota of the case.39

Except with respect to the requisites of standing and existence of an actual case or
controversy where the disagreement between the parties lies, discussion of the rest
of the requisites shall be omitted.

Standing

Respondents, through the Solicitor General, assert that the allegations in G.R. Nos.
169659, 169660 and 169667 make it clear that they, adverting to the nonappearance of several officials of the executive department in the investigations
called by the different committees of the Senate, were brought to vindicate the
constitutional duty of the Senate or its different committees to conduct inquiry in
aid of legislation or in the exercise of its oversight functions. They maintain that
Representatives Ocampo et al. have not shown any specific prerogative, power, and
privilege of the House of Representatives which had been effectively impaired by
E.O. 464, there being no mention of any investigation called by the House of
Representatives or any of its committees which was aborted due to the
implementation of E.O. 464.

As for Bayan Munas alleged interest as a party-list representing the marginalized

and underrepresented, and that of the other petitioner groups and individuals who
profess to have standing as advocates and defenders of the Constitution,
respondents contend that such interest falls short of that required to confer
standing on them as parties "injured-in-fact."40

Respecting petitioner Chavez, respondents contend that Chavez may not claim an
interest as a taxpayer for the implementation of E.O. 464 does not involve the
exercise of taxing or spending power.41

With regard to the petition filed by the Senate, respondents argue that in the
absence of a personal or direct injury by reason of the issuance of E.O. 464, the
Senate and its individual members are not the proper parties to assail the
constitutionality of E.O. 464.

Invoking this Courts ruling in National Economic Protectionism Association v.

Ongpin42 and Valmonte v. Philippine Charity Sweepstakes Office,43 respondents
assert that to be considered a proper party, one must have a personal and
substantial interest in the case, such that he has sustained or will sustain direct
injury due to the enforcement of E.O. 464.44

That the Senate of the Philippines has a fundamental right essential not only for
intelligent public decision-making in a democratic system, but more especially for
sound legislation45 is not disputed. E.O. 464, however, allegedly stifles the ability of
the members of Congress to access information that is crucial to law-making.46
Verily, the Senate, including its individual members, has a substantial and direct
interest over the outcome of the controversy and is the proper party to assail the
constitutionality of E.O. 464. Indeed, legislators have standing to maintain inviolate
the prerogative, powers and privileges vested by the Constitution in their office and
are allowed to sue to question the validity of any official action which they claim
infringes their prerogatives as legislators.47

In the same vein, party-list representatives Satur Ocampo (Bayan Muna), Teodoro
Casino (Bayan Muna), Joel Virador (Bayan Muna), Crispin Beltran (Anakpawis),
Rafael Mariano (Anakpawis), and Liza Maza (Gabriela) are allowed to sue to question
the constitutionality of E.O. 464, the absence of any claim that an investigation
called by the House of Representatives or any of its committees was aborted due to
the implementation of E.O. 464 notwithstanding, it being sufficient that a claim is
made that E.O. 464 infringes on their constitutional rights and duties as members of
Congress to conduct investigation in aid of legislation and conduct oversight
functions in the implementation of laws.

The national political party, Bayan Muna, likewise meets the standing requirement
as it obtained three seats in the House of Representatives in the 2004 elections and
is, therefore, entitled to participate in the legislative process consonant with the
declared policy underlying the party list system of affording citizens belonging to
marginalized and underrepresented sectors, organizations and parties who lack
well-defined political constituencies to contribute to the formulation and enactment
of legislation that will benefit the nation.48

As Bayan Muna and Representatives Ocampo et al. have the standing to file their
petitions, passing on the standing of their co-petitioners Courage and Codal is
rendered unnecessary.49

In filing their respective petitions, Chavez, the ALG which claims to be an

organization of citizens, and the incumbent members of the IBP Board of Governors
and the IBP in behalf of its lawyer members,50 invoke their constitutional right to
information on matters of public concern, asserting that the right to information,
curtailed and violated by E.O. 464, is essential to the effective exercise of other
constitutional rights51 and to the maintenance of the balance of power among the
three branches of the government through the principle of checks and balances.52

It is well-settled that when suing as a citizen, the interest of the petitioner in

assailing the constitutionality of laws, presidential decrees, orders, and other
regulations, must be direct and personal. In Franciso v. House of Representatives,53
this Court held that when the proceeding involves the assertion of a public right, the
mere fact that he is a citizen satisfies the requirement of personal interest.

As for petitioner PDP-Laban, it asseverates that it is clothed with legal standing in

view of the transcendental issues raised in its petition which this Court needs to
resolve in order to avert a constitutional crisis. For it to be accorded standing on the
ground of transcendental importance, however, it must establish (1) the character
of the funds (that it is public) or other assets involved in the case, (2) the presence
of a clear case of disregard of a constitutional or statutory prohibition by the public
respondent agency or instrumentality of the government, and (3) the lack of any
party with a more direct and specific interest in raising the questions being
raised.54 The first and last determinants not being present as no public funds or
assets are involved and petitioners in G.R. Nos. 169777 and 169659 have direct and
specific interests in the resolution of the controversy, petitioner PDP-Laban is bereft
of standing to file its petition. Its allegation that E.O. 464 hampers its legislative
agenda is vague and uncertain, and at best is only a "generalized interest" which it
shares with the rest of the political parties. Concrete injury, whether actual or
threatened, is that indispensable element of a dispute which serves in part to cast it
in a form traditionally capable of judicial resolution.55 In fine, PDP-Labans alleged
interest as a political party does not suffice to clothe it with legal standing.

Actual Case or Controversy

Petitioners assert that an actual case exists, they citing the absence of the
executive officials invited by the Senate to its hearings after the issuance of E.O.
464, particularly those on the NorthRail project and the wiretapping controversy.

Respondents counter that there is no case or controversy, there being no showing

that President Arroyo has actually withheld her consent or prohibited the
appearance of the invited officials.56 These officials, they claim, merely
communicated to the Senate that they have not yet secured the consent of the
President, not that the President prohibited their attendance.57 Specifically with
regard to the AFP officers who did not attend the hearing on September 28, 2005,
respondents claim that the instruction not to attend without the Presidents consent
was based on its role as Commander-in-Chief of the Armed Forces, not on E.O. 464.

Respondents thus conclude that the petitions merely rest on an unfounded

apprehension that the President will abuse its power of preventing the appearance
of officials before Congress, and that such apprehension is not sufficient for
challenging the validity of E.O. 464.

The Court finds respondents assertion that the President has not withheld her
consent or prohibited the appearance of the officials concerned immaterial in
determining the existence of an actual case or controversy insofar as E.O. 464 is
concerned. For E.O. 464 does not require either a deliberate withholding of consent
or an express prohibition issuing from the President in order to bar officials from
appearing before Congress.

As the implementation of the challenged order has already resulted in the absence
of officials invited to the hearings of petitioner Senate of the Philippines, it would
make no sense to wait for any further event before considering the present case
ripe for adjudication. Indeed, it would be sheer abandonment of duty if this Court
would now refrain from passing on the constitutionality of E.O. 464.

Constitutionality of E.O. 464

E.O. 464, to the extent that it bars the appearance of executive officials before
Congress, deprives Congress of the information in the possession of these officials.
To resolve the question of whether such withholding of information violates the
Constitution, consideration of the general power of Congress to obtain information,
otherwise known as the power of inquiry, is in order.

The power of inquiry

The Congress power of inquiry is expressly recognized in Section 21 of Article VI of

the Constitution which reads:

SECTION 21. The Senate or the House of Representatives or any of its respective
committees may conduct inquiries in aid of legislation in accordance with its duly
published rules of procedure. The rights of persons appearing in or affected by such
inquiries shall be respected. (Underscoring supplied)

This provision is worded exactly as Section 8 of Article VIII of the 1973 Constitution
except that, in the latter, it vests the power of inquiry in the unicameral legislature
established therein the Batasang Pambansa and its committees.

The 1935 Constitution did not contain a similar provision. Nonetheless, in Arnault v.
Nazareno,58 a case decided in 1950 under that Constitution, the Court already
recognized that the power of inquiry is inherent in the power to legislate.

Arnault involved a Senate investigation of the reportedly anomalous purchase of the

Buenavista and Tambobong Estates by the Rural Progress Administration. Arnault,
who was considered a leading witness in the controversy, was called to testify
thereon by the Senate. On account of his refusal to answer the questions of the
senators on an important point, he was, by resolution of the Senate, detained for
contempt. Upholding the Senates power to punish Arnault for contempt, this Court
held:

Although there is no provision in the Constitution expressly investing either House

of Congress with power to make investigations and exact testimony to the end that
it may exercise its legislative functions advisedly and effectively, such power is so
far incidental to the legislative function as to be implied. In other words, the power
of inquiry with process to enforce it is an essential and appropriate auxiliary to
the legislative function. A legislative body cannot legislate wisely or effectively in
the absence of information respecting the conditions which the legislation is
intended to affect or change; and where the legislative body does not itself possess
the requisite information which is not infrequently true recourse must be had to
others who do possess it. Experience has shown that mere requests for such

information are often unavailing, and also that information which is volunteered is
not always accurate or complete; so some means of compulsion is essential to
obtain what is needed.59 . . . (Emphasis and underscoring supplied)

That this power of inquiry is broad enough to cover officials of the executive branch
may be deduced from the same case. The power of inquiry, the Court therein ruled,
is co-extensive with the power to legislate.60 The matters which may be a proper
subject of legislation and those which may be a proper subject of investigation are
one. It follows that the operation of government, being a legitimate subject for
legislation, is a proper subject for investigation.

Thus, the Court found that the Senate investigation of the government transaction
involved in Arnault was a proper exercise of the power of inquiry. Besides being
related to the expenditure of public funds of which Congress is the guardian, the
transaction, the Court held, "also involved government agencies created by
Congress and officers whose positions it is within the power of Congress to regulate
or even abolish."

Since Congress has authority to inquire into the operations of the executive branch,
it would be incongruous to hold that the power of inquiry does not extend to
executive officials who are the most familiar with and informed on executive
operations.

As discussed in Arnault, the power of inquiry, "with process to enforce it," is

grounded on the necessity of information in the legislative process. If the
information possessed by executive officials on the operation of their offices is
necessary for wise legislation on that subject, by parity of reasoning, Congress has
the right to that information and the power to compel the disclosure thereof.

As evidenced by the American experience during the so-called "McCarthy era,"

however, the right of Congress to conduct inquiries in aid of legislation is, in theory,
no less susceptible to abuse than executive or judicial power. It may thus be
subjected to judicial review pursuant to the Courts certiorari powers under Section
1, Article VIII of the Constitution.

For one, as noted in Bengzon v. Senate Blue Ribbon Committee,61 the inquiry itself
might not properly be in aid of legislation, and thus beyond the constitutional power
of Congress. Such inquiry could not usurp judicial functions. Parenthetically, one
possible way for Congress to avoid such a result as occurred in Bengzon is to
indicate in its invitations to the public officials concerned, or to any person for that
matter, the possible needed statute which prompted the need for the inquiry. Given
such statement in its invitations, along with the usual indication of the subject of
inquiry and the questions relative to and in furtherance thereof, there would be less
room for speculation on the part of the person invited on whether the inquiry is in
aid of legislation.

Section 21, Article VI likewise establishes crucial safeguards that proscribe the
legislative power of inquiry. The provision requires that the inquiry be done in
accordance with the Senate or Houses duly published rules of procedure,
necessarily implying the constitutional infirmity of an inquiry conducted without
duly published rules of procedure. Section 21 also mandates that the rights of
persons appearing in or affected by such inquiries be respected, an imposition that
obligates Congress to adhere to the guarantees in the Bill of Rights.

These abuses are, of course, remediable before the courts, upon the proper suit
filed by the persons affected, even if they belong to the executive branch.
Nonetheless, there may be exceptional circumstances, none appearing to obtain at
present, wherein a clear pattern of abuse of the legislative power of inquiry might
be established, resulting in palpable violations of the rights guaranteed to members
of the executive department under the Bill of Rights. In such instances, depending
on the particulars of each case, attempts by the Executive Branch to forestall these
abuses may be accorded judicial sanction.

Even where the inquiry is in aid of legislation, there are still recognized exemptions
to the power of inquiry, which exemptions fall under the rubric of "executive
privilege." Since this term figures prominently in the challenged order, it being
mentioned in its provisions, its preambular clauses,62 and in its very title, a
discussion of executive privilege is crucial for determining the constitutionality of
E.O. 464.

Executive privilege

The phrase "executive privilege" is not new in this jurisdiction. It has been used
even prior to the promulgation of the 1986 Constitution.63 Being of American origin,
it is best understood in light of how it has been defined and used in the legal
literature of the United States.

Schwartz defines executive privilege as "the power of the Government to withhold

information from the public, the courts, and the Congress."64 Similarly, Rozell
defines it as "the right of the President and high-level executive branch officers to
withhold information from Congress, the courts, and ultimately the public."65

Executive privilege is, nonetheless, not a clear or unitary concept. 66 It has

encompassed claims of varying kinds.67 Tribe, in fact, comments that while it is
customary to employ the phrase "executive privilege," it may be more accurate to
speak of executive privileges "since presidential refusals to furnish information may
be actuated by any of at least three distinct kinds of considerations, and may be
asserted, with differing degrees of success, in the context of either judicial or
legislative investigations."

One variety of the privilege, Tribe explains, is the state secrets privilege invoked by
U.S. Presidents, beginning with Washington, on the ground that the information is of
such nature that its disclosure would subvert crucial military or diplomatic
objectives. Another variety is the informers privilege, or the privilege of the
Government not to disclose the identity of persons who furnish information of
violations of law to officers charged with the enforcement of that law. Finally, a
generic privilege for internal deliberations has been said to attach to
intragovernmental documents reflecting advisory opinions, recommendations and
deliberations comprising part of a process by which governmental decisions and
policies are formulated. 68

Tribes comment is supported by the ruling in In re Sealed Case, thus:

Since the beginnings of our nation, executive officials have claimed a variety of
privileges to resist disclosure of information the confidentiality of which they felt
was crucial to fulfillment of the unique role and responsibilities of the executive
branch of our government. Courts ruled early that the executive had a right to
withhold documents that might reveal military or state secrets. The courts have also
granted the executive a right to withhold the identity of government informers in

some circumstances and a qualified right to withhold information related to pending

investigations. x x x"69 (Emphasis and underscoring supplied)

The entry in Blacks Law Dictionary on "executive privilege" is similarly instructive

regarding the scope of the doctrine.

This privilege, based on the constitutional doctrine of separation of powers, exempts

the executive from disclosure requirements applicable to the ordinary citizen or
organization where such exemption is necessary to the discharge of highly
important executive responsibilities involved in maintaining governmental
operations, and extends not only to military and diplomatic secrets but also to
documents integral to an appropriate exercise of the executive domestic decisional
and policy making functions, that is, those documents reflecting the frank
expression necessary in intra-governmental advisory and deliberative
communications.70 (Emphasis and underscoring supplied)

That a type of information is recognized as privileged does not, however,

necessarily mean that it would be considered privileged in all instances. For in
determining the validity of a claim of privilege, the question that must be asked is
not only whether the requested information falls within one of the traditional
privileges, but also whether that privilege should be honored in a given procedural
setting.71

The leading case on executive privilege in the United States is U.S. v. Nixon, 72
decided in 1974. In issue in that case was the validity of President Nixons claim of
executive privilege against a subpoena issued by a district court requiring the
production of certain tapes and documents relating to the Watergate investigations.
The claim of privilege was based on the Presidents general interest in the
confidentiality of his conversations and correspondence. The U.S. Court held that
while there is no explicit reference to a privilege of confidentiality in the U.S.
Constitution, it is constitutionally based to the extent that it relates to the effective
discharge of a Presidents powers. The Court, nonetheless, rejected the Presidents
claim of privilege, ruling that the privilege must be balanced against the public
interest in the fair administration of criminal justice. Notably, the Court was careful
to clarify that it was not there addressing the issue of claims of privilege in a civil
litigation or against congressional demands for information.

Cases in the U.S. which involve claims of executive privilege against Congress are
rare.73 Despite frequent assertion of the privilege to deny information to Congress,
beginning with President Washingtons refusal to turn over treaty negotiation
records to the House of Representatives, the U.S. Supreme Court has never
adjudicated the issue.74 However, the U.S. Court of Appeals for the District of
Columbia Circuit, in a case decided earlier in the same year as Nixon, recognized
the Presidents privilege over his conversations against a congressional
subpoena.75 Anticipating the balancing approach adopted by the U.S. Supreme
Court in Nixon, the Court of Appeals weighed the public interest protected by the
claim of privilege against the interest that would be served by disclosure to the
Committee. Ruling that the balance favored the President, the Court declined to
enforce the subpoena. 76

In this jurisdiction, the doctrine of executive privilege was recognized by this Court
in Almonte v. Vasquez.77 Almonte used the term in reference to the same privilege
subject of Nixon. It quoted the following portion of the Nixon decision which explains
the basis for the privilege:

"The expectation of a President to the confidentiality of his conversations and

correspondences, like the claim of confidentiality of judicial deliberations, for
example, has all the values to which we accord deference for the privacy of all
citizens and, added to those values, is the necessity for protection of the public
interest in candid, objective, and even blunt or harsh opinions in Presidential
decision-making. A President and those who assist him must be free to explore
alternatives in the process of shaping policies and making decisions and to do so in
a way many would be unwilling to express except privately. These are the
considerations justifying a presumptive privilege for Presidential communications.
The privilege is fundamental to the operation of government and inextricably rooted
in the separation of powers under the Constitution x x x " (Emphasis and
underscoring supplied)

Almonte involved a subpoena duces tecum issued by the Ombudsman against the
therein petitioners. It did not involve, as expressly stated in the decision, the right of
the people to information.78 Nonetheless, the Court recognized that there are
certain types of information which the government may withhold from the public,
thus acknowledging, in substance if not in name, that executive privilege may be
claimed against citizens demands for information.

In Chavez v. PCGG,79 the Court held that this jurisdiction recognizes the common
law holding that there is a "governmental privilege against public disclosure with
respect to state secrets regarding military, diplomatic and other national security
matters."80 The same case held that closed-door Cabinet meetings are also a
recognized limitation on the right to information.

Similarly, in Chavez v. Public Estates Authority,81 the Court ruled that the right to
information does not extend to matters recognized as "privileged information under
the separation of powers,"82 by which the Court meant Presidential conversations,
correspondences, and discussions in closed-door Cabinet meetings. It also held that
information on military and diplomatic secrets and those affecting national security,
and information on investigations of crimes by law enforcement agencies before the
prosecution of the accused were exempted from the right to information.

From the above discussion on the meaning and scope of executive privilege, both in
the United States and in this jurisdiction, a clear principle emerges. Executive
privilege, whether asserted against Congress, the courts, or the public, is
recognized only in relation to certain types of information of a sensitive character.
While executive privilege is a constitutional concept, a claim thereof may be valid or
not depending on the ground invoked to justify it and the context in which it is
made. Noticeably absent is any recognition that executive officials are exempt from
the duty to disclose information by the mere fact of being executive officials.
Indeed, the extraordinary character of the exemptions indicates that the
presumption inclines heavily against executive secrecy and in favor of disclosure.

Validity of Section 1

Section 1 is similar to Section 3 in that both require the officials covered by them to
secure the consent of the President prior to appearing before Congress. There are
significant differences between the two provisions, however, which constrain this
Court to discuss the validity of these provisions separately.

Section 1 specifically applies to department heads. It does not, unlike Section 3,

require a prior determination by any official whether they are covered by E.O. 464.
The President herself has, through the challenged order, made the determination
that they are. Further, unlike also Section 3, the coverage of department heads
under Section 1 is not made to depend on the department heads possession of any

information which might be covered by executive privilege. In fact, in marked

contrast to Section 3 vis--vis Section 2, there is no reference to executive privilege
at all. Rather, the required prior consent under Section 1 is grounded on Article VI,
Section 22 of the Constitution on what has been referred to as the question hour.

SECTION 22. The heads of departments may upon their own initiative, with the
consent of the President, or upon the request of either House, as the rules of each
House shall provide, appear before and be heard by such House on any matter
pertaining to their departments. Written questions shall be submitted to the
President of the Senate or the Speaker of the House of Representatives at least
three days before their scheduled appearance. Interpellations shall not be limited to
written questions, but may cover matters related thereto. When the security of the
State or the public interest so requires and the President so states in writing, the
appearance shall be conducted in executive session.

Determining the validity of Section 1 thus requires an examination of the meaning

of Section 22 of Article VI. Section 22 which provides for the question hour must be
interpreted vis--vis Section 21 which provides for the power of either House of
Congress to "conduct inquiries in aid of legislation." As the following excerpt of the
deliberations of the Constitutional Commission shows, the framers were aware that
these two provisions involved distinct functions of Congress.

MR. MAAMBONG. x x x When we amended Section 20 [now Section 22 on the

Question Hour] yesterday, I noticed that members of the Cabinet cannot be
compelled anymore to appear before the House of Representatives or before the
Senate. I have a particular problem in this regard, Madam President, because in our
experience in the Regular Batasang Pambansa as the Gentleman himself has
experienced in the interim Batasang Pambansa one of the most competent inputs
that we can put in our committee deliberations, either in aid of legislation or in
congressional investigations, is the testimonies of Cabinet ministers. We usually
invite them, but if they do not come and it is a congressional investigation, we
usually issue subpoenas.

I want to be clarified on a statement made by Commissioner Suarez when he said

that the fact that the Cabinet ministers may refuse to come to the House of
Representatives or the Senate [when requested under Section 22] does not mean
that they need not come when they are invited or subpoenaed by the committee of
either House when it comes to inquiries in aid of legislation or congressional

investigation. According to Commissioner Suarez, that is allowed and their presence

can be had under Section 21. Does the gentleman confirm this, Madam President?

MR. DAVIDE. We confirm that, Madam President, because Section 20 refers only to
what was originally the Question Hour, whereas, Section 21 would refer specifically
to inquiries in aid of legislation, under which anybody for that matter, may be
summoned and if he refuses, he can be held in contempt of the House.83 (Emphasis
and underscoring supplied)

A distinction was thus made between inquiries in aid of legislation and the question
hour. While attendance was meant to be discretionary in the question hour, it was
compulsory in inquiries in aid of legislation. The reference to Commissioner Suarez
bears noting, he being one of the proponents of the amendment to make the
appearance of department heads discretionary in the question hour.

So clearly was this distinction conveyed to the members of the Commission that the
Committee on Style, precisely in recognition of this distinction, later moved the
provision on question hour from its original position as Section 20 in the original
draft down to Section 31, far from the provision on inquiries in aid of legislation. This
gave rise to the following exchange during the deliberations:

MR. GUINGONA. [speaking in his capacity as Chairman of the Committee on Style]

We now go, Mr. Presiding Officer, to the Article on Legislative and may I request the
chairperson of the Legislative Department, Commissioner Davide, to give his
reaction.

THE PRESIDING OFFICER (Mr. Jamir). Commissioner Davide is recognized.|

avvphi|.net

MR. DAVIDE. Thank you, Mr. Presiding Officer. I have only one reaction to the
Question Hour. I propose that instead of putting it as Section 31, it should follow
Legislative Inquiries.

THE PRESIDING OFFICER. What does the committee say?

MR. GUINGONA. I ask Commissioner Maambong to reply, Mr. Presiding Officer.

MR. MAAMBONG. Actually, we considered that previously when we sequenced this

but we reasoned that in Section 21, which is Legislative Inquiry, it is actually a
power of Congress in terms of its own lawmaking; whereas, a Question Hour is not
actually a power in terms of its own lawmaking power because in Legislative
Inquiry, it is in aid of legislation. And so we put Question Hour as Section 31. I hope
Commissioner Davide will consider this.

MR. DAVIDE. The Question Hour is closely related with the legislative power, and it is
precisely as a complement to or a supplement of the Legislative Inquiry. The
appearance of the members of Cabinet would be very, very essential not only in the
application of check and balance but also, in effect, in aid of legislation.

MR. MAAMBONG. After conferring with the committee, we find merit in the
suggestion of Commissioner Davide. In other words, we are accepting that and so
this Section 31 would now become Section 22. Would it be, Commissioner Davide?

MR. DAVIDE. Yes.84 (Emphasis and underscoring supplied)

Consistent with their statements earlier in the deliberations, Commissioners Davide

and Maambong proceeded from the same assumption that these provisions
pertained to two different functions of the legislature. Both Commissioners
understood that the power to conduct inquiries in aid of legislation is different from
the power to conduct inquiries during the question hour. Commissioner Davides
only concern was that the two provisions on these distinct powers be placed closely
together, they being complementary to each other. Neither Commissioner
considered them as identical functions of Congress.

The foregoing opinion was not the two Commissioners alone. From the abovequoted exchange, Commissioner Maambongs committee the Committee on Style
shared the view that the two provisions reflected distinct functions of Congress.
Commissioner Davide, on the other hand, was speaking in his capacity as Chairman

of the Committee on the Legislative Department. His views may thus be presumed
as representing that of his Committee.

In the context of a parliamentary system of government, the "question hour" has a

definite meaning. It is a period of confrontation initiated by Parliament to hold the
Prime Minister and the other ministers accountable for their acts and the operation
of the government,85 corresponding to what is known in Britain as the question
period. There was a specific provision for a question hour in the 1973 Constitution86
which made the appearance of ministers mandatory. The same perfectly conformed
to the parliamentary system established by that Constitution, where the ministers
are also members of the legislature and are directly accountable to it.

An essential feature of the parliamentary system of government is the immediate

accountability of the Prime Minister and the Cabinet to the National Assembly. They
shall be responsible to the National Assembly for the program of government and
shall determine the guidelines of national policy. Unlike in the presidential system
where the tenure of office of all elected officials cannot be terminated before their
term expired, the Prime Minister and the Cabinet remain in office only as long as
they enjoy the confidence of the National Assembly. The moment this confidence is
lost the Prime Minister and the Cabinet may be changed.87

The framers of the 1987 Constitution removed the mandatory nature of such
appearance during the question hour in the present Constitution so as to conform
more fully to a system of separation of powers.88 To that extent, the question hour,
as it is presently understood in this jurisdiction, departs from the question period of
the parliamentary system. That department heads may not be required to appear in
a question hour does not, however, mean that the legislature is rendered powerless
to elicit information from them in all circumstances. In fact, in light of the absence
of a mandatory question period, the need to enforce Congress right to executive
information in the performance of its legislative function becomes more imperative.
As Schwartz observes:

Indeed, if the separation of powers has anything to tell us on the subject under
discussion, it is that the Congress has the right to obtain information from any
source even from officials of departments and agencies in the executive branch. In
the United States there is, unlike the situation which prevails in a parliamentary
system such as that in Britain, a clear separation between the legislative and
executive branches. It is this very separation that makes the congressional right to

obtain information from the executive so essential, if the functions of the Congress
as the elected representatives of the people are adequately to be carried out. The
absence of close rapport between the legislative and executive branches in this
country, comparable to those which exist under a parliamentary system, and the
nonexistence in the Congress of an institution such as the British question period
have perforce made reliance by the Congress upon its right to obtain information
from the executive essential, if it is intelligently to perform its legislative tasks.
Unless the Congress possesses the right to obtain executive information, its power
of oversight of administration in a system such as ours becomes a power devoid of
most of its practical content, since it depends for its effectiveness solely upon
information parceled out ex gratia by the executive.89 (Emphasis and underscoring
supplied)

Sections 21 and 22, therefore, while closely related and complementary to each
other, should not be considered as pertaining to the same power of Congress. One
specifically relates to the power to conduct inquiries in aid of legislation, the aim of
which is to elicit information that may be used for legislation, while the other
pertains to the power to conduct a question hour, the objective of which is to obtain
information in pursuit of Congress oversight function.

When Congress merely seeks to be informed on how department heads are

implementing the statutes which it has issued, its right to such information is not as
imperative as that of the President to whom, as Chief Executive, such department
heads must give a report of their performance as a matter of duty. In such
instances, Section 22, in keeping with the separation of powers, states that
Congress may only request their appearance. Nonetheless, when the inquiry in
which Congress requires their appearance is "in aid of legislation" under Section 21,
the appearance is mandatory for the same reasons stated in Arnault.90

In fine, the oversight function of Congress may be facilitated by compulsory process

only to the extent that it is performed in pursuit of legislation. This is consistent with
the intent discerned from the deliberations of the Constitutional Commission.

Ultimately, the power of Congress to compel the appearance of executive officials

under Section 21 and the lack of it under Section 22 find their basis in the principle
of separation of powers. While the executive branch is a co-equal branch of the
legislature, it cannot frustrate the power of Congress to legislate by refusing to
comply with its demands for information.

When Congress exercises its power of inquiry, the only way for department heads to
exempt themselves therefrom is by a valid claim of privilege. They are not exempt
by the mere fact that they are department heads. Only one executive official may
be exempted from this power the President on whom executive power is vested,
hence, beyond the reach of Congress except through the power of impeachment. It
is based on her being the highest official of the executive branch, and the due
respect accorded to a co-equal branch of government which is sanctioned by a longstanding custom.

By the same token, members of the Supreme Court are also exempt from this power
of inquiry. Unlike the Presidency, judicial power is vested in a collegial body; hence,
each member thereof is exempt on the basis not only of separation of powers but
also on the fiscal autonomy and the constitutional independence of the judiciary.
This point is not in dispute, as even counsel for the Senate, Sen. Joker Arroyo,
admitted it during the oral argument upon interpellation of the Chief Justice.

Having established the proper interpretation of Section 22, Article VI of the

Constitution, the Court now proceeds to pass on the constitutionality of Section 1 of
E.O. 464.

Section 1, in view of its specific reference to Section 22 of Article VI of the

Constitution and the absence of any reference to inquiries in aid of legislation, must
be construed as limited in its application to appearances of department heads in the
question hour contemplated in the provision of said Section 22 of Article VI. The
reading is dictated by the basic rule of construction that issuances must be
interpreted, as much as possible, in a way that will render it constitutional.

The requirement then to secure presidential consent under Section 1, limited as it is

only to appearances in the question hour, is valid on its face. For under Section 22,
Article VI of the Constitution, the appearance of department heads in the question
hour is discretionary on their part.

Section 1 cannot, however, be applied to appearances of department heads in

inquiries in aid of legislation. Congress is not bound in such instances to respect the
refusal of the department head to appear in such inquiry, unless a valid claim of

privilege is subsequently made, either by the President herself or by the Executive

Secretary.

Validity of Sections 2 and 3

Section 3 of E.O. 464 requires all the public officials enumerated in Section 2(b) to
secure the consent of the President prior to appearing before either house of
Congress. The enumeration is broad. It covers all senior officials of executive
departments, all officers of the AFP and the PNP, and all senior national security
officials who, in the judgment of the heads of offices designated in the same section
(i.e. department heads, Chief of Staff of the AFP, Chief of the PNP, and the National
Security Adviser), are "covered by the executive privilege."

The enumeration also includes such other officers as may be determined by the
President. Given the title of Section 2 "Nature, Scope and Coverage of Executive
Privilege" , it is evident that under the rule of ejusdem generis, the determination
by the President under this provision is intended to be based on a similar finding of
coverage under executive privilege.

En passant, the Court notes that Section 2(b) of E.O. 464 virtually states that
executive privilege actually covers persons. Such is a misuse of the doctrine.
Executive privilege, as discussed above, is properly invoked in relation to specific
categories of information and not to categories of persons.

In light, however, of Sec 2(a) of E.O. 464 which deals with the nature, scope and
coverage of executive privilege, the reference to persons being "covered by the
executive privilege" may be read as an abbreviated way of saying that the person is
in possession of information which is, in the judgment of the head of office
concerned, privileged as defined in Section 2(a). The Court shall thus proceed on
the assumption that this is the intention of the challenged order.

Upon a determination by the designated head of office or by the President that an

official is "covered by the executive privilege," such official is subjected to the
requirement that he first secure the consent of the President prior to appearing
before Congress. This requirement effectively bars the appearance of the official
concerned unless the same is permitted by the President. The proviso allowing the

President to give its consent means nothing more than that the President may
reverse a prohibition which already exists by virtue of E.O. 464.

Thus, underlying this requirement of prior consent is the determination by a head of

office, authorized by the President under E.O. 464, or by the President herself, that
such official is in possession of information that is covered by executive privilege.
This determination then becomes the basis for the officials not showing up in the
legislative investigation.

In view thereof, whenever an official invokes E.O. 464 to justify his failure to be
present, such invocation must be construed as a declaration to Congress that the
President, or a head of office authorized by the President, has determined that the
requested information is privileged, and that the President has not reversed such
determination. Such declaration, however, even without mentioning the term
"executive privilege," amounts to an implied claim that the information is being
withheld by the executive branch, by authority of the President, on the basis of
executive privilege. Verily, there is an implied claim of privilege.

The letter dated September 28, 2005 of respondent Executive Secretary Ermita to
Senate President Drilon illustrates the implied nature of the claim of privilege
authorized by E.O. 464. It reads:

In connection with the inquiry to be conducted by the Committee of the Whole

regarding the Northrail Project of the North Luzon Railways Corporation on 29
September 2005 at 10:00 a.m., please be informed that officials of the Executive
Department invited to appear at the meeting will not be able to attend the same
without the consent of the President, pursuant to Executive Order No. 464 (s. 2005),
entitled "Ensuring Observance Of The Principle Of Separation Of Powers, Adherence
To The Rule On Executive Privilege And Respect For The Rights Of Public Officials
Appearing In Legislative Inquiries In Aid Of Legislation Under The Constitution, And
For Other Purposes". Said officials have not secured the required consent from the
President. (Underscoring supplied)

The letter does not explicitly invoke executive privilege or that the matter on which
these officials are being requested to be resource persons falls under the recognized
grounds of the privilege to justify their absence. Nor does it expressly state that in

view of the lack of consent from the President under E.O. 464, they cannot attend
the hearing.

Significant premises in this letter, however, are left unstated, deliberately or not.
The letter assumes that the invited officials are covered by E.O. 464. As explained
earlier, however, to be covered by the order means that a determination has been
made, by the designated head of office or the President, that the invited official
possesses information that is covered by executive privilege. Thus, although it is not
stated in the letter that such determination has been made, the same must be
deemed implied. Respecting the statement that the invited officials have not
secured the consent of the President, it only means that the President has not
reversed the standing prohibition against their appearance before Congress.

Inevitably, Executive Secretary Ermitas letter leads to the conclusion that the
executive branch, either through the President or the heads of offices authorized
under E.O. 464, has made a determination that the information required by the
Senate is privileged, and that, at the time of writing, there has been no contrary
pronouncement from the President. In fine, an implied claim of privilege has been
made by the executive.

While there is no Philippine case that directly addresses the issue of whether
executive privilege may be invoked against Congress, it is gathered from Chavez v.
PEA that certain information in the possession of the executive may validly be
claimed as privileged even against Congress. Thus, the case holds:

There is no claim by PEA that the information demanded by petitioner is privileged

information rooted in the separation of powers. The information does not cover
Presidential conversations, correspondences, or discussions during closed-door
Cabinet meetings which, like internal-deliberations of the Supreme Court and other
collegiate courts, or executive sessions of either house of Congress, are recognized
as confidential. This kind of information cannot be pried open by a co-equal branch
of government. A frank exchange of exploratory ideas and assessments, free from
the glare of publicity and pressure by interested parties, is essential to protect the
independence of decision-making of those tasked to exercise Presidential,
Legislative and Judicial power. This is not the situation in the instant case.91
(Emphasis and underscoring supplied)

Section 3 of E.O. 464, therefore, cannot be dismissed outright as invalid by the mere
fact that it sanctions claims of executive privilege. This Court must look further and
assess the claim of privilege authorized by the Order to determine whether it is
valid.

While the validity of claims of privilege must be assessed on a case to case basis,
examining the ground invoked therefor and the particular circumstances
surrounding it, there is, in an implied claim of privilege, a defect that renders it
invalid per se. By its very nature, and as demonstrated by the letter of respondent
Executive Secretary quoted above, the implied claim authorized by Section 3 of E.O.
464 is not accompanied by any specific allegation of the basis thereof (e.g., whether
the information demanded involves military or diplomatic secrets, closed-door
Cabinet meetings, etc.). While Section 2(a) enumerates the types of information
that are covered by the privilege under the challenged order, Congress is left to
speculate as to which among them is being referred to by the executive. The
enumeration is not even intended to be comprehensive, but a mere statement of
what is included in the phrase "confidential or classified information between the
President and the public officers covered by this executive order."

Certainly, Congress has the right to know why the executive considers the
requested information privileged. It does not suffice to merely declare that the
President, or an authorized head of office, has determined that it is so, and that the
President has not overturned that determination. Such declaration leaves Congress
in the dark on how the requested information could be classified as privileged. That
the message is couched in terms that, on first impression, do not seem like a claim
of privilege only makes it more pernicious. It threatens to make Congress doubly
blind to the question of why the executive branch is not providing it with the
information that it has requested.

A claim of privilege, being a claim of exemption from an obligation to disclose

information, must, therefore, be clearly asserted. As U.S. v. Reynolds teaches:

The privilege belongs to the government and must be asserted by it; it can neither
be claimed nor waived by a private party. It is not to be lightly invoked. There must
be a formal claim of privilege, lodged by the head of the department which has
control over the matter, after actual personal consideration by that officer. The court
itself must determine whether the circumstances are appropriate for the claim of

privilege, and yet do so without forcing a disclosure of the very thing the privilege is
designed to protect.92 (Underscoring supplied)

Absent then a statement of the specific basis of a claim of executive privilege, there
is no way of determining whether it falls under one of the traditional privileges, or
whether, given the circumstances in which it is made, it should be respected.93
These, in substance, were the same criteria in assessing the claim of privilege
asserted against the Ombudsman in Almonte v. Vasquez94 and, more in point,
against a committee of the Senate in Senate Select Committee on Presidential
Campaign Activities v. Nixon.95

A.O. Smith v. Federal Trade Commission is enlightening:

[T]he lack of specificity renders an assessment of the potential harm resulting from
disclosure impossible, thereby preventing the Court from balancing such harm
against plaintiffs needs to determine whether to override any claims of privilege.96
(Underscoring supplied)

And so is U.S. v. Article of Drug:97

On the present state of the record, this Court is not called upon to perform this
balancing operation. In stating its objection to claimants interrogatories,
government asserts, and nothing more, that the disclosures sought by claimant
would inhibit the free expression of opinion that non-disclosure is designed to
protect. The government has not shown nor even alleged that those who
evaluated claimants product were involved in internal policymaking, generally, or in
this particular instance. Privilege cannot be set up by an unsupported claim. The
facts upon which the privilege is based must be established. To find these
interrogatories objectionable, this Court would have to assume that the evaluation
and classification of claimants products was a matter of internal policy formulation,
an assumption in which this Court is unwilling to indulge sua sponte.98 (Emphasis
and underscoring supplied)

Mobil Oil Corp. v. Department of Energy99 similarly emphasizes that "an agency
must provide precise and certain reasons for preserving the confidentiality of
requested information."

Black v. Sheraton Corp. of America100 amplifies, thus:

A formal and proper claim of executive privilege requires a specific designation and
description of the documents within its scope as well as precise and certain reasons
for preserving their confidentiality. Without this specificity, it is impossible for a
court to analyze the claim short of disclosure of the very thing sought to be
protected. As the affidavit now stands, the Court has little more than its sua sponte
speculation with which to weigh the applicability of the claim. An improperly
asserted claim of privilege is no claim of privilege. Therefore, despite the fact that a
claim was made by the proper executive as Reynolds requires, the Court can not
recognize the claim in the instant case because it is legally insufficient to allow the
Court to make a just and reasonable determination as to its applicability. To
recognize such a broad claim in which the Defendant has given no precise or
compelling reasons to shield these documents from outside scrutiny, would make a
farce of the whole procedure.101 (Emphasis and underscoring supplied)

Due respect for a co-equal branch of government, moreover, demands no less than
a claim of privilege clearly stating the grounds therefor. Apropos is the following
ruling in McPhaul v. U.S:102

We think the Courts decision in United States v. Bryan, 339 U.S. 323, 70 S. Ct. 724,
is highly relevant to these questions. For it is as true here as it was there, that if
(petitioner) had legitimate reasons for failing to produce the records of the
association, a decent respect for the House of Representatives, by whose authority
the subpoenas issued, would have required that (he) state (his) reasons for
noncompliance upon the return of the writ. Such a statement would have given the
Subcommittee an opportunity to avoid the blocking of its inquiry by taking other
appropriate steps to obtain the records. To deny the Committee the opportunity to
consider the objection or remedy is in itself a contempt of its authority and an
obstruction of its processes. His failure to make any such statement was "a patent
evasion of the duty of one summoned to produce papers before a congressional
committee[, and] cannot be condoned." (Emphasis and underscoring supplied;
citations omitted)

Upon the other hand, Congress must not require the executive to state the reasons
for the claim with such particularity as to compel disclosure of the information which
the privilege is meant to protect.103 A useful analogy in determining the requisite

degree of particularity would be the privilege against self-incrimination. Thus,

Hoffman v. U.S.104 declares:

The witness is not exonerated from answering merely because he declares that in
so doing he would incriminate himself his say-so does not of itself establish the
hazard of incrimination. It is for the court to say whether his silence is justified, and
to require him to answer if it clearly appears to the court that he is mistaken.
However, if the witness, upon interposing his claim, were required to prove the
hazard in the sense in which a claim is usually required to be established in court,
he would be compelled to surrender the very protection which the privilege is
designed to guarantee. To sustain the privilege, it need only be evident from the
implications of the question, in the setting in which it is asked, that a responsive
answer to the question or an explanation of why it cannot be answered might be
dangerous because injurious disclosure could result." x x x (Emphasis and
underscoring supplied)

The claim of privilege under Section 3 of E.O. 464 in relation to Section 2(b) is thus
invalid per se. It is not asserted. It is merely implied. Instead of providing precise
and certain reasons for the claim, it merely invokes E.O. 464, coupled with an
announcement that the President has not given her consent. It is woefully
insufficient for Congress to determine whether the withholding of information is
justified under the circumstances of each case. It severely frustrates the power of
inquiry of Congress.

In fine, Section 3 and Section 2(b) of E.O. 464 must be invalidated.

No infirmity, however, can be imputed to Section 2(a) as it merely provides

guidelines, binding only on the heads of office mentioned in Section 2(b), on what is
covered by executive privilege. It does not purport to be conclusive on the other
branches of government. It may thus be construed as a mere expression of opinion
by the President regarding the nature and scope of executive privilege.

Petitioners, however, assert as another ground for invalidating the challenged order
the alleged unlawful delegation of authority to the heads of offices in Section 2(b).
Petitioner Senate of the Philippines, in particular, cites the case of the United States
where, so it claims, only the President can assert executive privilege to withhold
information from Congress.

Section 2(b) in relation to Section 3 virtually provides that, once the head of office
determines that a certain information is privileged, such determination is presumed
to bear the Presidents authority and has the effect of prohibiting the official from
appearing before Congress, subject only to the express pronouncement of the
President that it is allowing the appearance of such official. These provisions thus
allow the President to authorize claims of privilege by mere silence.

Such presumptive authorization, however, is contrary to the exceptional nature of

the privilege. Executive privilege, as already discussed, is recognized with respect
to information the confidential nature of which is crucial to the fulfillment of the
unique role and responsibilities of the executive branch,105 or in those instances
where exemption from disclosure is necessary to the discharge of highly important
executive responsibilities.106 The doctrine of executive privilege is thus premised
on the fact that certain informations must, as a matter of necessity, be kept
confidential in pursuit of the public interest. The privilege being, by definition, an
exemption from the obligation to disclose information, in this case to Congress, the
necessity must be of such high degree as to outweigh the public interest in
enforcing that obligation in a particular case.

In light of this highly exceptional nature of the privilege, the Court finds it essential
to limit to the President the power to invoke the privilege. She may of course
authorize the Executive Secretary to invoke the privilege on her behalf, in which
case the Executive Secretary must state that the authority is "By order of the
President," which means that he personally consulted with her. The privilege being
an extraordinary power, it must be wielded only by the highest official in the
executive hierarchy. In other words, the President may not authorize her
subordinates to exercise such power. There is even less reason to uphold such
authorization in the instant case where the authorization is not explicit but by mere
silence. Section 3, in relation to Section 2(b), is further invalid on this score.

It follows, therefore, that when an official is being summoned by Congress on a

matter which, in his own judgment, might be covered by executive privilege, he
must be afforded reasonable time to inform the President or the Executive Secretary
of the possible need for invoking the privilege. This is necessary in order to provide
the President or the Executive Secretary with fair opportunity to consider whether
the matter indeed calls for a claim of executive privilege. If, after the lapse of that
reasonable time, neither the President nor the Executive Secretary invokes the
privilege, Congress is no longer bound to respect the failure of the official to appear

before Congress and may then opt to avail of the necessary legal means to compel
his appearance.

The Court notes that one of the expressed purposes for requiring officials to secure
the consent of the President under Section 3 of E.O. 464 is to ensure "respect for the
rights of public officials appearing in inquiries in aid of legislation." That such rights
must indeed be respected by Congress is an echo from Article VI Section 21 of the
Constitution mandating that "[t]he rights of persons appearing in or affected by
such inquiries shall be respected."

In light of the above discussion of Section 3, it is clear that it is essentially an

authorization for implied claims of executive privilege, for which reason it must be
invalidated. That such authorization is partly motivated by the need to ensure
respect for such officials does not change the infirm nature of the authorization
itself.

Right to Information

E.O 464 is concerned only with the demands of Congress for the appearance of
executive officials in the hearings conducted by it, and not with the demands of
citizens for information pursuant to their right to information on matters of public
concern. Petitioners are not amiss in claiming, however, that what is involved in the
present controversy is not merely the legislative power of inquiry, but the right of
the people to information.

There are, it bears noting, clear distinctions between the right of Congress to
information which underlies the power of inquiry and the right of the people to
information on matters of public concern. For one, the demand of a citizen for the
production of documents pursuant to his right to information does not have the
same obligatory force as a subpoena duces tecum issued by Congress. Neither does
the right to information grant a citizen the power to exact testimony from
government officials. These powers belong only to Congress and not to an individual
citizen.

Thus, while Congress is composed of representatives elected by the people, it does

not follow, except in a highly qualified sense, that in every exercise of its power of
inquiry, the people are exercising their right to information.

To the extent that investigations in aid of legislation are generally conducted in

public, however, any executive issuance tending to unduly limit disclosures of
information in such investigations necessarily deprives the people of information
which, being presumed to be in aid of legislation, is presumed to be a matter of
public concern. The citizens are thereby denied access to information which they
can use in formulating their own opinions on the matter before Congress opinions
which they can then communicate to their representatives and other government
officials through the various legal means allowed by their freedom of expression.
Thus holds Valmonte v. Belmonte:

It is in the interest of the State that the channels for free political discussion be
maintained to the end that the government may perceive and be responsive to the
peoples will. Yet, this open dialogue can be effective only to the extent that the
citizenry is informed and thus able to formulate its will intelligently. Only when the
participants in the discussion are aware of the issues and have access to
information relating thereto can such bear fruit.107 (Emphasis and underscoring
supplied)

The impairment of the right of the people to information as a consequence of E.O.

464 is, therefore, in the sense explained above, just as direct as its violation of the
legislatures power of inquiry.

Implementation of E.O. 464 prior to its publication

While E.O. 464 applies only to officials of the executive branch, it does not follow
that the same is exempt from the need for publication. On the need for publishing
even those statutes that do not directly apply to people in general, Taada v. Tuvera
states:

The term "laws" should refer to all laws and not only to those of general application,
for strictly speaking all laws relate to the people in general albeit there are some
that do not apply to them directly. An example is a law granting citizenship to a

particular individual, like a relative of President Marcos who was decreed instant
naturalization. It surely cannot be said that such a law does not affect the public
although it unquestionably does not apply directly to all the people. The subject of
such law is a matter of public interest which any member of the body politic may
question in the political forums or, if he is a proper party, even in courts of
justice.108 (Emphasis and underscoring supplied)

Although the above statement was made in reference to statutes, logic dictates that
the challenged order must be covered by the publication requirement. As explained
above, E.O. 464 has a direct effect on the right of the people to information on
matters of public concern. It is, therefore, a matter of public interest which
members of the body politic may question before this Court. Due process thus
requires that the people should have been apprised of this issuance before it was
implemented.

Conclusion

Congress undoubtedly has a right to information from the executive branch

whenever it is sought in aid of legislation. If the executive branch withholds such
information on the ground that it is privileged, it must so assert it and state the
reason therefor and why it must be respected.

The infirm provisions of E.O. 464, however, allow the executive branch to evade
congressional requests for information without need of clearly asserting a right to
do so and/or proffering its reasons therefor. By the mere expedient of invoking said
provisions, the power of Congress to conduct inquiries in aid of legislation is
frustrated. That is impermissible. For

[w]hat republican theory did accomplishwas to reverse the old presumption in

favor of secrecy, based on the divine right of kings and nobles, and replace it with a
presumption in favor of publicity, based on the doctrine of popular sovereignty.
(Underscoring supplied)109

Resort to any means then by which officials of the executive branch could refuse to
divulge information cannot be presumed valid. Otherwise, we shall not have merely
nullified the power of our legislature to inquire into the operations of government,

but we shall have given up something of much greater value our right as a people
to take part in government.

WHEREFORE, the petitions are PARTLY GRANTED. Sections 2(b) and 3 of Executive
Order No. 464 (series of 2005), "Ensuring Observance of the Principle of Separation
of Powers, Adherence to the Rule on Executive

Privilege and Respect for the Rights of Public Officials Appearing in Legislative
Inquiries in Aid of Legislation Under the Constitution, and For Other Purposes," are
declared VOID. Sections 1 and 2(a) are, however, VALID.

SO ORDERED.

Senate vs. Ermita

Senate of the Philippines vs. Eduardo Ermita
G.R. No. 169777 April 20, 2006

Carpio, Morales J.:

Facts:

The Committee of the Senate as a whole issued invitations to various officials of the
Executive Department for them to appear as resource speakers in a public hearing
on the railway project of the North Luzon Railways Corporation with the China
National Machinery and Equipment Group (hereinafter North Rail Project).

The President then issued Executive Order 464, Ensuring Observance of the
Principle of Separation of Powers, Adherence to the Rule on Executive Privilege and
Respect for the Rights of Public Officials Appearing in Legislative Inquiries in Aid of

Legislation Under the Constitution, and For Other Purposes, which, pursuant to
Section 6 thereof, took effect immediately.

Issues:
1. Whether or not E.O. 464 contravenes the power of inquiry vested in Congress;

2. Whether or E.O. 464 violates the right of the people to information on matters of
public concern; and

3. Whether or not respondents have committed grave abuse of discretion when they
implemented E.O. 464 prior to its publication in a newspaper of general circulation.

Held:
1. The Congress power of inquiry is expressly recognized in Section 21 of Article VI
of the Constitution. This power of inquiry is broad enough to cover officials of the
executive branch; it is co-extensive with the power to legislate. The matters which
may be a proper subject of legislation and those which may be a proper subject of
investigation are one. It follows that the operation of government, being a
legitimate subject for legislation, is a proper subject for investigation.

2. Yes. Although there are clear distinctions between the right of Congress to
information which underlies the power of inquiry and the right of the people to
information on matters of public concern, any executive issuance tending to unduly
limit disclosures of information in investigations in Congress necessarily deprives
the people of information which, being presumed to be in aid of legislation, is
presumed to be a matter of public concern.

3. Yes. While E.O. 464 applies only to officials of the executive branch, it does not
follow that the same is exempt from the need for publication.

Caveat: Anyone who claims this digest as his own without proper authority shall be
held liable under the law of Karma.

About these ads

2. EN BANC

PROF. RANDOLF S. DAVID, LORENZO TAADA III, RONALD LLAMAS, H. HARRY L.

ROQUE, JR., JOEL RUIZ BUTUYAN, ROGER R. RAYEL, GARY S. MALLARI,
ROMEL REGALADO BAGARES, CHRISTOPHER F.C. BOLASTIG,

Petitioners,

- versus -

GLORIA MACAPAGAL-ARROYO,
AS PRESIDENT AND COMMANDER-INCHIEF, EXECUTIVE SECRETARY EDUARDO ERMITA, HON. AVELINO CRUZ II,
SECRETARY OF NATIONAL DEFENSE, GENERAL GENEROSO SENGA, CHIEF OF STAFF,
ARMED FORCES OF THE PHILIPPINES, DIRECTOR GENERAL ARTURO LOMIBAO, CHIEF,
PHILIPPINE NATIONAL POLICE,
Respondents.
x-------------------------------------------------x
NIEZ CACHO-OLIVARES AND TRIBUNE PUBLISHING CO., INC.,
Petitioners,

- versus -

HONORABLE SECRETARY EDUARDO ERMITA AND HONORABLE DIRECTOR GENERAL

ARTURO C. LOMIBAO,
Respondents.
x-------------------------------------------------x
FRANCIS JOSEPH G. ESCUDERO, JOSEPH A. SANTIAGO, TEODORO A. CASINO,
AGAPITO A. AQUINO, MARIO J. AGUJA, SATUR C. OCAMPO, MUJIV S. HATAMAN, JUAN
EDGARDO ANGARA, TEOFISTO DL. GUINGONA III, EMMANUEL JOSEL J. VILLANUEVA,
LIZA L. MAZA, IMEE R. MARCOS, RENATO B. MAGTUBO, JUSTIN MARC SB. CHIPECO,
ROILO GOLEZ, DARLENE ANTONINO-CUSTODIO, LORETTA ANN P. ROSALES, JOSEL G.
VIRADOR, RAFAEL V. MARIANO, GILBERT C. REMULLA, FLORENCIO G. NOEL, ANA
THERESIA HONTIVEROS-BARAQUEL, IMELDA C. NICOLAS, MARVIC M.V.F. LEONEN,

NERI JAVIER COLMENARES, MOVEMENT OF CONCERNED CITIZENS FOR CIVIL

LIBERTIES REPRESENTED BY AMADO GAT INCIONG,
Petitioners,

- versus -

EDUARDO R. ERMITA, EXECUTIVE SECRETARY, AVELINO J. CRUZ, JR., SECRETARY,

DND RONALDO V. PUNO, SECRETARY, DILG, GENEROSO SENGA, AFP CHIEF OF
STAFF, ARTURO LOMIBAO, CHIEF PNP,
Respondents.
x-------------------------------------------------x
KILUSANG MAYO UNO, REPRESENTED BY ITS CHAIRPERSON ELMER C. LABOG AND
SECRETARY GENERAL JOEL MAGLUNSOD, NATIONAL FEDERATION OF LABOR UNIONS
KILUSANG MAYO UNO (NAFLU-KMU), REPRESENTED BY ITS NATIONAL PRESIDENT,
JOSELITO V. USTAREZ, ANTONIO C. PASCUAL, SALVADOR T. CARRANZA, EMILIA P.
DAPULANG, MARTIN CUSTODIO, JR., AND ROQUE M. TAN,
Petitioners,

- versus -

HER EXCELLENCY, PRESIDENT GLORIA MACAPAGAL-ARROYO, THE HONORABLE

EXECUTIVE SECRETARY, EDUARDO ERMITA, THE CHIEF OF STAFF, ARMED FORCES OF

THE PHILIPPINES, GENEROSO SENGA, AND THE PNP DIRECTOR GENERAL, ARTURO
LOMIBAO,
Respondents.
x-------------------------------------------------x
ALTERNATIVE LAW GROUPS, INC. (ALG),
Petitioner,
- versus -

EXECUTIVE SECRETARY EDUARDO R. ERMITA, LT. GEN. GENEROSO SENGA, AND

DIRECTOR GENERAL ARTURO LOMIBAO,
Respondents.
x-------------------------------------------------x
JOSE ANSELMO I. CADIZ, FELICIANO M. BAUTISTA, ROMULO R. RIVERA, JOSE AMOR
M. AMORADO, ALICIA A. RISOS-VIDAL, FELIMON C. ABELITA III, MANUEL P. LEGASPI,
J.B. JOVY C. BERNABE, BERNARD L. DAGCUTA, ROGELIO V. GARCIA AND INTEGRATED
BAR OF THE PHILIPPINES (IBP),
Petitioners,

- versus -

HON. EXECUTIVE SECRETARY EDUARDO ERMITA, GENERAL GENEROSO SENGA, IN

HIS CAPACITY AS AFP CHIEF OF STAFF, AND DIRECTOR GENERAL ARTURO LOMIBAO,
IN HIS CAPACITY AS PNP CHIEF,
Respondents.
x-------------------------------------------------x
LOREN B. LEGARDA,
Petitioner,

- versus -

GLORIA MACAPAGAL-ARROYO, IN HER CAPACITY AS PRESIDENT AND COMMANDERIN-CHIEF; ARTURO LOMIBAO, IN HIS CAPACITY AS DIRECTOR-GENERAL OF THE
PHILIPPINE NATIONAL POLICE (PNP); GENEROSO SENGA, IN HIS CAPACITY AS CHIEF
OF STAFF OF THE ARMED FORCES OF THE PHILIPPINES (AFP); AND EDUARDO
ERMITA, IN HIS CAPACITY AS EXECUTIVE SECRETARY,
Respondents.

G.R. No. 171396

Present:

PANGANIBAN, C.J.,
*PUNO,
QUISUMBING,
YNARES-SANTIAGO,
SANDOVAL-GUTIERREZ,
CARPIO,
AUSTRIA-MARTINEZ,
CORONA,
CARPIO MORALES,
CALLEJO, SR.,
AZCUNA,
TINGA,

CHICO-NAZARIO,
GARCIA, and
VELASCO, JJ.

Promulgated:

May 3, 2006

G.R. No. 171409

G.R. No. 171485

G.R. No. 171483

G.R. No. 171400

G.R. No. 171489

G.R. No. 171424

x---------------------------------------------------------------------------------------------x

DECISION

SANDOVAL-GUTIERREZ, J.:

All powers need some restraint; practical adjustments rather than rigid formula are
necessary.[1] Superior strength the use of force cannot make wrongs into
rights. In this regard, the courts should be vigilant in safeguarding the
constitutional rights of the citizens, specifically their liberty.

Chief Justice Artemio V. Panganibans philosophy of liberty is thus most relevant.

He said: In cases involving liberty, the scales of justice should weigh heavily
against government and in favor of the poor, the oppressed, the marginalized, the
dispossessed and the weak. Laws and actions that restrict fundamental rights
come to the courts with a heavy presumption against their constitutional
validity.[2]
These seven (7) consolidated petitions for certiorari and prohibition allege that
in issuing Presidential Proclamation No. 1017 (PP 1017) and General Order No. 5
(G.O. No. 5), President Gloria Macapagal-Arroyo committed grave abuse of
discretion. Petitioners contend that respondent officials of the Government, in their
professed efforts to defend and preserve democratic institutions, are actually
trampling upon the very freedom guaranteed and protected by the Constitution.
Hence, such issuances are void for being unconstitutional.

Once again, the Court is faced with an age-old but persistently modern
problem. How does the Constitution of a free people combine the degree of liberty,
without which, law becomes tyranny, with the degree of law, without which, liberty
becomes license?[3]
On February 24, 2006, as the nation celebrated the 20th Anniversary of the
Edsa People Power I, President Arroyo issued PP 1017 declaring a state of national
emergency, thus:

NOW, THEREFORE, I, Gloria Macapagal-Arroyo, President of the Republic of the

Philippines and Commander-in-Chief of the Armed Forces of the Philippines, by
virtue of the powers vested upon me by Section 18, Article 7 of the Philippine
Constitution which states that: The President. . . whenever it becomes necessary, .
. . may call out (the) armed forces to prevent or suppress. . .rebellion. . ., and in
my capacity as their Commander-in-Chief, do hereby command the Armed Forces of
the Philippines, to maintain law and order throughout the Philippines, prevent or
suppress all forms of lawless violence as well as any act of insurrection or rebellion
and to enforce obedience to all the laws and to all decrees, orders and regulations
promulgated by me personally or upon my direction; and as provided in Section 17,
Article 12 of the Constitution do hereby declare a State of National Emergency.

She cited the following facts as bases:

WHEREAS, over these past months, elements in the political opposition have
conspired with authoritarians of the extreme Left represented by the NDF-CPP-NPA
and the extreme Right, represented by military adventurists the historical
enemies of the democratic Philippine State who are now in a tactical alliance and
engaged in a concerted and systematic conspiracy, over a broad front, to bring
down the duly constituted Government elected in May 2004;

WHEREAS, these conspirators have repeatedly tried to bring down the President;

WHEREAS, the claims of these elements have been recklessly magnified by certain
segments of the national media;

WHEREAS, this series of actions is hurting the Philippine State by obstructing

governance including hindering the growth of the economy and sabotaging the
peoples confidence in government and their faith in the future of this country;

WHEREAS, these actions are adversely affecting the economy;

WHEREAS, these activities give totalitarian forces of both the extreme Left and
extreme Right the opening to intensify their avowed aims to bring down the
democratic Philippine State;

WHEREAS, Article 2, Section 4 of the our Constitution makes the defense and
preservation of the democratic institutions and the State the primary duty of
Government;

WHEREAS, the activities above-described, their consequences, ramifications and

collateral effects constitute a clear and present danger to the safety and the
integrity of the Philippine State and of the Filipino people;

On the same day, the President issued G. O. No. 5 implementing PP 1017, thus:

WHEREAS, over these past months, elements in the political opposition have
conspired with authoritarians of the extreme Left, represented by the NDF-CPP-NPA
and the extreme Right, represented by military adventurists - the historical enemies
of the democratic Philippine State and who are now in a tactical alliance and
engaged in a concerted and systematic conspiracy, over a broad front, to bring
down the duly-constituted Government elected in May 2004;
WHEREAS, these conspirators have repeatedly tried to bring down our
republican government;

WHEREAS, the claims of these elements have been recklessly magnified by certain
segments of the national media;

WHEREAS, these series of actions is hurting the Philippine State by obstructing

governance, including hindering the growth of the economy and sabotaging the
peoples confidence in the government and their faith in the future of this country;

WHEREAS, these actions are adversely affecting the economy;

WHEREAS, these activities give totalitarian forces; of both the extreme Left and
extreme Right the opening to intensify their avowed aims to bring down the
democratic Philippine State;

WHEREAS, Article 2, Section 4 of our Constitution makes the defense and

preservation of the democratic institutions and the State the primary duty of
Government;

WHEREAS, the activities above-described, their consequences, ramifications and

collateral effects constitute a clear and present danger to the safety and the
integrity of the Philippine State and of the Filipino people;

WHEREAS, Proclamation 1017 date February 24, 2006 has been issued declaring a
State of National Emergency;

NOW, THEREFORE, I GLORIA MACAPAGAL-ARROYO, by virtue of the powers vested in

me under the Constitution as President of the Republic of the Philippines, and
Commander-in-Chief of the Republic of the Philippines, and pursuant to
Proclamation No. 1017 dated February 24, 2006, do hereby call upon the Armed
Forces of the Philippines (AFP) and the Philippine National Police (PNP), to prevent
and suppress acts of terrorism and lawless violence in the country;

I hereby direct the Chief of Staff of the AFP and the Chief of the PNP, as well
as the officers and men of the AFP and PNP, to immediately carry out the necessary
and appropriate actions and measures to suppress and prevent acts of terrorism
and lawless violence.

On March 3, 2006, exactly one week after the declaration of a state of national
emergency and after all these petitions had been filed, the President lifted PP 1017.
She issued Proclamation No. 1021 which reads:

WHEREAS, pursuant to Section 18, Article VII and Section 17, Article XII of the
Constitution, Proclamation No. 1017 dated February 24, 2006, was issued declaring
a state of national emergency;

WHEREAS, by virtue of General Order No.5 and No.6 dated February 24,
2006, which were issued on the basis of Proclamation No. 1017, the Armed Forces of
the Philippines (AFP) and the Philippine National Police (PNP), were directed to
maintain law and order throughout the Philippines, prevent and suppress all form of
lawless violence as well as any act of rebellion and to undertake such action as may
be necessary;

WHEREAS, the AFP and PNP have effectively prevented, suppressed and
quelled the acts lawless violence and rebellion;

NOW, THEREFORE, I, GLORIA MACAPAGAL-ARROYO, President of the Republic

of the Philippines, by virtue of the powers vested in me by law, hereby declare that
the state of national emergency has ceased to exist.

In their presentation of the factual bases of PP 1017 and G.O. No. 5, respondents
stated that the proximate cause behind the executive issuances was the conspiracy
among some military officers, leftist insurgents of the New Peoples Army (NPA),
and some members of the political opposition in a plot to unseat or assassinate
President Arroyo.[4] They considered the aim to oust or assassinate the President
and take-over the reigns of government as a clear and present danger.

During the oral arguments held on March 7, 2006, the Solicitor General specified the
facts leading to the issuance of PP 1017 and
G.O. No. 5. Significantly, there
was no refutation from petitioners counsels.

The Solicitor General argued that the intent of the Constitution is to give full
discretionary powers to the President in determining the necessity of calling out the
armed forces. He emphasized that none of the petitioners has shown that PP 1017
was without factual bases. While he explained that it is not respondents task to
state the facts behind the questioned Proclamation, however, they are presenting
the same, narrated hereunder, for the elucidation of the issues.

On January 17, 2006, Captain Nathaniel Rabonza and

First Lieutenants
Sonny Sarmiento, Lawrence San Juan and Patricio Bumidang, members of the
Magdalo Group indicted in the Oakwood mutiny, escaped their detention cell in Fort
Bonifacio, Taguig City. In a public statement, they vowed to remain defiant and to
elude arrest at all costs. They called upon the people to show and proclaim our
displeasure at the sham regime. Let us demonstrate our disgust, not only by going
to the streets in protest, but also by wearing red bands on our left arms. [5]

On February 17, 2006, the authorities got hold of a document entitled Oplan
Hackle I which detailed plans for bombings and attacks during the Philippine
Military Academy Alumni Homecoming in Baguio City. The plot was to assassinate
selected targets including some cabinet members and President Arroyo herself.[6]
Upon the advice of her security, President Arroyo decided not to attend the Alumni
Homecoming. The next day, at the height of the celebration, a bomb was found and
detonated at the PMA parade ground.

On February 21, 2006, Lt. San Juan was recaptured in a communist safehouse in
Batangas province. Found in his possession were two (2) flash disks containing
minutes of the meetings between members of the Magdalo Group and the National
Peoples Army (NPA), a tape recorder, audio cassette cartridges, diskettes, and
copies of subversive documents.[7] Prior to his arrest, Lt. San Juan announced
through DZRH that the Magdalos D-Day would be on February 24, 2006, the 20th
Anniversary of Edsa I.

On February 23, 2006, PNP Chief Arturo Lomibao intercepted information that
members of the PNP- Special Action Force were planning to defect. Thus, he
immediately ordered SAF Commanding General Marcelino Franco, Jr. to disavow
any defection. The latter promptly obeyed and issued a public statement: All SAF
units are under the effective control of responsible and trustworthy officers with
proven integrity and unquestionable loyalty.

On the same day, at the house of former Congressman Peping Cojuangco, President
Cory Aquinos brother, businessmen and mid-level government officials plotted
moves to bring down the Arroyo administration. Nelly Sindayen of TIME Magazine
reported that Pastor Saycon, longtime Arroyo critic, called a U.S. government official
about his groups plans if President Arroyo is ousted. Saycon also phoned a man
code-named Delta. Saycon identified him as B/Gen. Danilo Lim, Commander of the
Armys elite Scout Ranger. Lim said it was all systems go for the planned
movement against Arroyo.[8]

B/Gen. Danilo Lim and Brigade Commander Col. Ariel Querubin confided to Gen.
Generoso Senga, Chief of Staff of the Armed Forces of the Philippines (AFP), that a
huge number of soldiers would join the rallies to provide a critical mass and armed
component to the Anti-Arroyo protests to be held on February 24, 2005. According
to these two (2) officers, there was no way they could possibly stop the soldiers
because they too, were breaking the chain of command to join the forces foist to
unseat the President. However, Gen. Senga has remained faithful to his
Commander-in-Chief and to the chain of command. He immediately took custody of
B/Gen. Lim and directed Col. Querubin to return to the Philippine Marines
Headquarters in Fort Bonifacio.

Earlier, the CPP-NPA called for intensification of political and revolutionary work
within the military and the police establishments in order to forge alliances with its
members and key officials. NPA spokesman Gregorio Ka Roger Rosal declared:
The Communist Party and revolutionary movement and the entire people look
forward to the possibility in the coming year of accomplishing its immediate task of
bringing down the Arroyo regime; of rendering it to weaken and unable to rule that
it will not take much longer to end it.[9]

On the other hand, Cesar Renerio, spokesman for the National Democratic Front
(NDF) at North Central Mindanao, publicly announced: Anti-Arroyo groups within

the military and police are growing rapidly, hastened by the economic difficulties
suffered by the families of AFP officers and enlisted personnel who undertake
counter-insurgency operations in the field. He claimed that with the forces of the
national democratic movement, the anti-Arroyo conservative political parties,
coalitions, plus the groups that have been reinforcing since June 2005, it is probable
that the Presidents ouster is nearing its concluding stage in the first half of 2006.

Respondents further claimed that the bombing of telecommunication towers and

cell sites in Bulacan and Bataan was also considered as additional factual basis for
the issuance of PP 1017 and G.O. No. 5. So is the raid of an army outpost in
Benguet resulting in the death of three (3) soldiers. And also the directive of the
Communist Party of the Philippines ordering its front organizations to join 5,000
Metro Manila radicals and 25,000 more from the provinces in mass protests.[10]

By midnight of February 23, 2006, the President convened her security advisers and
several cabinet members to assess the gravity of the fermenting peace and order
situation. She directed both the AFP and the PNP to account for all their men and
ensure that the chain of command remains solid and undivided. To protect the
young students from any possible trouble that might break loose on the streets, the
President suspended classes in all levels in the entire National Capital Region.

For their part, petitioners cited the events that followed after the issuance of PP
1017 and G.O. No. 5.

Immediately, the Office of the President announced the cancellation of all programs
and activities related to the 20th anniversary celebration of Edsa People Power I;
and revoked the permits to hold rallies issued earlier by the local governments.
Justice Secretary Raul Gonzales stated that political rallies, which to the Presidents
mind were organized for purposes of destabilization, are cancelled. Presidential
Chief of Staff Michael Defensor announced that warrantless arrests and take-over
of facilities, including media, can already be implemented.[11]

Undeterred by the announcements that rallies and public assemblies would not be
allowed, groups of protesters (members of Kilusang Mayo Uno [KMU] and National
Federation of Labor Unions-Kilusang Mayo Uno [NAFLU-KMU]), marched from various
parts of Metro Manila with the intention of converging at the EDSA shrine. Those
who were already near the EDSA site were violently dispersed by huge clusters of

anti-riot police. The well-trained policemen used truncheons, big fiber glass
shields, water cannons, and tear gas to stop and break up the marching groups, and
scatter the massed participants. The same police action was used against the
protesters marching forward to Cubao, Quezon City and to the corner of Santolan
Street and EDSA. That same evening, hundreds of riot policemen broke up an
EDSA celebration rally held along Ayala Avenue and Paseo de Roxas Street in Makati
City.[12]

According to petitioner Kilusang Mayo Uno, the police cited PP 1017 as the ground
for the dispersal of their assemblies.

During the dispersal of the rallyists along EDSA, police arrested (without warrant)
petitioner Randolf S. David, a professor at the University of the Philippines and
newspaper columnist. Also arrested was his companion, Ronald Llamas, president of
party-list Akbayan.

At around 12:20 in the early morning of February 25, 2006, operatives of the
Criminal Investigation and Detection Group (CIDG) of the PNP, on the basis of PP
1017 and G.O. No. 5, raided the Daily Tribune offices in Manila. The raiding team
confiscated news stories by reporters, documents, pictures, and mock-ups of the
Saturday issue. Policemen from Camp Crame in Quezon City were stationed inside
the editorial and business offices of the newspaper; while policemen from the
Manila Police District were stationed outside the building.[13]

A few minutes after the search and seizure at the Daily Tribune offices, the police
surrounded the premises of another pro-opposition paper, Malaya, and its sister
publication, the tabloid Abante.

The raid, according to Presidential Chief of Staff Michael Defensor, is meant to

show a strong presence, to tell media outlets not to connive or do anything that
would help the rebels in bringing down this government. The PNP warned that it
would take over any media organization that would not follow standards set by the
government during the state of national emergency. Director General Lomibao
stated that if they do not follow the standards and the standards are - if they
would contribute to instability in the government, or if they do not subscribe to what
is in General Order No. 5 and Proc. No. 1017 we will recommend a takeover.
National Telecommunications Commissioner Ronald Solis urged television and

radio networks to cooperate with the government for the duration of the state of
national emergency. He asked for balanced reporting from broadcasters when
covering the events surrounding the coup attempt foiled by the government. He
warned that his agency will not hesitate to recommend the closure of any broadcast
outfit that violates rules set out for media coverage when the national security is
threatened.[14]

Also, on February 25, 2006, the police arrested Congressman Crispin Beltran,
representing the Anakpawis Party and Chairman of Kilusang Mayo Uno (KMU), while
leaving his farmhouse in Bulacan. The police showed a warrant for his arrest dated
1985. Beltrans lawyer explained that the warrant, which stemmed from a case of
inciting to rebellion filed during the Marcos regime, had long been quashed.
Beltran, however, is not a party in any of these petitions.

When members of petitioner KMU went to Camp Crame to visit Beltran, they were
told they could not be admitted because of PP 1017 and G.O. No. 5. Two members
were arrested and detained, while the rest were dispersed by the police.

Bayan Muna Representative Satur Ocampo eluded arrest when the police went after
him during a public forum at the Sulo Hotel in Quezon City. But his two drivers,
identified as Roel and Art, were taken into custody.

Retired Major General Ramon Montao, former head of the Philippine Constabulary,
was arrested while with his wife and golfmates at the Orchard Golf and Country Club
in Dasmarias, Cavite.

Attempts were made to arrest Anakpawis Representative Satur Ocampo,

Representative Rafael Mariano, Bayan Muna Representative Teodoro Casio and
Gabriela Representative Liza Maza. Bayan Muna Representative Josel Virador was
arrested at the PAL Ticket Office in Davao City. Later, he was turned over to the
custody of the House of Representatives where the Batasan 5 decided to stay
indefinitely.

Let it be stressed at this point that the alleged violations of the rights of
Representatives Beltran, Satur Ocampo, et al., are not being raised in these
petitions.

On March 3, 2006, President Arroyo issued PP 1021 declaring that the state of
national emergency has ceased to exist.

In the interim, these seven (7) petitions challenging the constitutionality of PP 1017
and G.O. No. 5 were filed with this Court against the above-named respondents.
Three (3) of these petitions impleaded President Arroyo as respondent.

In G.R. No. 171396, petitioners Randolf S. David, et al. assailed PP 1017 on the
grounds that (1) it encroaches on the emergency powers of Congress; (2) it is a
subterfuge to avoid the constitutional requirements for the imposition of martial
law; and (3) it violates the constitutional guarantees of freedom of the press, of
speech and of assembly.

In G.R. No. 171409, petitioners Ninez Cacho-Olivares and Tribune Publishing

Co., Inc. challenged the CIDGs act of raiding the Daily Tribune offices as a clear
case of censorship or prior restraint. They also claimed that the term
emergency refers only to tsunami, typhoon, hurricane and similar occurrences,
hence, there is absolutely no emergency that warrants the issuance of PP 1017.

In G.R. No. 171485, petitioners herein are Representative Francis Joseph G.

Escudero, and twenty one (21) other members of the House of Representatives,
including Representatives Satur Ocampo, Rafael Mariano, Teodoro Casio, Liza Maza,
and Josel Virador. They asserted that PP 1017 and G.O. No. 5 constitute
usurpation of legislative powers; violation of freedom of expression and a
declaration of martial law. They alleged that President Arroyo gravely abused
her discretion in calling out the armed forces without clear and verifiable factual
basis of the possibility of lawless violence and a showing that there is necessity to
do so.

In G.R. No. 171483, petitioners KMU, NAFLU-KMU, and their members averred
that PP 1017 and G.O. No. 5 are unconstitutional because (1) they arrogate unto
President Arroyo the power to enact laws and decrees; (2) their issuance was
without factual basis; and (3) they violate freedom of expression and the right of the
people to peaceably assemble to redress their grievances.

In G.R. No. 171400, petitioner Alternative Law Groups, Inc. (ALGI) alleged that PP
1017 and G.O. No. 5 are unconstitutional because they violate (a) Section 4[15] of
Article II, (b) Sections 1,[16] 2,[17] and 4[18] of Article III, (c) Section 23[19] of
Article VI, and (d) Section 17[20] of Article XII of the Constitution.

In G.R. No. 171489, petitioners Jose Anselmo I. Cadiz et al., alleged that PP 1017 is
an arbitrary and unlawful exercise by the President of her Martial Law powers.
And assuming that PP 1017 is not really a declaration of Martial Law, petitioners
argued that it amounts to an exercise by the President of emergency powers
without congressional approval. In addition, petitioners asserted that PP 1017
goes beyond the nature and function of a proclamation as defined under the
Revised Administrative Code.

And lastly, in G.R. No. 171424, petitioner Loren B. Legarda maintained that PP 1017
and G.O. No. 5 are unconstitutional for being violative of the freedom of
expression, including its cognate rights such as freedom of the press and the right
to access to information on matters of public concern, all guaranteed under Article
III, Section 4 of the 1987 Constitution. In this regard, she stated that these
issuances prevented her from fully prosecuting her election protest pending before
the Presidential Electoral Tribunal.

In respondents Consolidated Comment, the Solicitor General countered that:

first, the petitions should be dismissed for being
moot; second, petitioners in
G.R. Nos. 171400 (ALGI), 171424 (Legarda), 171483 (KMU et al.), 171485 (Escudero
et al.) and 171489 (Cadiz et al.) have no legal standing; third, it is not necessary for
petitioners to implead President Arroyo as respondent; fourth, PP 1017 has
constitutional and legal basis; and fifth, PP 1017 does not violate the peoples right
to free expression and redress of grievances.

On March 7, 2006, the Court conducted oral arguments and heard the parties
on the above interlocking issues which may be summarized as follows:

A.
1)

PROCEDURAL:

Whether the issuance of PP 1021 renders the petitions moot and academic.

2) Whether petitioners in 171485 (Escudero et al.), G.R. Nos. 171400 (ALGI),

171483 (KMU et al.), 171489 (Cadiz et al.), and 171424 (Legarda) have legal
standing.
B.

SUBSTANTIVE:

1)

Whether the Supreme Court can review the factual bases of PP 1017.

2)

Whether PP 1017 and G.O. No. 5 are unconstitutional.

a. Facial Challenge
b. Constitutional Basis
c. As Applied Challenge

A.

PROCEDURAL

First, we must resolve the procedural roadblocks.

I- Moot and Academic Principle

One of the greatest contributions of the American system to this country is the
concept of judicial review enunciated in Marbury v. Madison.[21] This concept rests
on the extraordinary simple foundation --

The Constitution is the supreme law. It was ordained by the people, the
ultimate source of all political authority. It confers limited powers on the national
government. x x x If the government consciously or unconsciously oversteps these
limitations there must be some authority competent to hold it in control, to thwart
its unconstitutional attempt, and thus to vindicate and preserve inviolate the will of
the people as expressed in the Constitution. This power the courts exercise. This is
the beginning and the end of the theory of judicial review.[22]

But the power of judicial review does not repose upon the courts a selfstarting capacity.[23] Courts may exercise such power only when the following
requisites are present: first, there must be an actual case or controversy; second,

petitioners have to raise a question of constitutionality; third, the constitutional

question must be raised at the earliest opportunity; and fourth, the decision of the
constitutional question must be necessary to the determination of the case itself.
[24]

Respondents maintain that the first and second requisites are absent, hence, we
shall limit our discussion thereon.

An actual case or controversy involves a conflict of legal right, an opposite legal

claims susceptible of judicial resolution. It is definite and concrete, touching the
legal relations of parties having adverse legal interest; a real and substantial
controversy admitting of specific relief.[25] The Solicitor General refutes the
existence of such actual case or controversy, contending that the present petitions
were rendered moot and academic by President Arroyos issuance of PP 1021.

Such contention lacks merit.

A moot and academic case is one that ceases to present a justiciable controversy by
virtue of supervening events,[26] so that a declaration thereon would be of no
practical use or value.[27] Generally, courts decline jurisdiction over such case[28]
or dismiss it on ground of mootness.[29]

The Court holds that President Arroyos issuance of PP 1021 did not render the
present petitions moot and academic. During the eight (8) days that PP 1017 was
operative, the police officers, according to petitioners, committed illegal acts in
implementing it. Are PP 1017 and G.O. No. 5 constitutional or valid? Do they justify
these alleged illegal acts? These are the vital issues that must be resolved in the
present petitions. It must be stressed that an unconstitutional act is not a law, it
confers no rights, it imposes no duties, it affords no protection; it is in legal
contemplation, inoperative.[30]

The moot and academic principle is not a magical formula that can automatically
dissuade the courts in resolving a case. Courts will decide cases, otherwise moot
and academic, if: first, there is a grave violation of the Constitution;[31] second, the
exceptional character of the situation and the paramount public interest is involved;
[32] third, when constitutional issue raised requires formulation of controlling

principles to guide the bench, the bar, and the public;[33] and fourth, the case is
capable of repetition yet evading review.[34]

All the foregoing exceptions are present here and justify this Courts assumption of
jurisdiction over the instant petitions. Petitioners alleged that the issuance of PP
1017 and G.O. No. 5 violates the Constitution. There is no question that the issues
being raised affect the publics interest, involving as they do the peoples basic
rights to freedom of expression, of assembly and of the press. Moreover, the Court
has the duty to formulate guiding and controlling constitutional precepts, doctrines
or rules. It has the symbolic function of educating the bench and the bar, and in the
present petitions, the military and the police, on the extent of the protection given
by constitutional guarantees.[35] And lastly, respondents contested actions are
capable of repetition. Certainly, the petitions are subject to judicial review.

In their attempt to prove the alleged mootness of this case, respondents cited Chief
Justice Artemio V. Panganibans Separate Opinion in Sanlakas v. Executive
Secretary.[36] However, they failed to take into account the Chief Justices very
statement that an otherwise moot case may still be decided provided the party
raising it in a proper case has been and/or continues to be prejudiced or damaged
as a direct result of its issuance. The present case falls right within this exception
to the mootness rule pointed out by the Chief Justice.

II- Legal Standing

In view of the number of petitioners suing in various personalities, the Court deems
it imperative to have a more than passing discussion on legal standing or locus
standi.

Locus standi is defined as a right of appearance in a court of justice on a

given question.[37] In private suits, standing is governed by the real-parties-in
interest rule as contained in Section 2, Rule 3 of the 1997 Rules of Civil Procedure,
as amended. It provides that every action must be prosecuted or defended in the
name of the real party in interest. Accordingly, the real-party-in interest is
the party who stands to be benefited or injured by the judgment in the suit or the
party entitled to the avails of the suit.[38] Succinctly put, the plaintiffs standing
is based on his own right to the relief sought.

The difficulty of determining locus standi arises in public suits.

Here, the
plaintiff who asserts a public right in assailing an allegedly illegal official action,
does so as a representative of the general public. He may be a person who is
affected no differently from any other person. He could be suing as a stranger,
or in the category of a citizen, or taxpayer. In either case, he has to
adequately show that he is entitled to seek judicial protection. In other words, he
has to make out a sufficient interest in the vindication of the public order and the
securing of relief as a citizen or taxpayer.

Case law in most jurisdictions now allows both citizen and taxpayer
standing in public actions. The distinction was first laid down in Beauchamp v. Silk,
[39] where it was held that the plaintiff in a taxpayers suit is in a different
category from the plaintiff in a citizens suit. In the former, the plaintiff is affected
by the expenditure of public funds, while in the latter, he is but the mere instrument
of the public concern. As held by the New York Supreme Court in People ex rel Case
v. Collins:[40] In matter of mere public right, howeverthe people are the real
partiesIt is at least the right, if not the duty, of every citizen to interfere and see
that a public offence be properly pursued and punished, and that a public grievance
be remedied. With respect to taxpayers suits, Terr v. Jordan[41] held that the
right of a citizen and a taxpayer to maintain an action in courts to restrain the
unlawful use of public funds to his injury cannot be denied.

However, to prevent just about any person from seeking judicial interference
in any official policy or act with which he disagreed with, and thus hinders the
activities of governmental agencies engaged in public service, the United State
Supreme Court laid down the more stringent direct injury test in Ex Parte Levitt,
[42] later reaffirmed in Tileston v. Ullman.[43] The same Court ruled that for a
private individual to invoke the judicial power to determine the validity of an
executive or legislative action, he must show that he has sustained a direct injury as
a result of that action, and it is not sufficient that he has a general interest common
to all members of the public.

This Court adopted the direct injury test in our jurisdiction. In People v. Vera,
[44] it held that the person who impugns the validity of a statute must have a
personal and substantial interest in the case such that he has sustained, or will
sustain direct injury as a result. The Vera doctrine was upheld in a litany of cases,

such as, Custodio v. President of the Senate,[45] Manila Race Horse Trainers
Association v. De la Fuente,[46] Pascual v. Secretary of Public Works[47] and AntiChinese League of the Philippines v. Felix.[48]

However, being a mere procedural technicality, the requirement of locus standi may
be waived by the Court in the exercise of its discretion. This was done in the 1949
Emergency Powers Cases, Araneta v. Dinglasan,[49] where the transcendental
importance of the cases prompted the Court to act liberally. Such liberality was
neither a rarity nor accidental. In Aquino v. Comelec,[50] this Court resolved to
pass upon the issues raised due to the far-reaching implications of the petition
notwithstanding its categorical statement that petitioner therein had no personality
to file the suit. Indeed, there is a chain of cases where this liberal policy has been
observed, allowing ordinary citizens, members of Congress, and civic organizations
to prosecute actions involving the constitutionality or validity of laws, regulations
and rulings.[51]

Thus, the Court has adopted a rule that even where the petitioners have failed
to show direct injury, they have been allowed to sue under the principle of
transcendental importance. Pertinent are the following cases:

(1) Chavez v. Public Estates Authority,[52] where the Court ruled that the
enforcement of the constitutional right to information and the equitable diffusion of
natural resources are matters of transcendental importance which clothe the
petitioner with locus standi;

(2) Bagong Alyansang Makabayan v. Zamora,[53] wherein the Court held that
given the transcendental importance of the issues involved, the Court may relax
the standing requirements and allow the suit to prosper despite the lack of direct
injury to the parties seeking judicial review of the Visiting Forces Agreement;

(3) Lim v. Executive Secretary,[54] while the Court noted that the petitioners may
not file suit in their capacity as taxpayers absent a showing that Balikatan 02-01
involves the exercise of Congress taxing or spending powers, it
reiterated
its ruling in Bagong Alyansang Makabayan v. Zamora,[55] that in cases of

transcendental importance, the cases must be settled promptly and definitely and
standing requirements may be relaxed.

By way of summary, the following rules may be culled from the cases decided by
this Court. Taxpayers, voters, concerned citizens, and legislators may be accorded
standing to sue, provided that the following requirements are met:

(1)

the cases involve constitutional issues;

(2)
for taxpayers, there must be a claim of illegal disbursement of public
funds or that the tax measure is unconstitutional;
(3)
for voters, there must be a showing of obvious interest in the validity
of the election law in question;
(4)
for concerned citizens, there must be a showing that the issues
raised are of transcendental importance which must be settled early; and
(5)
for legislators, there must be a claim that the official action
complained of infringes upon their prerogatives as legislators.
Significantly, recent decisions show a certain toughening in the Courts attitude
toward legal standing.
In Kilosbayan, Inc. v. Morato,[56] the Court ruled that the status of Kilosbayan
as a peoples organization does not give it the requisite personality to question the
validity of the on-line lottery contract, more so where it does not raise any issue of
constitutionality. Moreover, it cannot sue as a taxpayer absent any allegation that
public funds are being misused. Nor can it sue as a concerned citizen as it does not
allege any specific injury it has suffered.
In Telecommunications and Broadcast Attorneys of the Philippines, Inc. v.
Comelec,[57] the Court reiterated the direct injury test with respect to
concerned citizens cases involving constitutional issues. It held that there must
be a showing that the citizen personally suffered some actual or threatened injury
arising from the alleged illegal official act.
In Lacson v. Perez,[58] the Court ruled that one of the petitioners, Laban ng
Demokratikong Pilipino (LDP), is not a real party-in-interest as it had not
demonstrated any injury to itself or to its leaders, members or supporters.

In Sanlakas v. Executive Secretary,[59] the Court ruled that only the petitioners who
are members of Congress have standing to sue, as they claim that the Presidents
declaration of a state of rebellion is a usurpation of the emergency powers of
Congress, thus impairing their legislative powers. As to petitioners Sanlakas, Partido
Manggagawa, and Social Justice Society, the Court declared them to be devoid of
standing, equating them with the LDP in Lacson.
Now, the application of the above principles to the present petitions.
The locus standi of petitioners in G.R. No. 171396, particularly David and Llamas, is
beyond doubt. The same holds true with petitioners in G.R. No. 171409, CachoOlivares and Tribune Publishing Co. Inc. They alleged direct injury resulting from
illegal arrest and unlawful search committed by police operatives pursuant to
PP 1017. Rightly so, the Solicitor General does not question their legal standing.
In G.R. No. 171485, the opposition Congressmen alleged there was usurpation
of legislative powers. They also raised the issue of whether or not the concurrence
of Congress is necessary whenever the alarming powers incident to Martial Law are
used. Moreover, it is in the interest of justice that those affected by PP 1017 can be
represented by their Congressmen in bringing to the attention of the Court the
alleged violations of their basic rights.
In G.R. No. 171400, (ALGI), this Court applied the liberality rule in Philconsa v.
Enriquez,[60] Kapatiran Ng Mga Naglilingkod sa Pamahalaan ng Pilipinas, Inc. v. Tan,
[61] Association of Small Landowners in the Philippines, Inc. v. Secretary of Agrarian
Reform,[62] Basco v. Philippine Amusement and Gaming Corporation,[63] and Ta
ada v. Tuvera,[64] that when the issue concerns a public right, it is sufficient that
the petitioner is a citizen and has an interest in the execution of the laws.
In G.R. No. 171483, KMUs assertion that PP 1017 and G.O. No. 5 violated its right
to peaceful assembly may be deemed sufficient to give it legal standing.
Organizations may be granted standing to assert the rights of their members.[65]
We take judicial notice of the announcement by the Office of the President banning
all rallies and canceling all permits for public assemblies following the issuance of
PP 1017 and G.O. No. 5.
In G.R. No. 171489, petitioners, Cadiz et al., who are national officers of the
Integrated Bar of the Philippines (IBP) have no legal standing, having failed to allege
any direct or potential injury which the IBP as an institution or its members may
suffer as a consequence of the issuance of PP No. 1017 and G.O. No. 5. In
Integrated Bar of the Philippines v. Zamora,[66] the Court held that the mere
invocation by the IBP of its duty to preserve the rule of law and nothing more, while
undoubtedly true, is not sufficient to clothe it with standing in this case. This is too
general an interest which is shared by other groups and the whole citizenry.
However, in view of the transcendental importance of the issue, this Court declares
that petitioner have locus standi.

In G.R. No. 171424, Loren Legarda has no personality as a taxpayer to file the
instant petition as there are no allegations of illegal disbursement of public funds.
The fact that she is a former Senator is of no consequence. She can no longer sue
as a legislator on the allegation that her prerogatives as a lawmaker have been
impaired by PP 1017 and G.O. No. 5. Her claim that she is a media personality will
not likewise aid her because there was no showing that the enforcement of these
issuances prevented her from pursuing her occupation. Her submission that she
has pending electoral protest before the Presidential Electoral Tribunal is likewise of
no relevance. She has not sufficiently shown that PP 1017 will affect the
proceedings or result of her case. But considering once more the transcendental
importance of the issue involved, this Court may relax the standing rules.
It must always be borne in mind that the question of locus standi is but corollary to
the bigger question of proper exercise of judicial power. This is the underlying legal
tenet of the liberality doctrine on legal standing. It cannot be doubted that the
validity of PP No. 1017 and G.O. No. 5 is a judicial question which is of paramount
importance to the Filipino people. To paraphrase Justice Laurel, the whole of
Philippine society now waits with bated breath the ruling of this Court on this very
critical matter. The petitions thus call for the application of the transcendental
importance doctrine, a relaxation of the standing requirements for the petitioners
in the PP 1017 cases.

This Court holds that all the petitioners herein have locus standi.

Incidentally, it is not proper to implead President Arroyo as respondent. Settled is

the doctrine that the President, during his tenure of office or actual incumbency,[67]
may not be sued in any civil or criminal case, and there is no need to provide for it
in the Constitution or law. It will degrade the dignity of the high office of the
President, the Head of State, if he can be dragged into court litigations while serving
as such. Furthermore, it is important that he be freed from any form of
harassment, hindrance or distraction to enable him to fully attend to the
performance of his official duties and functions. Unlike the legislative and judicial
branch, only one constitutes the executive branch and anything which impairs his
usefulness in the discharge of the many great and important duties imposed upon
him by the Constitution necessarily impairs the operation of the Government.
However, this does not mean that the President is not accountable to anyone. Like
any other official, he remains accountable to the people[68] but he may be removed
from office only in the mode provided by law and that is by impeachment.[69]

B. SUBSTANTIVE

I. Review of Factual Bases

Petitioners maintain that PP 1017 has no factual basis. Hence, it was not
necessary for President Arroyo to issue such Proclamation.

The issue of whether the Court may review the factual bases of the Presidents
exercise of his Commander-in-Chief power has reached its distilled point - from the
indulgent days of Barcelon v. Baker[70]
and Montenegro v.
Castaneda[71] to the volatile era of Lansang v.
Garcia,[72] Aquino, Jr. v.
Enrile,[73] and Garcia-Padilla v. Enrile.[74] The tug-of-war always cuts across the
line defining political questions, particularly those questions in regard to which
full discretionary authority has been delegated to the legislative or executive branch
of the government.[75] Barcelon and Montenegro were in unison in declaring that
the authority to decide whether an exigency has arisen belongs to the President and
his decision is final and conclusive on the courts. Lansang took the opposite view.
There, the members of the Court were unanimous in the conviction that the Court
has the authority to inquire into the existence of factual bases in order to determine
their constitutional sufficiency. From the principle of separation of powers, it shifted
the focus to the system of checks and balances, under which the President is
supreme, x x x only if and when he acts within the sphere allotted to him by the
Basic Law, and
the authority to determine whether or not he has so acted is
vested
in the Judicial Department, which in this respect, is, in
turn, constitutionally supreme.[76] In 1973, the unanimous Court of Lansang was
divided in Aquino v. Enrile.[77] There, the Court was
almost evenly
divided on the issue of whether the validity of the
imposition of
Martial Law is a political or justiciable question.[78] Then came Garcia-Padilla v.
Enrile which greatly diluted Lansang. It declared that there is a need to re-examine
the latter case, ratiocinating that in times of war or national emergency, the
President must be given absolute control for the very life of the nation and the
government is in great peril. The President, it intoned, is answerable only to his
conscience, the People, and God.[79]

The Integrated Bar of the Philippines v. Zamora[80] -- a recent case most pertinent
to these cases at bar -- echoed a principle similar to Lansang. While the Court
considered the Presidents calling-out power as a discretionary power solely
vested in his wisdom, it stressed that this does not prevent an examination of
whether such power was exercised within permissible constitutional limits or
whether it was exercised in a manner constituting grave abuse of discretion. This
ruling is mainly a result of the Courts reliance on Section 1, Article VIII of 1987
Constitution which fortifies the authority of the courts to determine in an

appropriate action the validity of the acts of the political departments. Under the
new definition of judicial power, the courts are authorized not only to settle actual
controversies involving rights which are legally demandable and enforceable, but
also to determine whether or not there has been a grave abuse of discretion
amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the government. The latter part of the authority represents a
broadening of judicial power to enable the courts of justice to review what was
before a forbidden territory, to wit, the discretion of the political departments of
the government.[81] It speaks of judicial prerogative not only in terms of power
but also of duty.[82]

As to how the Court may inquire into the Presidents exercise of power, Lansang
adopted the test that judicial inquiry can go no further than to satisfy the Court
not that the Presidents decision is correct, but that the President did not act
arbitrarily. Thus, the standard laid down is not correctness, but arbitrariness.[83]
In Integrated Bar of the Philippines, this Court further ruled that it is incumbent
upon the petitioner to show that the Presidents decision is totally bereft of factual
basis and that if he fails, by way of proof, to support his assertion, then this
Court cannot undertake an independent investigation beyond the pleadings.

Petitioners failed to show that President Arroyos exercise of the calling-out power,
by issuing PP 1017, is totally bereft of factual basis. A reading of the Solicitor
Generals Consolidated Comment and Memorandum shows a detailed narration of
the events leading to the issuance of PP 1017, with supporting reports forming part
of the records. Mentioned are the escape of the Magdalo Group, their audacious
threat of the Magdalo D-Day, the defections in the military, particularly in the
Philippine Marines, and the reproving statements from the communist leaders.
There was also the Minutes of the Intelligence Report and Security Group of the
Philippine Army showing the growing alliance between the NPA and the military.
Petitioners presented nothing to refute such events. Thus, absent any contrary
allegations, the Court is convinced that the President was justified in issuing PP
1017 calling for military aid.

Indeed, judging the seriousness of the incidents, President Arroyo was not expected
to simply fold her arms and do nothing to prevent or suppress what she believed

was lawless violence, invasion or rebellion. However, the exercise of such power or
duty must not stifle liberty.

II. Constitutionality of PP 1017 and G.O. No. 5

Doctrines of Several Political Theorists

on the Power of the President
in Times of Emergency

This case brings to fore a contentious subject -- the power of the President in times
of emergency. A glimpse at the various political theories relating to this subject
provides an adequate backdrop for our ensuing discussion.

John Locke, describing the architecture of civil government, called upon the English
doctrine of prerogative to cope with the problem of emergency. In times of danger
to the nation, positive law enacted by the legislature might be inadequate or even a
fatal obstacle to the promptness of action necessary to avert catastrophe. In these
situations, the Crown retained a prerogative power to act according to discretion
for the public good, without the proscription of the law and sometimes even against
it.[84] But Locke recognized that this moral restraint might not suffice to avoid
abuse of prerogative powers. Who shall judge the need for resorting to the
prerogative and how may its abuse be avoided? Here, Locke readily admitted
defeat, suggesting that the people have no other remedy in this, as in all other
cases where they have no judge on earth, but to appeal to Heaven.[85]

Jean-Jacques Rousseau also assumed the need for temporary suspension of

democratic processes of government in time of emergency. According to him:

The inflexibility of the laws, which prevents them from adopting themselves to
circumstances, may, in certain cases, render them disastrous and make them bring
about, at a time of crisis, the ruin of the State

It is wrong therefore to wish to make political institutions as strong as to render it

impossible to suspend their operation. Even Sparta allowed its law to lapse...

If the peril is of such a kind that the paraphernalia of the laws are an obstacle to
their preservation, the method is to nominate a supreme lawyer, who shall silence
all the laws and suspend for a moment the sovereign authority. In such a case, there
is no doubt about the general will, and it clear that the peoples first intention is
that the State shall not perish.[86]

Rosseau did not fear the abuse of the emergency dictatorship or supreme
magistracy as he termed it. For him, it would more likely be cheapened by
indiscreet use. He was unwilling to rely upon an appeal to heaven. Instead,
he relied upon a tenure of office of prescribed duration to avoid perpetuation of the
dictatorship.[87]

John Stuart Mill concluded his ardent defense of representative government: I am

far from condemning, in cases of extreme necessity, the assumption of absolute
power in the form of a temporary dictatorship.[88]

Nicollo Machiavellis view of emergency powers, as one element in the whole

scheme of limited government, furnished an ironic contrast to the Lockean theory of
prerogative. He recognized and attempted to bridge this chasm in democratic
political theory, thus:

Now, in a well-ordered society, it should never be necessary to resort to

extra constitutional measures; for although they may for a time be beneficial, yet
the precedent is pernicious, for if the practice is once established for good objects,

they will in a little while be disregarded under that pretext but for evil purposes.
Thus, no republic will ever be perfect if she has not by law provided for everything,
having a remedy for every emergency and fixed rules for applying it.[89]

Machiavelli in contrast to Locke, Rosseau and Mill sought to incorporate

into the constitution a regularized system of standby emergency powers to be
invoked with suitable checks and controls in time of national danger. He attempted
forthrightly to meet the problem of combining a capacious reserve of power and
speed and vigor in its application in time of emergency, with effective constitutional
restraints.[90]

Contemporary political theorists, addressing themselves to the problem of response

to emergency by constitutional democracies, have employed the doctrine of
constitutional dictatorship.[91] Frederick M. Watkins saw no reason why
absolutism should not be used as a means for the defense of liberal institutions,
provided it serves to protect established institutions from the danger of permanent
injury in a period of temporary emergency and is followed by a prompt return to the
previous forms of political life.[92] He recognized the two (2) key elements of the
problem of emergency governance, as well as all constitutional governance:
increasing administrative powers of the executive, while at the same time
imposing limitation upon that power.[93] Watkins placed his real faith in a
scheme of constitutional dictatorship. These are the conditions of success of such a
dictatorship: The period of dictatorship must be relatively shortDictatorship
should always be strictly legitimate in characterFinal authority to determine the
need for dictatorship in any given case must never rest with the dictator
himself[94] and the objective of such an emergency dictatorship should be
strict political conservatism.

Carl J. Friedrich cast his analysis in terms similar to those of Watkins.[95] It is a

problem of concentrating power in a government where power has consciously
been divided to cope with situations of unprecedented magnitude and gravity.
There must be a broad grant of powers, subject to equally strong limitations as to
who shall exercise such powers, when, for how long, and to what end.[96]
Friedrich, too, offered criteria for judging the adequacy of any of scheme of
emergency powers, to wit: The emergency executive must be appointed by

constitutional means i.e., he must be legitimate; he should not enjoy power to

determine the existence of an emergency; emergency powers should be exercised
under a strict time limitation; and last, the objective of emergency action must be
the defense of the constitutional order.[97]

Clinton L. Rossiter, after surveying the history of the employment of emergency

powers in Great Britain, France, Weimar, Germany and the United States, reverted
to a description of a scheme of constitutional dictatorship as solution to the
vexing problems presented by emergency.[98] Like Watkins and Friedrich, he
stated a priori the conditions of success of the constitutional dictatorship, thus:

1) No general regime or particular institution of constitutional dictatorship should be

initiated unless it is necessary or even indispensable to the preservation of the
State and its constitutional order

2) the decision to institute a constitutional dictatorship should never be in the

hands of the man or men who will constitute the dictator

3) No government should initiate a constitutional dictatorship without making

specific provisions for its termination

4) all uses of emergency powers and all readjustments in the organization of the
government should be effected in pursuit of constitutional or legal requirements

5) no dictatorial institution should be adopted, no right invaded, no regular

procedure altered any more than is absolutely necessary for the conquest of the
particular crisis . . .

6) The measures adopted in the prosecution of the a constitutional dictatorship

should never be permanent in character or effect

7) The dictatorship should be carried on by persons representative of every part of

the citizenry interested in the defense of the existing constitutional order. . .

8) Ultimate responsibility should be maintained for every action taken under a

constitutional dictatorship. . .

9) The decision to terminate a constitutional dictatorship, like the decision to

institute one should never be in the hands of the man or men who constitute the
dictator. . .

10) No constitutional dictatorship should extend beyond the termination of the crisis
for which it was instituted

11) the termination of the crisis must be followed by a complete return as possible
to the political and governmental conditions existing prior to the initiation of the
constitutional dictatorship[99]

Rossiter accorded to legislature a far greater role in the oversight exercise of

emergency powers than did Watkins. He would secure to Congress final
responsibility for declaring the existence or termination of an emergency, and he
places great faith in the effectiveness of congressional investigating committees.
[100]
Scott and Cotter, in analyzing the above contemporary theories in light of
recent experience, were one in saying that, the suggestion that democracies
surrender the control of government to an authoritarian ruler in time of grave
danger to the nation is not based upon sound constitutional theory. To appraise
emergency power in terms of constitutional dictatorship serves merely to distort the
problem and hinder realistic analysis. It matters not whether the term dictator is
used in its normal sense (as applied to authoritarian rulers) or is employed to
embrace all chief executives administering emergency powers. However used,
constitutional dictatorship cannot be divorced from the implication of suspension
of the processes of constitutionalism. Thus, they favored instead the concept of
constitutionalism articulated by Charles H. McIlwain:

A concept of constitutionalism which is less misleading in the analysis of problems

of emergency powers, and which is consistent with the findings of this study, is that
formulated by Charles H. McIlwain. While it does not by any means necessarily
exclude some indeterminate limitations upon the substantive powers of
government, full emphasis is placed upon procedural limitations, and political
responsibility. McIlwain clearly recognized the need to repose adequate power in
government. And in discussing the meaning of constitutionalism, he insisted that
the historical and proper test of constitutionalism was the existence of adequate
processes for keeping government responsible. He refused to equate
constitutionalism with the enfeebling of government by an exaggerated emphasis
upon separation of powers and substantive limitations on governmental power. He
found that the really effective checks on despotism have consisted not in the
weakening of government but, but rather in the limiting of it; between which there
is a great and very significant difference. In associating constitutionalism with
limited as distinguished from weak government, McIlwain meant government
limited to the orderly procedure of law as opposed to the processes of force. The
two fundamental correlative elements of constitutionalism for which all lovers of
liberty must yet fight are the legal limits to arbitrary power and a complete political
responsibility of government to the governed.[101]

In the final analysis, the various approaches to emergency of the above political
theorists - from Locks theory of prerogative, to Watkins doctrine of
constitutional dictatorship and, eventually, to McIlwains principle of
constitutionalism --- ultimately aim to solve one real problem in emergency
governance, i.e., that of allotting increasing areas of discretionary power to the
Chief Executive, while insuring that such powers will be exercised with a sense of
political responsibility and under effective limitations and checks.

Our Constitution has fairly coped with this problem. Fresh from the fetters of a
repressive regime, the 1986 Constitutional Commission, in drafting the 1987
Constitution, endeavored to create a government in the concept of Justice
Jacksons balanced power structure.[102] Executive, legislative, and judicial
powers are dispersed to the President, the Congress, and the Supreme Court,
respectively. Each is supreme within its own sphere. But none has the monopoly of
power in times of emergency. Each branch is given a role to serve as limitation or
check upon the other. This system does not weaken the President, it just limits
his power, using the language of McIlwain. In other words, in times of emergency,
our Constitution reasonably demands that we repose a certain amount of faith in

the basic integrity and wisdom of the Chief Executive but, at the same time, it
obliges him to operate within carefully prescribed procedural limitations.

a. Facial Challenge

Petitioners contend that PP 1017 is void on its face because of its overbreadth.
They claim that its enforcement encroached on both unprotected and protected
rights under Section 4, Article III of the Constitution and sent a chilling effect to
the citizens.

A facial review of PP 1017, using the overbreadth doctrine, is uncalled for.

First and foremost, the overbreadth doctrine is an analytical tool developed for
testing on their faces statutes in free speech cases, also known under the
American Law as First Amendment cases.[103]

A plain reading of PP 1017 shows that it is not primarily directed to speech or even
speech-related conduct. It is actually a call upon the AFP to prevent or suppress all
forms of lawless violence. In United States v. Salerno,[104] the US Supreme Court
held that we have not recognized an overbreadth doctrine outside the limited
context of the First Amendment (freedom of speech).

Moreover, the overbreadth doctrine is not intended for testing the validity of a law
that reflects legitimate state interest in maintaining comprehensive control over
harmful, constitutionally unprotected conduct. Undoubtedly, lawless violence,
insurrection and rebellion are considered harmful and constitutionally
unprotected conduct. In Broadrick v. Oklahoma,[105] it was held:

It remains a matter of no little difficulty to determine when a law may properly

be held void on its face and when such summary action is inappropriate. But the
plain import of our cases is, at the very least, that facial overbreadth adjudication is
an exception to our traditional rules of practice and that its function, a limited one
at the outset, attenuates as the otherwise unprotected behavior that it forbids the
State to sanction moves from pure speech toward conduct and that conduct
even if expressive falls within the scope of otherwise valid criminal laws that
reflect legitimate state interests in maintaining comprehensive controls over
harmful, constitutionally unprotected conduct.

Thus, claims of facial overbreadth are entertained in cases involving statutes

which, by their terms, seek to regulate only spoken words and again, that
overbreadth claims, if entertained at all, have been curtailed when invoked
against ordinary criminal laws that are sought to be applied to protected
conduct.[106] Here, the incontrovertible fact remains that PP 1017 pertains to a
spectrum of conduct, not free speech, which is manifestly subject to state
regulation.

Second, facial invalidation of laws is considered as manifestly strong

medicine, to be used sparingly and only as a last resort, and is generally
disfavored;[107] The reason for this is obvious. Embedded in the traditional rules
governing constitutional adjudication is the principle that a person to whom a law
may be applied will not be heard to challenge a law on the ground that it may
conceivably be applied unconstitutionally to others, i.e., in other situations not
before the Court.[108] A writer and scholar in Constitutional Law explains further:

The most distinctive feature of the overbreadth technique is that it marks an

exception to some of the usual rules of constitutional litigation. Ordinarily, a
particular litigant claims that a statute is unconstitutional as applied to him or her; if
the litigant prevails, the courts carve away the unconstitutional aspects of the law
by invalidating its improper applications on a case to case basis. Moreover,
challengers to a law are not permitted to raise the rights of third parties and can
only assert their own interests. In overbreadth analysis, those rules give way;
challenges are permitted to raise the rights of third parties; and the court
invalidates the entire statute on its face, not merely as applied for so that the
overbroad law becomes unenforceable until a properly authorized court construes it

more narrowly. The factor that motivates courts to depart from the normal
adjudicatory rules is the concern with the chilling; deterrent effect of the
overbroad statute on third parties not courageous enough to bring suit. The Court
assumes that an overbroad laws very existence may cause others not before the
court to refrain from constitutionally protected speech or expression. An
overbreadth ruling is designed to remove that deterrent effect on the speech of
those third parties.

In other words, a facial challenge using the overbreadth doctrine will require the
Court to examine PP 1017 and pinpoint its flaws and defects, not on the basis of its
actual operation to petitioners, but on the assumption or prediction that its very
existence may cause others not before the Court to refrain from constitutionally
protected speech or expression. In Younger v. Harris,[109] it was held that:

[T]he task of analyzing a proposed statute, pinpointing its deficiencies, and

requiring correction of these deficiencies before the statute is put into effect, is
rarely if ever an appropriate task for the judiciary. The combination of the relative
remoteness of the controversy, the impact on the legislative process of the relief
sought, and above all the speculative and amorphous nature of the required line-byline analysis of detailed statutes,...ordinarily results in a kind of case that is wholly
unsatisfactory for deciding constitutional questions, whichever way they might be
decided.

And third, a facial challenge on the ground of overbreadth is the most difficult
challenge to mount successfully, since the challenger must establish that there can
be no instance when the assailed law may be valid. Here, petitioners did not even
attempt to show whether this situation exists.

Petitioners likewise seek a facial review of PP 1017 on the ground of vagueness.

This, too, is unwarranted.

Related to the overbreadth doctrine is the void for vagueness doctrine which
holds that a law is facially invalid if men of common intelligence must necessarily
guess at its meaning and differ as to its application.[110] It is subject to the same
principles governing overbreadth doctrine. For one, it is also an analytical tool for

testing on their faces statutes in free speech cases. And like overbreadth, it is
said that a litigant may challenge a statute on its face only if it is vague in all its
possible applications. Again, petitioners did not even attempt to show that PP 1017
is vague in all its application. They also failed to establish that men of common
intelligence cannot understand the meaning and application of PP 1017.

b. Constitutional Basis of PP 1017

Now on the constitutional foundation of PP 1017.

The operative portion of PP 1017 may be divided into three important provisions,
thus:

First provision:

by virtue of the power vested upon me by Section 18, Artilce VII do hereby
command the Armed Forces of the Philippines, to maintain law and order throughout
the Philippines, prevent or suppress all forms of lawless violence as well any act of
insurrection or rebellion

Second provision:

and to enforce obedience to all the laws and to all decrees, orders and
regulations promulgated by me personally or upon my direction;

Third provision:

as provided in Section 17, Article XII of the Constitution do hereby declare a State
of National Emergency.

First Provision: Calling-out Power

The first provision pertains to the Presidents calling-out power. In

Sanlakas v. Executive Secretary,[111] this Court, through Mr. Justice Dante O.
Tinga, held that Section 18, Article VII of the Constitution reproduced as follows:

Sec. 18. The President shall be the Commander-in-Chief of all armed forces
of the Philippines and whenever it becomes necessary, he may call out such armed
forces to prevent or suppress lawless violence, invasion or rebellion. In case of
invasion or rebellion, when the public safety requires it, he may, for a period not
exceeding sixty days, suspend the privilege of the writ of habeas corpus or place
the Philippines or any part thereof under martial law. Within forty-eight hours from
the proclamation of martial law or the suspension of the privilege of the writ of
habeas corpus, the President shall submit a report in person or in writing to the
Congress. The Congress, voting jointly, by a vote of at least a majority of all its
Members in regular or special session, may revoke such proclamation or

suspension, which revocation shall not be set aside by the President. Upon the
initiative of the President, the Congress may, in the same manner, extend such
proclamation or suspension for a period to be determined by the Congress, if the
invasion or rebellion shall persist and public safety requires it.

The Congress, if not in session, shall within twenty-four hours

following such proclamation or suspension, convene in accordance with its rules
without need of a call.

The Supreme Court may review, in an appropriate proceeding filed by any

citizen, the sufficiency of the factual bases of the proclamation of martial law or the
suspension of the privilege of the writ or the extension thereof, and must
promulgate its decision thereon within thirty days from its filing.

A state of martial law does not suspend the operation of the Constitution,
nor supplant the functioning of the civil courts or legislative assemblies, nor
authorize the conferment of jurisdiction on military courts and agencies over
civilians where civil courts are able to function, nor automatically suspend the
privilege of the writ.

The suspension of the privilege of the writ shall apply only to

persons judicially charged for rebellion or offenses inherent in or directly connected
with invasion.

During the suspension of the privilege of the writ, any person

thus arrested or detained shall be judicially charged within three days, otherwise he
shall be released.

grants the President, as Commander-in-Chief, a sequence of graduated powers.

From the most to the least benign, these are: the calling-out power, the power to
suspend the privilege of the writ of habeas corpus, and the power to declare Martial
Law. Citing Integrated Bar of the Philippines v. Zamora,[112] the Court ruled that
the only criterion for the exercise of the calling-out power is that whenever it
becomes necessary, the President may call the armed forces to prevent or

suppress lawless violence, invasion or rebellion. Are these conditions present in

the instant cases? As stated earlier, considering the circumstances then prevailing,
President Arroyo found it necessary to issue PP 1017. Owing to her Offices vast
intelligence network, she is in the best position to determine the actual condition of
the country.

Under the calling-out power, the President may summon the armed forces to
aid him in suppressing lawless violence, invasion and rebellion. This involves
ordinary police action. But every act that goes beyond the Presidents calling-out
power is considered illegal or ultra vires. For this reason, a President must be
careful in the exercise of his powers. He cannot invoke a greater power when he
wishes to act under a lesser power. There lies the wisdom of our Constitution, the
greater the power, the greater are the limitations.

It is pertinent to state, however, that there is a distinction between the

Presidents authority to declare a state of rebellion (in Sanlakas) and the
authority to proclaim a state of national emergency. While President Arroyos
authority to declare a state of rebellion emanates from her powers as Chief
Executive, the statutory authority cited in Sanlakas was Section 4, Chapter 2, Book
II of the Revised Administrative Code of 1987, which provides:

SEC. 4. Proclamations. Acts of the President fixing a date or declaring a

status or condition of public moment or interest, upon the existence of which the
operation of a specific law or regulation is made to depend, shall be promulgated in
proclamations which shall have the force of an executive order.

President Arroyos declaration of a state of rebellion was merely an act

declaring a status or condition of public moment or interest, a declaration allowed
under Section 4 cited above. Such declaration, in the words of Sanlakas, is
harmless, without legal significance, and deemed not written. In these cases, PP
1017 is more than that. In declaring a state of national emergency, President
Arroyo did not only rely on Section 18, Article VII of the Constitution, a provision
calling on the AFP to prevent or suppress lawless violence, invasion or rebellion.
She also relied on Section 17, Article XII, a provision on the States extraordinary
power to take over privately-owned public utility and business affected with public
interest. Indeed, PP 1017 calls for the exercise of an awesome power. Obviously,

such Proclamation cannot be deemed harmless, without legal significance, or not

written, as in the case of Sanlakas.

Some of the petitioners vehemently maintain that PP 1017 is actually a

declaration of Martial Law. It is no so. What defines the character of PP 1017 are its
wordings. It is plain therein that what the President invoked was her calling-out
power.

The declaration of Martial Law is a warn[ing] to citizens that the military

power has been called upon by the executive to assist in the maintenance of law
and order, and that, while the emergency lasts, they must, upon pain of arrest and
punishment, not commit any acts which will in any way render more difficult the
restoration of order and the enforcement of law.[113]

In his Statement before the Senate Committee on Justice on March 13, 2006, Mr.
Justice Vicente V. Mendoza,[114] an authority in constitutional law, said that of the
three powers of the President as Commander-in-Chief, the power to declare Martial
Law poses the most severe threat to civil liberties. It is a strong medicine which
should not be resorted to lightly. It cannot be used to stifle or persecute critics of
the government. It is placed in the keeping of the President for the purpose of
enabling him to secure the people from harm and to restore order so that they can
enjoy their individual freedoms. In fact, Section 18, Art. VII, provides:

A state of martial law does not suspend the operation of the Constitution, nor
supplant the functioning of the civil courts or legislative assemblies, nor authorize
the conferment of jurisdiction on military courts and agencies over civilians where
civil courts are able to function, nor automatically suspend the privilege of the writ.

Justice Mendoza also stated that PP 1017 is not a declaration of Martial Law.
It is no more than a call by the President to the armed forces to prevent or suppress
lawless violence. As such, it cannot be used to justify acts that only under a valid
declaration of Martial Law can be done. Its use for any other purpose is a
perversion of its nature and scope, and any act done contrary to its command is
ultra vires.

Justice Mendoza further stated that specifically, (a) arrests and seizures
without judicial warrants; (b) ban on public assemblies; (c) take-over of news media
and agencies and press censorship; and (d) issuance of Presidential Decrees, are
powers which can be exercised by the President as Commander-in-Chief only where
there is a valid declaration of Martial Law or suspension of the writ of habeas
corpus.

Based on the above disquisition, it is clear that PP 1017 is not a declaration of

Martial Law. It is merely an exercise of President Arroyos calling-out power for the
armed forces to assist her in preventing or suppressing lawless violence.

Second Provision: Take Care Power

The second provision pertains to the power of the President to ensure that the laws
be faithfully executed. This is based on Section 17, Article VII which reads:

SEC. 17. The President shall have control of all the executive departments, bureaus,
and offices. He shall ensure that the laws be faithfully executed.

As the Executive in whom the executive power is vested,[115] the primary function
of the President is to enforce the laws as well as to formulate policies to be
embodied in existing laws. He sees to it that all laws are enforced by the officials
and employees of his department. Before assuming office, he is required to take an
oath or affirmation to the effect that as President of the Philippines, he will, among
others, execute its laws.[116] In the exercise of such function, the President, if

needed, may employ the powers attached to his office as the Commander-in-Chief
of all the armed forces of the country,[117] including the Philippine National
Police[118] under the Department of Interior and Local Government.[119]

Petitioners, especially Representatives Francis Joseph G. Escudero, Satur Ocampo,

Rafael Mariano, Teodoro Casio, Liza Maza, and Josel Virador argue that PP 1017 is
unconstitutional as it arrogated upon President Arroyo the power to enact laws and
decrees in violation of Section 1, Article VI of the Constitution, which vests the
power to enact laws in Congress. They assail the clause to enforce obedience to
all the laws and to all decrees, orders and regulations promulgated by me
personally or upon my direction.

Petitioners contention is understandable. A reading of PP 1017 operative clause

shows that it was lifted[120] from Former President Marcos Proclamation No. 1081,
which partly reads:

NOW, THEREFORE, I, FERDINAND E. MARCOS, President of the Philippines by virtue

of the powers vested upon me by Article VII, Section 10, Paragraph (2) of the
Constitution, do hereby place the entire Philippines as defined in Article 1, Section 1
of the Constitution under martial law and, in my capacity as their Commander-inChief, do hereby command the Armed Forces of the Philippines, to maintain law and
order throughout the Philippines, prevent or suppress all forms of lawless violence
as well as any act of insurrection or rebellion and to enforce obedience to all the
laws and decrees, orders and regulations promulgated by me personally or upon my
direction.

We all know that it was PP 1081 which granted President Marcos legislative power.
Its enabling clause states: to enforce obedience to all the laws and decrees,

orders and regulations promulgated by me personally or upon my direction. Upon

the other hand, the enabling clause of PP 1017 issued by President Arroyo is: to
enforce obedience to all the laws and to all decrees, orders and regulations
promulgated by me personally or upon my direction.

Is it within the domain of President Arroyo to promulgate decrees?

PP 1017 states in part: to enforce obedience to all the laws and decrees x x
x promulgated by me personally or upon my direction.

The President is granted an Ordinance Power under Chapter 2, Book III of Executive
Order No. 292 (Administrative Code of 1987). She may issue any of the following:

Sec. 2. Executive Orders. Acts of the President providing for rules of a general or
permanent character in implementation or execution of constitutional or statutory
powers shall be promulgated in executive orders.

Sec. 3. Administrative Orders. Acts of the President which relate to particular

aspect of governmental operations in pursuance of his duties as administrative
head shall be promulgated in administrative orders.

Sec. 4. Proclamations. Acts of the President fixing a date or declaring a status or

condition of public moment or interest, upon the existence of which the operation of
a specific law or regulation is made to depend, shall be promulgated in
proclamations which shall have the force of an executive order.

Sec. 5. Memorandum Orders. Acts of the President on matters of administrative

detail or of subordinate or temporary interest which only concern a particular officer
or office of the Government shall be embodied in memorandum orders.

Sec. 6. Memorandum Circulars. Acts of the President on matters relating to

internal administration, which the President desires to bring to the attention of all or
some of the departments, agencies, bureaus or offices of the Government, for
information or compliance, shall be embodied in memorandum circulars.

Sec. 7. General or Special Orders. Acts and commands of the President in his
capacity as Commander-in-Chief of the Armed Forces of the Philippines shall be
issued as general or special orders.

President Arroyos ordinance power is limited to the foregoing issuances. She

cannot issue decrees similar to those issued by Former President Marcos under PP
1081. Presidential Decrees are laws which are of the same category and binding
force as statutes because they were issued by the President in the exercise of his
legislative power during the period of Martial Law under the 1973 Constitution.[121]

This Court rules that the assailed PP 1017 is unconstitutional insofar as it grants
President Arroyo the authority to promulgate decrees. Legislative power is
peculiarly within the province of the Legislature. Section 1, Article VI categorically
states that [t]he legislative power shall be vested in the Congress of the
Philippines which shall consist of a Senate and a House of Representatives. To be
sure, neither Martial Law nor a state of rebellion nor a state of emergency can
justify President Arroyos exercise of legislative power by issuing decrees.

Can President Arroyo enforce obedience to all decrees and laws through the
military?

As this Court stated earlier, President Arroyo has no authority to enact

decrees. It follows that these decrees are void and, therefore, cannot be enforced.

With respect to laws, she cannot call the military to enforce or implement certain
laws, such as customs laws, laws governing family and property relations, laws on
obligations and contracts and the like. She can only order the military, under PP
1017, to enforce laws pertinent to its duty to suppress lawless violence.

Third Provision: Power to Take Over

The pertinent provision of PP 1017 states:

x x x and to enforce obedience to all the laws and to all decrees, orders, and
regulations promulgated by me personally or upon my direction; and as provided in
Section 17, Article XII of the Constitution do hereby declare a state of national
emergency.

The import of this provision is that President Arroyo, during the state of national
emergency under PP 1017, can call the military not only to enforce obedience to
all the laws and to all decrees x x x but also to act pursuant to the provision of
Section 17, Article XII which reads:

Sec. 17. In times of national emergency, when the public interest so requires,
the State may, during the emergency and under reasonable terms prescribed by it,
temporarily take over or direct the operation of any privately-owned public utility or
business affected with public interest.

What could be the reason of President Arroyo in invoking the above provision when
she issued PP 1017?

The answer is simple. During the existence of the state of national emergency, PP
1017 purports to grant the President, without any authority or delegation from
Congress, to take over or direct the operation of any privately-owned public utility
or business affected with public interest.

This provision was first introduced in the 1973 Constitution, as a product of the
martial law thinking of the 1971 Constitutional Convention.[122] In effect at the
time of its approval was President Marcos Letter of Instruction No. 2 dated
September 22, 1972 instructing the Secretary of National Defense to take over the
management, control and operation of the Manila Electric Company, the Philippine
Long Distance Telephone Company, the National Waterworks and Sewerage
Authority, the Philippine National Railways, the Philippine Air Lines, Air Manila (and)
Filipinas Orient Airways . . . for the successful prosecution by the Government of its
effort to contain, solve and end the present national emergency.

Petitioners, particularly the members of the House of Representatives, claim

that President Arroyos inclusion of Section 17, Article XII in PP 1017 is an
encroachment on the legislatures emergency powers.

This is an area that needs delineation.

A distinction must be drawn between the Presidents authority to declare a

state of national emergency and
to exercise emergency powers. To the first,
as elucidated by the Court, Section 18, Article VII grants the President such power,
hence, no legitimate constitutional objection can be raised. But to the second,
manifold constitutional issues arise.

Section 23, Article VI of the Constitution reads:

SEC. 23. (1) The Congress, by a vote of two-thirds of both Houses in joint session
assembled, voting separately, shall have the sole power to declare the existence of
a state of war.

(2) In times of war or other national emergency, the Congress may, by law,
authorize the President, for a limited period and subject to such restrictions as it
may prescribe, to exercise powers necessary and proper to carry out a declared
national policy. Unless sooner withdrawn by resolution of the Congress, such powers
shall cease upon the next adjournment thereof.

It may be pointed out that the second paragraph of the above provision refers
not only to war but also to other national emergency. If the intention of the
Framers of our Constitution was to withhold from the President the authority to
declare a state of national emergency pursuant to Section 18, Article VII (callingout power) and grant it to Congress (like the declaration of the existence of a state
of war), then the Framers could have provided so. Clearly, they did not intend that
Congress should first authorize the President before he can declare a state of
national emergency. The logical conclusion then is that President Arroyo could
validly declare the existence of a state of national emergency even in the absence
of a Congressional enactment.

But the exercise of emergency powers, such as the taking over of privately owned
public utility or business affected with public interest, is a
different matter.

This requires a delegation from Congress.

Courts have often said that constitutional provisions in pari materia are to be
construed together. Otherwise stated, different clauses, sections, and provisions of
a constitution which relate to the same subject matter will be construed together
and considered in the light of each other.[123] Considering that Section 17 of
Article XII and Section 23 of Article VI, previously quoted, relate to national
emergencies, they must be read together to determine the limitation of the exercise
of emergency powers.

Generally, Congress is the repository of emergency powers. This is evident in the

tenor of Section 23 (2), Article VI authorizing it to delegate such powers to the

President. Certainly, a body cannot delegate a power not reposed upon it.
However, knowing that during grave emergencies, it may not be possible or
practicable for Congress to meet and exercise its powers, the Framers of our
Constitution deemed it wise to allow Congress to grant emergency powers to the
President, subject to certain conditions, thus:

(1) There must be a war or other emergency.

(2) The delegation must be for a limited period only.

(3) The delegation must be subject to such restrictions as the Congress may
prescribe.
(4) The emergency powers must be exercised to carry out a national policy
declared by Congress.[124]

Section 17, Article XII must be understood as an aspect of the emergency

powers clause. The taking over of private business affected with public interest is
just another facet of the emergency powers generally reposed upon Congress.
Thus, when Section 17 states that the the State may, during the emergency and
under reasonable terms prescribed by it, temporarily take over or direct the
operation of any privately owned public utility or business affected with public
interest, it refers to Congress, not the President. Now, whether or not the
President may exercise such power is dependent on whether Congress may
delegate it to him pursuant to a law prescribing the reasonable terms thereof.
Youngstown Sheet & Tube Co. et al. v. Sawyer,[125] held:

It is clear that if the President had authority to issue the order he did, it must be
found in some provision of the Constitution. And it is not claimed that express
constitutional language grants this power to the President. The contention is that
presidential power should be implied from the aggregate of his powers under the
Constitution. Particular reliance is placed on provisions in Article II which say that

The executive Power shall be vested in a President . . . .; that he shall take Care
that the Laws be faithfully executed; and that he shall be Commander-in-Chief of
the Army and Navy of the United States.

The order cannot properly be sustained as an exercise of the Presidents military

power as Commander-in-Chief of the Armed Forces. The Government attempts to
do so by citing a number of cases upholding broad powers in military commanders
engaged in day-to-day fighting in a theater of war. Such cases need not concern us
here. Even though theater of war be an expanding concept, we cannot with
faithfulness to our constitutional system hold that the Commander-in-Chief of the
Armed Forces has the ultimate power as such to take possession of private property
in order to keep labor disputes from stopping production. This is a job for the
nations lawmakers, not for its military authorities.

Nor can the seizure order be sustained because of the several constitutional
provisions that grant executive power to the President. In the framework of our
Constitution, the Presidents power to see that the laws are faithfully executed
refutes the idea that he is to be a lawmaker. The Constitution limits his functions in
the lawmaking process to the recommending of laws he thinks wise and the vetoing
of laws he thinks bad. And the Constitution is neither silent nor equivocal about
who shall make laws which the President is to execute. The first section of the first
article says that All legislative Powers herein granted shall be vested in a Congress
of the United States. . .[126]

Petitioner Cacho-Olivares, et al. contends that the term emergency under

Section 17, Article XII refers to tsunami, typhoon, hurricane and similar
occurrences. This is a limited view of emergency.

Emergency, as a generic term, connotes the existence of conditions suddenly

intensifying the degree of existing danger to life or well-being beyond that which is
accepted as normal. Implicit in this definitions are the elements of intensity,
variety, and perception.[127] Emergencies, as perceived by legislature or

executive in the United Sates since 1933, have been occasioned by a wide range of
situations, classifiable under three (3) principal heads: a) economic,[128] b) natural
disaster,[129] and c) national security.[130]

Emergency, as contemplated in our Constitution, is of the same breadth. It may

include rebellion, economic crisis, pestilence or epidemic, typhoon, flood, or other
similar catastrophe of nationwide proportions or effect.[131] This is evident in the
Records of the Constitutional Commission, thus:

MR. GASCON. Yes. What is the Committees definition of national emergency

which appears in Section 13, page 5? It reads:

When the common good so requires, the State may temporarily take over or direct
the operation of any privately owned public utility or business affected with public
interest.

MR. VILLEGAS. What I mean is threat from external aggression, for example,
calamities or natural disasters.

MR. GASCON. There is a question by Commissioner de los Reyes. What about

strikes and riots?

MR. VILLEGAS. Strikes, no; those would not be covered by the term national
emergency.

MR. BENGZON. Unless they are of such proportions such that they would paralyze
government service.[132]

MR. TINGSON. May I ask the committee if national emergency refers to military
national emergency or could this be economic emergency?

MR. VILLEGAS. Yes, it could refer to both military or economic dislocations.

MR. TINGSON. Thank you very much.[133]

It may be argued that when there is national emergency, Congress may not be
able to convene and, therefore, unable to delegate to the President the power to
take over privately-owned public utility or business affected with public interest.

In Araneta v. Dinglasan,[134] this Court emphasized that legislative power,

through which extraordinary measures are exercised, remains in Congress even in
times of crisis.

x x x

After all the criticisms that have been made against the efficiency of the
system of the separation of powers, the fact remains that the Constitution has set
up this form of government, with all its defects and shortcomings, in preference to
the commingling of powers in one man or group of men. The Filipino people by
adopting parliamentary government have given notice that they share the faith of
other democracy-loving peoples in this system, with all its faults, as the ideal. The
point is, under this framework of government, legislation is preserved for Congress
all the time, not excepting periods of crisis no matter how serious. Never in the
history of the United States, the basic features of whose Constitution have been
copied in ours, have specific functions of the legislative branch of enacting laws
been surrendered to another department unless we regard as legislating the
carrying out of a legislative policy according to prescribed standards; no, not even

when that Republic was fighting a total war, or when it was engaged in a life-anddeath struggle to preserve the Union. The truth is that under our concept of
constitutional government, in times of extreme perils more than in normal
circumstances the various branches, executive, legislative, and judicial, given
the ability to act, are called upon to perform the duties and discharge the
responsibilities committed to them respectively.

Following our interpretation of Section 17, Article XII, invoked by President Arroyo in
issuing PP 1017, this Court rules that such Proclamation does not authorize her
during the emergency to temporarily take over or direct the operation of any
privately owned public utility or business affected with public interest without
authority from Congress.

Let it be emphasized that while the President alone can declare a state of national
emergency, however, without legislation, he has no
power to take over privatelyowned public utility or business affected
with public interest. The President
cannot decide whether exceptional
circumstances exist warranting the take over
of privately-owned
public utility or business affected with public interest. Nor
can he determine when such exceptional circumstances have ceased. Likewise,
without legislation, the President has no power to point out the types of businesses
affected with public interest that should be taken over. In short, the President has
no absolute authority to exercise all the powers of the State under Section 17,
Article VII in the absence of an emergency powers act passed by Congress.

c. AS APPLIED CHALLENGE

One of the misfortunes of an emergency, particularly, that which pertains to

security, is that military necessity and the guaranteed rights of the individual are
often not compatible. Our history reveals that in the crucible of conflict, many
rights are curtailed and trampled upon. Here, the right against unreasonable search
and seizure; the right against warrantless arrest; and the freedom of speech, of
expression, of the press, and of assembly under the Bill of Rights suffered the
greatest blow.

Of the seven (7) petitions, three (3) indicate direct injury.

In G.R. No. 171396, petitioners David and Llamas alleged that, on February 24,
2006, they were arrested without warrants on their way to EDSA to celebrate the
20th Anniversary of People Power I.
The arresting officers cited PP 1017 as basis
of the arrest.

In G.R. No. 171409, petitioners Cacho-Olivares and Tribune Publishing Co., Inc.
claimed that on February 25, 2006, the CIDG operatives raided and ransacked
without warrant their office. Three policemen were assigned to guard their office
as a possible source of destabilization. Again, the basis was PP 1017.

And in G.R. No. 171483, petitioners KMU and NAFLU-KMU et al. alleged that their
members were turned away and dispersed when they went to EDSA and later, to
Ayala Avenue, to celebrate the 20th Anniversary of People Power I.

A perusal of the direct injuries allegedly suffered by the said petitioners

shows that they resulted from the implementation, pursuant to G.O. No. 5, of PP
1017.

Can this Court adjudge as unconstitutional PP 1017 and G.O. No 5 on the basis of
these illegal acts? In general, does the illegal implementation of a law render it
unconstitutional?

Settled is the rule that courts are not at liberty to declare statutes invalid although
they may be abused and misabused[135] and may afford an opportunity for abuse
in the manner of application.[136] The validity of a statute or ordinance is to be
determined from its general purpose and its efficiency to accomplish the end
desired, not from its effects in a particular case.[137] PP 1017 is merely an
invocation of the Presidents calling-out power. Its general purpose is to command
the AFP to suppress all forms of lawless violence, invasion or rebellion. It had
accomplished the end desired which prompted President Arroyo to issue PP 1021.
But there is nothing in PP 1017 allowing the police, expressly or impliedly, to
conduct illegal arrest, search or violate the citizens constitutional rights.

Now, may this Court adjudge a law or ordinance unconstitutional on the ground that
its implementor committed illegal acts? The answer is no. The criterion by which
the validity of the statute or ordinance is to be measured is the essential basis for
the exercise of power, and not a mere incidental result arising from its exertion.
[138] This is logical. Just imagine the absurdity of situations when laws maybe
declared unconstitutional just because the officers implementing them have acted
arbitrarily. If this were so, judging from the blunders committed by policemen in the
cases passed upon by the Court, majority of the provisions of the Revised Penal
Code would have been declared unconstitutional a long time ago.

President Arroyo issued G.O. No. 5 to carry into effect the provisions of PP 1017.
General orders are acts and commands of the President in his capacity as
Commander-in-Chief of the Armed Forces of the Philippines. They are internal rules
issued by the executive officer to his subordinates precisely for the proper and
efficient administration of law. Such rules and regulations create no relation except
between the official who issues them and the official who receives them.[139] They
are based on and are the product of, a relationship in which power is their source,
and obedience, their object.[140] For these reasons, one requirement for these
rules to be valid is that they must be reasonable, not arbitrary or capricious.

G.O. No. 5 mandates the AFP and the PNP to immediately carry out the necessary
and appropriate actions and measures to suppress and prevent acts of terrorism
and lawless violence.

Unlike the term lawless violence which is unarguably extant in our statutes and
the Constitution, and which is invariably associated with invasion, insurrection or
rebellion, the phrase acts of terrorism is still an amorphous and vague concept.
Congress has yet to enact a law defining and punishing acts of terrorism.

In fact, this definitional predicament or the absence of an agreed definition of

terrorism confronts not only our country, but the international
community as well. The following observations are quite apropos:

In the actual unipolar context of international relations, the fight against

terrorism has become one of the basic slogans when it comes to the justification
of the use of force against certain states and against groups operating
internationally. Lists of states sponsoring terrorism and of terrorist organizations
are set up and constantly being updated according to criteria that are not always
known to the public, but are clearly determined by strategic interests.

The basic problem underlying all these military actions or threats of the use of
force as the most recent by the United States against Iraq consists in the absence
of an agreed definition of terrorism.

Remarkable confusion persists in regard to the legal categorization of acts of

violence either by states, by armed groups such as liberation movements, or by
individuals.

The dilemma can by summarized in the saying One countrys terrorist is another
countrys freedom fighter. The apparent contradiction or lack of consistency in
the use of the term terrorism may further be demonstrated by the historical fact
that leaders of national liberation movements such as Nelson Mandela in South
Africa, Habib Bourgouiba in Tunisia, or Ahmed Ben Bella in Algeria, to mention only a
few, were originally labeled as terrorists by those who controlled the territory at the
time, but later became internationally respected statesmen.

What, then, is the defining criterion for terrorist acts the differentia specifica
distinguishing those acts from eventually legitimate acts of national resistance or
self-defense?

Since the times of the Cold War the United Nations Organization has been trying in
vain to reach a consensus on the basic issue of definition. The organization has
intensified its efforts recently, but has been unable to bridge the gap between those
who associate terrorism with any violent act by non-state groups against

civilians, state functionaries or infrastructure or military installations, and those who

believe in the concept of the legitimate use of force when resistance against foreign
occupation or against systematic oppression of ethnic and/or religious groups within
a state is concerned.

The dilemma facing the international community can best be illustrated by

reference to the contradicting categorization of organizations and movements such
as Palestine Liberation Organization (PLO) which is a terrorist group for Israel and
a liberation movement for Arabs and Muslims the Kashmiri resistance groups
who are terrorists in the perception of India, liberation fighters in that of Pakistan
the earlier Contras in Nicaragua freedom fighters for the United States, terrorists
for the Socialist camp or, most drastically, the Afghani Mujahedeen (later to
become the Taliban movement): during the Cold War period they were a group of
freedom fighters for the West, nurtured by the United States, and a terrorist gang
for the Soviet Union. One could go on and on in enumerating examples of
conflicting categorizations that cannot be reconciled in any way because of
opposing political interests that are at the roots of those perceptions.

How, then, can those contradicting definitions and conflicting perceptions and
evaluations of one and the same group and its actions be explained? In our
analysis, the basic reason for these striking inconsistencies lies in the divergent
interest of states. Depending on whether a state is in the position of an occupying
power or in that of a rival, or adversary, of an occupying power in a given territory,
the definition of terrorism will fluctuate accordingly. A state may eventually see
itself as protector of the rights of a certain ethnic group outside its territory and will
therefore speak of a liberation struggle, not of terrorism when acts of violence
by this group are concerned, and vice-versa.

The United Nations Organization has been unable to reach a decision on the
definition of terrorism exactly because of these conflicting interests of sovereign
states that determine in each and every instance how a particular armed movement
(i.e. a non-state actor) is labeled in regard to the terrorists-freedom fighter
dichotomy. A policy of double standards on this vital issue of international affairs
has been the unavoidable consequence.

This definitional predicament of an organization consisting of sovereign states

and not of peoples, in spite of the emphasis in the Preamble to the United Nations
Charter! has become even more serious in the present global power constellation:

one superpower exercises the decisive role in the Security Council, former great
powers of the Cold War era as well as medium powers are increasingly being
marginalized; and the problem has become even more acute since the terrorist
attacks of 11 September 2001 I the United States.[141]

The absence of a law defining acts of terrorism may result in abuse and
oppression on the part of the police or military. An illustration is when a group of
persons are merely engaged in a drinking spree. Yet the military or the police may
consider the act as an act of terrorism and immediately arrest them pursuant to
G.O. No. 5. Obviously, this is abuse and oppression on their part. It must be
remembered that an act can only be considered a crime if there is a law defining
the same as such and imposing the corresponding penalty thereon.

So far, the word terrorism appears only once in our criminal laws, i.e., in P.D. No.
1835 dated January 16, 1981 enacted by President Marcos during the Martial Law
regime. This decree is entitled Codifying The Various Laws on Anti-Subversion and
Increasing The Penalties for Membership in Subversive Organizations. The word
terrorism is mentioned in the following provision: That one who conspires with
any other person for the purpose of overthrowing the Government of the Philippines
x x x by force, violence, terrorism, x x x shall be punished by reclusion temporal x x
x.

P.D. No. 1835 was repealed by E.O. No. 167 (which outlaws the Communist Party of
the Philippines) enacted by President Corazon Aquino on May 5, 1985. These two
(2) laws, however, do not define acts of terrorism. Since there is no law defining
acts of terrorism, it is President Arroyo alone, under G.O. No. 5, who has the
discretion to determine what acts constitute terrorism. Her judgment on this aspect
is absolute, without restrictions. Consequently, there can be indiscriminate arrest
without warrants, breaking into offices and residences, taking over the media
enterprises, prohibition and dispersal of all assemblies and gatherings unfriendly to
the administration. All these can be effected in the name of G.O. No. 5. These acts
go far beyond the calling-out power of the President. Certainly, they violate the due
process clause of the Constitution. Thus, this Court declares that the acts of
terrorism portion of G.O. No. 5 is unconstitutional.

Significantly, there is nothing in G.O. No. 5 authorizing the military or police to

commit acts beyond what are necessary and appropriate to suppress and prevent
lawless violence, the limitation of their authority in pursuing the Order. Otherwise,
such acts are considered illegal.

We first examine G.R. No. 171396 (David et al.)

The Constitution provides that the right of the people to be secured in their
persons, houses, papers and effects against unreasonable search and seizure of
whatever nature and for any purpose shall be inviolable, and no search warrant or
warrant of arrest shall issue except upon probable cause to be determined
personally by the judge after examination under oath or affirmation of the
complainant and the witnesses he may produce, and particularly describing the
place to be searched and the persons or things to be seized.[142] The plain
import of the language of the Constitution is that searches, seizures and arrests are
normally unreasonable unless authorized by a validly issued search warrant or
warrant of arrest. Thus, the fundamental protection given by this provision is that
between person and police must stand the protective authority of a magistrate
clothed with power to issue or refuse to issue search warrants or warrants of arrest.
[143]

In the Brief Account[144] submitted by petitioner David, certain facts are

established: first, he was arrested without warrant; second, the PNP operatives
arrested him on the basis of PP 1017; third, he was brought at Camp Karingal,
Quezon City where he was fingerprinted, photographed and booked like a criminal
suspect; fourth, he was treated brusquely by policemen who held his head and
tried to push him inside an unmarked car; fifth, he was charged with Violation of
Batas Pambansa Bilang
No. 880[145] and Inciting to Sedition; sixth, he was
detained for seven (7) hours; and seventh, he was eventually released for
insufficiency of evidence.

Section 5, Rule 113 of the Revised Rules on Criminal Procedure provides:

Sec. 5. Arrest without warrant; when lawful. - A peace officer or a private person
may, without a warrant, arrest a person:

(a) When, in his presence, the person to be arrested has committed, is actually
committing, or is attempting to commit an offense.

(b) When an offense has just been committed and he has probable cause to believe
based on personal knowledge of facts or circumstances that the person to be
arrested has committed it; and

x.

Neither of the two (2) exceptions mentioned above justifies petitioner Davids
warrantless arrest. During the inquest for the charges of inciting to sedition and
violation of BP 880, all that the arresting officers could invoke was their
observation that some rallyists were wearing t-shirts with the invective Oust
Gloria Now and their erroneous assumption that petitioner David was the leader
of the rally.[146] Consequently, the Inquest Prosecutor ordered his immediate
release on the ground of insufficiency of evidence. He noted that petitioner David
was not wearing the subject t-shirt and even if he was wearing it, such fact is
insufficient to charge him with inciting to sedition. Further, he also stated that there
is insufficient evidence for the charge of violation of BP 880 as it was not even
known whether petitioner David was the leader of the rally.[147]

But what made it doubly worse for petitioners David et al. is that not only was their
right against warrantless arrest violated, but also their right to peaceably assemble.

Section 4 of Article III guarantees:

No law shall be passed abridging the freedom of speech, of expression, or of the

press, or the right of the people peaceably to assemble and petition the government
for redress of grievances.

Assembly means a right on the part of the citizens to meet peaceably for
consultation in respect to public affairs. It is a necessary consequence of our
republican institution and complements the right of speech. As in the case of
freedom of expression, this right is not to be limited, much less denied, except on a
showing of a clear and present danger of a substantive evil that Congress has a
right to prevent. In other words, like other rights embraced in the freedom of
expression, the right to assemble is not subject to previous restraint or censorship.
It may not be conditioned upon the prior issuance of a permit or authorization from
the government authorities except, of course, if the assembly is intended to be held
in a public place, a permit for the use of such place, and not for the assembly itself,
may be validly required.

The ringing truth here is that petitioner David, et al. were arrested while they were
exercising their right to peaceful assembly. They were not committing any crime,
neither was there a showing of a clear and present danger that warranted the
limitation of that right. As can be gleaned from circumstances, the charges of
inciting to sedition and violation of BP 880 were mere afterthought. Even the
Solicitor General, during the oral argument, failed to justify the arresting officers
conduct. In De Jonge v. Oregon,[148] it was held that peaceable assembly cannot
be made a crime, thus:

Peaceable assembly for lawful discussion cannot be made a crime. The holding of
meetings for peaceable political action cannot be proscribed. Those who assist in
the conduct of such meetings cannot be branded as criminals on that score. The
question, if the rights of free speech and peaceful assembly are not to be preserved,
is not as to the auspices under which the meeting was held but as to its purpose;
not as to the relations of the speakers, but whether their utterances transcend the
bounds of the freedom of speech which the Constitution protects. If the persons
assembling have committed crimes elsewhere, if they have formed or are engaged
in a conspiracy against the public peace and order, they may be prosecuted for
their conspiracy or other violations of valid laws. But it is a different matter when
the State, instead of prosecuting them for such offenses, seizes upon mere
participation in a peaceable assembly and a lawful public discussion as the basis for
a criminal charge.

On the basis of the above principles, the Court likewise considers the dispersal and
arrest of the members of KMU et al. (G.R. No. 171483) unwarranted. Apparently,
their dispersal was done merely on the basis of Malacaangs directive canceling all
permits previously issued by local government units. This is arbitrary. The
wholesale cancellation of all permits to rally is a blatant disregard of the principle
that freedom of assembly is not to be limited, much less denied, except on a
showing of a clear and present danger of a substantive evil that the State has a
right to prevent.[149] Tolerance is the rule and limitation is the exception. Only
upon a showing that an assembly presents a clear and present danger that the
State may deny the citizens right to exercise it. Indeed, respondents failed to
show or convince the Court that the rallyists committed acts amounting to lawless
violence, invasion or rebellion. With the blanket revocation of permits, the
distinction between protected and unprotected assemblies was eliminated.

Moreover, under BP 880, the authority to regulate assemblies and rallies is lodged
with the local government units. They have the power to issue permits and to
revoke such permits after due notice and hearing on the determination of the
presence of clear and present danger. Here, petitioners were not even notified and
heard on the revocation of their permits.[150] The first time they learned of it was
at the time of the dispersal. Such absence of notice is a fatal defect. When a
persons right is restricted by government action, it behooves a democratic
government to see to it that the restriction is fair, reasonable, and according to
procedure.

G.R. No. 171409, (Cacho-Olivares, et al.) presents another facet of freedom of

speech i.e., the freedom of the press. Petitioners narration of facts, which the
Solicitor General failed to refute, established the following: first, the Daily Tribunes
offices were searched without warrant; second, the police operatives seized several
materials for publication; third, the search was conducted at about 1:00 o clock in
the morning of February 25, 2006; fourth, the search was conducted in the absence
of any official of the Daily Tribune except the security guard of the building; and
fifth, policemen stationed themselves at the vicinity of the Daily Tribune offices.

Thereafter, a wave of warning came from government officials. Presidential

Chief of Staff Michael Defensor was quoted as saying that such raid was meant to
show a strong presence, to tell media outlets not to connive or do anything that
would help the rebels in bringing down this government. Director General
Lomibao further stated that if they do not follow the standards and the standards
are if they would contribute to instability in the government, or if they do not
subscribe to what is in General Order No. 5 and Proc. No. 1017 we will
recommend a takeover. National Telecommunications Commissioner Ronald
Solis urged television and radio networks to cooperate with the government for
the duration of the state of national emergency. He warned that his agency will not
hesitate to recommend the closure of any broadcast outfit that violates rules set out
for media coverage during times when the national security is threatened.[151]

The search is illegal. Rule 126 of The Revised Rules on Criminal Procedure lays
down the steps in the conduct of search and seizure. Section 4 requires that a
search warrant be issued upon probable cause in connection with one specific
offence to be determined personally by the judge after examination under oath or
affirmation of the complainant and the witnesses he may produce. Section 8
mandates that the search of a house, room, or any other premise be made in the
presence of the lawful occupant thereof or any member of his family or in the
absence of the latter, in the presence of two (2) witnesses of sufficient age and
discretion residing in the same locality. And Section 9 states that the warrant
must direct that it be served in the daytime, unless the property is on the person or
in the place ordered to be searched, in which case a direction may be inserted that
it be served at any time of the day or night. All these rules were violated by the
CIDG operatives.

Not only that, the search violated petitioners freedom of the press. The best
gauge of a free and democratic society rests in the degree of freedom enjoyed by
its media. In the Burgos v. Chief of Staff[152] this Court held that --

As heretofore stated, the premises searched were the business and printing offices
of the "Metropolitan Mail" and the "We Forum newspapers. As a consequence of
the search and seizure, these premises were padlocked and sealed, with the further
result that the printing and publication of said newspapers were discontinued.

Such closure is in the nature of previous restraint or censorship abhorrent to the

freedom of the press guaranteed under the fundamental law, and constitutes a
virtual denial of petitioners' freedom to express themselves in print. This state of
being is patently anathematic to a democratic framework where a free, alert and
even militant press is essential for the political enlightenment and growth of the
citizenry.

While admittedly, the Daily Tribune was not padlocked and sealed like the
Metropolitan Mail and We Forum newspapers in the above case, yet it cannot
be denied that the CIDG operatives exceeded their enforcement duties. The search
and seizure of materials for publication, the stationing of policemen in the vicinity of
the The Daily Tribune offices, and the arrogant warning of government officials to
media, are plain censorship. It is that officious functionary of the repressive
government who tells the citizen that he may speak only if allowed to do so, and no
more and no less than what he is permitted to say on pain of punishment should he
be so rash as to disobey.[153] Undoubtedly, the The Daily Tribune was subjected to
these arbitrary intrusions because of its anti-government sentiments. This Court
cannot tolerate the blatant disregard of a constitutional right even if it involves the
most defiant of our citizens. Freedom to comment on public affairs is essential to
the vitality of a representative democracy. It is the duty of the courts to be watchful
for the constitutional rights of the citizen, and against any stealthy encroachments
thereon. The motto should always be obsta principiis.[154]

Incidentally, during the oral arguments, the Solicitor General admitted that the
search of the Tribunes offices and the seizure of its materials for publication and

other papers are illegal; and that the same are inadmissible for any purpose,
thus:

JUSTICE CALLEJO:

You made quite a mouthful of admission when you said that the policemen,
when inspected the Tribune for the purpose of gathering evidence and you admitted
that the policemen were able to get the clippings. Is that not in admission of the
admissibility of these clippings that were taken from the Tribune?

SOLICITOR GENERAL BENIPAYO:

Under the law they would seem to be, if they were illegally seized, I think
and I know, Your Honor, and these are inadmissible for any purpose.[155]

xxx

xxx

xxx

SR. ASSO. JUSTICE PUNO:

These have been published in the past issues of the Daily Tribune; all you
have to do is to get those past issues. So why do you have to go there at 1 oclock
in the morning and without any search warrant? Did they become suddenly part of
the evidence of rebellion or inciting to sedition or what?

SOLGEN BENIPAYO:

Well, it was the police that did that, Your Honor. Not upon my instructions.

SR. ASSO. JUSTICE PUNO:

Are you saying that the act of the policeman is illegal, it is not based on any
law, and it is not based on Proclamation 1017.

SOLGEN BENIPAYO:

It is not based on Proclamation 1017, Your Honor, because there is nothing

in 1017 which says that the police could go and inspect and gather clippings from
Daily Tribune or any other newspaper.

SR. ASSO. JUSTICE PUNO:

Is it based on any law?

SOLGEN BENIPAYO:

As far as I know, no, Your Honor, from the facts, no.

SR. ASSO. JUSTICE PUNO:

So, it has no basis, no legal basis whatsoever?

SOLGEN BENIPAYO:

Maybe so, Your Honor. Maybe so, that is why I said, I dont know if it is
premature to say this, we do not condone this. If the people who have been injured
by this would want to sue them, they can sue and there are remedies for this.[156]

Likewise, the warrantless arrests and seizures executed by the police were,
according to the Solicitor General, illegal and cannot be condoned, thus:

CHIEF JUSTICE PANGANIBAN:

There seems to be some confusions if not contradiction in your theory.

SOLICITOR GENERAL BENIPAYO:

I dont know whether this will clarify. The acts, the supposed illegal or
unlawful acts committed on the occasion of 1017, as I said, it cannot be condoned.
You cannot blame the President for, as you said, a misapplication of the law. These
are acts of the police officers, that is their responsibility.[157]

The Dissenting Opinion states that PP 1017 and G.O. No. 5 are constitutional in
every aspect and should result in no constitutional or statutory breaches if applied
according to their letter.

The Court has passed upon the constitutionality of these issuances. Its ratiocination
has been exhaustively presented. At this point, suffice it to reiterate that PP 1017 is
limited to the calling out by the President of the military to prevent or suppress
lawless violence, invasion or rebellion. When in implementing its provisions,
pursuant to G.O. No. 5, the military and the police committed acts which violate the
citizens rights under the Constitution, this Court has to declare such acts
unconstitutional and illegal.

In this connection, Chief Justice Artemio V. Panganibans concurring opinion,

attached hereto, is considered an integral part of this ponencia.

SUMMATION

In sum, the lifting of PP 1017 through the issuance of PP 1021 a supervening

event would have normally rendered this case moot and academic. However,
while PP 1017 was still operative, illegal acts were committed allegedly in
pursuance thereof. Besides, there is no guarantee that PP 1017, or one similar to it,
may not again be issued. Already, there have been media reports on April 30,
2006 that allegedly PP 1017 would be reimposed if the May 1 rallies become
unruly and violent. Consequently, the transcendental issues raised by the
parties should not be evaded; they must now be resolved to prevent future
constitutional aberration.

The Court finds and so holds that PP 1017 is constitutional insofar as it constitutes a
call by the President for the AFP to prevent or suppress lawless violence. The
proclamation is sustained by Section 18, Article VII of the Constitution and the
relevant jurisprudence discussed earlier. However, PP 1017s extraneous
provisions giving the President express or implied power (1) to issue decrees; (2) to
direct the AFP to enforce obedience to all laws even those not related to lawless
violence as well as decrees promulgated by the President; and (3) to impose
standards on media or any form of prior restraint on the press, are ultra vires and
unconstitutional. The Court also rules that under Section 17, Article XII of the
Constitution, the President, in the absence of a legislation, cannot take over
privately-owned public utility and private business affected with public interest.

In the same vein, the Court finds G.O. No. 5 valid. It is an Order issued by the
President acting as Commander-in-Chief addressed to subalterns in the AFP to
carry out the provisions of PP 1017. Significantly, it also provides a valid standard
that the military and the police should take only the necessary and appropriate
actions and measures to suppress and prevent acts of lawless violence. But the

words acts of terrorism found in G.O. No. 5 have not been legally defined and
made punishable by Congress and should thus be deemed deleted from the said
G.O. While terrorism has been denounced generally in media, no law has been
enacted to guide the military, and eventually the courts, to determine the limits of
the AFPs authority in carrying out this portion of G.O. No. 5.

On the basis of the relevant and uncontested facts narrated earlier, it is also pristine
clear that (1) the warrantless arrest of petitioners Randolf S. David and Ronald
Llamas; (2) the dispersal of the rallies and warrantless arrest of the KMU and NAFLUKMU members; (3) the imposition of standards on media or any prior restraint on
the press; and (4) the warrantless search of the Tribune offices and the whimsical
seizures of some articles for publication and other materials, are not authorized by
the Constitution, the law and jurisprudence. Not even by the valid provisions of PP
1017 and G.O. No. 5.

Other than this declaration of invalidity, this Court cannot impose any civil, criminal
or administrative sanctions on the individual police officers concerned. They have
not been individually identified and given their day in court. The civil complaints or
causes of action and/or relevant criminal Informations have not been presented
before this Court. Elementary due process bars this Court from making any specific
pronouncement of civil, criminal or administrative liabilities.

It is well to remember that military power is a means to an end and substantive civil
rights are ends in themselves. How to give the military the power it needs to
protect the Republic without unnecessarily trampling individual rights is one of the
eternal balancing tasks of a democratic state. During emergency, governmental
action may vary in breadth and intensity from normal times, yet they should not be
arbitrary as to unduly restrain our peoples liberty.

Perhaps, the vital lesson that we must learn from the theorists who studied the
various competing political philosophies is that, it is possible to grant government
the authority to cope with crises without surrendering the two vital principles of
constitutionalism: the maintenance of legal limits to arbitrary power, and political
responsibility of the government to the governed.[158]

WHEREFORE, the Petitions are partly granted. The Court rules that PP 1017 is
CONSTITUTIONAL insofar as it constitutes a call by President Gloria MacapagalArroyo on the AFP to prevent or suppress lawless violence. However, the provisions
of PP 1017 commanding the AFP to enforce laws not related to lawless violence, as
well as decrees promulgated by the President, are declared UNCONSTITUTIONAL.
In addition, the provision in PP 1017 declaring national emergency under Section
17, Article VII of the Constitution is CONSTITUTIONAL, but such declaration does not
authorize the President to take over privately-owned public utility or business
affected with public interest without prior legislation.

G.O. No. 5 is CONSTITUTIONAL since it provides a standard by which the AFP and
the PNP should implement PP 1017, i.e. whatever is necessary and appropriate
actions and measures to suppress and prevent acts of lawless violence.
Considering that acts of terrorism have not yet been defined and made
punishable by the Legislature, such portion of G.O. No. 5 is declared
UNCONSTITUTIONAL.

The warrantless arrest of Randolf S. David and Ronald Llamas; the dispersal and
warrantless arrest of the KMU and NAFLU-KMU members during their rallies, in the
absence of proof that these petitioners were committing acts constituting lawless
violence, invasion or rebellion and violating BP 880; the imposition of standards on
media or any form of prior restraint on the press, as well as the warrantless search
of the Tribune offices and whimsical seizure of its articles for publication and other
materials, are declared UNCONSTITUTIONAL.

No costs.

SO ORDERED.
David vs Arroyo

G.R. No. 171396 May 3, 2006

Facts:
On February 24, 2006, as the nation celebrated the 20th Anniversary of
the Edsa People Power I, President Arroyo issued PP 1017 declaring a state of
national emergency, On the same day, the President issued G. O. No. 5
implementing PP 1017.

Seven (7) petitions challenging the constitutionality of PP 1017 and G.O. No. 5 were
filed against the respondents. Three (3) of these petitions impleaded President
Arroyo as respondent.

Petitioners contend that PP 1017 is void on its face because of its overbreadth.
They claim that its enforcement encroached on both unprotected and protected
rights under Section 4, Article III of the Constitution and sent a chilling effect to
the citizens.

Issue: 1.Whether PP 107 is void because of its overbreadth

2. Whether PP 1017 and G.O. No. 5 are unconstitutional.

Held: No. A facial review of PP 1017, using the overbreadth doctrine, is uncalled for.

First and foremost, the overbreadth doctrine is an analytical tool

developed for testing on their faces statutes in free speech cases, also known
under the American Law as First Amendment cases.

A plain reading of PP 1017 shows that it is not primarily directed to speech or even
speech-related conduct. It is actually a call upon the AFP to prevent or suppress all
forms of lawless violence. In United States v. Salerno,[104] the US Supreme Court
held that we have not recognized an overbreadth doctrine outside the limited
context of the First Amendment (freedom of speech).

Moreover, the overbreadth doctrine is not intended for testing the validity of a law
that reflects legitimate state interest in maintaining comprehensive control over
harmful, constitutionally unprotected conduct. Undoubtedly, lawless violence,
insurrection and rebellion are considered harmful and constitutionally
unprotected conduct. In Broadrick v. Oklahoma,[105] it was held:

It remains a matter of no little difficulty to determine when a law may properly be

held void on its face and when such summary action is inappropriate. But the plain
import of our cases is, at the very least, that facial overbreadth adjudication is an
exception to our traditional rules of practice and that its function, a limited one at
the outset, attenuates as the otherwise unprotected behavior that it forbids the
State to sanction moves from pure speech toward conduct and that conduct even
if expressive falls within the scope of otherwise valid criminal laws that reflect
legitimate state interests in maintaining comprehensive controls over harmful,
constitutionally unprotected conduct.

Thus, claims of facial overbreadth are entertained in cases involving statutes

which, by their terms, seek to regulate only spoken words and again, that
overbreadth claims, if entertained at all, have been curtailed when invoked against
ordinary criminal laws that are sought to be applied to protected conduct.[106]
Here, the incontrovertible fact remains that PP 1017 pertains to a spectrum of
conduct, not free speech, which is manifestly subject to state regulation.

Second, facial invalidation of laws is considered as manifestly strong

medicine, to be used sparingly and only as a last resort, and is generally
disfavored;[107] The reason for this is obvious. Embedded in the traditional rules
governing constitutional adjudication is the principle that a person to whom a law
may be applied will not be heard to challenge a law on the ground that it may
conceivably be applied unconstitutionally to others, i.e., in other situations not
before the Court.[108] A writer and scholar in Constitutional Law explains further:

The most distinctive feature of the overbreadth technique is that it marks an

exception to some of the usual rules of constitutional litigation. Ordinarily, a
particular litigant claims that a statute is unconstitutional as applied to him or her; if
the litigant prevails, the courts carve away the unconstitutional aspects of the law
by invalidating its improper applications on a case to case basis. Moreover,
challengers to a law are not permitted to raise the rights of third parties and can
only assert their own interests. In overbreadth analysis, those rules give way;
challenges are permitted to raise the rights of third parties; and the court
invalidates the entire statute on its face, not merely as applied for so that the
overbroad law becomes unenforceable until a properly authorized court construes it
more narrowly. The factor that motivates courts to depart from the normal
adjudicatory rules is the concern with the chilling; deterrent effect of the
overbroad statute on third parties not courageous enough to bring suit. The Court
assumes that an overbroad laws very existence may cause others not before the
court to refrain from constitutionally protected speech or expression. An
overbreadth ruling is designed to remove that deterrent effect on the speech of
those third parties.

In other words, a facial challenge using the overbreadth doctrine will require the
Court to examine PP 1017 and pinpoint its flaws and defects, not on the basis of its
actual operation to petitioners, but on the assumption or prediction that its very
existence may cause others not before the Court to refrain from constitutionally
protected speech or expression. In Younger v. Harris,[109] it was held that:

[T]he task of analyzing a proposed statute, pinpointing its deficiencies, and

requiring correction of these deficiencies before the statute is put into effect, is
rarely if ever an appropriate task for the judiciary. The combination of the relative
remoteness of the controversy, the impact on the legislative process of the relief

sought, and above all the speculative and amorphous nature of the required line-byline analysis of detailed statutes,ordinarily results in a kind of case that is wholly
unsatisfactory for deciding constitutional questions, whichever way they might be
decided.

And third, a facial challenge on the ground of overbreadth is the most difficult
challenge to mount successfully, since the challenger must establish that there can
be no instance when the assailed law may be valid. Here, petitioners did not even
attempt to show whether this situation exists.

A facial review of PP 1017 on the ground of vagueness is likewise unwarranted.

Related to the overbreadth doctrine is the void for vagueness doctrine which
holds that a law is facially invalid if men of common intelligence must necessarily
guess at its meaning and differ as to its application.[110] It is subject to the same
principles governing overbreadth doctrine. For one, it is also an analytical tool for
testing on their faces statutes in free speech cases. And like overbreadth, it is
said that a litigant may challenge a statute on its face only if it is vague in all its
possible applications. Again, petitioners did not even attempt to show that PP 1017
is vague in all its application. They also failed to establish that men of common
intelligence cannot understand the meaning and application of PP 1017.

2. The Petitions are partly granted. The Court rules that PP 1017 is
CONSTITUTIONAL insofar as it constitutes a call by President Gloria MacapagalArroyo on the AFP to prevent or suppress lawless violence. However, the provisions
of PP 1017 commanding the AFP to enforce laws not related to lawless violence, as
well as decrees promulgated by the President, are declared UNCONSTITUTIONAL.
In addition, the provision in PP 1017 declaring national emergency under Section
17, Article VII of the Constitution is CONSTITUTIONAL, but such declaration does not
authorize the President to take over privately-owned public utility or business
affected with public interest without prior legislation.

G.O. No. 5 is CONSTITUTIONAL since it provides a standard by which the AFP and
the PNP should implement PP 1017, i.e. whatever is necessary and appropriate
actions and measures to suppress and prevent acts of lawless violence.
Considering that acts of terrorism have not yet been defined and made

punishable by the Legislature, such portion of G.O. No. 5 is declared

UNCONSTITUTIONAL.

The warrantless arrest of Randolf S. David and Ronald Llamas; the dispersal and
warrantless arrest of the KMU and NAFLU-KMU members during their rallies, in the
absence of proof that these petitioners were committing acts constituting lawless
violence, invasion or rebellion and violating BP 880; the imposition of standards on
media or any form of prior restraint on the press, as well as the warrantless search
of the Tribune offices and whimsical seizure of its articles for publication and other
materials, are declared UNCONSTITUTIONAL.

3. Republic of the Philippines

SUPREME COURT
Manila

EN BANC

G.R. No. 208566

November 19, 2013

GRECO ANTONIOUS BEDA B. BELGICA JOSE M. VILLEGAS JR. JOSE L. GONZALEZ

REUBEN M. ABANTE and QUINTIN PAREDES SAN DIEGO, Petitioners,

vs.
HONORABLE EXECUTIVE SECRETARY PAQUITO N. OCHOA JR. SECRETARY OF BUDGET
AND MANAGEMENT FLORENCIO B. ABAD, NATIONAL TREASURER ROSALIA V. DE
LEON SENATE OF THE PHILIPPINES represented by FRANKLIN M. DRILON m his
capacity as SENATE PRESIDENT and HOUSE OF REPRESENTATIVES represented by
FELICIANO S. BELMONTE, JR. in his capacity as SPEAKER OF THE HOUSE,
Respondents.

x-----------------------x

G.R. No. 208493

SOCIAL JUSTICE SOCIETY (SJS) PRESIDENT SAMSON S. ALCANTARA, Petitioner,

vs.
HONORABLE FRANKLIN M. DRILON in his capacity as SENATE PRESIDENT and
HONORABLE FELICIANO S. BELMONTE, JR., in his capacity as SPEAKER OF THE
HOUSE OF REPRESENTATIVES, Respondents.

x-----------------------x

G.R. No. 209251

PEDRITO M. NEPOMUCENO, Former Mayor-Boac, Marinduque Former Provincial

Board Member -Province of Marinduque, Petitioner,
vs.
PRESIDENT BENIGNO SIMEON C. AQUINO III* and SECRETARY FLORENCIO BUTCH
ABAD, DEPARTMENT OF BUDGET AND MANAGEMENT, Respondents.

DECISION

PERLAS-BERNABE, J.:

"Experience is the oracle of truth."1

-James Madison

Before the Court are consolidated petitions2 taken under Rule 65 of the Rules of
Court, all of which assail the constitutionality of the Pork Barrel System. Due to the
complexity of the subject matter, the Court shall heretofore discuss the systems
conceptual underpinnings before detailing the particulars of the constitutional
challenge.

The Facts

I. Pork Barrel: General Concept.

"Pork Barrel" is political parlance of American -English origin.3 Historically, its usage
may be traced to the degrading ritual of rolling out a barrel stuffed with pork to a
multitude of black slaves who would cast their famished bodies into the porcine
feast to assuage their hunger with morsels coming from the generosity of their wellfed master.4 This practice was later compared to the actions of American legislators
in trying to direct federal budgets in favor of their districts.5 While the advent of
refrigeration has made the actual pork barrel obsolete, it persists in reference to
political bills that "bring home the bacon" to a legislators district and constituents.6
In a more technical sense, "Pork Barrel" refers to an appropriation of government
spending meant for localized projects and secured solely or primarily to bring
money to a representative's district.7 Some scholars on the subject further use it to
refer to legislative control of local appropriations.8

In the Philippines, "Pork Barrel" has been commonly referred to as lump-sum,

discretionary funds of Members of the Legislature,9 although, as will be later
discussed, its usage would evolve in reference to certain funds of the Executive.

II. History of Congressional Pork Barrel in the Philippines.

A. Pre-Martial Law Era (1922-1972).

Act 3044,10 or the Public Works Act of 1922, is considered11 as the earliest form of
"Congressional Pork Barrel" in the Philippines since the utilization of the funds
appropriated therein were subjected to post-enactment legislator approval.
Particularly, in the area of fund release, Section 312 provides that the sums
appropriated for certain public works projects13 "shall be distributed x x x subject
to the approval of a joint committee elected by the Senate and the House of
Representatives. "The committee from each House may also authorize one of its
members to approve the distribution made by the Secretary of Commerce and
Communications."14 Also, in the area of fund realignment, the same section
provides that the said secretary, "with the approval of said joint committee, or of
the authorized members thereof, may, for the purposes of said distribution, transfer
unexpended portions of any item of appropriation under this Act to any other item
hereunder."

In 1950, it has been documented15 that post-enactment legislator participation

broadened from the areas of fund release and realignment to the area of project
identification. During that year, the mechanics of the public works act was modified
to the extent that the discretion of choosing projects was transferred from the
Secretary of Commerce and Communications to legislators. "For the first time, the
law carried a list of projects selected by Members of Congress, they being the
representatives of the people, either on their own account or by consultation with
local officials or civil leaders."16 During this period, the pork barrel process
commenced with local government councils, civil groups, and individuals appealing
to Congressmen or Senators for projects. Petitions that were accommodated formed
part of a legislators allocation, and the amount each legislator would eventually get
is determined in a caucus convened by the majority. The amount was then
integrated into the administration bill prepared by the Department of Public Works
and Communications. Thereafter, the Senate and the House of Representatives
added their own provisions to the bill until it was signed into law by the President
the Public Works Act.17 In the 1960s, however, pork barrel legislation reportedly
ceased in view of the stalemate between the House of Representatives and the
Senate.18

B. Martial Law Era (1972-1986).

While the previous" Congressional Pork Barrel" was apparently discontinued in 1972
after Martial Law was declared, an era when "one man controlled the legislature,"19
the reprieve was only temporary. By 1982, the Batasang Pambansa had already
introduced a new item in the General Appropriations Act (GAA) called the" Support
for Local Development Projects" (SLDP) under the article on "National Aid to Local
Government Units". Based on reports,20 it was under the SLDP that the practice of
giving lump-sum allocations to individual legislators began, with each assemblyman
receiving P500,000.00. Thereafter, assemblymen would communicate their project
preferences to the Ministry of Budget and Management for approval. Then, the said
ministry would release the allocation papers to the Ministry of Local Governments,
which would, in turn, issue the checks to the city or municipal treasurers in the
assemblymans locality. It has been further reported that "Congressional Pork
Barrel" projects under the SLDP also began to cover not only public works projects,
or so- called "hard projects", but also "soft projects",21 or non-public works projects
such as those which would fall under the categories of, among others, education,
health and livelihood.22

C. Post-Martial Law Era:

Corazon Cojuangco Aquino Administration (1986-1992).

After the EDSA People Power Revolution in 1986 and the restoration of Philippine
democracy, "Congressional Pork Barrel" was revived in the form of the "Mindanao
Development Fund" and the "Visayas Development Fund" which were created with
lump-sum appropriations of P480 Million and P240 Million, respectively, for the
funding of development projects in the Mindanao and Visayas areas in 1989. It has
been documented23 that the clamor raised by the Senators and the Luzon
legislators for a similar funding, prompted the creation of the "Countrywide
Development Fund" (CDF) which was integrated into the 1990 GAA24 with an initial
funding of P2.3 Billion to cover "small local infrastructure and other priority
community projects."

Under the GAAs for the years 1991 and 1992,25 CDF funds were, with the approval
of the President, to be released directly to the implementing agencies but "subject
to the submission of the required list of projects and activities."Although the GAAs
from 1990 to 1992 were silent as to the amounts of allocations of the individual
legislators, as well as their participation in the identification of projects, it has been

reported26 that by 1992, Representatives were receiving P12.5 Million each in CDF
funds, while Senators were receiving P18 Million each, without any limitation or
qualification, and that they could identify any kind of project, from hard or
infrastructure projects such as roads, bridges, and buildings to "soft projects" such
as textbooks, medicines, and scholarships.27

D. Fidel Valdez Ramos (Ramos) Administration (1992-1998).

The following year, or in 1993,28 the GAA explicitly stated that the release of CDF
funds was to be made upon the submission of the list of projects and activities
identified by, among others, individual legislators. For the first time, the 1993 CDF
Article included an allocation for the Vice-President.29 As such, Representatives
were allocated P12.5 Million each in CDF funds, Senators, P18 Million each, and the
Vice-President, P20 Million.

In 1994,30 1995,31 and 1996,32 the GAAs contained the same provisions on project
identification and fund release as found in the 1993 CDF Article. In addition,
however, the Department of Budget and Management (DBM) was directed to submit
reports to the Senate Committee on Finance and the House Committee on
Appropriations on the releases made from the funds.33

Under the 199734 CDF Article, Members of Congress and the Vice-President, in
consultation with the implementing agency concerned, were directed to submit to
the DBM the list of 50% of projects to be funded from their respective CDF
allocations which shall be duly endorsed by (a) the Senate President and the
Chairman of the Committee on Finance, in the case of the Senate, and (b) the
Speaker of the House of Representatives and the Chairman of the Committee on
Appropriations, in the case of the House of Representatives; while the list for the
remaining 50% was to be submitted within six (6) months thereafter. The same
article also stated that the project list, which would be published by the DBM,35
"shall be the basis for the release of funds" and that "no funds appropriated herein
shall be disbursed for projects not included in the list herein required."

The following year, or in 1998,36 the foregoing provisions regarding the required
lists and endorsements were reproduced, except that the publication of the project
list was no longer required as the list itself sufficed for the release of CDF Funds.

The CDF was not, however, the lone form of "Congressional Pork Barrel" at that
time. Other forms of "Congressional Pork Barrel" were reportedly fashioned and
inserted into the GAA (called "Congressional Insertions" or "CIs") in order to
perpetuate the ad ministrations political agenda.37 It has been articulated that
since CIs "formed part and parcel of the budgets of executive departments, they
were not easily identifiable and were thus harder to monitor." Nonetheless, the
lawmakers themselves as well as the finance and budget officials of the
implementing agencies, as well as the DBM, purportedly knew about the
insertions.38 Examples of these CIs are the Department of Education (DepEd)
School Building Fund, the Congressional Initiative Allocations, the Public Works Fund,
the El Nio Fund, and the Poverty Alleviation Fund.39 The allocations for the School
Building Fund, particularly, shall be made upon prior consultation with the
representative of the legislative district concerned.40 Similarly, the legislators had
the power to direct how, where and when these appropriations were to be spent.41

E. Joseph Ejercito Estrada (Estrada) Administration (1998-2001).

In 1999,42 the CDF was removed in the GAA and replaced by three (3) separate
forms of CIs, namely, the "Food Security Program Fund,"43 the "Lingap Para Sa
Mahihirap Program Fund,"44 and the "Rural/Urban Development Infrastructure
Program Fund,"45 all of which contained a special provision requiring "prior
consultation" with the Member s of Congress for the release of the funds.

It was in the year 200046 that the "Priority Development Assistance Fund" (PDAF)
appeared in the GAA. The requirement of "prior consultation with the respective
Representative of the District" before PDAF funds were directly released to the
implementing agency concerned was explicitly stated in the 2000 PDAF Article.
Moreover, realignment of funds to any expense category was expressly allowed,
with the sole condition that no amount shall be used to fund personal services and
other personnel benefits.47 The succeeding PDAF provisions remained the same in
view of the re-enactment48 of the 2000 GAA for the year 2001.

F. Gloria Macapagal-Arroyo (Arroyo) Administration (2001-2010).

The 200249 PDAF Article was brief and straightforward as it merely contained a
single special provision ordering the release of the funds directly to the
implementing agency or local government unit concerned, without further
qualifications. The following year, 2003,50 the same single provision was present,
with simply an expansion of purpose and express authority to realign. Nevertheless,
the provisions in the 2003 budgets of the Department of Public Works and
Highways51 (DPWH) and the DepEd52 required prior consultation with Members of
Congress on the aspects of implementation delegation and project list submission,
respectively. In 2004, the 2003 GAA was re-enacted.53

In 2005,54 the PDAF Article provided that the PDAF shall be used "to fund priority
programs and projects under the ten point agenda of the national government and
shall be released directly to the implementing agencies." It also introduced the
program menu concept,55 which is essentially a list of general programs and
implementing agencies from which a particular PDAF project may be subsequently
chosen by the identifying authority. The 2005 GAA was re-enacted56 in 2006 and
hence, operated on the same bases. In similar regard, the program menu concept
was consistently integrated into the 2007,57 2008,58 2009,59 and 201060 GAAs.

Textually, the PDAF Articles from 2002 to 2010 were silent with respect to the
specific amounts allocated for the individual legislators, as well as their participation
in the proposal and identification of PDAF projects to be funded. In contrast to the
PDAF Articles, however, the provisions under the DepEd School Building Program
and the DPWH budget, similar to its predecessors, explicitly required prior
consultation with the concerned Member of Congress61 anent certain aspects of
project implementation.

Significantly, it was during this era that provisions which allowed formal
participation of non-governmental organizations (NGO) in the implementation of
government projects were introduced. In the Supplemental Budget for 2006, with
respect to the appropriation for school buildings, NGOs were, by law, encouraged to
participate. For such purpose, the law stated that "the amount of at least P250
Million of the P500 Million allotted for the construction and completion of school
buildings shall be made available to NGOs including the Federation of FilipinoChinese Chambers of Commerce and Industry, Inc. for its "Operation Barrio School"
program, with capability and proven track records in the construction of public
school buildings x x x."62 The same allocation was made available to NGOs in the
2007 and 2009 GAAs under the DepEd Budget.63 Also, it was in 2007 that the
Government Procurement Policy Board64 (GPPB) issued Resolution No. 12-2007
dated June 29, 2007 (GPPB Resolution 12-2007), amending the implementing rules

and regulations65 of RA 9184,66 the Government Procurement Reform Act, to

include, as a form of negotiated procurement,67 the procedure whereby the
Procuring Entity68 (the implementing agency) may enter into a memorandum of
agreement with an NGO, provided that "an appropriation law or ordinance earmarks
an amount to be specifically contracted out to NGOs."69

G. Present Administration (2010-Present).

Differing from previous PDAF Articles but similar to the CDF Articles, the 201170
PDAF Article included an express statement on lump-sum amounts allocated for
individual legislators and the Vice-President: Representatives were given P70 Million
each, broken down into P40 Million for "hard projects" and P30 Million for "soft
projects"; while P200 Million was given to each Senator as well as the VicePresident, with a P100 Million allocation each for "hard" and "soft projects."
Likewise, a provision on realignment of funds was included, but with the
qualification that it may be allowed only once. The same provision also allowed the
Secretaries of Education, Health, Social Welfare and Development, Interior and Local
Government, Environment and Natural Resources, Energy, and Public Works and
Highways to realign PDAF Funds, with the further conditions that: (a) realignment is
within the same implementing unit and same project category as the original
project, for infrastructure projects; (b) allotment released has not yet been obligated
for the original scope of work, and (c) the request for realignment is with the
concurrence of the legislator concerned.71

In the 201272 and 201373 PDAF Articles, it is stated that the "identification of
projects and/or designation of beneficiaries shall conform to the priority list,
standard or design prepared by each implementing agency (priority list
requirement) x x x." However, as practiced, it would still be the individual legislator
who would choose and identify the project from the said priority list.74

Provisions on legislator allocations75 as well as fund realignment76 were included in

the 2012 and 2013 PDAF Articles; but the allocation for the Vice-President, which
was pegged at P200 Million in the 2011 GAA, had been deleted. In addition, the
2013 PDAF Article now allowed LGUs to be identified as implementing agencies if
they have the technical capability to implement the projects.77 Legislators were
also allowed to identify programs/projects, except for assistance to indigent patients
and scholarships, outside of his legislative district provided that he secures the
written concurrence of the legislator of the intended outside-district, endorsed by

the Speaker of the House.78 Finally, any realignment of PDAF funds, modification
and revision of project identification, as well as requests for release of funds, were
all required to be favorably endorsed by the House Committee on Appropriations
and the Senate Committee on Finance, as the case may be.79

III. History of Presidential Pork Barrel in the Philippines.

While the term "Pork Barrel" has been typically associated with lump-sum,
discretionary funds of Members of Congress, the present cases and the recent
controversies on the matter have, however, shown that the terms usage has
expanded to include certain funds of the President such as the Malampaya Funds
and the Presidential Social Fund.

On the one hand, the Malampaya Funds was created as a special fund under Section
880 of Presidential Decree No. (PD) 910,81 issued by then President Ferdinand E.
Marcos (Marcos) on March 22, 1976. In enacting the said law, Marcos recognized the
need to set up a special fund to help intensify, strengthen, and consolidate
government efforts relating to the exploration, exploitation, and development of
indigenous energy resources vital to economic growth.82 Due to the energy-related
activities of the government in the Malampaya natural gas field in Palawan, or the
"Malampaya Deep Water Gas-to-Power Project",83 the special fund created under
PD 910 has been currently labeled as Malampaya Funds.

On the other hand the Presidential Social Fund was created under Section 12, Title
IV84 of PD 1869,85 or the Charter of the Philippine Amusement and Gaming
Corporation (PAGCOR). PD 1869 was similarly issued by Marcos on July 11, 1983.
More than two (2) years after, he amended PD 1869 and accordingly issued PD
1993 on October 31, 1985,86 amending Section 1287 of the former law. As it
stands, the Presidential Social Fund has been described as a special funding facility
managed and administered by the Presidential Management Staff through which the
President provides direct assistance to priority programs and projects not funded
under the regular budget. It is sourced from the share of the government in the
aggregate gross earnings of PAGCOR.88

IV. Controversies in the Philippines.

Over the decades, "pork" funds in the Philippines have increased tremendously,89
owing in no small part to previous Presidents who reportedly used the "Pork Barrel"
in order to gain congressional support.90 It was in 1996 when the first controversy
surrounding the "Pork Barrel" erupted. Former Marikina City Representative Romeo
Candazo (Candazo), then an anonymous source, "blew the lid on the huge sums of
government money that regularly went into the pockets of legislators in the form of
kickbacks."91 He said that "the kickbacks were SOP (standard operating
procedure) among legislators and ranged from a low 19 percent to a high 52
percent of the cost of each project, which could be anything from dredging, rip
rapping, sphalting, concreting, and construction of school buildings."92 "Other
sources of kickbacks that Candazo identified were public funds intended for
medicines and textbooks. A few days later, the tale of the money trail became the
banner story of the Philippine Daily Inquirer issue of August 13, 1996, accompanied
by an illustration of a roasted pig."93 "The publication of the stories, including those
about congressional initiative allocations of certain lawmakers, including P3.6 Billion
for a Congressman, sparked public outrage."94

Thereafter, or in 2004, several concerned citizens sought the nullification of the

PDAF as enacted in the 2004 GAA for being unconstitutional. Unfortunately, for lack
of "any pertinent evidentiary support that illegal misuse of PDAF in the form of
kickbacks has become a common exercise of unscrupulous Members of Congress,"
the petition was dismissed.95

Recently, or in July of the present year, the National Bureau of Investigation (NBI)
began its probe into allegations that "the government has been defrauded of some
P10 Billion over the past 10 years by a syndicate using funds from the pork barrel of
lawmakers and various government agencies for scores of ghost projects."96 The
investigation was spawned by sworn affidavits of six (6) whistle-blowers who
declared that JLN Corporation "JLN" standing for Janet Lim Napoles (Napoles) had
swindled billions of pesos from the public coffers for "ghost projects" using no fewer
than 20 dummy NGOs for an entire decade. While the NGOs were supposedly the
ultimate recipients of PDAF funds, the whistle-blowers declared that the money was
diverted into Napoles private accounts.97 Thus, after its investigation on the
Napoles controversy, criminal complaints were filed before the Office of the
Ombudsman, charging five (5) lawmakers for Plunder, and three (3) other
lawmakers for Malversation, Direct Bribery, and Violation of the Anti-Graft and
Corrupt Practices Act. Also recommended to be charged in the complaints are some
of the lawmakers chiefs -of-staff or representatives, the heads and other officials of
three (3) implementing agencies, and the several presidents of the NGOs set up by
Napoles.98

On August 16, 2013, the Commission on Audit (CoA) released the results of a threeyear audit investigation99 covering the use of legislators' PDAF from 2007 to 2009,
or during the last three (3) years of the Arroyo administration. The purpose of the
audit was to determine the propriety of releases of funds under PDAF and the
Various Infrastructures including Local Projects (VILP)100 by the DBM, the
application of these funds and the implementation of projects by the appropriate
implementing agencies and several government-owned-and-controlled corporations
(GOCCs).101 The total releases covered by the audit amounted to P8.374 Billion in
PDAF and P32.664 Billion in VILP, representing 58% and 32%, respectively, of the
total PDAF and VILP releases that were found to have been made nationwide during
the audit period.102 Accordingly, the Co As findings contained in its Report No.
2012-03 (CoA Report), entitled "Priority Development Assistance Fund (PDAF) and
Various Infrastructures including Local Projects (VILP)," were made public, the
highlights of which are as follows:103

Amounts released for projects identified by a considerable number of legislators

significantly exceeded their respective allocations.

Amounts were released for projects outside of legislative districts of sponsoring

members of the Lower House.

Total VILP releases for the period exceeded the total amount appropriated under
the 2007 to 2009 GAAs.

Infrastructure projects were constructed on private lots without these having

been turned over to the government.

Significant amounts were released to implementing agencies without the latters

endorsement and without considering their mandated functions, administrative and
technical capabilities to implement projects.

Implementation of most livelihood projects was not undertaken by the

implementing agencies themselves but by NGOs endorsed by the proponent
legislators to which the Funds were transferred.

 The funds were transferred to the NGOs in spite of the absence of any
appropriation law or ordinance.

Selection of the NGOs were not compliant with law and regulations.

Eighty-Two (82) NGOs entrusted with implementation of seven hundred seventy

two (772) projects amount to P6.156 Billion were either found questionable, or
submitted questionable/spurious documents, or failed to liquidate in whole or in part
their utilization of the Funds.

Procurement by the NGOs, as well as some implementing agencies, of goods and

services reportedly used in the projects were not compliant with law.

As for the "Presidential Pork Barrel", whistle-blowers alleged that" at least P900
Million from royalties in the operation of the Malampaya gas project off Palawan
province intended for agrarian reform beneficiaries has gone into a dummy
NGO."104 According to incumbent CoA Chairperson Maria Gracia Pulido Tan (CoA
Chairperson), the CoA is, as of this writing, in the process of preparing "one
consolidated report" on the Malampaya Funds.105

V. The Procedural Antecedents.

Spurred in large part by the findings contained in the CoA Report and the Napoles
controversy, several petitions were lodged before the Court similarly seeking that
the "Pork Barrel System" be declared unconstitutional. To recount, the relevant
procedural antecedents in these cases are as follows:

On August 28, 2013, petitioner Samson S. Alcantara (Alcantara), President of the

Social Justice Society, filed a Petition for Prohibition of even date under Rule 65 of
the Rules of Court (Alcantara Petition), seeking that the "Pork Barrel System" be
declared unconstitutional, and a writ of prohibition be issued permanently
restraining respondents Franklin M. Drilon and Feliciano S. Belmonte, Jr., in their
respective capacities as the incumbent Senate President and Speaker of the House

of Representatives, from further taking any steps to enact legislation appropriating

funds for the "Pork Barrel System," in whatever form and by whatever name it may
be called, and from approving further releases pursuant thereto.106 The Alcantara
Petition was docketed as G.R. No. 208493.

On September 3, 2013, petitioners Greco Antonious Beda B. Belgica, Jose L.

Gonzalez, Reuben M. Abante, Quintin Paredes San Diego (Belgica, et al.), and Jose
M. Villegas, Jr. (Villegas) filed an Urgent Petition For Certiorari and Prohibition With
Prayer For The Immediate Issuance of Temporary Restraining Order (TRO) and/or
Writ of Preliminary Injunction dated August 27, 2013 under Rule 65 of the Rules of
Court (Belgica Petition), seeking that the annual "Pork Barrel System," presently
embodied in the provisions of the GAA of 2013 which provided for the 2013 PDAF,
and the Executives lump-sum, discretionary funds, such as the Malampaya Funds
and the Presidential Social Fund,107 be declared unconstitutional and null and void
for being acts constituting grave abuse of discretion. Also, they pray that the Court
issue a TRO against respondents Paquito N. Ochoa, Jr., Florencio B. Abad (Secretary
Abad) and Rosalia V. De Leon, in their respective capacities as the incumbent
Executive Secretary, Secretary of the Department of Budget and Management
(DBM), and National Treasurer, or their agents, for them to immediately cease any
expenditure under the aforesaid funds. Further, they pray that the Court order the
foregoing respondents to release to the CoA and to the public: (a) "the complete
schedule/list of legislators who have availed of their PDAF and VILP from the years
2003 to 2013, specifying the use of the funds, the project or activity and the
recipient entities or individuals, and all pertinent data thereto"; and (b) "the use of
the Executives lump-sum, discretionary funds, including the proceeds from the x x
x Malampaya Funds and remittances from the PAGCOR x x x from 2003 to 2013,
specifying the x x x project or activity and the recipient entities or individuals, and
all pertinent data thereto."108 Also, they pray for the "inclusion in budgetary
deliberations with the Congress of all presently off-budget, lump-sum, discretionary
funds including, but not limited to, proceeds from the Malampaya Funds and
remittances from the PAGCOR."109 The Belgica Petition was docketed as G.R. No.
208566.110

Lastly, on September 5, 2013, petitioner Pedrito M. Nepomuceno (Nepomuceno),

filed a Petition dated August 23, 2012 (Nepomuceno Petition), seeking that the
PDAF be declared unconstitutional, and a cease and desist order be issued
restraining President Benigno Simeon S. Aquino III (President Aquino) and Secretary
Abad from releasing such funds to Members of Congress and, instead, allow their
release to fund priority projects identified and approved by the Local Development
Councils in consultation with the executive departments, such as the DPWH, the
Department of Tourism, the Department of Health, the Department of

Transportation, and Communication and the National Economic Development

Authority.111 The Nepomuceno Petition was docketed as UDK-14951.112

On September 10, 2013, the Court issued a Resolution of even date (a)
consolidating all cases; (b) requiring public respondents to comment on the
consolidated petitions; (c) issuing a TRO (September 10, 2013 TRO) enjoining the
DBM, National Treasurer, the Executive Secretary, or any of the persons acting
under their authority from releasing (1) the remaining PDAF allocated to Members of
Congress under the GAA of 2013, and (2) Malampaya Funds under the phrase "for
such other purposes as may be hereafter directed by the President" pursuant to
Section 8 of PD 910 but not for the purpose of "financing energy resource
development and exploitation programs and projects of the government under the
same provision; and (d) setting the consolidated cases for Oral Arguments on
October 8, 2013.

On September 23, 2013, the Office of the Solicitor General (OSG) filed a
Consolidated Comment (Comment) of even date before the Court, seeking the
lifting, or in the alternative, the partial lifting with respect to educational and
medical assistance purposes, of the Courts September 10, 2013 TRO, and that the
consolidated petitions be dismissed for lack of merit.113

On September 24, 2013, the Court issued a Resolution of even date directing
petitioners to reply to the Comment.

Petitioners, with the exception of Nepomuceno, filed their respective replies to the
Comment: (a) on September 30, 2013, Villegas filed a separate Reply dated
September 27, 2013 (Villegas Reply); (b) on October 1, 2013, Belgica, et al. filed a
Reply dated September 30, 2013 (Belgica Reply); and (c) on October 2, 2013,
Alcantara filed a Reply dated October 1, 2013.

On October 1, 2013, the Court issued an Advisory providing for the guidelines to be
observed by the parties for the Oral Arguments scheduled on October 8, 2013. In
view of the technicality of the issues material to the present cases, incumbent
Solicitor General Francis H. Jardeleza (Solicitor General) was directed to bring with
him during the Oral Arguments representative/s from the DBM and Congress who
would be able to competently and completely answer questions related to, among
others, the budgeting process and its implementation. Further, the CoA Chairperson

was appointed as amicus curiae and thereby requested to appear before the Court
during the Oral Arguments.

On October 8 and 10, 2013, the Oral Arguments were conducted. Thereafter, the
Court directed the parties to submit their respective memoranda within a period of
seven (7) days, or until October 17, 2013, which the parties subsequently did.

The Issues Before the Court

Based on the pleadings, and as refined during the Oral Arguments, the following are
the main issues for the Courts resolution:

I. Procedural Issues.

Whether or not (a) the issues raised in the consolidated petitions involve an actual
and justiciable controversy; (b) the issues raised in the consolidated petitions are
matters of policy not subject to judicial review; (c) petitioners have legal standing to
sue; and (d) the Courts Decision dated August 19, 1994 in G.R. Nos. 113105,
113174, 113766, and 113888, entitled "Philippine Constitution Association v.
Enriquez"114 (Philconsa) and Decision dated April 24, 2012 in G.R. No. 164987,
entitled "Lawyers Against Monopoly and Poverty v. Secretary of Budget and
Management"115 (LAMP) bar the re-litigatio n of the issue of constitutionality of the
"Pork Barrel System" under the principles of res judicata and stare decisis.

II. Substantive Issues on the "Congressional Pork Barrel."

Whether or not the 2013 PDAF Article and all other Congressional Pork Barrel Laws
similar thereto are unconstitutional considering that they violate the principles
of/constitutional provisions on (a) separation of powers; (b) non-delegability of
legislative power; (c) checks and balances; (d) accountability; (e) political dynasties;
and (f) local autonomy.

III. Substantive Issues on the "Presidential Pork Barrel."

Whether or not the phrases (a) "and for such other purposes as may be hereafter
directed by the President" under Section 8 of PD 910,116 relating to the Malampaya
Funds, and (b) "to finance the priority infrastructure development projects and to
finance the restoration of damaged or destroyed facilities due to calamities, as may
be directed and authorized by the Office of the President of the Philippines" under
Section 12 of PD 1869, as amended by PD 1993, relating to the Presidential Social
Fund, are unconstitutional insofar as they constitute undue delegations of legislative
power.

These main issues shall be resolved in the order that they have been stated. In
addition, the Court shall also tackle certain ancillary issues as prompted by the
present cases.

The Courts Ruling

The petitions are partly granted.

I. Procedural Issues.

The prevailing rule in constitutional litigation is that no question involving the

constitutionality or validity of a law or governmental act may be heard and decided
by the Court unless there is compliance with the legal requisites for judicial
inquiry,117 namely: (a) there must be an actual case or controversy calling for the
exercise of judicial power; (b) the person challenging the act must have the
standing to question the validity of the subject act or issuance; (c) the question of
constitutionality must be raised at the earliest opportunity ; and (d) the issue of
constitutionality must be the very lis mota of the case.118 Of these requisites, case
law states that the first two are the most important119 and, therefore, shall be
discussed forthwith.

A. Existence of an Actual Case or Controversy.

By constitutional fiat, judicial power operates only when there is an actual case or
controversy.120 This is embodied in Section 1, Article VIII of the 1987 Constitution
which pertinently states that "judicial power includes the duty of the courts of
justice to settle actual controversies involving rights which are legally demandable
and enforceable x x x." Jurisprudence provides that an actual case or controversy is
one which "involves a conflict of legal rights, an assertion of opposite legal claims,
susceptible of judicial resolution as distinguished from a hypothetical or abstract
difference or dispute.121 In other words, "there must be a contrariety of legal rights
that can be interpreted and enforced on the basis of existing law and
jurisprudence."122 Related to the requirement of an actual case or controversy is
the requirement of "ripeness," meaning that the questions raised for constitutional
scrutiny are already ripe for adjudication. "A question is ripe for adjudication when
the act being challenged has had a direct adverse effect on the individual
challenging it. It is a prerequisite that something had then been accomplished or
performed by either branch before a court may come into the picture, and the
petitioner must allege the existence of an immediate or threatened injury to itself as
a result of the challenged action."123 "Withal, courts will decline to pass upon
constitutional issues through advisory opinions, bereft as they are of authority to
resolve hypothetical or moot questions."124

Based on these principles, the Court finds that there exists an actual and justiciable
controversy in these cases.

The requirement of contrariety of legal rights is clearly satisfied by the antagonistic

positions of the parties on the constitutionality of the "Pork Barrel System." Also, the
questions in these consolidated cases are ripe for adjudication since the challenged
funds and the provisions allowing for their utilization such as the 2013 GAA for the
PDAF, PD 910 for the Malampaya Funds and PD 1869, as amended by PD 1993, for
the Presidential Social Fund are currently existing and operational; hence, there
exists an immediate or threatened injury to petitioners as a result of the
unconstitutional use of these public funds.

As for the PDAF, the Court must dispel the notion that the issues related thereto had
been rendered moot and academic by the reforms undertaken by respondents. A
case becomes moot when there is no more actual controversy between the parties
or no useful purpose can be served in passing upon the merits.125 Differing from
this description, the Court observes that respondents proposed line-item budgeting
scheme would not terminate the controversy nor diminish the useful purpose for its
resolution since said reform is geared towards the 2014 budget, and not the 2013
PDAF Article which, being a distinct subject matter, remains legally effective and

existing. Neither will the Presidents declaration that he had already "abolished the
PDAF" render the issues on PDAF moot precisely because the Executive branch of
government has no constitutional authority to nullify or annul its legal existence. By
constitutional design, the annulment or nullification of a law may be done either by
Congress, through the passage of a repealing law, or by the Court, through a
declaration of unconstitutionality. Instructive on this point is the following exchange
between Associate Justice Antonio T. Carpio (Justice Carpio) and the Solicitor
General during the Oral Arguments:126

Justice Carpio: The President has taken an oath to faithfully execute the law,127
correct? Solicitor General Jardeleza: Yes, Your Honor.

Justice Carpio: And so the President cannot refuse to implement the General
Appropriations Act, correct?

Solicitor General Jardeleza: Well, that is our answer, Your Honor. In the case, for
example of the PDAF, the President has a duty to execute the laws but in the face of
the outrage over PDAF, the President was saying, "I am not sure that I will continue
the release of the soft projects," and that started, Your Honor. Now, whether or not
that (interrupted)

Justice Carpio: Yeah. I will grant the President if there are anomalies in the project,
he has the power to stop the releases in the meantime, to investigate, and that is
Section 38 of Chapter 5 of Book 6 of the Revised Administrative Code128 x x x. So
at most the President can suspend, now if the President believes that the PDAF is
unconstitutional, can he just refuse to implement it?

Solicitor General Jardeleza: No, Your Honor, as we were trying to say in the specific
case of the PDAF because of the CoA Report, because of the reported irregularities
and this Court can take judicial notice, even outside, outside of the COA Report, you
have the report of the whistle-blowers, the President was just exercising precisely
the duty .

xxxx

Justice Carpio: Yes, and that is correct. Youve seen the CoA Report, there are
anomalies, you stop and investigate, and prosecute, he has done that. But, does
that mean that PDAF has been repealed?

Solicitor General Jardeleza: No, Your Honor x x x.

xxxx

Justice Carpio: So that PDAF can be legally abolished only in two (2) cases. Congress
passes a law to repeal it, or this Court declares it unconstitutional, correct?

Solictor General Jardeleza: Yes, Your Honor.

Justice Carpio: The President has no power to legally abolish PDAF. (Emphases
supplied)

Even on the assumption of mootness, jurisprudence, nevertheless, dictates that

"the moot and academic principle is not a magical formula that can automatically
dissuade the Court in resolving a case." The Court will decide cases, otherwise
moot, if: first, there is a grave violation of the Constitution; second, the exceptional
character of the situation and the paramount public interest is involved; third, when
the constitutional issue raised requires formulation of controlling principles to guide
the bench, the bar, and the public; and fourth, the case is capable of repetition yet
evading review.129

The applicability of the first exception is clear from the fundamental posture of
petitioners they essentially allege grave violations of the Constitution with respect
to, inter alia, the principles of separation of powers, non-delegability of legislative
power, checks and balances, accountability and local autonomy.

The applicability of the second exception is also apparent from the nature of the
interests involved

 the constitutionality of the very system within which significant amounts of public
funds have been and continue to be utilized and expended undoubtedly presents a
situation of exceptional character as well as a matter of paramount public interest.
The present petitions, in fact, have been lodged at a time when the systems flaws
have never before been magnified. To the Courts mind, the coalescence of the CoA
Report, the accounts of numerous whistle-blowers, and the governments own
recognition that reforms are needed "to address the reported abuses of the
PDAF"130 demonstrates a prima facie pattern of abuse which only underscores the
importance of the matter. It is also by this finding that the Court finds petitioners
claims as not merely theorized, speculative or hypothetical. Of note is the weight
accorded by the Court to the findings made by the CoA which is the constitutionallymandated audit arm of the government. In Delos Santos v. CoA,131 a recent case
wherein the Court upheld the CoAs disallowance of irregularly disbursed PDAF
funds, it was emphasized that:

The COA is endowed with enough latitude to determine, prevent, and disallow
irregular, unnecessary, excessive, extravagant or unconscionable expenditures of
government funds. It is tasked to be vigilant and conscientious in safeguarding the
proper use of the government's, and ultimately the people's, property. The exercise
of its general audit power is among the constitutional mechanisms that gives life to
the check and balance system inherent in our form of government.

It is the general policy of the Court to sustain the decisions of administrative

authorities, especially one which is constitutionally-created, such as the CoA, not
only on the basis of the doctrine of separation of powers but also for their presumed
expertise in the laws they are entrusted to enforce. Findings of administrative
agencies are accorded not only respect but also finality when the decision and order
are not tainted with unfairness or arbitrariness that would amount to grave abuse of
discretion. It is only when the CoA has acted without or in excess of jurisdiction, or
with grave abuse of discretion amounting to lack or excess of jurisdiction, that this
Court entertains a petition questioning its rulings. x x x. (Emphases supplied)

Thus, if only for the purpose of validating the existence of an actual and justiciable
controversy in these cases, the Court deems the findings under the CoA Report to
be sufficient.

The Court also finds the third exception to be applicable largely due to the practical
need for a definitive ruling on the systems constitutionality. As disclosed during the
Oral Arguments, the CoA Chairperson estimates that thousands of notices of
disallowances will be issued by her office in connection with the findings made in
the CoA Report. In this relation, Associate Justice Marvic Mario Victor F. Leonen
(Justice Leonen) pointed out that all of these would eventually find their way to the
courts.132 Accordingly, there is a compelling need to formulate controlling
principles relative to the issues raised herein in order to guide the bench, the bar,
and the public, not just for the expeditious resolution of the anticipated
disallowance cases, but more importantly, so that the government may be guided
on how public funds should be utilized in accordance with constitutional principles.

Finally, the application of the fourth exception is called for by the recognition that
the preparation and passage of the national budget is, by constitutional imprimatur,
an affair of annual occurrence.133 The relevance of the issues before the Court
does not cease with the passage of a "PDAF -free budget for 2014."134 The
evolution of the "Pork Barrel System," by its multifarious iterations throughout the
course of history, lends a semblance of truth to petitioners claim that "the same
dog will just resurface wearing a different collar."135 In Sanlakas v. Executive
Secretary,136 the government had already backtracked on a previous course of
action yet the Court used the "capable of repetition but evading review" exception
in order "to prevent similar questions from re- emerging."137 The situation similarly
holds true to these cases. Indeed, the myriad of issues underlying the manner in
which certain public funds are spent, if not resolved at this most opportune time,
are capable of repetition and hence, must not evade judicial review.

B. Matters of Policy: the Political Question Doctrine.

The "limitation on the power of judicial review to actual cases and controversies
carries the assurance that "the courts will not intrude into areas committed to the
other branches of government."138 Essentially, the foregoing limitation is a
restatement of the political question doctrine which, under the classic formulation of
Baker v. Carr,139 applies when there is found, among others, "a textually
demonstrable constitutional commitment of the issue to a coordinate political
department," "a lack of judicially discoverable and manageable standards for
resolving it" or "the impossibility of deciding without an initial policy determination
of a kind clearly for non- judicial discretion." Cast against this light, respondents
submit that the "the political branches are in the best position not only to perform
budget-related reforms but also to do them in response to the specific demands of

their constituents" and, as such, "urge the Court not to impose a solution at this
stage."140

The Court must deny respondents submission.

Suffice it to state that the issues raised before the Court do not present political but
legal questions which are within its province to resolve. A political question refers to
"those questions which, under the Constitution, are to be decided by the people in
their sovereign capacity, or in regard to which full discretionary authority has been
delegated to the Legislature or executive branch of the Government. It is concerned
with issues dependent upon the wisdom, not legality, of a particular measure."141
The intrinsic constitutionality of the "Pork Barrel System" is not an issue dependent
upon the wisdom of the political branches of government but rather a legal one
which the Constitution itself has commanded the Court to act upon. Scrutinizing the
contours of the system along constitutional lines is a task that the political branches
of government are incapable of rendering precisely because it is an exercise of
judicial power. More importantly, the present Constitution has not only vested the
Judiciary the right to exercise judicial power but essentially makes it a duty to
proceed therewith. Section 1, Article VIII of the 1987 Constitution cannot be any
clearer: "The judicial power shall be vested in one Supreme Court and in such lower
courts as may be established by law. It includes the duty of the courts of justice to
settle actual controversies involving rights which are legally demandable and
enforceable, and to determine whether or not there has been a grave abuse of
discretion amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the Government." In Estrada v. Desierto,142 the expanded
concept of judicial power under the 1987 Constitution and its effect on the political
question doctrine was explained as follows:143

To a great degree, the 1987 Constitution has narrowed the reach of the political
question doctrine when it expanded the power of judicial review of this court not
only to settle actual controversies involving rights which are legally demandable
and enforceable but also to determine whether or not there has been a grave abuse
of discretion amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of government. Heretofore, the judiciary has focused on the "thou
shalt not's" of the Constitution directed against the exercise of its jurisdiction. With
the new provision, however, courts are given a greater prerogative to determine
what it can do to prevent grave abuse of discretion amounting to lack or excess of
jurisdiction on the part of any branch or instrumentality of government. Clearly, the
new provision did not just grant the Court power of doing nothing. x x x (Emphases
supplied)

It must also be borne in mind that when the judiciary mediates to allocate
constitutional boundaries, it does not assert any superiority over the other
departments; does not in reality nullify or invalidate an act of the legislature or the
executive, but only asserts the solemn and sacred obligation assigned to it by the
Constitution."144 To a great extent, the Court is laudably cognizant of the reforms
undertaken by its co-equal branches of government. But it is by constitutional force
that the Court must faithfully perform its duty. Ultimately, it is the Courts avowed
intention that a resolution of these cases would not arrest or in any manner impede
the endeavors of the two other branches but, in fact, help ensure that the pillars of
change are erected on firm constitutional grounds. After all, it is in the best interest
of the people that each great branch of government, within its own sphere,
contributes its share towards achieving a holistic and genuine solution to the
problems of society. For all these reasons, the Court cannot heed respondents plea
for judicial restraint.

C. Locus Standi.

"The gist of the question of standing is whether a party alleges such personal stake
in the outcome of the controversy as to assure that concrete adverseness which
sharpens the presentation of issues upon which the court depends for illumination
of difficult constitutional questions. Unless a person is injuriously affected in any of
his constitutional rights by the operation of statute or ordinance, he has no
standing."145

Petitioners have come before the Court in their respective capacities as citizentaxpayers and accordingly, assert that they "dutifully contribute to the coffers of the
National Treasury."146 Clearly, as taxpayers, they possess the requisite standing to
question the validity of the existing "Pork Barrel System" under which the taxes they
pay have been and continue to be utilized. It is undeniable that petitioners, as
taxpayers, are bound to suffer from the unconstitutional usage of public funds, if the
Court so rules. Invariably, taxpayers have been allowed to sue where there is a
claim that public funds are illegally disbursed or that public money is being
deflected to any improper purpose, or that public funds are wasted through the
enforcement of an invalid or unconstitutional law,147 as in these cases.

Moreover, as citizens, petitioners have equally fulfilled the standing requirement

given that the issues they have raised may be classified as matters "of

transcendental importance, of overreaching significance to society, or of paramount

public interest."148 The CoA Chairpersons statement during the Oral Arguments
that the present controversy involves "not merely a systems failure" but a
"complete breakdown of controls"149 amplifies, in addition to the matters abovediscussed, the seriousness of the issues involved herein. Indeed, of greater import
than the damage caused by the illegal expenditure of public funds is the mortal
wound inflicted upon the fundamental law by the enforcement of an invalid
statute.150 All told, petitioners have sufficient locus standi to file the instant cases.

D. Res Judicata and Stare Decisis.

Res judicata (which means a "matter adjudged") and stare decisis non quieta et
movere (or simply, stare decisis which means "follow past precedents and do not
disturb what has been settled") are general procedural law principles which both
deal with the effects of previous but factually similar dispositions to subsequent
cases. For the cases at bar, the Court examines the applicability of these principles
in relation to its prior rulings in Philconsa and LAMP.

The focal point of res judicata is the judgment. The principle states that a judgment
on the merits in a previous case rendered by a court of competent jurisdiction would
bind a subsequent case if, between the first and second actions, there exists an
identity of parties, of subject matter, and of causes of action.151 This required
identity is not, however, attendant hereto since Philconsa and LAMP, respectively
involved constitutional challenges against the 1994 CDF Article and 2004 PDAF
Article, whereas the cases at bar call for a broader constitutional scrutiny of the
entire "Pork Barrel System." Also, the ruling in LAMP is essentially a dismissal based
on a procedural technicality and, thus, hardly a judgment on the merits in that
petitioners therein failed to present any "convincing proof x x x showing that,
indeed, there were direct releases of funds to the Members of Congress, who
actually spend them according to their sole discretion" or "pertinent evidentiary
support to demonstrate the illegal misuse of PDAF in the form of kickbacks and has
become a common exercise of unscrupulous Members of Congress." As such, the
Court up held, in view of the presumption of constitutionality accorded to every law,
the 2004 PDAF Article, and saw "no need to review or reverse the standing
pronouncements in the said case." Hence, for the foregoing reasons, the res
judicata principle, insofar as the Philconsa and LAMP cases are concerned, cannot
apply.

On the other hand, the focal point of stare decisis is the doctrine created. The
principle, entrenched under Article 8152 of the Civil Code, evokes the general rule
that, for the sake of certainty, a conclusion reached in one case should be
doctrinally applied to those that follow if the facts are substantially the same, even
though the parties may be different. It proceeds from the first principle of justice
that, absent any powerful countervailing considerations, like cases ought to be
decided alike. Thus, where the same questions relating to the same event have
been put forward by the parties similarly situated as in a previous case litigated and
decided by a competent court, the rule of stare decisis is a bar to any attempt to relitigate the same issue.153

Philconsa was the first case where a constitutional challenge against a Pork Barrel
provision, i.e., the 1994 CDF Article, was resolved by the Court. To properly
understand its context, petitioners posturing was that "the power given to the
Members of Congress to propose and identify projects and activities to be funded by
the CDF is an encroachment by the legislature on executive power, since said power
in an appropriation act is in implementation of the law" and that "the proposal and
identification of the projects do not involve the making of laws or the repeal and
amendment thereof, the only function given to the Congress by the
Constitution."154 In deference to the foregoing submissions, the Court reached the
following main conclusions: one, under the Constitution, the power of appropriation,
or the "power of the purse," belongs to Congress; two, the power of appropriation
carries with it the power to specify the project or activity to be funded under the
appropriation law and it can be detailed and as broad as Congress wants it to be;
and, three, the proposals and identifications made by Members of Congress are
merely recommendatory. At once, it is apparent that the Philconsa resolution was a
limited response to a separation of powers problem, specifically on the propriety of
conferring post-enactment identification authority to Members of Congress. On the
contrary, the present cases call for a more holistic examination of (a) the interrelation between the CDF and PDAF Articles with each other, formative as they are
of the entire "Pork Barrel System" as well as (b) the intra-relation of post-enactment
measures contained within a particular CDF or PDAF Article, including not only those
related to the area of project identification but also to the areas of fund release and
realignment. The complexity of the issues and the broader legal analyses herein
warranted may be, therefore, considered as a powerful countervailing reason
against a wholesale application of the stare decisis principle.

In addition, the Court observes that the Philconsa ruling was actually riddled with
inherent constitutional inconsistencies which similarly countervail against a full
resort to stare decisis. As may be deduced from the main conclusions of the case,
Philconsas fundamental premise in allowing Members of Congress to propose and

identify of projects would be that the said identification authority is but an aspect of
the power of appropriation which has been constitutionally lodged in Congress.
From this premise, the contradictions may be easily seen. If the authority to identify
projects is an aspect of appropriation and the power of appropriation is a form of
legislative power thereby lodged in Congress, then it follows that: (a) it is Congress
which should exercise such authority, and not its individual Members; (b) such
authority must be exercised within the prescribed procedure of law passage and,
hence, should not be exercised after the GAA has already been passed; and (c) such
authority, as embodied in the GAA, has the force of law and, hence, cannot be
merely recommendatory. Justice Vitugs Concurring Opinion in the same case sums
up the Philconsa quandary in this wise: "Neither would it be objectionable for
Congress, by law, to appropriate funds for such specific projects as it may be
minded; to give that authority, however, to the individual members of Congress in
whatever guise, I am afraid, would be constitutionally impermissible." As the Court
now largely benefits from hindsight and current findings on the matter, among
others, the CoA Report, the Court must partially abandon its previous ruling in
Philconsa insofar as it validated the post-enactment identification authority of
Members of Congress on the guise that the same was merely recommendatory. This
postulate raises serious constitutional inconsistencies which cannot be simply
excused on the ground that such mechanism is "imaginative as it is innovative."
Moreover, it must be pointed out that the recent case of Abakada Guro Party List v.
Purisima155 (Abakada) has effectively overturned Philconsas allowance of postenactment legislator participation in view of the separation of powers principle.
These constitutional inconsistencies and the Abakada rule will be discussed in
greater detail in the ensuing section of this Decision.

As for LAMP, suffice it to restate that the said case was dismissed on a procedural
technicality and, hence, has not set any controlling doctrine susceptible of current
application to the substantive issues in these cases. In fine, stare decisis would not
apply.

II. Substantive Issues.

A. Definition of Terms.

Before the Court proceeds to resolve the substantive issues of these cases, it must
first define the terms "Pork Barrel System," "Congressional Pork Barrel," and
"Presidential Pork Barrel" as they are essential to the ensuing discourse.

Petitioners define the term "Pork Barrel System" as the "collusion between the
Legislative and Executive branches of government to accumulate lump-sum public
funds in their offices with unchecked discretionary powers to determine its
distribution as political largesse."156 They assert that the following elements make
up the Pork Barrel System: (a) lump-sum funds are allocated through the
appropriations process to an individual officer; (b) the officer is given sole and broad
discretion in determining how the funds will be used or expended; (c) the guidelines
on how to spend or use the funds in the appropriation are either vague, overbroad
or inexistent; and (d) projects funded are intended to benefit a definite constituency
in a particular part of the country and to help the political careers of the disbursing
official by yielding rich patronage benefits.157 They further state that the Pork
Barrel System is comprised of two (2) kinds of discretionary public funds: first, the
Congressional (or Legislative) Pork Barrel, currently known as the PDAF;158 and,
second, the Presidential (or Executive) Pork Barrel, specifically, the Malampaya
Funds under PD 910 and the Presidential Social Fund under PD 1869, as amended
by PD 1993.159

Considering petitioners submission and in reference to its local concept and legal
history, the Court defines the Pork Barrel System as the collective body of rules and
practices that govern the manner by which lump-sum, discretionary funds, primarily
intended for local projects, are utilized through the respective participations of the
Legislative and Executive branches of government, including its members. The Pork
Barrel System involves two (2) kinds of lump-sum discretionary funds:

First, there is the Congressional Pork Barrel which is herein defined as a kind of
lump-sum, discretionary fund wherein legislators, either individually or collectively
organized into committees, are able to effectively control certain aspects of the
funds utilization through various post-enactment measures and/or practices. In
particular, petitioners consider the PDAF, as it appears under the 2013 GAA, as
Congressional Pork Barrel since it is, inter alia, a post-enactment measure that
allows individual legislators to wield a collective power;160 and

Second, there is the Presidential Pork Barrel which is herein defined as a kind of
lump-sum, discretionary fund which allows the President to determine the manner
of its utilization. For reasons earlier stated,161 the Court shall delimit the use of
such term to refer only to the Malampaya Funds and the Presidential Social Fund.

With these definitions in mind, the Court shall now proceed to discuss the
substantive issues of these cases.

B. Substantive Issues on the Congressional Pork Barrel.

1. Separation of Powers.

a. Statement of Principle.

The principle of separation of powers refers to the constitutional demarcation of the

three fundamental powers of government. In the celebrated words of Justice Laurel
in Angara v. Electoral Commission,162 it means that the "Constitution has blocked
out with deft strokes and in bold lines, allotment of power to the executive, the
legislative and the judicial departments of the government."163 To the legislative
branch of government, through Congress,164 belongs the power to make laws; to
the executive branch of government, through the President,165 belongs the power
to enforce laws; and to the judicial branch of government, through the Court,166
belongs the power to interpret laws. Because the three great powers have been, by
constitutional design, ordained in this respect, "each department of the government
has exclusive cognizance of matters within its jurisdiction, and is supreme within its
own sphere."167 Thus, "the legislature has no authority to execute or construe the
law, the executive has no authority to make or construe the law, and the judiciary
has no power to make or execute the law."168 The principle of separation of powers
and its concepts of autonomy and independence stem from the notion that the
powers of government must be divided to avoid concentration of these powers in
any one branch; the division, it is hoped, would avoid any single branch from lording
its power over the other branches or the citizenry.169 To achieve this purpose, the
divided power must be wielded by co-equal branches of government that are
equally capable of independent action in exercising their respective mandates. Lack
of independence would result in the inability of one branch of government to check
the arbitrary or self-interest assertions of another or others.170

Broadly speaking, there is a violation of the separation of powers principle when one
branch of government unduly encroaches on the domain of another. US Supreme
Court decisions instruct that the principle of separation of powers may be violated
in two (2) ways: firstly, "one branch may interfere impermissibly with the others
performance of its constitutionally assigned function";171 and "alternatively, the

doctrine may be violated when one branch assumes a function that more properly is
entrusted to another."172 In other words, there is a violation of the principle when
there is impermissible (a) interference with and/or (b) assumption of another
departments functions.

The enforcement of the national budget, as primarily contained in the GAA, is

indisputably a function both constitutionally assigned and properly entrusted to the
Executive branch of government. In Guingona, Jr. v. Hon. Carague173 (Guingona,
Jr.), the Court explained that the phase of budget execution "covers the various
operational aspects of budgeting" and accordingly includes "the evaluation of work
and financial plans for individual activities," the "regulation and release of funds" as
well as all "other related activities" that comprise the budget execution cycle.174
This is rooted in the principle that the allocation of power in the three principal
branches of government is a grant of all powers inherent in them.175 Thus, unless
the Constitution provides otherwise, the Executive department should exclusively
exercise all roles and prerogatives which go into the implementation of the national
budget as provided under the GAA as well as any other appropriation law.

In view of the foregoing, the Legislative branch of government, much more any of
its members, should not cross over the field of implementing the national budget
since, as earlier stated, the same is properly the domain of the Executive. Again, in
Guingona, Jr., the Court stated that "Congress enters the picture when it deliberates
or acts on the budget proposals of the President. Thereafter, Congress, "in the
exercise of its own judgment and wisdom, formulates an appropriation act precisely
following the process established by the Constitution, which specifies that no money
may be paid from the Treasury except in accordance with an appropriation made by
law." Upon approval and passage of the GAA, Congress law -making role
necessarily comes to an end and from there the Executives role of implementing
the national budget begins. So as not to blur the constitutional boundaries between
them, Congress must "not concern it self with details for implementation by the
Executive."176

The foregoing cardinal postulates were definitively enunciated in Abakada where

the Court held that "from the moment the law becomes effective, any provision of
law that empowers Congress or any of its members to play any role in the
implementation or enforcement of the law violates the principle of separation of
powers and is thus unconstitutional."177 It must be clarified, however, that since
the restriction only pertains to "any role in the implementation or enforcement of
the law," Congress may still exercise its oversight function which is a mechanism of
checks and balances that the Constitution itself allows. But it must be made clear

that Congress role must be confined to mere oversight. Any post-enactmentmeasure allowing legislator participation beyond oversight is bereft of any
constitutional basis and hence, tantamount to impermissible interference and/or
assumption of executive functions. As the Court ruled in Abakada:178

Any post-enactment congressional measure x x x should be limited to scrutiny and

investigation.1wphi1 In particular, congressional oversight must be confined to the
following:

(1) scrutiny based primarily on Congress power of appropriation and the budget
hearings conducted in connection with it, its power to ask heads of departments to
appear before and be heard by either of its Houses on any matter pertaining to their
departments and its power of confirmation; and

(2) investigation and monitoring of the implementation of laws pursuant to the

power of Congress to conduct inquiries in aid of legislation.

Any action or step beyond that will undermine the separation of powers guaranteed
by the Constitution. (Emphases supplied)

b. Application.

In these cases, petitioners submit that the Congressional Pork Barrel among
others, the 2013 PDAF Article "wrecks the assignment of responsibilities between
the political branches" as it is designed to allow individual legislators to interfere
"way past the time it should have ceased" or, particularly, "after the GAA is
passed."179 They state that the findings and recommendations in the CoA Report
provide "an illustration of how absolute and definitive the power of legislators wield
over project implementation in complete violation of the constitutional principle of
separation of powers."180 Further, they point out that the Court in the Philconsa
case only allowed the CDF to exist on the condition that individual legislators limited
their role to recommending projects and not if they actually dictate their
implementation.181

For their part, respondents counter that the separations of powers principle has not
been violated since the President maintains "ultimate authority to control the
execution of the GAA and that he "retains the final discretion to reject" the
legislators proposals.182 They maintain that the Court, in Philconsa, "upheld the
constitutionality of the power of members of Congress to propose and identify
projects so long as such proposal and identification are recommendatory."183 As
such, they claim that "everything in the Special Provisions [of the 2013 PDAF Article
follows the Philconsa framework, and hence, remains constitutional."184

The Court rules in favor of petitioners.

As may be observed from its legal history, the defining feature of all forms of
Congressional Pork Barrel would be the authority of legislators to participate in the
post-enactment phases of project implementation.

At its core, legislators may it be through project lists,185 prior consultations186 or

program menus187 have been consistently accorded post-enactment authority to
identify the projects they desire to be funded through various Congressional Pork
Barrel allocations. Under the 2013 PDAF Article, the statutory authority of legislators
to identify projects post-GAA may be construed from the import of Special
Provisions 1 to 3 as well as the second paragraph of Special Provision 4. To
elucidate, Special Provision 1 embodies the program menu feature which, as
evinced from past PDAF Articles, allows individual legislators to identify PDAF
projects for as long as the identified project falls under a general program listed in
the said menu. Relatedly, Special Provision 2 provides that the implementing
agencies shall, within 90 days from the GAA is passed, submit to Congress a more
detailed priority list, standard or design prepared and submitted by implementing
agencies from which the legislator may make his choice. The same provision further
authorizes legislators to identify PDAF projects outside his district for as long as the
representative of the district concerned concurs in writing. Meanwhile, Special
Provision 3 clarifies that PDAF projects refer to "projects to be identified by
legislators"188 and thereunder provides the allocation limit for the total amount of
projects identified by each legislator. Finally, paragraph 2 of Special Provision 4
requires that any modification and revision of the project identification "shall be
submitted to the House Committee on Appropriations and the Senate Committee on
Finance for favorable endorsement to the DBM or the implementing agency, as the
case may be." From the foregoing special provisions, it cannot be seriously doubted
that legislators have been accorded post-enactment authority to identify PDAF
projects.

Aside from the area of project identification, legislators have also been accorded
post-enactment authority in the areas of fund release and realignment. Under the
2013 PDAF Article, the statutory authority of legislators to participate in the area of
fund release through congressional committees is contained in Special Provision 5
which explicitly states that "all request for release of funds shall be supported by
the documents prescribed under Special Provision No. 1 and favorably endorsed by
House Committee on Appropriations and the Senate Committee on Finance, as the
case may be"; while their statutory authority to participate in the area of fund
realignment is contained in: first , paragraph 2, Special Provision 4189 which
explicitly state s, among others, that "any realignment of funds shall be submitted
to the House Committee on Appropriations and the Senate Committee on Finance
for favorable endorsement to the DBM or the implementing agency, as the case
may be ; and, second , paragraph 1, also of Special Provision 4 which authorizes
the "Secretaries of Agriculture, Education, Energy, Interior and Local Government,
Labor and Employment, Public Works and Highways, Social Welfare and
Development and Trade and Industry190 x x x to approve realignment from one
project/scope to another within the allotment received from this Fund, subject to
among others (iii) the request is with the concurrence of the legislator concerned."

Clearly, these post-enactment measures which govern the areas of project

identification, fund release and fund realignment are not related to functions of
congressional oversight and, hence, allow legislators to intervene and/or assume
duties that properly belong to the sphere of budget execution. Indeed, by virtue of
the foregoing, legislators have been, in one form or another, authorized to
participate in as Guingona, Jr. puts it "the various operational aspects of
budgeting," including "the evaluation of work and financial plans for individual
activities" and the "regulation and release of funds" in violation of the separation of
powers principle. The fundamental rule, as categorically articulated in Abakada,
cannot be overstated from the moment the law becomes effective, any provision
of law that empowers Congress or any of its members to play any role in the
implementation or enforcement of the law violates the principle of separation of
powers and is thus unconstitutional.191 That the said authority is treated as merely
recommendatory in nature does not alter its unconstitutional tenor since the
prohibition, to repeat, covers any role in the implementation or enforcement of the
law. Towards this end, the Court must therefore abandon its ruling in Philconsa
which sanctioned the conduct of legislator identification on the guise that the same
is merely recommendatory and, as such, respondents reliance on the same falters
altogether.

Besides, it must be pointed out that respondents have nonetheless failed to

substantiate their position that the identification authority of legislators is only of
recommendatory import. Quite the contrary, respondents through the statements
of the Solicitor General during the Oral Arguments have admitted that the
identification of the legislator constitutes a mandatory requirement before his PDAF
can be tapped as a funding source, thereby highlighting the indispensability of the
said act to the entire budget execution process:192

Justice Bernabe: Now, without the individual legislators identification of the project,
can the PDAF of the legislator be utilized?

Solicitor General Jardeleza: No, Your Honor.

Justice Bernabe: It cannot?

Solicitor General Jardeleza: It cannot (interrupted)

Justice Bernabe: So meaning you should have the identification of the project by the
individual legislator?

Solicitor General Jardeleza: Yes, Your Honor.

xxxx

Justice Bernabe: In short, the act of identification is mandatory?

Solictor General Jardeleza: Yes, Your Honor. In the sense that if it is not done and
then there is no identification.

xxxx

Justice Bernabe: Now, would you know of specific instances when a project was
implemented without the identification by the individual legislator?

Solicitor General Jardeleza: I do not know, Your Honor; I do not think so but I have no
specific examples. I would doubt very much, Your Honor, because to implement,
there is a need for a SARO and the NCA. And the SARO and the NCA are triggered
by an identification from the legislator.

xxxx

Solictor General Jardeleza: What we mean by mandatory, Your Honor, is we were

replying to a question, "How can a legislator make sure that he is able to get PDAF
Funds?" It is mandatory in the sense that he must identify, in that sense, Your
Honor. Otherwise, if he does not identify, he cannot avail of the PDAF Funds and his
district would not be able to have PDAF Funds, only in that sense, Your Honor.
(Emphases supplied)

Thus, for all the foregoing reasons, the Court hereby declares the 2013 PDAF Article
as well as all other provisions of law which similarly allow legislators to wield any
form of post-enactment authority in the implementation or enforcement of the
budget, unrelated to congressional oversight, as violative of the separation of
powers principle and thus unconstitutional. Corollary thereto, informal practices,
through which legislators have effectively intruded into the proper phases of budget
execution, must be deemed as acts of grave abuse of discretion amounting to lack
or excess of jurisdiction and, hence, accorded the same unconstitutional treatment.
That such informal practices do exist and have, in fact, been constantly observed
throughout the years has not been substantially disputed here. As pointed out by
Chief Justice Maria Lourdes P.A. Sereno (Chief Justice Sereno) during the Oral
Arguments of these cases:193
Chief Justice Sereno:

Now, from the responses of the representative of both, the DBM and two (2) Houses
of Congress, if we enforces the initial thought that I have, after I had seen the
extent of this research made by my staff, that neither the Executive nor Congress
frontally faced the question of constitutional compatibility of how they were

engineering the budget process. In fact, the words you have been using, as the
three lawyers of the DBM, and both Houses of Congress has also been using is
surprise; surprised that all of these things are now surfacing. In fact, I thought that
what the 2013 PDAF provisions did was to codify in one section all the past practice
that had been done since 1991. In a certain sense, we should be thankful that they
are all now in the PDAF Special Provisions. x x x (Emphasis and underscoring
supplied)

Ultimately, legislators cannot exercise powers which they do not have, whether
through formal measures written into the law or informal practices institutionalized
in government agencies, else the Executive department be deprived of what the
Constitution has vested as its own.

2. Non-delegability of Legislative Power.

a. Statement of Principle.

As an adjunct to the separation of powers principle,194 legislative power shall be

exclusively exercised by the body to which the Constitution has conferred the same.
In particular, Section 1, Article VI of the 1987 Constitution states that such power
shall be vested in the Congress of the Philippines which shall consist of a Senate
and a House of Representatives, except to the extent reserved to the people by the
provision on initiative and referendum.195 Based on this provision, it is clear that
only Congress, acting as a bicameral body, and the people, through the process of
initiative and referendum, may constitutionally wield legislative power and no other.
This premise embodies the principle of non-delegability of legislative power, and the
only recognized exceptions thereto would be: (a) delegated legislative power to
local governments which, by immemorial practice, are allowed to legislate on purely
local matters;196 and (b) constitutionally-grafted exceptions such as the authority
of the President to, by law, exercise powers necessary and proper to carry out a
declared national policy in times of war or other national emergency,197 or fix
within specified limits, and subject to such limitations and restrictions as Congress
may impose, tariff rates, import and export quotas, tonnage and wharfage dues,
and other duties or imposts within the framework of the national development
program of the Government.198

Notably, the principle of non-delegability should not be confused as a restriction to

delegate rule-making authority to implementing agencies for the limited purpose of
either filling up the details of the law for its enforcement (supplementary rulemaking) or ascertaining facts to bring the law into actual operation (contingent rulemaking).199 The conceptual treatment and limitations of delegated rule-making
were explained in the case of People v. Maceren200 as follows:

The grant of the rule-making power to administrative agencies is a relaxation of the

principle of separation of powers and is an exception to the nondelegation of
legislative powers. Administrative regulations or "subordinate legislation" calculated
to promote the public interest are necessary because of "the growing complexity of
modern life, the multiplication of the subjects of governmental regulations, and the
increased difficulty of administering the law."

xxxx

Nevertheless, it must be emphasized that the rule-making power must be confined

to details for regulating the mode or proceeding to carry into effect the law as it has
been enacted. The power cannot be extended to amending or expanding the
statutory requirements or to embrace matters not covered by the statute. Rules
that subvert the statute cannot be sanctioned. (Emphases supplied)

b. Application.

In the cases at bar, the Court observes that the 2013 PDAF Article, insofar as it
confers post-enactment identification authority to individual legislators, violates the
principle of non-delegability since said legislators are effectively allowed to
individually exercise the power of appropriation, which as settled in Philconsa is
lodged in Congress.201 That the power to appropriate must be exercised only
through legislation is clear from Section 29(1), Article VI of the 1987 Constitution
which states that: "No money shall be paid out of the Treasury except in pursuance
of an appropriation made by law." To understand what constitutes an act of
appropriation, the Court, in Bengzon v. Secretary of Justice and Insular Auditor202
(Bengzon), held that the power of appropriation involves (a) the setting apart by law
of a certain sum from the public revenue for (b) a specified purpose. Essentially,
under the 2013 PDAF Article, individual legislators are given a personal lump-sum
fund from which they are able to dictate (a) how much from such fund would go to

(b) a specific project or beneficiary that they themselves also determine. As these
two (2) acts comprise the exercise of the power of appropriation as described in
Bengzon, and given that the 2013 PDAF Article authorizes individual legislators to
perform the same, undoubtedly, said legislators have been conferred the power to
legislate which the Constitution does not, however, allow. Thus, keeping with the
principle of non-delegability of legislative power, the Court hereby declares the
2013 PDAF Article, as well as all other forms of Congressional Pork Barrel which
contain the similar legislative identification feature as herein discussed, as
unconstitutional.

3. Checks and Balances.

a. Statement of Principle; Item-Veto Power.

The fact that the three great powers of government are intended to be kept
separate and distinct does not mean that they are absolutely unrestrained and
independent of each other. The Constitution has also provided for an elaborate
system of checks and balances to secure coordination in the workings of the various
departments of the government.203

A prime example of a constitutional check and balance would be the Presidents

power to veto an item written into an appropriation, revenue or tariff bill submitted
to him by Congress for approval through a process known as "bill presentment." The
Presidents item-veto power is found in Section 27(2), Article VI of the 1987
Constitution which reads as follows:

Sec. 27. x x x.

xxxx

(2) The President shall have the power to veto any particular item or items in an
appropriation, revenue, or tariff bill, but the veto shall not affect the item or items to
which he does not object.

The presentment of appropriation, revenue or tariff bills to the President, wherein he

may exercise his power of item-veto, forms part of the "single, finely wrought and
exhaustively considered, procedures" for law-passage as specified under the
Constitution.204 As stated in Abakada, the final step in the law-making process is
the "submission of the bill to the President for approval. Once approved, it takes
effect as law after the required publication."205

Elaborating on the Presidents item-veto power and its relevance as a check on the
legislature, the Court, in Bengzon, explained that:206

The former Organic Act and the present Constitution of the Philippines make the
Chief Executive an integral part of the law-making power. His disapproval of a bill,
commonly known as a veto, is essentially a legislative act. The questions presented
to the mind of the Chief Executive are precisely the same as those the legislature
must determine in passing a bill, except that his will be a broader point of view.

The Constitution is a limitation upon the power of the legislative department of the
government, but in this respect it is a grant of power to the executive department.
The Legislature has the affirmative power to enact laws; the Chief Executive has the
negative power by the constitutional exercise of which he may defeat the will of the
Legislature. It follows that the Chief Executive must find his authority in the
Constitution. But in exercising that authority he may not be confined to rules of
strict construction or hampered by the unwise interference of the judiciary. The
courts will indulge every intendment in favor of the constitutionality of a veto in the
same manner as they will presume the constitutionality of an act as originally
passed by the Legislature. (Emphases supplied)

The justification for the Presidents item-veto power rests on a variety of policy
goals such as to prevent log-rolling legislation,207 impose fiscal restrictions on the
legislature, as well as to fortify the executive branchs role in the budgetary
process.208 In Immigration and Naturalization Service v. Chadha, the US Supreme
Court characterized the Presidents item-power as "a salutary check upon the
legislative body, calculated to guard the community against the effects of factions,
precipitancy, or of any impulse unfriendly to the public good, which may happen to
influence a majority of that body"; phrased differently, it is meant to "increase the
chances in favor of the community against the passing of bad laws, through haste,
inadvertence, or design."209

For the President to exercise his item-veto power, it necessarily follows that there
exists a proper "item" which may be the object of the veto. An item, as defined in
the field of appropriations, pertains to "the particulars, the details, the distinct and
severable parts of the appropriation or of the bill." In the case of Bengzon v.
Secretary of Justice of the Philippine Islands,210 the US Supreme Court
characterized an item of appropriation as follows:

An item of an appropriation bill obviously means an item which, in itself, is a specific

appropriation of money, not some general provision of law which happens to be put
into an appropriation bill. (Emphases supplied)

On this premise, it may be concluded that an appropriation bill, to ensure that the
President may be able to exercise his power of item veto, must contain "specific
appropriations of money" and not only "general provisions" which provide for
parameters of appropriation.

Further, it is significant to point out that an item of appropriation must be an item

characterized by singular correspondence meaning an allocation of a specified
singular amount for a specified singular purpose, otherwise known as a "lineitem."211 This treatment not only allows the item to be consistent with its definition
as a "specific appropriation of money" but also ensures that the President may
discernibly veto the same. Based on the foregoing formulation, the existing
Calamity Fund, Contingent Fund and the Intelligence Fund, being appropriations
which state a specified amount for a specific purpose, would then be considered as
"line- item" appropriations which are rightfully subject to item veto. Likewise, it
must be observed that an appropriation may be validly apportioned into component
percentages or values; however, it is crucial that each percentage or value must be
allocated for its own corresponding purpose for such component to be considered as
a proper line-item. Moreover, as Justice Carpio correctly pointed out, a valid
appropriation may even have several related purposes that are by accounting and
budgeting practice considered as one purpose, e.g., MOOE (maintenance and other
operating expenses), in which case the related purposes shall be deemed
sufficiently specific for the exercise of the Presidents item veto power. Finally,
special purpose funds and discretionary funds would equally square with the
constitutional mechanism of item-veto for as long as they follow the rule on singular
correspondence as herein discussed. Anent special purpose funds, it must be added
that Section 25(4), Article VI of the 1987 Constitution requires that the "special
appropriations bill shall specify the purpose for which it is intended, and shall be
supported by funds actually available as certified by the National Treasurer, or t o
be raised by a corresponding revenue proposal therein." Meanwhile, with respect to

discretionary funds, Section 2 5(6), Article VI of the 1987 Constitution requires that
said funds "shall be disbursed only for public purposes to be supported by
appropriate vouchers and subject to such guidelines as may be prescribed by law."

In contrast, what beckons constitutional infirmity are appropriations which merely

provide for a singular lump-sum amount to be tapped as a source of funding for
multiple purposes. Since such appropriation type necessitates the further
determination of both the actual amount to be expended and the actual purpose of
the appropriation which must still be chosen from the multiple purposes stated in
the law, it cannot be said that the appropriation law already indicates a "specific
appropriation of money and hence, without a proper line-item which the President
may veto. As a practical result, the President would then be faced with the
predicament of either vetoing the entire appropriation if he finds some of its
purposes wasteful or undesirable, or approving the entire appropriation so as not to
hinder some of its legitimate purposes. Finally, it may not be amiss to state that
such arrangement also raises non-delegability issues considering that the
implementing authority would still have to determine, again, both the actual
amount to be expended and the actual purpose of the appropriation. Since the
foregoing determinations constitute the integral aspects of the power to
appropriate, the implementing authority would, in effect, be exercising legislative
prerogatives in violation of the principle of non-delegability.

b. Application.

In these cases, petitioners claim that "in the current x x x system where the PDAF is
a lump-sum appropriation, the legislators identification of the projects after the
passage of the GAA denies the President the chance to veto that item later on."212
Accordingly, they submit that the "item veto power of the President mandates that
appropriations bills adopt line-item budgeting" and that "Congress cannot choose a
mode of budgeting which effectively renders the constitutionally-given power of the
President useless."213

On the other hand, respondents maintain that the text of the Constitution envisions
a process which is intended to meet the demands of a modernizing economy and,
as such, lump-sum appropriations are essential to financially address situations
which are barely foreseen when a GAA is enacted. They argue that the decision of
the Congress to create some lump-sum appropriations is constitutionally allowed
and textually-grounded.214

The Court agrees with petitioners.

Under the 2013 PDAF Article, the amount of P24.79 Billion only appears as a
collective allocation limit since the said amount would be further divided among
individual legislators who would then receive personal lump-sum allocations and
could, after the GAA is passed, effectively appropriate PDAF funds based on their
own discretion. As these intermediate appropriations are made by legislators only
after the GAA is passed and hence, outside of the law, it necessarily means that the
actual items of PDAF appropriation would not have been written into the General
Appropriations Bill and thus effectuated without veto consideration. This kind of
lump-sum/post-enactment legislative identification budgeting system fosters the
creation of a budget within a budget" which subverts the prescribed procedure of
presentment and consequently impairs the Presidents power of item veto. As
petitioners aptly point out, the above-described system forces the President to
decide between (a) accepting the entire P24.79 Billion PDAF allocation without
knowing the specific projects of the legislators, which may or may not be consistent
with his national agenda and (b) rejecting the whole PDAF to the detriment of all
other legislators with legitimate projects.215

Moreover, even without its post-enactment legislative identification feature, the

2013 PDAF Article would remain constitutionally flawed since it would then operate
as a prohibited form of lump-sum appropriation above-characterized. In particular,
the lump-sum amount of P24.79 Billion would be treated as a mere funding source
allotted for multiple purposes of spending, i.e., scholarships, medical missions,
assistance to indigents, preservation of historical materials, construction of roads,
flood control, etc. This setup connotes that the appropriation law leaves the actual
amounts and purposes of the appropriation for further determination and, therefore,
does not readily indicate a discernible item which may be subject to the Presidents
power of item veto.

In fact, on the accountability side, the same lump-sum budgeting scheme has, as
the CoA Chairperson relays, "limited state auditors from obtaining relevant data and
information that would aid in more stringently auditing the utilization of said
Funds."216 Accordingly, she recommends the adoption of a "line by line budget or
amount per proposed program, activity or project, and per implementing
agency."217

Hence, in view of the reasons above-stated, the Court finds the 2013 PDAF Article,
as well as all Congressional Pork Barrel Laws of similar operation, to be
unconstitutional. That such budgeting system provides for a greater degree of
flexibility to account for future contingencies cannot be an excuse to defeat what
the Constitution requires. Clearly, the first and essential truth of the matter is that
unconstitutional means do not justify even commendable ends.218

c. Accountability.

Petitioners further relate that the system under which various forms of
Congressional Pork Barrel operate defies public accountability as it renders
Congress incapable of checking itself or its Members. In particular, they point out
that the Congressional Pork Barrel "gives each legislator a direct, financial interest
in the smooth, speedy passing of the yearly budget" which turns them "from
fiscalizers" into "financially-interested partners."219 They also claim that the
system has an effect on re- election as "the PDAF excels in self-perpetuation of
elective officials." Finally, they add that the "PDAF impairs the power of
impeachment" as such "funds are indeed quite useful, to well, accelerate the
decisions of senators."220

The Court agrees in part.

The aphorism forged under Section 1, Article XI of the 1987 Constitution, which
states that "public office is a public trust," is an overarching reminder that every
instrumentality of government should exercise their official functions only in
accordance with the principles of the Constitution which embodies the parameters
of the peoples trust. The notion of a public trust connotes accountability,221 hence,
the various mechanisms in the Constitution which are designed to exact
accountability from public officers.

Among others, an accountability mechanism with which the proper expenditure of

public funds may be checked is the power of congressional oversight. As mentioned
in Abakada,222 congressional oversight may be performed either through: (a)
scrutiny based primarily on Congress power of appropriation and the budget
hearings conducted in connection with it, its power to ask heads of departments to
appear before and be heard by either of its Houses on any matter pertaining to their
departments and its power of confirmation;223 or (b) investigation and monitoring

of the implementation of laws pursuant to the power of Congress to conduct

inquiries in aid of legislation.224

The Court agrees with petitioners that certain features embedded in some forms of
Congressional Pork Barrel, among others the 2013 PDAF Article, has an effect on
congressional oversight. The fact that individual legislators are given postenactment roles in the implementation of the budget makes it difficult for them to
become disinterested "observers" when scrutinizing, investigating or monitoring the
implementation of the appropriation law. To a certain extent, the conduct of
oversight would be tainted as said legislators, who are vested with post-enactment
authority, would, in effect, be checking on activities in which they themselves
participate. Also, it must be pointed out that this very same concept of postenactment authorization runs afoul of Section 14, Article VI of the 1987 Constitution
which provides that:

Sec. 14. No Senator or Member of the House of Representatives may personally

appear as counsel before any court of justice or before the Electoral Tribunals, or
quasi-judicial and other administrative bodies. Neither shall he, directly or indirectly,
be interested financially in any contract with, or in any franchise or special privilege
granted by the Government, or any subdivision, agency, or instrumentality thereof,
including any government-owned or controlled corporation, or its subsidiary, during
his term of office. He shall not intervene in any matter before any office of the
Government for his pecuniary benefit or where he may be called upon to act on
account of his office. (Emphasis supplied)

Clearly, allowing legislators to intervene in the various phases of project

implementation a matter before another office of government renders them
susceptible to taking undue advantage of their own office.

The Court, however, cannot completely agree that the same post-enactment
authority and/or the individual legislators control of his PDAF per se would allow
him to perpetuate himself in office. Indeed, while the Congressional Pork Barrel and
a legislators use thereof may be linked to this area of interest, the use of his PDAF
for re-election purposes is a matter which must be analyzed based on particular
facts and on a case-to-case basis.

Finally, while the Court accounts for the possibility that the close operational
proximity between legislators and the Executive department, through the formers
post-enactment participation, may affect the process of impeachment, this matter
largely borders on the domain of politics and does not strictly concern the Pork
Barrel Systems intrinsic constitutionality. As such, it is an improper subject of
judicial assessment.

In sum, insofar as its post-enactment features dilute congressional oversight and

violate Section 14, Article VI of the 1987 Constitution, thus impairing public
accountability, the 2013 PDAF Article and other forms of Congressional Pork Barrel
of similar nature are deemed as unconstitutional.

4. Political Dynasties.

One of the petitioners submits that the Pork Barrel System enables politicians who
are members of political dynasties to accumulate funds to perpetuate themselves in
power, in contravention of Section 26, Article II of the 1987 Constitution225 which
states that:

Sec. 26. The State shall guarantee equal access to opportunities for public service,
and prohibit political dynasties as may be defined by law. (Emphasis and
underscoring supplied)

At the outset, suffice it to state that the foregoing provision is considered as not
self-executing due to the qualifying phrase "as may be defined by law." In this
respect, said provision does not, by and of itself, provide a judicially enforceable
constitutional right but merely specifies guideline for legislative or executive
action.226 Therefore, since there appears to be no standing law which crystallizes
the policy on political dynasties for enforcement, the Court must defer from ruling
on this issue.

In any event, the Court finds the above-stated argument on this score to be largely
speculative since it has not been properly demonstrated how the Pork Barrel System
would be able to propagate political dynasties.

5. Local Autonomy.

The States policy on local autonomy is principally stated in Section 25, Article II and
Sections 2 and 3, Article X of the 1987 Constitution which read as follows:

ARTICLE II

Sec. 25. The State shall ensure the autonomy of local governments.

ARTICLE X

Sec. 2. The territorial and political subdivisions shall enjoy local autonomy.

Sec. 3. The Congress shall enact a local government code which shall provide for a
more responsive and accountable local government structure instituted through a
system of decentralization with effective mechanisms of recall, initiative, and
referendum, allocate among the different local government units their powers,
responsibilities, and resources, and provide for the qualifications, election,
appointment and removal, term, salaries, powers and functions and duties of local
officials, and all other matters relating to the organization and operation of the local
units.

Pursuant thereto, Congress enacted RA 7160,227 otherwise known as the "Local

Government Code of 1991" (LGC), wherein the policy on local autonomy had been
more specifically explicated as follows:

Sec. 2. Declaration of Policy. (a) It is hereby declared the policy of the State that
the territorial and political subdivisions of the State shall enjoy genuine and
meaningful local autonomy to enable them to attain their fullest development as
self-reliant communities and make them more effective partners in the attainment
of national goals. Toward this end, the State shall provide for a more responsive and
accountable local government structure instituted through a system of
decentralization whereby local government units shall be given more powers,

authority, responsibilities, and resources. The process of decentralization shall

proceed from the National Government to the local government units.

xxxx

(c) It is likewise the policy of the State to require all national agencies and offices to
conduct periodic consultations with appropriate local government units,
nongovernmental and peoples organizations, and other concerned sectors of the
community before any project or program is implemented in their respective
jurisdictions. (Emphases and underscoring supplied)

The above-quoted provisions of the Constitution and the LGC reveal the policy of
the State to empower local government units (LGUs) to develop and ultimately,
become self-sustaining and effective contributors to the national economy. As
explained by the Court in Philippine Gamefowl Commission v. Intermediate
Appellate Court:228

This is as good an occasion as any to stress the commitment of the Constitution to

the policy of local autonomy which is intended to provide the needed impetus and
encouragement to the development of our local political subdivisions as "self reliant communities." In the words of Jefferson, "Municipal corporations are the
small republics from which the great one derives its strength." The vitalization of
local governments will enable their inhabitants to fully exploit their resources and
more important, imbue them with a deepened sense of involvement in public affairs
as members of the body politic. This objective could be blunted by undue
interference by the national government in purely local affairs which are best
resolved by the officials and inhabitants of such political units. The decision we
reach today conforms not only to the letter of the pertinent laws but also to the
spirit of the Constitution.229 (Emphases and underscoring supplied)

In the cases at bar, petitioners contend that the Congressional Pork Barrel goes
against the constitutional principles on local autonomy since it allows district
representatives, who are national officers, to substitute their judgments in utilizing
public funds for local development.230 The Court agrees with petitioners.

Philconsa described the 1994 CDF as an attempt "to make equal the unequal" and
that "it is also a recognition that individual members of Congress, far more than the
President and their congressional colleagues, are likely to be knowledgeable about
the needs of their respective constituents and the priority to be given each
project."231 Drawing strength from this pronouncement, previous legislators
justified its existence by stating that "the relatively small projects implemented
under the Congressional Pork Barrel complement and link the national development
goals to the countryside and grassroots as well as to depressed areas which are
overlooked by central agencies which are preoccupied with mega-projects.232
Similarly, in his August 23, 2013 speech on the "abolition" of PDAF and budgetary
reforms, President Aquino mentioned that the Congressional Pork Barrel was
originally established for a worthy goal, which is to enable the representatives to
identify projects for communities that the LGU concerned cannot afford.233

Notwithstanding these declarations, the Court, however, finds an inherent defect in

the system which actually belies the avowed intention of "making equal the
unequal." In particular, the Court observes that the gauge of PDAF and CDF
allocation/division is based solely on the fact of office, without taking into account
the specific interests and peculiarities of the district the legislator represents. In this
regard, the allocation/division limits are clearly not based on genuine parameters of
equality, wherein economic or geographic indicators have been taken into
consideration. As a result, a district representative of a highly-urbanized metropolis
gets the same amount of funding as a district representative of a far-flung rural
province which would be relatively "underdeveloped" compared to the former. To
add, what rouses graver scrutiny is that even Senators and Party-List
Representatives and in some years, even the Vice-President who do not
represent any locality, receive funding from the Congressional Pork Barrel as well.
These certainly are anathema to the Congressional Pork Barrels original intent
which is "to make equal the unequal." Ultimately, the PDAF and CDF had become
personal funds under the effective control of each legislator and given unto them on
the sole account of their office.

The Court also observes that this concept of legislator control underlying the CDF
and PDAF conflicts with the functions of the various Local Development Councils
(LDCs) which are already legally mandated to "assist the corresponding sanggunian
in setting the direction of economic and social development, and coordinating
development efforts within its territorial jurisdiction."234 Considering that LDCs are
instrumentalities whose functions are essentially geared towards managing local
affairs,235 their programs, policies and resolutions should not be overridden nor
duplicated by individual legislators, who are national officers that have no lawmaking authority except only when acting as a body. The undermining effect on

local autonomy caused by the post-enactment authority conferred to the latter was
succinctly put by petitioners in the following wise:236

With PDAF, a Congressman can simply bypass the local development council and
initiate projects on his own, and even take sole credit for its execution. Indeed, this
type of personality-driven project identification has not only contributed little to the
overall development of the district, but has even contributed to "further weakening
infrastructure planning and coordination efforts of the government."

Thus, insofar as individual legislators are authorized to intervene in purely local

matters and thereby subvert genuine local autonomy, the 2013 PDAF Article as well
as all other similar forms of Congressional Pork Barrel is deemed unconstitutional.

With this final issue on the Congressional Pork Barrel resolved, the Court now turns
to the substantive issues involving the Presidential Pork Barrel.

C. Substantive Issues on the Presidential Pork Barrel.

1. Validity of Appropriation.

Petitioners preliminarily assail Section 8 of PD 910 and Section 12 of PD1869 (now,

amended by PD 1993), which respectively provide for the Malampaya Funds and the
Presidential Social Fund, as invalid appropriations laws since they do not have the
"primary and specific" purpose of authorizing the release of public funds from the
National Treasury. Petitioners submit that Section 8 of PD 910 is not an appropriation
law since the "primary and specific purpose of PD 910 is the creation of an Energy
Development Board and Section 8 thereof only created a Special Fund incidental
thereto.237 In similar regard, petitioners argue that Section 12 of PD 1869 is neither
a valid appropriations law since the allocation of the Presidential Social Fund is
merely incidental to the "primary and specific" purpose of PD 1869 which is the
amendment of the Franchise and Powers of PAGCOR.238 In view of the foregoing,
petitioners suppose that such funds are being used without any valid law allowing
for their proper appropriation in violation of Section 29(1), Article VI of the 1987
Constitution which states that: "No money shall be paid out of the Treasury except
in pursuance of an appropriation made by law."239

The Court disagrees.

"An appropriation made by law under the contemplation of Section 29(1), Article VI
of the 1987 Constitution exists when a provision of law (a) sets apart a determinate
or determinable240 amount of money and (b) allocates the same for a particular
public purpose. These two minimum designations of amount and purpose stem from
the very definition of the word "appropriation," which means "to allot, assign, set
apart or apply to a particular use or purpose," and hence, if written into the law,
demonstrate that the legislative intent to appropriate exists. As the Constitution
"does not provide or prescribe any particular form of words or religious recitals in
which an authorization or appropriation by Congress shall be made, except that it
be made by law," an appropriation law may according to Philconsa be "detailed
and as broad as Congress wants it to be" for as long as the intent to appropriate
may be gleaned from the same. As held in the case of Guingona, Jr.:241

There is no provision in our Constitution that provides or prescribes any particular

form of words or religious recitals in which an authorization or appropriation by
Congress shall be made, except that it be "made by law," such as precisely the
authorization or appropriation under the questioned presidential decrees. In other
words, in terms of time horizons, an appropriation may be made impliedly (as by
past but subsisting legislations) as well as expressly for the current fiscal year (as
by enactment of laws by the present Congress), just as said appropriation may be
made in general as well as in specific terms. The Congressional authorization may
be embodied in annual laws, such as a general appropriations act or in special
provisions of laws of general or special application which appropriate public funds
for specific public purposes, such as the questioned decrees. An appropriation
measure is sufficient if the legislative intention clearly and certainly appears from
the language employed (In re Continuing Appropriations, 32 P. 272), whether in the
past or in the present. (Emphases and underscoring supplied)

Likewise, as ruled by the US Supreme Court in State of Nevada v. La Grave:242

To constitute an appropriation there must be money placed in a fund applicable to

the designated purpose. The word appropriate means to allot, assign, set apart or
apply to a particular use or purpose. An appropriation in the sense of the
constitution means the setting apart a portion of the public funds for a public

purpose. No particular form of words is necessary for the purpose, if the intention to
appropriate is plainly manifested. (Emphases supplied)

Thus, based on the foregoing, the Court cannot sustain the argument that the
appropriation must be the "primary and specific" purpose of the law in order for a
valid appropriation law to exist. To reiterate, if a legal provision designates a
determinate or determinable amount of money and allocates the same for a
particular public purpose, then the legislative intent to appropriate becomes
apparent and, hence, already sufficient to satisfy the requirement of an
"appropriation made by law" under contemplation of the Constitution.

Section 8 of PD 910 pertinently provides:

Section 8. Appropriations. x x x

All fees, revenues and receipts of the Board from any and all sources including
receipts from service contracts and agreements such as application and processing
fees, signature bonus, discovery bonus, production bonus; all money collected from
concessionaires, representing unspent work obligations, fines and penalties under
the Petroleum Act of 1949; as well as the government share representing royalties,
rentals, production share on service contracts and similar payments on the
exploration, development and exploitation of energy resources, shall form part of a
Special Fund to be used to finance energy resource development and exploitation
programs and projects of the government and for such other purposes as may be
hereafter directed by the President. (Emphases supplied)

Whereas Section 12 of PD 1869, as amended by PD 1993, reads:

Sec. 12. Special Condition of Franchise. After deducting five (5%) percent as
Franchise Tax, the Fifty (50%) percent share of the Government in the aggregate
gross earnings of the Corporation from this Franchise, or 60% if the aggregate gross
earnings be less than P150,000,000.00 shall be set aside and shall accrue to the
General Fund to finance the priority infrastructure development projects and to
finance the restoration of damaged or destroyed facilities due to calamities, as may
be directed and authorized by the Office of the President of the Philippines.
(Emphases supplied)

Analyzing the legal text vis--vis the above-mentioned principles, it may then be
concluded that (a) Section 8 of PD 910, which creates a Special Fund comprised of
"all fees, revenues, and receipts of the Energy Development Board from any and all
sources" (a determinable amount) "to be used to finance energy resource
development and exploitation programs and projects of the government and for
such other purposes as may be hereafter directed by the President" (a specified
public purpose), and (b) Section 12 of PD 1869, as amended by PD 1993, which
similarly sets aside, "after deducting five (5%) percent as Franchise Tax, the Fifty
(50%) percent share of the Government in the aggregate gross earnings of PAGCOR,
or 60%, if the aggregate gross earnings be less than P150,000,000.00" (also a
determinable amount) "to finance the priority infrastructure development projects
and x x x the restoration of damaged or destroyed facilities due to calamities, as
may be directed and authorized by the Office of the President of the Philippines"
(also a specified public purpose), are legal appropriations under Section 29(1),
Article VI of the 1987 Constitution.

In this relation, it is apropos to note that the 2013 PDAF Article cannot be properly
deemed as a legal appropriation under the said constitutional provision precisely
because, as earlier stated, it contains post-enactment measures which effectively
create a system of intermediate appropriations. These intermediate appropriations
are the actual appropriations meant for enforcement and since they are made by
individual legislators after the GAA is passed, they occur outside the law. As such,
the Court observes that the real appropriation made under the 2013 PDAF Article is
not the P24.79 Billion allocated for the entire PDAF, but rather the post-enactment
determinations made by the individual legislators which are, to repeat, occurrences
outside of the law. Irrefragably, the 2013 PDAF Article does not constitute an
"appropriation made by law" since it, in its truest sense, only authorizes individual
legislators to appropriate in violation of the non-delegability principle as aforediscussed.

2. Undue Delegation.

On a related matter, petitioners contend that Section 8 of PD 910 constitutes an

undue delegation of legislative power since the phrase "and for such other purposes
as may be hereafter directed by the President" gives the President "unbridled
discretion to determine for what purpose the funds will be used."243 Respondents,
on the other hand, urged the Court to apply the principle of ejusdem generis to the
same section and thus, construe the phrase "and for such other purposes as may be

hereafter directed by the President" to refer only to other purposes related "to
energy resource development and exploitation programs and projects of the
government."244

The Court agrees with petitioners submissions.

While the designation of a determinate or determinable amount for a particular

public purpose is sufficient for a legal appropriation to exist, the appropriation law
must contain adequate legislative guidelines if the same law delegates rule-making
authority to the Executive245 either for the purpose of (a) filling up the details of
the law for its enforcement, known as supplementary rule-making, or (b)
ascertaining facts to bring the law into actual operation, referred to as contingent
rule-making.246 There are two (2) fundamental tests to ensure that the legislative
guidelines for delegated rule-making are indeed adequate. The first test is called
the "completeness test." Case law states that a law is complete when it sets forth
therein the policy to be executed, carried out, or implemented by the delegate. On
the other hand, the second test is called the "sufficient standard test."
Jurisprudence holds that a law lays down a sufficient standard when it provides
adequate guidelines or limitations in the law to map out the boundaries of the
delegates authority and prevent the delegation from running riot.247 To be
sufficient, the standard must specify the limits of the delegates authority,
announce the legislative policy, and identify the conditions under which it is to be
implemented.248

In view of the foregoing, the Court agrees with petitioners that the phrase "and for
such other purposes as may be hereafter directed by the President" under Section 8
of PD 910 constitutes an undue delegation of legislative power insofar as it does not
lay down a sufficient standard to adequately determine the limits of the Presidents
authority with respect to the purpose for which the Malampaya Funds may be used.
As it reads, the said phrase gives the President wide latitude to use the Malampaya
Funds for any other purpose he may direct and, in effect, allows him to unilaterally
appropriate public funds beyond the purview of the law. That the subject phrase
may be confined only to "energy resource development and exploitation programs
and projects of the government" under the principle of ejusdem generis, meaning
that the general word or phrase is to be construed to include or be restricted to
things akin to, resembling, or of the same kind or class as those specifically
mentioned,249 is belied by three (3) reasons: first, the phrase "energy resource
development and exploitation programs and projects of the government" states a
singular and general class and hence, cannot be treated as a statutory reference of
specific things from which the general phrase "for such other purposes" may be

limited; second, the said phrase also exhausts the class it represents, namely
energy development programs of the government;250 and, third, the Executive
department has, in fact, used the Malampaya Funds for non-energy related
purposes under the subject phrase, thereby contradicting respondents own position
that it is limited only to "energy resource development and exploitation programs
and projects of the government."251 Thus, while Section 8 of PD 910 may have
passed the completeness test since the policy of energy development is clearly
deducible from its text, the phrase "and for such other purposes as may be
hereafter directed by the President" under the same provision of law should
nonetheless be stricken down as unconstitutional as it lies independently unfettered
by any sufficient standard of the delegating law. This notwithstanding, it must be
underscored that the rest of Section 8, insofar as it allows for the use of the
Malampaya Funds "to finance energy resource development and exploitation
programs and projects of the government," remains legally effective and subsisting.
Truth be told, the declared unconstitutionality of the aforementioned phrase is but
an assurance that the Malampaya Funds would be used as it should be used only
in accordance with the avowed purpose and intention of PD 910.

As for the Presidential Social Fund, the Court takes judicial notice of the fact that
Section 12 of PD 1869 has already been amended by PD 1993 which thus moots the
parties submissions on the same.252 Nevertheless, since the amendatory provision
may be readily examined under the current parameters of discussion, the Court
proceeds to resolve its constitutionality.

Primarily, Section 12 of PD 1869, as amended by PD 1993, indicates that the

Presidential Social Fund may be used "to first, finance the priority infrastructure
development projects and second, to finance the restoration of damaged or
destroyed facilities due to calamities, as may be directed and authorized by the
Office of the President of the Philippines." The Court finds that while the second
indicated purpose adequately curtails the authority of the President to spend the
Presidential Social Fund only for restoration purposes which arise from calamities,
the first indicated purpose, however, gives him carte blanche authority to use the
same fund for any infrastructure project he may so determine as a "priority". Verily,
the law does not supply a definition of "priority in frastructure development
projects" and hence, leaves the President without any guideline to construe the
same. To note, the delimitation of a project as one of "infrastructure" is too broad of
a classification since the said term could pertain to any kind of facility. This may be
deduced from its lexicographic definition as follows: "the underlying framework of a
system, especially public services and facilities (such as highways, schools, bridges,
sewers, and water-systems) needed to support commerce as well as economic and
residential development."253 In fine, the phrase "to finance the priority

infrastructure development projects" must be stricken down as unconstitutional

since similar to the above-assailed provision under Section 8 of PD 910 it lies
independently unfettered by any sufficient standard of the delegating law. As they
are severable, all other provisions of Section 12 of PD 1869, as amended by PD
1993, remains legally effective and subsisting.

D. Ancillary Prayers. 1.

Petitioners Prayer to be Furnished Lists and Detailed Reports.

Aside from seeking the Court to declare the Pork Barrel System unconstitutional as
the Court did so in the context of its pronouncements made in this Decision
petitioners equally pray that the Executive Secretary and/or the DBM be ordered to
release to the CoA and to the public: (a) "the complete schedule/list of legislators
who have availed of their PDAF and VILP from the years 2003 to 2013, specifying
the use of the funds, the project or activity and the recipient entities or individuals,
and all pertinent data thereto" (PDAF Use Schedule/List);254 and (b) "the use of the
Executives lump-sum, discretionary funds, including the proceeds from the x x x
Malampaya Funds and remittances from the PAGCOR x x x from 2003 to 2013,
specifying the x x x project or activity and the recipient entities or individuals, and
all pertinent data thereto"255 (Presidential Pork Use Report). Petitioners prayer is
grounded on Section 28, Article II and Section 7, Article III of the 1987 Constitution
which read as follows:

ARTICLE II

Sec. 28. Subject to reasonable conditions prescribed by law, the State adopts and
implements a policy of full public disclosure of all its transactions involving public
interest.

ARTICLE III Sec. 7.

The right of the people to information on matters of public concern shall be

recognized. Access to official records, and to documents and papers pertaining to

official acts, transactions, or decisions, as well as to government research data used

as basis for policy development, shall be afforded the citizen, subject to such
limitations as may be provided by law.

The Court denies petitioners submission.

Case law instructs that the proper remedy to invoke the right to information is to file
a petition for mandamus. As explained in the case of Legaspi v. Civil Service
Commission:256

While the manner of examining public records may be subject to reasonable

regulation by the government agency in custody thereof, the duty to disclose the
information of public concern, and to afford access to public records cannot be
discretionary on the part of said agencies. Certainly, its performance cannot be
made contingent upon the discretion of such agencies. Otherwise, the enjoyment of
the constitutional right may be rendered nugatory by any whimsical exercise of
agency discretion. The constitutional duty, not being discretionary, its performance
may be compelled by a writ of mandamus in a proper case.

But what is a proper case for Mandamus to issue? In the case before Us, the public
right to be enforced and the concomitant duty of the State are unequivocably set
forth in the Constitution.

The decisive question on the propriety of the issuance of the writ of mandamus in
this case is, whether the information sought by the petitioner is within the ambit of
the constitutional guarantee. (Emphases supplied)

Corollarily, in the case of Valmonte v. Belmonte Jr.257 (Valmonte), it has been

clarified that the right to information does not include the right to compel the
preparation of "lists, abstracts, summaries and the like." In the same case, it was
stressed that it is essential that the "applicant has a well -defined, clear and certain
legal right to the thing demanded and that it is the imperative duty of defendant to
perform the act required." Hence, without the foregoing substantiations, the Court
cannot grant a particular request for information. The pertinent portions of
Valmonte are hereunder quoted:258

Although citizens are afforded the right to information and, pursuant thereto, are
entitled to "access to official records," the Constitution does not accord them a right
to compel custodians of official records to prepare lists, abstracts, summaries and
the like in their desire to acquire information on matters of public concern.

It must be stressed that it is essential for a writ of mandamus to issue that the
applicant has a well-defined, clear and certain legal right to the thing demanded
and that it is the imperative duty of defendant to perform the act required. The
corresponding duty of the respondent to perform the required act must be clear and
specific Lemi v. Valencia, G.R. No. L-20768, November 29,1968,126 SCRA 203;
Ocampo v. Subido, G.R. No. L-28344, August 27, 1976, 72 SCRA 443.

The request of the petitioners fails to meet this standard, there being no duty on the
part of respondent to prepare the list requested. (Emphases supplied)

In these cases, aside from the fact that none of the petitions are in the nature of
mandamus actions, the Court finds that petitioners have failed to establish a "a
well-defined, clear and certain legal right" to be furnished by the Executive
Secretary and/or the DBM of their requested PDAF Use Schedule/List and
Presidential Pork Use Report. Neither did petitioners assert any law or administrative
issuance which would form the bases of the latters duty to furnish them with the
documents requested. While petitioners pray that said information be equally
released to the CoA, it must be pointed out that the CoA has not been impleaded as
a party to these cases nor has it filed any petition before the Court to be allowed
access to or to compel the release of any official document relevant to the conduct
of its audit investigations. While the Court recognizes that the information
requested is a matter of significant public concern, however, if only to ensure that
the parameters of disclosure are properly foisted and so as not to unduly hamper
the equally important interests of the government, it is constrained to deny
petitioners prayer on this score, without prejudice to a proper mandamus case
which they, or even the CoA, may choose to pursue through a separate petition.

It bears clarification that the Courts denial herein should only cover petitioners
plea to be furnished with such schedule/list and report and not in any way deny
them, or the general public, access to official documents which are already existing
and of public record. Subject to reasonable regulation and absent any valid
statutory prohibition, access to these documents should not be proscribed. Thus, in

Valmonte, while the Court denied the application for mandamus towards the
preparation of the list requested by petitioners therein, it nonetheless allowed
access to the documents sought for by the latter, subject, however, to the
custodians reasonable regulations,viz.:259

In fine, petitioners are entitled to access to the documents evidencing loans granted
by the GSIS, subject to reasonable regulations that the latter may promulgate
relating to the manner and hours of examination, to the end that damage to or loss
of the records may be avoided, that undue interference with the duties of the
custodian of the records may be prevented and that the right of other persons
entitled to inspect the records may be insured Legaspi v. Civil Service Commission,
supra at p. 538, quoting Subido v. Ozaeta, 80 Phil. 383, 387. The petition, as to the
second and third alternative acts sought to be done by petitioners, is meritorious.

However, the same cannot be said with regard to the first act sought by petitioners,
i.e.,

"to furnish petitioners the list of the names of the Batasang Pambansa members
belonging to the UNIDO and PDP-Laban who were able to secure clean loans
immediately before the February 7 election thru the intercession/marginal note of
the then First Lady Imelda Marcos."

The Court, therefore, applies the same treatment here.

2. Petitioners Prayer to Include Matters in Congressional Deliberations.

Petitioners further seek that the Court "order the inclusion in budgetary
deliberations with the Congress of all presently, off-budget, lump sum, discretionary
funds including but not limited to, proceeds from the x x x Malampaya Fund,
remittances from the PAGCOR and the PCSO or the Executives Social Funds."260

Suffice it to state that the above-stated relief sought by petitioners covers a matter
which is generally left to the prerogative of the political branches of government.

Hence, lest the Court itself overreach, it must equally deny their prayer on this
score.

3. Respondents Prayer to Lift TRO; Consequential Effects of Decision.

The final issue to be resolved stems from the interpretation accorded by the DBM to
the concept of released funds. In response to the Courts September 10, 2013 TRO
that enjoined the release of the remaining PDAF allocated for the year 2013, the
DBM issued Circular Letter No. 2013-8 dated September 27, 2013 (DBM Circular
2013-8) which pertinently reads as follows:

3.0 Nonetheless, PDAF projects funded under the FY 2013 GAA, where a Special
Allotment Release Order (SARO) has been issued by the DBM and such SARO has
been obligated by the implementing agencies prior to the issuance of the TRO, may
continually be implemented and disbursements thereto effected by the agencies
concerned.

Based on the text of the foregoing, the DBM authorized the continued
implementation and disbursement of PDAF funds as long as they are: first, covered
by a SARO; and, second, that said SARO had been obligated by the implementing
agency concerned prior to the issuance of the Courts September 10, 2013 TRO.

Petitioners take issue with the foregoing circular, arguing that "the issuance of the
SARO does not yet involve the release of funds under the PDAF, as release is only
triggered by the issuance of a Notice of Cash Allocation [(NCA)]."261 As such, PDAF
disbursements, even if covered by an obligated SARO, should remain enjoined.

For their part, respondents espouse that the subject TRO only covers "unreleased
and unobligated allotments." They explain that once a SARO has been issued and
obligated by the implementing agency concerned, the PDAF funds covered by the
same are already "beyond the reach of the TRO because they cannot be considered
as remaining PDAF." They conclude that this is a reasonable interpretation of the
TRO by the DBM.262

The Court agrees with petitioners in part.

At the outset, it must be observed that the issue of whether or not the Courts
September 10, 2013 TRO should be lifted is a matter rendered moot by the present
Decision. The unconstitutionality of the 2013 PDAF Article as declared herein has
the consequential effect of converting the temporary injunction into a permanent
one. Hence, from the promulgation of this Decision, the release of the remaining
PDAF funds for 2013, among others, is now permanently enjoined.

The propriety of the DBMs interpretation of the concept of "release" must,

nevertheless, be resolved as it has a practical impact on the execution of the
current Decision. In particular, the Court must resolve the issue of whether or not
PDAF funds covered by obligated SAROs, at the time this Decision is promulgated,
may still be disbursed following the DBMs interpretation in DBM Circular 2013-8.

On this score, the Court agrees with petitioners posturing for the fundamental
reason that funds covered by an obligated SARO are yet to be "released" under
legal contemplation. A SARO, as defined by the DBM itself in its website, is
"aspecific authority issued to identified agencies to incur obligations not exceeding
a given amount during a specified period for the purpose indicated. It shall cover
expenditures the release of which is subject to compliance with specific laws or
regulations, or is subject to separate approval or clearance by competent
authority."263

Based on this definition, it may be gleaned that a SARO only evinces the existence
of an obligation and not the directive to pay. Practically speaking, the SARO does
not have the direct and immediate effect of placing public funds beyond the control
of the disbursing authority. In fact, a SARO may even be withdrawn under certain
circumstances which will prevent the actual release of funds. On the other hand, the
actual release of funds is brought about by the issuance of the NCA,264 which is
subsequent to the issuance of a SARO. As may be determined from the statements
of the DBM representative during the Oral Arguments:265

Justice Bernabe: Is the notice of allocation issued simultaneously with the SARO?

xxxx

Atty. Ruiz: It comes after. The SARO, Your Honor, is only the go signal for the
agencies to obligate or to enter into commitments. The NCA, Your Honor, is already
the go signal to the treasury for us to be able to pay or to liquidate the amounts
obligated in the SARO; so it comes after. x x x The NCA, Your Honor, is the go signal
for the MDS for the authorized government-disbursing banks to, therefore, pay the
payees depending on the projects or projects covered by the SARO and the NCA.

Justice Bernabe: Are there instances that SAROs are cancelled or revoked?

Atty. Ruiz: Your Honor, I would like to instead submit that there are instances that
the SAROs issued are withdrawn by the DBM.

Justice Bernabe: They are withdrawn?

Atty. Ruiz: Yes, Your Honor x x x. (Emphases and underscoring supplied)

Thus, unless an NCA has been issued, public funds should not be treated as funds
which have been "released." In this respect, therefore, the disbursement of 2013
PDAF funds which are only covered by obligated SAROs, and without any
corresponding NCAs issued, must, at the time of this Decisions promulgation, be
enjoined and consequently reverted to the unappropriated surplus of the general
fund. Verily, in view of the declared unconstitutionality of the 2013 PDAF Article, the
funds appropriated pursuant thereto cannot be disbursed even though already
obligated, else the Court sanctions the dealing of funds coming from an
unconstitutional source.

This same pronouncement must be equally applied to (a) the Malampaya Funds
which have been obligated but not released meaning, those merely covered by a
SARO under the phrase "and for such other purposes as may be hereafter directed
by the President" pursuant to Section 8 of PD 910; and (b) funds sourced from the
Presidential Social Fund under the phrase "to finance the priority infrastructure
development projects" pursuant to Section 12 of PD 1869, as amended by PD 1993,
which were altogether declared by the Court as unconstitutional. However, these
funds should not be reverted to the general fund as afore-stated but instead,

respectively remain under the Malampaya Funds and the Presidential Social Fund to
be utilized for their corresponding special purposes not otherwise declared as
unconstitutional.

E. Consequential Effects of Decision.

As a final point, it must be stressed that the Courts pronouncement anent the
unconstitutionality of (a) the 2013 PDAF Article and its Special Provisions, (b) all
other Congressional Pork Barrel provisions similar thereto, and (c) the phrases (1)
"and for such other purposes as may be hereafter directed by the President" under
Section 8 of PD 910, and (2) "to finance the priority infrastructure development
projects" under Section 12 of PD 1869, as amended by PD 1993, must only be
treated as prospective in effect in view of the operative fact doctrine.

To explain, the operative fact doctrine exhorts the recognition that until the
judiciary, in an appropriate case, declares the invalidity of a certain legislative or
executive act, such act is presumed constitutional and thus, entitled to obedience
and respect and should be properly enforced and complied with. As explained in the
recent case of Commissioner of Internal Revenue v. San Roque Power
Corporation,266 the doctrine merely "reflects awareness that precisely because the
judiciary is the governmental organ which has the final say on whether or not a
legislative or executive measure is valid, a period of time may have elapsed before
it can exercise the power of judicial review that may lead to a declaration of nullity.
It would be to deprive the law of its quality of fairness and justice then, if there be
no recognition of what had transpired prior to such adjudication."267 "In the
language of an American Supreme Court decision: The actual existence of a
statute, prior to such a determination of unconstitutionality, is an operative fact and
may have consequences which cannot justly be ignored."268

For these reasons, this Decision should be heretofore applied prospectively.

Conclusion

The Court renders this Decision to rectify an error which has persisted in the
chronicles of our history. In the final analysis, the Court must strike down the Pork
Barrel System as unconstitutional in view of the inherent defects in the rules within

which it operates. To recount, insofar as it has allowed legislators to wield, in

varying gradations, non-oversight, post-enactment authority in vital areas of budget
execution, the system has violated the principle of separation of powers; insofar as
it has conferred unto legislators the power of appropriation by giving them personal,
discretionary funds from which they are able to fund specific projects which they
themselves determine, it has similarly violated the principle of non-delegability of
legislative power ; insofar as it has created a system of budgeting wherein items are
not textualized into the appropriations bill, it has flouted the prescribed procedure of
presentment and, in the process, denied the President the power to veto items ;
insofar as it has diluted the effectiveness of congressional oversight by giving
legislators a stake in the affairs of budget execution, an aspect of governance which
they may be called to monitor and scrutinize, the system has equally impaired
public accountability ; insofar as it has authorized legislators, who are national
officers, to intervene in affairs of purely local nature, despite the existence of
capable local institutions, it has likewise subverted genuine local autonomy ; and
again, insofar as it has conferred to the President the power to appropriate funds
intended by law for energy-related purposes only to other purposes he may deem fit
as well as other public funds under the broad classification of "priority infrastructure
development projects," it has once more transgressed the principle of nondelegability.

For as long as this nation adheres to the rule of law, any of the multifarious
unconstitutional methods and mechanisms the Court has herein pointed out should
never again be adopted in any system of governance, by any name or form, by any
semblance or similarity, by any influence or effect. Disconcerting as it is to think
that a system so constitutionally unsound has monumentally endured, the Court
urges the people and its co-stewards in government to look forward with the
optimism of change and the awareness of the past. At a time of great civic unrest
and vociferous public debate, the Court fervently hopes that its Decision today,
while it may not purge all the wrongs of society nor bring back what has been lost,
guides this nation to the path forged by the Constitution so that no one may
heretofore detract from its cause nor stray from its course. After all, this is the
Courts bounden duty and no others.

WHEREFORE, the petitions are PARTLY GRANTED. In view of the constitutional

violations discussed in this Decision, the Court hereby declares as
UNCONSTITUTIONAL: (a) the entire 2013 PDAF Article; (b) all legal provisions of past
and present Congressional Pork Barrel Laws, such as the previous PDAF and CDF
Articles and the various Congressional Insertions, which authorize/d legislators
whether individually or collectively organized into committees to intervene,
assume or participate in any of the various post-enactment stages of the budget

execution, such as but not limited to the areas of project identification, modification
and revision of project identification, fund release and/or fund realignment,
unrelated to the power of congressional oversight; (c) all legal provisions of past
and present Congressional Pork Barrel Laws, such as the previous PDAF and CDF
Articles and the various Congressional Insertions, which confer/red personal, lumpsum allocations to legislators from which they are able to fund specific projects
which they themselves determine; (d) all informal practices of similar import and
effect, which the Court similarly deems to be acts of grave abuse of discretion
amounting to lack or excess of jurisdiction; and (e) the phrases (1) "and for such
other purposes as may be hereafter directed by the President" under Section 8 of
Presidential Decree No. 910 and (2) "to finance the priority infrastructure
development projects" under Section 12 of Presidential Decree No. 1869, as
amended by Presidential Decree No. 1993, for both failing the sufficient standard
test in violation of the principle of non-delegability of legislative power.

Accordingly, the Courts temporary injunction dated September 10, 2013 is hereby
declared to be PERMANENT. Thus, the disbursement/release of the remaining PDAF
funds allocated for the year 2013, as well as for all previous years, and the funds
sourced from (1) the Malampaya Funds under the phrase "and for such other
purposes as may be hereafter directed by the President" pursuant to Section 8 of
Presidential Decree No. 910, and (2) the Presidential Social Fund under the phrase
"to finance the priority infrastructure development projects" pursuant to Section 12
of Presidential Decree No. 1869, as amended by Presidential Decree No. 1993,
which are, at the time this Decision is promulgated, not covered by Notice of Cash
Allocations (NCAs) but only by Special Allotment Release Orders (SAROs), whether
obligated or not, are hereby ENJOINED. The remaining PDAF funds covered by this
permanent injunction shall not be disbursed/released but instead reverted to the
unappropriated surplus of the general fund, while the funds under the Malampaya
Funds and the Presidential Social Fund shall remain therein to be utilized for their
respective special purposes not otherwise declared as unconstitutional.

On the other hand, due to improper recourse and lack of proper substantiation, the
Court hereby DENIES petitioners prayer seeking that the Executive Secretary
and/or the Department of Budget and Management be ordered to provide the public
and the Commission on Audit complete lists/schedules or detailed reports related to
the availments and utilization of the funds subject of these cases. Petitioners
access to official documents already available and of public record which are related
to these funds must, however, not be prohibited but merely subjected to the
custodians reasonable regulations or any valid statutory prohibition on the same.
This denial is without prejudice to a proper mandamus case which they or the
Commission on Audit may choose to pursue through a separate petition.

The Court also DENIES petitioners prayer to order the inclusion of the funds subject
of these cases in the budgetary deliberations of Congress as the same is a matter
left to the prerogative of the political branches of government.

Finally, the Court hereby DIRECTS all prosecutorial organs of the government to,
within the bounds of reasonable dispatch, investigate and accordingly prosecute all
government officials and/or private individuals for possible criminal offenses related
to the irregular, improper and/or unlawful disbursement/utilization of all funds under
the Pork Barrel System.

This Decision is immediately executory but prospective in effect.

SO ORDERED.

Belgica vs. Executive Secretary Ochoa (digest)

BELGICA, ET AL. VS. EXECUTIVE SECRETARY, ET AL. (G.R. NO. 208566; SOCIAL
JUSTICE SOCIETY VS. HON. FRANKLIN DRILON, ET AL. (G.R. NO. 208493);
NEPOMUCENO VS. PRES. AQUINO (G.R. NO. 209251) NOVEMBER 19, 2013

FACTS
HISTORY of CONGRESSIONAL PORK BARREL

The term pork barrel, a political parlance of American-English origin, refers to an

appropriation of government spending meant for localized projects and secured
solely or primarily to bring money to a representatives district.
The earliest form of the pork barrel system is found in Section 3 of Act 3044,
otherwise known as the Public Works Act of 1922. Under this provision, release of
funds and realignment of unexpended portions of an item or appropriation were
subject to the approval of a joint committee elected by the Senate and the House of
Representatives.

In 1950, members of Congress, by virtue of being representatives of the people,

also became involved in project identification.
The pork barrel system was temporarily discontinued when martial law was
declared.
It reappeared in 1982 through an item in the General Appropriations Act (GAA)
called Support for Local Development Projects (SLDP). SLDP started the giving
of lump-sum allocations to individual legislators. The SLDP also began to cover not
only public works project or hard projects but also covered soft projects such as
those which would fall under education, health and livelihood.
After the EDSA People Power Revolution and the restoration of democracy, the pork
barrel was revived through the Mindanao Development Fund and the Visayas
Development Fund.
In 1990, the pork barrel was renamed Countrywide Development Fund (CDF).
The CDF was meant to cover small local infrastructure and other priority community
projects.
CDF Funds were, with the approval of the President, released directly to
implementing agencies subject to the submission of the required list of projects and
activities. Senators and congressmen could identify any kind of project from hard
projects such as roads, buildings and bridges to soft projects such as textbooks,
medicines, and scholarships.
In 1993, the CDF was further modified such that the release of funds was to be
made upon the submission of the list of projects and activities identified by
individual legislators. This was also the first time when the Vice-President was given
an allocation.
The CDF contained the same provisions from 1994-1996 except that the
Department of Budget and Management was required to submit reports to the
Senate Committee on Finance and the House Committee on Appropriations
regarding the releases made from the funds.
Congressional insertions (CIs) were another form of congressional pork barrel
aside from the CDF. Examples of the CIs include the DepEd School Building Fund,
the Congressional Initiative Allocations, and the Public Works Fund, among others.
The allocations for the School Building Fund were made upon prior consultation with
the representative of the legislative district concerned and the legislators had the
power to direct how, where and when these appropriations were to be spent.
In 1999, the CDF was removed from the GAA and replaced by three separate forms
of CIs: (i) Food Security Program Fund, (ii) Lingap Para sa Mahihirap Fund, and (iii)
Rural/Urban Development Infrastructure Program Fund. All three contained a

provision requiring prior consultation with members of Congress for the release of
funds.
In 2000, the Priority Development Assistance Fund (PDAF) appeared in the GAA.
PDAF required prior consultation with the representative of the district before the
release of funds. PDAF also allowed realignment of funds to any expense category
except personal services and other personnel benefits.
In 2005, the PDAF introduced the program menu concept which is essentially a list
of general programs and implementing agencies from which a particular PDAF
project may be subsequently chosen by the identifying authority. This was retained
in the GAAs from 2006-2010.
It was during the Arroyo administration when the formal participation of nongovernmental organizations in the implementation of PDAF projects was introduced.
The PDAF articles from 2002-2010 were silent with respect to specific amounts for
individual legislators.
In 2011, the PDAF Article in the GAA contained an express statement on lump-sum
amounts allocated for individual legislators and the Vice-President. It also contained
a provision on realignment of funds but with the qualification that it may be allowed
only once.
The 2013 PDAF Article allowed LGUs to be identified as implementing agencies.
Legislators were also allowed identify programs/projects outside of his legislative
district. Realignment of funds and release of funds were required to be favorably
endorsed by the House Committee on Appropriations and the Senate Committee on
Finance, as the case may be.

MALAMPAYA FUNDS AND PRESIDENTIAL SOCIAL FUND

The use of the term pork barrel was expanded to include certain funds of the
President such as the Malampaya Fund and the Presidential Social Fund (PSF).
The Malampaya Fund was created as a special fund under Section 8 of Presidential
Decree (PD) No. 910 issued by President Ferdinand Marcos on March 22, 1976.
The PSF was created under Section 12, Title IV of PD No. 1869, or the Charter of the
Philippine Amusement and Gaming Corporation (PAGCOR), as amended by PD No.
1993. The PSF is managed and administered by the Presidential Management Staff
and is sourced from the share of the government in the aggregate gross earnings of
PAGCOR.

PORK BARREL MISUSE

In 1996, Marikina City Representative Romeo Candozo revealed that huge sums of
money regularly went into the pockets of legislators in the form of kickbacks.
In 2004, several concerned citizens sought the nullification of the PDAF but the
Supreme Court dismissed the petition for lack of evidentiary basis regarding illegal
misuse of PDAF in the form of kickbacks.
In July 2013, the National Bureau of Investigation probed the allegation that a
syndicate defrauded the government of P10 billion using funds from the pork barrel
of lawmakers and various government agencies for scores of ghost projects.
In August 2013, the Commission on Audit released the results of a three-year audit
investigation detailing the irregularities in the release of the PDAF from 2007 to
2009.
Whistle-blowers also alleged that at least P900 million from the Malampaya Funds
had gone into a dummy NGO.

ISSUE/S

PROCEDURAL ISSUES
Whether or not (a) the issues raised in the consolidated petitions involve an actual
and justiciable controversy, (b) the issues raised are matters of policy not subject to
judicial review, (c) petitioners have legal standing to sue, (d) previous decisions of
the Court bar the re-litigation of the constitutionality of the Pork Barrel system.

SUBSTANTIVE ISSUES
Whether or not the 2013 PDAF Article and all other Congressional Pork Barrel laws
are unconstitutional for violating the constitutional provisions on (a) separation of
powers, (b) non-delegability of legislative power, (c) checks and balances, (d)
accountability, (e) political dynasties, (f) local autonomy.

RULING
PROCEDURAL ISSUES
(a) There is an actual and justiciable controversy
There exists an actual and justiciable controversy in the cases. The requirement of
contrariety of legal rights is satisfied by the antagonistic positions of the parties
regarding the constitutionality of the pork barrel system.
The case is ripe for adjudication since the challenged funds and the laws allowing
for their utilization are currently existing and operational and thereby posing an
immediate or threatened injury to petitioners.
The case is not moot as the proposed reforms on the PDAF and the abolition thereof
does not actually terminate the controversy on the matter. The President does not
have constitutional authority to nullify or annul the legal existence of the PDAF.
The moot and academic principle cannot stop the Court from deciding the case
considering that: (a) petitioners allege grave violation of the constitution, (b) the
constitutionality of the pork barrel system presents a situation of exceptional
character and is a matter of paramount public interest, (c) there is a practical need
for a definitive ruling on the systems constitutionality to guide the bench, the bar
and the public, and (d) the preparation and passage of the national budget is an
annual occurrence.

(b) Political Question Doctrine is Inapplicable

The intrinsic constitutionality of the Pork Barrel System is not an issue dependent
upon the wisdom of the political branches of the government but rather a legal one
which the Constitution itself has commanded the Court to act upon.
The 1987 Constitution expanded the concept of judicial power such that the
Supreme Court has the power to determine whether there has been grave abuse of
discretion amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality on the part of the government.

(c) Petitioners have legal standing to Sue

Petitioners have legal standing by virtue of being taxpayers and citizens of the
Philippines.

As taxpayers, they are bound to suffer from the unconstitutional usage of public
funds.
As citizens, the issues they have raised are matters of transcendental importance,
of overreaching significance to society, or of paramount public interest.

(d) The Petition is not barred by previous cases

The present case is not barred by the ruling in Philconsa vs. Enriquez [1] because
the Philconsa case was a limited response to a separation of powers problem,
specifically on the propriety of conferring post-enactment identification authority to
Members of Congress.
On the contrary, the present cases involve a more holistic examination of (a) the
inter-relation between the CDF and the PDAF Articles with each other, and (b) the
inter-relation of post-enactment measures contained within a particular CDF or PDAF
article, including not only those related to the area of project identification but also
to the areas of fund release and realignment.
Moreover, the Philconsa case was riddled with inherent constitutional
inconsistencies considering that the authority to identify projects is an aspect of
appropriation and the power of appropriation is a form of legislative power thereby
lodged in Congress. This power cannot be exercised by individual members of
Congress and the authority to appropriate cannot be exercised after the GAA has
already been passed.
The case of Lawyers Against Monopoly and Poverty vs. Secretary of Budget and
Management[2] does not also bar judgment on the present case because it was
dismissed on a procedural technicality and hence no controlling doctrine was
rendered.

SUBSTANTIVE ISSUES ON CONGRESSIONAL PORK BARREL

(a) The separation of powers between the Executive and the Legislative
Departments has been violated.
The post-enactment measures including project identification, fund release, and
fund realignment are not related to functions of congressional oversight and, hence,

allow legislators to intervene and/or assume duties that properly belong to the
sphere of budget execution, which belongs to the executive department.
Legislators have been, in one form or another, authorized to participate in the
various operational aspects of budgeting, including the evaluation of work and
financial plans for individual activities and the regulation and release of funds in
violation of the separation of powers principle.
Any provision of law that empowers Congress or any of its members to play any
role in the implementation or enforcement of the law violates the principle of
separation of powers and is thus unconstitutional.
That the said authority to identify projects is treated as merely recommendatory in
nature does not alter its unconstitutional tenor since the prohibition covers any role
in the implementation or enforcement of the law.
Respondents also failed to prove that the role of the legislators is only
recommendatory in nature. They even admitted that the identification of the
legislator constitutes a mandatory requirement before the PDAF can be tapped as a
funding source.

(b)The principle of non-delegability of legislative powers has

violated

been

The 2013 PDAF Article, insofar as it confers post-enactment identification authority

to individual legislators, violates the principle of non-delegability since said
legislators are effectively allowed to individually exercise the power of
appropriation, which as settled in Philconsa is lodged in Congress.
That the power to appropriate must be exercised only through legislation is clear
from Section 29(1), Article VI of the 1987 Constitution which states that: No
money shall be paid out of the Treasury except in pursuance of an appropriation
made by law.
The legislators are individually exercising the power of appropriation because each
of them determines (a) how much of their PDAF fund would go to and (b) a specific
project or beneficiary that they themselves also determine.

(c) Checks and balances

Under the 2013 PDAF Article, the amount of P24.79 Billion only appears as a
collective allocation limit since the said amount would be further divided among

individual legislators who would then receive personal lump-sum allocations and
could, after the GAA is passed, effectively appropriate PDAF funds based on their
own discretion.
This kind of lump-sum/post-enactment legislative identification budgeting system
fosters the creation of a budget within a budget which subverts the prescribed
procedure of presentment and consequently impairs the Presidents power of item
veto.
It forces the President to decide between (a) accepting the entire PDAF allocation
without knowing the specific projects of the legislators, which may or may not be
consistent with his national agenda and (b) rejecting the whole PDAF to the
detriment of all other legislators with legitimate projects.
In fact, even without its post-enactment legislative identification feature, the 2013
PDAF Article would remain constitutionally flawed since it would then operate as a
prohibited form of lump-sum appropriation. This is because the appropriation law
leaves the actual amounts and purposes of the appropriation for further
determination and, therefore, does not readily indicate a discernible item which may
be subject to the Presidents power of item veto.

(d) The Congressional Pork Barrel partially prevents accountability as

Congress is incapable of checking itself or its members.
The fact that individual legislators are given post-enactment roles in the
implementation of the budget makes it difficult for them to become disinterested
observers when scrutinizing, investigating or monitoring the implementation of the
appropriation law.
The conduct of oversight would be tainted as said legislators, who are vested with
post-enactment authority, would, in effect, be checking on activities in which they
themselves participate.
The concept of post-enactment authorization violates Section 14, Article VI of the
1987 Constitution, which prohibits members of Congress to intervene in any matter
before any office of the Government, because it renders them susceptible to taking
undue advantage of their own office.
The Court, however, cannot completely agree that the same post-enactment
authority and/or the individual legislators control of his PDAF per se would allow
him to perpetuate himself in office.
The use of his PDAF for re-election purposes is a matter which must be analyzed
based on particular facts and on a case-to-case basis.

(e) The constitutional provision regarding political dynasties is

executing.

not self-

Section 26, Article II of the 1987 Constitution, which provides that the state shall
prohibit political dynasties as may be defined by law, is not a self-executing
provision.
Since there appears to be no standing law which crystallizes the policy on political
dynasties for enforcement, the Court must defer from ruling on this issue.

(f) The Congressional Pork Barrel violates constitutional principles on local

autonomy
The Congressional Pork Barrel goes against the constitutional principles on local
autonomy since it allows district representatives, who are national officers, to
substitute their judgments in utilizing public funds for local development.
The gauge of PDAF and CDF allocation/division is based solely on the fact of office,
without taking into account the specific interests and peculiarities of the district the
legislator represents.
The allocation/division limits are clearly not based on genuine parameters of
equality, wherein economic or geographic indicators have been taken into
consideration.
This concept of legislator control underlying the CDF and PDAF conflicts with the
functions of the various Local Development Councils (LDCs) which are already
legally mandated toassist the corresponding sanggunian in setting the direction of
economic and social development, and coordinating development efforts within its
territorial jurisdiction.
Considering that LDCs are instrumentalities whose functions are essentially geared
towards managing local affairs, their programs, policies and resolutions should not
be overridden nor duplicated by individual legislators, who are national officers that
have no law-making authority except only when acting as a body.

SUBSTANTIVE ISSUES ON PRESIDENTIAL PORK BARREL

(a) Section 8 of PD No. 910 and Section 12 of PD No. 1869 are valid
appropriation laws.
For an appropriation law to be valid under Section 29 (1), Article VI of the 1987
Constitution, which provides that No money shall be paid out of the Treasury
except in pursuance of an appropriation made by law, it is enough that (a) the
provision of law sets apart a determinate or determinable amount of money and (b)
allocates the same for a particular public purpose.
Section 8 of PD 910 is a valid appropriation law because it set apart a determinable
amount: a Special Fund comprised of all fees, revenues, and receipts of the
[Energy Development] Board from any and all sources.
It also specified a public purpose: energy resource development and exploitation
programs and projects of the government and for such other purposes as may be
hereafter directed by the President.
Section 12 of PD No. 1869 is also a valid appropriation law because it set apart a
determinable amount: [a]fter deducting five (5%) percent as Franchise Tax, the Fifty
(50%) percent share of the Government in the aggregate gross earnings of
[PAGCOR], or 60%[,] if the aggregate gross earnings be less than P150,000,000.00.
It also specified a public purpose: priority infrastructure development projects and x
x x the restoration of damaged or destroyed facilities due to calamities, as may be
directed and authorized by the Office of the President of the Philippines.

(b) Section 8 of PD No. 910 and Section 12 of PD No. 1869 constitutes undue
delegation of legislation powers.
The phrase and for such other purposes as may be hereafter directed by the
President under Section 8 of PD 910 constitutes an undue delegation of legislative
power insofar as it does not lay down a sufficient standard to adequately determine
the limits of the Presidents authority with respect to the purpose for which the
Malampaya Funds may be used.
This phrase gives the President wide latitude to use the Malampaya Funds for any
other purpose he may direct and, in effect, allows him to unilaterally appropriate
public funds beyond the purview of the law.
This notwithstanding, it must be underscored that the rest of Section 8, insofar as it
allows for the use of the Malampaya Funds to finance energy resource

development and exploitation programs and projects of the government, remains

legally effective and subsisting.
Section 12 of PD No. 1869 constitutes an undue delegation of legislative powers
because it lies independently unfettered by any sufficient standard of the delegating
law.
The law does not supply a definition of priority infrastructure development
projects and hence, leaves the President without any guideline to construe the
same.
The delimitation of a project as one of infrastructure is too broad of a classification
since the said term could pertain to any kind of facility.

Republic of the Philippines

SUPREME COURT
Manila

EN BANC

G.R. No. 209287

July 1, 2014

MARIA CAROLINA P. ARAULLO, CHAIRPERSON, BAGONG ALYANSANG MAKABAYAN;

JUDY M. TAGUIWALO, PROFESSOR, UNIVERSITY OF THE PHILIPPINES DILIMAN, COCHAIRPERSON, PAGBABAGO; HENRI KAHN, CONCERNED CITIZENS MOVEMENT; REP.
LUZ ILAGAN, GABRIELA WOMEN'S PARTY REPRESENTATIVE; REP. CARLOS ISAGANI
ZARATE, BAY AN MUNA PARTY-LIST REPRESENTATIVE; RENATO M. REYES, JR.,
SECRETARY GENERAL OF BAYAN; MANUEL K. DAYRIT, CHAIRMAN, ANG KAPATIRAN
PARTY; VENCER MARI E. CRISOSTOMO, CHAIRPERSON, ANAKBAYAN; VICTOR
VILLANUEVA, CONVENOR, YOUTH ACT NOW, Petitioners,
vs.
BENIGNO SIMEON C. AQUINO III, PRESIDENT OF THE REPUBLIC OF THE PHILIPPINES;
PAQUITO N. OCHOA, JR., EXECUTIVE SECRETARY; AND FLORENCIO B. ABAD,
SECRETARY OF THE DEPARTMENT OF BUDGET AND MANAGEMENT, Respondents.

x-----------------------x

G.R. No. 209135

AUGUSTO L. SY JUCO JR., Ph.D., Petitioner,

vs.
FLORENCIO B. ABAD, IN HIS CAPACITY AS THE SECRETARY OF DEPARTMENT OF
BUDGET AND MANAGEMENT; AND HON. FRANKLIN MAGTUNAO DRILON, IN HIS CAP A
CITY AS THE SENATE PRESIDENT OF THE PHILIPPINES, Respondents.

x-----------------------x

G.R. No. 209136

MANUELITO R. LUNA, Petitioner,

vs.
SECRETARY FLORENCIO ABAD, IN HIS OFFICIAL CAPACITY AS HEAD OF THE
DEPARTMENT OF BUDGET AND MANAGEMENT; AND EXECUTIVE SECRETARY
PAQUITO OCHOA, IN HIS OFFICIAL CAPACITY AS ALTER EGO OF THE PRESIDENT,
Respondents.

x-----------------------x

G.R. No. 209155

ATTY. JOSE MALV AR VILLEGAS, JR., Petitioner,

vs.
THE HONORABLE EXECUTIVE SECRETARY PAQUITO N. OCHOA, JR.; AND THE
SECRETARY OF BUDGET AND MANAGEMENT FLORENCIO B. ABAD, Respondents.

x-----------------------x

G.R. No. 209164

PHILIPPINE CONSTITUTION ASSOCIATION (PHILCONSA), REPRESENTED BY DEAN

FROILAN M. BACUNGAN, BENJAMIN E. DIOKNO AND LEONOR M. BRIONES,
Petitioners,
vs.
DEPARTMENT OF BUDGET AND MANAGEMENT AND/OR HON. FLORENCIO B. ABAD,
Respondents.

x-----------------------x

G.R. No. 209260

INTEGRATED BAR OF THE PHILIPPINES (IBP), Petitioner,

vs.
SECRETARY FLORENCIO B. ABAD OF THE DEPARTMENT OF BUDGET AND
MANAGEMENT (DBM), Respondent.

x-----------------------x

G.R. No. 209442

GRECO ANTONIOUS BEDA B. BELGICA; BISHOP REUBEN MABANTE AND REV. JOSE L.
GONZALEZ, Petitioners,
vs.
PRESIDENT BENIGNO SIMEON C. AQUINO III, THE SENATE OF THE PHILIPPINES,
REPRESENTED BY SENATE PRESIDENT FRANKLIN M. DRILON; THE HOUSE OF
REPRESENTATIVES, REPRESENTED BY SPEAKER FELICIANO BELMONTE, JR.; THE
EXECUTIVE OFFICE, REPRESENTED BY EXECUTIVE SECRETARY PAQUITO N. OCHOA,
JR.; THE DEPARTMENT OF BUDGET AND MANAGEMENT, REPRESENTED BY
SECRETARY FLORENCIO ABAD; THE DEPARTMENT OF FINANCE, REPRESENTED BY
SECRETARY CESAR V. PURISIMA; AND THE BUREAU OF TREASURY, REPRESENTED BY
ROSALIA V. DE LEON, Respondents.

x-----------------------x

G.R. No. 209517

CONFEDERATION FOR UNITY, RECOGNITION AND ADV AN CEMENT OF GOVERNMENT

EMPLOYEES (COURAGE), REPRESENTED BY ITS 1ST VICE PRESIDENT, SANTIAGO
DASMARINAS, JR.; ROSALINDA NARTATES, FOR HERSELF AND AS NATIONAL
PRESIDENT OF THE CONSOLIDATED UNION OF EMPLOYEES NATIONAL HOUSING
AUTHORITY (CUENHA); MANUEL BACLAGON, FOR HIMSELF AND AS PRESIDENT OF
THE SOCIAL WELFARE EMPLOYEES ASSOCIATION OF THE PHILIPPINES, DEPARTMENT

OF SOCIAL WELFARE AND DEVELOPMENT CENTRAL OFFICE (SWEAP-DSWD CO);

ANTONIA PASCUAL, FOR HERSELF AND AS NATIONAL PRESIDENT OF THE
DEPARTMENT OF AGRARIAN REFORM EMPLOYEES ASSOCIATION (DAREA); ALBERT
MAGALANG, FOR HIMSELF AND AS PRESIDENT OF THE ENVIRONMENT AND
MANAGEMENT BUREAU EMPLOYEES UNION (EMBEU); AND MARCIAL ARABA, FOR
HIMSELF AND AS PRESIDENT OF THE KAPISANAN PARA SA KAGALINGAN NG MGA
KAW ANI NG MMDA (KKKMMDA), Petitioners,
vs.
BENIGNO SIMEON C. AQUINO Ill, PRESIDENT OF THE REPUBLIC OF THE PHILIPPINES;
PAQUITO OCHOA, JR., EXECUTIVE SECRETARY; AND HON. FLORENCIO B. ABAD,
SECRETARY OF THE DEPARTMENT OF BUDGET AND MANAGEMENT, Respondents.

x-----------------------x

G.R. No. 209569

VOLUNTEERS AGAINST CRIME AND CORRUPTION (VACC), REPRESENTED BY DANTE

L. JIMENEZ, Petitioner,
vs.
PAQUITO N. OCHOA, EXECUTIVE SECRETARY, AND FLORENCIO B. ABAD, SECRETARY
OF THE DEPARTMENT OF BUDGET AND MANAGEMENT, Respondents.

DECISION

BERSAMIN, J.:

For resolution are the consolidated petitions assailing the constitutionality of the
Disbursement Acceleration Program(DAP), National Budget Circular (NBC) No. 541,
and related issuances of the Department of Budget and Management (DBM)
implementing the DAP.

At the core of the controversy is Section 29(1) of Article VI of the 1987 Constitution,
a provision of the fundamental law that firmly ordains that "[n]o money shall be
paid out of the Treasury except in pursuance of an appropriation made by law." The
tenor and context of the challenges posed by the petitioners against the DAP
indicate that the DAP contravened this provision by allowing the Executive to
allocate public money pooled from programmed and unprogrammed funds of its
various agencies in the guise of the President exercising his constitutional authority
under Section 25(5) of the 1987 Constitution to transfer funds out of savings to
augment the appropriations of offices within the Executive Branch of the
Government. But the challenges are further complicated by the interjection of
allegations of transfer of funds to agencies or offices outside of the Executive.

Antecedents

What has precipitated the controversy?

On September 25, 2013, Sen. Jinggoy Ejercito Estrada delivered a privilege speech
in the Senate of the Philippines to reveal that some Senators, including himself, had
been allotted an additional P50 Million each as "incentive" for voting in favor of the
impeachment of Chief Justice Renato C. Corona.

Responding to Sen. Estradas revelation, Secretary Florencio Abad of the DBM

issued a public statement entitled Abad: Releases to Senators Part of Spending
Acceleration Program,1 explaining that the funds released to the Senators had been
part of the DAP, a program designed by the DBM to ramp up spending to accelerate
economic expansion. He clarified that the funds had been released to the Senators
based on their letters of request for funding; and that it was not the first time that
releases from the DAP had been made because the DAP had already been instituted
in 2011 to ramp up spending after sluggish disbursements had caused the growth of
the gross domestic product (GDP) to slow down. He explained that the funds under
the DAP were usually taken from (1) unreleased appropriations under Personnel
Services;2 (2) unprogrammed funds; (3) carry-over appropriations unreleased from
the previous year; and (4) budgets for slow-moving items or projects that had been
realigned to support faster-disbursing projects.

The DBM soon came out to claim in its website3 that the DAP releases had been
sourced from savings generated by the Government, and from unprogrammed

funds; and that the savings had been derived from (1) the pooling of unreleased
appropriations, like unreleased Personnel Services4 appropriations that would lapse
at the end of the year, unreleased appropriations of slow-moving projects and
discontinued projects per zero based budgeting findings;5 and (2) the withdrawal of
unobligated allotments also for slow-moving programs and projects that had been
earlier released to the agencies of the National Government.

The DBM listed the following as the legal bases for the DAPs use of savings,6
namely: (1) Section 25(5), Article VI of the 1987 Constitution, which granted to the
President the authority to augment an item for his office in the general
appropriations law; (2) Section 49 (Authority to Use Savings for Certain Purposes)
and Section 38 (Suspension of Expenditure Appropriations), Chapter 5, Book VI of
Executive Order (EO) No. 292 (Administrative Code of 1987); and (3) the General
Appropriations Acts (GAAs) of 2011, 2012 and 2013, particularly their provisions on
the (a) use of savings; (b) meanings of savings and augmentation; and (c) priority in
the use of savings.

As for the use of unprogrammed funds under the DAP, the DBM cited as legal bases
the special provisions on unprogrammed fund contained in the GAAs of 2011, 2012
and 2013.

The revelation of Sen. Estrada and the reactions of Sec. Abad and the DBM brought
the DAP to the consciousness of the Nation for the first time, and made this present
controversy inevitable. That the issues against the DAP came at a time when the
Nation was still seething in anger over Congressional pork barrel "an appropriation
of government spending meant for localized projects and secured solely or primarily
to bring money to a representatives district"7 excited the Nation as heatedly as
the pork barrel controversy.

Nine petitions assailing the constitutionality of the DAP and the issuances relating to
the DAP were filed within days of each other, as follows: G.R. No. 209135 (Syjuco),
on October 7, 2013; G.R. No. 209136 (Luna), on October 7, 2013; G.R. No. 209155
(Villegas),8 on October 16, 2013; G.R. No. 209164 (PHILCONSA), on October 8,
2013; G.R. No. 209260 (IBP), on October 16, 2013; G.R. No. 209287 (Araullo), on
October 17, 2013; G.R. No. 209442 (Belgica), on October 29, 2013; G.R. No. 209517
(COURAGE), on November6, 2013; and G.R. No. 209569 (VACC), on November 8,
2013.

In G.R. No. 209287 (Araullo), the petitioners brought to the Courts attention NBC
No. 541 (Adoption of Operational Efficiency Measure Withdrawal of Agencies
Unobligated Allotments as of June 30, 2012), alleging that NBC No. 541, which was
issued to implement the DAP, directed the withdrawal of unobligated allotments as
of June 30, 2012 of government agencies and offices with low levels of obligations,
both for continuing and current allotments.

In due time, the respondents filed their Consolidated Comment through the Office of
the Solicitor General (OSG).

The Court directed the holding of oral arguments on the significant issues raised
and joined.

Issues

Under the Advisory issued on November 14, 2013, the presentations of the parties
during the oral arguments were limited to the following, to wit:

Procedural Issue:

A. Whether or not certiorari, prohibition, and mandamus are proper remedies to

assail the constitutionality and validity of the Disbursement Acceleration Program
(DAP), National Budget Circular (NBC) No. 541, and all other executive issuances
allegedly implementing the DAP. Subsumed in this issue are whether there is a
controversy ripe for judicial determination, and the standing of petitioners.

Substantive Issues:

B. Whether or not the DAP violates Sec. 29, Art. VI of the 1987 Constitution, which
provides: "No money shall be paid out of the Treasury except in pursuance of an
appropriation made by law."

C. Whether or not the DAP, NBC No. 541, and all other executive issuances allegedly
implementing the DAP violate Sec. 25(5), Art. VI of the 1987 Constitution insofar as:

(a)They treat the unreleased appropriations and unobligated allotments withdrawn

from government agencies as "savings" as the term is used in Sec. 25(5), in relation
to the provisions of the GAAs of 2011, 2012 and 2013;

(b)They authorize the disbursement of funds for projects or programs not provided
in the GAAs for the Executive Department; and

(c)They "augment" discretionary lump sum appropriations in the GAAs.

D. Whether or not the DAP violates: (1) the Equal Protection Clause, (2) the system
of checks and balances, and (3) the principle of public accountability enshrined in
the 1987 Constitution considering that it authorizes the release of funds upon the
request of legislators.

E. Whether or not factual and legal justification exists to issue a temporary

restraining order to restrain the implementation of the DAP, NBC No. 541, and all
other executive issuances allegedly implementing the DAP.

In its Consolidated Comment, the OSG raised the matter of unprogrammed funds in
order to support its argument regarding the Presidents power to spend. During the
oral arguments, the propriety of releasing unprogrammed funds to support projects
under the DAP was considerably discussed. The petitioners in G.R. No. 209287
(Araullo) and G.R. No. 209442 (Belgica) dwelled on unprogrammed funds in their
respective memoranda. Hence, an additional issue for the oral arguments is stated
as follows:

F. Whether or not the release of unprogrammed funds under the DAP was in accord
with the GAAs.

During the oral arguments held on November 19, 2013, the Court directed Sec.
Abad to submit a list of savings brought under the DAP that had been sourced from
(a) completed programs; (b) discontinued or abandoned programs; (c) unpaid
appropriations for compensation; (d) a certified copy of the Presidents directive
dated June 27, 2012 referred to in NBC No. 541; and (e) all circulars or orders issued
in relation to the DAP.9

In compliance, the OSG submitted several documents, as follows:

(1) A certified copy of the Memorandum for the President dated June 25, 2012
(Omnibus Authority to Consolidate Savings/Unutilized Balances and their
Realignment);10

(2) Circulars and orders, which the respondents identified as related to the DAP,
namely:

a. NBC No. 528 dated January 3, 2011 (Guidelines on the Release of Funds for FY
2011);

b. NBC No. 535 dated December 29, 2011 (Guidelines on the Release of Funds for FY
2012);

c. NBC No. 541 dated July 18, 2012 (Adoption of Operational Efficiency Measure
Withdrawal of Agencies Unobligated Allotments as of June 30, 2012);

d. NBC No. 545 dated January 2, 2013 (Guidelines on the Release of Funds for FY
2013);

e. DBM Circular Letter No. 2004-2 dated January 26, 2004 (Budgetary Treatment of
Commitments/Obligations of the National Government);

f. COA-DBM Joint Circular No. 2013-1 dated March 15, 2013 (Revised Guidelines on
the Submission of Quarterly Accountability Reports on Appropriations, Allotments,
Obligations and Disbursements);

g. NBC No. 440 dated January 30, 1995 (Adoption of a Simplified Fund Release
System in the Government).

(3) A breakdown of the sources of savings, including savings from discontinued

projects and unpaid appropriations for compensation from 2011 to 2013

On January 28, 2014, the OSG, to comply with the Resolution issued on January 21,
2014 directing the respondents to submit the documents not yet submitted in
compliance with the directives of the Court or its Members, submitted several
evidence packets to aid the Court in understanding the factual bases of the DAP, to
wit:

(1) First Evidence Packet11 containing seven memoranda issued by the DBM
through Sec. Abad, inclusive of annexes, listing in detail the 116 DAP identified
projects approved and duly signed by the President, as follows:

a. Memorandum for the President dated October 12, 2011 (FY 2011 Proposed
Disbursement Acceleration Program (Projects and Sources of Funds);

b. Memorandum for the President dated December 12, 2011 (Omnibus Authority to
Consolidate Savings/Unutilized Balances and its Realignment);

c. Memorandum for the President dated June 25, 2012 (Omnibus Authority to
Consolidate Savings/Unutilized Balances and their Realignment);

d. Memorandum for the President dated September 4, 2012 (Release of funds for
other priority projects and expenditures of the Government);

e. Memorandum for the President dated December 19, 2012 (Proposed Priority
Projects and Expenditures of the Government);

f. Memorandum for the President dated May 20, 2013 (Omnibus Authority to
Consolidate Savings/Unutilized Balances and their Realignment to Fund the
Quarterly Disbursement Acceleration Program); and

g. Memorandum for the President dated September 25, 2013 (Funding for the Task
Force Pablo Rehabilitation Plan).

(2) Second Evidence Packet12 consisting of 15 applications of the DAP, with their
corresponding Special Allotment Release Orders (SAROs) and appropriation covers;

(3) Third Evidence Packet13 containing a list and descriptions of 12 projects under
the DAP;

(4) Fourth Evidence Packet14 identifying the DAP-related portions of the Annual
Financial Report (AFR) of the Commission on Audit for 2011 and 2012;

(5) Fifth Evidence Packet15 containing a letter of Department of Transportation

and Communications(DOTC) Sec. Joseph Abaya addressed to Sec. Abad
recommending the withdrawal of funds from his agency, inclusive of annexes; and

(6) Sixth Evidence Packet16 a print-out of the Solicitor Generals visual

presentation for the January 28, 2014 oral arguments.

On February 5, 2014,17 the OSG forwarded the Seventh Evidence Packet,18 which
listed the sources of funds brought under the DAP, the uses of such funds per
project or activity pursuant to DAP, and the legal bases thereof.

On February 14, 2014, the OSG submitted another set of documents in further
compliance with the Resolution dated January 28, 2014, viz:

(1) Certified copies of the certifications issued by the Bureau of Treasury to the
effect that the revenue collections exceeded the original revenue targets for the
years 2011, 2012 and 2013, including collections arising from sources not
considered in the original revenue targets, which certifications were required for the
release of the unprogrammed funds as provided in Special Provision No. 1 of Article
XLV, Article XVI, and Article XLV of the 2011, 2012 and 2013 GAAs; and (2) A report
on releases of savings of the Executive Department for the use of the Constitutional
Commissions and other branches of the Government, as well as the fund releases to
the Senate and the Commission on Elections (COMELEC).

RULING

I.

Procedural Issue:

a) The petitions under Rule 65 are proper remedies

All the petitions are filed under Rule 65 of the Rules of Court, and include
applications for the issuance of writs of preliminary prohibitory injunction or
temporary restraining orders. More specifically, the nature of the petitions is
individually set forth hereunder, to wit:

G.R. No. 209135 (Syjuco) Certiorari, Prohibition and Mandamus

G.R. No. 209136 (Luna)

Certiorariand Prohibition

G.R. No. 209155 (Villegas)

Certiorariand Prohibition

G.R. No. 209164 (PHILCONSA)

Certiorariand Prohibition

G.R. No. 209260 (IBP)

Prohibition

G.R. No. 209287 (Araullo) Certiorariand Prohibition

G.R. No. 209442 (Belgica) Certiorari
G.R. No. 209517 (COURAGE)
G.R. No. 209569 (VACC)

Certiorari and Prohibition

Certiorari and Prohibition

The respondents submit that there is no actual controversy that is ripe for
adjudication in the absence of adverse claims between the parties;19 that the
petitioners lacked legal standing to sue because no allegations were made to the
effect that they had suffered any injury as a result of the adoption of the DAP and
issuance of NBC No. 541; that their being taxpayers did not immediately confer
upon the petitioners the legal standing to sue considering that the adoption and
implementation of the DAP and the issuance of NBC No. 541 were not in the
exercise of the taxing or spending power of Congress;20 and that even if the
petitioners had suffered injury, there were plain, speedy and adequate remedies in
the ordinary course of law available to them, like assailing the regularity of the DAP
and related issuances before the Commission on Audit (COA) or in the trial courts.21

The respondents aver that the special civil actions of certiorari and prohibition are
not proper actions for directly assailing the constitutionality and validity of the DAP,
NBC No. 541, and the other executive issuances implementing the DAP.22

In their memorandum, the respondents further contend that there is no authorized

proceeding under the Constitution and the Rules of Court for questioning the validity
of any law unless there is an actual case or controversy the resolution of which
requires the determination of the constitutional question; that the jurisdiction of the
Court is largely appellate; that for a court of law to pass upon the constitutionality of
a law or any act of the Government when there is no case or controversy is for that
court to set itself up as a reviewer of the acts of Congress and of the President in
violation of the principle of separation of powers; and that, in the absence of a
pending case or controversy involving the DAP and NBC No. 541, any decision
herein could amount to a mere advisory opinion that no court can validly render.23

The respondents argue that it is the application of the DAP to actual situations that
the petitioners can question either in the trial courts or in the COA; that if the
petitioners are dissatisfied with the ruling either of the trial courts or of the COA,
they can appeal the decision of the trial courts by petition for review on certiorari,
or assail the decision or final order of the COA by special civil action for certiorari
under Rule 64 of the Rules of Court.24

The respondents arguments and submissions on the procedural issue are bereft of
merit.

Section 1, Article VIII of the 1987 Constitution expressly provides:

Section 1. The judicial power shall be vested in one Supreme Court and in such
lower courts as may be established by law.

Judicial power includes the duty of the courts of justice to settle actual controversies
involving rights which are legally demandable and enforceable, and to determine
whether or not there has been a grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of the
Government.

Thus, the Constitution vests judicial power in the Court and in such lower courts as
may be established by law. In creating a lower court, Congress concomitantly
determines the jurisdiction of that court, and that court, upon its creation, becomes
by operation of the Constitution one of the repositories of judicial power.25
However, only the Court is a constitutionally created court, the rest being created
by Congress in its exercise of the legislative power.

The Constitution states that judicial power includes the duty of the courts of justice
not only "to settle actual controversies involving rights which are legally
demandable and enforceable" but also "to determine whether or not there has been
a grave abuse of discretion amounting to lack or excess of jurisdiction on the part of
any branch or instrumentality of the Government." It has thereby expanded the
concept of judicial power, which up to then was confined to its traditional ambit of
settling actual controversies involving rights that were legally demandable and
enforceable.

The background and rationale of the expansion of judicial power under the 1987
Constitution were laid out during the deliberations of the 1986 Constitutional
Commission by Commissioner Roberto R. Concepcion (a former Chief Justice of the

Philippines) in his sponsorship of the proposed provisions on the Judiciary, where he

said:

The Supreme Court, like all other courts, has one main function: to settle actual
controversies involving conflicts of rights which are demandable and enforceable.
There are rights which are guaranteed by law but cannot be enforced by a judicial
party. In a decided case, a husband complained that his wife was unwilling to
perform her duties as a wife. The Court said: "We can tell your wife what her duties
as such are and that she is bound to comply with them, but we cannot force her
physically to discharge her main marital duty to her husband. There are some rights
guaranteed by law, but they are so personal that to enforce them by actual
compulsion would be highly derogatory to human dignity." This is why the first part
of the second paragraph of Section 1 provides that: Judicial power includes the duty
of courts to settle actual controversies involving rights which are legally
demandable or enforceable

The courts, therefore, cannot entertain, much less decide, hypothetical questions. In
a presidential system of government, the Supreme Court has, also, another
important function. The powers of government are generally considered divided into
three branches: the Legislative, the Executive and the Judiciary. Each one is
supreme within its own sphere and independent of the others. Because of that
supremacy power to determine whether a given law is valid or not is vested in
courts of justice.

Briefly stated, courts of justice determine the limits of power of the agencies and
offices of the government as well as those of its officers. In other words, the
judiciary is the final arbiter on the question whether or not a branch of government
or any of its officials has acted without jurisdiction or in excess of jurisdiction, or so
capriciously as to constitute an abuse of discretion amounting to excess of
jurisdiction or lack of jurisdiction. This is not only a judicial power but a duty to pass
judgmenton matters of this nature.

This is the background of paragraph 2 of Section 1, which means that the courts
cannot hereafter evade the duty to settle matters of this nature, by claiming that
such matters constitute a political question. (Bold emphasis supplied)26

Upon interpellation by Commissioner Nolledo, Commissioner Concepcion clarified

the scope of judicial power in the following manner:

MR. NOLLEDO. x x x

The second paragraph of Section 1 states: "Judicial power includes the duty of
courts of justice to settle actual controversies" The term "actual controversies"
according to the Commissioner should refer to questions which are political in
nature and, therefore, the courts should not refuse to decide those political
questions. But do I understand it right that this is restrictive or only an example? I
know there are cases which are not actual yet the court can assume jurisdiction. An
example is the petition for declaratory relief.

May I ask the Commissioners opinion about that?

MR. CONCEPCION. The Supreme Court has no jurisdiction to grant declaratory

judgments.

MR. NOLLEDO. The Gentleman used the term "judicial power" but judicial power is
not vested in the Supreme Court alone but also in other lower courts as may be
created by law.

MR. CONCEPCION. Yes.

MR. NOLLEDO. And so, is this only an example?

MR. CONCEPCION. No, I know this is not. The Gentleman seems to identify political
questions with jurisdictional questions. But there is a difference.

MR. NOLLEDO. Because of the expression "judicial power"?

MR. CONCEPCION. No. Judicial power, as I said, refers to ordinary cases but where
there is a question as to whether the government had authority or had abused its
authority to the extent of lacking jurisdiction or excess of jurisdiction, that is not a
political question. Therefore, the court has the duty to decide.27

Our previous Constitutions equally recognized the extent of the power of judicial
review and the great responsibility of the Judiciary in maintaining the allocation of
powers among the three great branches of Government. Speaking for the Court in
Angara v. Electoral Commission,28 Justice Jose P. Laurel intoned:

x x x In times of social disquietude or political excitement, the great landmarks of

the Constitution are apt to be forgotten or marred, if not entirely obliterated. In
cases of conflict, the judicial department is the only constitutional organ which can
be called upon to determine the proper allocation of powers between the several
department and among the integral or constituent units thereof.

xxxx

The Constitution is a definition of the powers of government. Who is to determine

the nature, scope and extent of such powers? The Constitution itself has provided
for the instrumentality of the judiciary as the rational way. And when the judiciary
mediates to allocate constitutional boundaries, it does not assert any superiority
over the other department; it does not in reality nullify or invalidate an act of the
legislature, but only asserts the solemn and sacred obligation assigned to it by the
Constitution to determine conflicting claims of authority under the Constitution and
to establish for the parties in an actual controversy the rights which that instrument
secures and guarantees to them. This is in truth all that is involved in what is
termed "judicial supremacy" which properly is the power of judicial review under the
Constitution. x x x29

What are the remedies by which the grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of the
Government may be determined under the Constitution?

The present Rules of Court uses two special civil actions for determining and
correcting grave abuse of discretion amounting to lack or excess of jurisdiction.

These are the special civil actions for certiorari and prohibition, and both are
governed by Rule 65. A similar remedy of certiorari exists under Rule 64, but the
remedy is expressly applicable only to the judgments and final orders or resolutions
of the Commission on Elections and the Commission on Audit.

The ordinary nature and function of the writ of certiorari in our present system are
aptly explained in Delos Santos v. Metropolitan Bank and Trust Company:30

In the common law, from which the remedy of certiorari evolved, the writ of
certiorari was issued out of Chancery, or the Kings Bench, commanding agents or
officers of the inferior courts to return the record of a cause pending before them, so
as to give the party more sure and speedy justice, for the writ would enable the
superior court to determine from an inspection of the record whether the inferior
courts judgment was rendered without authority. The errors were of such a nature
that, if allowed to stand, they would result in a substantial injury to the petitioner to
whom no other remedy was available. If the inferior court acted without authority,
the record was then revised and corrected in matters of law. The writ of certiorari
was limited to cases in which the inferior court was said to be exceeding its
jurisdiction or was not proceeding according to essential requirements of law and
would lie only to review judicial or quasi-judicial acts.

The concept of the remedy of certiorari in our judicial system remains much the
same as it has been in the common law. In this jurisdiction, however, the exercise of
the power to issue the writ of certiorari is largely regulated by laying down the
instances or situations in the Rules of Court in which a superior court may issue the
writ of certiorari to an inferior court or officer. Section 1, Rule 65 of the Rules of
Court compellingly provides the requirements for that purpose, viz:

xxxx

The sole office of the writ of certiorari is the correction of errors of jurisdiction, which
includes the commission of grave abuse of discretion amounting to lack of
jurisdiction. In this regard, mere abuse of discretion is not enough to warrant the
issuance of the writ. The abuse of discretion must be grave, which means either
that the judicial or quasi-judicial power was exercised in an arbitrary or despotic
manner by reason of passion or personal hostility, or that the respondent judge,
tribunal or board evaded a positive duty, or virtually refused to perform the duty

enjoined or to act in contemplation of law, such as when such judge, tribunal or

board exercising judicial or quasi-judicial powers acted in a capricious or whimsical
manner as to be equivalent to lack of jurisdiction.31

Although similar to prohibition in that it will lie for want or excess of jurisdiction,
certiorari is to be distinguished from prohibition by the fact that it is a corrective
remedy used for the re-examination of some action of an inferior tribunal, and is
directed to the cause or proceeding in the lower court and not to the court itself,
while prohibition is a preventative remedy issuing to restrain future action, and is
directed to the court itself.32 The Court expounded on the nature and function of
the writ of prohibition in Holy Spirit Homeowners Association, Inc. v. Defensor:33

A petition for prohibition is also not the proper remedy to assail an IRR issued in the
exercise of a quasi-legislative function. Prohibition is an extraordinary writ directed
against any tribunal, corporation, board, officer or person, whether exercising
judicial, quasi-judicial or ministerial functions, ordering said entity or person to
desist from further proceedings when said proceedings are without or in excess of
said entitys or persons jurisdiction, or are accompanied with grave abuse of
discretion, and there is no appeal or any other plain, speedy and adequate remedy
in the ordinary course of law. Prohibition lies against judicial or ministerial functions,
but not against legislative or quasi-legislative functions. Generally, the purpose of a
writ of prohibition is to keep a lower court within the limits of its jurisdiction in order
to maintain the administration of justice in orderly channels. Prohibition is the
proper remedy to afford relief against usurpation of jurisdiction or power by an
inferior court, or when, in the exercise of jurisdiction in handling matters clearly
within its cognizance the inferior court transgresses the bounds prescribed to it by
the law, or where there is no adequate remedy available in the ordinary course of
law by which such relief can be obtained. Where the principal relief sought is to
invalidate an IRR, petitioners remedy is an ordinary action for its nullification, an
action which properly falls under the jurisdiction of the Regional Trial Court. In any
case, petitioners allegation that "respondents are performing or threatening to
perform functions without or in excess of their jurisdiction" may appropriately be
enjoined by the trial court through a writ of injunction or a temporary restraining
order.

With respect to the Court, however, the remedies of certiorari and prohibition are
necessarily broader in scope and reach, and the writ of certiorari or prohibition may
be issued to correct errors of jurisdiction committed not only by a tribunal,
corporation, board or officer exercising judicial, quasi-judicial or ministerial functions
but also to set right, undo and restrain any act of grave abuse of discretion

amounting to lack or excess of jurisdiction by any branch or instrumentality of the

Government, even if the latter does not exercise judicial, quasi-judicial or ministerial
functions. This application is expressly authorized by the text of the second
paragraph of Section 1, supra.

Thus, petitions for certiorari and prohibition are appropriate remedies to raise
constitutional issues and to review and/or prohibit or nullify the acts of legislative
and executive officials.34

Necessarily, in discharging its duty under Section 1, supra, to set right and undo any
act of grave abuse of discretion amounting to lack or excess of jurisdiction by any
branch or instrumentality of the Government, the Court is not at all precluded from
making the inquiry provided the challenge was properly brought by interested or
affected parties. The Court has been thereby entrusted expressly or by necessary
implication with both the duty and the obligation of determining, in appropriate
cases, the validity of any assailed legislative or executive action. This entrustment is
consistent with the republican system of checks and balances.35

Following our recent dispositions concerning the congressional pork barrel, the
Court has become more alert to discharge its constitutional duty. We will not now
refrain from exercising our expanded judicial power in order to review and
determine, with authority, the limitations on the Chief Executives spending power.

b) Requisites for the exercise of the

power of judicial review were
complied with

The requisites for the exercise of the power of judicial review are the following,
namely: (1) there must bean actual case or justiciable controversy before the Court;
(2) the question before the Court must be ripe for adjudication; (3) the person
challenging the act must be a proper party; and (4) the issue of constitutionality
must be raised at the earliest opportunity and must be the very litis mota of the
case.36

The first requisite demands that there be an actual case calling for the exercise of
judicial power by the Court.37 An actual case or controversy, in the words of Belgica
v. Executive Secretary Ochoa:38

x x x is one which involves a conflict of legal rights, an assertion of opposite legal

claims, susceptible of judicial resolution as distinguished from a hypothetical or
abstract difference or dispute. In other words, "[t]here must be a contrariety of legal
rights that can be interpreted and enforced on the basis of existing law and
jurisprudence." Related to the requirement of an actual case or controversy is the
requirement of "ripeness," meaning that the questions raised for constitutional
scrutiny are already ripe for adjudication. "A question is ripe for adjudication when
the act being challenged has had a direct adverse effect on the individual
challenging it. It is a prerequisite that something had then been accomplished or
performed by either branch before a court may come into the picture, and the
petitioner must allege the existence of an immediate or threatened injury to itself as
a result of the challenged action." "Withal, courts will decline to pass upon
constitutional issues through advisory opinions, bereft as they are of authority to
resolve hypothetical or moot questions."

An actual and justiciable controversy exists in these consolidated cases. The

incompatibility of the perspectives of the parties on the constitutionality of the DAP
and its relevant issuances satisfy the requirement for a conflict between legal rights.
The issues being raised herein meet the requisite ripeness considering that the
challenged executive acts were already being implemented by the DBM, and there
are averments by the petitioners that such implementation was repugnant to the
letter and spirit of the Constitution. Moreover, the implementation of the DAP
entailed the allocation and expenditure of huge sums of public funds. The fact that
public funds have been allocated, disbursed or utilized by reason or on account of
such challenged executive acts gave rise, therefore, to an actual controversy that is
ripe for adjudication by the Court.

It is true that Sec. Abad manifested during the January 28, 2014 oral arguments that
the DAP as a program had been meanwhile discontinued because it had fully served
its purpose, saying: "In conclusion, Your Honors, may I inform the Court that
because the DAP has already fully served its purpose, the Administrations
economic managers have recommended its termination to the President. x x x."39

The Solicitor General then quickly confirmed the termination of the DAP as a
program, and urged that its termination had already mooted the challenges to the
DAPs constitutionality, viz:

DAP as a program, no longer exists, thereby mooting these present cases brought to
challenge its constitutionality. Any constitutional challenge should no longer be at
the level of the program, which is now extinct, but at the level of its prior
applications or the specific disbursements under the now defunct policy. We
challenge the petitioners to pick and choose which among the 116 DAP projects
they wish to nullify, the full details we will have provided by February 5. We urge
this Court to be cautious in limiting the constitutional authority of the President and
the Legislature to respond to the dynamic needs of the country and the evolving
demands of governance, lest we end up straight jacketing our elected
representatives in ways not consistent with our constitutional structure and
democratic principles.40

A moot and academic case is one that ceases to present a justiciable controversy by
virtue of supervening events, so that a declaration thereon would be of no practical
use or value.41

The Court cannot agree that the termination of the DAP as a program was a
supervening event that effectively mooted these consolidated cases. Verily, the
Court had in the past exercised its power of judicial review despite the cases being
rendered moot and academic by supervening events, like: (1) when there was a
grave violation of the Constitution; (2) when the case involved a situation of
exceptional character and was of paramount public interest; (3) when the
constitutional issue raised required the formulation of controlling principles to guide
the Bench, the Bar and the public; and (4) when the case was capable of repetition
yet evading review.42

Assuming that the petitioners several submissions against the DAP were ultimately
sustained by the Court here, these cases would definitely come under all the
exceptions. Hence, the Court should not abstain from exercising its power of judicial
review.

Did the petitioners have the legal standing to sue?

Legal standing, as a requisite for the exercise of judicial review, refers to "a right of
appearance in a court of justice on a given question."43 The concept of legal
standing, or locus standi, was particularly discussed in De Castro v. Judicial and Bar
Council,44 where the Court said:

In public or constitutional litigations, the Court is often burdened with the

determination of the locus standi of the petitioners due to the ever-present need to
regulate the invocation of the intervention of the Court to correct any official action
or policy in order to avoid obstructing the efficient functioning of public officials and
offices involved in public service. It is required, therefore, that the petitioner must
have a personal stake in the outcome of the controversy, for, as indicated in Agan,
Jr. v. Philippine International Air Terminals Co., Inc.:

The question on legal standing is whether such parties have "alleged such a
personal stake in the outcome of the controversy as to assure that concrete
adverseness which sharpens the presentation of issues upon which the court so
largely depends for illumination of difficult constitutional questions." Accordingly, it
has been held that the interest of a person assailing the constitutionality of a
statute must be direct and personal. He must be able to show, not only that the law
or any government act is invalid, but also that he sustained or is in imminent
danger of sustaining some direct injury as a result of its enforcement, and not
merely that he suffers thereby in some indefinite way. It must appear that the
person complaining has been or is about to be denied some right or privilege to
which he is lawfully entitled or that he is about to be subjected to some burdens or
penalties by reason of the statute or act complained of.

It is true that as early as in 1937, in People v. Vera, the Court adopted the direct
injury test for determining whether a petitioner in a public action had locus standi.
There, the Court held that the person who would assail the validity of a statute must
have "a personal and substantial interest in the case such that he has sustained, or
will sustain direct injury as a result." Vera was followed in Custodio v. President of
the Senate, Manila Race Horse Trainers Association v. De la Fuente, Anti-Chinese
League of the Philippines v. Felix, and Pascual v. Secretary of Public Works.

Yet, the Court has also held that the requirement of locus standi, being a mere
procedural technicality, can be waived by the Court in the exercise of its discretion.
For instance, in 1949, in Araneta v. Dinglasan, the Court liberalized the approach

when the cases had "transcendental importance." Some notable controversies

whose petitioners did not pass the direct injury test were allowed to be treated in
the same way as in Araneta v. Dinglasan.

In the 1975 decision in Aquino v. Commission on Elections, this Court decided to

resolve the issues raised by the petition due to their "far reaching implications,"
even if the petitioner had no personality to file the suit. The liberal approach of
Aquino v. Commission on Elections has been adopted in several notable cases,
permitting ordinary citizens, legislators, and civic organizations to bring their suits
involving the constitutionality or validity of laws, regulations, and rulings.

However, the assertion of a public right as a predicate for challenging a supposedly

illegal or unconstitutional executive or legislative action rests on the theory that the
petitioner represents the public in general. Although such petitioner may not be as
adversely affected by the action complained against as are others, it is enough that
he sufficiently demonstrates in his petition that he is entitled to protection or relief
from the Court in the vindication of a public right.

Quite often, as here, the petitioner in a public action sues as a citizen or taxpayer to
gain locus standi. That is not surprising, for even if the issue may appear to concern
only the public in general, such capacities nonetheless equip the petitioner with
adequate interest to sue. In David v. Macapagal-Arroyo, the Court aptly explains
why:

Case law in most jurisdiction snow allows both "citizen" and "taxpayer" standing in
public actions. The distinction was first laid down in Beauchamp v. Silk, where it was
held that the plaintiff in a taxpayers suit is in a different category from the plaintiff
in a citizens suit. In the former, the plaintiff is affected by the expenditure of public
funds, while in the latter, he is but the mere instrument of the public concern. As
held by the New York Supreme Court in People ex rel Case v. Collins: "In matter of
mere public right, howeverthe people are the real partiesIt is at least the right, if
not the duty, of every citizen to interfere and see that a public offence be properly
pursued and punished, and that a public grievance be remedied." With respect to
taxpayers suits, Terr v. Jordan held that "the right of a citizen and a taxpayer to
maintain an action in courts to restrain the unlawful use of public funds to his injury
cannot be denied."45

The Court has cogently observed in Agan, Jr. v. Philippine International Air Terminals
Co., Inc.46 that "[s]tanding is a peculiar concept in constitutional law because in
some cases, suits are not brought by parties who have been personally injured by
the operation of a law or any other government act but by concerned citizens,
taxpayers or voters who actually sue in the public interest."

Except for PHILCONSA, a petitioner in G.R. No. 209164, the petitioners have invoked
their capacities as taxpayers who, by averring that the issuance and
implementation of the DAP and its relevant issuances involved the illegal
disbursements of public funds, have an interest in preventing the further dissipation
of public funds. The petitioners in G.R. No. 209287 (Araullo) and G.R. No. 209442
(Belgica) also assert their right as citizens to sue for the enforcement and
observance of the constitutional limitations on the political branches of the
Government.47

On its part, PHILCONSA simply reminds that the Court has long recognized its legal
standing to bring cases upon constitutional issues.48 Luna, the petitioner in G.R. No.
209136, cites his additional capacity as a lawyer. The IBP, the petitioner in G.R. No.
209260, stands by "its avowed duty to work for the rule of law and of paramount
importance of the question in this action, not to mention its civic duty as the official
association of all lawyers in this country."49

Under their respective circumstances, each of the petitioners has established

sufficient interest in the outcome of the controversy as to confer locus standi on
each of them.

In addition, considering that the issues center on the extent of the power of the
Chief Executive to disburse and allocate public funds, whether appropriated by
Congress or not, these cases pose issues that are of transcendental importance to
the entire Nation, the petitioners included. As such, the determination of such
important issues call for the Courts exercise of its broad and wise discretion "to
waive the requirement and so remove the impediment to its addressing and
resolving the serious constitutional questions raised."50

II.
Substantive Issues

1.
Overview of the Budget System

An understanding of the Budget System of the Philippines will aid the Court in
properly appreciating and justly resolving the substantive issues.

a) Origin of the Budget System

The term "budget" originated from the Middle English word bouget that had derived
from the Latin word bulga (which means bag or purse).51

In the Philippine setting, Commonwealth Act (CA) No. 246 (Budget Act) defined
"budget" as the financial program of the National Government for a designated
fiscal year, consisting of the statements of estimated receipts and expenditures for
the fiscal year for which it was intended to be effective based on the results of
operations during the preceding fiscal years. The term was given a different
meaning under Republic Act No. 992 (Revised Budget Act) by describing the budget
as the delineation of the services and products, or benefits that would accrue to the
public together with the estimated unit cost of each type of service, product or
benefit.52 For a forthright definition, budget should simply be identified as the
financial plan of the Government,53 or "the master plan of government."54

The concept of budgeting has not been the product of recent economies. In reality,
financing public goals and activities was an idea that existed from the creation of
the State.55 To protect the people, the territory and sovereignty of the State, its
government must perform vital functions that required public expenditures. At the
beginning, enormous public expenditures were spent for war activities, preservation
of peace and order, security, administration of justice, religion, and supply of limited
goods and services.56 In order to finance those expenditures, the State raised
revenues through taxes and impositions.57 Thus, budgeting became necessary to
allocate public revenues for specific government functions.58 The States budgeting
mechanism eventually developed through the years with the growing functions of
its government and changes in its market economy.

The Philippine Budget System has been greatly influenced by western public
financial institutions. This is because of the countrys past as a colony successively
of Spain and the United States for a long period of time. Many aspects of the
countrys public fiscal administration, including its Budget System, have been
naturally patterned after the practices and experiences of the western public
financial institutions. At any rate, the Philippine Budget System is presently guided
by two principal objectives that are vital to the development of a progressive
democratic government, namely: (1) to carry on all government activities under a
comprehensive fiscal plan developed, authorized and executed in accordance with
the Constitution, prevailing statutes and the principles of sound public
management; and (2) to provide for the periodic review and disclosure of the
budgetary status of the Government in such detail so that persons entrusted by law
with the responsibility as well as the enlightened citizenry can determine the
adequacy of the budget actions taken, authorized or proposed, as well as the true
financial position of the Government.59

b) Evolution of the Philippine Budget System

The budget process in the Philippines evolved from the early years of the American
Regime up to the passage of the Jones Law in 1916. A Budget Office was created
within the Department of Finance by the Jones Law to discharge the budgeting
function, and was given the responsibility to assist in the preparation of an
executive budget for submission to the Philippine Legislature.60

As early as under the 1935 Constitution, a budget policy and a budget procedure
were established, and subsequently strengthened through the enactment of laws
and executive acts.61 EO No. 25, issued by President Manuel L. Quezon on April 25,
1936, created the Budget Commission to serve as the agency that carried out the
Presidents responsibility of preparing the budget.62 CA No. 246, the first budget
law, went into effect on January 1, 1938 and established the Philippine budget
process. The law also provided a line-item budget as the framework of the
Governments budgeting system,63 with emphasis on the observance of a
"balanced budget" to tie up proposed expenditures with existing revenues.

CA No. 246 governed the budget process until the passage on June 4, 1954 of
Republic Act (RA) No. 992,whereby Congress introduced performance-budgeting to
give importance to functions, projects and activities in terms of expected results.64

RA No. 992 also enhanced the role of the Budget Commission as the fiscal arm of
the Government.65

The 1973 Constitution and various presidential decrees directed a series of

budgetary reforms that culminated in the enactment of PD No. 1177 that President
Marcos issued on July30, 1977, and of PD No. 1405, issued on June 11, 1978. The
latter decree converted the Budget Commission into the Ministry of Budget, and
gave its head the rank of a Cabinet member.

The Ministry of Budget was later renamed the Office of Budget and Management
(OBM) under EO No. 711. The OBM became the DBM pursuant to EO No. 292
effective on November 24, 1989.

c) The Philippine Budget Cycle66

Four phases comprise the Philippine budget process, specifically: (1) Budget
Preparation; (2) Budget Legislation; (3) Budget Execution; and (4) Accountability.
Each phase is distinctly separate from the others but they overlap in the
implementation of the budget during the budget year.

c.1.Budget Preparation67

The budget preparation phase is commenced through the issuance of a Budget Call
by the DBM. The Budget Call contains budget parameters earlier set by the
Development Budget Coordination Committee (DBCC) as well as policy guidelines
and procedures to aid government agencies in the preparation and submission of
their budget proposals. The Budget Call is of two kinds, namely: (1) a National
Budget Call, which is addressed to all agencies, including state universities and
colleges; and (2) a Corporate Budget Call, which is addressed to all governmentowned and -controlled corporations (GOCCs) and government financial institutions
(GFIs).

Following the issuance of the Budget Call, the various departments and agencies
submit their respective Agency Budget Proposals to the DBM. To boost citizen

participation, the current administration has tasked the various departments and
agencies to partner with civil society organizations and other citizen-stakeholders in
the preparation of the Agency Budget Proposals, which proposals are then
presented before a technical panel of the DBM in scheduled budget hearings
wherein the various departments and agencies are given the opportunity to defend
their budget proposals. DBM bureaus thereafter review the Agency Budget
Proposals and come up with recommendations for the Executive Review Board,
comprised by the DBM Secretary and the DBMs senior officials. The discussions of
the Executive Review Board cover the prioritization of programs and their
corresponding support vis--vis the priority agenda of the National Government, and
their implementation.

The DBM next consolidates the recommended agency budgets into the National
Expenditure Program (NEP)and a Budget of Expenditures and Sources of Financing
(BESF). The NEP provides the details of spending for each department and agency
by program, activity or project (PAP), and is submitted in the form of a proposed
GAA. The Details of Selected Programs and Projects is the more detailed
disaggregation of key PAPs in the NEP, especially those in line with the National
Governments development plan. The Staffing Summary provides the staffing
complement of each department and agency, including the number of positions and
amounts allocated.

The NEP and BESF are thereafter presented by the DBM and the DBCC to the
President and the Cabinet for further refinements or reprioritization. Once the NEP
and the BESF are approved by the President and the Cabinet, the DBM prepares the
budget documents for submission to Congress. The budget documents consist of:
(1) the Presidents Budget Message, through which the President explains the policy
framework and budget priorities; (2) the BESF, mandated by Section 22, Article VII
of the Constitution,68 which contains the macroeconomic assumptions, public
sector context, breakdown of the expenditures and funding sources for the fiscal
year and the two previous years; and (3) the NEP.

Public or government expenditures are generally classified into two categories,

specifically: (1) capital expenditures or outlays; and (2) current operating
expenditures. Capital expenditures are the expenses whose usefulness lasts for
more than one year, and which add to the assets of the Government, including
investments in the capital of government-owned or controlled corporations and their
subsidiaries.69 Current operating expenditures are the purchases of goods and
services in current consumption the benefit of which does not extend beyond the

fiscal year.70 The two components of current expenditures are those for personal
services (PS), and those for maintenance and other operating expenses(MOOE).

Public expenditures are also broadly grouped according to their functions into: (1)
economic development expenditures (i.e., expenditures on agriculture and natural
resources, transportation and communications, commerce and industry, and other
economic development efforts);71 (2) social services or social development
expenditures (i.e., government outlay on education, public health and medicare,
labor and welfare and others);72 (3) general government or general public services
expenditures (i.e., expenditures for the general government, legislative services,
the administration of justice, and for pensions and gratuities);73 (4) national
defense expenditures (i.e., sub-divided into national security expenditures and
expenditures for the maintenance of peace and order);74 and (5) public debt.75

Public expenditures may further be classified according to the nature of funds, i.e.,
general fund, special fund or bond fund.76

On the other hand, public revenues complement public expenditures and cover all
income or receipts of the government treasury used to support government
expenditures.77

Classical economist Adam Smith categorized public revenues based on two principal
sources, stating: "The revenue which must defraythe necessary expenses of
government may be drawn either, first from some fund which peculiarly belongs to
the sovereign or commonwealth, and which is independent of the revenue of the
people, or, secondly, from the revenue of the people."78 Adam Smiths classification
relied on the two aspects of the nature of the State: first, the State as a juristic
person with an artificial personality, and, second, the State as a sovereign or entity
possessing supreme power. Under the first aspect, the State could hold property
and engage in trade, thereby deriving what is called its quasi private income or
revenues, and which "peculiarly belonged to the sovereign." Under the second
aspect, the State could collect by imposing charges on the revenues of its subjects
in the form of taxes.79

In the Philippines, public revenues are generally derived from the following sources,
to wit: (1) tax revenues(i.e., compulsory contributions to finance government
activities); 80 (2) capital revenues(i.e., proceeds from sales of fixed capital assets or

scrap thereof and public domain, and gains on such sales like sale of public lands,
buildings and other structures, equipment, and other properties recorded as fixed
assets); 81 (3) grants(i.e., voluntary contributions and aids given to the Government
for its operation on specific purposes in the form of money and/or materials, and do
not require any monetary commitment on the part of the recipient);82 (4)
extraordinary income(i.e., repayment of loans and advances made by government
corporations and local governments and the receipts and shares in income of the
Banko Sentral ng Pilipinas, and other receipts);83 and (5) public borrowings(i.e.,
proceeds of repayable obligations generally with interest from domestic and foreign
creditors of the Government in general, including the National Government and its
political subdivisions).84

More specifically, public revenues are classified as follows:85

General Income
1.

Subsidy Income from National

Government
2.

Subsidy from Central Office

3.

Subsidy from Regional

Office/Staff Bureaus
4.

Income from Government

Services
5.

Income from Government

Business Operations
6.

Sales Revenue

7.

Rent Income

8.

Insurance Income

9.

Dividend Income

10.

Interest Income

11.

Sale of Confiscated Goods and

Properties
12.

Foreign Exchange (FOREX)

Gains
13.

Miscellaneous Operating and

Service Income
14.

Fines and Penalties-Government

Services and Business Operations

15.

Income from Grants and

Donations
Specific Income
1.

Income Taxes

2.

Property Taxes

3.

Taxes on Goods and Services

4.

Taxes on International Trade and

Transactions
5.

Other Taxes 6.Fines and Penalties-Tax Revenue

7.

Other Specific Income

c.2. Budget Legislation86

The Budget Legislation Phase covers the period commencing from the time
Congress receives the Presidents Budget, which is inclusive of the NEPand the
BESF, up to the Presidents approval of the GAA. This phase is also known as the
Budget Authorization Phase, and involves the significant participation of the
Legislative through its deliberations.

Initially, the Presidents Budget is assigned to the House of Representatives

Appropriations Committee on First Reading. The Appropriations Committee and its
various Sub-Committees schedule and conduct budget hearings to examine the

PAPs of the departments and agencies. Thereafter, the House of Representatives

drafts the General Appropriations Bill (GAB).87

The GABis sponsored, presented and defended by the House of Representatives

Appropriations Committee and Sub-Committees in plenary session. As with other
laws, the GAB is approved on Third Reading before the House of Representatives
version is transmitted to the Senate.88

After transmission, the Senate conducts its own committee hearings on the GAB. To
expedite proceedings, the Senate may conduct its committee hearings
simultaneously with the House of Representatives deliberations. The Senates
Finance Committee and its Sub-Committees may submit the proposed amendments
to the GAB to the plenary of the Senate only after the House of Representatives has
formally transmitted its version to the Senate. The Senate version of the GAB is
likewise approved on Third Reading.89

The House of Representatives and the Senate then constitute a panel each to sit in
the Bicameral Conference Committee for the purpose of discussing and harmonizing
the conflicting provisions of their versions of the GAB. The "harmonized" version of
the GAB is next presented to the President for approval.90 The President reviews
the GAB, and prepares the Veto Message where budget items are subjected to direct
veto,91 or are identified for conditional implementation.

If, by the end of any fiscal year, the Congress shall have failed to pass the GAB for
the ensuing fiscal year, the GAA for the preceding fiscal year shall be deemed reenacted and shall remain in force and effect until the GAB is passed by the
Congress.92

c.3. Budget Execution93

With the GAA now in full force and effect, the next step is the implementation of the
budget. The Budget Execution Phase is primarily the function of the DBM, which is
tasked to perform the following procedures, namely: (1) to issue the programs and
guidelines for the release of funds; (2) to prepare an Allotment and Cash Release
Program; (3) to release allotments; and (4) to issue disbursement authorities.

The implementation of the GAA is directed by the guidelines issued by the DBM.
Prior to this, the various departments and agencies are required to submit Budget
Execution Documents(BED) to outline their plans and performance targets by laying
down the physical and financial plan, the monthly cash program, the estimate of
monthly income, and the list of obligations that are not yet due and demandable.

Thereafter, the DBM prepares an Allotment Release Program (ARP)and a Cash

Release Program (CRP).The ARP sets a limit for allotments issued in general and to a
specific agency. The CRP fixes the monthly, quarterly and annual disbursement
levels.

Allotments, which authorize an agency to enter into obligations, are issued by the
DBM. Allotments are lesser in scope than appropriations, in that the latter embrace
the general legislative authority to spend. Allotments may be released in two forms
through a comprehensive Agency Budget Matrix (ABM),94 or, individually, by
SARO.95

Armed with either the ABM or the SARO, agencies become authorized to incur
obligations96 on behalf of the Government in order to implement their PAPs.
Obligations may be incurred in various ways, like hiring of personnel, entering into
contracts for the supply of goods and services, and using utilities.

In order to settle the obligations incurred by the agencies, the DBM issues a
disbursement authority so that cash may be allocated in payment of the obligations.
A cash or disbursement authority that is periodically issued is referred to as a Notice
of Cash Allocation (NCA),97 which issuance is based upon an agencys submission
of its Monthly Cash Program and other required documents. The NCA specifies the
maximum amount of cash that can be withdrawn from a government servicing bank
for the period indicated. Apart from the NCA, the DBM may issue a Non-Cash
Availment Authority(NCAA) to authorize non-cash disbursements, or a Cash
Disbursement Ceiling(CDC) for departments with overseas operations to allow the
use of income collected by their foreign posts for their operating requirements.

Actual disbursement or spending of government funds terminates the Budget

Execution Phase and is usually accomplished through the Modified Disbursement

Scheme under which disbursements chargeable against the National Treasury are
coursed through the government servicing banks.

c.4. Accountability98

Accountability is a significant phase of the budget cycle because it ensures that the
government funds have been effectively and efficiently utilized to achieve the
States socio-economic goals. It also allows the DBM to assess the performance of
agencies during the fiscal year for the purpose of implementing reforms and
establishing new policies.

An agencys accountability may be examined and evaluated through (1)

performance targets and outcomes; (2) budget accountability reports; (3) review of
agency performance; and (4) audit conducted by the Commission on Audit(COA).

2.

Nature of the DAP as a fiscal plan

a. DAP was a program designed to

promote economic growth

Policy is always a part of every budget and fiscal decision of any Administration.99
The national budget the Executive prepares and presents to Congress represents
the Administrations "blueprint for public policy" and reflects the Governments
goals and strategies.100 As such, the national budget becomes a tangible
representation of the programs of the Government in monetary terms, specifying
therein the PAPs and services for which specific amounts of public funds are
proposed and allocated.101 Embodied in every national budget is government
spending.102

When he assumed office in the middle of 2010, President Aquino made efficiency
and transparency in government spending a significant focus of his Administration.
Yet, although such focus resulted in an improved fiscal deficit of 0.5% in the gross
domestic product (GDP) from January to July of 2011, it also unfortunately
decelerated government project implementation and payment schedules.103 The
World Bank observed that the Philippines economic growth could be reduced, and
potential growth could be weakened should the Government continue with its
underspending and fail to address the large deficiencies in infrastructure.104 The
economic situation prevailing in the middle of 2011 thus paved the way for the
development and implementation of the DAP as a stimulus package intended to
fast-track public spending and to push economic growth by investing on high-impact
budgetary PAPs to be funded from the "savings" generated during the year as well
as from unprogrammed funds.105 In that respect, the DAP was the product of "plain
executive policy-making" to stimulate the economy by way of accelerated
spending.106 The Administration would thereby accelerate government spending
by: (1) streamlining the implementation process through the clustering of
infrastructure projects of the Department of Public Works and Highways (DPWH) and
the Department of Education (DepEd),and (2) front loading PPP-related projects107
due for implementation in the following year.108

Did the stimulus package work?

The March 2012 report of the World Bank,109 released after the initial
implementation of the DAP, revealed that the DAP was partially successful. The
disbursements under the DAP contributed 1.3 percentage points to GDP growth by
the fourth quarter of 2011.110 The continued implementation of the DAP
strengthened growth by 11.8% year on year while infrastructure spending
rebounded from a 29% contraction to a 34% growth as of September 2013.111

The DAP thus proved to be a demonstration that expenditure was a policy

instrument that the Government could use to direct the economies towards growth
and development.112 The Government, by spending on public infrastructure, would
signify its commitment of ensuring profitability for prospective investors.113 The
PAPs funded under the DAP were chosen for this reason based on their: (1)
multiplier impact on the economy and infrastructure development; (2) beneficial
effect on the poor; and (3) translation into disbursements.114

b. History of the implementation of

the DAP, and sources of funds

under the DAP

How the Administrations economic managers conceptualized and developed the

DAP, and finally presented it to the President remains unknown because the
relevant documents appear to be scarce.

The earliest available document relating to the genesis of the DAP was the
memorandum of October 12,2011 from Sec. Abad seeking the approval of the
President to implement the proposed DAP. The memorandum, which contained a list
of the funding sources for P72.11 billion and of the proposed priority projects to be
funded,115 reads:

MEMORANDUM FOR THE PRESIDENT

xxxx

SUBJECT: FY 2011 PROPOSED DISBURSEMENT ACCELERATION PROGRAM (PROJECTS

AND SOURCES OF FUNDS)

DATE: OCTOBER 12, 2011

Mr. President, this is to formally confirm your approval of the Disbursement

Acceleration Program totaling P72.11 billion. We are already working with all the
agencies concerned for the immediate execution of the projects therein.

A. Fund Sources for the Acceleration Program

Fund Sources
(In million

Amount

Php)

Description Action

Requested
FY 2011
Unreleased
Personal
Services (PS)
Appropriations

30,000

Unreleased Personnel

Services (PS)
appropriations which
will lapse at the end of
FY 2011 but may be
pooled as savings and
realigned for priority
programs that require
immediate funding Declare as
savings and
approve/
authorize its use
for the 2011
Disbursement
Acceleration
Program
FY 2011
Unreleased
Appropriations

482

appropriations (slow

Unreleased

moving projects and

programs for
discontinuance)
FY 2010
Unprogrammed
Fund 12,336
Dividends

Supported by the GFI

Approve and

authorize its use

for the 2011
Disbursement
Acceleration
Program
FY 2010
Carryover
Appropriation

21,544

Unreleased

appropriations (slow
moving projects and
programs for
discontinuance) and
savings from Zero-based Budgeting
Initiative

With prior

approval from
the President in
November 2010
to declare as
savings and with

authority to use
for priority
projects
FY 2011 Budget
items for
realignment 7,748 FY 2011 Agency
Budget items that can
be realigned within the
agency to fund new fast
disbursing projects
DPWH-3.981 Billion
DA 2.497 Billion
DOT 1.000 Billion
DepEd 270 Million

For information

TOTAL72.110
B. Projects in the Disbursement Acceleration Program

(Descriptions of projects attached as Annex A)

GOCCs and GFIs

Agency/Project
(SARO and NCA Release) Allotment
(in Million Php)
1. LRTA: Rehabilitation of LRT 1 and 2 1,868
2. NHA:

a. Resettlement of North Triangle residents to

Camarin A7
b. Housing for BFP/BJMP
c. On-site development for families living
along dangerous
d. Relocation sites for informal settlers
along Iloilo River and its tributaries

11,050

450

500
10,000

100
3. PHIL. HEART CENTER: Upgrading of
ageing physical plant and medical equipment357
4. CREDIT INFO CORP: Establishment of
centralized credit information system

75
5. PIDS: purchase of land to relocate the PIDS
office and building construction

100
6. HGC: Equity infusion for credit insurance
and mortgage guaranty operations of HGC

400
7. PHIC: Obligations incurred (premium
subsidy for indigent families) in January-June
2010, booked for payment in Jul[y] Dec
2010. The delay in payment is due to the
delay in the certification of the LGU
counterpart. Without it, the NG is obliged to
pay the full amount.

1,496

8. Philpost: Purchase of foreclosed property.

Payment of Mandatory Obligations, (GSIS,
PhilHealth, ECC), Franking Privilege

644

9. BSP: First equity infusion out of Php 40B

capitalization under the BSP Law

10,000
10. PCMC: Capital and Equipment Renovation

280
11. LCOP:
a. Pediatric Pulmonary Program
b. Bio-regenerative Technology Program
(Stem-Cell Research subject to legal
review and presentation) 105
35
70
12. TIDCORP: NG Equity infusion

570
TOTAL26,945

NGAs/LGUs
Agency/Project

Allotment

(SARO)
(In Million
Php)
Cash
Requirement
(NCA)
13. DOF-BIR: NPSTAR
centralization of data
processing and others (To be
synchronized with GFMIS
activities)

758

758
14. COA: IT infrastructure

program and hiring of

additional litigational experts

144

144
15. DND-PAF: On Base Housing
Facilities and Communication
Equipment

30

30
16. DA:
a. Irrigation, FMRs and
Integrated Community Based Multi-Species
Hatchery and Aquasilvi
Farming
b. Mindanao Rural
Development Project

1,629

919

2,223

2,959

1,629

183
c. NIA Agno River Integrated
Irrigation Project
411
411
17. DAR:
a. Agrarian Reform
Communities Project 2
b. Landowners Compensation

1,293 1,293

132
5,432
18. DBM: Conduct of National
Survey of
Farmers/Fisherfolks/Ips

625

625

1,293

19. DOJ: Operating requirements

of 50 investigation agents and
15 state attorneys

11

11
20. DOT: Preservation of the Cine
Corregidor Complex
25
25
21. OPAPP: Activities for Peace
Process (PAMANA- Project
details: budget breakdown,
implementation plan, and
conditions on fund release
attached as Annex B)

1,819

1,819
22. DOST
a. Establishment of National
Meterological and Climate
Center
b. Enhancement of Doppler
Radar Network for National
Weather Watch, Accurate
Forecasting and Flood Early
Warning

275

190

275

190

425

425

23. DOF-BOC: To settle the

principal obligations with
PDIC consistent with the
agreement with the CISS and
SGS

2,800

2,800
24. OEO-FDCP: Establishment of
the National Film Archive and
local cinematheques, and other
local activities

20

20
25. DPWH: Various infrastructure
projects
5,500

5,500
26. DepEd/ERDT/DOST: Thin
Client Cloud Computing
Project

270

270
27. DOH: Hiring of nurses and
midwives
294
294
28. TESDA: Training Program in
partnership with BPO industry
and other sectors

1,100

1,100
29. DILG: Performance Challenge
Fund (People Empowered
Community Driven
Development with DSWD and
NAPC)

250

50
30. ARMM: Comprehensive Peace
and Development Intervention
8,592
8,592
31. DOTC-MRT: Purchase of
additional MRT cars
4,500
32. LGU Support Fund

6,500 6,500

33. Various Other Local Projects 6,500 6,500

34. Development Assistance to the
Province of Quezon
750
750
TOTAL45,165

44,000

C. Summary

Fund Sources
Identified for
Approval

(In Million
Php)
Allotments
for Release
Cash
Requirements for
Release in FY
2011
Total 72,110
GOCCs

72,110

70,895

26,895

26,895

NGAs/LGUs 45,165

44,000

For His Excellencys Consideration

(Sgd.) FLORENCIO B. ABAD

[/] APPROVED

[ ] DISAPPROVED

(Sgd.) H.E. BENIGNO S. AQUINO, III

OCT 12, 2011

The memorandum of October 12, 2011 was followed by another memorandum for
the President dated December 12, 2011116 requesting omnibus authority to
consolidate the savings and unutilized balances for fiscal year 2011. Pertinent
portions of the memorandum of December 12, 2011 read:

MEMORANDUM FOR THE PRESIDENT

xxxx

SUBJECT: Omnibus Authority to Consolidate Savings/Unutilized Balances and its

Realignment

DATE: December 12, 2011

This is to respectfully request for the grant of Omnibus Authority to consolidate

savings/unutilized balances in FY 2011 corresponding to completed or discontinued
projects which may be pooled to fund additional projects or expenditures.

In addition, Mr. President, this measure will allow us to undertake projects even if
their implementation carries over to 2012 without necessarily impacting on our
budget deficit cap next year.

BACKGROUND

1.0 The DBM, during the course of performance reviews conducted on the agencies
operations, particularly on the implementation of their projects/activities, including
expenses incurred in undertaking the same, have identified savings out of the 2011
General Appropriations Act. Said savings correspond to completed or discontinued
projects under certain departments/agencies which may be pooled, for the
following:

1.1 to provide for new activities which have not been anticipated during preparation
of the budget;

1.2 to augment additional requirements of on-going priority projects; and

1.3 to provide for deficiencies under the Special Purpose Funds, e.g., PDAF, Calamity
Fund, Contingent Fund

1.4 to cover for the modifications of the original allotment class allocation as a
result of on-going priority projects and implementation of new activities

2.0 x x x x

2.1 x x x

2.2 x x x

ON THE UTILIZATION OF POOLED SAVINGS

3.0 It may be recalled that the President approved our request for omnibus
authority to pool savings/unutilized balances in FY 2010 last November 25, 2010.

4.0 It is understood that in the utilization of the pooled savings, the DBM shall
secure the corresponding approval/confirmation of the President. Furthermore, it is
assured that the proposed realignments shall be within the authorized Expenditure
level.

5.0 Relative thereto, we have identified some expenditure items that may be
sourced from the said pooled appropriations in FY 2010 that will expire on
December 31, 2011 and appropriations in FY 2011 that may be declared as savings
to fund additional expenditures.

5.1 The 2010 Continuing Appropriations (pooled savings) is proposed to be spent for
the projects that we have identified to be immediate actual disbursements
considering that this same fund source will expire on December 31, 2011.

5.2 With respect to the proposed expenditure items to be funded from the FY 2011
Unreleased Appropriations, most of these are the same projects for which the DBM
is directed by the Office of the President, thru the Executive Secretary, to source
funds.

6.0 Among others, the following are such proposed additional projects that have
been chosen given their multiplier impact on economy and infrastructure
development, their beneficial effect on the poor, and their translation into
disbursements. Please note that we have classified the list of proposed projects as
follows:

7.0 x x x

FOR THE PRESIDENTS APPROVAL

8.0 Foregoing considered, may we respectfully request for the Presidents approval
for the following:

8.1 Grant of omnibus authority to consolidate FY 2011 savings/unutilized balances

and its realignment; and

8.2 The proposed additional projects identified for funding.

For His Excellencys consideration and approval.

(Sgd.)

[/] APPROVED

[ ] DISAPPROVED

(Sgd.) H.E. BENIGNO S. AQUINO, III

DEC 21, 2011

Substantially identical requests for authority to pool savings and to fund proposed
projects were contained in various other memoranda from Sec. Abad dated June 25,
2012,117 September 4, 2012,118 December 19, 2012,119 May 20, 2013,120 and
September 25, 2013.121 The President apparently approved all the requests,
withholding approval only of the proposed projects contained in the June 25, 2012
memorandum, as borne out by his marginal note therein to the effect that the
proposed projects should still be "subject to further discussions."122

In order to implement the June25, 2012 memorandum, Sec. Abad issued NBC No.
541 (Adoption of Operational Efficiency Measure Withdrawal of Agencies
Unobligated Allotments as of June 30, 2012),123 reproduced herein as follows:

NATIONAL BUDGET CIRCULAR No. 541

July 18, 2012

TO: All Heads of Departments/Agencies/State Universities and Colleges and other

Offices of the National Government, Budget and Planning Officers; Heads of
Accounting Units and All Others Concerned

SUBJECT : Adoption of Operational Efficiency Measure Withdrawal of Agencies

Unobligated Allotments as of June 30, 2012

1.0 Rationale

The DBM, as mandated by Executive Order (EO) No. 292 (Administrative Code of
1987), periodically reviews and evaluates the departments/agencies efficiency and
effectiveness in utilizing budgeted funds for the delivery of services and production
of goods, consistent with the government priorities.

In the event that a measure is necessary to further improve the operational

efficiency of the government, the President is authorized to suspend or stop further
use of funds allotted for any agency or expenditure authorized in the General
Appropriations Act. Withdrawal and pooling of unutilized allotment releases can be
effected by DBM based on authority of the President, as mandated under Sections
38 and 39, Chapter 5, Book VI of EO 292.

For the first five months of 2012, the National Government has not met its spending
targets. In order to accelerate spending and sustain the fiscal targets during the
year, expenditure measures have to be implemented to optimize the utilization of
available resources.

Departments/agencies have registered low spending levels, in terms of obligations

and disbursements per initial review of their 2012 performance. To enhance
agencies performance, the DBM conducts continuous consultation meetings and/or
send call-up letters, requesting them to identify slow-moving programs/projects and
the factors/issues affecting their performance (both pertaining to internal systems
and those which are outside the agencies spheres of control). Also, they are asked
to formulate strategies and improvement plans for the rest of 2012.

Notwithstanding these initiatives, some departments/agencies have continued to

post low obligation levels as of end of first semester, thus resulting to substantial
unobligated allotments.

In line with this, the President, per directive dated June 27, 2012 authorized the
withdrawal of unobligated allotments of agencies with low levels of obligations as of
June 30, 2012, both for continuing and current allotments. This measure will allow
the maximum utilization of available allotments to fund and undertake other priority
expenditures of the national government.

2.0 Purpose

2.1 To provide the conditions and parameters on the withdrawal of unobligated

allotments of agencies as of June 30, 2012 to fund priority and/or fast-moving
programs/projects of the national government;

2.2 To prescribe the reports and documents to be used as bases on the withdrawal
of said unobligated allotments; and

2.3 To provide guidelines in the utilization or reallocation of the withdrawn

allotments.

3.0 Coverage

3.1 These guidelines shall cover the withdrawal of unobligated allotments as of June
30, 2012 of all national government agencies (NGAs) charged against FY 2011
Continuing Appropriation (R.A. No.10147) and FY 2012 Current Appropriation (R.A.
No. 10155), pertaining to:

3.1.1 Capital Outlays (CO);

3.1.2 Maintenance and Other Operating Expenses (MOOE) related to the

implementation of programs and projects, as well as capitalized MOOE; and

3.1.3 Personal Services corresponding to unutilized pension benefits declared as

savings by the agencies concerned based on their updated/validated list of
pensioners.

3.2 The withdrawal of unobligated allotments may cover the identified programs,
projects and activities of the departments/agencies reflected in the DBM list shown
as Annex A or specific programs and projects as may be identified by the agencies.

4.0 Exemption

These guidelines shall not apply to the following:

4.1 NGAs

4.1.1 Constitutional Offices/Fiscal Autonomy Group, granted fiscal autonomy under

the Philippine Constitution; and

4.1.2 State Universities and Colleges, adopting the Normative Funding allocation
scheme i.e., distribution of a predetermined budget ceiling.

4.2 Fund Sources

4.2.1 Personal Services other than pension benefits;

4.2.2 MOOE items earmarked for specific purposes or subject to realignment

conditions per General Provisions of the GAA:

Confidential and Intelligence Fund;

Savings from Traveling, Communication, Transportation and Delivery, Repair and

Maintenance, Supplies and Materials and Utility which shall be used for the grant of
Collective Negotiation Agreement incentive benefit;

Savings from mandatory expenditures which can be realigned only in the last
quarter after taking into consideration the agencys full year requirements, i.e.,
Petroleum, Oil and Lubricants, Water, Illumination, Power Services, Telephone, other
Communication Services and Rent.

4.2.3 Foreign-Assisted Projects (loan proceeds and peso counterpart);

4.2.4 Special Purpose Funds such as: E-Government Fund, International

Commitments Fund, PAMANA, Priority Development Assistance Fund, Calamity Fund,
Budgetary Support to GOCCs and Allocation to LGUs, among others;

4.2.5 Quick Response Funds; and

4.2.6 Automatic Appropriations i.e., Retirement Life Insurance Premium and Special
Accounts in the General Fund.

5.0 Guidelines

5.1 National government agencies shall continue to undertake procurement

activities notwithstanding the implementation of the policy of withdrawal of
unobligated allotments until the end of the third quarter, FY 2012. Even without the
allotments, the agency shall proceed in undertaking the procurement processes
(i.e., procurement planning up to the conduct of bidding but short of awarding of
contract) pursuant to GPPB Circular Nos. 02-2008 and 01-2009 and DBM Circular
Letter No. 2010-9.

5.2 For the purpose of determining the amount of unobligated allotments that shall
be withdrawn, all departments/agencies/operating units (OUs) shall submit to DBM
not later than July 30, 2012, the following budget accountability reports as of June
30, 2012;

Statement of Allotments, Obligations and Balances (SAOB);

Financial Report of Operations (FRO); and

 Physical Report of Operations.

5.3 In the absence of the June 30, 2012 reports cited under item 5.2 of this Circular,
the agencys latest report available shall be used by DBM as basis for withdrawal of
allotment. The DBM shall compute/approximate the agencys obligation level as of
June 30 to derive its unobligated allotments as of same period. Example: If the
March 31 SAOB or FRO reflects actual obligations of P 800M then the June 30
obligation level shall approximate to P1,600 M (i.e., P800 M x 2 quarters).

5.4 All released allotments in FY 2011 charged against R.A. No. 10147 which
remained unobligated as of June 30, 2012 shall be immediately considered for
withdrawal. This policy is based on the following considerations:

5.4.1 The departments/agencies approved priority programs and projects are

assumed to be implementation-ready and doable during the given fiscal year; and

5.4.2 The practice of having substantial carryover appropriations may imply that the
agency has a slower-than-programmed implementation capacity or agency tends to
implement projects within a two-year timeframe.

5.5. Consistent with the Presidents directive, the DBM shall, based on evaluation of
the reports cited above and results of consultations with the departments/agencies,
withdraw the unobligated allotments as of June 30, 2012 through issuance of
negative Special Allotment Release Orders (SAROs).

5.6 DBM shall prepare and submit to the President, a report on the magnitude of
withdrawn allotments. The report shall highlight the agencies which failed to submit
the June 30 reports required under this Circular.

5.7 The withdrawn allotments may be:

5.7.1 Reissued for the original programs and projects of the agencies/OUs
concerned, from which the allotments were withdrawn;

5.7.2 Realigned to cover additional funding for other existing programs and projects
of the agency/OU; or

5.7.3 Used to augment existing programs and projects of any agency and to fund
priority programs and projects not considered in the 2012 budget but expected to
be started or implemented during the current year.

5.8 For items 5.7.1 and 5.7.2 above, agencies/OUs concerned may submit to DBM a
Special Budget Request (SBR), supported with the following:

5.8.1 Physical and Financial Plan (PFP);

5.8.2 Monthly Cash Program (MCP); and

5.8.3 Proof that the project/activity has started the procurement processes i.e.,
Proof of Posting and/or Advertisement of the Invitation to Bid.

5.9 The deadline for submission of request/s pertaining to these categories shall be
until the end of the third quarter i.e., September 30, 2012. After said cut-off date,
the withdrawn allotments shall be pooled and form part of the overall savings of the
national government.

5.10 Utilization of the consolidated withdrawn allotments for other priority programs
and projects as cited under item 5.7.3 of this Circular, shall be subject to approval of
the President. Based on the approval of the President, DBM shall issue the SARO to
cover the approved priority expenditures subject to submission by the agency/OU
concerned of the SBR and supported with PFP and MCP.

5.11 It is understood that all releases to be made out of the withdrawn allotments
(both 2011 and 2012 unobligated allotments) shall be within the approved
Expenditure Program level of the national government for the current year. The

SAROs to be issued shall properly disclose the appropriation source of the release to
determine the extent of allotment validity, as follows:

For charges under R.A. 10147 allotments shall be valid up to December 31,
2012; and

For charges under R.A. 10155 allotments shall be valid up to December 31,
2013.

5.12 Timely compliance with the submission of existing BARs and other reportorial
requirements is reiterated for monitoring purposes.

6.0 Effectivity

This circular shall take effect immediately.

(Sgd.) FLORENCIO B. ABAD

Secretary

As can be seen, NBC No. 541 specified that the unobligated allotments of all
agencies and departments as of June 30, 2012 that were charged against the
continuing appropriations for fiscal year 2011 and the 2012 GAA (R.A. No. 10155)
were subject to withdrawal through the issuance of negative SAROs, but such
allotments could be either: (1) reissued for the original PAPs of the concerned
agencies from which they were withdrawn; or (2) realigned to cover additional
funding for other existing PAPs of the concerned agencies; or (3) used to augment
existing PAPs of any agency and to fund priority PAPs not considered in the 2012
budget but expected to be started or implemented in 2012. Financing the other
priority PAPs was made subject to the approval of the President. Note here that NBC
No. 541 used terminologies like "realignment" and "augmentation" in the
application of the withdrawn unobligated allotments.

Taken together, all the issuances showed how the DAP was to be implemented and
funded, that is (1) by declaring "savings" coming from the various departments
and agencies derived from pooling unobligated allotments and withdrawing
unreleased appropriations; (2) releasing unprogrammed funds; and (3) applying the
"savings" and unprogrammed funds to augment existing PAPs or to support other
priority PAPs.

c. DAP was not an appropriation

measure; hence, no appropriation
law was required to adopt or to
implement it

Petitioners Syjuco, Luna, Villegas and PHILCONSA state that Congress did not enact
a law to establish the DAP, or to authorize the disbursement and release of public
funds to implement the DAP. Villegas, PHILCONSA, IBP, Araullo, and COURAGE
observe that the appropriations funded under the DAP were not included in the
2011, 2012 and 2013 GAAs. To petitioners IBP, Araullo, and COURAGE, the DAP,
being actually an appropriation that set aside public funds for public use, should
require an enabling law for its validity. VACC maintains that the DAP, because it
involved huge allocations that were separate and distinct from the GAAs,
circumvented and duplicated the GAAs without congressional authorization and
control.

The petitioners contend in unison that based on how it was developed and
implemented the DAP violated the mandate of Section 29(1), Article VI of the 1987
Constitution that "[n]o money shall be paid out of the Treasury except in pursuance
of an appropriation made by law."

The OSG posits, however, that no law was necessary for the adoption and
implementation of the DAP because of its being neither a fund nor an appropriation,
but a program or an administrative system of prioritizing spending; and that the
adoption of the DAP was by virtue of the authority of the President as the Chief
Executive to ensure that laws were faithfully executed.

We agree with the OSGs position.

The DAP was a government policy or strategy designed to stimulate the economy
through accelerated spending. In the context of the DAPs adoption and
implementation being a function pertaining to the Executive as the main actor
during the Budget Execution Stage under its constitutional mandate to faithfully
execute the laws, including the GAAs, Congress did not need to legislate to adopt or
to implement the DAP. Congress could appropriate but would have nothing more to
do during the Budget Execution Stage. Indeed, appropriation was the act by which
Congress "designates a particular fund, or sets apart a specified portion of the
public revenue or of the money in the public treasury, to be applied to some general
object of governmental expenditure, or to some individual purchase or
expense."124 As pointed out in Gonzales v. Raquiza:125 "In a strict sense,
appropriation has been defined as nothing more than the legislative authorization
prescribed by the Constitution that money may be paid out of the Treasury, while
appropriation made by law refers to the act of the legislature setting apart or
assigning to a particular use a certain sum to be used in the payment of debt or
dues from the State to its creditors."126

On the other hand, the President, in keeping with his duty to faithfully execute the
laws, had sufficient discretion during the execution of the budget to adapt the
budget to changes in the countrys economic situation.127 He could adopt a plan
like the DAP for the purpose. He could pool the savings and identify the PAPs to be
funded under the DAP. The pooling of savings pursuant to the DAP, and the
identification of the PAPs to be funded under the DAP did not involve appropriation
in the strict sense because the money had been already set apart from the public
treasury by Congress through the GAAs. In such actions, the Executive did not usurp
the power vested in Congress under Section 29(1), Article VI of the Constitution.

3.
Unreleased appropriations and withdrawn
unobligated allotments under the DAP
were not savings, and the use of such
appropriations contravened Section 25(5),
Article VI of the 1987 Constitution.

Notwithstanding our appreciation of the DAP as a plan or strategy validly adopted

by the Executive to ramp up spending to accelerate economic growth, the
challenges posed by the petitioners constrain us to dissect the mechanics of the
actual execution of the DAP. The management and utilization of the public wealth
inevitably demands a most careful scrutiny of whether the Executives
implementation of the DAP was consistent with the Constitution, the relevant GAAs
and other existing laws.

a. Although executive discretion

and flexibility are necessary in
the execution of the budget, any
transfer of appropriated funds
should conform to Section 25(5),
Article VI of the Constitution

We begin this dissection by reiterating that Congress cannot anticipate all issues
and needs that may come into play once the budget reaches its execution stage.
Executive discretion is necessary at that stage to achieve a sound fiscal
administration and assure effective budget implementation. The heads of offices,
particularly the President, require flexibility in their operations under performance
budgeting to enable them to make whatever adjustments are needed to meet
established work goals under changing conditions.128 In particular, the power to
transfer funds can give the President the flexibility to meet unforeseen events that
may otherwise impede the efficient implementation of the PAPs set by Congress in
the GAA.

Congress has traditionally allowed much flexibility to the President in allocating

funds pursuant to the GAAs,129 particularly when the funds are grouped to form
lump sum accounts.130 It is assumed that the agencies of the Government enjoy
more flexibility when the GAAs provide broader appropriation items.131 This
flexibility comes in the form of policies that the Executive may adopt during the
budget execution phase. The DAP as a strategy to improve the countrys economic
position was one policy that the President decided to carry out in order to fulfill his
mandate under the GAAs.

Denying to the Executive flexibility in the expenditure process would be

counterproductive. In Presidential Spending Power,132 Prof. Louis Fisher, an
American constitutional scholar whose specialties have included budget policy, has
justified extending discretionary authority to the Executive thusly:

[T]he impulse to deny discretionary authority altogether should be resisted. There

are many number of reasons why obligations and outlays by administrators may
have to differ from appropriations by legislators. Appropriations are made many
months, and sometimes years, in advance of expenditures. Congress acts with
imperfect knowledge in trying to legislate in fields that are highly technical and
constantly undergoing change. New circumstances will develop to make obsolete
and mistaken the decisions reached by Congress at the appropriation stage. It is not
practicable for Congress to adjust to each new development by passing separate
supplemental appropriation bills. Were Congress to control expenditures by
confining administrators to narrow statutory details, it would perhaps protect its
power of the purse but it would not protect the purse itself. The realities and
complexities of public policy require executive discretion for the sound management
of public funds.

xxxx

x x x The expenditure process, by its very nature, requires substantial discretion for
administrators. They need to exercise judgment and take responsibility for their
actions, but those actions ought to be directed toward executing congressional, not
administrative policy. Let there be discretion, but channel it and use it to satisfy the
programs and priorities established by Congress.

In contrast, by allowing to the heads of offices some power to transfer funds within
their respective offices, the Constitution itself ensures the fiscal autonomy of their
offices, and at the same time maintains the separation of powers among the three
main branches of the Government. The Court has recognized this, and emphasized
so in Bengzon v. Drilon,133 viz:

The Judiciary, the Constitutional Commissions, and the Ombudsman must have the
independence and flexibility needed in the discharge of their constitutional duties.
The imposition of restrictions and constraints on the manner the independent
constitutional offices allocate and utilize the funds appropriated for their operations

is anathema to fiscal autonomy and violative not only of the express mandate of the
Constitution but especially as regards the Supreme Court, of the independence and
separation of powers upon which the entire fabric of our constitutional system is
based.

In the case of the President, the power to transfer funds from one item to another
within the Executive has not been the mere offshoot of established usage, but has
emanated from law itself. It has existed since the time of the American GovernorsGeneral.134 Act No. 1902 (An Act authorizing the Governor-General to direct any
unexpended balances of appropriations be returned to the general fund of the
Insular Treasury and to transfer from the general fund moneys which have been
returned thereto), passed on May 18, 1909 by the First Philippine Legislature,135
was the first enabling law that granted statutory authority to the President to
transfer funds. The authority was without any limitation, for the Act explicitly
empowered the Governor-General to transfer any unexpended balance of
appropriations for any bureau or office to another, and to spend such balance as if it
had originally been appropriated for that bureau or office.

From 1916 until 1920, the appropriations laws set a cap on the amounts of funds
that could be transferred, thereby limiting the power to transfer funds. Only 10% of
the amounts appropriated for contingent or miscellaneous expenses could be
transferred to a bureau or office, and the transferred funds were to be used to cover
deficiencies in the appropriations also for miscellaneous expenses of said bureau or
office.

In 1921, the ceiling on the amounts of funds to be transferred from items under
miscellaneous expenses to any other item of a certain bureau or office was
removed.

During the Commonwealth period, the power of the President to transfer funds
continued to be governed by the GAAs despite the enactment of the Constitution in
1935. It is notable that the 1935 Constitution did not include a provision on the
power to transfer funds. At any rate, a shift in the extent of the Presidents power to
transfer funds was again experienced during this era, with the President being given
more flexibility in implementing the budget. The GAAs provided that the power to
transfer all or portions of the appropriations in the Executive Department could be
made in the "interest of the public, as the President may determine."136

In its time, the 1971 Constitutional Convention wanted to curtail the Presidents
seemingly unbounded discretion in transferring funds.137 Its Committee on the
Budget and Appropriation proposed to prohibit the transfer of funds among the
separate branches of the Government and the independent constitutional bodies,
but to allow instead their respective heads to augment items of appropriations from
savings in their respective budgets under certain limitations.138 The clear intention
of the Convention was to further restrict, not to liberalize, the power to transfer
appropriations.139 Thus, the Committee on the Budget and Appropriation initially
considered setting stringent limitations on the power to augment, and suggested
that the augmentation of an item of appropriation could be made "by not more than
ten percent if the original item of appropriation to be augmented does not exceed
one million pesos, or by not more than five percent if the original item of
appropriation to be augmented exceeds one million pesos."140 But two members of
the Committee objected to the P1,000,000.00 threshold, saying that the amount
was arbitrary and might not be reasonable in the future. The Committee agreed to
eliminate the P1,000,000.00 threshold, and settled on the ten percent limitation.141

In the end, the ten percent limitation was discarded during the plenary of the
Convention, which adopted the following final version under Section 16, Article VIII
of the 1973 Constitution, to wit:

(5) No law shall be passed authorizing any transfer of appropriations; however, the
President, the Prime Minister, the Speaker, the Chief Justice of the Supreme Court,
and the heads of Constitutional Commissions may by law be authorized to augment
any item in the general appropriations law for their respective offices from savings
in other items of their respective appropriations.

The 1973 Constitution explicitly and categorically prohibited the transfer of funds
from one item to another, unless Congress enacted a law authorizing the President,
the Prime Minister, the Speaker, the Chief Justice of the Supreme Court, and the
heads of the Constitutional omissions to transfer funds for the purpose of
augmenting any item from savings in another item in the GAA of their respective
offices. The leeway was limited to augmentation only, and was further constricted
by the condition that the funds to be transferred should come from savings from
another item in the appropriation of the office.142

On July 30, 1977, President Marcos issued PD No. 1177, providing in its Section 44
that:

Section 44. Authority to Approve Fund Transfers. The President shall have the
authority to transfer any fund appropriated for the different departments, bureaus,
offices and agencies of the Executive Department which are included in the General
Appropriations Act, to any program, project, or activity of any department, bureau
or office included in the General Appropriations Act or approved after its enactment.

The President shall, likewise, have the authority to augment any appropriation of
the Executive Department in the General Appropriations Act, from savings in the
appropriations of another department, bureau, office or agency within the Executive
Branch, pursuant to the provisions of Article VIII, Section 16 (5) of the Constitution.

In Demetria v. Alba, however, the Court struck down the first paragraph of Section
44 for contravening Section 16(5)of the 1973 Constitution, ruling:

Paragraph 1 of Section 44 of P.D. No. 1177 unduly over-extends the privilege

granted under said Section 16. It empowers the President to indiscriminately
transfer funds from one department, bureau, office or agency of the Executive
Department to any program, project or activity of any department, bureau or office
included in the General Appropriations Act or approved after its enactment, without
regard as to whether or not the funds to be transferred are actually savings in the
item from which the same are to be taken, or whether or not the transfer is for the
purpose of augmenting the item to which said transfer is to be made. It does not
only completely disregard the standards set in the fundamental law, thereby
amounting to an undue delegation of legislative powers, but likewise goes beyond
the tenor thereof. Indeed, such constitutional infirmities render the provision in
question null and void.143

It is significant that Demetria was promulgated 25 days after the ratification by the
people of the 1987 Constitution, whose Section 25(5) of Article VI is identical to
Section 16(5), Article VIII of the 1973 Constitution, to wit:

Section 25. x x x

xxxx

5) No law shall be passed authorizing any transfer of appropriations; however, the

President, the President of the Senate, the Speaker of the House of Representatives,
the Chief Justice of the Supreme Court, and the heads of Constitutional
Commissions may, by law, be authorized to augment any item in the general
appropriations law for their respective offices from savings in other items of their
respective appropriations.

xxxx

The foregoing history makes it evident that the Constitutional Commission included
Section 25(5), supra, to keep a tight rein on the exercise of the power to transfer
funds appropriated by Congress by the President and the other high officials of the
Government named therein. The Court stated in Nazareth v. Villar:144

In the funding of current activities, projects, and programs, the general rule should
still be that the budgetary amount contained in the appropriations bill is the extent
Congress will determine as sufficient for the budgetary allocation for the proponent
agency. The only exception is found in Section 25 (5), Article VI of the Constitution,
by which the President, the President of the Senate, the Speaker of the House of
Representatives, the Chief Justice of the Supreme Court, and the heads of
Constitutional Commissions are authorized to transfer appropriations to
augmentany item in the GAA for their respective offices from the savings in other
items of their respective appropriations. The plain language of the constitutional
restriction leaves no room for the petitioners posture, which we should now dispose
of as untenable.

It bears emphasizing that the exception in favor of the high officials named in
Section 25(5), Article VI of the Constitution limiting the authority to transfer savings
only to augment another item in the GAA is strictly but reasonably construed as
exclusive. As the Court has expounded in Lokin, Jr. v. Commission on Elections:

When the statute itself enumerates the exceptions to the application of the general
rule, the exceptions are strictly but reasonably construed. The exceptions extend
only as far as their language fairly warrants, and all doubts should be resolved in
favor of the general provision rather than the exceptions. Where the general rule is

established by a statute with exceptions, none but the enacting authority can curtail
the former. Not even the courts may add to the latter by implication, and it is a rule
that an express exception excludes all others, although it is always proper in
determining the applicability of the rule to inquire whether, in a particular case, it
accords with reason and justice.

The appropriate and natural office of the exception is to exempt something from the
scope of the general words of a statute, which is otherwise within the scope and
meaning of such general words. Consequently, the existence of an exception in a
statute clarifies the intent that the statute shall apply to all cases not excepted.
Exceptions are subject to the rule of strict construction; hence, any doubt will be
resolved in favor of the general provision and against the exception. Indeed, the
liberal construction of a statute will seem to require in many circumstances that the
exception, by which the operation of the statute is limited or abridged, should
receive a restricted construction.

Accordingly, we should interpret Section 25(5), supra, in the context of a limitation

on the Presidents discretion over the appropriations during the Budget Execution
Phase.

b. Requisites for the valid transfer of

appropriated funds under Section
25(5), Article VI of the 1987
Constitution

The transfer of appropriated funds, to be valid under Section 25(5), supra, must be
made upon a concurrence of the following requisites, namely:

(1) There is a law authorizing the President, the President of the Senate, the
Speaker of the House of Representatives, the Chief Justice of the Supreme Court,
and the heads of the Constitutional Commissions to transfer funds within their
respective offices;

(2) The funds to be transferred are savings generated from the appropriations for
their respective offices; and (3) The purpose of the transfer is to augment an item in
the general appropriations law for their respective offices.

b.1. First RequisiteGAAs of 2011 and

2012 lacked valid provisions to
authorize transfers of funds under
the DAP; hence, transfers under the
DAP were unconstitutional

Section 25(5), supra, not being a self-executing provision of the Constitution, must
have an implementing law for it to be operative. That law, generally, is the GAA of a
given fiscal year. To comply with the first requisite, the GAAs should expressly
authorize the transfer of funds.

Did the GAAs expressly authorize the transfer of funds?

In the 2011 GAA, the provision that gave the President and the other high officials
the authority to transfer funds was Section 59, as follows:

Section 59. Use of Savings. The President of the Philippines, the Senate President,
the Speaker of the House of Representatives, the Chief Justice of the Supreme
Court, the Heads of Constitutional Commissions enjoying fiscal autonomy, and the
Ombudsman are hereby authorized to augment any item in this Act from savings in
other items of their respective appropriations.

In the 2012 GAA, the empowering provision was Section 53, to wit:

Section 53. Use of Savings. The President of the Philippines, the Senate President,
the Speaker of the House of Representatives, the Chief Justice of the Supreme
Court, the Heads of Constitutional Commissions enjoying fiscal autonomy, and the

Ombudsman are hereby authorized to augment any item in this Act from savings in
other items of their respective appropriations.

In fact, the foregoing provisions of the 2011 and 2012 GAAs were cited by the DBM
as justification for the use of savings under the DAP.145

A reading shows, however, that the aforequoted provisions of the GAAs of 2011 and
2012 were textually unfaithful to the Constitution for not carrying the phrase "for
their respective offices" contained in Section 25(5), supra. The impact of the phrase
"for their respective offices" was to authorize only transfers of funds within their
offices (i.e., in the case of the President, the transfer was to an item of appropriation
within the Executive). The provisions carried a different phrase ("to augment any
item in this Act"), and the effect was that the 2011 and 2012 GAAs thereby literally
allowed the transfer of funds from savings to augment any item in the GAAs even if
the item belonged to an office outside the Executive. To that extent did the 2011
and 2012 GAAs contravene the Constitution. At the very least, the aforequoted
provisions cannot be used to claim authority to transfer appropriations from the
Executive to another branch, or to a constitutional commission.

Apparently realizing the problem, Congress inserted the omitted phrase in the
counterpart provision in the 2013 GAA, to wit:

Section 52. Use of Savings. The President of the Philippines, the Senate President,
the Speaker of the House of Representatives, the Chief Justice of the Supreme
Court, the Heads of Constitutional Commissions enjoying fiscal autonomy, and the
Ombudsman are hereby authorized to use savings in their respective appropriations
to augment actual deficiencies incurred for the current year in any item of their
respective appropriations.

Even had a valid law authorizing the transfer of funds pursuant to Section 25(5),
supra, existed, there still remained two other requisites to be met, namely: that the
source of funds to be transferred were savings from appropriations within the
respective offices; and that the transfer must be for the purpose of augmenting an
item of appropriation within the respective offices.

b.2. Second Requisite There were

no savings from which funds

could be sourced for the DAP
Were the funds used in the DAP actually savings?

The petitioners claim that the funds used in the DAP the unreleased
appropriations and withdrawn unobligated allotments were not actual savings
within the context of Section 25(5), supra, and the relevant provisions of the GAAs.
Belgica argues that "savings" should be understood to refer to the excess money
after the items that needed to be funded have been funded, or those that needed to
be paid have been paid pursuant to the budget.146 The petitioners posit that there
could be savings only when the PAPs for which the funds had been appropriated
were actually implemented and completed, or finally discontinued or abandoned.
They insist that savings could not be realized with certainty in the middle of the
fiscal year; and that the funds for "slow-moving" PAPs could not be considered as
savings because such PAPs had not actually been abandoned or discontinued
yet.147 They stress that NBC No. 541, by allowing the withdrawn funds to be
reissued to the "original program or project from which it was withdrawn," conceded
that the PAPs from which the supposed savings were taken had not been completed,
abandoned or discontinued.148

The OSG represents that "savings" were "appropriations balances," being the
difference between the appropriation authorized by Congress and the actual
amount allotted for the appropriation; that the definition of "savings" in the GAAs
set only the parameters for determining when savings occurred; that it was still the
President (as well as the other officers vested by the Constitution with the authority
to augment) who ultimately determined when savings actually existed because
savings could be determined only during the stage of budget execution; that the
President must be given a wide discretion to accomplish his tasks; and that the
withdrawn unobligated allotments were savings inasmuch as they were clearly
"portions or balances of any programmed appropriationfree from any obligation or
encumbrances which are (i) still available after the completion or final
discontinuance or abandonment of the work, activity or purpose for which the
appropriation is authorized"

We partially find for the petitioners.

In ascertaining the meaning of savings, certain principles should be borne in mind.

The first principle is that Congress wields the power of the purse. Congress decides
how the budget will be spent; what PAPs to fund; and the amounts of money to be
spent for each PAP. The second principle is that the Executive, as the department of
the Government tasked to enforce the laws, is expected to faithfully execute the
GAA and to spend the budget in accordance with the provisions of the GAA.149 The
Executive is expected to faithfully implement the PAPs for which Congress allocated
funds, and to limit the expenditures within the allocations, unless exigencies result
to deficiencies for which augmentation is authorized, subject to the conditions
provided by law. The third principle is that in making the Presidents power to
augment operative under the GAA, Congress recognizes the need for flexibility in
budget execution. In so doing, Congress diminishes its own power of the purse, for it
delegates a fraction of its power to the Executive. But Congress does not thereby
allow the Executive to override its authority over the purse as to let the Executive
exceed its delegated authority. And the fourth principle is that savings should be
actual. "Actual" denotes something that is real or substantial, or something that
exists presently in fact, as opposed to something that is merely theoretical,
possible, potential or hypothetical.150

The foregoing principles caution us to construe savings strictly against expanding

the scope of the power to augment. It is then indubitable that the power to augment
was to be used only when the purpose for which the funds had been allocated were
already satisfied, or the need for such funds had ceased to exist, for only then could
savings be properly realized. This interpretation prevents the Executive from unduly
transgressing Congress power of the purse.

The definition of "savings" in the GAAs, particularly for 2011, 2012 and 2013,
reflected this interpretation and made it operational, viz:

Savings refer to portions or balances of any programmed appropriation in this Act

free from any obligation or encumbrance which are: (i) still available after the
completion or final discontinuance or abandonment of the work, activity or purpose
for which the appropriation is authorized; (ii) from appropriations balances arising
from unpaid compensation and related costs pertaining to vacant positions and
leaves of absence without pay; and (iii) from appropriations balances realized from
the implementation of measures resulting in improved systems and efficiencies and
thus enabled agencies to meet and deliver the required or planned targets,
programs and services approved in this Act at a lesser cost.

The three instances listed in the GAAs aforequoted definition were a sure indication
that savings could be generated only upon the purpose of the appropriation being
fulfilled, or upon the need for the appropriation being no longer existent.

The phrase "free from any obligation or encumbrance" in the definition of savings in
the GAAs conveyed the notion that the appropriation was at that stage when the
appropriation was already obligated and the appropriation was already released.
This interpretation was reinforced by the enumeration of the three instances for
savings to arise, which showed that the appropriation referred to had reached the
agency level. It could not be otherwise, considering that only when the
appropriation had reached the agency level could it be determined whether (a) the
PAP for which the appropriation had been authorized was completed, finally
discontinued, or abandoned; or (b) there were vacant positions and leaves of
absence without pay; or (c) the required or planned targets, programs and services
were realized at a lesser cost because of the implementation of measures resulting
in improved systems and efficiencies.

The DBM declares that part of the savings brought under the DAP came from
"pooling of unreleased appropriations such as unreleased Personnel Services
appropriations which will lapse at the end of the year, unreleased appropriations of
slow moving projects and discontinued projects per Zero-Based Budgeting findings."

The declaration of the DBM by itself does not state the clear legal basis for the
treatment of unreleased or unalloted appropriations as savings.

The fact alone that the appropriations are unreleased or unalloted is a mere
description of the status of the items as unalloted or unreleased. They have not yet
ripened into categories of items from which savings can be generated.
Appropriations have been considered "released" if there has already been an
allotment or authorization to incur obligations and disbursement authority. This
means that the DBM has issued either an ABM (for those not needing clearance), or
a SARO (for those needing clearance), and consequently an NCA, NCAA or CDC, as
the case may be. Appropriations remain unreleased, for instance, because of
noncompliance with documentary requirements (like the Special Budget Request),
or simply because of the unavailability of funds. But the appropriations do not
actually reach the agencies to which they were allocated under the GAAs, and have
remained with the DBM technically speaking. Ergo, unreleased appropriations refer
to appropriations with allotments but without disbursement authority.

For us to consider unreleased appropriations as savings, unless these met the

statutory definition of savings, would seriously undercut the congressional power of
the purse, because such appropriations had not even reached and been used by the
agency concerned vis--vis the PAPs for which Congress had allocated them.
However, if an agency has unfilled positions in its plantilla and did not receive an
allotment and NCA for such vacancies, appropriations for such positions, although
unreleased, may already constitute savings for that agency under the second
instance.

Unobligated allotments, on the other hand, were encompassed by the first part of
the definition of "savings" in the GAA, that is, as "portions or balances of any
programmed appropriation in this Act free from any obligation or encumbrance."
But the first part of the definition was further qualified by the three enumerated
instances of when savings would be realized. As such, unobligated allotments could
not be indiscriminately declared as savings without first determining whether any of
the three instances existed. This signified that the DBMs withdrawal of unobligated
allotments had disregarded the definition of savings under the GAAs.

Justice Carpio has validly observed in his Separate Concurring Opinion that MOOE
appropriations are deemed divided into twelve monthly allocations within the fiscal
year; hence, savings could be generated monthly from the excess or unused MOOE
appropriations other than the Mandatory Expenditures and Expenditures for
Business-type Activities because of the physical impossibility to obligate and spend
such funds as MOOE for a period that already lapsed. Following this observation,
MOOE for future months are not savings and cannot be transferred.

The DBMs Memorandum for the President dated June 25, 2012 (which became the
basis of NBC No. 541) stated:

ON THE AUTHORITY TO WITHDRAW UNOBLIGATED ALLOTMENTS

5.0 The DBM, during the course of performance reviews conducted on the agencies
operations, particularly on the implementation of their projects/activities, including
expenses incurred in undertaking the same, have been continuously calling the
attention of all National Government agencies (NGAs) with low levels of obligations

as of end of the first quarter to speedup the implementation of their programs and
projects in the second quarter.

6.0 Said reminders were made in a series of consultation meetings with the
concerned agencies and with call-up letters sent.

7.0 Despite said reminders and the availability of funds at the departments
disposal, the level of financial performance of some departments registered below
program, with the targeted obligations/disbursements for the first semester still not
being met.

8.0 In order to maximize the use of the available allotment, all unobligated balances
as of June 30, 2012, both for continuing and current allotments shall be withdrawn
and pooled to fund fast moving programs/projects.

9.0 It may be emphasized that the allotments to be withdrawn will be based on the
list of slow moving projects to be identified by the agencies and their catch up plans
to be evaluated by the DBM.

It is apparent from the foregoing text that the withdrawal of unobligated allotments
would be based on whether the allotments pertained to slow-moving projects, or
not. However, NBC No. 541 did not set in clear terms the criteria for the withdrawal
of unobligated allotments, viz:

3.1. These guidelines shall cover the withdrawal of unobligated allotments as of

June 30, 2012 ofall national government agencies (NGAs) charged against FY 2011
Continuing Appropriation (R.A. No. 10147) and FY 2012 Current Appropriation (R.A.
No. 10155), pertaining to:

3.1.1 Capital Outlays (CO);

3.1.2 Maintenance and Other Operating Expenses (MOOE) related to the

implementation of programs and projects, as well as capitalized MOOE; and

3.1.3 Personal Services corresponding to unutilized pension benefits declared as

savings by the agencies concerned based on their undated/validated list of
pensioners.

A perusal of its various provisions reveals that NBC No. 541 targeted the
"withdrawal of unobligated allotments of agencies with low levels of obligations"151
"to fund priority and/or fast-moving programs/projects."152 But the fact that the
withdrawn allotments could be "[r]eissued for the original programs and projects of
the agencies/OUs concerned, from which the allotments were withdrawn"153
supported the conclusion that the PAPs had not yet been finally discontinued or
abandoned. Thus, the purpose for which the withdrawn funds had been
appropriated was not yet fulfilled, or did not yet cease to exist, rendering the
declaration of the funds as savings impossible.

Worse, NBC No. 541 immediately considered for withdrawal all released allotments
in 2011 charged against the 2011 GAA that had remained unobligated based on the
following considerations, to wit:

5.4.1 The departments/agencies approved priority programs and projects are

assumed to be implementation-ready and doable during the given fiscal year; and

5.4.2 The practice of having substantial carryover appropriations may imply that the
agency has a slower-than-programmed implementation capacity or agency tends to
implement projects within a two-year timeframe.

Such withdrawals pursuant to NBC No. 541, the circular that affected the
unobligated allotments for continuing and current appropriations as of June 30,
2012, disregarded the 2-year period of availability of the appropriations for MOOE
and capital outlay extended under Section 65, General Provisions of the 2011 GAA,
viz:

Section 65. Availability of Appropriations. Appropriations for MOOE and capital

outlays authorized in this Act shall be available for release and obligation for the
purpose specified, and under the same special provisions applicable thereto, for a

period extending to one fiscal year after the end of the year in which such items
were appropriated: PROVIDED, That appropriations for MOOE and capital outlays
under R.A. No. 9970 shall be made available up to the end of FY 2011: PROVIDED,
FURTHER, That a report on these releases and obligations shall be submitted to the
Senate Committee on Finance and the House Committee on Appropriations.

and Section 63 General Provisions of the 2012 GAA, viz:

Section 63. Availability of Appropriations. Appropriations for MOOE and capital

outlays authorized in this Act shall be available for release and obligation for the
purpose specified, and under the same special provisions applicable thereto, for a
period extending to one fiscal year after the end of the year in which such items
were appropriated: PROVIDED, That a report on these releases and obligations shall
be submitted to the Senate Committee on Finance and the House Committee on
Appropriations, either in printed form or by way of electronic document.154

Thus, another alleged area of constitutional infirmity was that the DAP and its
relevant issuances shortened the period of availability of the appropriations for
MOOE and capital outlays.

Congress provided a one-year period of availability of the funds for all allotment
classes in the 2013 GAA (R.A. No. 10352), to wit:

Section 63. Availability of Appropriations. All appropriations authorized in this Act

shall be available for release and obligation for the purposes specified, and under
the same special provisions applicable thereto, until the end of FY 2013: PROVIDED,
That a report on these releases and obligations shall be submitted to the Senate
Committee on Finance and House Committee on Appropriations, either in printed
form or by way of electronic document.

Yet, in his memorandum for the President dated May 20, 2013, Sec. Abad sought
omnibus authority to consolidate savings and unutilized balances to fund the DAP
on a quarterly basis, viz:

7.0 If the level of financial performance of some department will register below
program, even with the availability of funds at their disposal, the targeted
obligations/disbursements for each quarter will not be met. It is important to note
that these funds will lapse at the end of the fiscal year if these remain unobligated.

8.0 To maximize the use of the available allotment, all unobligated balances at the
end of every quarter, both for continuing and current allotments shall be withdrawn
and pooled to fund fast moving programs/projects.

9.0 It may be emphasized that the allotments to be withdrawn will be based on the
list of slow moving projects to be identified by the agencies and their catch up plans
to be evaluated by the DBM.

The validity period of the affected appropriations, already given the brief Lifes pan
of one year, was further shortened to only a quarter of a year under the DBMs
memorandum dated May 20, 2013.

The petitioners accuse the respondents of forcing the generation of savings in order
to have a larger fund available for discretionary spending. They aver that the
respondents, by withdrawing unobligated allotments in the middle of the fiscal year,
in effect deprived funding for PAPs with existing appropriations under the GAAs.155

The respondents belie the accusation, insisting that the unobligated allotments
were being withdrawn upon the instance of the implementing agencies based on
their own assessment that they could not obligate those allotments pursuant to the
Presidents directive for them to spend their appropriations as quickly as they could
in order to ramp up the economy.156

We agree with the petitioners.

Contrary to the respondents insistence, the withdrawals were upon the initiative of
the DBM itself. The text of NBC No. 541 bears this out, to wit:

5.2 For the purpose of determining the amount of unobligated allotments that shall
be withdrawn, all departments/agencies/operating units (OUs) shall submit to DBM
not later than July 30, 2012, the following budget accountability reports as of June
30, 2012;

Statement of Allotments, Obligation and Balances (SAOB);

Financial Report of Operations (FRO); and

Physical Report of Operations.

5.3 In the absence of the June 30, 2012 reports cited under item 5.2 of this Circular,
the agencys latest report available shall be used by DBM as basis for withdrawal of
allotment. The DBM shall compute/approximate the agencys obligation level as of
June 30 to derive its unobligated allotments as of same period. Example: If the
March 31 SAOB or FRO reflects actual obligations of P 800M then the June 30
obligation level shall approximate to P1,600 M (i.e., P800 M x 2 quarters).

The petitioners assert that no law had authorized the withdrawal and transfer of
unobligated allotments and the pooling of unreleased appropriations; and that the
unbridled withdrawal of unobligated allotments and the retention of appropriated
funds were akin to the impoundment of appropriations that could be allowed only in
case of "unmanageable national government budget deficit" under the GAAs,157
thus violating the provisions of the GAAs of 2011, 2012 and 2013 prohibiting the
retention or deduction of allotments.158

In contrast, the respondents emphasize that NBC No. 541 adopted a spending, not
saving, policy as a last-ditch effort of the Executive to push agencies into actually
spending their appropriations; that such policy did not amount to an impoundment
scheme, because impoundment referred to the decision of the Executive to refuse
to spend funds for political or ideological reasons; and that the withdrawal of
allotments under NBC No. 541 was made pursuant to Section 38, Chapter 5, Book VI
of the Administrative Code, by which the President was granted the authority to
suspend or otherwise stop further expenditure of funds allotted to any agency
whenever in his judgment the public interest so required.

The assertions of the petitioners are upheld. The withdrawal and transfer of
unobligated allotments and the pooling of unreleased appropriations were invalid
for being bereft of legal support. Nonetheless, such withdrawal of unobligated
allotments and the retention of appropriated funds cannot be considered as
impoundment.

According to Philippine Constitution Association v. Enriquez:159 "Impoundment

refers to a refusal by the President, for whatever reason, to spend funds made
available by Congress. It is the failure to spend or obligate budget authority of any
type." Impoundment under the GAA is understood to mean the retention or
deduction of appropriations. The 2011 GAA authorized impoundment only in case of
unmanageable National Government budget deficit, to wit:

Section 66. Prohibition Against Impoundment of Appropriations. No appropriations

authorized under this Act shall be impounded through retention or deduction, unless
in accordance with the rules and regulations to be issued by the DBM: PROVIDED,
That all the funds appropriated for the purposes, programs, projects and activities
authorized under this Act, except those covered under the Unprogrammed Fund,
shall be released pursuant to Section 33 (3), Chapter 5, Book VI of E.O. No. 292.

Section 67. Unmanageable National Government Budget Deficit. Retention or

deduction of appropriations authorized in this Act shall be effected only in cases
where there is an unmanageable national government budget deficit.

Unmanageable national government budget deficit as used in this section shall be

construed to mean that (i) the actual national government budget deficit has
exceeded the quarterly budget deficit targets consistent with the full-year target
deficit as indicated in the FY 2011 Budget of

Expenditures and Sources of Financing submitted by the President and approved by

Congress pursuant to Section 22, Article VII of the Constitution, or (ii) there are clear
economic indications of an impending occurrence of such condition, as determined
by the Development Budget Coordinating Committee and approved by the
President.

The 2012 and 2013 GAAs contained similar provisions.

The withdrawal of unobligated allotments under the DAP should not be regarded as
impoundment because it entailed only the transfer of funds, not the retention or
deduction of appropriations.

Nor could Section 68 of the 2011 GAA (and the similar provisions of the 2012 and
2013 GAAs) be applicable. They uniformly stated:

Section 68. Prohibition Against Retention/Deduction of Allotment. Fund releases

from appropriations provided in this Act shall be transmitted intact or in full to the
office or agency concerned. No retention or deduction as reserves or overhead shall
be made, except as authorized by law, or upon direction of the President of the
Philippines. The COA shall ensure compliance with this provision to the extent that
sub-allotments by agencies to their subordinate offices are in conformity with the
release documents issued by the DBM.

The provision obviously pertained to the retention or deduction of allotments upon

their release from the DBM, which was a different matter altogether. The Court
should not expand the meaning of the provision by applying it to the withdrawal of
allotments.

The respondents rely on Section 38, Chapter 5, Book VI of the Administrative Code
of 1987 to justify the withdrawal of unobligated allotments. But the provision
authorized only the suspension or stoppage of further expenditures, not the
withdrawal of unobligated allotments, to wit:

Section 38. Suspension of Expenditure of Appropriations.- Except as otherwise

provided in the General Appropriations Act and whenever in his judgment the public
interest so requires, the President, upon notice to the head of office concerned, is
authorized to suspend or otherwise stop further expenditure of funds allotted for
any agency, or any other expenditure authorized in the General Appropriations Act,
except for personal services appropriations used for permanent officials and
employees.

Moreover, the DBM did not suspend or stop further expenditures in accordance with
Section 38, supra, but instead transferred the funds to other PAPs.

It is relevant to remind at this juncture that the balances of appropriations that

remained unexpended at the end of the fiscal year were to be reverted to the
General Fund.1wphi1 This was the mandate of Section 28, Chapter IV, Book VI of
the Administrative Code, to wit:

Section 28. Reversion of Unexpended Balances of Appropriations, Continuing

Appropriations.- Unexpended balances of appropriations authorized in the General
Appropriation Act shall revert to the unappropriated surplus of the General Fund at
the end of the fiscal year and shall not thereafter be available for expenditure
except by subsequent legislative enactment: Provided, that appropriations for
capital outlays shall remain valid until fully spent or reverted: provided, further, that
continuing appropriations for current operating expenditures may be specifically
recommended and approved as such in support of projects whose effective
implementation calls for multi-year expenditure commitments: provided, finally,
that the President may authorize the use of savings realized by an agency during
given year to meet non-recurring expenditures in a subsequent year.

The balances of continuing appropriations shall be reviewed as part of the annual

budget preparation process and the preparation process and the President may
approve upon recommendation of the Secretary, the reversion of funds no longer
needed in connection with the activities funded by said continuing appropriations.

The Executive could not circumvent this provision by declaring unreleased

appropriations and unobligated allotments as savings prior to the end of the fiscal
year.

b.3. Third Requisite No funds from

savings could be transferred under
the DAP to augment deficient items
not provided in the GAA

The third requisite for a valid transfer of funds is that the purpose of the transfer
should be "to augment an item in the general appropriations law for the respective
offices." The term "augment" means to enlarge or increase in size, amount, or
degree.160

The GAAs for 2011, 2012 and 2013 set as a condition for augmentation that the
appropriation for the PAP item to be augmented must be deficient, to wit:

x x x Augmentation implies the existence in this Act of a program, activity, or

project with an appropriation, which upon implementation, or subsequent
evaluation of needed resources, is determined to be deficient. In no case shall a
non-existent program, activity, or project, be funded by augmentation from savings
or by the use of appropriations otherwise authorized in this Act.

In other words, an appropriation for any PAP must first be determined to be deficient
before it could be augmented from savings. Note is taken of the fact that the 2013
GAA already made this quite clear, thus:

Section 52. Use of Savings. The President of the Philippines, the Senate President,
the Speaker of the House of Representatives, the Chief Justice of the Supreme
Court, the Heads of Constitutional Commissions enjoying fiscal autonomy, and the
Ombudsman are hereby authorized to use savings in their respective appropriations
to augment actual deficiencies incurred for the current year in any item of their
respective appropriations.

As of 2013, a total of P144.4 billion worth of PAPs were implemented through the
DAP.161

Of this amount P82.5 billion were released in 2011 and P54.8 billion in 2012.162
Sec. Abad has reported that 9% of the total DAP releases were applied to the PAPs
identified by the legislators.163

The petitioners disagree, however, and insist that the DAP supported the following
PAPs that had not been covered with appropriations in the respective GAAs, namely:

(i) P1.5 billion for the Cordillera Peoples Liberation Army;

(ii) P1.8 billion for the Moro National Liberation Front;

(iii) P700 million for assistance to Quezon Province;164

(iv) P50 million to P100 (million) each to certain senators;165

(v) P10 billion for the relocation of families living along dangerous zones under the
National Housing Authority;

(vi) P10 billion and P20 billion equity infusion under the Bangko Sentral;

(vii) P5.4 billion landowners compensation under the Department of Agrarian

Reform;

(viii) P8.6 billion for the ARMM comprehensive peace and development program;

(ix) P6.5 billion augmentation of LGU internal revenue allotments

(x) P5 billion for crucial projects like tourism road construction under the
Department of Tourism and the Department of Public Works and Highways;

(xi) P1.8 billion for the DAR-DPWH Tulay ng Pangulo;

(xii) P1.96 billion for the DOH-DPWH rehabilitation of regional health units; and

(xiii) P4 billion for the DepEd-PPP school infrastructure projects.166

In refutation, the OSG argues that a total of 116 DAP-financed PAPs were
implemented, had appropriation covers, and could properly be accounted for
because the funds were released following and pursuant to the standard practices
adopted by the DBM.167 In support of its argument, the OSG has submitted seven
evidence packets containing memoranda, SAROs, and other pertinent documents
relative to the implementation and fund transfers under the DAP.168

Upon careful review of the documents contained in the seven evidence packets, we
conclude that the "savings" pooled under the DAP were allocated to PAPs that were
not covered by any appropriations in the pertinent GAAs.

For example, the SARO issued on December 22, 2011 for the highly vaunted
Disaster Risk, Exposure, Assessment and Mitigation (DREAM) project under the
Department of Science and Technology (DOST) covered the amount of P1.6
Billion,169 broken down as follows:

APPROPRIATION
CODE PARTICULARS

AMOUNT

AUTHORIZED
A.03.a.01.a Generation of new knowledge and technologies and research capability
building in priority areas identified as strategic to National Development
Personnel Services
Maintenance and Other Operating Expenses
Capital Outlays

P 43,504,024

1,164,517,589
391,978,387
P 1,600,000,000
the pertinent provision of the 2011 GAA (R.A. No. 10147) showed that Congress had
appropriated only P537,910,000 for MOOE, but nothing for personnel services and
capital outlays, to wit:

Personnel
Services

Maintenance

and Other
Operating
Expenditures
Outlays

Capital

TOTAL

III.

Operations

a.

Funding Assistance to Science

and Technology Activities 177,406,000 1,887,365,000

2,113,861,000
1.

Central Office

1,554,238,000

1,554,238,000
a. Generation of new
knowledge and
technologies and research
capability building in
priority areas identified as
strategic to National
Development

49,090,000

537,910,000
537,910,000
Aside from this transfer under the DAP to the DREAM project exceeding by almost
300% the appropriation by Congress for the program Generation of new knowledge
and technologies and research capability building in priority areas identified as
strategic to National Development, the Executive allotted funds for personnel
services and capital outlays. The Executive thereby substituted its will to that of
Congress. Worse, the Executive had not earlier proposed any amount for personnel
services and capital outlays in the NEP that became the basis of the 2011 GAA.170

It is worth stressing in this connection that the failure of the GAAs to set aside any
amounts for an expense category sufficiently indicated that Congress purposely did
not see fit to fund, much less implement, the PAP concerned. This indication
becomes clearer when even the President himself did not recommend in the NEP to
fund the PAP. The consequence was that any PAP requiring expenditure that did not
receive any appropriation under the GAAs could only be a new PAP, any funding for
which would go beyond the authority laid down by Congress in enacting the GAAs.
That happened in some instances under the DAP.

In relation to the December 22, 2011 SARO issued to the Philippine Council for
Industry, Energy and Emerging Technology Research and Development (DOSTPCIEETRD)171 for Establishment of the Advanced Failure Analysis Laboratory, which
reads:

APPROPRIATION
CODE PARTICULARS

AMOUNT

AUTHORIZED
A.02.a
Development, integration and coordination of the National Research System for
Industry, Energy and Emerging Technology and Related Fields
Capital Outlays

P 300,000,000

the appropriation code and the particulars appearing in the SARO did not
correspond to the program specified in the GAA, whose particulars were Research
and Management Services(inclusive of the following activities: (1) Technological and
Economic Assessment for Industry, Energy and Utilities; (2) Dissemination of
Science and Technology Information; and (3) Management of PCIERD Information
System for Industry, Energy and Utilities. Even assuming that Development,
integration and coordination of the National Research System for Industry, Energy
and Emerging Technology and Related Fields the particulars stated in the SARO
could fall under the broad program description of Research and Management
Services as appearing in the SARO, it would nonetheless remain a new activity by
reason of its not being specifically stated in the GAA. As such, the DBM, sans
legislative authorization, could not validly fund and implement such PAP under the
DAP.

In defending the disbursements, however, the OSG contends that the Executive
enjoyed sound discretion in implementing the budget given the generality in the
language and the broad policy objectives identified under the GAAs;172 and that
the President enjoyed unlimited authority to spend the initial appropriations under
his authority to declare and utilize savings,173 and in keeping with his duty to
faithfully execute the laws.

Although the OSG rightly contends that the Executive was authorized to spend in
line with its mandate to faithfully execute the laws (which included the GAAs), such
authority did not translate to unfettered discretion that allowed the President to
substitute his own will for that of Congress. He was still required to remain faithful
to the provisions of the GAAs, given that his power to spend pursuant to the GAAs
was but a delegation to him from Congress. Verily, the power to spend the public
wealth resided in Congress, not in the Executive.174 Moreover, leaving the
spending power of the Executive unrestricted would threaten to undo the principle
of separation of powers.175

Congress acts as the guardian of the public treasury in faithful discharge of its
power of the purse whenever it deliberates and acts on the budget proposal
submitted by the Executive.176 Its power of the purse is touted as the very
foundation of its institutional strength,177 and underpins "all other legislative
decisions and regulating the balance of influence between the legislative and
executive branches of government."178 Such enormous power encompasses the
capacity to generate money for the Government, to appropriate public funds, and to
spend the money.179 Pertinently, when it exercises its power of the purse, Congress
wields control by specifying the PAPs for which public money should be spent.

It is the President who proposes the budget but it is Congress that has the final say
on matters of appropriations.180 For this purpose, appropriation involves two
governing principles, namely: (1) "a Principle of the Public Fisc, asserting that all
monies received from whatever source by any part of the government are public
funds;" and (2) "a Principle of Appropriations Control, prohibiting expenditure of any
public money without legislative authorization."181 To conform with the governing
principles, the Executive cannot circumvent the prohibition by Congress of an
expenditure for a PAP by resorting to either public or private funds.182 Nor could
the Executive transfer appropriated funds resulting in an increase in the budget for
one PAP, for by so doing the appropriation for another PAP is necessarily decreased.
The terms of both appropriations will thereby be violated.

b.4 Third Requisite Cross-border

augmentations from savings were
prohibited by the Constitution

By providing that the President, the President of the Senate, the Speaker of the
House of Representatives, the Chief Justice of the Supreme Court, and the Heads of
the Constitutional Commissions may be authorized to augment any item in the GAA
"for their respective offices," Section 25(5), supra, has delineated borders between
their offices, such that funds appropriated for one office are prohibited from crossing
over to another office even in the guise of augmentation of a deficient item or
items. Thus, we call such transfers of funds cross-border transfers or cross-border
augmentations.

To be sure, the phrase "respective offices" used in Section 25(5), supra, refers to the
entire Executive, with respect to the President; the Senate, with respect to the
Senate President; the House of Representatives, with respect to the Speaker; the
Judiciary, with respect to the Chief Justice; the Constitutional Commissions, with
respect to their respective Chairpersons.

Did any cross-border transfers or augmentations transpire?

During the oral arguments on January 28, 2014, Sec. Abad admitted making some
cross-border augmentations, to wit:

JUSTICE BERSAMIN:

Alright, the whole time that you have been Secretary of Department of Budget and
Management, did the Executive Department ever redirect any part of savings of the
National Government under your control cross border to another department?

SECRETARY ABAD:

Well, in the Memos that we submitted to you, such an instance, Your Honor

JUSTICE BERSAMIN:

Can you tell me two instances? I dont recall having read your material.

SECRETARY ABAD:

Well, the first instance had to do with a request from the House of Representatives.
They started building their e-library in 2010 and they had a budget for about 207
Million but they lack about 43 Million to complete its 250 Million requirements. Prior
to that, the COA, in an audit observation informed the Speaker that they had to
continue with that construction otherwise the whole building, as well as the
equipments therein may suffer from serious deterioration. And at that time, since
the budget of the House of Representatives was not enough to complete 250
Million, they wrote to the President requesting for an augmentation of that particular
item, which was granted, Your Honor. The second instance in the Memos is a
request from the Commission on Audit. At the time they were pushing very strongly
the good governance programs of the government and therefore, part of that is a
requirement to conduct audits as well as review financial reports of many agencies.
And in the performance of that function, the Commission on Audit needed
information technology equipment as well as hire consultants and litigators to help

them with their audit work and for that they requested funds from the Executive
and the President saw that it was important for the Commission to be provided with
those IT equipments and litigators and consultants and the request was granted,
Your Honor.

JUSTICE BERSAMIN:

These cross border examples, cross border augmentations were not supported by
appropriations

SECRETARY ABAD:

They were, we were augmenting existing items within their (interrupted)

JUSTICE BERSAMIN:

No, appropriations before you augmented because this is a cross border and the
tenor or text of the Constitution is quite clear as far as I am concerned. It says here,
"The power to augment may only be made to increase any item in the General
Appropriations Law for their respective offices." Did you not feel constricted by this
provision?

SECRETARY ABAD:

Well, as the Constitution provides, the prohibition we felt was on the transfer of
appropriations, Your Honor. What we thought we did was to transfer savings which
was needed by the Commission to address deficiency in an existing item in both the
Commission as well as in the House of Representatives; thats how we saw
(interrupted)

JUSTICE BERSAMIN:

So your position as Secretary of Budget is that you could do that?

SECRETARY ABAD:

In an extreme instances because(interrupted)

JUSTICE BERSAMIN:

No, no, in all instances, extreme or not extreme, you could do that, thats your
feeling.

SECRETARY ABAD:

Well, in that particular situation when the request was made by the Commission and
the House of Representatives, we felt that we needed to respond because we felt
(interrupted).183

The records show, indeed, that funds amounting to P143,700,000.00 and

P250,000,000.00 were transferred under the DAP respectively to the COA184 and
the House of Representatives.185 Those transfers of funds, which constituted crossborder augmentations for being from the Executive to the COA and the House of
Representatives, are graphed as follows:186

OFFICE

PURPOSE

RELEASED

AMOUNT

(In thousand pesos)

Reserve

DATE

Imposed

Releases

Commission on
Audit IT Infrastructure Program and hiring of additional litigation experts
11/11/11
143,700
Congress
House of
Representatives
Completion of the construction of the Legislative Library and
Archives Building/Congressional e-library
07/23/12
207,034
(Savings of HOR)

250,000

The respondents further stated in their memorandum that the President "made
available" to the "Commission on Elections the savings of his department upon [its]
request for funds"187 This was another instance of a cross-border augmentation.

The respondents justified all the cross-border transfers thusly:

99. The Constitution does not prevent the President from transferring savings of his
department to another department upon the latters request, provided it is the
recipient department that uses such funds to augment its own appropriation. In
such a case, the President merely gives the other department access to public funds
but he cannot dictate how they shall be applied by that department whose fiscal
autonomy is guaranteed by the Constitution.188

In the oral arguments held on February 18, 2014, Justice Vicente V. Mendoza,
representing Congress, announced a different characterization of the cross-border
transfers of funds as in the nature of "aid" instead of "augmentation," viz:

HONORABLE MENDOZA:

The cross-border transfers, if Your Honors please, is not an application of the DAP.
What were these cross-border transfers? They are transfers of savings as defined in
the various General Appropriations Act. So, that makes it similar to the DAP, the use
of savings. There was a cross-border which appears to be in violation of Section 25,

paragraph 5 of Article VI, in the sense that the border was crossed. But never has it
been claimed that the purpose was to augment a deficient item in another
department of the government or agency of the government. The cross-border
transfers, if Your Honors please, were in the nature of [aid] rather than
augmentations. Here is a government entity separate and independent from the
Executive Department solely in need of public funds. The President is there 24 hours
a day, 7 days a week. Hes in charge of the whole operation although six or seven
heads of government offices are given the power to augment. Only the President
stationed there and in effect in-charge and has the responsibility for the failure of
any part of the government. You have election, for one reason or another, the
money is not enough to hold election. There would be chaos if no money is given as
an aid, not to augment, but as an aid to a department like COA. The President is
responsible in a way that the other heads, given the power to augment, are not. So,
he cannot very well allow this, if Your Honor please.189

JUSTICE LEONEN:

May I move to another point, maybe just briefly. I am curious that the position now, I
think, of government is that some transfers of savings is now considered to be, if
Im not mistaken, aid not augmentation. Am I correct in my hearing of your
argument?

HONORABLE MENDOZA:

Thats our submission, if Your Honor, please.

JUSTICE LEONEN:

May I know, Justice, where can we situate this in the text of the Constitution? Where
do we actually derive the concepts that transfers of appropriation from one branch
to the other or what happened in DAP can be considered a said? What particular
text in the Constitution can we situate this?

HONORABLE MENDOZA:

There is no particular provision or statutory provision for that matter, if Your Honor
please. It is drawn from the fact that the Executive is the executive in-charge of the
success of the government.

JUSTICE LEONEN:

So, the residual powers labelled in Marcos v. Manglapus would be the basis for this
theory of the government?

HONORABLE MENDOZA:

Yes, if Your Honor, please.

JUSTICE LEONEN:

A while ago, Justice Carpio mentioned that the remedy is might be to go to

Congress. That there are opportunities and there have been opportunities of the
President to actually go to Congress and ask for supplemental budgets?

HONORABLE MENDOZA:

If there is time to do that, I would say yes.

JUSTICE LEONEN:

So, the theory of aid rather than augmentation applies in extra-ordinary situation?

HONORABLE MENDOZA:

Very extra-ordinary situations.

JUSTICE LEONEN:

But Counsel, this would be new doctrine, in case?

HONORABLE MENDOZA:

Yes, if Your Honor please.190

Regardless of the variant characterizations of the cross-border transfers of funds,

the plain text of Section 25(5), supra, disallowing cross border transfers was
disobeyed. Cross-border transfers, whether as augmentation, or as aid, were
prohibited under Section 25(5), supra.

4.
Sourcing the DAP from unprogrammed
funds despite the original revenue targets
not having been exceeded was invalid

Funding under the DAP were also sourced from unprogrammed funds provided in
the GAAs for 2011, 2012,and 2013. The respondents stress, however, that the
unprogrammed funds were not brought under the DAP as savings, but as separate
sources of funds; and that, consequently, the release and use of unprogrammed
funds were not subject to the restrictions under Section 25(5), supra.

The documents contained in the Evidence Packets by the OSG have confirmed that
the unprogrammed funds were treated as separate sources of funds. Even so, the
release and use of the unprogrammed funds were still subject to restrictions, for, to
start with, the GAAs precisely specified the instances when the unprogrammed
funds could be released and the purposes for which they could be used.

The petitioners point out that a condition for the release of the unprogrammed
funds was that the revenue collections must exceed revenue targets; and that the
release of the unprogrammed funds was illegal because such condition was not
met.191

The respondents disagree, holding that the release and use of the unprogrammed
funds under the DAP were in accordance with the pertinent provisions of the GAAs.
In particular, the DBM avers that the unprogrammed funds could be availed of when
any of the following three instances occur, to wit: (1) the revenue collections
exceeded the original revenue targets proposed in the BESFs submitted by the
President to Congress; (2) new revenues were collected or realized from sources not
originally considered in the BESFs; or(3) newly-approved loans for foreign assisted
projects were secured, or when conditions were triggered for other sources of funds,
such as perfected loan agreements for foreign-assisted projects.192 This view of the
DBM was adopted by all the respondents in their Consolidated Comment.193

The BESFs for 2011, 2012 and 2013 uniformly defined "unprogrammed
appropriations" as appropriations that provided standby authority to incur additional
agency obligations for priority PAPs when revenue collections exceeded targets, and
when additional foreign funds are generated.194 Contrary to the DBMs averment
that there were three instances when unprogrammed funds could be released, the
BESFs envisioned only two instances. The third mentioned by the DBM the
collection of new revenues from sources not originally considered in the BESFs was
not included. This meant that the collection of additional revenues from new
sources did not warrant the release of the unprogrammed funds. Hence, even if the
revenues not considered in the BESFs were collected or generated, the basic
condition that the revenue collections should exceed the revenue targets must still
be complied with in order to justify the release of the unprogrammed funds.

The view that there were only two instances when the unprogrammed funds could
be released was bolstered by the following texts of the Special Provisions of the
2011 and 2012 GAAs, to wit:

2011 GAA

1. Release of Fund. The amounts authorized herein shall be released only when the
revenue collections exceed the original revenue targets submitted by the President
of the Philippines to Congress pursuant to Section 22, Article VII of the Constitution,
including savings generated from programmed appropriations for the year:
PROVIDED, That collections arising from sources not considered in the aforesaid
original revenue targets may be used to cover releases from appropriations in this
Fund: PROVIDED, FURTHER, That in case of newly approved loans for foreignassisted projects, the existence of a perfected loan agreement for the purpose shall
be sufficient basis for the issuance of a SARO covering the loan proceeds:
PROVIDED, FURTHERMORE, That if there are savings generated from the
programmed appropriations for the first two quarters of the year, the DBM may,
subject to the approval of the President, release the pertinent appropriations under
the Unprogrammed Fund corresponding to only fifty percent (50%) of the said
savings net of revenue shortfall: PROVIDED, FINALLY, That the release of the
balance of the total savings from programmed appropriations for the year shall be
subject to fiscal programming and approval of the President.

2012 GAA

1. Release of the Fund. The amounts authorized herein shall be released only when
the revenue collections exceed the original revenue targets submitted by the
President of the Philippines to Congress pursuant to Section 22, Article VII of the
Constitution: PROVIDED, That collections arising from sources not considered in the
aforesaid original revenue targets may be used to cover releases from
appropriations in this Fund: PROVIDED, FURTHER, That in case of newly approved
loans for foreign-assisted projects, the existence of a perfected loan agreement for
the purpose shall be sufficient basis for the issuance of a SARO covering the loan
proceeds.

As can be noted, the provisos in both provisions to the effect that "collections
arising from sources not considered in the aforesaid original revenue targets may be
used to cover releases from appropriations in this Fund" gave the authority to use
such additional revenues for appropriations funded from the unprogrammed funds.
They did not at all waive compliance with the basic requirement that revenue
collections must still exceed the original revenue targets.

In contrast, the texts of the provisos with regard to additional revenues generated
from newly-approved foreign loans were clear to the effect that the perfected loan
agreement would be in itself "sufficient basis" for the issuance of a SARO to release
the funds but only to the extent of the amount of the loan. In such instance, the
revenue collections need not exceed the revenue targets to warrant the release of
the loan proceeds, and the mere perfection of the loan agreement would suffice.

It can be inferred from the foregoing that under these provisions of the GAAs the
additional revenues from sources not considered in the BESFs must be taken into
account in determining if the revenue collections exceeded the revenue targets. The
text of the relevant provision of the 2013 GAA, which was substantially similar to
those of the GAAs for 2011 and 2012, already made this explicit, thus:

1. Release of the Fund. The amounts authorized herein shall be released only when
the revenue collections exceed the original revenue targets submitted by the
President of the Philippines to Congress pursuant to Section 22, Article VII of the
Constitution, including collections arising from sources not considered in the
aforesaid original revenue target, as certified by the BTr: PROVIDED, That in case of
newly approved loans for foreign-assisted projects, the existence of a perfected loan
agreement for the purpose shall be sufficient basis for the issuance of a SARO
covering the loan proceeds.

Consequently, that there were additional revenues from sources not considered in
the revenue target would not be enough. The total revenue collections must still
exceed the original revenue targets to justify the release of the unprogrammed
funds (other than those from newly-approved foreign loans).

The present controversy on the unprogrammed funds was rooted in the correct
interpretation of the phrase "revenue collections should exceed the original revenue
targets." The petitioners take the phrase to mean that the total revenue collections
must exceed the total revenue target stated in the BESF, but the respondents
understand the phrase to refer only to the collections for each source of revenue as
enumerated in the BESF, with the condition being deemed complied with once the
revenue collections from a particular source already exceeded the stated target.

The BESF provided for the following sources of revenue, with the corresponding
revenue target stated for each source of revenue, to wit:

TAX REVENUES

Taxes on Net Income and Profits

Taxes on Property
Taxes on Domestic Goods and Services

General Sales, Turnover or VAT

Selected Excises on Goods

Selected Taxes on Services

Taxes on the Use of Goods or Property or Permission to Perform Activities
Other Taxes
Taxes on International Trade and Transactions

NON-TAX REVENUES

Fees and Charges

BTR Income

Government Services
Interest on NG Deposits
Interest on Advances to Government Corporations
Income from Investments

Interest on Bond Holdings

Guarantee Fee
Gain on Foreign Exchange
NG Income Collected by BTr

Dividends on Stocks
NG Share from Airport Terminal Fee
NG Share from PAGCOR Income
NG Share from MIAA Profit

Privatization
Foreign Grants

Thus, when the Court required the respondents to submit a certification from the
Bureau of Treasury (BTr) to the effect that the revenue collections had exceeded the
original revenue targets,195 they complied by submitting certifications from the BTr
and Department of Finance (DOF) pertaining to only one identified source of
revenue the dividends from the shares of stock held by the Government in
government-owned and controlled corporations.

To justify the release of the unprogrammed funds for 2011, the OSG presented the
certification dated March 4, 2011 issued by DOF Undersecretary Gil S. Beltran, as
follows:

This is to certify that under the Budget for Expenditures and Sources of Financing
for 2011, the programmed income from dividends from shares of stock in
government-owned and controlled corporations is 5.5 billion.

This is to certify further that based on the records of the Bureau of Treasury, the
National Government has recorded dividend income amounting to P23.8 billion as of
31 January 2011.196

For 2012, the OSG submitted the certification dated April 26, 2012 issued by
National Treasurer Roberto B. Tan, viz:

This is to certify that the actual dividend collections remitted to the National
Government for the period January to March 2012 amounted to P19.419 billion
compared to the full year program of P5.5 billion for 2012.197

And, finally, for 2013, the OSG presented the certification dated July 3, 2013 issued
by National Treasurer Rosalia V. De Leon, to wit:

This is to certify that the actual dividend collections remitted to the National
Government for the period January to May 2013 amounted to P12.438 billion
compared to the full year program of P10.0198 billion for 2013.

Moreover, the National Government accounted for the sale of the right to build and
operate the NAIA expressway amounting to P11.0 billion in June 2013.199

The certifications reflected that by collecting dividends amounting to P23.8 billion in

2011, P19.419 billion in 2012, and P12.438 billion in 2013 the BTr had exceeded
only the P5.5 billion in target revenues in the form of dividends from stocks in each
of 2011 and 2012, and only the P10 billion in target revenues in the form of
dividends from stocks in 2013.

However, the requirement that revenue collections exceed the original revenue
targets was to be construed in light of the purpose for which the unprogrammed
funds were incorporated in the GAAs as standby appropriations to support
additional expenditures for certain priority PAPs should the revenue collections
exceed the resource targets assumed in the budget or when additional foreign
project loan proceeds were realized. The unprogrammed funds were included in the
GAAs to provide ready cover so as not to delay the implementation of the PAPs

should new or additional revenue sources be realized during the year.200 Given the
tenor of the certifications, the unprogrammed funds were thus not yet supported by
the corresponding resources.201

The revenue targets stated in the BESF were intended to address the funding
requirements of the proposed programmed appropriations. In contrast, the
unprogrammed funds, as standby appropriations, were to be released only when
there were revenues in excess of what the programmed appropriations required. As
such, the revenue targets should be considered as a whole, not individually;
otherwise, we would be dealing with artificial revenue surpluses. The requirement
that revenue collections must exceed revenue target should be understood to mean
that the revenue collections must exceed the total of the revenue targets stated in
the BESF. Moreover, to release the unprogrammed funds simply because there was
an excess revenue as to one source of revenue would be an unsound fiscal
management measure because it would disregard the budget plan and foster
budget deficits, in contravention of the Governments surplus budget policy.202

We cannot, therefore, subscribe to the respondents view.

5.
Equal protection, checks and balances,
and public accountability challenges

The DAP is further challenged as violative of the Equal Protection Clause, the
system of checks and balances, and the principle of public accountability.

With respect to the challenge against the DAP under the Equal Protection
Clause,203 Luna argues that the implementation of the DAP was "unfair as it [was]
selective" because the funds released under the DAP was not made available to all
the legislators, with some of them refusing to avail themselves of the DAP funds,
and others being unaware of the availability of such funds. Thus, the DAP practised
"undue favoritism" in favor of select legislators in contravention of the Equal
Protection Clause.

Similarly, COURAGE contends that the DAP violated the Equal Protection Clause
because no reasonable classification was used in distributing the funds under the
DAP; and that the Senators who supposedly availed themselves of said funds were
differently treated as to the amounts they respectively received.

Anent the petitioners theory that the DAP violated the system of checks and
balances, Luna submits that the grant of the funds under the DAP to some
legislators forced their silence about the issues and anomalies surrounding the DAP.
Meanwhile, Belgica stresses that the DAP, by allowing the legislators to identify
PAPs, authorized them to take part in the implementation and execution of the
GAAs, a function that exclusively belonged to the Executive; that such situation
constituted undue and unjustified legislative encroachment in the functions of the
Executive; and that the President arrogated unto himself the power of appropriation
vested in Congress because NBC No. 541 authorized the use of the funds under the
DAP for PAPs not considered in the 2012 budget.

Finally, the petitioners insist that the DAP was repugnant to the principle of public
accountability enshrined in the Constitution,204 because the legislators
relinquished the power of appropriation to the Executive, and exhibited a reluctance
to inquire into the legality of the DAP.

The OSG counters the challenges, stating that the supposed discrimination in the
release of funds under the DAP could be raised only by the affected Members of
Congress themselves, and if the challenge based on the violation of the Equal
Protection Clause was really against the constitutionality of the DAP, the arguments
of the petitioners should be directed to the entitlement of the legislators to the
funds, not to the proposition that all of the legislators should have been given such
entitlement.

The challenge based on the contravention of the Equal Protection Clause, which
focuses on the release of funds under the DAP to legislators, lacks factual and legal
basis. The allegations about Senators and Congressmen being unaware of the
existence and implementation of the DAP, and about some of them having refused
to accept such funds were unsupported with relevant data. Also, the claim that the
Executive discriminated against some legislators on the ground alone of their
receiving less than the others could not of itself warrant a finding of contravention
of the Equal Protection Clause. The denial of equal protection of any law should be
an issue to be raised only by parties who supposedly suffer it, and, in these cases,

such parties would be the few legislators claimed to have been discriminated
against in the releases of funds under the DAP. The reason for the requirement is
that only such affected legislators could properly and fully bring to the fore when
and how the denial of equal protection occurred, and explain why there was a denial
in their situation. The requirement was not met here. Consequently, the Court was
not put in the position to determine if there was a denial of equal protection. To
have the Court do so despite the inadequacy of the showing of factual and legal
support would be to compel it to speculate, and the outcome would not do justice to
those for whose supposed benefit the claim of denial of equal protection has been
made.

The argument that the release of funds under the DAP effectively stayed the hands
of the legislators from conducting congressional inquiries into the legality and
propriety of the DAP is speculative. That deficiency eliminated any need to consider
and resolve the argument, for it is fundamental that speculation would not support
any proper judicial determination of an issue simply because nothing concrete can
thereby be gained. In order to sustain their constitutional challenges against official
acts of the Government, the petitioners must discharge the basic burden of proving
that the constitutional infirmities actually existed.205 Simply put, guesswork and
speculation cannot overcome the presumption of the constitutionality of the
assailed executive act.

We do not need to discuss whether or not the DAP and its implementation through
the various circulars and memoranda of the DBM transgressed the system of checks
and balances in place in our constitutional system. Our earlier expositions on the
DAP and its implementing issuances infringing the doctrine of separation of powers
effectively addressed this particular concern.

Anent the principle of public accountability being transgressed because the

adoption and implementation of the DAP constituted an assumption by the
Executive of Congress power of appropriation, we have already held that the DAP
and its implementing issuances were policies and acts that the Executive could
properly adopt and do in the execution of the GAAs to the extent that they sought
to implement strategies to ramp up or accelerate the economy of the country.

6.
Doctrine of operative fact was applicable

After declaring the DAP and its implementing issuances constitutionally infirm, we
must now deal with the consequences of the declaration.

Article 7 of the Civil Code provides:

Article 7. Laws are repealed only by subsequent ones, and their violation or nonobservance shall not be excused by disuse, or custom or practice to the contrary.

When the courts declared a law to be inconsistent with the Constitution, the former
shall be void and the latter shall govern.

Administrative or executive acts, orders and regulations shall be valid only when
they are not contrary to the laws or the Constitution.

A legislative or executive act that is declared void for being unconstitutional cannot
give rise to any right or obligation.206 However, the generality of the rule makes us
ponder whether rigidly applying the rule may at times be impracticable or wasteful.
Should we not recognize the need to except from the rigid application of the rule
the instances in which the void law or executive act produced an almost irreversible
result?

The need is answered by the doctrine of operative fact. The doctrine, definitely not
a novel one, has been exhaustively explained in De Agbayani v. Philippine National
Bank:207

The decision now on appeal reflects the orthodox view that an unconstitutional act,
for that matter an executive order or a municipal ordinance likewise suffering from
that infirmity, cannot be the source of any legal rights or duties. Nor can it justify
any official act taken under it. Its repugnancy to the fundamental law once judicially
declared results in its being to all intents and purposes a mere scrap of paper. As
the new Civil Code puts it: When the courts declare a law to be inconsistent with
the Constitution, the former shall be void and the latter shall govern. Administrative
or executive acts, orders and regulations shall be valid only when they are not

contrary to the laws of the Constitution. It is understandable why it should be so,

the Constitution being supreme and paramount. Any legislative or executive act
contrary to its terms cannot survive.

Such a view has support in logic and possesses the merit of simplicity. It may not
however be sufficiently realistic. It does not admit of doubt that prior to the
declaration of nullity such challenged legislative or executive act must have been in
force and had to be complied with. This is so as until after the judiciary, in an
appropriate case, declares its invalidity, it is entitled to obedience and respect.
Parties may have acted under it and may have changed their positions. What could
be more fitting than that in a subsequent litigation regard be had to what has been
done while such legislative or executive act was in operation and presumed to be
valid in all respects. It is now accepted as a doctrine that prior to its being nullified,
its existence as a fact must be reckoned with. This is merely to reflect awareness
that precisely because the judiciary is the governmental organ which has the final
say on whether or not a legislative or executive measure is valid, a period of time
may have elapsed before it can exercise the power of judicial review that may lead
to a declaration of nullity. It would be to deprive the law of its quality of fairness and
justice then, if there be no recognition of what had transpired prior to such
adjudication.

In the language of an American Supreme Court decision: The actual existence of a

statute, prior to such a determination [of unconstitutionality], is an operative fact
and may have consequences which cannot justly be ignored. The past cannot
always be erased by a new judicial declaration. The effect of the subsequent ruling
as to invalidity may have to be considered in various aspects, with respect to
particular relations, individual and corporate, and particular conduct, private and
official."

The doctrine of operative fact recognizes the existence of the law or executive act
prior to the determination of its unconstitutionality as an operative fact that
produced consequences that cannot always be erased, ignored or disregarded. In
short, it nullifies the void law or executive act but sustains its effects. It provides an
exception to the general rule that a void or unconstitutional law produces no
effect.208 But its use must be subjected to great scrutiny and circumspection, and
it cannot be invoked to validate an unconstitutional law or executive act, but is
resorted to only as a matter of equity and fair play.209 It applies only to cases
where extraordinary circumstances exist, and only when the extraordinary
circumstances have met the stringent conditions that will permit its application.

We find the doctrine of operative fact applicable to the adoption and

implementation of the DAP. Its application to the DAP proceeds from equity and fair
play. The consequences resulting from the DAP and its related issuances could not
be ignored or could no longer be undone.

To be clear, the doctrine of operative fact extends to a void or unconstitutional

executive act. The term executive act is broad enough to include any and all acts of
the Executive, including those that are quasi legislative and quasi-judicial in nature.
The Court held so in Hacienda Luisita, Inc. v. Presidential Agrarian Reform
Council:210

Nonetheless, the minority is of the persistent view that the applicability of the
operative fact doctrine should be limited to statutes and rules and regulations
issued by the executive department that are accorded the same status as that of a
statute or those which are quasi-legislative in nature. Thus, the minority concludes
that the phrase executive act used in the case of De Agbayani v. Philippine
National Bank refers only to acts, orders, and rules and regulations that have the
force and effect of law. The minority also made mention of the Concurring Opinion
of Justice Enrique Fernando in Municipality of Malabang v. Benito, where it was
supposedly made explicit that the operative fact doctrine applies to executive acts,
which are ultimately quasi-legislative in nature.

We disagree. For one, neither the De Agbayani case nor the Municipality of
Malabang case elaborates what executive act mean. Moreover, while orders, rules
and regulations issued by the President or the executive branch have fixed
definitions and meaning in the Administrative Code and jurisprudence, the phrase
executive act does not have such specific definition under existing laws. It should
be noted that in the cases cited by the minority, nowhere can it be found that the
term executive act is confined to the foregoing. Contrarily, the term executive act
is broad enough to encompass decisions of administrative bodies and agencies
under the executive department which are subsequently revoked by the agency in
question or nullified by the Court.

A case in point is the concurrent appointment of Magdangal B. Elma (Elma) as

Chairman of the Presidential Commission on Good Government (PCGG) and as Chief
Presidential Legal Counsel (CPLC) which was declared unconstitutional by this Court
in Public Interest Center, Inc. v. Elma. In said case, this Court ruled that the

concurrent appointment of Elma to these offices is in violation of Section 7, par. 2,

Article IX-B of the 1987 Constitution, since these are incompatible offices. Notably,
the appointment of Elma as Chairman of the PCGG and as CPLC is, without a
question, an executive act. Prior to the declaration of unconstitutionality of the said
executive act, certain acts or transactions were made in good faith and in reliance
of the appointment of Elma which cannot just be set aside or invalidated by its
subsequent invalidation.

In Tan v. Barrios, this Court, in applying the operative fact doctrine, held that despite
the invalidity of the jurisdiction of the military courts over civilians, certain operative
facts must be acknowledged to have existed so as not to trample upon the rights of
the accused therein. Relevant thereto, in Olaguer v. Military Commission No. 34, it
was ruled that military tribunals pertain to the Executive Department of the
Government and are simply instrumentalities of the executive power, provided by
the legislature for the President as Commander-in-Chief to aid him in properly
commanding the army and navy and enforcing discipline therein, and utilized under
his orders or those of his authorized military representatives.

Evidently, the operative fact doctrine is not confined to statutes and rules and
regulations issued by the executive department that are accorded the same status
as that of a statute or those which are quasi-legislative in nature.

Even assuming that De Agbayani initially applied the operative fact doctrine only to
executive issuances like orders and rules and regulations, said principle can
nonetheless be applied, by analogy, to decisions made by the President or the
agencies under the executive department. This doctrine, in the interest of justice
and equity, can be applied liberally and in a broad sense to encompass said
decisions of the executive branch. In keeping with the demands of equity, the Court
can apply the operative fact doctrine to acts and consequences that resulted from
the reliance not only on a law or executive act which is quasi-legislative in nature
but also on decisions or orders of the executive branch which were later nullified.
This Court is not unmindful that such acts and consequences must be recognized in
the higher interest of justice, equity and fairness.

Significantly, a decision made by the President or the administrative agencies has to

be complied with because it has the force and effect of law, springing from the
powers of the President under the Constitution and existing laws. Prior to the
nullification or recall of said decision, it may have produced acts and consequences

in conformity to and in reliance of said decision, which must be respected. It is on

this score that the operative fact doctrine should be applied to acts and
consequences that resulted from the implementation of the PARC Resolution
approving the SDP of HLI. (Bold underscoring supplied for emphasis)

In Commissioner of Internal Revenue v. San Roque Power Corporation,211 the Court

likewise declared that "for the operative fact doctrine to apply, there must be a
legislative or executive measure, meaning a law or executive issuance." Thus, the
Court opined there that the operative fact doctrine did not apply to a mere
administrative practice of the Bureau of Internal Revenue, viz:

Under Section 246, taxpayers may rely upon a rule or ruling issued by the
Commissioner from the time the rule or ruling is issued up to its reversal by the
Commissioner or this Court. The reversal is not given retroactive effect. This, in
essence, is the doctrine of operative fact. There must, however, be a rule or ruling
issued by the Commissioner that is relied upon by the taxpayer in good faith. A
mere administrative practice, not formalized into a rule or ruling, will not suffice
because such a mere administrative practice may not be uniformly and consistently
applied. An administrative practice, if not formalized as a rule or ruling, will not be
known to the general public and can be availed of only by those with informal
contacts with the government agency.

It is clear from the foregoing that the adoption and the implementation of the DAP
and its related issuances were executive acts.1avvphi1 The DAP itself, as a policy,
transcended a merely administrative practice especially after the Executive,
through the DBM, implemented it by issuing various memoranda and circulars. The
pooling of savings pursuant to the DAP from the allotments made available to the
different agencies and departments was consistently applied throughout the entire
Executive. With the Executive, through the DBM, being in charge of the third phase
of the budget cycle the budget execution phase, the President could legitimately
adopt a policy like the DAP by virtue of his primary responsibility as the Chief
Executive of directing the national economy towards growth and development. This
is simply because savings could and should be determined only during the budget
execution phase.

As already mentioned, the implementation of the DAP resulted into the use of
savings pooled by the Executive to finance the PAPs that were not covered in the
GAA, or that did not have proper appropriation covers, as well as to augment items

pertaining to other departments of the Government in clear violation of the

Constitution. To declare the implementation of the DAP unconstitutional without
recognizing that its prior implementation constituted an operative fact that
produced consequences in the real as well as juristic worlds of the Government and
the Nation is to be impractical and unfair. Unless the doctrine is held to apply, the
Executive as the disburser and the offices under it and elsewhere as the recipients
could be required to undo everything that they had implemented in good faith
under the DAP. That scenario would be enormously burdensome for the
Government. Equity alleviates such burden.

The other side of the coin is that it has been adequately shown as to be beyond
debate that the implementation of the DAP yielded undeniably positive results that
enhanced the economic welfare of the country. To count the positive results may be
impossible, but the visible ones, like public infrastructure, could easily include
roads, bridges, homes for the homeless, hospitals, classrooms and the like. Not to
apply the doctrine of operative fact to the DAP could literally cause the physical
undoing of such worthy results by destruction, and would result in most undesirable
wastefulness.

Nonetheless, as Justice Brion has pointed out during the deliberations, the doctrine
of operative fact does not always apply, and is not always the consequence of every
declaration of constitutional invalidity. It can be invoked only in situations where the
nullification of the effects of what used to be a valid law would result in inequity and
injustice;212 but where no such result would ensue, the general rule that an
unconstitutional law is totally ineffective should apply.

In that context, as Justice Brion has clarified, the doctrine of operative fact can
apply only to the PAPs that can no longer be undone, and whose beneficiaries relied
in good faith on the validity of the DAP, but cannot apply to the authors, proponents
and implementors of the DAP, unless there are concrete findings of good faith in
their favor by the proper tribunals determining their criminal, civil, administrative
and other liabilities.

WHEREFORE, the Court PARTIALLY GRANTS the petitions for certiorari and
prohibition; and DECLARES the following acts and practices under the Disbursement
Acceleration Program, National Budget Circular No. 541 and related executive
issuances UNCONSTITUTIONAL for being in violation of Section 25(5), Article VI of
the 1987 Constitution and the doctrine of separation of powers, namely:

(a) The withdrawal of unobligated allotments from the implementing agencies, and
the declaration of the withdrawn unobligated allotments and unreleased
appropriations as savings prior to the end of the fiscal year and without complying
with the statutory definition of savings contained in the General Appropriations
Acts;

(b) The cross-border transfers of the savings of the Executive to augment the
appropriations of other offices outside the Executive; and

(c) The funding of projects, activities and programs that were not covered by any
appropriation in the General Appropriations Act.

The Court further DECLARES VOID the use of unprogrammed funds despite the
absence of a certification by the National Treasurer that the revenue collections
exceeded the revenue targets for non-compliance with the conditions provided in
the relevant General Appropriations Acts.

SO ORDERED.

Republic of the Philippines

SUPREME COURT
Baguio City

EN BANC

G.R. No. 204819

April 8, 2014

JAMES M. IMBONG and LOVELY-ANN C. IMBONG, for themselves and in behalf of their
minor children, LUCIA CARLOS IMBONG and BERNADETTE CARLOS IMBONG and
MAGNIFICAT CHILD DEVELOPMENT CENTER, INC., Petitioners,
vs.
HON. PAQUITO N. OCHOA, JR., Executive Secretary, HON. FLORENCIO B. ABAD,
Secretary, Department of Budget and Management, HON. ENRIQUE T. ONA,
Secretary, Department of Health, HON. ARMIN A. LUISTRO, Secretary, Department of
Education, Culture and Sports and HON. MANUELA. ROXAS II, Secretary, Department
of Interior and Local Government, Respondents.

x---------------------------------x

G.R. No. 204934

ALLIANCE FOR THE FAMILY FOUNDATION PHILIPPINES, INC. [ALFI], represented by its
President, Maria Concepcion S. Noche, Spouses Reynaldo S. Luistro & Rosie B .
Luistro, Jose S. Sandejas & Elenita S.A. Sandejas, Arturo M. Gorrez & Marietta C.
Gorrez, Salvador S. Mante, Jr. & Hazeleen L. Mante, Rolando M. Bautista & Maria
Felisa S. Bautista, Desiderio Racho & Traquilina Racho, F emand Antonio A.
Tansingco & Carol Anne C. Tansingco for themselves and on behalf of their minor
children, Therese Antonette C. Tansingco, Lorenzo Jose C. Tansingco, Miguel F
emando C. Tangsingco, Carlo Josemaria C. Tansingco & Juan Paolo C. Tansingco,
Spouses Mariano V. Araneta & Eileen Z. Araneta for themselves and on behalf of
their minor children, Ramon Carlos Z. Araneta & Maya Angelica Z. Araneta, Spouses
Renato C. Castor & Mildred C. Castor for themselves and on behalf of their minor
children, Renz Jeffrey C. Castor, Joseph Ramil C. Castor, John Paul C. Castor &
Raphael C. Castor, Spouses Alexander R. Racho & Zara Z. Racho for themselves and
on behalf of their minor children Margarita Racho, Mikaela Racho, Martin Racho,
Mari Racho & Manolo Racho, Spouses Alfred R. Racho & Francine V. Racho for
themselves and on behalf of their minor children Michael Racho, Mariana Racho,
Rafael Racho, Maxi Racho, Chessie Racho & Laura Racho, Spouses David R. Racho &
Armilyn A. Racho for themselves and on behalf of their minor child Gabriel Racho,
Mindy M. Juatas and on behalf of her minor children Elijah Gerald Juatas and Elian
Gabriel Juatas, Salvacion M. Monteiro, Emily R. Laws, Joseph R . Laws & Katrina R.
Laws, Petitioners,
vs.
HON. PAQUITO N. OCHOA, JR., Executive Secretary, HON. ENRIQUE T. ONA,
Secretary, Department of Health, HON. ARMIN A. LUISTRO, Secretary, Department of
Education, Culture and Sports, HON. CORAZON SOLIMAN, Secretary, Department of
Social Welfare and Development, HON. MANUELA. ROXAS II, Secretary, Department
of Interior and Local Government, HON. FLORENCIO B. ABAD, Secretary, Department
of Budget and Management, HON. ARSENIO M. BALISACAN, Socio-Economic
Planning Secretary and NEDA Director-General, THE PHILIPPINE COMMISSION ON
WOMEN, represented by its Chairperson, Remedios lgnacio-Rikken, THE PHILIPPINE
HEALTH INSURANCE CORPORATION, represented by its President Eduardo Banzon,
THE LEAGUE OF PROVINCES OF THE PHILIPPINES, represented by its President
Alfonso Umali, THE LEAGUE OF CITIES OF THE PHILIPPINES, represented by its
President Oscar Rodriguez, and THE LEAGUE OF MUNICIPALITIES OF THE
PHILIPPINES, represented by its President Donato Marcos, Respondents.

x---------------------------------x

G.R. No. 204957

TASK FORCE FOR FAMILY AND LIFE VISAYAS, INC. and VALERIANO S. AVILA,
Petitioners,
vs.
HON. PAQUITO N. OCHOA, JR., Executive Secretary; HON. FLORENCIO B. ABAD,
Secretary, Department of Budget and Management; HON. ENRIQUE T. ONA,
Secretary, Department of Education; and HON. MANUELA. ROXAS II, Secretary,
Department of Interior and Local Government, Respondents.

x---------------------------------x

G.R. No. 204988

SERVE LIFE CAGAYAN DE ORO CITY, INC., represented by Dr. Nestor B. Lumicao,
M.D., as President and in his personal capacity, ROSEVALE FOUNDATION INC.,
represented by Dr. Rodrigo M. Alenton, M.D., as member of the school board and in
his personal capacity, ROSEMARIE R. ALENTON, IMELDA G. IBARRA, CPA, LOVENIAP.
NACES, Phd., ANTHONY G. NAGAC, EARL ANTHONY C. GAMBE and MARLON I. YAP,
Petitioners,
vs.
OFFICE OF THE PRESIDENT, SENATE OF THE PHILIPPINES, HOUSE OF
REPRESENTATIVES, HON. PAQUITO N. OCHOA, JR., Executive Secretary, HON.
FLORENCIO B. ABAD, Secretary, Department of Budget and Management; HON.
ENRIQUE T. ONA, Secretary, Department of Health; HON. ARMIN A. LUISTRO,
Secretary, Department of Education and HON. MANUELA. ROXAS II, Secretary,
Department of Interior and Local Government, Respondents.

x---------------------------------x

G.R. No. 205003

EXPEDITO A. BUGARIN, JR., Petitioner,

vs.
OFFICE OF THE PRESIDENT OF THE REPUBLIC OF THE PHILIPPINES, HON. SENATE
PRESIDENT, HON. SPEAKER OF THE HOUSE OF REPRESENTATIVES and HON.
SOLICITOR GENERAL, Respondents.

x---------------------------------x

G.R. No. 205043

EDUARDO B. OLAGUER and THE CATHOLIC XYBRSPACE APOSTOLATE OF THE

PHILIPPINES, Petitioners,
vs.
DOH SECRETARY ENRIQUE T. ONA, FDA DIRECTOR SUZETTE H. LAZO, DBM
SECRETARY FLORENCIO B. ABAD, DILG SECRETARY MANUELA. ROXAS II, DECS
SECRETARY ARMIN A. LUISTRO, Respondents.

x---------------------------------x

G.R. No. 205138

PHILIPPINE ALLIANCE OF XSEMINARIANS, INC. (PAX), herein represented by its

National President, Atty. Ricardo M . Ribo, and in his own behalf, Atty. Lino E.A.
Dumas, Romeo B. Almonte, Osmundo C. Orlanes, Arsenio Z. Menor, Samuel J. Yap,
Jaime F. Mateo, Rolly Siguan, Dante E. Magdangal, Michael Eugenio O. Plana,
Bienvenido C. Miguel, Jr., Landrito M. Diokno and Baldomero Falcone, Petitioners,
vs.
HON. PAQUITO N. OCHOA, JR., Executive Secretary, HON. FLORENCIO B. ABAD,
Secretary, Department of Budget and Management, HON. ENRIQUE T. ONA,
Secretary, Department of Health, HON. ARMIN A. LUISTRO, Secretary, Department of

Education, HON. MANUELA. ROXAS II, Secretary, Department of Interior and Local
Government, HON. CORAZON J. SOLIMAN, Secretary, Department of Social Welfare
and Development, HON. ARSENIO BALISACAN, Director-General, National Economic
and Development Authority, HON. SUZETTE H. LAZO, Director-General, Food and
Drugs Administration, THE BOARD OF DIRECTORS, Philippine Health Insurance
Corporation, and THE BOARD OF COMMISSIONERS, Philippine Commission on
Women, Respondents.

x---------------------------------x

G.R. No. 205478

REYNALDO J. ECHAVEZ, M.D., JACQUELINE H. KING, M.D., CYNTHIA T. DOMINGO,

M.D., AND JOSEPHINE MILLADO-LUMITAO, M.D., collectively known as Doctors For
Life, and ANTHONY PEREZ, MICHAEL ANTHONY G. MAPA, CARLOS ANTONIO PALAD,
WILFREDO JOSE, CLAIRE NAVARRO, ANNA COSIO, and GABRIEL DY LIACCO
collectively known as Filipinos For Life, Petitioners,
vs.
HON. PAQUITO N. OCHOA, JR., Executive Secretary; HON. FLORENCIO B. ABAD,
Secretary of the Department of Budget and Management; HON. ENRIQUE T. ONA,
Secretary of the Department of Health; HON. ARMIN A. LUISTRO, Secretary of the
Department of Education; and HON. MANUELA. ROXAS II, Secretary of the
Department of Interior and Local Government, Respondents.

x---------------------------------x

G.R. No. 205491

SPOUSES FRANCISCO S. TATAD AND MARIA FENNY C. TATAD & ALA F. PAGUIA, for
themselves, their Posterity, and the rest of Filipino posterity, Petitioners,
vs.
OFFICE OF THE PRESIDENT of the Republic of the Philippines, Respondent.

x---------------------------------x

G.R. No. 205720

PRO-LIFE PHILIPPINES FOUNDATION, Inc., represented by Loma Melegrito, as

Executive Director, and in her personal capacity, JOSELYN B. BASILIO, ROBERT Z.
CORTES, ARIEL A. CRISOSTOMO, JEREMY I. GATDULA, CRISTINA A. MONTES, RAUL
ANTONIO A. NIDOY, WINSTON CONRAD B. PADOJINOG, RUFINO L. POLICARPIO III,
Petitioners,
vs.
OFFICE OF THE PRESIDENT, SENATE OF THE PHILIPPINES, HOUSE OF
REPRESENTATIVES, HON. PAQUITO N. OCHOA, JR., Executive Secretary, HON.
FLORENCIO B. ABAD, Secretary, Department of Budget and Management, HON.
ENRIQUE T. ONA, Secretary, Department of Health, HON. ARMIN A. LUISTRO,
Secretary, Department of Education and HON. MANUEL A. ROXAS II, Secretary,
Department of Interior and Local Government, Respondents.

x---------------------------------x

G.R. No. 206355

MILLENNIUM SAINT FOUNDATION, INC., ATTY. RAMON PEDROSA, ATTY. CITA

BORROMEO-GARCIA, STELLAACEDERA, ATTY. BERTENI CATALUNA CAUSING,
Petitioners,
vs.
OFFICE OF THE PRESIDENT, OFFICE OF THE EXECUTIVE SECRETARY, DEPARTMENT
OF HEALTH, DEPARTMENT OF EDUCATION, Respondents.

x---------------------------------x

G.R. No. 207111

JOHN WALTER B. JUAT, MARY M. IMBONG, ANTHONY VICTORIO B. LUMICAO, JOSEPH

MARTIN Q. VERDEJO, ANTONIA EMMA R. ROXAS and LOTA LAT-GUERRERO,
Petitioners,
vs.
HON. PAQUITO N. OCHOA, JR., Executive Secretary, HON. FLORENCIO ABAD,
Secretary, Department of Budget and Management, HON. ENRIQUE T. ONA,
Secretary, Department of Health, HON. ARMIN A. LUISTRO, Secretary, Department of
Education, Culture and Sports and HON. MANUEL A. ROXAS II, Secretary,
Department of Interior and Local Government, Respondents.

x---------------------------------x

G.R. No. 207172

COUPLES FOR CHRIST FOUNDATION, INC., SPOUSES JUAN CARLOS ARTADI

SARMIENTO AND FRANCESCA ISABELLE BESINGA-SARMIENTO, AND SPOUSES LUIS
FRANCIS A. RODRIGO, JR. and DEBORAH MARIE VERONICA N. RODRIGO, Petitioners,
vs.
HON. PAQUITO N. OCHOA, JR., Executive Secretary, HON. FLORENCIO B. ABAD,
Secretary, Department of Budget and Management, HON. ENRIQUE T. ONA,
Secretary, Department of Health, HON. ARMIN A. LUISTRO, Secretary, Department of
Education, Culture and Sports and HON. MANUELA. ROXAS II, Secretary, Department
of Interior and Local Government, Respondents.

x---------------------------------x

G.R. No. 207563

ALMARIM CENTI TILLAH and ABDULHUSSEIN M. KASHIM, Petitioners,

vs.
HON. PAQUITO N. OCHOA, JR., Executive Secretary, HON. ENRIQUE T. ONA, Secretary
of the Department of Health, and HON. ARMIN A. LUISTRO,Secretary of the
Department of Budget and Management, Respondents.

DECISION

MENDOZA, J.:

Freedom of religion was accorded preferred status by the framers of our

fundamental law. And this Court has consistently affirmed this preferred status, well
aware that it is "designed to protect the broadest possible liberty of conscience, to
allow each man to believe as his conscience directs, to profess his beliefs , and to
live as he believes he ought to live, consistent with the liberty of others and with the
common good."1

To this day, poverty is still a major stumbling block to the nation's emergence as a
developed country, leaving our people beleaguered in a state of hunger, illiteracy
and unemployment. While governmental policies have been geared towards the
revitalization of the economy, the bludgeoning dearth in social services remains to
be a problem that concerns not only the poor, but every member of society. The
government continues to tread on a trying path to the realization of its very
purpose, that is, the general welfare of the Filipino people and the development of
the country as a whole. The legislative branch, as the main facet of a representative
government, endeavors to enact laws and policies that aim to remedy looming
societal woes, while the executive is closed set to fully implement these measures
and bring concrete and substantial solutions within the reach of Juan dela Cruz.
Seemingly distant is the judicial branch, oftentimes regarded as an inert
governmental body that merely casts its watchful eyes on clashing stakeholders
until it is called upon to adjudicate. Passive, yet reflexive when called into action,
the Judiciary then willingly embarks on its solemn duty to interpret legislation vis-avis the most vital and enduring principle that holds Philippine society together - the
supremacy of the Philippine Constitution.

Nothing has polarized the nation more in recent years than the issues of population
growth control, abortion and contraception. As in every democratic society,

diametrically opposed views on the subjects and their perceived consequences

freely circulate in various media. From television debates2 to sticker campaigns,3
from rallies by socio-political activists to mass gatherings organized by members of
the clergy4 - the clash between the seemingly antithetical ideologies of the religious
conservatives and progressive liberals has caused a deep division in every level of
the society. Despite calls to withhold support thereto, however, Republic Act (R.A.)
No. 10354, otherwise known as the Responsible Parenthood and Reproductive
Health Act of 2012 (RH Law), was enacted by Congress on December 21, 2012.

Shortly after the President placed his imprimatur on the said law, challengers from
various sectors of society came knocking on the doors of the Court, beckoning it to
wield the sword that strikes down constitutional disobedience. Aware of the
profound and lasting impact that its decision may produce, the Court now faces the
iuris controversy, as presented in fourteen (14) petitions and two (2) petitions- inintervention, to wit:

(1) Petition for Certiorari and Prohibition,5 filed by spouses Attys. James M. Imbong
and Lovely Ann C. Imbong, in their personal capacities as citizens, lawyers and
taxpayers and on behalf of their minor children; and the Magnificat Child Leaming
Center, Inc., a domestic, privately-owned educational institution (Jmbong);

(2) Petition for Prohibition,6 filed by the Alliance for the Family Foundation
Philippines, Inc., through its president, Atty. Maria Concepcion S. Noche7 and
several others8 in their personal capacities as citizens and on behalf of the
generations unborn (ALFI);

(3) Petition for Certiorari,9 filed by the Task Force for Family and Life Visayas, Inc.,
and Valeriano S. Avila, in their capacities as citizens and taxpayers (Task Force
Family);

(4) Petition for Certiorari and Prohibition,10 filed by Serve Life Cagayan De Oro City,
Inc.,11 Rosevale Foundation, Inc.,12 a domestic, privately-owned educational
institution, and several others,13 in their capacities as citizens (Serve Life);

(5) Petition,14 filed by Expedito A. Bugarin, Jr. in his capacity as a citizen (Bugarin);

(6) Petition for Certiorari and Prohibition,15 filed by Eduardo Olaguer and the
Catholic Xybrspace Apostolate of the Philippines,16 in their capacities as a citizens
and taxpayers (Olaguer);

(7) Petition for Certiorari and Prohibition,17 filed by the Philippine Alliance of
Xseminarians Inc.,18 and several others19 in their capacities as citizens and
taxpayers (PAX);

(8) Petition,20 filed by Reynaldo J. Echavez, M.D. and several others,21 in their
capacities as citizens and taxpayers (Echavez);

(9) Petition for Certiorari and Prohibition,22 filed by spouses Francisco and Maria
Fenny C. Tatad and Atty. Alan F. Paguia, in their capacities as citizens, taxpayers and
on behalf of those yet unborn. Atty. Alan F. Paguia is also proceeding in his capacity
as a member of the Bar (Tatad);

(10) Petition for Certiorari and Prohibition,23 filed by Pro-Life Philippines Foundation
Inc.24 and several others,25 in their capacities as citizens and taxpayers and on
behalf of its associates who are members of the Bar (Pro-Life);

(11) Petition for Prohibition,26 filed by Millennium Saint Foundation, Inc.,27 Attys.
Ramon Pedrosa, Cita Borromeo-Garcia, Stella Acedera, and Berteni Catalufia
Causing, in their capacities as citizens, taxpayers and members of the Bar (MSF);

(12) Petition for Certiorari and Prohibition,28 filed by John Walter B. Juat and several
others,29 in their capacities as citizens (Juat) ;

(13) Petition for Certiorari and Prohibition,30 filed by Couples for Christ Foundation,
Inc. and several others,31 in their capacities as citizens (CFC);

(14) Petition for Prohibition32 filed by Almarim Centi Tillah and Abdulhussein M.
Kashim in their capacities as citizens and taxpayers (Tillah); and

(15) Petition-In-Intervention,33 filed by Atty. Samson S. Alcantara in his capacity as

a citizen and a taxpayer (Alcantara); and

(16) Petition-In-Intervention,34 filed by Buhay Hayaang Yumabong (B UHAY) , an

accredited political party.

A perusal of the foregoing petitions shows that the petitioners are assailing the
constitutionality of RH Law on the following GROUNDS:

The RH Law violates the right to life of the unborn. According to the petitioners,
notwithstanding its declared policy against abortion, the implementation of the RH
Law would authorize the purchase of hormonal contraceptives, intra-uterine devices
and injectables which are abortives, in violation of Section 12, Article II of the
Constitution which guarantees protection of both the life of the mother and the life
of the unborn from conception.35

The RH Law violates the right to health and the right to protection against
hazardous products. The petitioners posit that the RH Law provides universal access
to contraceptives which are hazardous to one's health, as it causes cancer and
other health problems.36

The RH Law violates the right to religious freedom. The petitioners contend that
the RH Law violates the constitutional guarantee respecting religion as it authorizes
the use of public funds for the procurement of contraceptives. For the petitioners,
the use of public funds for purposes that are believed to be contrary to their beliefs
is included in the constitutional mandate ensuring religious freedom.37

It is also contended that the RH Law threatens conscientious objectors of criminal

prosecution, imprisonment and other forms of punishment, as it compels medical
practitioners 1] to refer patients who seek advice on reproductive health programs
to other doctors; and 2] to provide full and correct information on reproductive

health programs and service, although it is against their religious beliefs and
convictions.38

In this connection, Section 5 .23 of the Implementing Rules and Regulations of the
RH Law (RH-IRR),39 provides that skilled health professionals who are public officers
such as, but not limited to, Provincial, City, or Municipal Health Officers, medical
officers, medical specialists, rural health physicians, hospital staff nurses, public
health nurses, or rural health midwives, who are specifically charged with the duty
to implement these Rules, cannot be considered as conscientious objectors.40

It is also argued that the RH Law providing for the formulation of mandatory sex
education in schools should not be allowed as it is an affront to their religious
beliefs.41

While the petit10ners recognize that the guarantee of religious freedom is not
absolute, they argue that the RH Law fails to satisfy the "clear and present danger
test" and the "compelling state interest test" to justify the regulation of the right to
free exercise of religion and the right to free speech.42

The RH Law violates the constitutional provision on involuntary servitude.

According to the petitioners, the RH Law subjects medical practitioners to
involuntary servitude because, to be accredited under the PhilHealth program, they
are compelled to provide forty-eight (48) hours of pro bona services for indigent
women, under threat of criminal prosecution, imprisonment and other forms of
punishment.43

The petitioners explain that since a majority of patients are covered by PhilHealth, a
medical practitioner would effectively be forced to render reproductive health
services since the lack of PhilHealth accreditation would mean that the majority of
the public would no longer be able to avail of the practitioners services.44

The RH Law violates the right to equal protection of the law. It is claimed that the
RH Law discriminates against the poor as it makes them the primary target of the
government program that promotes contraceptive use. The petitioners argue that,
rather than promoting reproductive health among the poor, the RH Law seeks to
introduce contraceptives that would effectively reduce the number of the poor.45

 The RH Law is "void-for-vagueness" in violation of the due process clause of the

Constitution. In imposing the penalty of imprisonment and/or fine for "any
violation," it is vague because it does not define the type of conduct to be treated
as "violation" of the RH Law.46

In this connection, it is claimed that "Section 7 of the RH Law violates the right to
due process by removing from them (the people) the right to manage their own
affairs and to decide what kind of health facility they shall be and what kind of
services they shall offer."47 It ignores the management prerogative inherent in
corporations for employers to conduct their affairs in accordance with their own
discretion and judgment.

The RH Law violates the right to free speech. To compel a person to explain a full
range of family planning methods is plainly to curtail his right to expound only his
own preferred way of family planning. The petitioners note that although exemption
is granted to institutions owned and operated by religious groups, they are still
forced to refer their patients to another healthcare facility willing to perform the
service or procedure.48

The RH Law intrudes into the zone of privacy of one's family protected by the
Constitution. It is contended that the RH Law providing for mandatory reproductive
health education intrudes upon their constitutional right to raise their children in
accordance with their beliefs.49

It is claimed that, by giving absolute authority to the person who will undergo
reproductive health procedure, the RH Law forsakes any real dialogue between the
spouses and impedes the right of spouses to mutually decide on matters pertaining
to the overall well-being of their family. In the same breath, it is also claimed that
the parents of a child who has suffered a miscarriage are deprived of parental
authority to determine whether their child should use contraceptives.50

The RH Law violates the constitutional principle of non-delegation of legislative

authority. The petitioners question the delegation by Congress to the FDA of the
power to determine whether a product is non-abortifacient and to be included in the
Emergency Drugs List (EDL).51

 The RH Law violates the one subject/one bill rule provision under Section 26( 1 ),
Article VI of the Constitution.52

The RH Law violates Natural Law.53

The RH Law violates the principle of Autonomy of Local Government Units (LGUs)
and the Autonomous Region of Muslim Mindanao {ARMM). It is contended that the
RH Law, providing for reproductive health measures at the local government level
and the ARMM, infringes upon the powers devolved to LGUs and the ARMM under
the Local Government Code and R.A . No. 9054.54

Various parties also sought and were granted leave to file their respective
comments-in-intervention in defense of the constitutionality of the RH Law. Aside
from the Office of the Solicitor General (OSG) which commented on the petitions in
behalf of the respondents,55 Congressman Edcel C. Lagman,56 former officials of
the Department of Health Dr. Esperanza I. Cabral, Jamie Galvez-Tan, and Dr. Alberto
G. Romualdez,57 the Filipino Catholic Voices for Reproductive Health (C4RH),58 Ana
Theresa "Risa" Hontiveros,59 and Atty. Joan De Venecia60 also filed their respective
Comments-in-Intervention in conjunction with several others. On June 4, 2013,
Senator Pia Juliana S. Cayetano was also granted leave to intervene.61

The respondents, aside from traversing the substantive arguments of the

petitioners, pray for the dismissal of the petitions for the principal reasons that 1]
there is no actual case or controversy and, therefore, the issues are not yet ripe for
judicial determination.; 2] some petitioners lack standing to question the RH Law;
and 3] the petitions are essentially petitions for declaratory relief over which the
Court has no original jurisdiction.

Meanwhile, on March 15, 2013, the RH-IRR for the enforcement of the assailed
legislation took effect.

On March 19, 2013, after considering the issues and arguments raised, the Court
issued the Status Quo Ante Order (SQAO), enjoining the effects and implementation

of the assailed legislation for a period of one hundred and twenty (120) days, or
until July 17, 2013.62

On May 30, 2013, the Court held a preliminary conference with the counsels of the
parties to determine and/or identify the pertinent issues raised by the parties and
the sequence by which these issues were to be discussed in the oral arguments. On
July 9 and 23, 2013, and on August 6, 13, and 27, 2013, the cases were heard on
oral argument. On July 16, 2013, the SQAO was ordered extended until further
orders of the Court.63

Thereafter, the Court directed the parties to submit their respective memoranda
within sixty (60) days and, at the same time posed several questions for their
clarification on some contentions of the parties.64

The Status Quo Ante

(Population, Contraceptive and Reproductive Health Laws

Prior to the RH Law

Long before the incipience of the RH Law, the country has allowed the sale,
dispensation and distribution of contraceptive drugs and devices. As far back as
June 18, 1966, the country enacted R.A. No. 4729 entitled "An Act to Regu,late the
Sale, Dispensation, and/or Distribution of Contraceptive Drugs and Devices."
Although contraceptive drugs and devices were allowed, they could not be sold,
dispensed or distributed "unless such sale, dispensation and distribution is by a duly
licensed drug store or pharmaceutical company and with the prescription of a
qualified medical practitioner."65

In addition, R.A. No. 5921,66 approved on June 21, 1969, contained provisions
relative to "dispensing of abortifacients or anti-conceptional substances and
devices." Under Section 37 thereof, it was provided that "no drug or chemical
product or device capable of provoking abortion or preventing conception as

classified by the Food and Drug Administration shall be delivered or sold to any
person without a proper prescription by a duly licensed physician."

On December 11, 1967, the Philippines, adhering to the UN Declaration on

Population, which recognized that the population problem should be considered as
the principal element for long-term economic development, enacted measures that
promoted male vasectomy and tubal ligation to mitigate population growth.67
Among these measures included R.A. No. 6365, approved on August 16, 1971,
entitled "An Act Establishing a National Policy on Population, Creating the
Commission on Population and for Other Purposes. " The law envisioned that "family
planning will be made part of a broad educational program; safe and effective
means will be provided to couples desiring to space or limit family size; mortality
and morbidity rates will be further reduced."

To further strengthen R.A. No. 6365, then President Ferdinand E . Marcos issued
Presidential Decree. (P.D.) No. 79,68 dated December 8, 1972, which, among others,
made "family planning a part of a broad educational program," provided "family
planning services as a part of over-all health care," and made "available all
acceptable methods of contraception, except abortion, to all Filipino citizens
desirous of spacing, limiting or preventing pregnancies."

Through the years, however, the use of contraceptives and family planning methods
evolved from being a component of demographic management, to one centered on
the promotion of public health, particularly, reproductive health.69 Under that
policy, the country gave priority to one's right to freely choose the method of family
planning to be adopted, in conformity with its adherence to the commitments made
in the International Conference on Population and Development.70 Thus, on August
14, 2009, the country enacted R.A. No. 9710 or "The Magna Carta for Women, "
which, among others, mandated the State to provide for comprehensive health
services and programs for women, including family planning and sex education.71

The RH Law

Despite the foregoing legislative measures, the population of the country kept on
galloping at an uncontrollable pace. From a paltry number of just over 27 million
Filipinos in 1960, the population of the country reached over 76 million in the year
2000 and over 92 million in 2010.72 The executive and the legislative, thus, felt

that the measures were still not adequate. To rein in the problem, the RH Law was
enacted to provide Filipinos, especially the poor and the marginalized, access and
information to the full range of modem family planning methods, and to ensure that
its objective to provide for the peoples' right to reproductive health be achieved. To
make it more effective, the RH Law made it mandatory for health providers to
provide information on the full range of modem family planning methods, supplies
and services, and for schools to provide reproductive health education. To put teeth
to it, the RH Law criminalizes certain acts of refusals to carry out its mandates.

Stated differently, the RH Law is an enhancement measure to fortify and make

effective the current laws on contraception, women's health and population control.

Prayer of the Petitioners - Maintain the Status Quo

The petitioners are one in praying that the entire RH Law be declared
unconstitutional. Petitioner ALFI, in particular, argues that the government
sponsored contraception program, the very essence of the RH Law, violates the
right to health of women and the sanctity of life, which the State is mandated to
protect and promote. Thus, ALFI prays that "the status quo ante - the situation prior
to the passage of the RH Law - must be maintained."73 It explains:

x x x. The instant Petition does not question contraception and contraceptives per
se. As provided under Republic Act No. 5921 and Republic Act No. 4729, the sale
and distribution of contraceptives are prohibited unless dispensed by a prescription
duly licensed by a physician. What the Petitioners find deplorable and repugnant
under the RH Law is the role that the State and its agencies - the entire
bureaucracy, from the cabinet secretaries down to the barangay officials in the
remotest areas of the country - is made to play in the implementation of the
contraception program to the fullest extent possible using taxpayers' money. The
State then will be the funder and provider of all forms of family planning methods
and the implementer of the program by ensuring the widespread dissemination of,
and universal access to, a full range of family planning methods, devices and
supplies.74

ISSUES

After a scrutiny of the various arguments and contentions of the parties, the Court
has synthesized and refined them to the following principal issues:

I. PROCEDURAL: Whether the Court may exercise its power of judicial review over
the controversy.

1] Power of Judicial Review

2] Actual Case or Controversy

3] Facial Challenge

4] Locus Standi

5] Declaratory Relief

6] One Subject/One Title Rule

II. SUBSTANTIVE: Whether the RH law is unconstitutional:

1] Right to Life

2] Right to Health

3] Freedom of Religion and the Right to Free Speech

4] The Family

5] Freedom of Expression and Academic Freedom

6] Due Process

7] Equal Protection

8] Involuntary Servitude

9] Delegation of Authority to the FDA

10] Autonomy of Local Govemments/ARMM

DISCUSSION

Before delving into the constitutionality of the RH Law and its implementing rules, it
behooves the Court to resolve some procedural impediments.

I. PROCEDURAL ISSUE: Whether the Court can exercise its power of judicial review
over the controversy.

The Power of Judicial Review

In its attempt to persuade the Court to stay its judicial hand, the OSG asserts that it
should submit to the legislative and political wisdom of Congress and respect the
compromises made in the crafting of the RH Law, it being "a product of a
majoritarian democratic process"75 and "characterized by an inordinate amount of
transparency."76 The OSG posits that the authority of the Court to review social
legislation like the RH Law by certiorari is "weak," since the Constitution vests the

discretion to implement the constitutional policies and positive norms with the
political departments, in particular, with Congress.77 It further asserts that in view
of the Court's ruling in Southern Hemisphere v. Anti-Terrorism Council,78 the
remedies of certiorari and prohibition utilized by the petitioners are improper to
assail the validity of the acts of the legislature.79

Moreover, the OSG submits that as an "as applied challenge," it cannot prosper
considering that the assailed law has yet to be enforced and applied to the
petitioners, and that the government has yet to distribute reproductive health
devices that are abortive. It claims that the RH Law cannot be challenged "on its
face" as it is not a speech-regulating measure.80

In many cases involving the determination of the constitutionality of the actions of

the Executive and the Legislature, it is often sought that the Court temper its
exercise of judicial power and accord due respect to the wisdom of its co-equal
branch on the basis of the principle of separation of powers. To be clear, the
separation of powers is a fundamental principle in our system of government, which
obtains not through express provision but by actual division in our Constitution.
Each department of the government has exclusive cognizance of matters within its
jurisdiction and is supreme within its own sphere.81

Thus, the 1987 Constitution provides that: (a) the legislative power shall be vested
in the Congress of the Philippines;82 (b) the executive power shall be vested in the
President of the Philippines;83 and (c) the judicial power shall be vested in one
Supreme Court and in such lower courts as may be established by law.84 The
Constitution has truly blocked out with deft strokes and in bold lines, the allotment
of powers among the three branches of government.85

In its relationship with its co-equals, the Judiciary recognizes the doctrine of
separation of powers which imposes upon the courts proper restraint, born of the
nature of their functions and of their respect for the other branches of government,
in striking down the acts of the Executive or the Legislature as unconstitutional.
Verily, the policy is a harmonious blend of courtesy and caution.86

It has also long been observed, however, that in times of social disquietude or
political instability, the great landmarks of the Constitution are apt to be forgotten
or marred, if not entirely obliterated.87 In order to address this, the Constitution

impresses upon the Court to respect the acts performed by a co-equal branch done
within its sphere of competence and authority, but at the same time, allows it to
cross the line of separation - but only at a very limited and specific point - to
determine whether the acts of the executive and the legislative branches are null
because they were undertaken with grave abuse of discretion.88 Thus, while the
Court may not pass upon questions of wisdom, justice or expediency of the RH Law,
it may do so where an attendant unconstitutionality or grave abuse of discretion
results.89 The Court must demonstrate its unflinching commitment to protect those
cherished rights and principles embodied in the Constitution.

In this connection, it bears adding that while the scope of judicial power of review
may be limited, the Constitution makes no distinction as to the kind of legislation
that may be subject to judicial scrutiny, be it in the form of social legislation or
otherwise. The reason is simple and goes back to the earlier point. The Court may
pass upon the constitutionality of acts of the legislative and the executive branches,
since its duty is not to review their collective wisdom but, rather, to make sure that
they have acted in consonance with their respective authorities and rights as
mandated of them by the Constitution. If after said review, the Court finds no
constitutional violations of any sort, then, it has no more authority of proscribing the
actions under review.90 This is in line with Article VIII, Section 1 of the Constitution
which expressly provides:

Section 1. The judicial power shall be vested in one Supreme Court and in such
lower courts as may be established by law.

Judicial power includes the duty of the courts of justice to settle actual controversies
involving rights which are legally demandable and enforceable, and to determine
whether or not there has been a grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of the
Government. [Emphases supplied]

As far back as Tanada v. Angara,91 the Court has unequivocally declared that
certiorari, prohibition and mandamus are appropriate remedies to raise
constitutional issues and to review and/or prohibit/nullify, when proper, acts of
legislative and executive officials, as there is no other plain, speedy or adequate
remedy in the ordinary course of law. This ruling was later on applied in Macalintal v.
COMELEC,92 Aldaba v. COMELEC,93 Magallona v. Ermita,94 and countless others. In
Tanada, the Court wrote:

In seeking to nullify an act of the Philippine Senate on the ground that it

contravenes the Constitution, the petition no doubt raises a justiciable controversy.
Where an action of the legislative branch is seriously alleged to have infringed the
Constitution, it becomes not only the right but in fact the duty of the judiciary to
settle the dispute. "The question thus posed is judicial rather than political. The duty
(to adjudicate) remains to assure that the supremacy of the Constitution is upheld. "
Once a "controversy as to the application or interpretation of constitutional
provision is raised before this Court (as in the instant case), it becomes a legal issue
which the Court is bound by constitutional mandate to decide. [Emphasis supplied]

In the scholarly estimation of former Supreme Court Justice Florentino Feliciano,

"judicial review is essential for the maintenance and enforcement of the separation
of powers and the balancing of powers among the three great departments of
government through the definition and maintenance of the boundaries of authority
and control between them. To him, judicial review is the chief, indeed the only,
medium of participation - or instrument of intervention - of the judiciary in that
balancing operation.95

Lest it be misunderstood, it bears emphasizing that the Court does not have the
unbridled authority to rule on just any and every claim of constitutional violation.
Jurisprudence is replete with the rule that the power of judicial review is limited by
four exacting requisites, viz : (a) there must be an actual case or controversy; (b)
the petitioners must possess locus standi; (c) the question of constitutionality must
be raised at the earliest opportunity; and (d) the issue of constitutionality must be
the lis mota of the case.96

Actual Case or Controversy

Proponents of the RH Law submit that the subj ect petitions do not present any
actual case or controversy because the RH Law has yet to be implemented.97 They
claim that the questions raised by the petitions are not yet concrete and ripe for
adjudication since no one has been charged with violating any of its provisions and
that there is no showing that any of the petitioners' rights has been adversely
affected by its operation.98 In short, it is contended that judicial review of the RH
Law is premature.

An actual case or controversy means an existing case or controversy that is

appropriate or ripe for determination, not conjectural or anticipatory, lest the
decision of the court would amount to an advisory opinion.99 The rule is that courts
do not sit to adjudicate mere academic questions to satisfy scholarly interest,
however intellectually challenging. The controversy must be justiciable-definite and
concrete, touching on the legal relations of parties having adverse legal interests. In
other words, the pleadings must show an active antagonistic assertion of a legal
right, on the one hand, and a denial thereof, on the other; that is, it must concern a
real, tangible and not merely a theoretical question or issue. There ought to be an
actual and substantial controversy admitting of specific relief through a decree
conclusive in nature, as distinguished from an opinion advising what the law would
be upon a hypothetical state of facts.100

Corollary to the requirement of an actual case or controversy is the requirement of

ripeness.101 A question is ripe for adjudication when the act being challenged has
had a direct adverse effect on the individual challenging it. For a case to be
considered ripe for adjudication, it is a prerequisite that something has then been
accomplished or performed by either branch before a court may come into the
picture, and the petitioner must allege the existence of an immediate or threatened
injury to himself as a result of the challenged action. He must show that he has
sustained or is immediately in danger of sustaining some direct injury as a result of
the act complained of102

In The Province of North Cotabato v. The Government of the Republic of the

Philippines,103 where the constitutionality of an unimplemented Memorandum of
Agreement on the Ancestral Domain (MOA-AD) was put in question, it was argued
that the Court has no authority to pass upon the issues raised as there was yet no
concrete act performed that could possibly violate the petitioners' and the
intervenors' rights. Citing precedents, the Court ruled that the fact of the law or act
in question being not yet effective does not negate ripeness. Concrete acts under a
law are not necessary to render the controversy ripe. Even a singular violation of
the Constitution and/or the law is enough to awaken judicial duty.

In this case, the Court is of the view that an actual case or controversy exists and
that the same is ripe for judicial determination. Considering that the RH Law and its
implementing rules have already taken effect and that budgetary measures to carry
out the law have already been passed, it is evident that the subject petitions
present a justiciable controversy. As stated earlier, when an action of the legislative
branch is seriously alleged to have infringed the Constitution, it not only becomes a
right, but also a duty of the Judiciary to settle the dispute.104

Moreover, the petitioners have shown that the case is so because medical
practitioners or medical providers are in danger of being criminally prosecuted
under the RH Law for vague violations thereof, particularly public health officers
who are threatened to be dismissed from the service with forfeiture of retirement
and other benefits. They must, at least, be heard on the matter NOW.

Facial Challenge

The OSG also assails the propriety of the facial challenge lodged by the subject
petitions, contending that the RH Law cannot be challenged "on its face" as it is not
a speech regulating measure.105

The Court is not persuaded.

In United States (US) constitutional law, a facial challenge, also known as a First
Amendment Challenge, is one that is launched to assail the validity of statutes
concerning not only protected speech, but also all other rights in the First
Amendment.106 These include religious freedom, freedom of the press, and the
right of the people to peaceably assemble, and to petition the Government for a
redress of grievances.107 After all, the fundamental right to religious freedom,
freedom of the press and peaceful assembly are but component rights of the right
to one's freedom of expression, as they are modes which one's thoughts are
externalized.

In this jurisdiction, the application of doctrines originating from the U.S. has been
generally maintained, albeit with some modifications. While this Court has withheld
the application of facial challenges to strictly penal statues,108 it has expanded its
scope to cover statutes not only regulating free speech, but also those involving
religious freedom, and other fundamental rights.109 The underlying reason for this
modification is simple. For unlike its counterpart in the U.S., this Court, under its
expanded jurisdiction, is mandated by the Fundamental Law not only to settle
actual controversies involving rights which are legally demandable and enforceable,
but also to determine whether or not there has been a grave abuse of discretion
amounting to lack or excess of jurisdiction on the part of any branch or
instrumentality of the Government.110 Verily, the framers of Our Constitution

envisioned a proactive Judiciary, ever vigilant with its duty to maintain the
supremacy of the Constitution.

Consequently, considering that the foregoing petitions have seriously alleged that
the constitutional human rights to life, speech and religion and other fundamental
rights mentioned above have been violated by the assailed legislation, the Court
has authority to take cognizance of these kindred petitions and to determine if the
RH Law can indeed pass constitutional scrutiny. To dismiss these petitions on the
simple expedient that there exist no actual case or controversy, would diminish this
Court as a reactive branch of government, acting only when the Fundamental Law
has been transgressed, to the detriment of the Filipino people.

Locus Standi

The OSG also attacks the legal personality of the petitioners to file their respective
petitions. It contends that the "as applied challenge" lodged by the petitioners
cannot prosper as the assailed law has yet to be enforced and applied against
them,111 and the government has yet to distribute reproductive health devices that
are abortive.112

The petitioners, for their part, invariably invoke the "transcendental importance"
doctrine and their status as citizens and taxpayers in establishing the requisite
locus standi.

Locus standi or legal standing is defined as a personal and substantial interest in a

case such that the party has sustained or will sustain direct injury as a result of the
challenged governmental act.113 It requires a personal stake in the outcome of the
controversy as to assure the concrete adverseness which sharpens the presentation
of issues upon which the court so largely depends for illumination of difficult
constitutional questions.114

In relation to locus standi, the "as applied challenge" embodies the rule that one
can challenge the constitutionality of a statute only if he asserts a violation of his
own rights. The rule prohibits one from challenging the constitutionality of the
statute grounded on a violation of the rights of third persons not before the court.
This rule is also known as the prohibition against third-party standing.115

Transcendental Importance

Notwithstanding, the Court leans on the doctrine that "the rule on standing is a
matter of procedure, hence, can be relaxed for non-traditional plaintiffs like ordinary
citizens, taxpayers, and legislators when the public interest so requires, such as
when the matter is of transcendental importance, of overreaching significance to
society, or of paramount public interest."116

In Coconut Oil Refiners Association, Inc. v. Torres,117 the Court held that in cases of
paramount importance where serious constitutional questions are involved, the
standing requirement may be relaxed and a suit may be allowed to prosper even
where there is no direct injury to the party claiming the right of judicial review. In
the first Emergency Powers Cases,118 ordinary citizens and taxpayers were allowed
to question the constitutionality of several executive orders although they had only
an indirect and general interest shared in common with the public.

With these said, even if the constitutionality of the RH Law may not be assailed
through an "as-applied challenge, still, the Court has time and again acted liberally
on the locus s tandi requirement. It has accorded certain individuals standing to
sue, not otherwise directly injured or with material interest affected by a
Government act, provided a constitutional issue of transcendental importance is
invoked. The rule on locus standi is, after all, a procedural technicality which the
Court has, on more than one occasion, waived or relaxed, thus allowing nontraditional plaintiffs, such as concerned citizens, taxpayers, voters or legislators, to
sue in the public interest, albeit they may not have been directly injured by the
operation of a law or any other government act. As held in Jaworski v. PAGCOR:119

Granting arguendo that the present action cannot be properly treated as a petition
for prohibition, the transcendental importance of the issues involved in this case
warrants that we set aside the technical defects and take primary jurisdiction over
the petition at bar. One cannot deny that the issues raised herein have potentially
pervasive influence on the social and moral well being of this nation, specially the
youth; hence, their proper and just determination is an imperative need. This is in
accordance with the well-entrenched principle that rules of procedure are not
inflexible tools designed to hinder or delay, but to facilitate and promote the
administration of justice. Their strict and rigid application, which would result in

technicalities that tend to frustrate, rather than promote substantial justice, must
always be eschewed. (Emphasis supplied)

In view of the seriousness, novelty and weight as precedents, not only to the public,
but also to the bench and bar, the issues raised must be resolved for the guidance
of all. After all, the RH Law drastically affects the constitutional provisions on the
right to life and health, the freedom of religion and expression and other
constitutional rights. Mindful of all these and the fact that the issues of
contraception and reproductive health have already caused deep division among a
broad spectrum of society, the Court entertains no doubt that the petitions raise
issues of transcendental importance warranting immediate court adjudication. More
importantly, considering that it is the right to life of the mother and the unborn
which is primarily at issue, the Court need not wait for a life to be taken away before
taking action.

The Court cannot, and should not, exercise judicial restraint at this time when rights
enshrined in the Constitution are being imperilled to be violated. To do so, when the
life of either the mother or her child is at stake, would lead to irreparable
consequences.

Declaratory Relief

The respondents also assail the petitions because they are essentially petitions for
declaratory relief over which the Court has no original jurisdiction.120 Suffice it to
state that most of the petitions are praying for injunctive reliefs and so the Court
would just consider them as petitions for prohibition under Rule 65, over which it
has original jurisdiction. Where the case has far-reaching implications and prays for
injunctive reliefs, the Court may consider them as petitions for prohibition under
Rule 65.121

One Subject-One Title

The petitioners also question the constitutionality of the RH Law, claiming that it
violates Section 26(1 ), Article VI of the Constitution,122 prescribing the one
subject-one title rule. According to them, being one for reproductive health with
responsible parenthood, the assailed legislation violates the constitutional standards

of due process by concealing its true intent - to act as a population control

measure.123

To belittle the challenge, the respondents insist that the RH Law is not a birth or
population control measure,124 and that the concepts of "responsible parenthood"
and "reproductive health" are both interrelated as they are inseparable.125

Despite efforts to push the RH Law as a reproductive health law, the Court sees it as
principally a population control measure. The corpus of the RH Law is geared
towards the reduction of the country's population. While it claims to save lives and
keep our women and children healthy, it also promotes pregnancy-preventing
products. As stated earlier, the RH Law emphasizes the need to provide Filipinos,
especially the poor and the marginalized, with access to information on the full
range of modem family planning products and methods. These family planning
methods, natural or modem, however, are clearly geared towards the prevention of
pregnancy.

For said reason, the manifest underlying objective of the RH Law is to reduce the
number of births in the country.

It cannot be denied that the measure also seeks to provide pre-natal and post-natal
care as well. A large portion of the law, however, covers the dissemination of
information and provisions on access to medically-safe, non-abortifacient, effective,
legal, affordable, and quality reproductive health care services, methods, devices,
and supplies, which are all intended to prevent pregnancy.

The Court, thus, agrees with the petitioners' contention that the whole idea of
contraception pervades the entire RH Law. It is, in fact, the central idea of the RH
Law.126 Indeed, remove the provisions that refer to contraception or are related to
it and the RH Law loses its very foundation.127 As earlier explained, "the other
positive provisions such as skilled birth attendance, maternal care including pre-and
post-natal services, prevention and management of reproductive tract infections
including HIV/AIDS are already provided for in the Magna Carta for Women."128

Be that as it may, the RH Law does not violate the one subject/one bill rule. In
Benjamin E. Cawaling, Jr. v. The Commission on Elections and Rep. Francis Joseph G
Escudero, it was written:

It is well-settled that the "one title-one subject" rule does not require the Congress
to employ in the title of the enactment language of such precision as to mirror, fully
index or catalogue all the contents and the minute details therein. The rule is
sufficiently complied with if the title is comprehensive enough as to include the
general object which the statute seeks to effect, and where, as here, the persons
interested are informed of the nature, scope and consequences of the proposed law
and its operation. Moreover, this Court has invariably adopted a liberal rather than
technical construction of the rule "so as not to cripple or impede legislation."
[Emphases supplied]

In this case, a textual analysis of the various provisions of the law shows that both
"reproductive health" and "responsible parenthood" are interrelated and germane to
the overriding objective to control the population growth. As expressed in the first
paragraph of Section 2 of the RH Law:

SEC. 2. Declaration of Policy. - The State recognizes and guarantees the human
rights of all persons including their right to equality and nondiscrimination of these
rights, the right to sustainable human development, the right to health which
includes reproductive health, the right to education and information, and the right
to choose and make decisions for themselves in accordance with their religious
convictions, ethics, cultural beliefs, and the demands of responsible parenthood.

The one subject/one title rule expresses the principle that the title of a law must not
be "so uncertain that the average person reading it would not be informed of the
purpose of the enactment or put on inquiry as to its contents, or which is
misleading, either in referring to or indicating one subject where another or different
one is really embraced in the act, or in omitting any expression or indication of the
real subject or scope of the act."129

Considering the close intimacy between "reproductive health" and "responsible

parenthood" which bears to the attainment of the goal of achieving "sustainable
human development" as stated under its terms, the Court finds no reason to believe

that Congress intentionally sought to deceive the public as to the contents of the
assailed legislation.

II - SUBSTANTIVE ISSUES:

1-The Right to Life

Position of the Petitioners

The petitioners assail the RH Law because it violates the right to life and health of
the unborn child under Section 12, Article II of the Constitution. The assailed
legislation allowing access to abortifacients/abortives effectively sanctions
abortion.130

According to the petitioners, despite its express terms prohibiting abortion, Section
4(a) of the RH Law considers contraceptives that prevent the fertilized ovum to
reach and be implanted in the mother's womb as an abortifacient; thus, sanctioning
contraceptives that take effect after fertilization and prior to implantation, contrary
to the intent of the Framers of the Constitution to afford protection to the fertilized
ovum which already has life.

They argue that even if Section 9 of the RH Law allows only "non-abortifacient"
hormonal contraceptives, intrauterine devices, injectables and other safe, legal,
non-abortifacient and effective family planning products and supplies, medical
research shows that contraceptives use results in abortion as they operate to kill
the fertilized ovum which already has life.131

As it opposes the initiation of life, which is a fundamental human good, the

petitioners assert that the State sanction of contraceptive use contravenes natural
law and is an affront to the dignity of man.132

Finally, it is contended that since Section 9 of the RH Law requires the Food and
Drug Administration (FDA) to certify that the product or supply is not to be used as
an abortifacient, the assailed legislation effectively confirms that abortifacients are
not prohibited. Also considering that the FDA is not the agency that will actually

supervise or administer the use of these products and supplies to prospective

patients, there is no way it can truthfully make a certification that it shall not be
used for abortifacient purposes.133

Position of the Respondents

For their part, the defenders of the RH Law point out that the intent of the Framers
of the Constitution was simply the prohibition of abortion. They contend that the RH
Law does not violate the Constitution since the said law emphasizes that only "nonabortifacient" reproductive health care services, methods, devices products and
supplies shall be made accessible to the public.134

According to the OSG, Congress has made a legislative determination that

contraceptives are not abortifacients by enacting the RH Law. As the RH Law was
enacted with due consideration to various studies and consultations with the World
Health Organization (WHO) and other experts in the medical field, it is asserted that
the Court afford deference and respect to such a determination and pass judgment
only when a particular drug or device is later on determined as an abortive.135

For his part, respondent Lagman argues that the constitutional protection of one's
right to life is not violated considering that various studies of the WHO show that life
begins from the implantation of the fertilized ovum. Consequently, he argues that
the RH Law is constitutional since the law specifically provides that only
contraceptives that do not prevent the implantation of the fertilized ovum are
allowed.136

The Court's Position

It is a universally accepted principle that every human being enjoys the right to
life.137

Even if not formally established, the right to life, being grounded on natural law, is
inherent and, therefore, not a creation of, or dependent upon a particular law,
custom, or belief. It precedes and transcends any authority or the laws of men.

In this jurisdiction, the right to life is given more than ample protection. Section 1,
Article III of the Constitution provides:

Section 1. No person shall be deprived of life, liberty, or property without due

process of law, nor shall any person be denied the equal protection of the laws.

As expounded earlier, the use of contraceptives and family planning methods in the
Philippines is not of recent vintage. From the enactment of R.A. No. 4729, entitled
"An Act To Regulate The Sale, Dispensation, and/or Distribution of Contraceptive
Drugs and Devices "on June 18, 1966, prescribing rules on contraceptive drugs and
devices which prevent fertilization,138 to the promotion of male vasectomy and
tubal ligation,139 and the ratification of numerous international agreements, the
country has long recognized the need to promote population control through the
use of contraceptives in order to achieve long-term economic development.
Through the years, however, the use of contraceptives and other family planning
methods evolved from being a component of demographic management, to one
centered on the promotion of public health, particularly, reproductive health.140

This has resulted in the enactment of various measures promoting women's rights
and health and the overall promotion of the family's well-being. Thus, aside from
R.A. No. 4729, R.A. No. 6365 or "The Population Act of the Philippines" and R.A. No.
9710, otherwise known as the "The Magna Carta of Women" were legislated.
Notwithstanding this paradigm shift, the Philippine national population program has
always been grounded two cornerstone principles: "principle of no-abortion" and the
"principle of non-coercion."141 As will be discussed later, these principles are not
merely grounded on administrative policy, but rather, originates from the
constitutional protection expressly provided to afford protection to life and
guarantee religious freedom.

When Life Begins*

Majority of the Members of the Court are of the position that the question of when
life begins is a scientific and medical issue that should not be decided, at this stage,
without proper hearing and evidence. During the deliberation, however, it was

agreed upon that the individual members of the Court could express their own
views on this matter.

In this regard, the ponente, is of the strong view that life begins at fertilization.

In answering the question of when life begins, focus should be made on the
particular phrase of Section 12 which reads:

Section 12. The State recognizes the sanctity of family life and shall protect and
strengthen the family as a basic autonomous social institution. It shall equally
protect the life of the mother and the life of the unborn from conception. The
natural and primary right and duty of parents in the rearing of the youth for civic
efficiency and the development of moral character shall receive the support of the
Government.

Textually, the Constitution affords protection to the unborn from conception. This is
undisputable because before conception, there is no unborn to speak of. For said
reason, it is no surprise that the Constitution is mute as to any proscription prior to
conception or when life begins. The problem has arisen because, amazingly, there
are quarters who have conveniently disregarded the scientific fact that conception
is reckoned from fertilization. They are waving the view that life begins at
implantation. Hence, the issue of when life begins.

In a nutshell, those opposing the RH Law contend that conception is synonymous

with "fertilization" of the female ovum by the male sperm.142 On the other side of
the spectrum are those who assert that conception refers to the "implantation" of
the fertilized ovum in the uterus.143

Plain and Legal Meaning

It is a canon in statutory construction that the words of the Constitution should be

interpreted in their plain and ordinary meaning. As held in the recent case of
Chavez v. Judicial Bar Council:144

One of the primary and basic rules in statutory construction is that where the words
of a statute are clear, plain, and free from ambiguity, it must be given its literal
meaning and applied without attempted interpretation. It is a well-settled principle
of constitutional construction that the language employed in the Constitution must
be given their ordinary meaning except where technical terms are employed. As
much as possible, the words of the Constitution should be understood in the sense
they have in common use. What it says according to the text of the provision to be
construed compels acceptance and negates the power of the courts to alter it,
based on the postulate that the framers and the people mean what they say. Verba
legis non est recedendum - from the words of a statute there should be no
departure.

The raison d' etre for the rule is essentially two-fold: First, because it is assumed
that the words in which constitutional provisions are couched express the objective
sought to be attained; and second, because the Constitution is not primarily a
lawyer's document but essentially that of the people, in whose consciousness it
should ever be present as an important condition for the rule of law to prevail.

In conformity with the above principle, the traditional meaning of the word
"conception" which, as described and defined by all reliable and reputable sources,
means that life begins at fertilization.

Webster's Third New International Dictionary describes it as the act of becoming

pregnant, formation of a viable zygote; the fertilization that results in a new entity
capable of developing into a being like its parents.145

Black's Law Dictionary gives legal meaning to the term "conception" as the
fecundation of the female ovum by the male spermatozoon resulting in human life
capable of survival and maturation under normal conditions.146

Even in jurisprudence, an unborn child has already a legal personality. In Continental

Steel Manufacturing Corporation v. Hon. Accredited Voluntary Arbitrator Allan S.
Montano,147 it was written:

Life is not synonymous with civil personality. One need not acquire civil personality
first before he/she could die. Even a child inside the womb already has life. No less

than the Constitution recognizes the life of the unborn from conception, that the
State must protect equally with the life of the mother. If the unborn already has life,
then the cessation thereof even prior to the child being delivered, qualifies as death.
[Emphases in the original]

In Gonzales v. Carhart,148 Justice Anthony Kennedy, writing for the US Supreme

Court, said that the State "has respect for human life at all stages in the pregnancy"
and "a legitimate and substantial interest in preserving and promoting fetal life."
Invariably, in the decision, the fetus was referred to, or cited, as a baby or a
child.149

Intent of the Framers

Records of the Constitutional Convention also shed light on the intention of the
Framers regarding the term "conception" used in Section 12, Article II of the
Constitution. From their deliberations, it clearly refers to the moment of
"fertilization." The records reflect the following:

Rev. Rigos: In Section 9, page 3, there is a sentence which reads:

"The State shall equally protect the life of the mother and the life of the unborn
from the moment of conception."

When is the moment of conception?

xxx

Mr. Villegas: As I explained in the sponsorship speech, it is when the ovum is

fertilized by the sperm that there is human life. x x x.150

xxx

As to why conception is reckoned from fertilization and, as such, the beginning of

human life, it was explained:

Mr. Villegas: I propose to review this issue in a biological manner. The first question
that needs to be answered is: Is the fertilized ovum alive? Biologically categorically
says yes, the fertilized ovum is alive. First of all, like all living organisms, it takes in
nutrients which it processes by itself. It begins doing this upon fertilization.
Secondly, as it takes in these nutrients, it grows from within. Thirdly, it multiplies
itself at a geometric rate in the continuous process of cell division. All these
processes are vital signs of life. Therefore, there is no question that biologically the
fertilized ovum has life.

The second question: Is it human? Genetics gives an equally categorical "yes." At

the moment of conception, the nuclei of the ovum and the sperm rupture. As this
happens 23 chromosomes from the ovum combine with 23 chromosomes of the
sperm to form a total of 46 chromosomes. A chromosome count of 46 is found only and I repeat, only in human cells. Therefore, the fertilized ovum is human.

Since these questions have been answered affirmatively, we must conclude that if
the fertilized ovum is both alive and human, then, as night follows day, it must be
human life. Its nature is human.151

Why the Constitution used the phrase "from the moment of conception" and not
"from the moment of fertilization" was not because of doubt when human life
begins, but rather, because:

Mr. Tingson: x x x x the phrase from the moment of conception" was described by
us here before with the scientific phrase "fertilized ovum" may be beyond the
comprehension of some people; we want to use the simpler phrase "from the
moment of conception."152

Thus, in order to ensure that the fertilized ovum is given ample protection under the
Constitution, it was discussed:

Rev. Rigos: Yes, we think that the word "unborn" is sufficient for the purpose of
writing a Constitution, without specifying "from the moment of conception."

Mr. Davide: I would not subscribe to that particular view because according to the
Commissioner's own admission, he would leave it to Congress to define when life
begins. So, Congress can define life to begin from six months after fertilization; and
that would really be very, very, dangerous. It is now determined by science that life
begins from the moment of conception. There can be no doubt about it. So we
should not give any doubt to Congress, too.153

Upon further inquiry, it was asked:

Mr. Gascon: Mr. Presiding Officer, I would like to ask a question on that point.
Actually, that is one of the questions I was going to raise during the period of
interpellations but it has been expressed already. The provision, as proposed right
now states:

The State shall equally protect the life of the mother and the life of the unborn from
the moment of conception.

When it speaks of "from the moment of conception," does this mean when the egg
meets the sperm?

Mr. Villegas: Yes, the ovum is fertilized by the sperm.

Mr. Gascon: Therefore that does not leave to Congress the right to determine
whether certain contraceptives that we know today are abortifacient or not because
it is a fact that some of the so-called contraceptives deter the rooting of the ovum in
the uterus. If fertilization has already occurred, the next process is for the fertilized
ovum to travel towards the uterus and to take root. What happens with some
contraceptives is that they stop the opportunity for the fertilized ovum to reach the
uterus. Therefore, if we take the provision as it is proposed, these so called
contraceptives should be banned.

Mr. Villegas: Yes, if that physical fact is established, then that is what is called
abortifacient and, therefore, would be unconstitutional and should be banned under
this provision.

Mr. Gascon: Yes. So my point is that I do not think it is up to Congress to state

whether or not these certain contraceptives are abortifacient. Scientifically and
based on the provision as it is now proposed, they are already considered
abortifacient.154

From the deliberations above-quoted, it is apparent that the Framers of the

Constitution emphasized that the State shall provide equal protection to both the
mother and the unborn child from the earliest opportunity of life, that is, upon
fertilization or upon the union of the male sperm and the female ovum. It is also
apparent is that the Framers of the Constitution intended that to prohibit Congress
from enacting measures that would allow it determine when life begins.

Equally apparent, however, is that the Framers of the Constitution did not intend to
ban all contraceptives for being unconstitutional. In fact, Commissioner Bernardo
Villegas, spearheading the need to have a constitutional provision on the right to
life, recognized that the determination of whether a contraceptive device is an
abortifacient is a question of fact which should be left to the courts to decide on
based on established evidence.155

From the discussions above, contraceptives that kill or destroy the fertilized ovum
should be deemed an abortive and thus prohibited. Conversely, contraceptives that
actually prevent the union of the male sperm and the female ovum, and those that
similarly take action prior to fertilization should be deemed non-abortive, and thus,
constitutionally permissible.

As emphasized by the Framers of the Constitution:

xxx

xxx

xxx

Mr. Gascon: xx xx. As I mentioned in my speech on the US bases, I am pro-life, to

the point that I would like not only to protect the life of the unborn, but also the lives
of the millions of people in the world by fighting for a nuclear-free world. I would just
like to be assured of the legal and pragmatic implications of the term "protection of
the life of the unborn from the moment of conception." I raised some of these
implications this afternoon when I interjected in the interpellation of Commissioner
Regalado. I would like to ask that question again for a categorical answer.

I mentioned that if we institutionalize the term "the life of the unborn from the
moment of conception" we are also actually saying "no," not "maybe," to certain
contraceptives which are already being encouraged at this point in time. Is that the
sense of the committee or does it disagree with me?

Mr. Azcuna: No, Mr. Presiding Officer, because contraceptives would be preventive.
There is no unborn yet. That is yet unshaped.

Mr. Gascon: Yes, Mr. Presiding Officer, but I was speaking more about some
contraceptives, such as the intra-uterine device which actually stops the egg which
has already been fertilized from taking route to the uterus. So if we say "from the
moment of conception," what really occurs is that some of these contraceptives will
have to be unconstitutionalized.

Mr. Azcuna: Yes, to the extent that it is after the fertilization.

Mr. Gascon: Thank you, Mr. Presiding Officer.156

The fact that not all contraceptives are prohibited by the 1987 Constitution is even
admitted by petitioners during the oral arguments. There it was conceded that tubal
ligation, vasectomy, even condoms are not classified as abortifacients.157

Atty. Noche:

Before the union of the eggs, egg and the sperm, there is no life yet.

Justice Bersamin:

There is no life.

Atty. Noche:

So, there is no life to be protected.

Justice Bersamin:

To be protected.

Atty. Noche:

Under Section 12, yes.

Justice Bersamin:

So you have no objection to condoms?

Atty. Noche:

Not under Section 12, Article II.

Justice Bersamin:

Even if there is already information that condoms sometimes have porosity?

Atty. Noche:

Well, yes, Your Honor, there are scientific findings to that effect, Your Honor, but I
am discussing here Section 12, Article II, Your Honor, yes.

Justice Bersamin:

Alright.

Atty. Noche:

And it's not, I have to admit it's not an abortifacient, Your Honor.158

Medical Meaning

That conception begins at fertilization is not bereft of medical foundation. Mosby s

Medical, Nursing, and Allied Health Dictionary defines conception as "the beginning
of pregnancy usually taken to be the instant a spermatozoon enters an ovum and
forms a viable zygote."159

It describes fertilization as "the union of male and female gametes to form a zygote
from which the embryo develops."160

The Textbook of Obstetrics (Physiological & Pathological Obstetrics),161 used by

medical schools in the Philippines, also concludes that human life (human person)
begins at the moment of fertilization with the union of the egg and the sperm

resulting in the formation of a new individual, with a unique genetic composition

that dictates all developmental stages that ensue.

Similarly, recent medical research on the matter also reveals that: "Human
development begins after the union of male and female gametes or germ cells
during a process known as fertilization (conception). Fertilization is a sequence of
events that begins with the contact of a sperm (spermatozoon) with a secondary
oocyte (ovum) and ends with the fusion of their pronuclei (the haploid nuclei of the
sperm and ovum) and the mingling of their chromosomes to form a new cell. This
fertilized ovum, known as a zygote, is a large diploid cell that is the beginning, or
primordium, of a human being."162

The authors of Human Embryology & Teratology163 mirror the same position. They
wrote: "Although life is a continuous process, fertilization is a critical landmark
because, under ordinary circumstances, a new, genetically distinct human organism
is thereby formed.... The combination of 23 chromosomes present in each
pronucleus results in 46 chromosomes in the zygote. Thus the diploid number is
restored and the embryonic genome is formed. The embryo now exists as a genetic
unity."

In support of the RH Bill, The Philippine Medical Association came out with a "Paper
on the Reproductive Health Bill (Responsible Parenthood Bill)" and therein concluded
that:

CONCLUSION

The PMA throws its full weight in supporting the RH Bill at the same time that PMA
maintains its strong position that fertilization is sacred because it is at this stage
that conception, and thus human life, begins. Human lives are sacred from the
moment of conception, and that destroying those new lives is never licit, no matter
what the purported good outcome would be. In terms of biology and human
embryology, a human being begins immediately at fertilization and after that, there
is no point along the continuous line of human embryogenesis where only a
"potential" human being can be posited. Any philosophical, legal, or political
conclusion cannot escape this objective scientific fact.

The scientific evidence supports the conclusion that a zygote is a human organism
and that the life of a new human being commences at a scientifically well defined
"moment of conception." This conclusion is objective, consistent with the factual
evidence, and independent of any specific ethical, moral, political, or religious view
of human life or of human embryos.164

Conclusion: The Moment of Conception is Reckoned from

Fertilization

In all, whether it be taken from a plain meaning, or understood under medical

parlance, and more importantly, following the intention of the Framers of the
Constitution, the undeniable conclusion is that a zygote is a human organism and
that the life of a new human being commences at a scientifically well-defined
moment of conception, that is, upon fertilization.

For the above reasons, the Court cannot subscribe to the theory advocated by Hon.
Lagman that life begins at implantation.165 According to him, "fertilization and
conception are two distinct and successive stages in the reproductive process. They
are not identical and synonymous."166 Citing a letter of the WHO, he wrote that
"medical authorities confirm that the implantation of the fertilized ovum is the
commencement of conception and it is only after implantation that pregnancy can
be medically detected."167

This theory of implantation as the beginning of life is devoid of any legal or scientific
mooring. It does not pertain to the beginning of life but to the viability of the fetus.
The fertilized ovum/zygote is not an inanimate object - it is a living human being
complete with DNA and 46 chromosomes.168 Implantation has been conceptualized
only for convenience by those who had population control in mind. To adopt it would
constitute textual infidelity not only to the RH Law but also to the Constitution.

Not surprisingly, even the OSG does not support this position.

If such theory would be accepted, it would unnervingly legitimize the utilization of

any drug or device that would prevent the implantation of the fetus at the uterine
wall. It would be provocative and further aggravate religious-based divisiveness.

It would legally permit what the Constitution proscribes - abortion and

abortifacients.

The RH Law and Abortion

The clear and unequivocal intent of the Framers of the 1987 Constitution in
protecting the life of the unborn from conception was to prevent the Legislature
from enacting a measure legalizing abortion. It was so clear that even the Court
cannot interpret it otherwise. This intent of the Framers was captured in the record
of the proceedings of the 1986 Constitutional Commission. Commissioner Bernardo
Villegas, the principal proponent of the protection of the unborn from conception,
explained:

The intention .. .is to make sure that there would be no pro-abortion laws ever
passed by Congress or any pro-abortion decision passed by the Supreme Court.169

A reading of the RH Law would show that it is in line with this intent and actually
proscribes abortion. While the Court has opted not to make any determination, at
this stage, when life begins, it finds that the RH Law itself clearly mandates that
protection be afforded from the moment of fertilization. As pointed out by Justice
Carpio, the RH Law is replete with provisions that embody the policy of the law to
protect to the fertilized ovum and that it should be afforded safe travel to the uterus
for implantation.170

Moreover, the RH Law recognizes that abortion is a crime under Article 256 of the
Revised Penal Code, which penalizes the destruction or expulsion of the fertilized
ovum. Thus:

1] xx x.

Section 4. Definition of Terms. - For the purpose of this Act, the following terms shall
be defined as follows:

xxx.

(q) Reproductive health care refers to the access to a full range of methods,
facilities, services and supplies that contribute to reproductive health and well-being
by addressing reproductive health-related problems. It also includes sexual health,
the purpose of which is the enhancement of life and personal relations. The
elements of reproductive health care include the following:

xxx.

(3) Proscription of abortion and management of abortion complications;

xxx.

2] xx x.

Section 4. x x x.

(s) Reproductive health rights refers to the rights of individuals and couples, to
decide freely and responsibly whether or not to have children; the number, spacing
and timing of their children; to make other decisions concerning reproduction, free
of discrimination, coercion and violence; to have the information and means to do
so; and to attain the highest standard of sexual health and reproductive health:
Provided, however, That reproductive health rights do not include abortion, and
access to abortifacients.

3] xx x.

SEC. 29. Repealing Clause. - Except for prevailing laws against abortion, any law,
presidential decree or issuance, executive order, letter of instruction, administrative

order, rule or regulation contrary to or is inconsistent with the provisions of this Act
including Republic Act No. 7392, otherwise known as the Midwifery Act, is hereby
repealed, modified or amended accordingly.

The RH Law and Abortifacients

In carrying out its declared policy, the RH Law is consistent in prohibiting

abortifacients. To be clear, Section 4(a) of the RH Law defines an abortifacient as:

Section 4. Definition of Terms - x x x x

(a) Abortifacient refers to any drug or device that induces abortion or the
destruction of a fetus inside the mother's womb or the prevention of the fertilized
ovum to reach and be implanted in the mother's womb upon determination of the
FDA.

As stated above, the RH Law mandates that protection must be afforded from the
moment of fertilization. By using the word " or," the RH Law prohibits not only drugs
or devices that prevent implantation, but also those that induce abortion and those
that induce the destruction of a fetus inside the mother's womb. Thus, an
abortifacient is any drug or device that either:

(a) Induces abortion; or

(b) Induces the destruction of a fetus inside the mother's womb; or

(c) Prevents the fertilized ovum to reach and be implanted in the mother's womb,
upon determination of the FDA.

Contrary to the assertions made by the petitioners, the Court finds that the RH Law,
consistent with the Constitution, recognizes that the fertilized ovum already has life

and that the State has a bounden duty to protect it. The conclusion becomes clear
because the RH Law, first, prohibits any drug or device that induces abortion (first
kind), which, as discussed exhaustively above, refers to that which induces the
killing or the destruction of the fertilized ovum, and, second, prohibits any drug or
device the fertilized ovum to reach and be implanted in the mother's womb (third
kind).

By expressly declaring that any drug or device that prevents the fertilized ovum to
reach and be implanted in the mother's womb is an abortifacient (third kind), the RH
Law does not intend to mean at all that life only begins only at implantation, as Hon.
Lagman suggests. It also does not declare either that protection will only be given
upon implantation, as the petitioners likewise suggest. Rather, it recognizes that:
one, there is a need to protect the fertilized ovum which already has life, and two,
the fertilized ovum must be protected the moment it becomes existent - all the way
until it reaches and implants in the mother's womb. After all, if life is only
recognized and afforded protection from the moment the fertilized ovum implants there is nothing to prevent any drug or device from killing or destroying the
fertilized ovum prior to implantation.

From the foregoing, the Court finds that inasmuch as it affords protection to the
fertilized ovum, the RH Law does not sanction abortion. To repeat, it is the Court's
position that life begins at fertilization, not at implantation. When a fertilized ovum
is implanted in the uterine wall , its viability is sustained but that instance of
implantation is not the point of beginning of life. It started earlier. And as defined by
the RH Law, any drug or device that induces abortion, that is, which kills or destroys
the fertilized ovum or prevents the fertilized ovum to reach and be implanted in the
mother's womb, is an abortifacient.

Proviso Under Section 9 of the RH Law

This notwithstanding, the Court finds that the proviso under Section 9 of the law
that "any product or supply included or to be included in the EDL must have a
certification from the FDA that said product and supply is made available on the
condition that it is not to be used as an abortifacient" as empty as it is absurd. The
FDA, with all its expertise, cannot fully attest that a drug or device will not all be
used as an abortifacient, since the agency cannot be present in every instance
when the contraceptive product or supply will be used.171

Pursuant to its declared policy of providing access only to safe, legal and nonabortifacient contraceptives, however, the Court finds that the proviso of Section 9,
as worded, should bend to the legislative intent and mean that "any product or
supply included or to be included in the EDL must have a certification from the FDA
that said product and supply is made available on the condition that it cannot be
used as abortifacient." Such a construction is consistent with the proviso under the
second paragraph of the same section that provides:

Provided, further, That the foregoing offices shall not purchase or acquire by any
means emergency contraceptive pills, postcoital pills, abortifacients that will be
used for such purpose and their other forms or equivalent.

Abortifacients under the RH-IRR

At this juncture, the Court agrees with ALFI that the authors of the RH-IRR gravely
abused their office when they redefined the meaning of abortifacient. The RH Law
defines "abortifacient" as follows:

SEC. 4. Definition of Terms. - For the purpose of this Act, the following terms shall be
defined as follows:

(a) Abortifacient refers to any drug or device that induces abortion or the
destruction of a fetus inside the mother's womb or the prevention of the fertilized
ovum to reach and be implanted in the mother's womb upon determination of the
FDA.

Section 3.0l (a) of the IRR, however, redefines "abortifacient" as:

Section 3.01 For purposes of these Rules, the terms shall be defined as follows:

a) Abortifacient refers to any drug or device that primarily induces abortion or the
destruction of a fetus inside the mother's womb or the prevention of the fertilized

ovum to reach and be implanted in the mother's womb upon determination of the
Food and Drug Administration (FDA). [Emphasis supplied]

Again in Section 3.0lG) of the RH-IRR, "contraceptive," is redefined, viz:

j) Contraceptive refers to any safe, legal, effective and scientifically proven modern
family planning method, device, or health product, whether natural or artificial, that
prevents pregnancy but does not primarily destroy a fertilized ovum or prevent a
fertilized ovum from being implanted in the mother's womb in doses of its approved
indication as determined by the Food and Drug Administration (FDA).

The above-mentioned section of the RH-IRR allows "contraceptives" and recognizes

as "abortifacient" only those that primarily induce abortion or the destruction of a
fetus inside the mother's womb or the prevention of the fertilized ovum to reach
and be implanted in the mother's womb.172

This cannot be done.

In this regard, the observations of Justice Brion and Justice Del Castillo are well
taken. As they pointed out, with the insertion of the word "primarily," Section 3.0l(a)
and G) of the RH-IRR173 must be struck down for being ultra vires.

Evidently, with the addition of the word "primarily," in Section 3.0l(a) and G) of the
RH-IRR is indeed ultra vires. It contravenes Section 4(a) of the RH Law and should,
therefore, be declared invalid. There is danger that the insertion of the qualifier
"primarily" will pave the way for the approval of contraceptives which may harm or
destroy the life of the unborn from conception/fertilization in violation of Article II,
Section 12 of the Constitution. With such qualification in the RH-IRR, it appears to
insinuate that a contraceptive will only be considered as an "abortifacient" if its sole
known effect is abortion or, as pertinent here, the prevention of the implantation of
the fertilized ovum.

For the same reason, this definition of "contraceptive" would permit the approval of
contraceptives which are actually abortifacients because of their fail-safe
mechanism.174

Also, as discussed earlier, Section 9 calls for the certification by the FDA that these
contraceptives cannot act as abortive. With this, together with the definition of an
abortifacient under Section 4 (a) of the RH Law and its declared policy against
abortion, the undeniable conclusion is that contraceptives to be included in the
PNDFS and the EDL will not only be those contraceptives that do not have the
primary action of causing abortion or the destruction of a fetus inside the mother's
womb or the prevention of the fertilized ovum to reach and be implanted in the
mother's womb, but also those that do not have the secondary action of acting the
same way.

Indeed, consistent with the constitutional policy prohibiting abortion, and in line
with the principle that laws should be construed in a manner that its
constitutionality is sustained, the RH Law and its implementing rules must be
consistent with each other in prohibiting abortion. Thus, the word " primarily" in
Section 3.0l(a) and G) of the RH-IRR should be declared void. To uphold the validity
of Section 3.0l(a) and G) of the RH-IRR and prohibit only those contraceptives that
have the primary effect of being an abortive would effectively "open the floodgates
to the approval of contraceptives which may harm or destroy the life of the unborn
from conception/fertilization in violation of Article II, Section 12 of the
Constitution."175

To repeat and emphasize, in all cases, the "principle of no abortion" embodied in the
constitutional protection of life must be upheld.

2-The Right to Health

The petitioners claim that the RH Law violates the right to health because it requires
the inclusion of hormonal contraceptives, intrauterine devices, injectables and
family products and supplies in the National Drug Formulary and the inclusion of the
same in the regular purchase of essential medicines and supplies of all national
hospitals.176 Citing various studies on the matter, the petitioners posit that the risk
of developing breast and cervical cancer is greatly increased in women who use oral
contraceptives as compared to women who never use them. They point out that the

risk is decreased when the use of contraceptives is discontinued. Further, it is

contended that the use of combined oral contraceptive pills is associated with a
threefold increased risk of venous thromboembolism, a twofold increased risk of
ischematic stroke, and an indeterminate effect on risk of myocardial infarction.177
Given the definition of "reproductive health" and "sexual health" under Sections
4(p)178 and (w)179 of the RH Law, the petitioners assert that the assailed
legislation only seeks to ensure that women have pleasurable and satisfying sex
lives.180

The OSG, however, points out that Section 15, Article II of the Constitution is not
self-executory, it being a mere statement of the administration's principle and
policy. Even if it were self-executory, the OSG posits that medical authorities refute
the claim that contraceptive pose a danger to the health of women.181

The Court's Position

A component to the right to life is the constitutional right to health. In this regard,
the Constitution is replete with provisions protecting and promoting the right to
health. Section 15, Article II of the Constitution provides:

Section 15. The State shall protect and promote the right to health of the people
and instill health consciousness among them.

A portion of Article XIII also specifically provides for the States' duty to provide for
the health of the people, viz:

HEALTH

Section 11. The State shall adopt an integrated and comprehensive approach to
health development which shall endeavor to make essential goods, health and other
social services available to all the people at affordable cost. There shall be priority
for the needs of the underprivileged, sick, elderly, disabled, women, and children.
The State shall endeavor to provide free medical care to paupers.

Section 12. The State shall establish and maintain an effective food and drug
regulatory system and undertake appropriate health, manpower development, and
research, responsive to the country's health needs and problems.

Section 13. The State shall establish a special agency for disabled person for their
rehabilitation, self-development, and self-reliance, and their integration into the
mainstream of society.

Finally, Section 9, Article XVI provides:

Section 9. The State shall protect consumers from trade malpractices and from
substandard or hazardous products.

Contrary to the respondent's notion, however, these provisions are self-executing.

Unless the provisions clearly express the contrary, the provisions of the Constitution
should be considered self-executory. There is no need for legislation to implement
these self-executing provisions.182 In Manila Prince Hotel v. GSIS,183 it was stated:

x x x Hence, unless it is expressly provided that a legislative act is necessary to

enforce a constitutional mandate, the presumption now is that all provisions of the
constitution are self-executing. If the constitutional provisions are treated as
requiring legislation instead of self-executing, the legislature would have the power
to ignore and practically nullify the mandate of the fundamental law. This can be
cataclysmic. That is why the prevailing view is, as it has always been, that

... in case of doubt, the Constitution should be considered self-executing rather than
non-self-executing. . . . Unless the contrary is clearly intended, the provisions of the
Constitution should be considered self-executing, as a contrary rule would give the
legislature discretion to determine when, or whether, they shall be effective. These
provisions would be subordinated to the will of the lawmaking body, which could
make them entirely meaningless by simply refusing to pass the needed
implementing statute. (Emphases supplied)

This notwithstanding, it bears mentioning that the petitioners, particularly ALFI, do

not question contraception and contraceptives per se.184 In fact, ALFI prays that
the status quo - under R.A. No. 5921 and R.A. No. 4729, the sale and distribution of
contraceptives are not prohibited when they are dispensed by a prescription of a
duly licensed by a physician - be maintained.185

The legislative intent in the enactment of the RH Law in this regard is to leave intact
the provisions of R.A. No. 4729. There is no intention at all to do away with it. It is
still a good law and its requirements are still in to be complied with. Thus, the Court
agrees with the observation of respondent Lagman that the effectivity of the RH
Law will not lead to the unmitigated proliferation of contraceptives since the sale,
distribution and dispensation of contraceptive drugs and devices will still require the
prescription of a licensed physician. With R.A. No. 4729 in place, there exists
adequate safeguards to ensure the public that only contraceptives that are safe are
made available to the public. As aptly explained by respondent Lagman:

D. Contraceptives cannot be
dispensed and used without
prescription

108. As an added protection to voluntary users of contraceptives, the same cannot

be dispensed and used without prescription.

109. Republic Act No. 4729 or "An Act to Regulate the Sale, Dispensation, and/ or
Distribution of Contraceptive Drugs and Devices" and Republic Act No. 5921 or "An
Act Regulating the Practice of Pharmacy and Setting Standards of Pharmaceutical
Education in the Philippines and for Other Purposes" are not repealed by the RH Law
and the provisions of said Acts are not inconsistent with the RH Law.

110. Consequently, the sale, distribution and dispensation of contraceptive drugs

and devices are particularly governed by RA No. 4729 which provides in full:

"Section 1. It shall be unlawful for any person, partnership, or corporation, to sell,

dispense or otherwise distribute whether for or without consideration, any

contraceptive drug or device, unless such sale, dispensation or distribution is by a

duly licensed drug store or pharmaceutical company and with the prescription of a
qualified medical practitioner.

"Sec. 2 . For the purpose of this Act:

"(a) "Contraceptive drug" is any medicine, drug, chemical, or portion which is used
exclusively for the purpose of preventing fertilization of the female ovum: and

"(b) "Contraceptive device" is any instrument, device, material, or agent introduced

into the female reproductive system for the primary purpose of preventing
conception.

"Sec. 3 Any person, partnership, or corporation, violating the provisions of this Act
shall be punished with a fine of not more than five hundred pesos or an
imprisonment of not less than six months or more than one year or both in the
discretion of the Court.

"This Act shall take effect upon its approval.

"Approved: June 18, 1966"

111. Of the same import, but in a general manner, Section 25 of RA No. 5921
provides:

"Section 25. Sale of medicine, pharmaceuticals, drugs and devices. No medicine,

pharmaceutical, or drug of whatever nature and kind or device shall be
compounded, dispensed, sold or resold, or otherwise be made available to the
consuming public except through a prescription drugstore or hospital pharmacy,
duly established in accordance with the provisions of this Act.

112. With all of the foregoing safeguards, as provided for in the RH Law and other
relevant statutes, the pretension of the petitioners that the RH Law will lead to the
unmitigated proliferation of contraceptives, whether harmful or not, is completely
unwarranted and baseless.186 [Emphases in the Original. Underlining supplied.]

In Re: Section 10 of the RH Law:

The foregoing safeguards should be read in connection with Section 10 of the RH

Law which provides:

SEC. 10. Procurement and Distribution of Family Planning Supplies. - The DOH shall
procure, distribute to LGUs and monitor the usage of family planning supplies for
the whole country. The DOH shall coordinate with all appropriate local government
bodies to plan and implement this procurement and distribution program. The
supply and budget allotments shall be based on, among others, the current levels
and projections of the following:

(a) Number of women of reproductive age and couples who want to space or limit
their children;

(b) Contraceptive prevalence rate, by type of method used; and

(c) Cost of family planning supplies.

Provided, That LGUs may implement its own procurement, distribution and
monitoring program consistent with the overall provisions of this Act and the
guidelines of the DOH.

Thus, in the distribution by the DOH of contraceptive drugs and devices, it must
consider the provisions of R.A. No. 4729, which is still in effect, and ensure that the
contraceptives that it will procure shall be from a duly licensed drug store or
pharmaceutical company and that the actual dispensation of these contraceptive
drugs and devices will done following a prescription of a qualified medical

practitioner. The distribution of contraceptive drugs and devices must not be

indiscriminately done. The public health must be protected by all possible means.
As pointed out by Justice De Castro, a heavy responsibility and burden are assumed
by the government in supplying contraceptive drugs and devices, for it may be held
accountable for any injury, illness or loss of life resulting from or incidental to their
use.187

At any rate, it bears pointing out that not a single contraceptive has yet been
submitted to the FDA pursuant to the RH Law. It behooves the Court to await its
determination which drugs or devices are declared by the FDA as safe, it being the
agency tasked to ensure that food and medicines available to the public are safe for
public consumption. Consequently, the Court finds that, at this point, the attack on
the RH Law on this ground is premature. Indeed, the various kinds of contraceptives
must first be measured up to the constitutional yardstick as expounded herein, to
be determined as the case presents itself.

At this point, the Court is of the strong view that Congress cannot legislate that
hormonal contraceptives and intra-uterine devices are safe and non-abortifacient.
The first sentence of Section 9 that ordains their inclusion by the National Drug
Formulary in the EDL by using the mandatory "shall" is to be construed as operative
only after they have been tested, evaluated, and approved by the FDA. The FDA, not
Congress, has the expertise to determine whether a particular hormonal
contraceptive or intrauterine device is safe and non-abortifacient. The provision of
the third sentence concerning the requirements for the inclusion or removal of a
particular family planning supply from the EDL supports this construction.

Stated differently, the provision in Section 9 covering the inclusion of hormonal

contraceptives, intra-uterine devices, injectables, and other safe, legal, nonabortifacient and effective family planning products and supplies by the National
Drug Formulary in the EDL is not mandatory. There must first be a determination by
the FDA that they are in fact safe, legal, non-abortifacient and effective family
planning products and supplies. There can be no predetermination by Congress that
the gamut of contraceptives are "safe, legal, non-abortifacient and effective"
without the proper scientific examination.

3 -Freedom of Religion
and the Right to Free Speech

Position of the Petitioners:

1. On Contraception

While contraceptives and procedures like vasectomy and tubal ligation are not
covered by the constitutional proscription, there are those who, because of their
religious education and background, sincerely believe that contraceptives, whether
abortifacient or not, are evil. Some of these are medical practitioners who
essentially claim that their beliefs prohibit not only the use of contraceptives but
also the willing participation and cooperation in all things dealing with contraceptive
use. Petitioner PAX explained that "contraception is gravely opposed to marital
chastity, it is contrary to the good of the transmission of life, and to the reciprocal
self-giving of the spouses; it harms true love and denies the sovereign rule of God in
the transmission of Human life."188

The petitioners question the State-sponsored procurement of contraceptives,

arguing that the expenditure of their taxes on contraceptives violates the guarantee
of religious freedom since contraceptives contravene their religious beliefs.189

2. On Religious Accommodation and

The Duty to Refer

Petitioners Imbong and Luat note that while the RH Law attempts to address
religious sentiments by making provisions for a conscientious objector, the
constitutional guarantee is nonetheless violated because the law also imposes upon
the conscientious objector the duty to refer the patient seeking reproductive health
services to another medical practitioner who would be able to provide for the
patient's needs. For the petitioners, this amounts to requiring the conscientious
objector to cooperate with the very thing he refuses to do without violating his/her
religious beliefs.190

They further argue that even if the conscientious objector's duty to refer is
recognized, the recognition is unduly limited, because although it allows a

conscientious objector in Section 23 (a)(3) the option to refer a patient seeking

reproductive health services and information - no escape is afforded the
conscientious objector in Section 23 (a)(l) and (2), i.e. against a patient seeking
reproductive health procedures. They claim that the right of other individuals to
conscientiously object, such as: a) those working in public health facilities referred
to in Section 7; b) public officers involved in the implementation of the law referred
to in Section 23(b ); and c) teachers in public schools referred to in Section 14 of the
RH Law, are also not recognize.191

Petitioner Echavez and the other medical practitioners meanwhile, contend that the
requirement to refer the matter to another health care service provider is still
considered a compulsion on those objecting healthcare service providers. They add
that compelling them to do the act against their will violates the Doctrine of
Benevolent Neutrality. Sections 9, 14 and 1 7 of the law are too secular that they
tend to disregard the religion of Filipinos. Authorizing the use of contraceptives with
abortive effects, mandatory sex education, mandatory pro-bono reproductive health
services to indigents encroach upon the religious freedom of those upon whom they
are required.192

Petitioner CFC also argues that the requirement for a conscientious objector to refer
the person seeking reproductive health care services to another provider infringes
on one's freedom of religion as it forces the objector to become an unwilling
participant in the commission of a serious sin under Catholic teachings. While the
right to act on one's belief may be regulated by the State, the acts prohibited by the
RH Law are passive acts which produce neither harm nor injury to the public.193

Petitioner CFC adds that the RH Law does not show compelling state interest to
justify regulation of religious freedom because it mentions no emergency, risk or
threat that endangers state interests. It does not explain how the rights of the
people (to equality, non-discrimination of rights, sustainable human development,
health, education, information, choice and to make decisions according to religious
convictions, ethics, cultural beliefs and the demands of responsible parenthood) are
being threatened or are not being met as to justify the impairment of religious
freedom.194

Finally, the petitioners also question Section 15 of the RH Law requiring would-be
couples to attend family planning and responsible parenthood seminars and to
obtain a certificate of compliance. They claim that the provision forces individuals to

participate in the implementation of the RH Law even if it contravenes their

religious beliefs.195 As the assailed law dangles the threat of penalty of fine and/or
imprisonment in case of non-compliance with its provisions, the petitioners claim
that the RH Law forcing them to provide, support and facilitate access and
information to contraception against their beliefs must be struck down as it runs
afoul to the constitutional guarantee of religious freedom.

The Respondents' Positions

The respondents, on the other hand, contend that the RH Law does not provide that
a specific mode or type of contraceptives be used, be it natural or artificial. It
neither imposes nor sanctions any religion or belief.196 They point out that the RH
Law only seeks to serve the public interest by providing accessible, effective and
quality reproductive health services to ensure maternal and child health, in line with
the State's duty to bring to reality the social justice health guarantees of the
Constitution,197 and that what the law only prohibits are those acts or practices,
which deprive others of their right to reproductive health.198 They assert that the
assailed law only seeks to guarantee informed choice, which is an assurance that no
one will be compelled to violate his religion against his free will.199

The respondents add that by asserting that only natural family planning should be
allowed, the petitioners are effectively going against the constitutional right to
religious freedom, the same right they invoked to assail the constitutionality of the
RH Law.200 In other words, by seeking the declaration that the RH Law is
unconstitutional, the petitioners are asking that the Court recognize only the
Catholic Church's sanctioned natural family planning methods and impose this on
the entire citizenry.201

With respect to the duty to refer, the respondents insist that the same does not
violate the constitutional guarantee of religious freedom, it being a carefully
balanced compromise between the interests of the religious objector, on one hand,
who is allowed to keep silent but is required to refer -and that of the citizen who
needs access to information and who has the right to expect that the health care
professional in front of her will act professionally. For the respondents, the
concession given by the State under Section 7 and 23(a)(3) is sufficient
accommodation to the right to freely exercise one's religion without unnecessarily
infringing on the rights of others.202

Whatever burden is placed on the petitioner's religious freedom is minimal as the

duty to refer is limited in duration, location and impact.203

Regarding mandatory family planning seminars under Section 15 , the respondents

claim that it is a reasonable regulation providing an opportunity for would-be
couples to have access to information regarding parenthood, family planning,
breastfeeding and infant nutrition. It is argued that those who object to any
information received on account of their attendance in the required seminars are
not compelled to accept information given to them. They are completely free to
reject any information they do not agree with and retain the freedom to decide on
matters of family life without intervention of the State.204

For their part, respondents De Venecia et al., dispute the notion that natural family
planning is the only method acceptable to Catholics and the Catholic hierarchy.
Citing various studies and surveys on the matter, they highlight the changing stand
of the Catholic Church on contraception throughout the years and note the general
acceptance of the benefits of contraceptives by its followers in planning their
families.

The Church and The State

At the outset, it cannot be denied that we all live in a heterogeneous society. It is

made up of people of diverse ethnic, cultural and religious beliefs and backgrounds.
History has shown us that our government, in law and in practice, has allowed these
various religious, cultural, social and racial groups to thrive in a single society
together. It has embraced minority groups and is tolerant towards all - the religious
people of different sects and the non-believers. The undisputed fact is that our
people generally believe in a deity, whatever they conceived Him to be, and to
whom they call for guidance and enlightenment in crafting our fundamental law.
Thus, the preamble of the present Constitution reads:

We, the sovereign Filipino people, imploring the aid of Almighty God, in order to
build a just and humane society, and establish a Government that shall embody our
ideals and aspirations, promote the common good, conserve and develop our
patrimony, and secure to ourselves and our posterity, the blessings of
independence and democracy under the rule of law and a regime of truth, justice,
freedom, love, equality, and peace, do ordain and promulgate this Constitution.

The Filipino people in "imploring the aid of Almighty God " manifested their
spirituality innate in our nature and consciousness as a people, shaped by tradition
and historical experience. As this is embodied in the preamble, it means that the
State recognizes with respect the influence of religion in so far as it instills into the
mind the purest principles of morality.205 Moreover, in recognition of the
contributions of religion to society, the 1935, 1973 and 1987 constitutions contain
benevolent and accommodating provisions towards religions such as tax exemption
of church property, salary of religious officers in government institutions, and
optional religious instructions in public schools.

The Framers, however, felt the need to put up a strong barrier so that the State
would not encroach into the affairs of the church, and vice-versa. The principle of
separation of Church and State was, thus, enshrined in Article II, Section 6 of the
1987 Constitution, viz:

Section 6. The separation of Church and State shall be inviolable.

Verily, the principle of separation of Church and State is based on mutual

respect.1wphi1 Generally, the State cannot meddle in the internal affairs of the
church, much less question its faith and dogmas or dictate upon it. It cannot favor
one religion and discriminate against another. On the other hand, the church cannot
impose its beliefs and convictions on the State and the rest of the citizenry. It
cannot demand that the nation follow its beliefs, even if it sincerely believes that
they are good for the country.

Consistent with the principle that not any one religion should ever be preferred over
another, the Constitution in the above-cited provision utilizes the term "church" in
its generic sense, which refers to a temple, a mosque, an iglesia, or any other house
of God which metaphorically symbolizes a religious organization. Thus, the "Church"
means the religious congregations collectively.

Balancing the benefits that religion affords and the need to provide an ample barrier
to protect the State from the pursuit of its secular objectives, the Constitution lays
down the following mandate in Article III, Section 5 and Article VI, Section 29 (2), of
the 1987 Constitution:

Section. 5. No law shall be made respecting an establishment of religion, or

prohibiting the free exercise thereof. The free exercise and enjoyment of religious
profession and worship, without discrimination or preference, shall forever be
allowed. No religious test shall be required for the exercise of civil or political rights.

Section 29.

xxx.

No public money or property shall be appropriated, applied, paid, or employed,

directly or indirectly, for the use, benefit, or support of any sect, church,
denomination, sectarian institution, or system of religion, or of any priest, preacher,
minister, other religious teacher, or dignitary as such, except when such priest,
preacher, minister, or dignitary is assigned to the armed forces, or to any penal
institution, or government orphanage or leprosarium.

In short, the constitutional assurance of religious freedom provides two guarantees:

the Establishment Clause and the Free Exercise Clause.

The establishment clause "principally prohibits the State from sponsoring any
religion or favoring any religion as against other religions. It mandates a strict
neutrality in affairs among religious groups."206 Essentially, it prohibits the
establishment of a state religion and the use of public resources for the support or
prohibition of a religion.

On the other hand, the basis of the free exercise clause is the respect for the
inviolability of the human conscience.207 Under this part of religious freedom
guarantee, the State is prohibited from unduly interfering with the outside
manifestations of one's belief and faith.208 Explaining the concept of religious
freedom, the Court, in Victoriano v. Elizalde Rope Workers Union209 wrote:

The constitutional provisions not only prohibits legislation for the support of any
religious tenets or the modes of worship of any sect, thus forestalling compulsion by

law of the acceptance of any creed or the practice of any form of worship (U.S.
Ballard, 322 U.S. 78, 88 L. ed. 1148, 1153), but also assures the free exercise of
one's chosen form of religion within limits of utmost amplitude. It has been said that
the religion clauses of the Constitution are all designed to protect the broadest
possible liberty of conscience, to allow each man to believe as his conscience
directs, to profess his beliefs, and to live as he believes he ought to live, consistent
with the liberty of others and with the common good. Any legislation whose effect or
purpose is to impede the observance of one or all religions, or to discriminate
invidiously between the religions, is invalid, even though the burden may be
characterized as being only indirect. (Sherbert v. Verner, 374 U.S. 398, 10 L.ed.2d
965, 83 S. Ct. 1970) But if the state regulates conduct by enacting, within its power,
a general law which has for its purpose and effect to advance the state's secular
goals, the statute is valid despite its indirect burden on religious observance, unless
the state can accomplish its purpose without imposing such burden. (Braunfeld v.
Brown, 366 U.S. 599, 6 Led. 2d. 563, 81 S. Ct. 144; McGowan v. Maryland, 366 U.S.
420, 444-5 and 449).

As expounded in Escritor,

The establishment and free exercise clauses were not designed to serve
contradictory purposes. They have a single goal-to promote freedom of individual
religious beliefs and practices. In simplest terms, the free exercise clause prohibits
government from inhibiting religious beliefs with penalties for religious beliefs and
practice, while the establishment clause prohibits government from inhibiting
religious belief with rewards for religious beliefs and practices. In other words, the
two religion clauses were intended to deny government the power to use either the
carrot or the stick to influence individual religious beliefs and practices.210

Corollary to the guarantee of free exercise of one's religion is the principle that the
guarantee of religious freedom is comprised of two parts: the freedom to believe,
and the freedom to act on one's belief. The first part is absolute. As explained in
Gerona v. Secretary of Education:211

The realm of belief and creed is infinite and limitless bounded only by one's
imagination and thought. So is the freedom of belief, including religious belief,
limitless and without bounds. One may believe in most anything, however strange,
bizarre and unreasonable the same may appear to others, even heretical when

weighed in the scales of orthodoxy or doctrinal standards. But between the freedom
of belief and the exercise of said belief, there is quite a stretch of road to travel.212

The second part however, is limited and subject to the awesome power of the State
and can be enjoyed only with proper regard to the rights of others. It is "subject to
regulation where the belief is translated into external acts that affect the public
welfare."213

Legislative Acts and the

Free Exercise Clause

Thus, in case of conflict between the free exercise clause and the State, the Court
adheres to the doctrine of benevolent neutrality. This has been clearly decided by
the Court in Estrada v. Escritor, (Escritor)214 where it was stated "that benevolent
neutrality-accommodation, whether mandatory or permissive, is the spirit, intent
and framework underlying the Philippine Constitution."215 In the same case, it was
further explained that"

The benevolent neutrality theory believes that with respect to these governmental
actions, accommodation of religion may be allowed, not to promote the
government's favored form of religion, but to allow individuals and groups to
exercise their religion without hindrance. "The purpose of accommodation is to
remove a burden on, or facilitate the exercise of, a person's or institution's
religion."216 "What is sought under the theory of accommodation is not a
declaration of unconstitutionality of a facially neutral law, but an exemption from its
application or its 'burdensome effect,' whether by the legislature or the courts."217

In ascertaining the limits of the exercise of religious freedom, the compelling state
interest test is proper.218 Underlying the compelling state interest test is the notion
that free exercise is a fundamental right and that laws burdening it should be
subject to strict scrutiny.219 In Escritor, it was written:

Philippine jurisprudence articulates several tests to determine these limits.

Beginning with the first case on the Free Exercise Clause, American Bible Society,
the Court mentioned the "clear and present danger" test but did not employ it.
Nevertheless, this test continued to be cited in subsequent cases on religious
liberty. The Gerona case then pronounced that the test of permissibility of religious
freedom is whether it violates the established institutions of society and law. The
Victoriano case mentioned the "immediate and grave danger" test as well as the
doctrine that a law of general applicability may burden religious exercise provided
the law is the least restrictive means to accomplish the goal of the law. The case
also used, albeit inappropriately, the "compelling state interest" test. After
Victoriano , German went back to the Gerona rule. Ebralinag then employed the
"grave and immediate danger" test and overruled the Gerona test. The fairly recent
case of Iglesia ni Cristo went back to the " clear and present danger" test in the
maiden case of A merican Bible Society. Not surprisingly, all the cases which
employed the "clear and present danger" or "grave and immediate danger" test
involved, in one form or another, religious speech as this test is often used in cases
on freedom of expression. On the other hand, the Gerona and German cases set the
rule that religious freedom will not prevail over established institutions of society
and law. Gerona, however, which was the authority cited by German has been
overruled by Ebralinag which employed the "grave and immediate danger" test .
Victoriano was the only case that employed the "compelling state interest" test, but
as explained previously, the use of the test was inappropriate to the facts of the
case.

The case at bar does not involve speech as in A merican Bible Society, Ebralinag
and Iglesia ni Cristo where the "clear and present danger" and "grave and
immediate danger" tests were appropriate as speech has easily discernible or
immediate effects. The Gerona and German doctrine, aside from having been
overruled, is not congruent with the benevolent neutrality approach, thus not
appropriate in this jurisdiction. Similar to Victoriano, the present case involves
purely conduct arising from religious belief. The "compelling state interest" test is
proper where conduct is involved for the whole gamut of human conduct has
different effects on the state's interests: some effects may be immediate and shortterm while others delayed and far-reaching. A test that would protect the interests
of the state in preventing a substantive evil, whether immediate or delayed, is
therefore necessary. However, not any interest of the state would suffice to prevail
over the right to religious freedom as this is a fundamental right that enjoys a
preferred position in the hierarchy of rights - "the most inalienable and sacred of all
human rights", in the words of Jefferson. This right is sacred for an invocation of the
Free Exercise Clause is an appeal to a higher sovereignty. The entire constitutional
order of limited government is premised upon an acknowledgment of such higher
sovereignty, thus the Filipinos implore the "aid of Almighty God in order to build a

just and humane society and establish a government." As held in Sherbert, only the
gravest abuses, endangering paramount interests can limit this fundamental right.
A mere balancing of interests which balances a right with just a colorable state
interest is therefore not appropriate. Instead, only a compelling interest of the state
can prevail over the fundamental right to religious liberty. The test requires the
state to carry a heavy burden, a compelling one, for to do otherwise would allow the
state to batter religion, especially the less powerful ones until they are destroyed. In
determining which shall prevail between the state's interest and religious liberty,
reasonableness shall be the guide. The "compelling state interest" serves the
purpose of revering religious liberty while at the same time affording protection to
the paramount interests of the state. This was the test used in Sherbert which
involved conduct, i.e. refusal to work on Saturdays. In the end, the "compelling state
interest" test, by upholding the paramount interests of the state, seeks to protect
the very state, without which, religious liberty will not be preserved. [Emphases in
the original. Underlining supplied.]

The Court's Position

In the case at bench, it is not within the province of the Court to determine whether
the use of contraceptives or one's participation in the support of modem
reproductive health measures is moral from a religious standpoint or whether the
same is right or wrong according to one's dogma or belief. For the Court has
declared that matters dealing with "faith, practice, doctrine, form of worship,
ecclesiastical law, custom and rule of a church ... are unquestionably ecclesiastical
matters which are outside the province of the civil courts."220 The jurisdiction of
the Court extends only to public and secular morality. Whatever pronouncement the
Court makes in the case at bench should be understood only in this realm where it
has authority. Stated otherwise, while the Court stands without authority to rule on
ecclesiastical matters, as vanguard of the Constitution, it does have authority to
determine whether the RH Law contravenes the guarantee of religious freedom.

At first blush, it appears that the RH Law recognizes and respects religion and
religious beliefs and convictions. It is replete with assurances the no one can be
compelled to violate the tenets of his religion or defy his religious convictions
against his free will. Provisions in the RH Law respecting religious freedom are the
following:

1. The State recognizes and guarantees the human rights of all persons including
their right to equality and nondiscrimination of these rights, the right to sustainable
human development, the right to health which includes reproductive health, the
right to education and information, and the right to choose and make decisions for
themselves in accordance with their religious convictions, ethics, cultural beliefs,
and the demands of responsible parenthood. [Section 2, Declaration of Policy]

2 . The State recognizes marriage as an inviolable social institution and the

foundation of the family which in turn is the foundation of the nation. Pursuant
thereto, the State shall defend:

(a) The right of spouses to found a family in accordance with their religious
convictions and the demands of responsible parenthood." [Section 2, Declaration of
Policy]

3. The State shall promote and provide information and access, without bias, to all
methods of family planning, including effective natural and modern methods which
have been proven medically safe, legal, non-abortifacient, and effective in
accordance with scientific and evidence-based medical research standards such as
those registered and approved by the FDA for the poor and marginalized as
identified through the NHTS-PR and other government measures of identifying
marginalization: Provided, That the State shall also provide funding support to
promote modern natural methods of family planning, especially the Billings
Ovulation Method, consistent with the needs of acceptors and their religious
convictions. [Section 3(e), Declaration of Policy]

4. The State shall promote programs that: (1) enable individuals and couples to
have the number of children they desire with due consideration to the health,
particularly of women, and the resources available and affordable to them and in
accordance with existing laws, public morals and their religious convictions. [Section
3CDJ

5. The State shall respect individuals' preferences and choice of family planning
methods that are in accordance with their religious convictions and cultural beliefs,
taking into consideration the State's obligations under various human rights
instruments. [Section 3(h)]

6. Active participation by nongovernment organizations (NGOs) , women's and

people's organizations, civil society, faith-based organizations, the religious sector
and communities is crucial to ensure that reproductive health and population and
development policies, plans, and programs will address the priority needs of
women, the poor, and the marginalized. [Section 3(i)]

7. Responsible parenthood refers to the will and ability of a parent to respond to the
needs and aspirations of the family and children. It is likewise a shared
responsibility between parents to determine and achieve the desired number of
children, spacing and timing of their children according to their own family life
aspirations, taking into account psychological preparedness, health status,
sociocultural and economic concerns consistent with their religious convictions.
[Section 4(v)] (Emphases supplied)

While the Constitution prohibits abortion, laws were enacted allowing the use of
contraceptives. To some medical practitioners, however, the whole idea of using
contraceptives is an anathema. Consistent with the principle of benevolent
neutrality, their beliefs should be respected.

The Establishment Clause

and Contraceptives

In the same breath that the establishment clause restricts what the government can
do with religion, it also limits what religious sects can or cannot do with the
government. They can neither cause the government to adopt their particular
doctrines as policy for everyone, nor can they not cause the government to restrict
other groups. To do so, in simple terms, would cause the State to adhere to a
particular religion and, thus, establishing a state religion.

Consequently, the petitioners are misguided in their supposition that the State
cannot enhance its population control program through the RH Law simply because
the promotion of contraceptive use is contrary to their religious beliefs. Indeed, the
State is not precluded to pursue its legitimate secular objectives without being

dictated upon by the policies of any one religion. One cannot refuse to pay his taxes
simply because it will cloud his conscience. The demarcation line between Church
and State demands that one render unto Caesar the things that are Caesar's and
unto God the things that are God's.221

The Free Exercise Clause and the Duty to Refer

While the RH Law, in espousing state policy to promote reproductive health

manifestly respects diverse religious beliefs in line with the Non-Establishment
Clause, the same conclusion cannot be reached with respect to Sections 7, 23 and
24 thereof. The said provisions commonly mandate that a hospital or a medical
practitioner to immediately refer a person seeking health care and services under
the law to another accessible healthcare provider despite their conscientious
objections based on religious or ethical beliefs.

In a situation where the free exercise of religion is allegedly burdened by

government legislation or practice, the compelling state interest test in line with the
Court's espousal of the Doctrine of Benevolent Neutrality in Escritor, finds
application. In this case, the conscientious objector's claim to religious freedom
would warrant an exemption from obligations under the RH Law, unless the
government succeeds in demonstrating a more compelling state interest in the
accomplishment of an important secular objective. Necessarily so, the plea of
conscientious objectors for exemption from the RH Law deserves no less than strict
scrutiny.

In applying the test, the first inquiry is whether a conscientious objector's right to
religious freedom has been burdened. As in Escritor, there is no doubt that an
intense tug-of-war plagues a conscientious objector. One side coaxes him into
obedience to the law and the abandonment of his religious beliefs, while the other
entices him to a clean conscience yet under the pain of penalty. The scenario is an
illustration of the predicament of medical practitioners whose religious beliefs are
incongruent with what the RH Law promotes.

The Court is of the view that the obligation to refer imposed by the RH Law violates
the religious belief and conviction of a conscientious objector. Once the medical
practitioner, against his will, refers a patient seeking information on modem
reproductive health products, services, procedures and methods, his conscience is

immediately burdened as he has been compelled to perform an act against his

beliefs. As Commissioner Joaquin A. Bernas (Commissioner Bernas) has written, "at
the basis of the free exercise clause is the respect for the inviolability of the human
conscience.222

Though it has been said that the act of referral is an opt-out clause, it is, however, a
false compromise because it makes pro-life health providers complicit in the
performance of an act that they find morally repugnant or offensive. They cannot, in
conscience, do indirectly what they cannot do directly. One may not be the
principal, but he is equally guilty if he abets the offensive act by indirect
participation.

Moreover, the guarantee of religious freedom is necessarily intertwined with the

right to free speech, it being an externalization of one's thought and conscience.
This in turn includes the right to be silent. With the constitutional guarantee of
religious freedom follows the protection that should be afforded to individuals in
communicating their beliefs to others as well as the protection for simply being
silent. The Bill of Rights guarantees the liberty of the individual to utter what is in
his mind and the liberty not to utter what is not in his mind.223 While the RH Law
seeks to provide freedom of choice through informed consent, freedom of choice
guarantees the liberty of the religious conscience and prohibits any degree of
compulsion or burden, whether direct or indirect, in the practice of one's
religion.224

In case of conflict between the religious beliefs and moral convictions of individuals,
on one hand, and the interest of the State, on the other, to provide access and
information on reproductive health products, services, procedures and methods to
enable the people to determine the timing, number and spacing of the birth of their
children, the Court is of the strong view that the religious freedom of health
providers, whether public or private, should be accorded primacy. Accordingly, a
conscientious objector should be exempt from compliance with the mandates of the
RH Law. If he would be compelled to act contrary to his religious belief and
conviction, it would be violative of "the principle of non-coercion" enshrined in the
constitutional right to free exercise of religion.

Interestingly, on April 24, 2013, Scotland's Inner House of the Court of Session,
found in the case of Doogan and Wood v. NHS Greater Glasgow and Clyde Health
Board,225 that the midwives claiming to be conscientious objectors under the

provisions of Scotland's Abortion Act of 1967, could not be required to delegate,

supervise or support staff on their labor ward who were involved in abortions.226
The Inner House stated "that if 'participation' were defined according to whether the
person was taking part 'directly' or ' indirectly' this would actually mean more
complexity and uncertainty."227

While the said case did not cover the act of referral, the applicable principle was the
same - they could not be forced to assist abortions if it would be against their
conscience or will.

Institutional Health Providers

The same holds true with respect to non-maternity specialty hospitals and hospitals
owned and operated by a religious group and health care service providers.
Considering that Section 24 of the RH Law penalizes such institutions should they
fail or refuse to comply with their duty to refer under Section 7 and Section 23(a)(3),
the Court deems that it must be struck down for being violative of the freedom of
religion. The same applies to Section 23(a)(l) and (a)(2) in relation to Section 24,
considering that in the dissemination of information regarding programs and
services and in the performance of reproductive health procedures, the religious
freedom of health care service providers should be respected.

In the case of Islamic Da'wah Council of the Philippines, Inc. v. Office of the
Executive Secretary228 it was stressed:

Freedom of religion was accorded preferred status by the framers of our

fundamental law. And this Court has consistently affirmed this preferred status, well
aware that it is "designed to protect the broadest possible liberty of conscience, to
allow each man to believe as his conscience directs, to profess his beliefs, and to
live as he believes he ought to live, consistent with the liberty of others and with the
common good."10

The Court is not oblivious to the view that penalties provided by law endeavour to
ensure compliance. Without set consequences for either an active violation or mere
inaction, a law tends to be toothless and ineffectual. Nonetheless, when what is
bartered for an effective implementation of a law is a constitutionally-protected

right the Court firmly chooses to stamp its disapproval. The punishment of a
healthcare service provider, who fails and/or refuses to refer a patient to another, or
who declines to perform reproductive health procedure on a patient because
incompatible religious beliefs, is a clear inhibition of a constitutional guarantee
which the Court cannot allow.

The Implementing Rules and Regulation (RH-IRR)

The last paragraph of Section 5.24 of the RH-IRR reads:

Provided, That skilled health professional such as provincial, city or municipal health
officers, chiefs of hospital, head nurses, supervising midwives, among others, who
by virtue of their office are specifically charged with the duty to implement the
provisions of the RPRH Act and these Rules, cannot be considered as conscientious
objectors.

This is discriminatory and violative of the equal protection clause. The conscientious
objection clause should be equally protective of the religious belief of public health
officers. There is no perceptible distinction why they should not be considered
exempt from the mandates of the law. The protection accorded to other
conscientious objectors should equally apply to all medical practitioners without
distinction whether they belong to the public or private sector. After all, the freedom
to believe is intrinsic in every individual and the protective robe that guarantees its
free exercise is not taken off even if one acquires employment in the government.

It should be stressed that intellectual liberty occupies a place inferior to none in the
hierarchy of human values. The mind must be free to think what it wills, whether in
the secular or religious sphere, to give expression to its beliefs by oral discourse or
through the media and, thus, seek other candid views in occasions or gatherings or
in more permanent aggrupation. Embraced in such concept then are freedom of
religion, freedom of speech, of the press, assembly and petition, and freedom of
association.229

The discriminatory provision is void not only because no such exception is stated in
the RH Law itself but also because it is violative of the equal protection clause in the

Constitution. Quoting respondent Lagman, if there is any conflict between the RHIRR and the RH Law, the law must prevail.

Justice Mendoza:

I'll go to another point. The RH law .. .in your Comment- in-Intervention on page 52,
you mentioned RH Law is replete with provisions in upholding the freedom of
religion and respecting religious convictions. Earlier, you affirmed this with
qualifications. Now, you have read, I presumed you have read the IRR-Implementing
Rules and Regulations of the RH Bill?

Congressman Lagman:

Yes, Your Honor, I have read but I have to admit, it's a long IRR and I have not
thoroughly dissected the nuances of the provisions.

Justice Mendoza:

I will read to you one provision. It's Section 5.24. This I cannot find in the RH Law.
But in the IRR it says: " .... skilled health professionals such as provincial, city or
municipal health officers, chief of hospitals, head nurses, supervising midwives,
among others, who by virtue of their office are specifically charged with the duty to
implement the provisions of the RPRH Act and these Rules, cannot be considered as
conscientious objectors." Do you agree with this?

Congressman Lagman:

I will have to go over again the provisions, Your Honor.

Justice Mendoza:

In other words, public health officers in contrast to the private practitioners who can
be conscientious objectors, skilled health professionals cannot be considered
conscientious objectors. Do you agree with this? Is this not against the
constitutional right to the religious belief?

Congressman Lagman:

Your Honor, if there is any conflict between the IRR and the law, the law must
prevail.230

Compelling State Interest

The foregoing discussion then begets the question on whether the respondents, in
defense of the subject provisions, were able to: 1] demonstrate a more compelling
state interest to restrain conscientious objectors in their choice of services to
render; and 2] discharge the burden of proof that the obligatory character of the law
is the least intrusive means to achieve the objectives of the law.

Unfortunately, a deep scrutiny of the respondents' submissions proved to be in vain.

The OSG was curiously silent in the establishment of a more compelling state
interest that would rationalize the curbing of a conscientious objector's right not to
adhere to an action contrary to his religious convictions. During the oral arguments,
the OSG maintained the same silence and evasion. The Transcripts of the
Stenographic Notes disclose the following:

Justice De Castro:

Let's go back to the duty of the conscientious objector to refer. ..

Senior State Solicitor Hilbay:

Yes, Justice.

Justice De Castro:

... which you are discussing awhile ago with Justice Abad. What is the compelling
State interest in imposing this duty to refer to a conscientious objector which
refuses to do so because of his religious belief?

Senior State Solicitor Hilbay:

Ahh, Your Honor, ..

Justice De Castro:

What is the compelling State interest to impose this burden?

Senior State Solicitor Hilbay:

In the first place, Your Honor, I don't believe that the standard is a compelling State
interest, this is an ordinary health legislation involving professionals. This is not a
free speech matter or a pure free exercise matter. This is a regulation by the State
of the relationship between medical doctors and their patients.231

Resultantly, the Court finds no compelling state interest which would limit the free
exercise clause of the conscientious objectors, however few in number. Only the
prevention of an immediate and grave danger to the security and welfare of the
community can justify the infringement of religious freedom. If the government fails
to show the seriousness and immediacy of the threat, State intrusion is
constitutionally unacceptable.232

Freedom of religion means more than just the freedom to believe. It also means the
freedom to act or not to act according to what one believes. And this freedom is
violated when one is compelled to act against one's belief or is prevented from
acting according to one's belief.233

Apparently, in these cases, there is no immediate danger to the life or health of an

individual in the perceived scenario of the subject provisions. After all, a couple who
plans the timing, number and spacing of the birth of their children refers to a future
event that is contingent on whether or not the mother decides to adopt or use the
information, product, method or supply given to her or whether she even decides to
become pregnant at all. On the other hand, the burden placed upon those who
object to contraceptive use is immediate and occurs the moment a patient seeks
consultation on reproductive health matters.

Moreover, granting that a compelling interest exists to justify the infringement of

the conscientious objector's religious freedom, the respondents have failed to
demonstrate "the gravest abuses, endangering paramount interests" which could
limit or override a person's fundamental right to religious freedom. Also, the
respondents have not presented any government effort exerted to show that the
means it takes to achieve its legitimate state objective is the least intrusive
means.234 Other than the assertion that the act of referring would only be
momentary, considering that the act of referral by a conscientious objector is the
very action being contested as violative of religious freedom, it behooves the
respondents to demonstrate that no other means can be undertaken by the State to
achieve its objective without violating the rights of the conscientious objector. The
health concerns of women may still be addressed by other practitioners who may
perform reproductive health-related procedures with open willingness and
motivation. Suffice it to say, a person who is forced to perform an act in utter
reluctance deserves the protection of the Court as the last vanguard of
constitutional freedoms.

At any rate, there are other secular steps already taken by the Legislature to ensure
that the right to health is protected. Considering other legislations as they stand
now, R.A . No. 4 729 or the Contraceptive Act, R.A. No. 6365 or "The Population Act
of the Philippines" and R.A. No. 9710, otherwise known as "The Magna Carta of
Women," amply cater to the needs of women in relation to health services and
programs. The pertinent provision of Magna Carta on comprehensive health services
and programs for women, in fact, reads:

Section 17. Women's Right to Health. - (a) Comprehensive Health Services. - The
State shall, at all times, provide for a comprehensive, culture-sensitive, and genderresponsive health services and programs covering all stages of a woman's life cycle
and which addresses the major causes of women's mortality and morbidity:
Provided, That in the provision for comprehensive health services, due respect shall
be accorded to women's religious convictions, the rights of the spouses to found a
family in accordance with their religious convictions, and the demands of
responsible parenthood, and the right of women to protection from hazardous
drugs, devices, interventions, and substances.

Access to the following services shall be ensured:

(1) Maternal care to include pre- and post-natal services to address pregnancy and
infant health and nutrition;

(2) Promotion of breastfeeding;

(3) Responsible, ethical, legal, safe, and effective methods of family planning;

(4) Family and State collaboration in youth sexuality education and health services
without prejudice to the primary right and duty of parents to educate their children;

(5) Prevention and management of reproductive tract infections, including sexually

transmitted diseases, HIV, and AIDS;

(6) Prevention and management of reproductive tract cancers like breast and
cervical cancers, and other gynecological conditions and disorders;

(7) Prevention of abortion and management of pregnancy-related complications;

(8) In cases of violence against women and children, women and children victims
and survivors shall be provided with comprehensive health services that include
psychosocial, therapeutic, medical, and legal interventions and assistance towards
healing, recovery, and empowerment;

(9) Prevention and management of infertility and sexual dysfunction pursuant to

ethical norms and medical standards;

(10) Care of the elderly women beyond their child-bearing years; and

(11) Management, treatment, and intervention of mental health problems of women

and girls. In addition, healthy lifestyle activities are encouraged and promoted
through programs and projects as strategies in the prevention of diseases.

(b) Comprehensive Health Information and Education. - The State shall provide
women in all sectors with appropriate, timely, complete, and accurate information
and education on all the above-stated aspects of women's health in government
education and training programs, with due regard to the following:

(1) The natural and primary right and duty of parents in the rearing of the youth and
the development of moral character and the right of children to be brought up in an
atmosphere of morality and rectitude for the enrichment and strengthening of
character;

(2) The formation of a person's sexuality that affirms human dignity; and

(3) Ethical, legal, safe, and effective family planning methods including fertility
awareness.

As an afterthought, Asst. Solicitor General Hilbay eventually replied that the

compelling state interest was "Fifteen maternal deaths per day, hundreds of
thousands of unintended pregnancies, lives changed, x x x."235 He, however, failed
to substantiate this point by concrete facts and figures from reputable sources.

The undisputed fact, however, is that the World Health Organization reported that
the Filipino maternal mortality rate dropped to 48 percent from 1990 to 2008, 236
although there was still no RH Law at that time. Despite such revelation, the
proponents still insist that such number of maternal deaths constitute a compelling
state interest.

Granting that there are still deficiencies and flaws in the delivery of social
healthcare programs for Filipino women, they could not be solved by a measure that
puts an unwarrantable stranglehold on religious beliefs in exchange for blind
conformity.

Exception: Life Threatening Cases

All this notwithstanding, the Court properly recognizes a valid exception set forth in
the law. While generally healthcare service providers cannot be forced to render
reproductive health care procedures if doing it would contravene their religious
beliefs, an exception must be made in life-threatening cases that require the
performance of emergency procedures. In these situations, the right to life of the
mother should be given preference, considering that a referral by a medical
practitioner would amount to a denial of service, resulting to unnecessarily placing
the life of a mother in grave danger. Thus, during the oral arguments, Atty. Liban,
representing CFC, manifested: "the forced referral clause that we are objecting on
grounds of violation of freedom of religion does not contemplate an emergency."237

In a conflict situation between the life of the mother and the life of a child, the
doctor is morally obliged always to try to save both lives. If, however, it is
impossible, the resulting death to one should not be deliberate. Atty. Noche
explained:

Principle of Double-Effect. - May we please remind the principal author of the RH Bill
in the House of Representatives of the principle of double-effect wherein intentional
harm on the life of either the mother of the child is never justified to bring about a
"good" effect. In a conflict situation between the life of the child and the life of the
mother, the doctor is morally obliged always to try to save both lives. However, he
can act in favor of one (not necessarily the mother) when it is medically impossible

to save both, provided that no direct harm is intended to the other. If the above
principles are observed, the loss of the child's life or the mother's life is not
intentional and, therefore, unavoidable. Hence, the doctor would not be guilty of
abortion or murder. The mother is never pitted against the child because both their
lives are equally valuable.238

Accordingly, if it is necessary to save the life of a mother, procedures endangering

the life of the child may be resorted to even if is against the religious sentiments of
the medical practitioner. As quoted above, whatever burden imposed upon a
medical practitioner in this case would have been more than justified considering
the life he would be able to save.

Family Planning Seminars

Anent the requirement imposed under Section 15239 as a condition for the issuance
of a marriage license, the Court finds the same to be a reasonable exercise of police
power by the government. A cursory reading of the assailed provision bares that the
religious freedom of the petitioners is not at all violated. All the law requires is for
would-be spouses to attend a seminar on parenthood, family planning breastfeeding
and infant nutrition. It does not even mandate the type of family planning methods
to be included in the seminar, whether they be natural or artificial. As correctly
noted by the OSG, those who receive any information during their attendance in the
required seminars are not compelled to accept the information given to them, are
completely free to reject the information they find unacceptable, and retain the
freedom to decide on matters of family life without the intervention of the State.

4-The Family and the Right to Privacy

Petitioner CFC assails the RH Law because Section 23(a) (2) (i) thereof violates the
provisions of the Constitution by intruding into marital privacy and autonomy. It
argues that it cultivates disunity and fosters animosity in the family rather than
promote its solidarity and total development.240

The Court cannot but agree.

The 1987 Constitution is replete with provisions strengthening the family as it is the
basic social institution. In fact, one article, Article XV, is devoted entirely to the
family.

ARTICLE XV
THE FAMILY

Section 1. The State recognizes the Filipino family as the foundation of the nation.
Accordingly, it shall strengthen its solidarity and actively promote its total
development.

Section 2. Marriage, as an inviolable social institution, is the foundation of the family

and shall be protected by the State.

Section 3. The State shall defend:

The right of spouses to found a family in accordance with their religious convictions
and the demands of responsible parenthood;

The right of children to assistance, including proper care and nutrition, and special
protection from all forms of neglect, abuse, cruelty, exploitation and other
conditions prejudicial to their development;

The right of the family to a family living wage and income; and

The right of families or family assoc1at1ons to participate in the planning and

implementation of policies and programs that affect them.

In this case, the RH Law, in its not-so-hidden desire to control population growth,
contains provisions which tend to wreck the family as a solid social institution. It
bars the husband and/or the father from participating in the decision making

process regarding their common future progeny. It likewise deprives the parents of
their authority over their minor daughter simply because she is already a parent or
had suffered a miscarriage.

The Family and Spousal Consent

Section 23(a) (2) (i) of the RH Law states:

The following acts are prohibited:

(a) Any health care service provider, whether public or private, who shall: ...

(2) refuse to perform legal and medically-safe reproductive health procedures on

any person of legal age on the ground of lack of consent or authorization of the
following persons in the following instances:

(i) Spousal consent in case of married persons: provided, That in case of

disagreement, the decision of the one undergoing the procedures shall prevail.
[Emphasis supplied]

The above provision refers to reproductive health procedures like tubal litigation and
vasectomy which, by their very nature, should require mutual consent and decision
between the husband and the wife as they affect issues intimately related to the
founding of a family. Section 3, Art. XV of the Constitution espouses that the State
shall defend the "right of the spouses to found a family." One person cannot found a
family. The right, therefore, is shared by both spouses. In the same Section 3, their
right "to participate in the planning and implementation of policies and programs
that affect them " is equally recognized.

The RH Law cannot be allowed to infringe upon this mutual decision-making. By

giving absolute authority to the spouse who would undergo a procedure, and
barring the other spouse from participating in the decision would drive a wedge
between the husband and wife, possibly result in bitter animosity, and endanger the

marriage and the family, all for the sake of reducing the population. This would be a
marked departure from the policy of the State to protect marriage as an inviolable
social institution.241

Decision-making involving a reproductive health procedure is a private matter which

belongs to the couple, not just one of them. Any decision they would reach would
affect their future as a family because the size of the family or the number of their
children significantly matters. The decision whether or not to undergo the procedure
belongs exclusively to, and shared by, both spouses as one cohesive unit as they
chart their own destiny. It is a constitutionally guaranteed private right. Unless it
prejudices the State, which has not shown any compelling interest, the State should
see to it that they chart their destiny together as one family.

As highlighted by Justice Leonardo-De Castro, Section 19( c) of R.A. No. 9710,

otherwise known as the "Magna Carta for Women," provides that women shall have
equal rights in all matters relating to marriage and family relations, including the
joint decision on the number and spacing of their children. Indeed, responsible
parenthood, as Section 3(v) of the RH Law states, is a shared responsibility between
parents. Section 23(a)(2)(i) of the RH Law should not be allowed to betray the
constitutional mandate to protect and strengthen the family by giving to only one
spouse the absolute authority to decide whether to undergo reproductive health
procedure.242

The right to chart their own destiny together falls within the protected zone of
marital privacy and such state intervention would encroach into the zones of
spousal privacy guaranteed by the Constitution. In our jurisdiction, the right to
privacy was first recognized in Marje v. Mutuc,243 where the Court, speaking
through Chief Justice Fernando, held that "the right to privacy as such is accorded
recognition independently of its identification with liberty; in itself, it is fully
deserving of constitutional protection."244 Marje adopted the ruling of the US
Supreme Court in Griswold v. Connecticut,245 where Justice William O. Douglas
wrote:

We deal with a right of privacy older than the Bill of Rights -older than our political
parties, older than our school system. Marriage is a coming together for better or for
worse, hopefully enduring, and intimate to the degree of being sacred. It is an
association that promotes a way of life, not causes; a harmony in living, not political

faiths; a bilateral loyalty, not commercial or social projects. Yet it is an association

for as noble a purpose as any involved in our prior decisions.

Ironically, Griswold invalidated a Connecticut statute which made the use of

contraceptives a criminal offense on the ground of its amounting to an
unconstitutional invasion of the right to privacy of married persons. Nevertheless, it
recognized the zone of privacy rightfully enjoyed by couples. Justice Douglas in
Grisworld wrote that "specific guarantees in the Bill of Rights have penumbras,
formed by emanations from those guarantees that help give them life and
substance. Various guarantees create zones of privacy."246

At any rate, in case of conflict between the couple, the courts will decide.

The Family and Parental Consent

Equally deplorable is the debarment of parental consent in cases where the minor,
who will be undergoing a procedure, is already a parent or has had a miscarriage.
Section 7 of the RH law provides:

SEC. 7. Access to Family Planning. x x x.

No person shall be denied information and access to family planning services,

whether natural or artificial: Provided, That minors will not be allowed access to
modern methods of family planning without written consent from their parents or
guardian/s except when the minor is already a parent or has had a miscarriage.

There can be no other interpretation of this provision except that when a minor is
already a parent or has had a miscarriage, the parents are excluded from the
decision making process of the minor with regard to family planning. Even if she is
not yet emancipated, the parental authority is already cut off just because there is a
need to tame population growth.

It is precisely in such situations when a minor parent needs the comfort, care,
advice, and guidance of her own parents. The State cannot replace her natural
mother and father when it comes to providing her needs and comfort. To say that
their consent is no longer relevant is clearly anti-family. It does not promote unity in
the family. It is an affront to the constitutional mandate to protect and strengthen
the family as an inviolable social institution.

More alarmingly, it disregards and disobeys the constitutional mandate that "the
natural and primary right and duty of parents in the rearing of the youth for civic
efficiency and the development of moral character shall receive the support of the
Government."247 In this regard, Commissioner Bernas wrote:

The 1987 provision has added the adjective "primary" to modify the right of parents.
It imports the assertion that the right of parents is superior to that of the State.248
[Emphases supplied]

To insist on a rule that interferes with the right of parents to exercise parental
control over their minor-child or the right of the spouses to mutually decide on
matters which very well affect the very purpose of marriage, that is, the
establishment of conjugal and family life, would result in the violation of one's
privacy with respect to his family. It would be dismissive of the unique and stronglyheld Filipino tradition of maintaining close family ties and violative of the recognition
that the State affords couples entering into the special contract of marriage to as
one unit in forming the foundation of the family and society.

The State cannot, without a compelling state interest, take over the role of parents
in the care and custody of a minor child, whether or not the latter is already a
parent or has had a miscarriage. Only a compelling state interest can justify a state
substitution of their parental authority.

First Exception: Access to Information

Whether with respect to the minor referred to under the exception provided in the
second paragraph of Section 7 or with respect to the consenting spouse under
Section 23(a)(2)(i), a distinction must be made. There must be a differentiation
between access to information about family planning services, on one hand, and

access to the reproductive health procedures and modern family planning methods
themselves, on the other. Insofar as access to information is concerned, the Court
finds no constitutional objection to the acquisition of information by the minor
referred to under the exception in the second paragraph of Section 7 that would
enable her to take proper care of her own body and that of her unborn child. After
all, Section 12, Article II of the Constitution mandates the State to protect both the
life of the mother as that of the unborn child. Considering that information to enable
a person to make informed decisions is essential in the protection and maintenance
of ones' health, access to such information with respect to reproductive health must
be allowed. In this situation, the fear that parents might be deprived of their
parental control is unfounded because they are not prohibited to exercise parental
guidance and control over their minor child and assist her in deciding whether to
accept or reject the information received.

Second Exception: Life Threatening Cases

As in the case of the conscientious objector, an exception must be made in lifethreatening cases that require the performance of emergency procedures. In such
cases, the life of the minor who has already suffered a miscarriage and that of the
spouse should not be put at grave risk simply for lack of consent. It should be
emphasized that no person should be denied the appropriate medical care urgently
needed to preserve the primordial right, that is, the right to life.

In this connection, the second sentence of Section 23(a)(2)(ii)249 should be struck

down. By effectively limiting the requirement of parental consent to "only in elective
surgical procedures," it denies the parents their right of parental authority in cases
where what is involved are "non-surgical procedures." Save for the two exceptions
discussed above, and in the case of an abused child as provided in the first
sentence of Section 23(a)(2)(ii), the parents should not be deprived of their
constitutional right of parental authority. To deny them of this right would be an
affront to the constitutional mandate to protect and strengthen the family.

5 - Academic Freedom

It is asserted that Section 14 of the RH Law, in relation to Section 24 thereof,

mandating the teaching of Age-and Development-Appropriate Reproductive Health
Education under threat of fine and/or imprisonment violates the principle of

academic freedom . According to the petitioners, these provisions effectively force

educational institutions to teach reproductive health education even if they believe
that the same is not suitable to be taught to their students.250 Citing various
studies conducted in the United States and statistical data gathered in the country,
the petitioners aver that the prevalence of contraceptives has led to an increase of
out-of-wedlock births; divorce and breakdown of families; the acceptance of
abortion and euthanasia; the "feminization of poverty"; the aging of society; and
promotion of promiscuity among the youth.251

At this point, suffice it to state that any attack on the validity of Section 14 of the RH
Law is premature because the Department of Education, Culture and Sports has yet
to formulate a curriculum on age-appropriate reproductive health education. One
can only speculate on the content, manner and medium of instruction that will be
used to educate the adolescents and whether they will contradict the religious
beliefs of the petitioners and validate their apprehensions. Thus, considering the
premature nature of this particular issue, the Court declines to rule on its
constitutionality or validity.

At any rate, Section 12, Article II of the 1987 Constitution provides that the natural
and primary right and duty of parents in the rearing of the youth for civic efficiency
and development of moral character shall receive the support of the Government.
Like the 1973 Constitution and the 1935 Constitution, the 1987 Constitution affirms
the State recognition of the invaluable role of parents in preparing the youth to
become productive members of society. Notably, it places more importance on the
role of parents in the development of their children by recognizing that said role
shall be "primary," that is, that the right of parents in upbringing the youth is
superior to that of the State.252

It is also the inherent right of the State to act as parens patriae to aid parents in the
moral development of the youth. Indeed, the Constitution makes mention of the
importance of developing the youth and their important role in nation building.253
Considering that Section 14 provides not only for the age-appropriate-reproductive
health education, but also for values formation; the development of knowledge and
skills in self-protection against discrimination; sexual abuse and violence against
women and children and other forms of gender based violence and teen pregnancy;
physical, social and emotional changes in adolescents; women's rights and
children's rights; responsible teenage behavior; gender and development; and
responsible parenthood, and that Rule 10, Section 11.01 of the RH-IRR and Section
4(t) of the RH Law itself provides for the teaching of responsible teenage behavior,
gender sensitivity and physical and emotional changes among adolescents - the

Court finds that the legal mandate provided under the assailed provision
supplements, rather than supplants, the rights and duties of the parents in the
moral development of their children.

Furthermore, as Section 14 also mandates that the mandatory reproductive health

education program shall be developed in conjunction with parent-teachercommunity associations, school officials and other interest groups, it could very well
be said that it will be in line with the religious beliefs of the petitioners. By imposing
such a condition, it becomes apparent that the petitioners' contention that Section
14 violates Article XV, Section 3(1) of the Constitution is without merit.254

While the Court notes the possibility that educators might raise their objection to
their participation in the reproductive health education program provided under
Section 14 of the RH Law on the ground that the same violates their religious
beliefs, the Court reserves its judgment should an actual case be filed before it.

6 - Due Process

The petitioners contend that the RH Law suffers from vagueness and, thus violates
the due process clause of the Constitution. According to them, Section 23 (a)(l)
mentions a "private health service provider" among those who may be held
punishable but does not define who is a "private health care service provider." They
argue that confusion further results since Section 7 only makes reference to a
"private health care institution."

The petitioners also point out that Section 7 of the assailed legislation exempts
hospitals operated by religious groups from rendering reproductive health service
and modern family planning methods. It is unclear, however, if these institutions are
also exempt from giving reproductive health information under Section 23(a)(l), or
from rendering reproductive health procedures under Section 23(a)(2).

Finally, it is averred that the RH Law punishes the withholding, restricting and
providing of incorrect information, but at the same time fails to define "incorrect
information."

The arguments fail to persuade.

A statute or act suffers from the defect of vagueness when it lacks comprehensible
standards that men of common intelligence must necessarily guess its meaning and
differ as to its application. It is repugnant to the Constitution in two respects: (1) it
violates due process for failure to accord persons, especially the parties targeted by
it, fair notice of the conduct to avoid; and (2) it leaves law enforcers unbridled
discretion in carrying out its provisions and becomes an arbitrary flexing of the
Government muscle.255 Moreover, in determining whether the words used in a
statute are vague, words must not only be taken in accordance with their plain
meaning alone, but also in relation to other parts of the statute. It is a rule that
every part of the statute must be interpreted with reference to the context, that is,
every part of it must be construed together with the other parts and kept
subservient to the general intent of the whole enactment.256

As correctly noted by the OSG, in determining the definition of "private health care
service provider," reference must be made to Section 4(n) of the RH Law which
defines a "public health service provider," viz:

(n) Public health care service provider refers to: (1) public health care institution,
which is duly licensed and accredited and devoted primarily to the maintenance and
operation of facilities for health promotion, disease prevention, diagnosis, treatment
and care of individuals suffering from illness, disease, injury, disability or deformity,
or in need of obstetrical or other medical and nursing care; (2) public health care
professional, who is a doctor of medicine, a nurse or a midvvife; (3) public health
worker engaged in the delivery of health care services; or (4) barangay health
worker who has undergone training programs under any accredited government and
NGO and who voluntarily renders primarily health care services in the community
after having been accredited to function as such by the local health board in
accordance with the guidelines promulgated by the Department of Health (DOH) .

Further, the use of the term "private health care institution" in Section 7 of the law,
instead of "private health care service provider," should not be a cause of confusion
for the obvious reason that they are used synonymously.

The Court need not belabor the issue of whether the right to be exempt from being
obligated to render reproductive health service and modem family planning

methods, includes exemption from being obligated to give reproductive health

information and to render reproductive health procedures. Clearly, subject to the
qualifications and exemptions earlier discussed, the right to be exempt from being
obligated to render reproductive health service and modem family planning
methods, necessarily includes exemption from being obligated to give reproductive
health information and to render reproductive health procedures. The terms
"service" and "methods" are broad enough to include the providing of information
and the rendering of medical procedures.

The same can be said with respect to the contention that the RH Law punishes
health care service providers who intentionally withhold, restrict and provide
incorrect information regarding reproductive health programs and services. For
ready reference, the assailed provision is hereby quoted as follows:

SEC. 23. Prohibited Acts. - The following acts are prohibited:

(a) Any health care service provider, whether public or private, who shall:

(1) Knowingly withhold information or restrict the dissemination thereof, and/ or

intentionally provide incorrect information regarding programs and services on
reproductive health including the right to informed choice and access to a full range
of legal, medically-safe, non-abortifacient and effective family planning methods;

From its plain meaning, the word "incorrect" here denotes failing to agree with a
copy or model or with established rules; inaccurate, faulty; failing to agree with the
requirements of duty, morality or propriety; and failing to coincide with the truth.
257 On the other hand, the word "knowingly" means with awareness or
deliberateness that is intentional.258 Used together in relation to Section 23(a)(l),
they connote a sense of malice and ill motive to mislead or misrepresent the public
as to the nature and effect of programs and services on reproductive health. Public
health and safety demand that health care service providers give their honest and
correct medical information in accordance with what is acceptable in medical
practice. While health care service providers are not barred from expressing their
own personal opinions regarding the programs and services on reproductive health,
their right must be tempered with the need to provide public health and safety. The
public deserves no less.

7-Egual Protection

The petitioners also claim that the RH Law violates the equal protection clause
under the Constitution as it discriminates against the poor because it makes them
the primary target of the government program that promotes contraceptive use .
They argue that, rather than promoting reproductive health among the poor, the RH
Law introduces contraceptives that would effectively reduce the number of the poor.
Their bases are the various provisions in the RH Law dealing with the poor,
especially those mentioned in the guiding principles259 and definition of terms260
of the law.

They add that the exclusion of private educational institutions from the mandatory
reproductive health education program imposed by the RH Law renders it
unconstitutional.

In Biraogo v. Philippine Truth Commission,261 the Court had the occasion to

expound on the concept of equal protection. Thus:

One of the basic principles on which this government was founded is that of the
equality of right which is embodied in Section 1, Article III of the 1987 Constitution.
The equal protection of the laws is embraced in the concept of due process, as
every unfair discrimination offends the requirements of justice and fair play. It has
been embodied in a separate clause, however, to provide for a more specific
guaranty against any form of undue favoritism or hostility from the government.
Arbitrariness in general may be challenged on the basis of the due process clause.
But if the particular act assailed partakes of an unwarranted partiality or prejudice,
the sharper weapon to cut it down is the equal protection clause.

"According to a long line of decisions, equal protection simply requires that all
persons or things similarly situated should be treated alike, both as to rights
conferred and responsibilities imposed." It "requires public bodies and inst itutions
to treat similarly situated individuals in a similar manner." "The purpose of the equal
protection clause is to secure every person within a state's jurisdiction against
intentional and arbitrary discrimination, whether occasioned by the express terms of
a statue or by its improper execution through the state's duly constituted

authorities." "In other words, the concept of equal justice under the law requires the
state to govern impartially, and it may not draw distinctions between individuals
solely on differences that are irrelevant to a legitimate governmental objective."

The equal protection clause is aimed at all official state actions, not just those of the
legislature. Its inhibitions cover all the departments of the government including the
political and executive departments, and extend to all actions of a state denying
equal protection of the laws, through whatever agency or whatever guise is taken.

It, however, does not require the universal application of the laws to all persons or
things without distinction. What it simply requires is equality among equals as
determined according to a valid classification. Indeed, the equal protection clause
permits classification. Such classification, however, to be valid must pass the test of
reasonableness. The test has four requisites: (1) The classification rests on
substantial distinctions; (2) It is germane to the purpose of the law; (3) It is not
limited to existing conditions only; and (4) It applies equally to all members of the
same class. "Superficial differences do not make for a valid classification."

For a classification to meet the requirements of constitutionality, it must include or

embrace all persons who naturally belong to the class. "The classification will be
regarded as invalid if all the members of the class are not similarly treated, both as
to rights conferred and obligations imposed. It is not necessary that the
classification be made with absolute symmetry, in the sense that the members of
the class should possess the same characteristics in equal degree. Substantial
similarity will suffice; and as long as this is achieved, all those covered by the
classification are to be treated equally. The mere fact that an individual belonging to
a class differs from the other members, as long as that class is substantially
distinguishable from all others, does not justify the non-application of the law to
him."

The classification must not be based on existing circumstances only, or so

constituted as to preclude addition to the number included in the class. It must be
of such a nature as to embrace all those who may thereafter be in similar
circumstances and conditions. It must not leave out or "underinclude" those that
should otherwise fall into a certain classification. [Emphases supplied; citations
excluded]

To provide that the poor are to be given priority in the government's reproductive
health care program is not a violation of the equal protection clause. In fact, it is
pursuant to Section 11, Article XIII of the Constitution which recognizes the distinct
necessity to address the needs of the underprivileged by providing that they be
given priority in addressing the health development of the people. Thus:

Section 11. The State shall adopt an integrated and comprehensive approach to
health development which shall endeavor to make essential goods, health and other
social services available to all the people at affordable cost. There shall be priority
for the needs of the underprivileged, sick, elderly, disabled, women, and children.
The State shall endeavor to provide free medical care to paupers.

It should be noted that Section 7 of the RH Law prioritizes poor and marginalized
couples who are suffering from fertility issues and desire to have children. There is,
therefore, no merit to the contention that the RH Law only seeks to target the poor
to reduce their number. While the RH Law admits the use of contraceptives, it does
not, as elucidated above, sanction abortion. As Section 3(1) explains, the
"promotion and/or stabilization of the population growth rate is incidental to the
advancement of reproductive health."

Moreover, the RH Law does not prescribe the number of children a couple may have
and does not impose conditions upon couples who intend to have children. While
the petitioners surmise that the assailed law seeks to charge couples with the duty
to have children only if they would raise them in a truly humane way, a deeper look
into its provisions shows that what the law seeks to do is to simply provide priority
to the poor in the implementation of government programs to promote basic
reproductive health care.

With respect to the exclusion of private educational institutions from the mandatory
reproductive health education program under Section 14, suffice it to state that the
mere fact that the children of those who are less fortunate attend public educational
institutions does not amount to substantial distinction sufficient to annul the
assailed provision. On the other hand, substantial distinction rests between public
educational institutions and private educational institutions, particularly because
there is a need to recognize the academic freedom of private educational
institutions especially with respect to religious instruction and to consider their
sensitivity towards the teaching of reproductive health education.

8-Involuntary Servitude

The petitioners also aver that the RH Law is constitutionally infirm as it violates the
constitutional prohibition against involuntary servitude. They posit that Section 17
of the assailed legislation requiring private and non-government health care service
providers to render forty-eight (48) hours of pro bono reproductive health services,
actually amounts to involuntary servitude because it requires medical practitioners
to perform acts against their will.262

The OSG counters that the rendition of pro bono services envisioned in Section 17
can hardly be considered as forced labor analogous to slavery, as reproductive
health care service providers have the discretion as to the manner and time of
giving pro bono services. Moreover, the OSG points out that the imposition is within
the powers of the government, the accreditation of medical practitioners with
PhilHealth being a privilege and not a right.

The point of the OSG is well-taken.

It should first be mentioned that the practice of medicine is undeniably imbued with
public interest that it is both a power and a duty of the State to control and regulate
it in order to protect and promote the public welfare. Like the legal profession, the
practice of medicine is not a right but a privileged burdened with conditions as it
directly involves the very lives of the people. A fortiori, this power includes the
power of Congress263 to prescribe the qualifications for the practice of professions
or trades which affect the public welfare, the public health, the public morals, and
the public safety; and to regulate or control such professions or trades, even to the
point of revoking such right altogether.264

Moreover, as some petitioners put it, the notion of involuntary servitude connotes
the presence of force, threats, intimidation or other similar means of coercion and
compulsion.265 A reading of the assailed provision, however, reveals that it only
encourages private and non- government reproductive healthcare service providers
to render pro bono service. Other than non-accreditation with PhilHealth, no penalty
is imposed should they choose to do otherwise. Private and non-government
reproductive healthcare service providers also enjoy the liberty to choose which
kind of health service they wish to provide, when, where and how to provide it or
whether to provide it all. Clearly, therefore, no compulsion, force or threat is made

upon them to render pro bono service against their will. While the rendering of such
service was made a prerequisite to accreditation with PhilHealth, the Court does not
consider the same to be an unreasonable burden, but rather, a necessary incentive
imposed by Congress in the furtherance of a perceived legitimate state interest.

Consistent with what the Court had earlier discussed, however, it should be
emphasized that conscientious objectors are exempt from this provision as long as
their religious beliefs and convictions do not allow them to render reproductive
health service, pro bona or otherwise.

9-Delegation of Authority to the FDA

The petitioners likewise question the delegation by Congress to the FDA of the
power to determine whether or not a supply or product is to be included in the
Essential Drugs List (EDL).266

The Court finds nothing wrong with the delegation. The FDA does not only have the
power but also the competency to evaluate, register and cover health services and
methods. It is the only government entity empowered to render such services and
highly proficient to do so. It should be understood that health services and methods
fall under the gamut of terms that are associated with what is ordinarily understood
as "health products."

In this connection, Section 4 of R.A. No. 3 720, as amended by R.A. No. 9711 reads:

SEC. 4. To carry out the provisions of this Act, there is hereby created an office to be
called the Food and Drug Administration (FDA) in the Department of Health (DOH).
Said Administration shall be under the Office of the Secretary and shall have the
following functions, powers and duties:

"(a) To administer the effective implementation of this Act and of the rules and
regulations issued pursuant to the same;

"(b) To assume primary jurisdiction in the collection of samples of health products;

"(c) To analyze and inspect health products in connection with the implementation
of this Act;

"(d) To establish analytical data to serve as basis for the preparation of health
products standards, and to recommend standards of identity, purity, safety,
efficacy, quality and fill of container;

"(e) To issue certificates of compliance with technical requirements to serve as basis

for the issuance of appropriate authorization and spot-check for compliance with
regulations regarding operation of manufacturers, importers, exporters, distributors,
wholesalers, drug outlets, and other establishments and facilities of health products,
as determined by the FDA;

"x x x

"(h) To conduct appropriate tests on all applicable health products prior to the
issuance of appropriate authorizations to ensure safety, efficacy, purity, and quality;

"(i) To require all manufacturers, traders, distributors, importers, exporters,

wholesalers, retailers, consumers, and non-consumer users of health products to
report to the FDA any incident that reasonably indicates that said product has
caused or contributed to the death, serious illness or serious injury to a consumer, a
patient, or any person;

"(j) To issue cease and desist orders motu propio or upon verified complaint for
health products, whether or not registered with the FDA Provided, That for
registered health products, the cease and desist order is valid for thirty (30) days
and may be extended for sixty ( 60) days only after due process has been observed;

"(k) After due process, to order the ban, recall, and/or withdrawal of any health
product found to have caused death, serious illness or serious injury to a consumer

or patient, or is found to be imminently injurious, unsafe, dangerous, or grossly

deceptive, and to require all concerned to implement the risk management plan
which is a requirement for the issuance of the appropriate authorization;

x x x.

As can be gleaned from the above, the functions, powers and duties of the FDA are
specific to enable the agency to carry out the mandates of the law. Being the
country's premiere and sole agency that ensures the safety of food and medicines
available to the public, the FDA was equipped with the necessary powers and
functions to make it effective. Pursuant to the principle of necessary implication, the
mandate by Congress to the FDA to ensure public health and safety by permitting
only food and medicines that are safe includes "service" and "methods." From the
declared policy of the RH Law, it is clear that Congress intended that the public be
given only those medicines that are proven medically safe, legal, non-abortifacient,
and effective in accordance with scientific and evidence-based medical research
standards. The philosophy behind the permitted delegation was explained in
Echagaray v. Secretary of Justice,267 as follows:

The reason is the increasing complexity of the task of the government and the
growing inability of the legislature to cope directly with the many problems
demanding its attention. The growth of society has ramified its activities and
created peculiar and sophisticated problems that the legislature cannot be expected
reasonably to comprehend. Specialization even in legislation has become necessary.
To many of the problems attendant upon present day undertakings, the legislature
may not have the competence, let alone the interest and the time, to provide the
required direct and efficacious, not to say specific solutions.

10- Autonomy of Local Governments and the Autonomous Region

of Muslim Mindanao (ARMM)

As for the autonomy of local governments, the petitioners claim that the RH Law
infringes upon the powers devolved to local government units (LGUs) under Section
17 of the Local Government Code. Said Section 17 vested upon the LGUs the duties
and functions pertaining to the delivery of basic services and facilities, as follows:

SECTION 17. Basic Services and Facilities.

(a) Local government units shall endeavor to be self-reliant and shall continue
exercising the powers and discharging the duties and functions currently vested
upon them. They shall also discharge the functions and responsibilities of national
agencies and offices devolved to them pursuant to this Code. Local government
units shall likewise exercise such other powers and discharge such other functions
and responsibilities as are necessary, appropriate, or incidental to efficient and
effective provision of the basic services and facilities enumerated herein.

(b) Such basic services and facilities include, but are not limited to, x x x.

While the aforementioned provision charges the LGUs to take on the functions and
responsibilities that have already been devolved upon them from the national
agencies on the aspect of providing for basic services and facilities in their
respective jurisdictions, paragraph (c) of the same provision provides a categorical
exception of cases involving nationally-funded projects, facilities, programs and
services.268 Thus:

(c) Notwithstanding the provisions of subsection (b) hereof, public works and
infrastructure projects and other facilities, programs and services funded by the
National Government under the annual General Appropriations Act, other special
laws, pertinent executive orders, and those wholly or partially funded from foreign
sources, are not covered under this Section, except in those cases where the local
government unit concerned is duly designated as the implementing agency for such
projects, facilities, programs and services. [Emphases supplied]

The essence of this express reservation of power by the national government is

that, unless an LGU is particularly designated as the implementing agency, it has no
power over a program for which funding has been provided by the national
government under the annual general appropriations act, even if the program
involves the delivery of basic services within the jurisdiction of the LGU.269 A
complete relinquishment of central government powers on the matter of providing
basic facilities and services cannot be implied as the Local Government Code itself
weighs against it.270

In this case, a reading of the RH Law clearly shows that whether it pertains to the
establishment of health care facilities,271 the hiring of skilled health
professionals,272 or the training of barangay health workers,273 it will be the
national government that will provide for the funding of its implementation. Local
autonomy is not absolute. The national government still has the say when it comes
to national priority programs which the local government is called upon to
implement like the RH Law.

Moreover, from the use of the word "endeavor," the LG Us are merely encouraged to
provide these services. There is nothing in the wording of the law which can be
construed as making the availability of these services mandatory for the LGUs. For
said reason, it cannot be said that the RH Law amounts to an undue encroachment
by the national government upon the autonomy enjoyed by the local governments.

The ARMM

The fact that the RH Law does not intrude in the autonomy of local governments
can be equally applied to the ARMM. The RH Law does not infringe upon its
autonomy. Moreover, Article III, Sections 6, 10 and 11 of R.A. No. 9054, or the
organic act of the ARMM, alluded to by petitioner Tillah to justify the exemption of
the operation of the RH Law in the autonomous region, refer to the policy
statements for the guidance of the regional government. These provisions relied
upon by the petitioners simply delineate the powers that may be exercised by the
regional government, which can, in no manner, be characterized as an abdication
by the State of its power to enact legislation that would benefit the general welfare.
After all, despite the veritable autonomy granted the ARMM, the Constitution and
the supporting jurisprudence, as they now stand, reject the notion of imperium et
imperio in the relationship between the national and the regional governments.274
Except for the express and implied limitations imposed on it by the Constitution,
Congress cannot be restricted to exercise its inherent and plenary power to legislate
on all subjects which extends to all matters of general concern or common
interest.275

11 - Natural Law

With respect to the argument that the RH Law violates natural law,276 suffice it to
say that the Court does not duly recognize it as a legal basis for upholding or
invalidating a law. Our only guidepost is the Constitution. While every law enacted
by man emanated from what is perceived as natural law, the Court is not obliged to
see if a statute, executive issuance or ordinance is in conformity to it. To begin with,
it is not enacted by an acceptable legitimate body. Moreover, natural laws are mere
thoughts and notions on inherent rights espoused by theorists, philosophers and
theologists. The jurists of the philosophical school are interested in the law as an
abstraction, rather than in the actual law of the past or present.277 Unless, a
natural right has been transformed into a written law, it cannot serve as a basis to
strike down a law. In Republic v. Sandiganbayan,278 the very case cited by the
petitioners, it was explained that the Court is not duty-bound to examine every law
or action and whether it conforms with both the Constitution and natural law.
Rather, natural law is to be used sparingly only in the most peculiar of
circumstances involving rights inherent to man where no law is applicable.279

At any rate, as earlier expounded, the RH Law does not sanction the taking away of
life. It does not allow abortion in any shape or form. It only seeks to enhance the
population control program of the government by providing information and making
non-abortifacient contraceptives more readily available to the public, especially to
the poor.

Facts and Fallacies

and the Wisdom of the Law

In general, the Court does not find the RH Law as unconstitutional insofar as it seeks
to provide access to medically-safe, non-abortifacient, effective, legal, affordable,
and quality reproductive healthcare services, methods, devices, and supplies. As
earlier pointed out, however, the religious freedom of some sectors of society
cannot be trampled upon in pursuit of what the law hopes to achieve. After all, the
Constitutional safeguard to religious freedom is a recognition that man stands
accountable to an authority higher than the State.

In conformity with the principle of separation of Church and State, one religious
group cannot be allowed to impose its beliefs on the rest of the society. Philippine
modem society leaves enough room for diversity and pluralism. As such, everyone

should be tolerant and open-minded so that peace and harmony may continue to
reign as we exist alongside each other.

As healthful as the intention of the RH Law may be, the idea does not escape the
Court that what it seeks to address is the problem of rising poverty and
unemployment in the country. Let it be said that the cause of these perennial issues
is not the large population but the unequal distribution of wealth. Even if population
growth is controlled, poverty will remain as long as the country's wealth remains in
the hands of the very few.

At any rate, population control may not be beneficial for the country in the long run.
The European and Asian countries, which embarked on such a program generations
ago , are now burdened with ageing populations. The number of their young
workers is dwindling with adverse effects on their economy. These young workers
represent a significant human capital which could have helped them invigorate,
innovate and fuel their economy. These countries are now trying to reverse their
programs, but they are still struggling. For one, Singapore, even with incentives, is
failing.

And in this country, the economy is being propped up by remittances from our
Overseas Filipino Workers. This is because we have an ample supply of young ablebodied workers. What would happen if the country would be weighed down by an
ageing population and the fewer younger generation would not be able to support
them? This would be the situation when our total fertility rate would go down below
the replacement level of two (2) children per woman.280

Indeed, at the present, the country has a population problem, but the State should
not use coercive measures (like the penal provisions of the RH Law against
conscientious objectors) to solve it. Nonetheless, the policy of the Court is noninterference in the wisdom of a law.

x x x. But this Court cannot go beyond what the legislature has laid down. Its duty is
to say what the law is as enacted by the lawmaking body. That is not the same as
saying what the law should be or what is the correct rule in a given set of
circumstances. It is not the province of the judiciary to look into the wisdom of the
law nor to question the policies adopted by the legislative branch. Nor is it the
business of this Tribunal to remedy every unjust situation that may arise from the

application of a particular law. It is for the legislature to enact remedial legislation if

that would be necessary in the premises. But as always, with apt judicial caution
and cold neutrality, the Court must carry out the delicate function of interpreting
the law, guided by the Constitution and existing legislation and mindful of settled
jurisprudence. The Court's function is therefore limited, and accordingly, must
confine itself to the judicial task of saying what the law is, as enacted by the
lawmaking body.281

Be that as it may, it bears reiterating that the RH Law is a mere compilation and
enhancement of the prior existing contraceptive and reproductive health laws, but
with coercive measures. Even if the Court decrees the RH Law as entirely
unconstitutional, there will still be the Population Act (R.A. No. 6365), the
Contraceptive Act (R.A. No. 4729) and the reproductive health for women or The
Magna Carta of Women (R.A. No. 9710), sans the coercive provisions of the assailed
legislation. All the same, the principle of "no-abortion" and "non-coercion" in the
adoption of any family planning method should be maintained.

WHEREFORE, the petitions are PARTIALLY GRANTED. Accordingly, the Court declares
R.A. No. 10354 as NOT UNCONSTITUTIONAL except with respect to the following
provisions which are declared UNCONSTITUTIONAL:

1) Section 7 and the corresponding provision in the RH-IRR insofar as they: a)

require private health facilities and non-maternity specialty hospitals and hospitals
owned and operated by a religious group to refer patients, not in an emergency or
life-threatening case, as defined under Republic Act No. 8344, to another health
facility which is conveniently accessible; and b) allow minor-parents or minors who
have suffered a miscarriage access to modem methods of family planning without
written consent from their parents or guardian/s;

2) Section 23(a)(l) and the corresponding provision in the RH-IRR, particularly

Section 5 .24 thereof, insofar as they punish any healthcare service provider who
fails and or refuses to disseminate information regarding programs and services on
reproductive health regardless of his or her religious beliefs.

3) Section 23(a)(2)(i) and the corresponding provision in the RH-IRR insofar as they
allow a married individual, not in an emergency or life-threatening case, as defined

under Republic Act No. 8344, to undergo reproductive health procedures without the
consent of the spouse;

4) Section 23(a)(2)(ii) and the corresponding provision in the RH-IRR insofar as they
limit the requirement of parental consent only to elective surgical procedures.

5) Section 23(a)(3) and the corresponding provision in the RH-IRR, particularly

Section 5.24 thereof, insofar as they punish any healthcare service provider who
fails and/or refuses to refer a patient not in an emergency or life-threatening case,
as defined under Republic Act No. 8344, to another health care service provider
within the same facility or one which is conveniently accessible regardless of his or
her religious beliefs;

6) Section 23(b) and the corresponding provision in the RH-IRR, particularly Section
5 .24 thereof, insofar as they punish any public officer who refuses to support
reproductive health programs or shall do any act that hinders the full
implementation of a reproductive health program, regardless of his or her religious
beliefs;

7) Section 17 and the corresponding prov1s10n in the RH-IRR regarding the

rendering of pro bona reproductive health service in so far as they affect the
conscientious objector in securing PhilHealth accreditation; and

8) Section 3.0l(a) and Section 3.01 G) of the RH-IRR, which added the qualifier
"primarily" in defining abortifacients and contraceptives, as they are ultra vires and,
therefore, null and void for contravening Section 4(a) of the RH Law and violating
Section 12, Article II of the Constitution.

The Status Quo Ante Order issued by the Court on March 19, 2013 as extended by
its Order, dated July 16, 2013 , is hereby LIFTED, insofar as the provisions of R.A. No.
10354 which have been herein declared as constitutional.

SO ORDERED.

Republic of the Philippines

SUPREME COURT
Manila

EN BANC

G.R. No. 213847

August 18, 2015

JUAN PONCE ENRILE, Petitioner,

vs.
SANDIGANBAYAN (THIRD DIVISION), AND PEOPLE OF THE PHILIPPINES, Respondents.

DECISION

BERSAMIN, J.:

The decision whether to detain or release an accused before and during trial is
ultimately an incident of the judicial power to hear and determine his criminal case.
The strength of the Prosecution's case, albeit a good measure of the accuseds
propensity for flight or for causing harm to the public, is subsidiary to the primary
objective of bail, which is to ensure that the accused appears at trial.1

The Case

Before the Court is the petition for certiorari filed by Senator Juan Ponce Enrile to
assail and annul the resolutions dated July 14, 20142 and August 8, 20143 issued by
the Sandiganbayan (Third Division) in Case No. SB-14-CRM-0238, where he has
been charged with plunder along with several others. Enrile insists that the
resolutions, which respectively denied his Motion To Fix Bail and his Motion For
Reconsideration, were issued with grave abuse of discretion amounting to lack or
excess of jurisdiction.

Antecedents

On June 5, 2014, the Office of the Ombudsman charged Enrile and several others
with plunder in the Sandiganbayan on the basis of their purported involvement in
the diversion and misuse of appropriations under the Priority Development
Assistance Fund (PDAF).4 On June 10, 2014 and June 16, 2014, Enrile respectively
filed his Omnibus Motion5 and Supplemental Opposition,6 praying, among others,
that he be allowed to post bail should probable cause be found against him. The
motions were heard by the Sandiganbayan after the Prosecution filed its
Consolidated Opposition.7

On July 3, 2014, the Sandiganbaya n issued its resolution denying Enriles motion,
particularly on the matter of bail, on the ground of its prematurity considering that
Enrile had not yet then voluntarily surrendered or been placed under the custody of
the law.8 Accordingly, the Sandiganbayan ordered the arrest of Enrile.9

On the same day that the warrant for his arrest was issued, Enrile voluntarily
surrendered to Director Benjamin Magalong of the Criminal Investigation and
Detection Group (CIDG) in Camp Crame, Quezon City, and was later on confined at
the Philippine National Police (PNP) General Hospital following his medical
examination.10

Thereafter, Enrile filed his Motion for Detention at the PNP General Hospital ,11 and
his Motion to Fix Bail ,12 both dated July 7, 2014, which were heard by the
Sandiganbayan on July 8, 2014.13 In support of the motions, Enrile argued that he
should be allowed to post bail because: (a) the Prosecution had not yet established
that the evidence of his guilt was strong; (b) although he was charged with plunder,
the penalty as to him would only be reclusion temporal , not reclusion perpetua ;
and (c) he was not a flight risk, and his age and physical condition must further be
seriously considered.

On July 14, 2014, the Sandiganbayan issued its first assailed resolution denying
Enriles Motion to Fix Bail, disposing thusly:

x x x [I]t is only after the prosecution shall have presented its evidence and the
Court shall have made a determination that the evidence of guilt is not strong
against accused Enrile can he demand bail as a matter of right. Then and only then
will the Court be duty-bound to fix the amount of his bail.

To be sure, no such determination has been made by the Court. In fact, accused
Enrile has not filed an application for bail. Necessarily, no bail hearing can even
commence. It is thus exceedingly premature for accused Enrile to ask the Court to
fix his bail.

Accused Enrile next argues that the Court should grant him bail because while he is
charged with plunder, "the maximum penalty that may be possibly imposed on him
is reclusion temporal, not reclusion perpetua." He anchors this claim on Section 2 of
R.A. No. 7080, as amended, and on the allegation that he is over seventy (70) years
old and that he voluntarily surrendered. "Accordingly, it may be said that the crime
charged against Enrile is not punishable by reclusion perpetua, and thus bailable."

The argument has no merit.

x x x [F]or purposes of bail, the presence of mitigating circumstance/s is not taken

into consideration. These circumstances will only be appreciated in the imposition of
the proper penalty after trial should the accused be found guilty of the offense
charged. x x x

Lastly, accused Enrile asserts that the Court should already fix his bail because he is
not a flight risk and his physical condition must also be seriously considered by the
Court.

Admittedly, the accuseds age, physical condition and his being a flight risk are
among the factors that are considered in fixing a reasonable amount of bail.
However, as explained above, it is premature for the Court to fix the amount of bail
without an anterior showing that the evidence of guilt against accused Enrile is not
strong.

WHEREFORE, premises considered, accused Juan Ponce Enriles Motion to Fix Bail
dated July 7, 2014 is DENIED for lack of merit.

SO ORDERED.14

On August 8, 2014, the Sandiganbayan issued it s second assailed resolution to

deny Enriles motion for reconsideration filed vis--vis the July 14, 2014
resolution.15

Enrile raises the following grounds in support of his petition for certiorari , namely:

A. Before judgment of the Sandiganbayan, Enrile is bailable as a matter of right.

Enrile may be deemed to fall within the exception only upon concurrence of two (2)
circumstances: (i) where the offense is punishable by reclusion perpetua, and (ii)
when evidence of guilt is strong.

B. The prosecution failed to show clearly and conclusively that Enrile, if ever he
would be convicted, is punishable by reclusion perpetua; hence, Enrile is entitled to
bail as a matter of right.

C. The prosecution failed to show clearly and conclusively that evidence of Enriles
guilt (if ever) is strong; hence, Enrile is entitled to bail as a matter of right.

D. At any rate, Enrile may be bailable as he is not a flight risk.16

Enrile claims that before judgment of conviction, an accused is entitled to bail as

matter of right; th at it is the duty and burden of the Prosecution to show clearly and
conclusively that Enrile comes under the exception and cannot be excluded from
enjoying the right to bail; that the Prosecution has failed to establish that Enrile, if
convicted of plunder, is punishable by reclusion perpetua considering the presence
of two mitigating circumstances his age and his voluntary surrender; that the
Prosecution has not come forward with proof showing that his guilt for the crime of
plunder is strong; and that he should not be considered a flight risk taking into
account that he is already over the age of 90, his medical condition, and his social
standing.

In its Comment ,17 the Ombudsman contends that Enriles right to bail is
discretionary as he is charged with a capital offense; that to be granted bail, it is
mandatory that a bail hearing be conducted to determine whether there is strong
evidence of his guilt, or the lack of it; and that entitlement to bail considers the
imposable penalty, regardless of the attendant circumstances.

Ruling of the Court

The petition for certiorari is meritorious.

1.
Bail protects the right of the accused to

due process and to be presumed innocent

In all criminal prosecutions, the accused shall be presumed innocent until the
contrary is proved.18 The presumption of innocence is rooted in the guarantee of
due process, and is safeguarded by the constitutional right to be released on bail,19
and further binds the court to wait until after trial to impose any punishment on the
accused.20

It is worthy to note that bail is not granted to prevent the accused from committing
additional crimes.[[21] The purpose of bail is to guarantee the appearance of the
accused at the trial, or whenever so required by the trial court. The amount of bail
should be high enough to assure the presence of the accused when so required, but
it should be no higher than is reasonably calculated to fulfill this purpose.22 Thus,
bail acts as a reconciling mechanism to accommodate both the accuseds interest in
his provisional liberty before or during the trial, and the societys interest in assuring
the accuseds presence at trial.23

2.
Bail may be granted as a
matter of right or of discretion

The right to bail is expressly afforded by Section 13, Article III (Bill of Rights) of the
Constitution, viz.:

x x x All persons, except those charged with offenses punishable by reclusion

perpetua when evidence of guilt is strong, shall, before conviction, be bailable by
sufficient sureties, or be released on recognizance as may be provided by law. The
right to bail shall not be impaired even when the privilege of the writ of habeas
corpus is suspended. Excessive bail shall not be required.

This constitutional provision is repeated in Section 7, Rule 11424 of the Rules of

Court , as follows:

Section 7. Capital offense or an offense punishable by reclusion perpetua or life

imprisonment, not bailable. No person charged with a capital offense, or an
offense punishable by reclusion perpetua or life imprisonment, shall be admitted to
bail when evidence of guilt is strong, regardless of the stage of the criminal
prosecution.

A capital offense in the context of the rule refers to an offense that, under the law
existing at the time of its commission and the application for admission to bail, may
be punished with death.25

The general rule is, therefore, that any person, before being convicted of any
criminal offense, shall be bailable, unless he is charged with a capital offense, or
with an offense punishable with reclusion perpetua or life imprisonment, and the
evidence of his guilt is strong. Hence, from the moment he is placed under arrest, or
is detained or restrained by the officers of the law, he can claim the guarantee of
his provisional liberty under the Bill of Rights, and he retains his right to bail unless
he is charged with a capital offense, or with an offense punishable with reclusion
perpetua or life imprisonment, and the evidence of his guilt is strong.26 Once it has
been established that the evidence of guilt is strong, no right to bail shall be
recognized.27

As a result, all criminal cases within the competence of the Metropolitan Trial Court,
Municipal Trial Court, Municipal Trial Court in Cities, or Municipal Circuit Trial Court
are bailable as matter of right because these courts have no jurisdiction to try
capital offenses, or offenses punishable with reclusion perpetua or life
imprisonment. Likewise, bail is a matter of right prior to conviction by the Regional
Trial Court (RTC) for any offense not punishable by death, reclusion perpetua , or life
imprisonment, or even prior to conviction for an offense punishable by death,
reclusion perpetua , or life imprisonment when evidence of guilt is not strong.28

On the other hand, the granting of bail is discretionary: (1) upon conviction by the
RTC of an offense not punishable by death, reclusion perpetua or life
imprisonment;29 or (2) if the RTC has imposed a penalty of imprisonment exceeding
six years, provided none of the circumstances enumerated under paragraph 3 of
Section 5, Rule 114 is present, as follows:

(a) That he is a recidivist, quasi-recidivist, or habitual delinquent, or has committed

the crime aggravated by the circumstance of reiteration;

(b) That he has previously escaped from legal confinement, evaded sentence, or
violated the conditions of his bail without valid justification;

(c) That he committed the offense while under probation, parole, or conditional
pardon;

(d) That the circumstances of hi s case indicate the probability of flight if released
on bail; or

(e) That there is undue risk that he may commit another crime during the pendency
of the appeal.

3.
Admission to bail in offenses punished
by death, or life imprisonment, or reclusion
perpetua is subject to judicial discretion

For purposes of admission to bail, the determination of whether or not evidence of

guilt is strong in criminal cases involving capital offenses, or offenses punishable
with reclusion perpetua or life imprisonment lies within the discretion of the trial
court. But, as the Court has held in Concerned Citizens v. Elma ,30 "such discretion
may be exercised only after the hearing called to ascertain the degree of guilt of the
accused for the purpose of whether or not he should be granted provisional liberty."
It is axiomatic, therefore, that bail cannot be allowed when its grant is a matter of
discretion on the part of the trial court unless there has been a hearing with notice
to the Prosecution.31 The indispensability of the hearing with notice has been aptly
explained in Aguirre v. Belmonte, viz. :32

x x x Even before its pronouncement in the Lim case, this Court already ruled in
People vs. Dacudao, etc., et al. that a hearing is mandatory before bail can be
granted to an accused who is charged with a capital offense, in this wise:

The respondent court acted irregularly in granting bail in a murder case without any
hearing on the motion asking for it, without bothering to ask the prosecution for its
conformity or comment, as it turned out later, over its strong objections. The court
granted bail on the sole basis of the complaint and the affidavits of three policemen,
not one of whom apparently witnessed the killing. Whatever the court possessed at
the time it issued the questioned ruling was intended only for prima facie
determining whether or not there is sufficient ground to engender a well-founded
belief that the crime was committed and pinpointing the persons who probably
committed it. Whether or not the evidence of guilt is strong for each individual
accused still has to be established unless the prosecution submits the issue on
whatever it has already presented. To appreciate the strength or weakness of the
evidence of guilt, the prosecution must be consulted or heard. It is equally entitled
as the accused to due process.

Certain guidelines in the fixing of a bailbond call for the presentation of evidence
and reasonable opportunity for the prosecution to refute it. Among them are the
nature and circumstances of the crime, character and reputation of the accused, the
weight of the evidence against him, the probability of the accused appearing at the
trial, whether or not the accused is a fugitive from justice, and whether or not the
accused is under bond in other cases. (Section 6, Rule 114, Rules of Court) It is
highly doubtful if the trial court can appreciate these guidelines in an ex-parte
determination where the Fiscal is neither present nor heard.

The hearing, which may be either summary or otherwise, in the discretion of the
court, should primarily determine whether or not the evidence of guilt against the
accused is strong. For this purpose, a summary hearing means:

x x x such brief and speedy method of receiving and considering the evidence of
guilt as is practicable and consistent with the purpose of hearing which is merely to
determine the weight of evidence for purposes of bail. On such hearing, the court
does not sit to try the merits or to enter into any nice inquiry as to the weight that
ought to be allowed to the evidence for or against the accused, nor will it speculate
on the outcome of the trial or on what further evidence may be therein offered or
admitted. The course of inquiry may be left to the discretion of the court which may

confine itself to receiving such evidence as has reference to substantial matters,

avoiding unnecessary thoroughness in the examination and cross examination.33

In resolving bail applications of the accused who is charged with a capital offense,
or an offense punishable by reclusion perpetua or life imprisonment, the trial judge
is expected to comply with the guidelines outlined in Cortes v. Catral,34 to wit:

1. In all cases, whether bail is a matter of right or of discretion, notify the prosecutor
of the hearing of the application for bail or require him to submit his
recommendation (Section 18, Rule 114 of the Rules of Court, as amended);

2. Where bail is a matter of discretion, conduct a hearing of the application for bail
regardless of whether or not the prosecution refuses to present evidence to show
that the guilt of the accused is strong for the purpose of enabling the court to
exercise its sound discretion; (Section 7 and 8, supra)

3. Decide whether the guilt of the accused is strong based on the summary of
evidence of the prosecution;

4. If the guilt of the accused is no t strong, discharge the accused upon the approval
of the bailbond (Section 19, supra) Otherwise petition should be denied.

3.
Enriles poor health justifies his admission to bail

We first note that Enrile has averred in his Motion to Fix Bail the presence of two
mitigating circumstances that should be appreciated in his favor, namely: that he
was already over 70 years at the time of the alleged commission of the offense, and
that he voluntarily surrendered.35

Enriles averment has been mainly uncontested by the Prosecution, whose

Opposition to the Motion to Fix Bail has only argued that

8. As regards the assertion that the maximum possible penalty that might be
imposed upon Enrile is only reclusion temporal due to the presence of two
mitigating circumstances, suffice it to state that the presence or absence of
mitigating circumstances is also not consideration that the Constitution deemed
worthy. The relevant clause in Section 13 is "charged with an offense punishable
by." It is, therefore, the maximum penalty provided by the offense that has bearing
and not the possibility of mitigating circumstances being appreciated in the
accuseds favor.36

Yet, we do not determine now the question of whether or not Enriles averment on
the presence of the two mitigating circumstances could entitle him to bail despite
the crime alleged against him being punishable with reclusion perpetua ,37 simply
because the determination, being primarily factual in context, is ideally to be made
by the trial court.

Nonetheless, in now granting Enriles petition for certiorari, the Court is guided by
the earlier mentioned principal purpose of bail, which is to guarantee the
appearance of the accused at the trial, or whenever so required by the court. The
Court is further mindful of the Philippines responsibility in the international
community arising from the national commitment under the Universal Declaration
of Human Rights to:

x x x uphold the fundamental human rights as well as value the worth and dignity of
every person. This commitment is enshrined in Section II, Article II of our
Constitution which provides: "The State values the dignity of every human person
and guarantees full respect for human rights." The Philippines, therefore, has the
responsibility of protecting and promoting the right of every person to liberty and
due process, ensuring that those detained or arrested can participate in the
proceedings before a court, to enable it to decide without delay on the legality of
the detention and order their release if justified. In other words, the Philippine
authorities are under obligation to make available to every person under detention
such remedies which safeguard their fundamental right to liberty. These remedies
include the right to be admitted to bail.38

This national commitment to uphold the fundamental human rights as well as value
the worth and dignity of every person has authorized the grant of bail not only to
those charged in criminal proceedings but also to extraditees upon a clear and

convincing showing: (1 ) that the detainee will not be a flight risk or a danger to the
community; and (2 ) that there exist special, humanitarian and compelling
circumstances.39

In our view, his social and political standing and his having immediately surrendered
to the authorities upon his being charged in court indicate that the risk of his flight
or escape from this jurisdiction is highly unlikely. His personal disposition from the
onset of his indictment for plunder, formal or otherwise, has demonstrated his utter
respect for the legal processes of this country. We also do not ignore that at an
earlier time many years ago when he had been charged with rebellion with murder
and multiple frustrated murder, he already evinced a similar personal disposition of
respect for the legal processes, and was granted bail during the pendency of his
trial because he was not seen as a flight risk.40 With his solid reputation in both his
public and his private lives, his long years of public service, and historys judgment
of him being at stake, he should be granted bail.

The currently fragile state of Enriles health presents another compelling

justification for his admission to bail, but which the Sandiganbayan did not
recognize.

In his testimony in the Sandiganbayan,41 Dr. Jose C. Gonzales, the Director of the
Philippine General Hospital (PGH), classified Enrile as a geriatric patient who was
found during the medical examinations conducted at the UP-PGH to be suffering
from the following conditions:

(1) Chronic Hypertension with fluctuating blood pressure levels on multiple drug
therapy; (Annexes 1.1, 1.2, 1.3);

(2) Diffuse atherosclerotic cardiovascular disease composed of the following :

a. Previous history of cerebrovascular disease with carotid and vertebral artery

disease ; (Annexes 1.4, 4.1)

b. Heavy coronary artery calcifications; (Annex 1.5)

c. Ankle Brachial Index suggestive of arterial calcifications. (Annex 1.6)

(3) Atrial and Ventricular Arrhythmia (irregular heart beat) documented by Holter
monitoring ; (Annexes 1.7.1, 1.7.2)

(4) Asthma-COPD Overlap Syndrom (ACOS) and postnasal drip syndrome; (Annexes
2.1, 2.2)

(5) Ophthalmology:

a. Age-related mascular degeneration, neovascular s/p laser of the Retina, s/p

Lucentis intra-ocular injections; (Annexes 3.0, 3.1, 3.2)

b. S/p Cataract surgery with posterior chamber intraocular lens. (Annexes 3.1, 3.2)

(6) Historical diagnoses of the following:

a. High blood sugar/diabetes on medications;

b. High cholesterol levels/dyslipidemia;

c. Alpha thalassemia;

d. Gait/balance disorder;

e. Upper gastrointestinal bleeding (etiology uncertain) in 2014;

f. Benign prostatic hypertrophy (with documented enlarged prostate on recent

ultrasound).42

Dr. Gonzales attested that the following medical conditions, singly or collectively,
could pose significant risk s to the life of Enrile, to wit: (1) uncontrolled
hypertension, because it could lead to brain or heart complications, including
recurrence of stroke; (2) arrhythmia, because it could lead to fatal or non-fatal
cardiovascular events, especially under stressful conditions; (3) coronary
calcifications associated with coronary artery disease, because they could indicate a
future risk for heart attack under stressful conditions; and (4) exacerbations of
ACOS, because they could be triggered by certain circumstances (like excessive
heat, humidity, dust or allergen exposure) which could cause a deterioration in
patients with asthma or COPD.43

Based on foregoing, there is no question at all that Enriles advanced age and ill
health required special medical attention. His confinement at the PNP General
Hospital, albeit at his own instance,44 was not even recommended by the officer-incharge (O IC) and the internist doctor of that medical facility because of the
limitations in the medical support at that hospital. Their testimonies ran as follows:

JUSTICE MARTIRES:

The question is, do you feel comfortable with the continued confinement of Senator
Enrile at the Philippine National Police Hospital?

DR. SERVILLANO:

No, Your Honor.

JUSTICE MARTIRES:

Director, doctor, do you feel comfortable with the continued confinement of Senator
Enrile at the PNP Hospital ?

PSUPT. JOCSON:

No, Your Honor.

JUSTICE MARTIRES:

Why?

PSUPT. JOCSON:

Because during emergency cases, Your Honor, we cannot give him the best.

JUSTICE MARTIRES:

At present, since you are the attending physician of the accused, Senator Enrile, are
you happy or have any fear in your heart of the present condition of the accused vis
a vis the facilities of the hospital?

DR. SERVILLANO:

Yes, Your Honor. I have a fear.

JUSTICE MARTIRES:

That you will not be able to address in an emergency situation?

DR. SERVILLANO:

Your Honor, in case of emergency situation we can handle it but probably if the
condition of the patient worsen, we have no facilities to do those things, Your
Honor.45

Bail for the provisional liberty of the accused, regardless of the crime charged,
should be allowed independently of the merits of the charge, provided his continued
incarceration is clearly shown to be injurious to his health or to endanger his life.
Indeed, denying him bail despite imperiling his health and life would not serve the
true objective of preventive incarceration during the trial.

Granting bail to Enrile on the foregoing reasons is not unprecedented. The Court has
already held in Dela Rama v. The Peoples Court:46

x x x This court, in disposing of the first petition for certiorari, held the following:

x x x [ U]nless allowance of bail is forbidden by law in the particular case, the illness
of the prisoner,

independently of the merits of the case, is a circumstance, and the humanity of the
law makes it a consideration which should, regardless of the charge and the stage
of the proceeding, influence the court to exercise its discretion to admit the prisoner
to bail ;47

xxx

Considering the report of the Medical Director of the Quezon Institute to the effect
that the petitioner "is actually suffering from minimal, early, unstable type of

pulmonary tuberculosis, and chronic, granular pharyngitis," and that in said institute
they "have seen similar cases, later progressing into advance stages when the
treatment and medicine are no longer of any avail;" taking into consideration that
the petitioners previous petition for bail was denied by the Peoples Court on the
ground that the petitioner was suffering from quiescent and not active tuberculosis,
and the implied purpose of the Peoples Court in sending the petitioner to the
Quezon Institute for clinical examination and diagnosis of the actual condition of his
lungs, was evidently to verify whether the petitioner is suffering from active
tuberculosis, in order to act accordingly in deciding his petition for bail; and
considering further that the said Peoples Court has adopted and applied the wellestablished doctrine cited in our above-quoted resolution, in several cases, among
them, the cases against Pio Duran (case No. 3324) and Benigno Aquino (case No.
3527), in which the said defendants were released on bail on the ground that they
were ill and their continued confinement in New Bilibid Prison would be injurious to
their health or endanger their life; it is evident and we consequently hold that the
Peoples Court acted with grave abuse of discretion in refusing to re lease the
petitioner on bail.48

It is relevant to observe that granting provisional liberty to Enrile will then enable
him to have his medical condition be properly addressed and better attended to by
competent physicians in the hospitals of his choice. This will not only aid in his
adequate preparation of his defense but, more importantly , will guarantee his
appearance in court for the trial.

On the other hand, to mark time in order to wait for the trial to finish before a
meaningful consideration of the application for bail can be had is to defeat the
objective of bail, which is to entitle the accused to provisional liberty pending the
trial. There may be circumstances decisive of the issue of bail whose existence is
either admitted by the Prosecution, or is properly the subject of judicial notice that
the courts can already consider in resolving the application for bail without awaiting
the trial to finish.49 The Court thus balances the scales of justice by protecting the
interest of the People through ensuring his personal appearance at the trial, and at
the same time realizing for him the guarantees of due process as well as to be
presumed innocent until proven guilty.

Accordingly, we conclude that the Sandiganbayan arbitrarily ignored the objective

of bail to ensure the appearance of the accused during the trial; and unwarrantedly
disregarded the clear showing of the fragile health and advanced age of Enrile. As
such, the Sandiganbayan gravely abused its discretion in denying Enriles Motion To
Fix Bail. Grave abuse of discretion, as the ground for the issuance of the writ of

certiorari , connotes whimsical and capricious exercise of judgment as is equivalent

to excess, or lack of jurisdiction.50 The abuse must be so patent and gross as to
amount to an evasion of a positive duty or to a virtual refusal to perform a duty
enjoined by law, or to act at all in contemplation of law as where the power is
exercised in an arbitrary and despotic manner by reason of passion or hostility.51
WHEREFORE, the Court GRANTS the petition for certiorari ; ISSUES the writ of
certiorari ANNULING and SETTING ASIDE the Resolutions issued by the
Sandiganbayan (Third Division) in Case No. SB-14 CRM-0238 on July 14, 2014 and
August 8, 2014; ORDERS the PROVISIONAL RELEASE of petitioner Juan Ponce Enrile
in Case No. SB-14-CRM-0238 upon posting of a cash bond of P1,000,000.00 in the
Sandiganbayan; and DIRECTS the immediate release of petitioner Juan Ponce Enrile
from custody unless he is being detained for some other lawful cause.

No pronouncement on costs of suit.

SO ORDERED.

EN BANC

G.R. Nos. 217126-27, November 10, 2015

CONCHITA CARPIO MORALES, IN HER CAPACITY AS THE OMBUDSMAN, Petitioner, v.

COURT OF APPEALS (SIXTH DIVISION) AND JEJOMAR ERWIN S. BINAY, JR.,
Respondents.

DECISION

PERLAS-BERNABE, J.:

"All government is a trust, every branch of government is a trust, and immemorially

acknowledged so to be[.]"1ChanRoblesVirtualawlibrary

The Case

Before the Court is a petition for certiorari and prohibition2 filed on March 25, 2015
by petitioner Conchita Carpio Morales, in her capacity as the Ombudsman
(Ombudsman), through the Office of the Solicitor General (OSG), assailing: (a) the
Resolution3 dated March 16, 2015 of public respondent the Court of Appeals (CA) in
CA-G.R. SP No. 139453, which granted private respondent Jejomar Erwin S. Binay,
Jr.'s (Binay, Jr.) prayer for the issuance of a temporary restraining order (TRO)
against the implementation of the Joint Order4 dated March 10, 20,15 of the
Ombudsman in OMB-C-A-15-0058 to 0063 (preventive suspension order)
preventively suspending him and several other public officers and employees of the
City Government of Makati, for six (6) months without pay; and (b) the Resolution5
dated March 20, 2015 of the CA, ordering the Ombudsman to comment on Binay,
Jr.'s petition for contempt6 in CA-G.R. SP No. 139504.

Pursuant to the Resolution7 dated April 6, 2015, the CA issued a writ of preliminary
injunction8 (WPI) in CA-G.R. SP No. 139453 which further enjoined the
implementation of the preventive suspension order, prompting the Ombudsman to
file a supplemental petition9 on April 13, 2015.

The Facts

On July 22, 2014, a complaint/affidavit10 was filed by Atty. Renato L. Bondal and
Nicolas "Ching" Enciso VI before the Office of the Ombudsman against Binay, Jr. and
other public officers and employees of the City Government of Makati (Binay, Jr., et
al), accusing them of Plunder11 and violation of Republic Act No. (RA) 3019,12
otherwise known as "The Anti-Graft and Corrupt Practices Act," in connection with
the five (5) phases of the procurement and construction of the Makati City Hall
Parking Building (Makati Parking Building).13

On September 9, 2014, the Ombudsman constituted a Special Panel of

Investigators14 to conduct a fact-finding investigation, submit an investigation
report, and file the necessary complaint, if warranted (1st Special Panel).15
Pursuant to the Ombudsman's directive, on March 5, 2015, the 1st Special Panel
filed a complaint16 (OMB Complaint) against Binay, Jr., et al, charging them with six
(6) administrative cases17 for Grave Misconduct, Serious Dishonesty, and Conduct
Prejudicial to the Best Interest of the Service, and six (6) criminal cases18 for
violation of Section 3 (e) of RA 3019, Malversation of Public Funds, and Falsification
of Public Documents (OMB Cases).19

As to Binay, Jr., the OMB Complaint alleged that he was involved in anomalous
activities attending the following procurement and construction phases of the
Makati Parking Building project, committed during his previous and present terms as
City Mayor of Makati:

Binay, Jr.'s First Term (2010 to 2013)20

(a) On September 21, 2010, Binay, Jr. issued the Notice of Award21 for Phase III of
the Makati Parking Building project to Hilmarc's Construction Corporation
(Hilmarc's), and consequently, executed the corresponding contract22 on
September 28, 2010,23 without the required publication and the lack of
architectural design,24 and approved the release of funds therefor in the following
amounts as follows: (1) P130,518,394.80 on December 15, 2010;25 (2)
P134,470,659.64 on January 19, 2011;26 (3) P92,775,202.27 on February 25,
2011;27 (4) P57,148,625.51 on March 28, 2011;28 (5) P40,908,750.61 on May 3,
2011;29 and (6) P106,672,761.90 on July 7, 2011;30

(b) On August 11, 2011, Binay, Jr. issued the Notice of Award31 for Phase IV of the
Makati Parking Building project to Hilmarc's, and consequently, executed the
corresponding contract32 on August 18, 2011,33 without the required publication
and the lack of architectural design,34 and approved the release of funds therefor in
the following amounts as follows: (1) P182,325,538.97 on October 4, 2O11;35 (2)
P173,132,606.91 on October 28,2011;36 (3) P80,408,735.20 on December 12,
2011;37 (4) P62,878,291.81 on February 10, 2012;38 and (5) P59,639,167.90 on
October 1, 2012;39

(c) On September 6, 2012, Binay, Jr. issued the Notice of Award40 for Phase V of the
Makati Parking Building project to Hilmarc's, and consequently, executed the
corresponding contract41 on September 13, 2012,42 without the required

publication and the lack of architectural design,43 and approved the release of the
funds therefor in the amounts of P32,398,220.0544 and P30,582,629.3045 on
December 20, 2012; and

Binay, Jr.'s Second Term (2013 to 2016)46

(d) On July 3, 2013 and July 4, 2013, Binay, Jr. approved the release of funds for the
remaining balance of the September 13, 2012 contract with Hilmarc's for Phase V of
the Makati Parking Building project in the amount of P27,443,629.97;47 and

(e) On July 24, 2013, Binay, Jr. approved the release of funds for the remaining
balance of the contract48 with MANA Architecture & Interior Design Co. (MANA) for
the design and architectural services covering the Makati Parking Building project in
the amount of P429,011.48.49

On March 6, 2015, the Ombudsman created another Special Panel of Investigators

to conduct a preliminary investigation and administrative adjudication on the OMB
Cases (2nd Special Panel).50 Thereafter, on March 9, 2015, the 2nd Special Panel
issued separate orders51 for each of the OMB Cases, requiring Binay, Jr., et al. to file
their respective counter-affidavits.52

Before Binay, Jr., et al.'s filing of their counter-affidavits, the Ombudsman, upon the
recommendation of the 2nd Special Panel, issued on March 10, 2015, the subject
preventive suspension order, placing Binay, Jr., et al. under preventive suspension
for not more than six (6) months without pay, during the pendency of the OMB
Cases.53 The Ombudsman ruled that the requisites for the preventive suspension of
a public officer are present,54 finding that: (a) the evidence of Binay, Jr., et al.'s guilt
was strong given that (1) the losing bidders and members of the Bids and Awards
Committee of Makati City had attested to the irregularities attending the Makati
Parking Building project; (2) the documents on record negated the publication of
bids; and (3) the disbursement vouchers, checks, and official receipts showed the
release of funds; and (b) (1) Binay, Jr., et al. were administratively charged with
Grave Misconduct, Serious Dishonesty, and Conduct Prejudicial to the Best Interest
of the Service; (2) said charges, if proven to be true, warrant removal from public
service under the Revised Rules on Administrative Cases in the Civil Service
(RRACCS), and (3) Binay, Jr., et al.'s respective positions give them access to public
records and allow them to influence possible witnesses; hence, their continued stay

in office may prejudice the investigation relative to the OMB Cases filed against
them.55 Consequently, the Ombudsman directed the Department of Interior and
Local Government (DILG), through Secretary Manuel A. Roxas II (Secretary Roxas),
to immediately implement the preventive suspension order against Binay, Jr., et al.,
upon receipt of the same.56

On March 11, 2015, a copy of the preventive suspension order was sent to the
Office of the City Mayor, and received by Maricon Ausan, a member of Binay, Jr.'s
staff.57

The Proceedings Before the CA

On even date,58 Binay, Jr. filed a petition for certiorari59 before the CA, docketed as
CA-G.R. SP No. 139453, seeking the nullification of the preventive suspension order,
and praying for the issuance of a TRO and/or WPI to enjoin its
implementation.60Primarily, Binay, Jr. argued that he could not be held
administratively liable for any anomalous activity attending any of the five (5)
phases of the Makati Parking Building project since: (a) Phases I and II were
undertaken before he was elected Mayor of Makati in 2010; and (b) Phases III to V
transpired during his first term and that his re-election as City Mayor of Makati for a
second term effectively condoned his administrative liability therefor, if any, thus
rendering the administrative cases against him moot and academic.61In any event,
Binay, Jr. claimed that the Ombudsman's preventive suspension order failed to show
that the evidence of guilt presented against him is strong, maintaining that he did
not participate in any of the purported irregularities.62 In support of his prayer for
injunctive relief, Binay, Jr. argued that he has a clear and unmistakable right to hold
public office, having won by landslide vote in the 2010 and 2013 elections, and that,
in view of the condonation doctrine, as well as the lack of evidence to sustain the
charges against him, his suspension from office would undeservedly deprive the
electorate of the services of the person they have conscientiously chosen and voted
into office.63

On March 16, 2015, at around 8:24 a.m., Secretary Roxas caused the
implementation of the preventive suspension order through the DILG National
Capital Region - Regional Director, Renato L. Brion, CESO III (Director Brion), who
posted a copy thereof on the wall of the Makati City Hall after failing to personally
serve the same on Binay, Jr. as the points of entry to the Makati City Hall were
closed. At around 9:47 a.m., Assistant City Prosecutor of Makati Billy C. Evangelista

administered the oath of office on Makati City Vice Mayor Romulo V. Pea, Jr. (Pea,
Jr.) who thereupon assumed office as Acting Mayor.64

At noon of the same day, the CA issued a Resolution65 (dated March 16, 2015),
granting Binay, Jr.'s prayer for a TRO,66 notwithstanding Pena, Jr.'s assumption of
duties as Acting Mayor earlier that day.67 Citing the case of Governor Garcia, Jr. v.
CA,68 the CA found that it was more prudent on its part to issue a TRO in view of
the extreme urgency of the matter and seriousness of the issues raised, considering
that if it were established that the acts subject of the administrative cases against
Binay, Jr. were all committed during his prior term, then, applying the condonation
doctrine, Binay, Jr.'s re-election meant that he can no longer be administratively
charged.69 The CA then directed the Ombudsman to comment on Binay, Jr.'s
petition for certiorari .70

On March 17, 2015, the Ombudsman manifested71 that the TRO did not state what
act was being restrained and that since the preventive suspension order had
already been served and implemented, there was no longer any act to restrain.72

On the same day, Binay, Jr. filed a petition for contempt,73 docketed as CA-G.R. SP
No. 139504, accusing Secretary Roxas, Director Brion, the officials of the Philippine
National Police, and Pena, Jr. of deliberately refusing to obey the CA, thereby
allegedly impeding, obstructing, or degrading the administration of justice.74 The
Ombudsman and Department of Justice Secretary Leila M. De Lima were
subsequently impleaded as additional respondents upon Binay, Jr.'s filing of the
amended and supplemental petition for contempt75 (petition for contempt) on
March 19, 2015.76 Among others, Binay, Jr. accused the Ombudsman and other
respondents therein for willfully and maliciously ignoring the TRO issued by the CA
against the preventive suspension order.77

In a Resolution78dated March 20, 2015, the CA ordered the consolidation of CA-G.R.

SP No. 139453 and CA-G.R. SP No. 139504, and, without necessarily giving due
course to Binay, Jr.'s petition for contempt, directed the Ombudsman to file her
comment thereto.79 The cases were set for hearing of oral arguments on March 30
and 31, 2015.80

The Proceedings Before the Court

Prior to the hearing of the oral arguments before the CA, or on March 25, 2015, the
Ombudsman filed the present petition before this Court, assailing the CA's March
16, 2015 Resolution, which granted Binay, Jr.'s prayer for TRO in CA-G.R. SP No.
139453, and the March 20, 2015 Resolution directing her to file a comment on
Binay, Jr.'s petition for contempt in CA-G.R. SP No. 139504.81 The Ombudsman
claims that: (a) the CA had no jurisdiction to grant Binay, Jr.'s prayer for a TRO,
citing Section 14 of RA 6770,82 or "The Ombudsman Act of 1989," which states that
no injunctive writ could be issued to delay the Ombudsman's investigation unless
there is prima facie evidence that the subject matter thereof is outside the latter's
jurisdiction;83 and (b) the CA's directive for the Ombudsman to comment on Binay,
Jr.'s petition for contempt is illegal and improper, considering that the Ombudsman
is an impeachable officer, and therefore, cannot be subjected to contempt
proceedings.84

In his comment85 filed on April 6, 2015, Binay, Jr. argues that Section 1, Article VIII
of the 1987 Constitution specifically grants the CA judicial power to review acts of
any branch or instrumentality of government, including the Office of the
Ombudsman, in case of grave abuse of discretion amounting to lack or excess of
jurisdiction, which he asserts was committed in this case when said office issued the
preventive suspension order against him.86 Binay, Jr. posits that it was incumbent
upon the Ombudsman to1 have been apprised of the condonation doctrine as this
would have weighed heavily in determining whether there was strong evidence to
warrant the issuance of the preventive suspension order.87 In this relation, Binay, Jr.
maintains that the CA correctly enjoined the implementation of the preventive
suspension order given his clear and unmistakable right to public office, and that it
is clear that he could not be held administratively liable for any of the charges
against him since his subsequent re-election in 2013 operated as a condonation of
any administrative offenses he may have committed during his previous term.88 As
regards the CA's order for the Ombudsman to comment on his petition for
contempt, Binay, Jr. submits that while the Ombudsman is indeed an impeachable
officer and, hence, cannot be removed from office except by way of impeachment,
an action for contempt imposes the penalty of fine and imprisonment, without
necessarily resulting in removal from office. Thus, the fact that the Ombudsman is
an impeachable officer should not deprive the CA of its inherent power to punish
contempt.89

Meanwhile, the CA issued a Resolution90 dated April 6, 2015, after the oral
arguments before it were held,91 granting Binay, Jr.'s prayer for a WPI, which
further enjoined the implementation of the preventive suspension order. In so ruling,

the CA found that Binay, Jr. has an ostensible right to the final relief prayed for,
namely, the nullification of the preventive suspension order, in view of the
condonation doctrine, citing Aguinaldo v. Santos.92 Particularly, it found that the
Ombudsman can hardly impose preventive suspension against Binay, Jr. given that
his re-election in 2013 as City Mayor of Makati condoned any administrative liability
arising from anomalous activities relative to the Makati Parking Building project from
2007 to 2013.93 In this regard, the CA added that, although there were acts which
were apparently committed by Binay, Jr. beyond his first term namely, the alleged
payments on July 3, July 4, and July 24, 2013,94 corresponding to the services of
Hillmarc's and MANA - still, Binay, Jr. cannot be held administratively liable therefor
based on the cases of Salalima v. Guingona, Jr.,95 and Mayor Garcia v. Mojica96
wherein the condonation doctrine was still applied by the Court although the
payments were made after the official's re-election, reasoning that the payments
were merely effected pursuant to contracts executed before said re-election.97 To
this, the CA added that there was no concrete evidence of Binay, Jr.'s participation
for the alleged payments made on July 3, 4, and 24, 2013.98

In view of the CA's supervening issuance of a WPI pursuant to its April 6, 2015
Resolution, the Ombudsman filed a supplemental petition99 before this Court,
arguing that the condonation doctrine is irrelevant to the determination of whether
the evidence of guilt is strong for purposes of issuing preventive suspension orders.
The Ombudsman also maintained that a reliance on the condonation doctrine is a
matter of defense, which should have been raised by Binay, Jr. before it during the
administrative proceedings, and that, at any rate, there is no condonation because
Binay, Jr. committed acts subject of the OMB Complaint after his re-election in
2013.100

On April 14 and 21, 2015,101 the Court conducted hearings for the oral arguments
of the parties. Thereafter, they were required to file their respective
memoranda.102 In compliance thereto, the Ombudsman filed her Memorandum103
on May 20, 2015, while Binay, Jr. submitted his Memorandum the following day.104

Pursuant to a Resolution105 dated June 16, 2015, the Court directed the parties to
comment on each other's memoranda, and the OSG to comment on the
Ombudsman's Memorandum, all within ten (10) days from receipt of the notice.

On July 15, 2015, both parties filed their respective comments to each other's
memoranda.106 Meanwhile, on July 16, 2015, the OSG filed its Manifestation In Lieu

of Comment,107 simply stating that it was mutually agreed upon that the Office of
the Ombudsman would file its Memorandum, consistent with its desire to state its
"institutional position."108 In her Memorandum and Comment to Binay, Jr.'s
Memorandum, the Ombudsman pleaded, among others, that this Court abandon the
condonation doctrine.109 In view of the foregoing, the case was deemed submitted
for resolution.chanrobleslaw

The Issues Before the Court

Based on the parties' respective pleadings, and as raised during the oral arguments
conducted before this Court, the main issues to be resolved in seriatim are as
follows:

Whether or not the present petition, and not motions for reconsideration of the
assailed CA issuances in CA-G.R. SP No. 139453 and CA-G.R. SP No. 139504, is the
Ombudsman's plain, speedy, and adequate remedy;cralawlawlibrary

Whether or not the CA has subject matter jurisdiction over the main petition for
certiorari in CA-G.R. SP No. 139453;cralawlawlibrary
Whether or not the CA has subject matter jurisdiction to issue a TRO and/or WPI
enjoining the implementation of a preventive suspension order issued by the
Ombudsman;cralawlawlibrary
Whether or not the CA gravely abused its discretion in issuing the TRO and
eventually, the WPI in CA-G.R. SP No. 139453 enjoining the implementation of the
preventive suspension order against Binay, Jr. based on the condonation doctrine;
and
Whether or not the CA's directive for the Ombudsman to ' comment on Binay, Jr.'s
petition for contempt in CA- G.R. SP No. 139504 is improper and illegal.

The Ruling of the Court

The petition is partly meritorious.chanrobleslaw

I.

A common requirement to both a petition for certiorari and a petition for prohibition
taken under Rule 65 of the 1997 Rules of Civil Procedure is that the petitioner has
no other plain, speedy, and adequate remedy in the ordinary course of law. Sections
1 and 2 thereof provide:

Section 1. Petition for certiorari. - When any tribunal, board or officer exercising
judicial or quasi-judicial functions has acted without or in excess of its or his
jurisdiction, or with grave abuse of discretion amounting to lack or excess of
jurisdiction, and there is no appeal, nor any plain, speedy, and adequate remedy in
the ordinary course of law, a person aggrieved thereby may file a verified petition in
the proper court, alleging the facts with certainty and praying that judgment be
rendered annulling or modifying the proceedings of such tribunal, board or officer,
and granting such incidental reliefs as law and justice may require.

xxxx

Section 2. Petition for prohibition. - When the proceedings of any tribunal,

corporation, board, officer or person, whether exercising judicial, quasi-judicial or
ministerial functions, are without or in excess of its or his jurisdiction, or with grave
abuse of discretion amounting to lack or excess of jurisdiction, and there is no
appeal, or any other plain, speedy, and adequate remedy in the ordinary course of
law, a person aggrieved thereby may file a verified petition in the proper court,
alleging the facts r with certainty and praying that judgment be rendered
commanding the respondent to desist from further proceedings in the action or
matter specified therein, or otherwise granting such incidental reliefs as law and
justice may require.

x x x x (Emphases supplied)

Hence, as a general rule, a motion for reconsideration must first be filed with the
lower court prior to resorting to the extraordinary remedy of certiorari or prohibition
since a motion for reconsideration may still be considered as a plain, speedy, and
adequate remedy in the ordinary course of law. The rationale for the pre-requisite is
to grant an opportunity for the lower court or agency to correct any actual or

perceived error attributed to it by the re-examination of the legal and factual

circumstances of the case.110

Jurisprudence states that "[i]t is [the] inadequacy, [and] not the mere absence of all
other legal remedies and the danger of failure of justice without the writ, that must
usually determine the propriety of certiorari [or prohibition]. A remedy is plain,
speedy[,] and adequate if it will promptly relieve the petitioner from the injurious
effects of the judgment, order, or resolution of the lower court or agency, x x x."111

In this light, certain exceptions were crafted to the general rule requiring a prior
motion for reconsideration before the filing of a petition for certiorari, which
exceptions also apply to a petition for prohibition.112 These are: (a) where the order
is a patent nullity, as where the court a quo has no jurisdiction; (b) where the
questions raised in the certiorari proceedings have been duly raised and passed
upon by the lower court, or are the same as those raised and passed upon in the
lower court; (c) where there is an urgent necessity for the resolution of the question
and any further delay would prejudice the interests of the Government or of the
petitioner or the subject matter of the action is perishable; (d) where, under the
circumstances, a motion for reconsideration would be useless; (e) where petitioner
was deprived of due process and there is extreme urgency for relief; (f) where, in a
criminal case, relief from an order of arrest is urgent and the granting of such relief
by the trial court is improbable; (g) where the proceedings in the lower court are a
nullity for lack of due process; (h) where the proceedings were ex parte or in which
the petitioner had no opportunity to object; and (i) where the issue raised is one
purely of law or where public interest is involved.113

In this case, it is ineluctably clear that the above-highlighted exceptions attend

since, for the first time, the question on the authority of the CA - and of this Court,
for that matter - to enjoin the implementation of a preventive suspension order
issued by the Office of the Ombudsman is put to the fore. This case tests the
constitutional and statutory limits of the fundamental powers of key government
institutions - namely, the Office of the Ombudsman, the Legislature, and the
Judiciary - and hence, involves an issue of transcendental public importance that
demands no less than a careful but expeditious resolution. Also raised is the equally
important issue on the propriety of the continuous application of the condonation
doctrine as invoked by a public officer who desires exculpation from administrative
liability. As such, the Ombudsman's direct resort to certiorari and prohibition before
this Court, notwithstanding her failure to move for the prior reconsideration of the
assailed issuances in CA-G.R. SP No. 139453 and CA-G.R. SP No. 139504 before the
CA, is justified.chanrobleslaw

II.

Albeit raised for the first time by the Ombudsman in her Memorandum,114 it is
nonetheless proper to resolve the issue on the CA's lack of subject matter
jurisdiction over the main petition for certiorari in CA-G.R. SP No. 139453, in view of
the well-established rule that a court's jurisdiction over the subject matter may be
raised at any stage of the proceedings. The rationale is that subject matter
jurisdiction is conferred by law, and the lack of it affects the very authority of the
court to take cognizance of and to render judgment on the action.115 Hence, it
should be preliminarily determined if the CA indeed had subject matter jurisdiction
over the main CA-G.R. SP No. 139453 petition, as the same determines the validity
of all subsequent proceedings relative thereto. It is noteworthy to point out that
Binay, Jr. was given the opportunity by this Court to be heard on this issue,116 as
he, in fact, duly submitted his opposition through his comment to the Ombudsman's
Memorandum.117 That being said, the Court perceives no reasonable objection
against ruling on this issue.

The Ombudsman's argument against the CA's lack of subject matter jurisdiction
over the main petition, and her corollary prayer for its dismissal, is based on her
interpretation of Section 14, RA 6770, or the Ombudsman Act,118 which reads in
full:

Section 14. Restrictions. - No writ of injunction shall be issued by any court to delay
an investigation being conducted by the Ombudsman under this Act, unless there is
a prima facie evidence that the subject matter of the investigation is outside the
jurisdiction of the Office of the Ombudsman.

No court shall hear any appeal or application for remedy against the decision or
findings of the Ombudsman, except the Supreme Court, on pure question of law.

The subject provision may be dissected into two (2) parts.

The first paragraph of Section 14, RA 6770 is a prohibition against any court (except
the Supreme Court119) from issuing a writ of injunction to delay an investigation

being conducted by the Office of the Ombudsman. Generally speaking, "[injunction

is a judicial writ, process or proceeding whereby a party is ordered to do or refrain
from doing a certain act. It may be the main action or merely a provisional remedy
for and as an incident in the main action."120 Considering the textual qualifier "to
delay," which connotes a suspension of an action while the main case remains
pending, the "writ of injunction" mentioned in this paragraph could only refer to
injunctions of the provisional kind, consistent with the nature of a provisional
injunctive relief.

The exception to the no injunction policy is when there is prima facie evidence that
the subject matter of the investigation is outside the office's jurisdiction. The Office
of the Ombudsman has disciplinary authority over all elective and appointive
officials of the government and its subdivisions, instrumentalities, and agencies,
with the exception only of impeachable officers, Members of Congress, and the
Judiciary.121 Nonetheless, the Ombudsman retains the power to investigate any
serious misconduct in office allegedly committed by officials removable by
impeachment, for the purpose of filing a verified complaint for impeachment, if
warranted.122 Note that the Ombudsman has concurrent jurisdiction over certain
administrative cases which are within the jurisdiction of the regular courts or
administrative agencies, but has primary jurisdiction to investigate any act or
omission of a public officer or employee who is under the jurisdiction of the
Sandiganbayan.123

On the other hand, the second paragraph of Section 14, RA 6770 provides that no
appeal or application for remedy may be heard against the decision or findings of
the Ombudsman, with the exception of the Supreme Court on pure questions of law.
This paragraph, which the Ombudsman particularly relies on in arguing that the CA
had no jurisdiction over the main CA-G.R. SP No. 139453 petition, as it is supposedly
this Court which has the sole jurisdiction to conduct a judicial review of its decisions
or findings, is vague for two (2) reasons: (1) it is unclear what the phrase
"application for remedy" or the word "findings" refers to; and (2) it does not specify
what procedural remedy is solely allowable to this Court, save that the same be
taken only against a pure question of law. The task then, is to apply the relevant
principles of statutory construction to resolve the ambiguity.

"The underlying principle of all construction is that the intent of the legislature
should be sought in the words employed to express it, and that when found[,] it
should be made to govern, x x x. If the words of the law seem to be of doubtful
import, it may then perhaps become necessary to look beyond them in order to
ascertain what was in the legislative mind at the time the law was enacted; what

the circumstances were, under which the action was taken; what evil, if any, was
meant to be redressed; x x x [a]nd where the law has contemporaneously been put
into operation, and in doing so a construction has necessarily been put upon it, this
construction, especially if followed for some considerable period, is entitled to great
respect, as being very probably a true expression of the legislative purpose, and is
not lightly to be overruled, although it is not conclusive."124

As an aid to construction, courts may avail themselves of the actual proceedings of

the legislative body in interpreting a statute of doubtful meaning. In case of doubt
as to what a provision of a statute means, the meaning put to the provision during
the legislative deliberations may be adopted,125 albeit not controlling in the
interpretation of the law.126

A. The Senate deliberations cited by the

Ombudsman do not pertain to the second
paragraph of Section 14, RA 6770.

The Ombudsman submits that the legislative intent behind Section 14, RA 6770,
particularly on the matter of judicial review of her office's decisions or findings, is
supposedly clear from the following Senate deliberations:127

Senator [Edgardo J.] Angara, x x x. On page 15, Mr. President, line 14, after the
phrase "petition for" delete the word "review" and in lieu thereof, insert the word
CERTIORARI. So that, review or appeal from the decision of the Ombudsman would
only be taken not on a petition for review, but on certiorari.

The President [Jovito R. Salonga]. What is the practical effect of that? Will it be more
difficult to reverse the decision under review?

Senator Angara. It has two practical effect ways, Mr. President. First is that the
findings of facts of the Ombudsman would be almost conclusive if supported by
substantial evidence. Second, we would not unnecessarily clog the docket of the
Supreme Court. So, it in effect will be a very strict appeal procedure.

xxxx

Senator [Teofisto T.] Guingona, [Jr.]. Does this mean that, for example, if there are
exhaustive remedies available to a respondent, the respondent himself has the right
to exhaust the administrative remedies available to him?

Senator Angara. Yes, Mr. President, that is correct.

Senator Guingona. And he himself may cut the proceeding short by appealing to the
Supreme Court only on certiorari ?

Senator Angara. On question of law, yes.

Senator Guingona. And no other remedy is available to him?

Senator Angara. Going to the Supreme Court, Mr. President?

Senator Guingona. Yes. What I mean to say is, at what stage, for example, if he is a
presidential appointee who is the respondent, if there is f no certiorari available, is
the respondent given the right to exhaust his administrative remedies first before
the Ombudsman can take the appropriate action?

Senator Angara. Yes, Mr. President, because we do not intend to change the
administrative law principle that before one can go to court, he must exhaust all
administrative remedies xxx available to him before he goes and seeks judicial
review.

xxxx

Senator [Neptali A.] Gonzales. What is the purpose of the Committee in changing
the method of appeal from one of a petition for review to a petition for certiorari ?

Senator Angara. To make it consistent, Mr. President, with the provision here in the
bill to the effect that the finding of facts of the Ombudsman is conclusive if
supported by substantial evidence.

Senator Gonzales. A statement has been made by the Honorable Presiding Officer to
which I concur, that in an appeal by certiorari , the appeal is more difficult. Because
in certiorari it is a matter of discretion on the part of the court, whether to give due
course to the petition or dismiss it outright. Is that not correct, Mr. President?

Senator Angara. That is absolutely correct, Mr. President

Senator Gonzales. And in a petition for certiorari , the issue is limited to whether or
not the Ombudsman here has acted without jurisdiction and has committed a grave
abuse of discretion amounting to lack of jurisdiction. Is that not the consequence,
Mr. President.

Senator Angara. That is correct, Mr. President.

Senator Gonzales. And it is, therefore, in this sense that the intention of the
Committee is to make it harder to have a judicial review, but should be limited only
to cases that I have enumerated.

Senator Angara. Yes, Mr. President.

Senator Gonzales. I think, Mr. President, our Supreme Court has made a distinction
between a petition for review and a petition for certiorari ; because before, under
the 1935 Constitution appeal from any order, ruling or decision of the COMELEC
shall be by means of review. But under the Constitution it is now by certiorari and
the Supreme Court said that by this change, the court exercising judicial review will
not inquire into the facts, into the evidence, because we will not go deeply by way

of review into the evidence on record but its authority will be limited to a
determination of whether the administrative agency acted without, or in excess of,
jurisdiction, or committed a grave abuse of discretion. So, I assume that that is the
purpose of this amendment, Mr. President.

Senator Angara. The distinguished Gentleman has stated it so well.

Senator Gonzales. I just want to put that in the Record. Senator Angara. It is very
well stated, Mr. President.

xxxx

The President. It is evident that there must be some final authority to render
decisions. Should it be the Ombudsman or should it be the Supreme Court?

Senator Angara. As I understand it, under our scheme of government, Mr. President,
it is and has to be the Supreme Court to make the final determination.

The President. Then if that is so, we have to modify Section 17.

Senator Angara. That is why, Mr. President, some of our Colleagues have made a
reservation to introduce an appropriate change during the period of Individual
Amendments.

xxxx

The President. All right. Is there any objection to the amendment inserting the word
CERTIORARI instead of "review"? [Silence] Hearing none, the same is approved.128

Upon an assiduous scrutiny of these deliberations, the Court is, however,

unconvinced that the provision debated on was Section 14, RA 6770, as the
Ombudsman invokes. Note that the exchange begins with the suggestion of Senator
Angara to delete the word "review" that comes after the phrase "petition for review"
and, in its stead, insert the word "certiorari" so that the "review or appeal from the
decision of the Ombudsman would not only be taken on a petition for review, but on
certiorari" The ensuing exchange between Senators Gonzales and Angara then
dwells on the purpose of changing the method of review from one of a petition for
review to a petition for certiorari - that is, to make "the appeal x x x more difficult."
Ultimately, the amendment to the change in wording, from "petition for review" to
"petition for certiorari" was approved.

Noticeably, these references to a "petition for review" and the proposed "petition for
certiorari" are nowhere to be found in the text of Section 14, RA 6770. In fact, it was
earlier mentioned that this provision, particularly its second paragraph, does not
indicate what specific procedural remedy one should take in assailing a decision or
finding of the Ombudsman; it only reveals that the remedy be taken to this Court
based on pure questions of law. More so, it was even commented upon during the
oral arguments of this case129 that there was no debate or clarification made on
the current formulation of the second paragraph of Section 14, RA 6770 per the
available excerpts of the Senate deliberations. In any case, at least for the abovecited deliberations, the Court finds no adequate support to sustain the
Ombudsman's entreaty that the CA had no subject matter jurisdiction over the main
CA-G.R. SP No. 139453 petition.

On the contrary, it actually makes greater sense to posit that these deliberations
refer to another Ombudsman Act provision, namely Section 27, RA 6770. This is
because the latter textually reflects the approval of Senator Angara's suggested
amendment, i.e., that the Ombudsman's decision or finding may be assailed in a
petition for certiorari to this Court (fourth paragraph), and further, his comment on
the conclusive nature of the factual findings of the Ombudsman, if supported by
substantial evidence (third paragraph):

Section 27. Effectivity and Finality of Decisions. (1) All provisionary orders of the
Office of the Ombudsman are immediately effective and executory.

A motion for reconsideration of any order, directive or decision of the Office of the
Ombudsman must be filed within five (5) days after receipt of written notice and

shall be entertained only on any of the following

grounds:chanRoblesvirtualLawlibrary
(1) New evidence has been discovered which materially affects the order, directive
or decision;cralawlawlibrary

(2) Errors of law or irregularities have been committed prejudicial to the interest of
the movant. The motion for reconsideration shall be resolved within three (3) days
from filing: Provided, That only one motion for reconsideration shall be
entertained.ChanRoblesVirtualawlibrary
Findings of fact by the Office of the Ombudsman when supported by substantial
evidence are conclusive. Any order, directive or decision imposing the penalty of
public censure or reprimand, suspension of not more than one (1) month's salary
shall be final and unappealable.

In all administrative disciplinary cases, orders, directives, or decisions of the Office

of the Ombudsman may be appealed to the Supreme Court by filing a petition for
certiorari within ten (10) days from receipt of the written notice of the order,
directive or decision or denial of the motion for reconsideration in accordance with
Rule 45 of the Rules of Court.

The above rules may be amended or modified by the Office of the ' Ombudsman as
the interest of justice may require. (Emphasis and underscoring supplied)

At first blush, it appears that Section 27, RA 6770 is equally ambiguous in stating
that a "petition for certiorari" should be taken in accordance with Rule 45 of the
Rules of Court, as it is well-known that under the present 1997 Rules of Civil
Procedure, petitions for certiorari are governed by Rule 65 of the said Rules.
However, it should be discerned that the Ombudsman Act was passed way back in
1989130 and, hence, before the advent of the 1997 Rules of Civil Procedure.131 At
that time, the governing 1964 Rules of Court,132 consistent with Section 27, RA
6770, referred to the appeal taken thereunder as a petition for certiorari , thus
possibly explaining the remedy's textual denomination, at least in the provision's
final approved version:

RULE 45

Appeal from Court of Appeals to Supreme Court

SECTION 1. Filing of Petition with Supreme Court. - A party may appeal by certiorari ,
from a judgment of the Court of Appeals, by filing with the Supreme Court a petition
for certiorari , within fifteen (15) days from notice of judgment or of the denial of his
motion for reconsideration filed in due time, and paying at the same time, to the
clerk of said court the corresponding docketing fee. The petition shall not be acted
upon without proof of service of a copy thereof to the Court of Appeals. (Emphasis
supplied)

B. Construing the second paragraph of

Section 14, RA 6770.

The Senate deliberations' lack of discussion on the second paragraph of Section 14,
RA 6770 notwithstanding, the other principles of statutory construction can apply to
ascertain the meaning of the provision.

To recount, the second paragraph of Section 14, RA 6770 states that "[n]o court
shall hear any appeal or application for remedy against the decision or findings of
the Ombudsman, except the Supreme Court, on pure question of law."
;cralawlawlibrary

As a general rule, the second paragraph of Section 14, RA 6770 bans the whole
range of remedies against issuances of the Ombudsman, by prohibiting: (a) an
appeal against any decision or finding of the Ombudsman, and (b) "any application
of remedy" (subject to the exception below) against the same. To clarify, the phrase
"application for remedy," being a generally worded provision, and being separated
from the term "appeal" by the disjunctive "or",133 refers to any remedy (whether
taken mainly or provisionally), except an appeal, following the maxim generalia
verba sunt generaliter intelligenda: general words are to be understood in a general
sense.134 By the same principle, the word "findings," which is also separated from
the word "decision" by the disjunctive "or", would therefore refer to any finding
made by the Ombudsman (whether final or provisional), except a decision.

The subject provision, however, crafts an exception to the foregoing general rule.
While the specific procedural vehicle is not explicit from its text, it is fairly deducible
that the second paragraph of Section 14, RA 6770 excepts, as the only allowable
remedy against "the decision or findings of the Ombudsman," a Rule 45 appeal, for
the reason that it is the only remedy taken to the Supreme Court on "pure questions
of law," whether under the 1964 Rules of Court or the 1997 Rules of Civil Procedure:

Rule 45, 1964 Rules of Court

RULE 45
Appeal from Court of Appeals to Supreme Court

xxxx

Section 2. Contents of Petition. The petition shall contain a concise statement of

the matters involved, the assignment of errors made in the court below, and the
reasons relied on for the allowance of the petition, and it should be accompanied
with a true copy of the judgment sought to be reviewed, together with twelve (12)
copies of the record on appeal, if any, and of the petitioner's brief as filed in the
Court of Appeals. A verified statement of the date when notice of judgment and
denial of the motion for reconsideration, if any, were received shall accompany the
petition.

Only questions of law may be raised in the petition and must be distinctly set forth.
If no record on appeal has been filed in the Court of Appeals, the clerk of the
Supreme Court, upon admission of the petition, shall demand from the Court of
Appeals the elevation of the whole record of the case. (Emphasis and underscoring
supplied)

Rule 45, 1997 Rules of Civil Procedure

RULE 45

Appeal by Certiorari to the Supreme Court

Section 1. Filing of petition with Supreme Court. - A party desiring to appeal by

certiorari from a judgment, final order or resolution of the Court of Appeals, the
Sandiganbayan, the Court of Tax Appeals, the Regional Trial Court or other courts,
whenever authorized by law, may file with the Supreme Court a verified petition for
review on certiorari. The petition may include an application for a writ of preliminary
injunction or other provisional remedies and shall raise only questions of law, which
must be distinctly set forth. The petitioner may seek the same provisional remedies
by verified motion filed in the same action or proceeding at any time during its
pendency. (Emphasis and underscoring supplied)

That the remedy excepted in the second paragraph of Section 14, RA 6770 could be
a petition for certiorari under Rule 65 of the 1964 Rules of Court or the 1997 Rules
of Procedure is a suggestion that defies traditional norms of procedure. It is basic
procedural law that a Rule 65 petition is based on errors of jurisdiction, and not
errors of judgment to which the classifications of (a) questions of fact, (b) questions
of law, or (c) questions of mixed fact and law, relate to. In fact, there is no
procedural rule, whether in the old or new Rules, which grounds a Rule 65 petition
on pure questions of law. Indeed, it is also a statutory construction principle that the
lawmaking body cannot be said to have intended the establishment of conflicting
and hostile systems on the same subject. Such a result would render legislation a
useless and idle ceremony, and subject the laws to uncertainty and
unintelligibility.135 There should then be no confusion that the second paragraph of
Section 14, RA 6770 refers to a Rule 45 appeal to this Court, and no other. In sum,
the appropriate construction of this Ombudsman Act provision is that all remedies
against issuances of the Office of the Ombudsman are prohibited, except the abovestated Rule 45 remedy to the Court on pure questions of law.

C. Validity of the second paragraph of

Section 14, RA 6770.

Of course, the second paragraph of Section 14, RA 6770's extremely limited

restriction on remedies is inappropriate since a Rule 45 appeal -which is within the
sphere of the rules of procedure promulgated by this Court - can only be taken
against final decisions or orders of lower courts,136 and not against "findings" of
quasi-judicial agencies. As will be later elaborated upon, Congress cannot interfere
with matters of procedure; hence, it cannot alter the scope of a Rule 45 appeal so

as to apply to interlocutory "findings" issued by the Ombudsman. More significantly,

by confining the remedy to a Rule 45 appeal, the provision takes away the remedy
of certiorari, grounded on errors of jurisdiction, in denigration of the judicial power
constitutionally vested in courts. In this light, the second paragraph of Section 14,
RA 6770 also increased this Court's appellate jurisdiction, without a showing,
however, that it gave its consent to the same. The provision is, in fact, very similar
to the fourth paragraph of Section 27, RA 6770 (as above-cited), which was
invalidated in the case of Fabian v. Desiertoni137 (Fabian).138

In Fabian, the Court struck down the fourth paragraph of Section 27, RA 6770 as
unconstitutional since it had the effect of increasing the appellate jurisdiction of the
Court without its advice and concurrence in violation of Section 30, Article VI of the
1987 Constitution.139 Moreover, this provision was found to be inconsistent with
Section 1, Rule 45 of the present 1997 Rules of Procedure which, as aboveintimated, applies only to a review of "judgments or final orders of the Court of
Appeals, the Sandiganbayan, the Court of Tax Appeals, the Regional Trial Court, or
other courts authorized by law;" and not of quasi-judicial agencies, such as the
Office of the Ombudsman, the remedy now being a Rule 43 appeal to the Court of
Appeals. In Ruivivar v. Office of the Ombudsman,140 the Court's ratiocinations and
ruling in Fabian were recounted:

The case of Fabian v. Desierto arose from the doubt created in the application of
Section 27 of R.A. No. 6770 (The Ombudsman's Act) and Section 7, Rule III of A.O.
No. 7 (Rules of Procedure of the Office of the Ombudsman) on the availability of
appeal before the Supreme Court to assail a decision or order of the Ombudsman in
administrative cases. In Fabian, we invalidated Section 27 of R.A. No. 6770 (and
Section 7, Rule III of A.O. No. 7 and the other rules implementing the Act) insofar as
it provided for appeal by certiorari under Rule 45 from the decisions or orders of the
Ombudsman in administrative cases. We held that Section 27 of R.A. No. 6770 had
the effect, not only of increasing the appellate jurisdiction of this Court without its
advice and concurrence in violation of Section 30, Article VI of the Constitution; it
was also inconsistent with Section 1, Rule 45 of the Rules of Court which provides
that a petition for review on certiorari shall apply only to a review of "judgments or
final orders of the Court of Appeals, the Sandiganbayan, the Court of Tax Appeals,
the Regional Trial Court, or other courts authorized by law." We pointedly
said:chanRoblesvirtualLawlibrary
As a consequence of our ratiocination that Section 27 of Republic Act No. 6770
should be struck down as unconstitutional, and in line with the regulatory
philosophy adopted in appeals from quasi-judicial agencies in the 1997 Revised
Rules of Civil Procedure, appeals from decisions of the Office of the Ombudsman in

administrative disciplinary cases should be taken to the CA under the provisions of

Rule 43.141 (Emphasis supplied)

Since the second paragraph of Section 14, RA 6770 limits the remedy against
"decision or findings" of the Ombudsman to a Rule 45 appeal and thus - similar to
the fourth paragraph of Section 27, RA 6770142 - attempts to effectively increase
the Supreme Court's appellate jurisdiction without its advice and concurrence,143 it
is therefore concluded that the former provision is also unconstitutional and
perforce, invalid. Contrary to the Ombudsman's posturing,144Fabian should
squarely apply since the above-stated Ombudsman Act provisions are in part
materia in that they "cover the same specific or particular subject matter,"145 that
is, the manner of judicial review over issuances of the Ombudsman.

Note that since the second paragraph of Section 14, RA 6770 is clearly
determinative of the existence of the CA's subject matter jurisdiction over the main
CA-G.R. SP No. 139453 petition, including all subsequent proceedings relative
thereto, as the Ombudsman herself has developed, the Court deems it proper to
resolve this issue ex mero motu (on its own motion146). This procedure, as was
similarly adopted in Fabian, finds its bearings in settled case law:

The conventional rule, however, is that a challenge on constitutional grounds must

be raised by a party to the case, neither of whom did so in this case, but that is not
an inflexible rule, as we shall explain.

Since the constitution is intended for the observance of the judiciary and other
departments of the government and the judges are sworn to support its provisions,
the courts are not at liberty to overlook or disregard its commands or countenance
evasions thereof. When it is clear , that a statute transgresses the authority vested
in a legislative body, it is the duty of the courts to declare that the constitution, and
not the statute, governs in a case before them for judgment.

Thus, while courts will not ordinarily pass upon constitutional questions which are
not raised in the pleadings, the rule has been recognized to admit of certain
exceptions. It does not preclude a court from inquiring into its own jurisdiction or
compel it to enter a judgment that it lacks jurisdiction to enter. If a statute on which
a court's jurisdiction in a proceeding depends is unconstitutional, the court has no
jurisdiction in the proceeding, and since it may determine whether or not it has

jurisdiction, it necessarily follows that it may inquire into the constitutionality of the
statute.

Constitutional questions, not raised in the regular and orderly procedure in the trial
are ordinarily rejected unless the jurisdiction of the court below or that of the
appellate court is involved in which case it may be raised at any time or on the
court's own motion. The Court ex mero motu may take cognizance of lack of
jurisdiction at any point in the case where that fact is developed. The court has a
clearly recognized right to determine its own jurisdiction in any proceeding.147
(Emphasis supplied)

D. Consequence of invalidity.

In this case, the Rule 65 petition for certiorari in CA-G.R. SP No. 139453 was filed by
Binay, Jr. before the CA in order to nullify the preventive suspension order issued by
the Ombudsman, an interlocutory order,148 hence, unappealable.149

In several cases decided after Fabian, the Court has ruled that Rule 65 petitions for
certiorari against unappelable issuances150 of the Ombudsman should be filed
before the CA, and not directly before this Court:

In Office of the Ombudsman v. Capulong151 (March 12, 2014), wherein a preventive

suspension order issued by the Office of the Ombudsman was - similar to this case assailed through a Rule 65 petition for certiorari filed by the public officer before the
CA, the Court held that "[t]here being a finding of grave abuse of discretion on the
part of the Ombudsman, it was certainly imperative for the CA to grant incidental
reliefs, as sanctioned by Section 1 of Rule 65."152

In Dagan v. Office of the Ombudsman153 (November 19, 2013), involving a Rule 65

petition for certiorari assailing a final and unappealable order of the Office of the
Ombudsman in an administrative case, the Court remarked that "petitioner
employed the correct mode of review in this case, i.e., a special civil action for
certiorari before the Court of Appeals."154 In this relation, it stated that while "a
special civil action for Certiorari is within the concurrent original jurisdiction of the
Supreme Court and the Court of Appeals, such petition should be initially filed with
the Court of Appeals in observance of the doctrine of hierarchy of courts." Further,

the Court upheld Barata v. Abalos, Jr.155 (June 6, 2001), wherein it was ruled that
the remedy against final and unappealable orders of the Office of the Ombudsman
in an administrative case was a Rule 65 petition to the CA. The same verdict was
reached in Ruivivar156 (September 16, 2008).

Thus, with the unconstitutionality of the second paragraph of Section 14, RA 6770,
the Court, consistent with existing jurisprudence, concludes that the CA has subject
matter jurisdiction over the main CA-G.R. SP No. 139453 petition. That being said,
the Court now examines the objections of the Ombudsman, this time against the
CA's authority to issue the assailed TRO and WPI against the implementation of the
preventive suspension order, incidental to that main case.

III.

From the inception of these proceedings, the Ombudsman has been adamant that
the CA has no jurisdiction to issue any provisional injunctive writ against her office
to enjoin its preventive suspension orders. As basis, she invokes the first paragraph
of Section 14, RA 6770 in conjunction with her office's independence under the
1987 Constitution. She advances the idea that "[i]n order to further ensure [her
office's] independence, [RA 6770] likewise insulated it from judicial
intervention,"157 particularly, "from injunctive reliefs traditionally obtainable from
the courts,"158 claiming that said writs may work "just as effectively as direct
harassment or political pressure would."159

A. The concept of Ombudsman independence.

Section 5, Article XI of the 1987 Constitution guarantees the independence of the

Office of the Ombudsman:

Section 5. There is hereby created the independent Office of the Ombudsman,

composed of the Ombudsman to be known as Tanodbayan, one overall Deputy and
at least one Deputy each for Luzon, Visayas[,] and Mindanao. A separate Deputy for
the military establishment may likewise be appointed. (Emphasis supplied)

In Gonzales III v. Office of the President160 (Gonzales III), the Court traced the
historical underpinnings of the Office of the Ombudsman:

Prior to the 1973 Constitution, past presidents established several Ombudsman-like

agencies to serve as the people's medium for airing grievances and for direct
redress against abuses and misconduct in the government. Ultimately, however,
these agencies failed to fully realize their objective for lack of the political
independence necessary for the effective performance of their function as
government critic.

It was under the 1973 Constitution that the Office of the Ombudsman became a
constitutionally-mandated office to give it political independence and adequate
powers to enforce its mandate. Pursuant to the ( 1973 Constitution, President
Ferdinand Marcos enacted Presidential Decree (PD) No. 1487, as amended by PD
No. 1607 and PD No. 1630, creating the Office of the Ombudsman to be known as
Tanodbayan. It was tasked principally to investigate, on complaint or motu proprio,
any administrative act of any administrative agency, including any governmentowned or controlled corporation. When the Office of the Tanodbayan was
reorganized in 1979, the powers previously vested in the Special Prosecutor were
transferred to the Tanodbayan himself. He was given the exclusive authority to
conduct preliminary investigation of all cases cognizable by the Sandiganbayan, file
the corresponding information, and control the prosecution of these cases.

With the advent of the 1987 Constitution, a new Office of the Ombudsman was
created by constitutional fiat. Unlike in the 1973 Constitution, its independence was
expressly and constitutionally guaranteed. Its objectives are to enforce the state
policy in Section 27, Article II and the standard of accountability in public service
under Section 1, Article XI of the 1987 Constitution. These provisions
read:chanRoblesvirtualLawlibrary
Section 27. The State shall maintain honesty and integrity in the public service and
take positive and effective measures against graft and corruption.

Section 1. Public office is a public trust. Public officers and employees must, at all
times, be accountable to the people, serve them with utmost responsibility,
integrity, loyalty, and efficiency; act with patriotism and justice, and lead modest
lives.161 (Emphasis supplied)

More significantly, Gonzales III explained the broad scope of the office's mandate,
and in correlation, the impetus behind its independence:

Under Section 12, Article XI of the 1987 Constitution, the Office of the Ombudsman
is envisioned to be the "protector of the people" against the inept, abusive, and
corrupt in the Government, to function essentially as a complaints and action
bureau. This constitutional vision of a Philippine Ombudsman practically intends to
make the Ombudsman an authority to directly check and guard against the ills,
abuses and excesses , of the bureaucracy. Pursuant to Section 13 (8), Article XI of
the 1987 Constitution, Congress enacted RA No. 6770 to enable it to further realize
the vision of the Constitution. Section 21 of RA No. 6770
provides:chanRoblesvirtualLawlibrary
Section 21. Official Subject to Disciplinary Authority; Exceptions. - The Office of the
Ombudsman shall have disciplinary authority over all elective and appointive
officials of the Government and its subdivisions, instrumentalities, and agencies,
including Members of the Cabinet, local government, government-owned or
controlled corporations and their subsidiaries, except over officials who may be
removed only by impeachment or over Members of Congress, and the
Judiciary.ChanRoblesVirtualawlibrary
As the Ombudsman is expected to be an "activist watchman," the < Court has
upheld its actions, although not squarely falling under the broad powers granted
[to] it by the Constitution and by RA No. 6770, if these actions are reasonably in line
with its official function and consistent with the law and the Constitution.

The Ombudsman's broad investigative and disciplinary powers include all acts of
malfeasance, misfeasance, and nonfeasance of all public officials, including
Members of the Cabinet and key Executive officers, during their tenure. To support
these broad powers, the Constitution saw it fit to insulate the Office of the
Ombudsman from the pressures and influence of officialdom and partisan politics
and from fear of external reprisal by making it an "independent" office, x x x.

xxxx

Given the scope of its disciplinary authority, the Office of the Ombudsman is a very
powerful government constitutional agency that is considered "a notch above other
grievance-handling investigative bodies." It has powers, both constitutional and

statutory, that are commensurate , with its daunting task of enforcing accountability
of public officers.162 (Emphasis and underscoring supplied)

Gonzales III is the first case which grappled with the meaning of the Ombudsman's
independence vis-a-vis the independence of the other constitutional bodies.
Pertinently, the Court observed:

(1) "[T]he independence enjoyed by the Office of the Ombudsman and by the
Constitutional Commissions shares certain characteristics - they do not owe their
existence to any act of Congress, but are created by the Constitution itself;
additionally, they all enjoy fiscal autonomy. In general terms, the framers of the
Constitution intended that these 'independent' bodies be insulated from political
pressure to the extent that the absence of 'independence' would result in the
impairment of their core functions"163;cralawlawlibrary

(2) "[T]he Judiciary, the Constitutional Commissions, and the Ombudsman must
have the independence and flexibility needed in the discharge of their constitutional
duties. The imposition of restrictions and constraints on the manner the
independent constitutional offices allocate and utilize the funds appropriated for
their operations is anathema to fiscal autonomy and violative not only [of] the
express mandate of the Constitution, but especially as regards the Supreme Court,
of the independence and separation of powers upon which the entire fabric of our
constitutional system is based";164 and

(3) "[T]he constitutional deliberations explain the Constitutional Commissions' need

for independence. In the deliberations of the 1973 Constitution, the delegates
amended the 1935 Constitution by providing for a constitutionally-created Civil
Service Commission, instead of one created by law, on the premise that the
effectivity of this body is dependent on its freedom from the tentacles of politics. In
a similar manner, the deliberations of the 1987 Constitution on the Commission on
Audit highlighted the developments in the past Constitutions geared towards
insulating the Commission on Audit from political pressure."165

At bottom, the decisive ruling in Gonzales III, however, was that the independence
of the Office of the Ombudsman, as well as that of the foregoing independent
bodies, meant freedom from control or supervision of the Executive Department:

[T]he independent constitutional commissions have been consistently intended by

the framers to be independent from executive control or supervision or any form of
political influence. At least insofar as these bodies are concerned, jurisprudence is
not scarce on how the "independence" granted to these bodies prevents
presidential interference.

In Brillantes, Jr. v. Yorac (G.R. No. 93867, December 18, 1990, 192 SCRA 358), we
emphasized that the Constitutional Commissions, which have been characterized
under the Constitution as "independent," are not under the control of the President,
even if they discharge functions that are executive in nature. The Court declared as
unconstitutional the President's act of temporarily appointing the respondent in that
case as Acting Chairman of the [Commission on Elections] "however well-meaning"
it might have been.

In Bautista v. Senator Salonga (254 Phil. 156, 179 [1989]), the Court categorically
stated that the tenure of the commissioners of the independent Commission on
Human Rights could not be placed under the discretionary power of the President.

xxxx

The kind of independence enjoyed by the Office of the Ombudsman certainly cannot
be inferior - but is similar in degree and kind - to the independence similarly
guaranteed by the Constitution to the Constitutional Commissions since all these
offices fill the political interstices of a republican democracy that are crucial to its
existence and proper functioning.166 (Emphases and underscoring supplied)

Thus, in Gonzales III, the Court declared Section 8 (2), RA 6770, which provides that
"[a] Deputy or the Special Prosecutor, may be removed from office by the President
for any of the grounds provided for the removal of the Ombudsman, and after due
process," partially unconstitutional insofar as it subjected the Deputy Ombudsman
to the disciplinary authority of the President for violating the principle of
independence. Meanwhile, the validity of Section 8 (2), RA 6770 was maintained
insofar as the Office of the Special Prosecutor was concerned since said office was
not considered to be constitutionally within the Office of the Ombudsman and is,

hence, not entitled to the independence the latter enjoys under the
Constitution.167

As may be deduced from the various discourses in Gonzales III, the concept of
Ombudsman's independence covers three (3) things:

First: creation by the Constitution, which means that the office cannot be abolished,
nor its constitutionally specified functions and privileges, be removed, altered, or
modified by law, unless the Constitution itself allows, or an amendment thereto is
made;cralawlawlibrary

Second: fiscal autonomy, which means that the office "may not be obstructed from
[its] freedom to use or dispose of [its] funds for purposes germane to [its]
functions;168hence, its budget cannot be strategically decreased by officials of the
political branches of government so as to impair said functions; and

Third: insulation from executive supervision and control, which means that those
within the ranks of the office can only be disciplined by an internal authority.

Evidently, all three aspects of independence intend to protect the Office of the
Ombudsman from political harassment and pressure, so as to free it from the
"insidious tentacles of politics."169

That being the case, the concept of Ombudsman independence cannot be invoked
as basis to insulate the Ombudsman from judicial power constitutionally vested unto
the courts. Courts are apolitical bodies, which are ordained to act as impartial
tribunals and apply even justice to all. Hence, the Ombudsman's notion that it can
be exempt from an incident of judicial power - that is, a provisional writ of injunction
against a preventive suspension order - clearly strays from the concept's rationale
of insulating the office from political harassment or pressure.

B. The first paragraph of Section 14, RA

6770 in light of the powers of Congress and the

Court under the 1987 Constitution.

The Ombudsman's erroneous abstraction of her office's independence

notwithstanding, it remains that the first paragraph of Section 14, RA 6770 textually
prohibits courts from extending provisional injunctive relief to delay any
investigation conducted by her office. Despite the usage of the general phrase "[n]o
writ of injunction shall be issued by any court," the Ombudsman herself concedes
that the prohibition does not cover the Supreme Court.170 As support, she cites the
following Senate deliberations:

Senator [Ernesto M.] Maceda. Mr. President, I do not know if an amendment is

necessary. I would just like to inquire for the record whether below the Supreme
Court, it is understood that there is no injunction policy against the Ombudsman by
lower courts. Or, is it necessary to have a special paragraph for that?

Senator Angara. Well, there is no provision here, Mr. President, that will prevent an
injunction against the Ombudsman being issued.

Senator Maceda. In which case, I think that the intention, this being one of the
highest constitutional bodies, is to subject this only to certiorari to the Supreme
Court. I think an injunction from the Supreme Court is, of course, in order but no
lower courts should be allowed to interfere. We had a very bad experience with
even, let us say, the Forestry Code where no injunction is supposed to be issued
against the Department of Natural Resources. Injunctions are issued right and left
by RTC judges all over the country.

The President. Why do we not make an express provision to that effect?

Senator Angara. We would welcome that, Mr. President.

The President. No [writs of injunction] from the trial courts other than the Supreme
Court.

Senator Maceda. I so move, Mr. President, for that amendment.

The President. Is there any objection? [Silence] Hearing none, the same is
approved.171

Further, she acknowledges that by virtue of Sections 1 and 5 (1), Article VIII of the
1987 Constitution, acts of the Ombudsman, including interlocutory orders, are
subject to the Supreme Court's power of judicial review As a corollary, the Supreme
Court may issue ancillary mjunctive writs or provisional remedies in the exercise of
its power of judicial review over matters pertaining to ongoing investigations by the
Office of the Ombudsman. Respecting the CA, however, the Ombudsman begs to
differ.172

With these submissions, it is therefore apt to examine the validity of the first
paragraph of Section 14, RA 6770 insofar as it prohibits all courts, except this Court,
from issuing provisional writs of injunction to enjoin an Ombudsman investigation.
That the constitutionality of this provision is the lis mota of this case has not been
seriously disputed. In fact, the issue anent its constitutionality was properly raised
and presented during the course of these proceedings.173 More importantly, its
resolution is clearly necessary to the complete disposition of this case.174

In the enduring words of Justice Laurel in Angara v. The Electoral Commission

(Angara),175 the "Constitution has blocked out with deft strokes and in bold lines,
allotment of power to the executive, the legislative[,] and the judicial departments
of the government."176 The constitutional demarcation of the three fundamental
powers of government is more commonly known as the principle of separation of
powers. In the landmark case of Belgica v. Ochoa, Jr. (Belgica),177 the Court held
that "there is a violation of the separation of powers principle when one branch of
government unduly encroaches on the domain of another."178 In particular, "there
is a violation of the principle when there is impermissible (a) interference with
and/or (b) assumption of another department's functions."179

Under Section 1, Article VIII of the 1987 Constitution, judicial power is allocated to
the Supreme Court and all such lower courts:

Section 1. The judicial power shall be vested in one Supreme Court and in such
lower courts as may be established by law.

Judicial power includes the duty of the courts of justice to settle actual controversies
involving rights which are legally demandable and enforceable, and to determine
whether or not there has been a grave abuse of discretion amounting to lack or
excess of jurisdiction on the part of any branch or instrumentality of the
Government.

This Court is the only court established by the Constitution, while all other lower
courts may be established by laws passed by Congress. Thus, through the passage
of Batas Pambansa Bilang (BP) 129,180 known as "The Judiciary Reorganization Act
of 1980," the Court of Appeals,181 the Regional Trial Courts,182 and the
Metropolitan Trial Courts, Municipal Trial Courts, and Municipal Circuit Trial
Courts183 were established. Later, through the passage of RA 1125,184 and
Presidential Decree No. (PD) 1486,185 the Court of Tax Appeals, and the
Sandiganbayan were respectively established.

In addition to the authority to establish lower courts, Section 2, Article VIII of the
1987 Constitution empowers Congress to define, prescribe, and apportion the
jurisdiction of all courts, except that it may not deprive the Supreme Court of its
jurisdiction over cases enumerated in Section 5186 of the same Article:

Section 2. The Congress shall have the power to define, prescribe, ' and apportion
the jurisdiction of the various courts but may not deprive the Supreme Court of its
jurisdiction over cases enumerated in Section 5 hereof.

x x x xChanRoblesVirtualawlibrary

Jurisdiction, as hereinabove used, more accurately pertains to jurisdiction over the

subject matter of an action. In The Diocese ofBacolod v. Commission on
Elections,187 subject matter jurisdiction was defined as "the authority 'to hear and
determine cases of the general class to which the proceedings in question belong
and is conferred by the sovereign authority which organizes the court and defines
its powers.'"

Among others, Congress defined, prescribed, and apportioned the subject matter
jurisdiction of this Court (subject to the aforementioned constitutional limitations),
the Court of Appeals, and the trial courts, through the passage of BP 129, as
amended.

In this case, the basis for the CA's subject matter jurisdiction over Binay, Jr.'s main
petition for certiorari in CA-G.R. SP No. 139453 is Section 9(1), Chapter I of BP 129,
as amended:

Section 9. Jurisdiction. - The Court of Appeals shall exercise:

Original jurisdiction to issue writs of mandamus, prohibition, certiorari, habeas
corpus, and quo warranto, and auxiliary writs or processes, whether or not in aid of
its appellate jurisdiction[.]

Note that the CA's certiorari jurisdiction, as above-stated, is not only original but
also concurrent with the Regional Trial Courts (under Section 21 (1), Chapter II of BP
129), and the Supreme Court (under Section 5, Article VIII of the 1987 Philippine
Constitution). In view of the concurrence of these courts' jurisdiction over petitions
for certiorari, the doctrine of hierarchy of courts should be followed. In People v.
Cuaresma,188 the doctrine was explained as follows:

[T]his concurrence of jurisdiction is not x x x to be taken as according to parties

seeking any of the writs an absolute, unrestrained freedom of choice of the court to
which application therefor will be directed. There is after all a hierarchy of courts.
That hierarchy is determinative of the venue of appeals, and should also serve as a
general determinant of the appropriate forum for petitions for the extraordinary
writs. A becoming regard for that judicial hierarchy most certainly indicates that
petitions for the issuance of extraordinary writs against first level ("inferior") courts
should be filed with the Regional Trial Court, and those against the latter, with the
Court of Appeals.189

When a court has subject matter jurisdiction over a particular case, as conferred
unto it by law, said court may then exercise its jurisdiction acquired over that case,
which is called judicial power.

Judicial power, as vested in the Supreme Court and all other courts established by
law, has been defined as the "totality of powers a court exercises when it assumes
jurisdiction and hears and decides a case."190 Under Section 1, Article VIII of the
1987 Constitution, it includes "the duty of the courts of justice to settle actual
controversies involving rights which are legally demandable and enforceable, and to
determine whether or not there has been a grave abuse of discretion amounting to
lack or excess of jurisdiction on the part of any branch or instrumentality of the
Government."

In Oposa v. Factoran, Jr.191 the Court explained the expanded scope of judicial
power under the 1987 Constitution:

The first part of the authority represents the traditional concept of judicial power,
involving the settlement of conflicting rights as conferred by law. The second part of
the authority represents a broadening of f judicial power to enable the courts of
justice to review what was before forbidden territory, to wit, the discretion of the
political departments of the government.

As worded, the new provision vests in the judiciary, and particularly the Supreme
Court, the power to rule upon even the wisdom of the decisions of the executive and
the legislature and to declare their acts invalid for lack or excess of jurisdiction
because they are tainted with grave abuse of discretion. The catch, of course, is the
meaning of "grave abuse of discretion," which is a very elastic phrase that can
expand or contract according to the disposition of the judiciary.192

Judicial power is never exercised in a vacuum. A court's exercise of the jurisdiction it

has acquired over a particular case conforms to the limits and parameters of the
rules of procedure duly promulgated by this Court. In other words, procedure is the
framework within which judicial power is exercised. In Manila Railroad Co. v.
Attorney-General,193 the Court elucidated that "[t]he power or authority of the
court over the subject matter existed and was fixed before procedure in a given
cause began. Procedure does not alter or change that power or authority; it simply
directs the manner in which it shall be fully and justly exercised. To be sure, in
certain cases, if that power is not exercised in conformity with the provisions of the
procedural law, purely, the court attempting to exercise it loses the power to
exercise it legally. This does not mean that it loses jurisdiction of the subject
matter."194

While the power to define, prescribe, and apportion the jurisdiction of the various
courts is, by constitutional design, vested unto Congress, the power to promulgate
rules concerning the protection and enforcement of constitutional rights, pleading,
practice, and procedure in all courts belongs exclusively to this Court. Section 5 (5),
Article VIII of the 1987 Constitution reads:

Section 5. The Supreme Court shall have the following powers:

xxxx

(5) Promulgate rules concerning the protection and enforcement of constitutional

rights, pleading, practice, and procedure in all courts, the admission to the practice
of law, the Integrated Bar, and legal assistance to the underprivileged. Such rules
shall provide a simplified and inexpensive procedure for the speedy disposition of
cases, shall be uniform for all courts of the same grade, and shall not diminish,
increase, or modify substantive rights. Rules of procedure of special courts and
quasi-judicial bodies shall remain effective unless disapproved by the Supreme
Court. (Emphases and underscoring supplied)

In Echegaray v. Secretary of Justice195 (Echegaray), the Court traced the evolution

of its rule-making authority, which, under the 1935196 and 1973 Constitutions,197
had been priorly subjected to a power-sharing scheme with Congress.198 As it now
stands, the 1987 Constitution textually altered the old provisions by deleting the
concurrent power of Congress to amend the rules, thus solidifying in one body the
Court's rule-making powers, in line with the Framers' vision of institutionalizing a
"[s]tronger and more independent judiciary."199

The records of the deliberations of the Constitutional Commission would show200

that the Framers debated on whether or not the Court's rule-making powers should
be shared with Congress. There was an initial suggestion to insert the sentence
"The National Assembly may repeal, alter, or supplement the said rules with the
advice and concurrence of the Supreme Court", right after the phrase "Promulgate
rules concerning the protection and enforcement of constitutional rights, pleading,
practice, and procedure in all courts, the admission to the practice of law, the
integrated bar, and legal assistance to the underprivileged^" in the enumeration of

powers of the Supreme Court. Later, Commissioner Felicitas S. Aquino proposed to

delete the former sentence and, instead, after the word "[underprivileged," place a
comma (,) to be followed by "the phrase with the concurrence of the National
Assembly." Eventually, a compromise formulation was reached wherein (a) the
Committee members agreed to Commissioner Aquino's proposal to delete the
phrase "the National Assembly may repeal, alter, or supplement the said rules with
the advice and concurrence of the Supreme Court" and (b) in turn, Commissioner
Aquino agreed to withdraw his proposal to add "the phrase with the concurrence of
the National Assembly." The changes were approved, thereby leading to the present
lack of textual reference to any form of Congressional participation in Section 5 (5),
Article VIII, supra. The prevailing consideration was that "both bodies, the Supreme
Court and the Legislature, have their inherent powers."201

Thus, as it now stands, Congress has no authority to repeal, alter, or supplement

rules concerning pleading, practice, and procedure. As pronounced in Echegaray:

The rule making power of this Court was expanded. This Court for the first time was
given the power to promulgate rules concerning the protection and enforcement of
constitutional rights. The Court was also r granted for the first time the power to
disapprove rules of procedure of special courts and quasi-judicial bodies. But most
importantly, the 1987 Constitution took away the power of Congress to repeal, alter,
or supplement rules concerning pleading, practice and procedure. In fine, the power
to promulgate rules of pleading, practice and procedure is no longer shared by this
Court with Congress, more so with the Executive.202 (Emphasis and underscoring
supplied)

Under its rule-making authority, the Court has periodically passed various rules of
procedure, among others, the current 1997 Rules of Civil Procedure. Identifying the
appropriate procedural remedies needed for the reasonable exercise of every
court's judicial power, the provisional remedies of temporary restraining orders and
writs of preliminary injunction were thus provided.

A temporary restraining order and a writ of preliminary injunction both constitute

temporary measures availed of during the pendency of the action. They are, by
nature, ancillary because they are mere incidents in and are dependent upon the
result of the main action. It is well-settled that the sole object of a temporary
restraining order or a writ of preliminary injunction, whether prohibitory or
mandatory, is to preserve the status quo203 until the merits of the case can be

heard. They are usually granted when it is made to appear that there is a
substantial controversy between the parties and one of them is committing an act
or threatening the immediate commission of an act that will cause irreparable injury
or destroy the status quo of the controversy before a full hearing can be had on the
merits of the case. In other words, they are preservative remedies for the protection
of substantive rights or interests, and, hence, not a cause of action in itself, but
merely adjunct to a main suit.204 In a sense, they are regulatory processes meant
to prevent a case from being mooted by the interim acts of the parties.

Rule 58 of the 1997 Rules of Civil Procedure generally governs the provisional
remedies of a TRO and a WPI. A preliminary injunction is defined under Section
1,205 Rule 58, while Section 3206 of the same Rule enumerates the grounds for its
issuance. Meanwhile, under Section 5207 thereof, a TRO may be issued as a
precursor to the issuance of a writ of preliminary injunction under certain procedural
parameters.

The power of a court to issue these provisional injunctive reliefs coincides with its
inherent power to issue all auxiliary writs, processes, and other means necessary to
carry its acquired jurisdiction into effect under Section 6, Rule 135 of the Rules of
Court which reads:

Section 6. Means to carry jurisdiction into effect. - When by law jurisdiction is

conferred on a court or judicial officer, all auxiliary writs, f processes and other
means necessary to carry it into effect may be employed by such court or officer;
and if the procedure to be followed in the exercise of such jurisdiction is not
specifically pointed out by law208 or by these rules, any suitable process or mode
of proceeding may be adopted which appears comfortable to the spirit of the said
law or rules.ChanRoblesVirtualawlibrary

In City of Manila v. Grecia-Cuerdo,209 which is a case involving "[t]he supervisory

power or jurisdiction of the [Court of Tax Appeals] to issue a writ of certiorari in aid
of its appellate jurisdiction"210 over "decisions, orders or resolutions of the RTCs in
local tax cases originally decided or resolved by them in the exercise of their
original or appellate jurisdiction,"211 the Court ruled that said power "should
coexist with, and be a complement to, its appellate jurisdiction to review, by appeal,
the final orders and decisions of the RTC, in order to have complete supervision over
the acts of the latter:"212

A grant of appellate jurisdiction implies that there is included in it the power

necessary to exercise it effectively, to make all orders that ; will preserve the
subject of the action, and to give effect to the final determination of the appeal. It
carries with it the power to protect that jurisdiction and to make the decisions of the
court thereunder effective. The court, in aid of its appellate jurisdiction, has
authority to control all auxiliary and incidental matters necessary to the efficient
and proper exercise of that jurisdiction. For this purpose, it may, when necessary,
prohibit or restrain the performance of any act which might interfere with the proper
exercise of its rightful jurisdiction in cases pending before it.213 (Emphasis
supplied)

In this light, the Court expounded on the inherent powers of a court endowed with
subject matter jurisdiction:

[A] court which is endowed with a particular jurisdiction should have powers which
are necessary to enable it to act effectively within such jurisdiction. These should be
regarded as powers which are inherent in its jurisdiction and the court must possess
them in order to enforce its rules of practice and to suppress any abuses of its
process and to t defeat any attempted thwarting of such process.

x x x x cralawlawlibrary

Indeed, courts possess certain inherent powers which may be said to be implied
from a general grant of jurisdiction, in addition to those expressly conferred on
them. These inherent powers are such powers as are necessary for the ordinary and
efficient exercise of jurisdiction; or are essential to the existence, dignity and
functions of the courts, as well as to the due administration of justice; or are directly
appropriate, convenient and suitable to the execution of their granted powers; and
include the power to maintain the court's jurisdiction and render it effective in
behalf of the litigants.214 (Emphases and underscoring supplied)

Broadly speaking, the inherent powers of the courts resonates the long-entrenched
constitutional principle, articulated way back in the 1936 case of Angara, that
"where a general power is conferred or duty enjoined, every particular power
necessary for the exercise of the one or the performance of the other is also
conferred."215

In the United States, the "inherent powers doctrine refers to the principle, by which
the courts deal with diverse matters over which they are thought to have intrinsic
authority like procedural [rule-making] and general judicial housekeeping. To justify
the invocation or exercise of inherent powers, a court must show that the powers
are reasonably necessary to achieve the specific purpose for which the exercise is
sought. Inherent powers enable the judiciary to accomplish its constitutionally
mandated functions."216

In Smothers v. Lewis217 (Smothers), a case involving the constitutionality of a

statute which prohibited courts from enjoining the enforcement of a revocation
order of an alcohol beverage license pending appeal,218 the Supreme Court of
Kentucky held:

[T]he Court is x x x vested with certain "inherent" powers to do that which is

reasonably necessary for the administration of justice within the scope of their
jurisdiction. x x x [W]e said while considering the rule making power and the judicial
power to be one and the same that ". . . the grant of judicial power [rule making
power] to the courts by the constitution carries with it, as a necessary incident, the
right to make that power effective in the administration of justice." (Emphases
supplied)

Significantly, Smothers characterized a court's issuance of provisional injunctive

relief as an exercise of the court's inherent power, and to this end, stated that any
attempt on the part of Congress to interfere with the same was constitutionally
impermissible:

It is a result of this foregoing line of thinking that we now adopt the language
framework of 28 Am.Jur.2d, Injunctions, Section 15, and once and for all make clear
that a court, once having obtained jurisdiction of a cause of action, has, as an
incidental to its constitutional grant of power, inherent power to do all things
reasonably necessary to the administration of justice in the case before it. In the
exercise of this power, a court, when necessary in order to protect or preserve the
subject matter of the litigation, to protect its jurisdiction and to make its judgment
effective, may grant or issue a temporary injunction in aid of or ancillary to the
principal action.

The control over this inherent judicial power, in this particular instance the
injunction, is exclusively within the constitutional realm of the courts. As such, it is
not within the purview of the legislature to grant or deny the power nor is it within
the purview of the legislature to shape or fashion circumstances under which this
inherently judicial power may be or may not be granted or denied.

This Court has historically recognized constitutional limitations upon the power of
the legislature to interfere with or to inhibit the performance of constitutionally
granted and inherently provided judicial functions, x x x

xxxx

We reiterate our previously adopted language, ". . . a court, once having obtained
jurisdiction of a cause of action, has, as incidental to its general jurisdiction,
inherent power to do all things reasonably necessary f to the administration of
justice in the case before it. . ." This includes the inherent power to issue
injunctions. (Emphases supplied)

Smothers also pointed out that the legislature's authority to provide a right to
appeal in the statute does not necessarily mean that it could control the appellate
judicial proceeding:

However, the fact that the legislature statutorily provided for this appeal does not
give it the right to encroach upon the constitutionally granted powers of the
judiciary. Once the administrative action has ended and the right to appeal arises
the legislature is void of any right to control a subsequent appellate judicial
proceeding. The judicial rules have come into play and have preempted the
field.219 (Emphasis supplied)

With these considerations in mind, the Court rules that when Congress passed the
first paragraph of Section 14, RA 6770 and, in so doing, took away from the courts
their power to issue a TRO and/or WPI to enjoin an investigation conducted by the
Ombudsman, it encroached upon this Court's constitutional rule-making authority.
Clearly, these issuances, which are, by nature, provisional reliefs and auxiliary writs
created under the provisions of the Rules of Court, are matters of procedure which
belong exclusively within the province of this Court. Rule 58 of the Rules of Court did

not create, define, and regulate a right but merely prescribed the means of
implementing an existing right220 since it only provided for temporary reliefs to
preserve the applicant's right in esse which is threatened to be violated during the
course of a pending litigation. In the case of Fabian,211 it was stated that:

If the rule takes away a vested right, it is not procedural. If the rule creates a right
such as the right to appeal, it may be classified as a substantive matter; but if it
operates as a means of implementing an existing right then the rule deals merely
with procedure.ChanRoblesVirtualawlibrary

Notably, there have been similar attempts on the part of Congress, in the exercise
of its legislative power, to amend the Rules of Court, as in the cases of: (a) In Re:
Exemption of The National Power Corporation from Payment of Filing/ Docket
Fees;222 (b) Re: Petition for Recognition of the Exemption of the Government
Service Insurance System (GSIS) from Payment of Legal Fees;223 and (c) Baguio
Market Vendors Multi-Purpose Cooperative (BAMARVEMPCO) v. Cabato-Cortes224
While these cases involved legislative enactments exempting government owned
and controlled corporations and cooperatives from paying filing fees, thus,
effectively modifying Rule 141 of the Rules of Court (Rule on Legal Fees), it was,
nonetheless, ruled that the prerogative to amend, repeal or even establish new
rules of procedure225 solely belongs to the Court, to the exclusion of the legislative
and executive branches of government. On this score, the Court described its
authority to promulgate rules on pleading, practice, and procedure as exclusive and
"[o]ne of the safeguards of [its] institutional independence."226

That Congress has been vested with the authority to define, prescribe, and
apportion the jurisdiction of the various courts under Section 2, Article VIII supra, as
well as to create statutory courts under Section 1, Article VIII supra, does not result
in an abnegation of the Court's own power to promulgate rules of pleading, practice,
and procedure under Section 5 (5), Article VIII supra. Albeit operatively interrelated,
these powers are nonetheless institutionally separate and distinct, each to be
preserved under its own sphere of authority. When Congress creates a court and
delimits its jurisdiction, the procedure for which its jurisdiction is exercised is fixed
by the Court through the rules it promulgates. The first paragraph of Section 14, RA
6770 is not a jurisdiction-vesting provision, as the Ombudsman misconceives,227
because it does not define, prescribe, and apportion the subject matter jurisdiction
of courts to act on certiorari cases; the certiorari jurisdiction of courts, particularly
the CA, stands under the relevant sections of BP 129 which were not shown to have
been repealed. Instead, through this provision, Congress interfered with a
provisional remedy that was created by this Court under its duly promulgated rules

of procedure, which utility is both integral and inherent to every court's exercise of
judicial power. Without the Court's consent to the proscription, as may be
manifested by an adoption of the same as part of the rules of procedure through an
administrative circular issued therefor, there thus, stands to be a violation of the
separation of powers principle.

In addition, it should be pointed out that the breach of Congress in prohibiting

provisional injunctions, such as in the first paragraph of Section 14, RA 6770, does
not only undermine the constitutional allocation of powers; it also practically dilutes
a court's ability to carry out its functions. This is so since a particular case can easily
be mooted by supervening events if no provisional injunctive relief is extended
while the court is hearing the same. Accordingly, the court's acquired jurisdiction,
through which it exercises its judicial power, is rendered nugatory. Indeed, the force
of judicial power, especially under the present Constitution, cannot be enervated
due to a court's inability to regulate what occurs during a proceeding's course. As
earlier intimated, when jurisdiction over the subject matter is accorded by law and
has been acquired by a court, its exercise thereof should be undipped. To give true
meaning to the judicial power contemplated by the Framers of our Constitution, the
Court's duly promulgated rules of procedure should therefore remain unabridged,
this, even by statute. Truth be told, the policy against provisional injunctive writs in
whatever variant should only subsist under rules of procedure duly promulgated by
the Court given its sole prerogative over the same.

The following exchange between Associate Justice Marvic Mario Victor F. Leonen
(Justice Leonen) and the Acting Solicitor General Florin T. Hilbay (Acting Solicitor
General Hilbay) mirrors the foregoing observations:

JUSTICE LEONEN:
Okay. Now, would you know what rule covers injunction in the Rules of Court?

ACTING SOLICITOR GENERAL HILBAY:

Rule 58, Your Honor.

JUSTICE LEONEN:

58, that is under the general rubric if Justice Bersamin will correct me if I will be
mistaken under the rubric of what is called provisional remedies, our resident expert
because Justice Peralta is not here so Justice Bersamin for a while. So provisional
remedy you have injunction, x x x.

xxxx

JUSTICE LEONEN:
Okay, Now, we go to the Constitution. Section 5, subparagraph 5 of Article VIII of the
Constitution, if you have a copy of the Constitution, can you please read that
provision? Section 5, Article VIII the Judiciary subparagraph 5, would you kindly read
that provision?

ACTING SOLICTOR GENERAL HILBAY.

"Promulgate rules concerning the protection and enforcement of constitutional
rights, pleading, practice and procedure in all courts..."

JUSTICE LEONEN:
Okay, we can stop with that, promulgate rules concerning pleading, practice and
procedure in all courts. This is the power, the competence, the jurisdiction of what
constitutional organ?

ACTING SOLICITOR GENERAL HILBAY:

The Supreme Court, Your Honor.

JUSTICE LEONEN:
The Supreme Court. This is different from Article VIII Sections 1 and 2 which we've
already been discussed with you by my other colleagues, is that not correct?

ACTING SOLICITOR GENERAL HILBAY:

Correct, Your Honor.

JUSTICE LEONEN:
Okay, so in Section 2, [apportion] jurisdiction that is the power of Congress, is that
not correct?

ACTING SOLICITOR GENERAL HILBAY:

Correct, Your Honor.

JUSTICE LEONEN:
On the other hand, the power to promulgate rules is with the Court, is that not
correct?

ACTING SOLICITOR GENERAL HILBAY:

Correct, Your Honor.

JUSTICE LEONEN:
A TRO and a writ of preliminary injunction, would it be a separate case or is it part of
litigation in an ordinary case?

ACTING SOLICITOR GENERAL HILBAY:

It is an ancillary remedy, Your Honor.

JUSTICE LEONEN:
In fact, it originated as an equitable remedy, is that not correct?

ACTING SOLICITOR GENERAL HILBAY:

Correct, Your Honor.

JUSTICE LEONEN:
In order to preserve the power of a court so that at the end of litigation, it will not be
rendered moot and academic, is that not correct?

ACTING SOLICITOR GENERAL HILBAY:

Correct, Your Honor.

JUSTICE LEONEN:
In that view, isn't Section 14, first paragraph, unconstitutional?

ACTING SOLICITOR GENERAL HILBAY:

No, Your Honor.

xxxx

JUSTICE LEONEN.
Can Congress say that a Court cannot prescribe Motions to Dismiss under Rule 16?

ACTING SOLICITOR GENERAL HILBAY:

Your Honor, Congress cannot impair the power of the Court to create remedies, x x
x.

JUSTICE LEONEN.
What about bill [of] particulars, can Congress say, no Court shall have the power to
issue the supplemental pleading called the bill of t particular [s]? It cannot, because
that's part of procedure...

ACTING SOLICITOR GENERAL HILBAY:

That is true.

JUSTICE LEONEN
...or for that matter, no Court shall act on a Motion to Quash, is that not correct?

ACTING SOLICITOR GENERAL HILBAY:

Correct.

JUSTICE LEONEN:
So what's different with the writ of injunction?

ACTING SOLICITOR GENERAL HILBAY:

Writ of injunction, Your Honor, requires the existence of jurisdiction on the part of a
court that was created by Congress. In the absence of jurisdiction... (interrupted)

JUSTICE LEONEN:
No, writ of injunction does not attach to a court. In other words, when they create a
special agrarian court it has all procedures with it but it does not attach particularly
to that particular court, is that not correct?

ACTING SOLICTOR GENERAL HILBAY:

When Congress, Your Honor, creates a special court...

JUSTICE LEONEN:
Again, Counsel, what statute provides for a TRO, created the concept of a TRO? It
was a Rule. A rule of procedure and the Rules of Court, is that not correct?

ACTING SOLICITOR GENERAL HILBAY:

Yes, Your Honor.

JUSTICE LEONEN:
And a TRO and a writ of preliminary injunction does not exist unless it is [an]
ancillary to a particular injunction in a court, is that not correct?

ACTING SOLICITOR GENERAL HILBAY:

Correct, Your Honor.

xxxx228 (Emphasis supplied)

In Biraogo v. The Philippine Truth Commission of 2010,229 the Court instructed that
"[i]t is through the Constitution that the fundamental powers of government are
established, limited and defined, and by which these powers are distributed among
the several departments. The Constitution is the basic and paramount law to which
all other laws must conform and to which all persons, including the highest officials
of the land, must defer." It would then follow that laws that do not conform to the
Constitution shall be stricken down for being unconstitutional.230

However, despite the ostensible breach of the separation of powers principle, the
Court is not oblivious to the policy considerations behind the first paragraph of
Section 14, RA 6770, as well as other statutory provisions of similar import. Thus,
pending deliberation on whether or not to adopt the same, the Court, under its sole
prerogative and authority over all matters of procedure, deems it proper to declare
as ineffective the prohibition against courts other than the Supreme Court from
issuing provisional injunctive writs to enjoin investigations conducted by the Office
of the Ombudsman, until it is adopted as part of the rules of procedure through an
administrative circular duly issued therefor.

Hence, with Congress interfering with matters of procedure (through passing the
first paragraph of Section 14, RA 6770) without the Court's consent thereto, it

remains that the CA had the authority to issue the questioned injunctive writs
enjoining the implementation of the preventive suspension order against Binay, Jr.
At the risk of belaboring the point, these issuances were merely ancillary to the
exercise of the CA's certiorari jurisdiction conferred to it under Section 9 (1),
Chapter I of BP 129, as amended, and which it had already acquired over the main
CA-G.R. SP No. 139453 case.

IV.

The foregoing notwithstanding, the issue of whether or not the CA gravely abused
its jurisdiction in issuing the TRO and WPI in CA-G.R. SP No. 139453 against the
preventive suspension order is a persisting objection to the validity of said
injunctive writs. For its proper analysis, the Court first provides the context of the
assailed injunctive writs.

A. Subject matter of the CA's iniunctive writs is the preventive suspension order.

By nature, a preventive suspension order is not a penalty but only a preventive

measure. In Quimbo v. Acting Ombudsman Gervacio,231 the Court explained the
distinction, stating that its purpose is to prevent the official to be suspended from
using his position and the powers and prerogatives of his office to influence
potential witnesses or tamper with records which may be vital in the prosecution of
the case against him:

Jurisprudential law establishes a clear-cut distinction between suspension as

preventive measure and suspension as penalty. The distinction, by considering the
purpose aspect of the suspensions, is readily cognizable as they have different ends
sought to be achieved.

Preventive suspension is merely a preventive measure, a preliminary step in an

administrative investigation. The purpose of the suspension order is to prevent the
accused from using his position and the powers and prerogatives of his office to
influence potential witnesses or tamper with records which may be vital in the
prosecution of the case against him. If after such investigation, the charge is
established and the person investigated is found guilty of acts warranting his

suspension or removal, then he is suspended, removed or dismissed. This is the

penalty.

That preventive suspension is not a penalty is in fact explicitly provided by Section

24 of Rule XIV of the Omnibus Rules Implementing Book V of the Administrative
Code of 1987 (Executive Order No. 292) and other Pertinent Civil Service Laws.
Section. 24. Preventive suspension is not a punishment or penalty for misconduct in
office but is considered to be a preventive measure. (Emphasis
supplied)ChanRoblesVirtualawlibrary
Not being a penalty, the period within which one is under preventive suspension is
not considered part of the actual penalty of suspension. So Section 25 of the same
Rule XIV provides:chanRoblesvirtualLawlibrary
Section 25. The period within which a public officer or employee charged is placed
under preventive suspension shall not be considered part of the actual penalty of
suspension imposed upon the employee found guilty.232 (Emphases
supplied)ChanRoblesVirtualawlibrary

The requisites for issuing a preventive suspension order are explicitly stated in
Section 24, RA 6770:

Section 24. Preventive Suspension. - The Ombudsman or his Deputy may

preventively suspend any officer or employee under his authority pending an
investigation, if in his judgment the evidence of guilt is strong, and (a) the charge
against such officer or employee involves dishonesty, oppression or grave
misconduct or neglect in the performance of duty; (b) the charges would warrant
removal from the service; or (c) the respondent's continued stay in office may
prejudice the case filed against him.

The preventive suspension shall continue until the case is terminated by the Office
of the Ombudsman but not more than six (6) months, without pay, except when the
delay in the disposition of the case by the Office of the Ombudsman is due to the
fault, negligence or petition of the respondent, in which case the period of such
delay shall not be counted in computing the period of suspension herein provided.
(Emphasis and underscoring supplied)

In other words, the law sets forth two (2) conditions that must be satisfied to justify
the issuance of an order of preventive suspension pending an investigation, namely:

(1) The evidence of guilt is strong; and

(2) Either of the following circumstances co-exist with the first

requirement:chanRoblesvirtualLawlibrary
(a) The charge involves dishonesty, oppression or grave misconduct or neglect in
the performance of duty;cralawlawlibrary

(b) The charge would warrant removal from the service; or

(c) The respondent's continued stay in office may prejudice the case filed against
him.233ChanRoblesVirtualawlibrary

B. The basis of the CA's injunctive writs is the condonation doctrine.

Examining the CA's Resolutions in CA-G.R. SP No. 139453 would, however, show
that the Ombudsman's non-compliance with the requisites provided in Section 24,
RA 6770 was not the basis for the issuance of the assailed injunctive writs.

The CA's March 16, 2015 Resolution which directed the issuance of the assailed TRO
was based on the case of Governor Garcia, Jr. v. CA234 (Governor Garcia, Jr.),
wherein the Court emphasized that "if it were established in the CA that the acts
subject of the administrative complaint were indeed committed during petitioner
[Garcia's] prior term, then, following settled jurisprudence, he can no longer be
administratively charged."235 Thus, the Court, contemplating the application of the
condonation doctrine, among others, cautioned, in the said case, that "it would have
been more prudent for [the appellate court] to have, at the very least, on account of
the extreme urgency of the matter and the seriousness of the issues raised in the
certiorari petition, issued a TRO x x x"236 during the pendency of the proceedings.

Similarly, the CA's April 6, 2015 Resolution which directed the issuance of the
assailed WPI was based on the condonation doctrine, citing the case of Aguinaldo v.
Santos237 The CA held that Binay, Jr. has an ostensible right to the final relief
prayed for, i.e., the nullification of the preventive suspension order, finding that the
Ombudsman can hardly impose preventive suspension against Binay, Jr. given that
his re-election in 2013 as City Mayor of Makati condoned any administrative liability
arising from anomalous activities relative to the Makati Parking Building project from
2007 to 2013.238 Moreover, the CA observed that although there were acts which
were apparently committed by Binay, Jr. beyond his first term , i.e., the alleged
payments on July 3, 4, and 24, 2013,239 corresponding to the services of Hillmarc's
and MANA - still, Binay, Jr. cannot be held administratively liable therefor based on
the cases of Salalima v. Guingona, Jr.,240 and Mayor Garcia v. Mojica,241 wherein
the condonation dobtrine was applied by the Court although the payments were
made after the official's election, reasoning that the payments were merely effected
pursuant to contracts executed before said re-election.242

The Ombudsman contends that it was inappropriate for the CA to have considered
the condonation doctrine since it was a matter of defense which should have been
raised and passed upon by her office during the administrative disciplinary
proceedings.243 However, the Court agrees with the CA that it was not precluded
from considering the same given that it was material to the propriety of according
provisional injunctive relief in conformity with the ruling in Governor Garcia, Jr.,
which was the subsisting jurisprudence at that time. Thus, since condonation was
duly raised by Binay, Jr. in his petition in CA-G.R. SP No. 139453,244 the CA did not
err in passing upon the same. Note that although Binay, Jr. secondarily argued that
the evidence of guilt against him was not strong in his petition in CA-G.R. SP No.
139453,245 it appears that the CA found that the application of the condonation
doctrine was already sufficient to enjoin the implementation of the preventive
suspension order. Again, there is nothing aberrant with this since, as remarked in
the same case of Governor Garcia, Jr., if it was established that the acts subject of
the administrative complaint were indeed committed during Binay, Jr.'s prior term,
then, following the condonation doctrine, he can no longer be administratively
charged. In other words, with condonation having been invoked by Binay, Jr. as an
exculpatory affirmative defense at the onset, the CA deemed it unnecessary to
determine if the evidence of guilt against him was strong, at least for the purpose of
issuing the subject injunctive writs.

With the preliminary objection resolved and the basis of the assailed writs herein
laid down, the Court now proceeds to determine if the CA gravely abused its
discretion in applying the condonation doctrine.

C. The origin of the condonation doctrine.

Generally speaking, condonation has been defined as "[a] victim's express or

implied forgiveness of an offense, [especially] by treating the offender as if there
had been no offense."246

The condonation doctrine - which connotes this same sense of complete

extinguishment of liability as will be herein elaborated upon - is not based on
statutory law. It is a jurisprudential creation that originated from the 1959 case of
Pascual v. Hon. Provincial Board ofNueva Ecija,247 (Pascual), which was therefore
decided under the 1935 Constitution.

In Pascual, therein petitioner, Arturo Pascual, was elected Mayor of San Jose, Nueva
Ecija, sometime in November 1951, and was later re-elected to the same position in
1955. During his second term, or on October 6, 1956, the Acting Provincial Governor
filed administrative charges before the Provincial Board of Nueva Ecija against him
for grave abuse of authority and usurpation of judicial functions for acting on a
criminal complaint in Criminal Case No. 3556 on December 18 and 20, 1954. In
defense, Arturo Pascual argued that he cannot be made liable for the acts charged
against him since they were committed during his previous term of office, and
therefore, invalid grounds for disciplining him during his second term. The Provincial
Board, as well as the Court of First Instance of Nueva Ecija, later decided against
Arturo Pascual, and when the case reached this Court on appeal, it recognized that
the controversy posed a novel issue - that is, whether or not an elective official may
be disciplined for a wrongful act committed by him during his immediately
preceding term of office.

As there was no legal precedent on the issue at that time, the Court, in Pascual,
resorted to American authorities and "found that cases on the matter are conflicting
due in part, probably, to differences in statutes and constitutional provisions, and
also, in part, to a divergence of views with respect to the question of whether the
subsequent election or appointment condones the prior misconduct."248Without
going into the variables of these conflicting views and cases, it proceeded to state
that:

The weight of authorities x x x seems to incline toward the rule denying the right to
remove one from office because of misconduct during a prior term, to which we fully
subscribe.249 (Emphasis and underscoring supplied)

The conclusion is at once problematic since this Court has now uncovered that there
is really no established weight of authority in the United States (US) favoring the
doctrine of condonation, which, in the words of Pascual, theorizes that an official's
re-election denies the right to remove him from office due to a misconduct during a
prior term. In fact, as pointed out during the oral arguments of this case, at least
seventeen (17) states in the US have abandoned the condonation doctrine.250 The
Ombudsman aptly cites several rulings of various US State courts, as well as
literature published on the matter, to demonstrate the fact that the doctrine is not
uniformly applied across all state jurisdictions. Indeed, the treatment is nuanced:

(1) For one, it has been widely recognized that the propriety of removing a public
officer from his current term or office for misconduct which he allegedly committed
in a prior term of office is governed by the language of the statute or constitutional
provision applicable to the facts of a particular case (see In Re Removal of Member
of Council Coppola).251 As an example, a Texas statute, on the one hand, expressly
allows removal only for an act committed during a present term: "no officer shall be
prosecuted or removed from office for any act he may have committed prior to his
election to office" (see State ex rel. Rowlings v. Loomis).252 On the other hand, the
Supreme Court of Oklahoma allows removal from office for "acts of commission,
omission, or neglect committed, done or omitted during a previous or preceding
term of office" (see State v. Bailey)253 Meanwhile, in some states where the
removal statute is silent or unclear, the case's resolution was contingent upon the
interpretation of the phrase "in office." On one end, the Supreme Court of Ohio
strictly construed a removal statute containing the phrase "misfeasance of
malfeasance in office" and thereby declared that, in the absence of clear legislative
language making, the word "office" must be limited to the single term during which
the offense charged against the public officer occurred (see State ex rel. Stokes v.
Probate Court of Cuyahoga County)254 Similarly, the Common Pleas Court of
Allegheny County, Pennsylvania decided that the phrase "in office" in its state
constitution was a time limitation with regard to the grounds of removal, so that an
officer could not be removed for misbehaviour which occurred; prior to the taking of
the office (see Commonwealth v. Rudman)255 The opposite was construed in the
Supreme Court of Louisiana which took the view that an officer's inability to hold an
office resulted from the commission of certain offenses, and at once rendered him
unfit to continue in office, adding the fact that the officer had been re-elected did
not condone or purge the offense (see State ex rel. Billon v. Bourgeois).256 Also, in
the Supreme Court of New York, Apellate Division, Fourth Department, the court

construed the words "in office" to refer not to a particular term of office but to an
entire tenure; it stated that the whole purpose of the legislature in enacting the
statute in question could easily be lost sight of, and the intent of the law-making
body be thwarted, if an unworthy official could not be removed during one term for
misconduct for a previous one (Newman v. Strobel).257

(2) For another, condonation depended on whether or not the public officer was a
successor in the same office for which he has been administratively charged. The
"own-successor theory," which is recognized in numerous States as an exception to
condonation doctrine, is premised on the idea that each term of a re-elected
incumbent is not taken as separate and distinct, but rather, regarded as one
continuous term of office. Thus, infractions committed in a previous term are
grounds for removal because a re-elected incumbent has no prior term to speak
of258 (see Attorney-General v. Tufts;259State v. Welsh;260Hawkins v. Common
Council of Grand Rapids;261Territory v. Sanches;262 and Tibbs v. City of
Atlanta).263

(3) Furthermore, some State courts took into consideration the continuing nature of
an offense in cases where the condonation doctrine was invoked. In State ex rel.
Douglas v. Megaarden,264 the public officer charged with malversation of public
funds was denied the defense of condonation by the Supreme Court of Minnesota,
observing that "the large sums of money illegally collected during the previous
years are still retained by him." In State ex rel. Beck v. Harvey265 the Supreme
Court of Kansas ruled that "there is no necessity" of applying the condonation
doctrine since "the misconduct continued in the present term of office[;] [thus]
there was a duty upon defendant to restore this money on demand of the county
commissioners." Moreover, in State ex rel. Londerholm v. Schroeder,266 the
Supreme Court of Kansas held that "insofar as nondelivery and excessive prices are
concerned, x x x there remains a continuing duty on the part of the defendant to
make restitution to the country x x x, this duty extends into the present term, and
neglect to discharge it constitutes misconduct."

Overall, the foregoing data clearly contravenes the preliminary conclusion in

Pascual that there is a "weight of authority" in the US on the condonation doctrine.
In fact, without any cogent exegesis to show that Pascual had accounted for the
numerous factors relevant to the debate on condonation, an outright adoption of
the doctrine in this jurisdiction would not have been proper.

At any rate, these US cases are only of persuasive value in the process of this
Court's decision-making. "[They] are not relied upon as precedents, but as guides of
interpretation."267 Therefore, the ultimate analysis is on whether or not the
condonation doctrine, as espoused in Pascual, and carried over in numerous cases
after, can be held up against prevailing legal norms. Note that the doctrine of stare
decisis does not preclude this Court from revisiting existing doctrine. As adjudged in
the case of Belgica, the stare decisis rule should not operate when there are
powerful countervailing considerations against its application.268 In other words,
stare decisis becomes an intractable rule only when circumstances exist to preclude
reversal of standing precedent.269 As the Ombudsman correctly points out,
jurisprudence, after all, is not a rigid, atemporal abstraction; it is an organic creature
that develops and devolves along with the society within which it thrives.270 In the
words of a recent US Supreme Court Decision, "[w]hat we can decide, we can
undecide."271

In this case, the Court agrees with the Ombudsman that since the time Pascual was
decided, the legal landscape has radically shifted. Again, Pascual was a 1959 case
decided under the 1935 Constitution, which dated provisions do not reflect the
experience of the Filipino People under the 1973 and 1987 Constitutions. Therefore,
the plain difference in setting, including, of course, the sheer impact of the
condonation doctrine on public accountability, calls for Pascual's judicious reexamination.

D. Testing the Condonation Doctrine.

Pascual's ratio decidendi may be dissected into three (3) parts:

First, the penalty of removal may not be extended beyond the term in which the
public officer was elected for each term is separate and distinct:

Offenses committed, or acts done, during previous term are generally held not to
furnish cause for removal and this is especially true where the constitution provides
that the penalty in proceedings for removal shall not extend beyond the removal
from office, and disqualification from holding office for the term for which the officer
was elected or appointed. (67 C.J.S. p. 248, citing Rice vs. State, 161 S.W. 2d. 401;
Montgomery vs. Nowell, 40 S.W. 2d. 418; People ex rel. Bagshaw vs. Thompson, 130

P. 2d. 237; Board of Com'rs of Kingfisher County vs. Shutter, 281 P. 222; State vs.
Blake, 280 P. 388; In re Fudula, 147 A. 67; State vs. Ward, 43 S.W. 2d. 217).
The underlying theory is that each term is separate from other terms x x x.272

Second, an elective official's re-election serves as a condonation of previous

misconduct, thereby cutting the right to remove him therefor; and

[T]hat the reelection to office operates as a condonation of the officer's previous

misconduct to the extent of cutting off the right to remove him therefor. (43 Am. Jur.
p. 45, citing Atty. Gen. vs. Hasty, 184 Ala. 121, 63 So. 559, 50 L.R.A. (NS) 553.273
(emphasis supplied)

Third, courts may not deprive the electorate, who are assumed to have known the
life and character of candidates, of their right to elect officers:

As held in Conant vs. Grogan (1887) 6 N.Y.S.R. 322, cited in 17 A.I.R. 281, 63 So.
559, 50 LRA (NS) 553
The Court should never remove a public officer for acts done prior to his present
term of office. To do otherwise would be to deprive the people of their right to elect
their officers. When the people have elected a man to office, it must be assumed
that they did this with knowledge of his life and character, and that they
disregarded or forgave his faults or misconduct, if he had been guilty of any. It is not
for the court, by reason of such faults or misconduct to practically overrule the will
of the people.274 (Emphases supplied)

The notable cases on condonation following Pascual are as follows:

(1) Lizares v. Hechanova275 (May 17, 1966) - wherein the Court first applied the
condonation doctrine, thereby quoting the above-stated passages from Pascual in
verbatim.

(2) Insco v. Sanchez, et al.276 (December 18, 1967) - wherein the Court clarified
that the condonation doctrine does not apply to a criminal case. It was explained

that a criminal case is different from an administrative case in that the former
involves the People of the Philippines as a community, and is a public wrong to the
State at large; whereas, in the latter, only the populace of the constituency he
serves is affected. In addition, the Court noted that it is only the President who may
pardon a criminal offense.

(3) Aguinaldo v. Santos277 (Aguinaldo; August 21, 1992) - a case decided under the
1987 Constitution wherein the condonation doctrine was applied in favor of then
Cagayan Governor Rodolfo E. Aguinaldo although his re-election merely supervened
the pendency of, the proceedings.

(4) Salalima v. Guinsona, Jr.278 (Salalima; May 22, 1996) -wherein the Court
reinforced the condonation doctrine by stating that the same is justified by "sound
public policy." According to the Court, condonation prevented the elective official
from being "hounded" by administrative cases filed by his "political enemies" during
a new term, for which he has to defend himself "to the detriment of public service."
Also, the Court mentioned that the administrative liability condoned by re-election
covered the execution of the contract and the incidents related therewith.279

(5) Mayor Garcia v. Mojica280 (Mayor Garcia; September 10, 1999) - wherein the
benefit of the doctrine was extended to then Cebu City Mayor Alvin B. Garcia who
was administratively charged for his involvement in an anomalous contract for the
supply of asphalt for Cebu City, executed only four (4) days before the upcoming
elections. The Court ruled that notwithstanding the timing of the contract's
execution, the electorate is presumed to have known the petitioner's background
and character, including his past misconduct; hence, his subsequent re-election was
deemed a condonation of his prior transgressions. More importantly, the Court held
that the determinative time element in applying the condonation doctrine should be
the time when the contract was perfected; this meant that as long as the contract
was entered into during a prior term, acts which were done to implement the same,
even if done during a succeeding term, do not negate the application of the
condonation doctrine in favor of the elective official.

(6) Salumbides, Jr. v. Office of the Ombudsman281 (Salumbides, Jr.; April 23, 2010) wherein the Court explained the doctrinal innovations in the Salalima and Mayor
Garcia rulings, to wit:

Salalima v. Guingona, Jr. and Mayor Garcia v. Hon. Mojica reinforced the doctrine.
The condonation rule was applied even if the administrative complaint was not filed
before the reelection of the public official, and even if the alleged misconduct
occurred four days before the elections, respectively. Salalima did not distinguish as
to the date of filing of the administrative complaint, as long as the alleged
misconduct was committed during the prior term, the precise timing or period of
which Garcia did not further distinguish, as long as the wrongdoing that gave rise to
the public official's culpability was committed prior to the date of reelection.282
(Emphasis supplied)ChanRoblesVirtualawlibrary

The Court, citing Civil Service Commission v. Sojor,283 also clarified that the
condonation doctrine would not apply to appointive officials since, as to them, there
is no sovereign will to disenfranchise.

(7) And finally, the above discussed case of Governor Garcia, Jr. -wherein the Court
remarked that it would have been prudent for the appellate court therein to have
issued a temporary restraining order against the implementation of a preventive
suspension order issued by the Ombudsman in view of the condonation doctrine.

A thorough review of the cases post-1987, among others, Aguinaldo, Salalima,

Mayor Garcia, and Governor Garcia, Jr. - all cited by the CA to justify its March 16,
2015 and April 6, 2015 Resolutions directing the issuance of the assailed injunctive
writs - would show that the basis for condonation under the prevailing constitutional
and statutory framework was never accounted for. What remains apparent from the
text of these cases is that the basis for condonation, as jurisprudential doctrine, was
- and still remains - the above-cited postulates of Pascual, which was lifted from
rulings of US courts where condonation was amply supported by their own state
laws. With respect to its applicability to administrative cases, the core premise of
condonation - that is, an elective official's re-election cuts qff the right to remove
him for an administrative offense committed during a prior term - was adopted
hook, line, and sinker in our jurisprudence largely because the legality of that
doctrine was never tested against existing legal norms. As in the US, the propriety
of condonation is - as it should be -dependent on the legal foundation of the
adjudicating jurisdiction. Hence, the Court undertakes an examination of our current
laws in order to determine if there is legal basis for the continued application of the
doctrine of condonation.

The foundation of our entire legal system is the Constitution. It is the supreme law
of the land;284 thus, the unbending rule is that every statute should be read in light
of the Constitution.285 Likewise, the Constitution is a framework of a workable
government; hence, its interpretation must take into account the complexities,
realities, and politics attendant to the operation of the political branches of
government.286

As earlier intimated, Pascual was a decision promulgated in 1959. Therefore, it was

decided within the context of the 1935 Constitution which was silent with respect to
public accountability, or of the nature of public office being a public trust. The
provision in the 1935 Constitution that comes closest in dealing with public office is
Section 2, Article II which states that "[t]he defense of the State is a prime duty of
government, and in the fulfillment of this duty all citizens may be required by law to
render personal military or civil service."287 Perhaps owing to the 1935
Constitution's silence on public accountability, and considering the dearth of
jurisprudential rulings on the matter, as well as the variance in the policy
considerations, there was no glaring objection confronting the Pascual Court in
adopting the condonation doctrine that originated from select US cases existing at
that time.

With the advent of the 1973 Constitution, the approach in dealing with public
officers underwent a significant change. The new charter introduced an entire
article on accountability of public officers, found in Article XIII. Section 1 thereof
positively recognized, acknowledged, and declared that "[p]ublic office is a public
trust." Accordingly, "[p]ublic officers and employees shall serve with the highest
degree of responsibility, integrity, loyalty and efficiency, and shall remain
accountable to the people."

After the turbulent decades of Martial Law rule, the Filipino People have framed and
adopted the 1987 Constitution, which sets forth in the Declaration of Principles and
State Policies in Article II that "[t]he State shall maintain honesty and integrity in the
public service and take positive and effective measures against graft and
corruption."288 Learning how unbridled power could corrupt public servants under
the regime of a dictator, the Framers put primacy on the integrity of the public
service by declaring it as a constitutional principle and a State policy. More
significantly, the 1987 Constitution strengthened and solidified what has been first
proclaimed in the 1973 Constitution by commanding public officers to be
accountable to the people at all times:

Section 1. Public office is a public trust. Public officers and employees must at all
times be accountable to the people, serve them with utmost responsibility,
integrity, loyalty, and efficiency and act with patriotism and justice, and lead
modest lives.ChanRoblesVirtualawlibrary

In Belgica, it was explained that:

[t]he aphorism forged under Section 1, Article XI of the 1987 Constitution, which
states that "public office is a public trust," is an overarching reminder that every
instrumentality of government should exercise their official functions only in
accordance with the principles of the Constitution which embodies the parameters
of the people's trust. The notion of a public trust connotes accountability x x x.289
(Emphasis supplied)ChanRoblesVirtualawlibrary

The same mandate is found in the Revised Administrative Code under the section of
the Civil Service Commission,290 and also, in the Code of Conduct and Ethical
Standards for Public Officials and Employees.291

For local elective officials like Binay, Jr., the grounds to discipline, suspend or
remove an elective local official from office are stated in Section 60 of Republic Act
No. 7160,292 otherwise known as the "Local Government Code of 1991" (LGC),
which was approved on October 10 1991, and took effect on January 1, 1992:

Section 60. Grounds for Disciplinary Action. - An elective local official may be
disciplined, suspended, or removed from office on any of the r following
grounds:chanRoblesvirtualLawlibrary
(a) Disloyalty to the Republic of the Philippines;cralawlawlibrary
(b) Culpable violation of the Constitution;cralawlawlibrary
(c) Dishonesty, oppression, misconduct in office, gross negligence, or dereliction of
duty;cralawlawlibrary
(d) Commission of any offense involving moral turpitude or an offense punishable by
at least prision mayor;cralawlawlibrary
(e) Abuse of authority;cralawlawlibrary

(f) Unauthorized absence for fifteen (15) consecutive working days, except in the
case of members of the sangguniang panlalawigan, sangguniang panlunsod,
sanggunian bayan, and sangguniang barangay;cralawlawlibrary
(g) Application for, or acquisition of, foreign citizenship or residence or the status of
an immigrant of another country; and
(h) Such other grounds as may be provided in this Code and other laws.
An elective local official may be removed from office on the grounds enumerated
above by order of the proper court.

Related to this provision is Section 40 (b) of the LGC which states that those
removed from office as a result of an administrative case shall be disqualified from
running for any elective local position:

Section 40. Disqualifications. - The following persons are disqualified from running
for any elective local position:

xxxx

(b) Those removed from office as a result of an administrative case;

x x x x (Emphasis supplied)ChanRoblesVirtualawlibrary

In the same sense, Section 52 (a) of the RRACCS provides that the penalty of
dismissal from service carries the accessory penalty of perpetual disqualification
from holding public office:

Section 52. - Administrative Disabilities Inherent in Certain Penalties. The penalty of dismissal shall carry with it cancellation of eligibility, forfeiture of
retirement benefits, perpetual disqualification from holding public office, and bar
from taking the civil service examinations.

In contrast, Section 66 (b) of the LGC states that the penalty of suspension shall not
exceed the unexpired term of the elective local official nor constitute a bar to his
candidacy for as long as he meets the qualifications required for the office. Note,
however, that the provision only pertains to the duration of the penalty and its
effect on the official's candidacy. Nothing therein states that the administrative
liability therefor is extinguished by the fact of re-election:

Section 66. Form and Notice of Decision. - x x x.

xxxx

(b) The penalty of suspension shall not exceed the unexpired term of the
respondent or a period of six (6) months for every administrative offense, nor shall
said penalty be a bar to the candidacy of the respondent so suspended as long as
he meets the qualifications required for the office.

Reading the 1987 Constitution together with the above-cited legal provisions now
leads this Court to the conclusion that the doctrine of condonation is actually bereft
of legal bases.

To begin with, the concept of public office is a public trust and the corollary
requirement of accountability to the people at all times, as mandated under the
1987 Constitution, is plainly inconsistent with the idea that an elective local official's
administrative liability for a misconduct committed during a prior term can be wiped
off by the fact that he was elected to a second term of office, or even another
elective post. Election is not a mode of condoning an administrative offense, and
there is simply no constitutional or statutory basis in our jurisdiction to support the
notion that an official elected for a different term is fully absolved of any
administrative liability arising from an offense done during a prior term. In this
jurisdiction, liability arising from administrative offenses may be condoned bv the
President in light of Section 19, Article VII of the 1987 Constitution which was
interpreted in Llamas v. Orbos293 to apply to administrative offenses:

The Constitution does not distinguish between which cases executive clemency may
be exercised by the President, with the sole exclusion of impeachment cases. By the
same token, if executive clemency may be exercised only in criminal cases, it would

indeed be unnecessary to provide for the exclusion of impeachment cases from the
coverage of Article VII, Section 19 of the Constitution. Following petitioner's
proposed interpretation, cases of impeachment are automatically excluded
inasmuch as the same do not necessarily involve criminal offenses.

In the same vein, We do not clearly see any valid and convincing , reason why the
President cannot grant executive clemency in administrative cases. It is Our
considered view that if the President can grant reprieves, commutations and
pardons, and remit fines and forfeitures in criminal cases, with much more reason
can she grant executive clemency in administrative cases, which are clearly less
serious than criminal offenses.

Also, it cannot be inferred from Section 60 of the LGC that the grounds for discipline
enumerated therein cannot anymore be invoked against an elective local official to
hold him administratively liable once he is re-elected to office. In fact, Section 40 (b)
of the LGC precludes condonation since in the first place, an elective local official
who is meted with the penalty of removal could not be re-elected to an elective
local position due to a direct disqualification from running for such post. In similar
regard, Section 52 (a) of the RRACCS imposes a penalty of perpetual disqualification
from holding public office as an accessory to the penalty of dismissal from service.

To compare, some of the cases adopted in Pascual were decided by US State

jurisdictions wherein the doctrine of condonation of administrative liability was
supported by either a constitutional or statutory provision stating, in effect, that an
officer cannot be removed by a misconduct committed during a previous term,294
or that the disqualification to hold the office does not extend beyond the term in
which the official's delinquency occurred.295 In one case,296 the absence of a
provision against the re-election of an officer removed - unlike Section 40 (b) of the
LGC-was the justification behind condonation. In another case,297 it was deemed
that condonation through re-election was a policy under their constitution - which
adoption in this jurisdiction runs counter to our present Constitution's requirements
on public accountability. There was even one case where the doctrine of
condonation was not adjudicated upon but only invoked by a party as a ground;298
while in another case, which was not reported in full in the official series, the crux of
the disposition was that the evidence of a prior irregularity in no way pertained to
the charge at issue and therefore, was deemed to be incompetent.299 Hence,
owing to either their variance or inapplicability, none of these cases can be used as
basis for the continued adoption of the condonation doctrine under our existing
laws.

At best, Section 66 (b) of the LGC prohibits the enforcement of the penalty of
suspension beyond the unexpired portion of the elective local official's prior term,
and likewise allows said official to still run for re-election This treatment is similar to
People ex rel Bagshaw v. Thompson300 and Montgomery v. Novell301 both cited in
Pascual, wherein it was ruled that an officer cannot be suspended for a misconduct
committed during a prior term. However, as previously stated, nothing in Section 66
(b) states that the elective local official's administrative liability is extinguished by
the fact of re-election. Thus, at all events, no legal provision actually supports the
theory that the liability is condoned.

Relatedly it should be clarified that there is no truth in Pascual's postulation that the
courts would be depriving the electorate of their right to elect their officers if
condonation were not to be sanctioned. In political law, election pertains to the
process by which a particular constituency chooses an individual to hold a public
office. In this jurisdiction, there is, again, no legal basis to conclude that election
automatically implies condonation. Neither is there any legal basis to say that every
democratic and republican state has an inherent regime of condonation. If
condonation of an elective official's administrative liability would perhaps, be
allowed in this jurisdiction, then the same should have been provided by law under
our governing legal mechanisms. May it be at the time of Pascual or at present, by
no means has it been shown that such a law, whether in a constitutional or
statutory provision, exists. Therefore, inferring from this manifest absence, it cannot
be said that the electorate's will has been abdicated.

Equally infirm is Pascual's proposition that the electorate, when re-electing a local
official, are assumed to have done so with knowledge of his life and character, and
that they disregarded or forgave his faults or misconduct, if he had been guilty of
any. Suffice it to state that no such presumption exists in any statute or procedural
rule.302 Besides, it is contrary to human experience that the electorate would have
full knowledge of a public official's misdeeds. The Ombudsman correctly points out
the reality that most corrupt acts by public officers are shrouded in secrecy, and
concealed from the public. Misconduct committed by an elective official is easily
covered up, and is almost always unknown to the electorate when they cast their
votes.303 At a conceptual level, condonation presupposes that the condoner has
actual knowledge of what is to be condoned. Thus, there could be no condonation of
an act that is unknown. As observed in Walsh v. City Council of Trenton304 decided
by the New Jersey Supreme Court:

Many of the cases holding that re-election of a public official prevents his removal
for acts done in a preceding term of office are reasoned out on the theory of
condonation. We cannot subscribe to that theory because condonation, implying as
it does forgiveness, connotes knowledge and in the absence of knowledge there can
be no condonation. One cannot forgive something of which one has no knowledge.

That being said, this Court simply finds no legal authority to sustain the condonation
doctrine in this jurisdiction. As can be seen from this discourse, it was a doctrine
adopted from one class of US rulings way back in 1959 and thus, out of touch from and now rendered obsolete by - the current legal regime. In consequence, it is high
time for this Court to abandon the condonation doctrine that originated from
Pascual, and affirmed in the cases following the same, such as Aguinaldo, Salalima,
Mayor Garcia, and Governor Garcia, Jr. which were all relied upon by the CA.

It should, however, be clarified that this Court's abandonment of the condonation

doctrine should be prospective in application for the reason that judicial decisions
applying or interpreting the laws or the Constitution, until reversed, shall form part
of the legal system of the Philippines.305 Unto this Court devolves the sole
authority to interpret what the Constitution means, and all persons are bound to
follow its interpretation. As explained in De Castro v. Judicial Bar Council.306

Judicial decisions assume the same authority as a statute itself and, until
authoritatively abandoned, necessarily become, to the extent that they are
applicable, the criteria that must control the actuations, not only of those called
upon to abide by them, but also of those duty-bound to enforce obedience to
them.307

Hence, while the future may ultimately uncover a doctrine's error, it should be, as a
general rule, recognized as "good law" prior to its abandonment. Consequently, the
people's reliance thereupon should be respected. The landmark case on this matter
is People v. Jabinal,308 wherein it was ruled:

[W]hen a doctrine of this Court is overruled and a different view is adopted, the new
doctrine should be applied prospectively, and should not apply to parties who had
relied on the old doctrine and acted on the faith thereof.

Later, in Spouses Benzonan v. CA,309 it was further elaborated:

[Pursuant to Article 8 of the Civil Code "judicial decisions applying or interpreting

the laws or the Constitution shall form a part of the legal system of the Philippines."
But while our decisions form part of the law of the land, they are also subject to
Article 4 of the Civil Code which provides that "laws shall have no retroactive effect
unless the contrary is provided." This is expressed in the familiar legal maxim lex
prospicit, non respicit, the law looks forward not backward. The rationale against
retroactivity is easy to perceive. The retroactive application of a law usually divests
rights that have already become vested or impairs the obligations of contract and
hence, is unconstitutional.310ChanRoblesVirtualawlibrary

Indeed, the lessons of history teach us that institutions can greatly benefit from
hindsight and rectify its ensuing course. Thus, while it is truly perplexing to think
that a doctrine which is barren of legal anchorage was able to endure in our
jurisprudence for a considerable length of time, this Court, under a new
membership, takes up the cudgels and now abandons the condonation doctrine.

E. Consequence of ruling.

As for this section of the Decision, the issue to be resolved is whether or not the CA
committed grave abuse of discretion amounting to lack or excess of jurisdiction in
issuing the assailed injunctive writs.

It is well-settled that an act of a court or tribunal can only be considered as with

grave abuse of discretion when such act is done in a capricious or whimsical
exercise of judgment as is equivalent to lack of jurisdiction. The abuse of discretion
must be so patent and gross as to amount to an evasion of a positive duty or to a
virtual refusal to perform a duty enjoined by law, or to act at all in contemplation of
law, as where the power is exercised in an arbitrary and despotic manner by reason
of passion and hostility.311 It has also been held that "grave abuse of discretion
arises when a lower court or tribunal patently violates the Constitution, the law or
existing jurisprudence."312

As earlier established, records disclose that the CA's resolutions directing the
issuance of the assailed injunctive writs were all hinged on cases enunciating the

condonation doctrine. To recount, the March 16, 2015 Resolution directing the
issuance of the subject TRO was based on the case of Governor Garcia, Jr., while the
April 6, 2015 Resolution directing the issuance of the subject WPI was based on the
cases of Aguinaldo, Salalima, Mayor Garcia, and again, Governor Garcia, Jr. Thus, by
merely following settled precedents on the condonation doctrine, which at that
time, unwittingly remained "good law," it cannot be concluded that the CA
committed a grave abuse of discretion based on its legal attribution above.
Accordingly, the WPI against the Ombudsman's preventive suspension order was
correctly issued.

With this, the ensuing course of action should have been for the CA to resolve the
main petition for certiorari in CA-G.R. SP No. 139453 on the merits. However,
considering that the Ombudsman, on October 9, 2015, had already found Binay, Jr.
administratively liable and imposed upon him the penalty of dismissal, which carries
the accessory penalty of perpetual disqualification from holding public office, for the
present administrative charges against him, the said CA petition appears to have
been mooted.313 As initially intimated, the preventive suspension order is only an
ancillary issuance that, at its core, serves the purpose of assisting the Office of the
Ombudsman in its investigation. It therefore has no more purpose - and perforce,
dissolves - upon the termination of the office's process of investigation in the instant
administrative case.

F. Exceptions to the mootness principle.

This notwithstanding, this Court deems it apt to clarify that the mootness of the
issue regarding the validity of the preventive suspension order subject of this case
does not preclude any of its foregoing determinations, particularly, its abandonment
of the condonation doctrine. As explained in Belgica, '"the moot and academic
principle' is not a magical formula that can automatically dissuade the Court in
resolving a case. The Court will decide cases, otherwise moot, if: first, there is a
grave violation of the Constitution; second, the exceptional character of the
situation and the paramount public interest is involved; third, when the
constitutional issue raised requires formulation of controlling principles to guide the
bench, the bar, and the public; and fourth, the case is capable of repetition yet
evading review."314 All of these scenarios obtain in this case:

First, it would be a violation of the Court's own duty to uphold and defend the
Constitution if it were not to abandon the condonation doctrine now that its

infirmities have become apparent. As extensively discussed, the continued

application of the condonation doctrine is simply impermissible under the auspices
of the present Constitution which explicitly mandates that public office is a public
trust and that public officials shall be accountable to the people at all times.

Second, the condonation doctrine is a peculiar jurisprudential creation that has

persisted as a defense of elective officials to escape administrative liability. It is the
first time that the legal intricacies of this doctrine have been brought to light; thus,
this is a situation of exceptional character which this Court must ultimately resolve.
Further, since the doctrine has served as a perennial obstacle against exacting
public accountability from the multitude of elective local officials throughout the
years, it is indubitable that paramount public interest is involved.

Third, the issue on the validity of the condonation doctrine clearly requires the
formulation of controlling principles to guide the bench, the bar, and the public. The
issue does not only involve an in-depth exegesis of administrative law principles,
but also puts to the forefront of legal discourse the potency of the accountability
provisions of the 1987 Constitution. The Court owes it to the bench, the bar, and the
public to explain how this controversial doctrine came about, and now, its reasons
for abandoning the same in view of its relevance on the parameters of public office.

And fourth, the defense of condonation has been consistently invoked by elective
local officials against the administrative charges filed against them. To provide a
sample size, the Ombudsman has informed the Court that "for the period of July
2013 to December 2014 alone, 85 cases from the Luzon Office and 24 cases from
the Central Office were dismissed on the ground of condonation. Thus, in just one
and a half years, over a hundred cases of alleged misconduct - involving infractions
such as dishonesty, oppression, gross neglect of duty and grave misconduct - were
placed beyond the reach of the Ombudsman's investigatory and prosecutorial
powers."315 Evidently, this fortifies the finding that the case is capable of repetition
and must therefore, not evade review.

In any event, the abandonment of a doctrine is wholly within the prerogative of the
Court. As mentioned, it is its own jurisprudential creation and may therefore,
pursuant to its mandate to uphold and defend the Constitution, revoke it
notwithstanding supervening events that render the subject of discussion
moot.chanrobleslaw

V.

With all matters pertaining to CA-G.R. SP No. 139453 passed upon, the Court now
rules on the final issue on whether or not the CA's Resolution316 dated March 20,
2015 directing the Ombudsman to comment on Binay, Jr.'s petition for contempt in
CA-G.R. SP No. 139504 is improper and illegal.

The sole premise of the Ombudsman's contention is that, as an impeachable officer,

she cannot be the subject of a charge for indirect contempt317 because this action
is criminal in nature and the penalty therefor would result in her effective removal
from office.318 However, a reading of the aforesaid March 20, 2015 Resolution does
not show that she has already been subjected to contempt proceedings. This
issuance, in? fact, makes it clear that notwithstanding the directive for the
Ombudsman to comment, the CA has not necessarily given due course to Binay, Jr.'s
contempt petition:

Without necessarily giving due course to the Petition for Contempt respondents
[Hon. Conchita Carpio Morales, in her capacity as the Ombudsman, and the
Department of Interior and Local Government] are hereby DIRECTED to file
Comment on the Petition/Amended and Supplemental Petition for Contempt (CAG.R. SP No. 139504) within an inextendible period of three (3) days from receipt
hereof. (Emphasis and underscoring supplied)ChanRoblesVirtualawlibrary

Thus, even if the Ombudsman accedes to the CA's directive by filing a comment,
wherein she may properly raise her objections to the contempt proceedings by
virtue of her being an impeachable officer, the CA, in the exercise of its sound
judicial discretion, may still opt not to give due course to Binay, Jr.'s contempt
petition and accordingly, dismiss the same. Sjmply put, absent any indication that
the contempt petition has been given due course by the CA, it would then be
premature for this Court to rule on the issue. The submission of the Ombudsman on
this score is perforce denied.

WHEREFORE, the petition is PARTLY GRANTED. Under the premises of this Decision,
the Court resolves as follows:

(a) the second paragraph of Section 14 of Republic Act No. 6770 is declared
UNCONSTITUTIONAL, while the policy against the issuance of provisional injunctive
writs by courts other than the Supreme Court to enjoin an investigation conducted
by the Office of the Ombudsman under the first paragraph of the said provision is
DECLARED ineffective until the Court adopts the same as part of the rules of
procedure through an administrative circular duly issued therefor;cralawlawlibrary

(b) The condonation doctrine is ABANDONED, but the abandonment is PROSPECTIVE

in effect;cralawlawlibrary

(c) The Court of Appeals (CA) is DIRECTED to act on respondent Jejomar Erwin S.
Binay, Jr.'s (Binay, Jr.) petition for certiorari in CA-G.R. SP No. 139453 in light of the
Office of the Ombudsman's supervening issuance of its Joint Decision dated October
9, 2015 finding Binay, Jr. administratively liable in the six (6) administrative
complamts, docketed as OMB-C-A-15-0058, OMB-C-A-15-0059, OMB-C-A-15-0060,
OMB-C-A-15-0061, OMB-C-A-15-0062, and OMB-C-A-15-0063; and

(d) After the filing of petitioner Ombudsman Conchita Carpio Morales's comment,
the CA is DIRECTED to resolve Binay, Jr.'s petition for contempt in CA-G.R. SP No.
139504 with utmost dispatch.

SO ORDERED.chanroblesvirtuallawlibrary

G.R. No. 221697

MARY GRACE NATIVIDAD S. POE-LLAMANZARES, Petitioners,

vs.
COMELEC AND ESTRELLA C. ELAMPARO Respondents.

x-----------------------x

G.R. No. 221698-700

MARY GRACE NATIVIDAD S. POE-LLAMANZARES, Petitioners,

vs.
COMELEC, FRANCISCO S. TATAD, ANTONIO P. CONTRERAS AND AMADO D. VALDEZ
Respondents.

DECISION

PEREZ, J.:

Before the Court are two consolidated petitions under Rule 64 in relation to Rule 65
of the Rules of Court with extremely urgent application for an ex parte issuance of
temporary restraining order/status quo ante order and/or writ of preliminary
injunction assailing the following: (1) 1 December 2015 Resolution of the
Commission on Elections (COMELEC) Second Division; (2) 23 December 2015
Resolution of the COMELEC En Banc, in SPA No. 15-001 (DC); (3) 11 December 2015
Resolution of the COMELEC First Division; and ( 4) 23 December 2015 Resolution of
the COMELEC En Banc, in SPA No. 15-002 (DC), SPA No. 15-007 (DC) and SPA No.
15-139 (DC) for having been issued without jurisdiction or with grave abuse of
discretion amounting to lack or excess of jurisdiction.

The Facts

Mary Grace Natividad S. Poe-Llamanzares (petitioner) was found abandoned as a

newborn infant in the Parish Church of Jaro, Iloilo by a certain Edgardo Militar
(Edgardo) on 3 September 1968. Parental care and custody over petitioner was
passed on by Edgardo to his relatives, Emiliano Militar (Emiliano) and his wife. Three
days after, 6 September 1968, Emiliano reported and registered petitioner as a
foundling with the Office of the Civil Registrar of Iloilo City (OCR-Iloilo). In her
Foundling Certificate and Certificate of Live Birth, the petitioner was given the name
"Mary Grace Natividad Contreras Militar." 1

When petitioner was five (5) years old, celebrity spouses Ronald Allan Kelley Poe
(a.k.a. Fenando Poe, Jr.) and Jesusa Sonora Poe (a.k.a. Susan Roces) filed a petition
for her adoption with the Municipal Trial Court (MTC) of San Juan City. On 13 May
1974, the trial court granted their petition and ordered that petitioner's name be
changed from "Mary Grace Natividad Contreras Militar" to "Mary Grace Natividad
Sonora Poe." Although necessary notations were made by OCR-Iloilo on petitioner's
foundling certificate reflecting the court decreed adoption,2 the petitioner's
adoptive mother discovered only sometime in the second half of 2005 that the
lawyer who handled petitioner's adoption failed to secure from the OCR-Iloilo a new
Certificate of Live Birth indicating petitioner's new name and the name of her
adoptive parents. 3 Without delay, petitioner's mother executed an affidavit
attesting to the lawyer's omission which she submitted to the OCR-Iloilo. On 4 May
2006, OCR-Iloilo issued a new Certificate of Live Birth in the name of Mary Grace
Natividad Sonora Poe.4

Having reached the age of eighteen (18) years in 1986, petitioner registered as a
voter with the local COMELEC Office in San Juan City. On 13 December 1986, she
received her COMELEC Voter's Identification Card for Precinct No. 196 in Greenhills,
San Juan, Metro Manila.5

On 4 April 1988, petitioner applied for and was issued Philippine Passport No.
F9272876 by the Department of Foreign Affairs (DFA). Subsequently, on 5 April 1993
and 19 May 1998, she renewed her Philippine passport and respectively secured
Philippine Passport Nos. L881511 and DD156616.7

Initially, the petitioner enrolled and pursued a degree in Development Studies at the
University of the Philippines8 but she opted to continue her studies abroad and left
for the United States of America (U.S.) in 1988. Petitioner graduated in 1991 from
Boston College in Chestnuts Hill, Massachusetts where she earned her Bachelor of
Arts degree in Political Studies.9

On 27 July 1991, petitioner married Teodoro Misael Daniel V. Llamanzares

(Llamanzares), a citizen of both the Philippines and the U.S., at Sanctuario de San
Jose Parish in San Juan City. 10 Desirous of being with her husband who was then
based in the U.S., the couple flew back to the U.S. two days after the wedding
ceremony or on 29 July 1991. 11

While in the U.S., the petitioner gave birth to her eldest child Brian Daniel (Brian) on
16 April 1992.12 Her two daughters Hanna MacKenzie (Hanna) and Jesusa Anika
(Anika) were both born in the Philippines on 10 July 1998 and 5 June 2004,
respectively. 13

On 18 October 2001, petitioner became a naturalized American citizen. 14 She

obtained U.S. Passport No. 017037793 on 19 December 2001. 15

On 8 April 2004, the petitioner came back to the Philippines together with Hanna to
support her father's candidacy for President in the May 2004 elections. It was during
this time that she gave birth to her youngest daughter Anika. She returned to the
U.S. with her two daughters on 8 July 2004. 16

After a few months, specifically on 13 December 2004, petitioner rushed back to the
Philippines upon learning of her father's deteriorating medical condition. 17 Her
father slipped into a coma and eventually expired. The petitioner stayed in the
country until 3 February 2005 to take care of her father's funeral arrangements as
well as to assist in the settlement of his estate.18

According to the petitioner, the untimely demise of her father was a severe blow to
her entire family. In her earnest desire to be with her grieving mother, the petitioner
and her husband decided to move and reside permanently in the Philippines
sometime in the first quarter of 2005.19 The couple began preparing for their
resettlement including notification of their children's schools that they will be
transferring to Philippine schools for the next semester;20 coordination with
property movers for the relocation of their household goods, furniture and cars from
the U.S. to the Philippines;21 and inquiry with Philippine authorities as to the proper
procedure to be followed in bringing their pet dog into the country.22 As early as
2004, the petitioner already quit her job in the U.S.23

Finally, petitioner came home to the Philippines on 24 May 200524 and without
delay, secured a Tax Identification Number from the Bureau of Internal Revenue. Her
three (3) children immediately followed25 while her husband was forced to stay in
the U.S. to complete pending projects as well as to arrange the sale of their family
home there.26

The petitioner and her children briefly stayed at her mother's place until she and
her husband purchased a condominium unit with a parking slot at One Wilson Place
Condominium in San Juan City in the second half of 2005.27 The corresponding
Condominium Certificates of Title covering the unit and parking slot were issued by
the Register of Deeds of San Juan City to petitioner and her husband on 20 February
2006.28 Meanwhile, her children of school age began attending Philippine private
schools.

On 14 February 2006, the petitioner made a quick trip to the U.S. to supervise the
disposal of some of the family's remaining household belongings.29 She travelled
back to the Philippines on 11 March 2006.30

In late March 2006, petitioner's husband officially informed the U.S. Postal Service of
the family's change and abandonment of their address in the U.S.31 The family

home was eventually sold on 27 April 2006.32 Petitioner's husband resigned from
his job in the U.S. in April 2006, arrived in the country on 4 May 2006 and started
working for a major Philippine company in July 2006.33

In early 2006, petitioner and her husband acquired a 509-square meter lot in
Corinthian Hills, Quezon City where they built their family home34 and to this day,
is where the couple and their children have been residing.35 A Transfer Certificate
of Title covering said property was issued in the couple's name by the Register of
Deeds of Quezon City on 1June 2006.

On 7 July 2006, petitioner took her Oath of Allegiance to the Republic of the
Philippines pursuant to Republic Act (R.A.) No. 9225 or the Citizenship Retention and
Re-acquisition Act of 2003.36 Under the same Act, she filed with the Bureau of
Immigration (BI) a sworn petition to reacquire Philippine citizenship together with
petitions for derivative citizenship on behalf of her three minor children on 10 July
2006.37 As can be gathered from its 18 July 2006 Order, the BI acted favorably on
petitioner's petitions and declared that she is deemed to have reacquired her
Philippine citizenship while her children are considered as citizens of the
Philippines.38 Consequently, the BI issued Identification Certificates (ICs) in
petitioner's name and in the names of her three (3) children. 39

Again, petitioner registered as a voter of Barangay Santa Lucia, San Juan City on 31
August 2006.40 She also secured from the DFA a new Philippine Passport bearing
the No. XX4731999.41 This passport was renewed on 18 March 2014 and she was
issued Philippine Passport No. EC0588861 by the DFA.42

On 6 October 2010, President Benigno S. Aquino III appointed petitioner as

Chairperson of the Movie and Television Review and Classification Board (MTRCB).43
Before assuming her post, petitioner executed an "Affidavit of Renunciation of
Allegiance to the United States of America and Renunciation of American
Citizenship" before a notary public in Pasig City on 20 October 2010,44 in
satisfaction of the legal requisites stated in Section 5 of R.A. No. 9225.45 The
following day, 21 October 2010 petitioner submitted the said affidavit to the BI46
and took her oath of office as Chairperson of the MTRCB.47 From then on, petitioner
stopped using her American passport.48

On 12 July 2011, the petitioner executed before the Vice Consul of the U.S. Embassy
in Manila an "Oath/Affirmation of Renunciation of Nationality of the United
States."49 On that day, she accomplished a sworn questionnaire before the U.S.
Vice Consul wherein she stated that she had taken her oath as MTRCB Chairperson
on 21 October 2010 with the intent, among others, of relinquishing her American
citizenship.50 In the same questionnaire, the petitioner stated that she had resided
outside of the U.S., specifically in the Philippines, from 3 September 1968 to 29 July
1991 and from May 2005 to present.51

On 9 December 2011, the U.S. Vice Consul issued to petitioner a "Certificate of Loss
of Nationality of the United States" effective 21 October 2010.52

On 2 October 2012, the petitioner filed with the COMELEC her Certificate of
Candidacy (COC) for Senator for the 2013 Elections wherein she answered "6 years
and 6 months" to the question "Period of residence in the Philippines before May 13,
2013."53 Petitioner obtained the highest number of votes and was proclaimed
Senator on 16 May 2013. 54

On 19 December 2013, petitioner obtained Philippine Diplomatic Passport No.

DE0004530. 55

On 15 October 2015, petitioner filed her COC for the Presidency for the May 2016
Elections. 56 In her COC, the petitioner declared that she is a natural-born citizen
and that her residence in the Philippines up to the day before 9 May 2016 would be
ten (10) years and eleven (11) months counted from 24 May 2005.57 The petitioner
attached to her COC an "Affidavit Affirming Renunciation of U.S.A. Citizenship"
subscribed and sworn to before a notary public in Quezon City on 14 October 2015.
58

Petitioner's filing of her COC for President in the upcoming elections triggered the
filing of several COMELEC cases against her which were the subject of these
consolidated cases.

Origin of Petition for Certiorari in G.R. No. 221697

A day after petitioner filed her COC for President, Estrella Elamparo (Elamparo) filed
a petition to deny due course or cancel said COC which was docketed as SPA No. 15001 (DC) and raffled to the COMELEC Second Division.59 She is convinced that the
COMELEC has jurisdiction over her petition.60 Essentially, Elamparo's contention is
that petitioner committed material misrepresentation when she stated in her COC
that she is a natural-born Filipino citizen and that she is a resident of the Philippines
for at least ten (10) years and eleven (11) months up to the day before the 9 May
2016 Elections.61

On the issue of citizenship, Elamparo argued that petitioner cannot be considered as

a natural-born Filipino on account of the fact that she was a foundling.62 Elamparo
claimed that international law does not confer natural-born status and Filipino
citizenship on foundlings.63 Following this line of reasoning, petitioner is not
qualified to apply for reacquisition of Filipino citizenship under R.A. No. 9225 for she
is not a natural-born Filipino citizen to begin with.64 Even assuming arguendo that
petitioner was a natural-born Filipino, she is deemed to have lost that status when
she became a naturalized American citizen.65 According to Elamparo, natural-born
citizenship must be continuous from birth.66

On the matter of petitioner's residency, Elamparo pointed out that petitioner was
bound by the sworn declaration she made in her 2012 COC for Senator wherein she
indicated that she had resided in the country for only six ( 6) years and six ( 6)
months as of May 2013 Elections. Elamparo likewise insisted that assuming
arguendo that petitioner is qualified to regain her natural-born status under R.A. No.
9225, she still fell short of the ten-year residency requirement of the Constitution as
her residence could only be counted at the earliest from July 2006, when she
reacquired Philippine citizenship under the said Act. Also on the assumption that
petitioner is qualified to reacquire lost Philippine Citizenship, Elamparo is of the
belief that she failed to reestablish her domicile in the Philippines.67

Petitioner seasonably filed her Answer wherein she countered that:

(1) the COMELEC did not have jurisdiction over Elamparo's petition as it was actually
a petition for quo warranto which could only be filed if Grace Poe wins in the
Presidential elections, and that the Department of Justice (DOJ) has primary
jurisdiction to revoke the BI's July 18, 2006 Order;

(2) the petition failed to state a cause of action because it did not contain
allegations which, if hypothetically admitted, would make false the statement in her
COC that she is a natural-born Filipino citizen nor was there any allegation that
there was a willful or deliberate intent to misrepresent on her part;

(3) she did not make any material misrepresentation in the COC regarding her
citizenship and residency qualifications for:

a. the 1934 Constitutional Convention deliberations show that foundlings were

considered citizens;

b. foundlings are presumed under international law to have been born of citizens of
the place where they are found;

c. she reacquired her natural-born Philippine citizenship under the provisions of R.A.
No. 9225;

d. she executed a sworn renunciation of her American citizenship prior to the filing
of her COC for President in the May 9, 2016 Elections and that the same is in full
force and effect and has not been withdrawn or recanted;

e. the burden was on Elamparo in proving that she did not possess natural-born
status;

f. residence is a matter of evidence and that she reestablished her domicile in the
Philippines as early as May 24, 2005;

g. she could reestablish residence even before she reacquired natural-born

citizenship under R.A. No. 9225;

h. statement regarding the period of residence in her 2012 COC for Senator was an
honest mistake, not binding and should give way to evidence on her true date of
reacquisition of domicile;

i. Elamparo's petition is merely an action to usurp the sovereign right of the Filipino
people to decide a purely political question, that is, should she serve as the
country's next leader.68

After the parties submitted their respective Memoranda, the petition was deemed
submitted for resolution.

On 1 December 2015, the COMELEC Second Division promulgated a Resolution

finding that petitioner's COC, filed for the purpose of running for the President of the
Republic of the Philippines in the 9 May 2016 National and Local Elections,
contained material representations which are false. The fallo of the aforesaid
Resolution reads:

WHEREFORE, in view of all the foregoing considerations, the instant Petition to Deny
Due Course to or Cancel Certificate of Candidacy is hereby GRANTED. Accordingly,
the Certificate of Candidacy for President of the Republic of the Philippines in the
May 9, 2016 National and Local Elections filed by respondent Mary Grace Natividad
Sonora Poe Llamanzares is hereby CANCELLED.69

Motion for Reconsideration of the 1 December 2015 Resolution was filed by

petitioner which the COMELEC En Banc resolved in its 23 December 2015 Resolution
by denying the same.70

Origin of Petition for Certiorari in G.R. Nos. 221698-700

This case stemmed from three (3) separate petitions filed by Francisco S. Tatad
(Tatad), Antonio P. Contreras (Contreras) and Amado D. Valdez (Valdez) against
petitioner before the COMELEC which were consolidated and raffled to its First
Division.

In his petition to disqualify petitioner under Rule 25 of the COMELEC Rules of

Procedure,71 docketed as SPA No. 15-002 (DC), Tatad alleged that petitioner lacks
the requisite residency and citizenship to qualify her for the Presidency.72

Tatad theorized that since the Philippines adheres to the principle of jus sanguinis,
persons of unknown parentage, particularly foundlings, cannot be considered
natural-born Filipino citizens since blood relationship is determinative of naturalborn status.73 Tatad invoked the rule of statutory construction that what is not
included is excluded. He averred that the fact that foundlings were not expressly
included in the categories of citizens in the 193 5 Constitution is indicative of the
framers' intent to exclude them.74 Therefore, the burden lies on petitioner to prove
that she is a natural-born citizen.75

Neither can petitioner seek refuge under international conventions or treaties to

support her claim that foundlings have a nationality.76 According to Tatad,
international conventions and treaties are not self-executory and that local
legislations are necessary in order to give effect to treaty obligations assumed by
the Philippines.77 He also stressed that there is no standard state practice that
automatically confers natural-born status to foundlings.78

Similar to Elamparo's argument, Tatad claimed that petitioner cannot avail of the
option to reacquire Philippine citizenship under R.A. No. 9225 because it only
applies to former natural-born citizens and petitioner was not as she was a
foundling.79

Referring to petitioner's COC for Senator, Tatad concluded that she did not comply
with the ten (10) year residency requirement.80 Tatad opined that petitioner
acquired her domicile in Quezon City only from the time she renounced her
American citizenship which was sometime in 2010 or 2011.81 Additionally, Tatad
questioned petitioner's lack of intention to abandon her U.S. domicile as evinced by
the fact that her husband stayed thereat and her frequent trips to the U.S.82

In support of his petition to deny due course or cancel the COC of petitioner,
docketed as SPA No. 15-139 (DC), Valdez alleged that her repatriation under R.A. No.
9225 did not bestow upon her the status of a natural-born citizen.83 He advanced
the view that former natural-born citizens who are repatriated under the said Act

reacquires only their Philippine citizenship and will not revert to their original status
as natural-born citizens.84

He further argued that petitioner's own admission in her COC for Senator that she
had only been a resident of the Philippines for at least six (6) years and six (6)
months prior to the 13 May 2013 Elections operates against her. Valdez rejected
petitioner's claim that she could have validly reestablished her domicile in the
Philippines prior to her reacquisition of Philippine citizenship. In effect, his position
was that petitioner did not meet the ten (10) year residency requirement for
President.

Unlike the previous COMELEC cases filed against petitioner, Contreras' petition,85
docketed as SPA No. 15-007 (DC), limited the attack to the residency issue. He
claimed that petitioner's 2015 COC for President should be cancelled on the ground
that she did not possess the ten-year period of residency required for said
candidacy and that she made false entry in her COC when she stated that she is a
legal resident of the Philippines for ten (10) years and eleven (11) months by 9 May
2016.86 Contreras contended that the reckoning period for computing petitioner's
residency in the Philippines should be from 18 July 2006, the date when her petition
to reacquire Philippine citizenship was approved by the BI.87 He asserted that
petitioner's physical presence in the country before 18 July 2006 could not be valid
evidence of reacquisition of her Philippine domicile since she was then living here as
an American citizen and as such, she was governed by the Philippine immigration
laws.88

In her defense, petitioner raised the following arguments:

First, Tatad's petition should be dismissed outright for failure to state a cause of
action. His petition did not invoke grounds proper for a disqualification case as
enumerated under Sections 12 and 68 of the Omnibus Election Code.89 Instead,
Tatad completely relied on the alleged lack of residency and natural-born status of
petitioner which are not among the recognized grounds for the disqualification of a
candidate to an elective office.90

Second, the petitions filed against her are basically petitions for quo warranto as
they focus on establishing her ineligibility for the Presidency.91 A petition for quo

warranto falls within the exclusive jurisdiction of the Presidential Electoral Tribunal
(PET) and not the COMELEC.92

Third, the burden to prove that she is not a natural-born Filipino citizen is on the
respondents.93 Otherwise stated, she has a presumption in her favor that she is a
natural-born citizen of this country.

Fourth, customary international law dictates that foundlings are entitled to a

nationality and are presumed to be citizens of the country where they are found.94
Consequently, the petitioner is considered as a natural-born citizen of the
Philippines.95

Fifth, she claimed that as a natural-born citizen, she has every right to be
repatriated under R.A. No. 9225 or the right to reacquire her natural-born status.96
Moreover, the official acts of the Philippine Government enjoy the presumption of
regularity, to wit: the issuance of the 18 July 2006 Order of the BI declaring her as
natural-born citizen, her appointment as MTRCB Chair and the issuance of the
decree of adoption of San Juan RTC.97 She believed that all these acts reinforced
her position that she is a natural-born citizen of the Philippines.98

Sixth, she maintained that as early as the first quarter of 2005, she started
reestablishing her domicile of choice in the Philippines as demonstrated by her
children's resettlement and schooling in the country, purchase of a condominium
unit in San Juan City and the construction of their family home in Corinthian Hills.99

Seventh, she insisted that she could legally reestablish her domicile of choice in the
Philippines even before she renounced her American citizenship as long as the three
determinants for a change of domicile are complied with.100 She reasoned out that
there was no requirement that renunciation of foreign citizenship is a prerequisite
for the acquisition of a new domicile of choice.101

Eighth, she reiterated that the period appearing in the residency portion of her COC
for Senator was a mistake made in good faith.102

In a Resolution103 promulgated on 11 December 2015, the COMELEC First Division

ruled that petitioner is not a natural-born citizen, that she failed to complete the ten
(10) year residency requirement, and that she committed material
misrepresentation in her COC when she declared therein that she has been a
resident of the Philippines for a period of ten (10) years and eleven (11) months as
of the day of the elections on 9 May 2016. The COMELEC First Division concluded
that she is not qualified for the elective position of President of the Republic of the
Philippines. The dispositive portion of said Resolution reads:

WHEREFORE, premises considered, the Commission RESOLVED, as it hereby

RESOLVES, to GRANT the Petitions and cancel the Certificate of Candidacy of MARY
GRACE NATIVIDAD SONORA POE-LLAMANZARES for the elective position of President
of the Republic of the Philippines in connection with the 9 May 2016 Synchronized
Local and National Elections.

Petitioner filed a motion for reconsideration seeking a reversal of the COMELEC First
Division's Resolution. On 23 December 2015, the COMELEC En Banc issued a
Resolution denying petitioner's motion for reconsideration.

Alarmed by the adverse rulings of the COMELEC, petitioner instituted the present
petitions for certiorari with urgent prayer for the issuance of an ex parte temporary
restraining order/status quo ante order and/or writ of preliminary injunction. On 28
December 2015, temporary restraining orders were issued by the Court enjoining
the COMELEC and its representatives from implementing the assailed COMELEC
Resolutions until further orders from the Court. The Court also ordered the
consolidation of the two petitions filed by petitioner in its Resolution of 12 January
2016. Thereafter, oral arguments were held in these cases.

The Court GRANTS the petition of Mary Grace Natividad S. Poe-Llamanzares and to
ANNUL and SET ASIDE the:

1. Resolution dated 1 December 2015 rendered through its Second Division, in SPA
No. 15-001 (DC), entitled Estrella C. Elamparo, petitioner, vs. Mary Grace Natividad
Sonora Poe-Llamanzares.

2. Resolution dated 11 December 2015, rendered through its First Division, in the
consolidated cases SPA No. 15-002 (DC) entitled Francisco S. Tatad, petitioner, vs.
Mary Grace Natividad Sonora Poe-Llamanzares, respondent; SPA No. 15-007 (DC)
entitled Antonio P. Contreras, petitioner, vs. Mary Grace Natividad Sonora PoeLlamanzares, respondent; and SPA No. 15-139 (DC) entitled Amado D. Valdez,
petitioner, v. Mary Grace Natividad Sonora Poe-Llamanzares, respondent.

3. Resolution dated 23 December 2015 of the Commission En Banc, upholding the 1

December 2015 Resolution of the Second Division.

4. Resolution dated 23 December 2015 of the Commission En Banc, upholding the

11 December 2015 Resolution of the First Division.

The procedure and the conclusions from which the questioned Resolutions
emanated are tainted with grave abuse of discretion amounting to lack of
jurisdiction. The petitioner is a QUALIFIED CANDIDATE for President in the 9 May
2016 National Elections.

The issue before the COMELEC is whether or not the COC of petitioner should be
denied due course or cancelled "on the exclusive ground" that she made in the
certificate a false material representation. The exclusivity of the ground should
hedge in the discretion of the COMELEC and restrain it from going into the issue of
the qualifications of the candidate for the position, if, as in this case, such issue is
yet undecided or undetermined by the proper authority. The COMELEC cannot itself,
in the same cancellation case, decide the qualification or lack thereof of the
candidate.

We rely, first of all, on the Constitution of our Republic, particularly its provisions in
Article IX, C, Section 2:

Section 2. The Commission on Elections shall exercise the following powers and
functions:

(1) Enforce and administer all laws and regulations relative to the conduct of an
election, plebiscite, initiative, referendum, and recall.

(2) Exercise exclusive original jurisdiction over all contests relating to the elections,
returns, and qualifications of all elective regional, provincial, and city officials, and
appellate jurisdiction over all contests involving elective municipal officials decided
by trial courts of general jurisdiction, or involving elective barangay officials decided
by trial courts of limited jurisdiction.

Decisions, final orders, or rulings of the Commission on election contests involving

elective municipal and barangay offices shall be final, executory, and not
appealable.

(3) Decide, except those involving the right to vote, all questions affecting elections,
including determination of the number and location of polling places, appointment
of election officials and inspectors, and registration of voters.

(4) Deputize, with the concurrence of the President, law enforcement agencies and
instrumentalities of the Government, including the Armed Forces of the Philippines,
for the exclusive purpose of ensuring free, orderly, honest, peaceful, and credible
elections.

(5) Register, after sufficient publication, political parties, organizations, or coalitions

which, in addition to other requirements, must present their platform or program of
government; and accredit citizens' arms of the Commission on Elections. Religious
denominations and sects shall not be registered. Those which seek to achieve their
goals through violence or unlawful means, or refuse to uphold and adhere to this
Constitution, or which are supported by any foreign government shall likewise be
refused registration.

Financial contributions from foreign governments and their agencies to political

parties, organizations, coalitions, or candidates related to elections constitute
interference in national affairs, and, when accepted, shall be an additional ground
for the cancellation of their registration with the Commission, in addition to other
penalties that may be prescribed by law.

(6) File, upon a verified complaint, or on its own initiative, petitions in court for
inclusion or exclusion of voters; investigate and, where appropriate, prosecute cases
of violations of election laws, including acts or omissions constituting election
frauds, offenses, and malpractices.

(7) Recommend to the Congress effective measures to minimize election spending,

including limitation of places where propaganda materials shall be posted, and to
prevent and penalize all forms of election frauds, offenses, malpractices, and
nuisance candidacies.

(8) Recommend to the President the removal of any officer or employee it has
deputized, or the imposition of any other disciplinary action, for violation or
disregard of, or disobedience to its directive, order, or decision.

(9) Submit to the President and the Congress a comprehensive report on the
conduct of each election, plebiscite, initiative, referendum, or recall.

Not any one of the enumerated powers approximate the exactitude of the
provisions of Article VI, Section 17 of the same basic law stating that:

The Senate and the House of Representatives shall each have an Electoral Tribunal
which shall be the sole judge of all contests relating to the election, returns, and
qualifications of their respective Members. Each Electoral Tribunal shall be
composed of nine Members, three of whom shall be Justices of the Supreme Court
to be designated by the Chief Justice, and the remaining six shall be Members of the
Senate or the House of Representatives, as the case may be, who shall be chosen
on the basis of proportional representation from the political parties and the parties
or organizations registered under the party-list system represented therein. The
senior Justice in the Electoral Tribunal shall be its Chairman.

or of the last paragraph of Article VII, Section 4 which provides that:

The Supreme Court, sitting en banc, shall be the sole judge of all contests relating
to the election, returns, and qualifications of the President or Vice-President, and
may promulgate its rules for the purpose.

The tribunals which have jurisdiction over the question of the qualifications of the
President, the Vice-President, Senators and the Members of the House of
Representatives was made clear by the Constitution. There is no such provision for
candidates for these positions.

Can the COMELEC be such judge?

The opinion of Justice Vicente V. Mendoza in Romualdez-Marcos v. Commission on

Elections,104 which was affirmatively cited in the En Banc decision in Fermin v.
COMELEC105 is our guide. The citation in Fermin reads:

Apparently realizing the lack of an authorized proceeding for declaring the

ineligibility of candidates, the COMELEC amended its rules on February 15, 1993 so
as to provide in Rule 25 1, the following:

Grounds for disqualification. - Any candidate who does not possess all the
qualifications of a candidate as provided for by the Constitution or by existing law or
who commits any act declared by law to be grounds for disqualification may be
disqualified from continuing as a candidate.

The lack of provision for declaring the ineligibility of candidates, however, cannot be
supplied by a mere rule. Such an act is equivalent to the creation of a cause of
action which is a substantive matter which the COMELEC, in the exercise of its rulemaking power under Art. IX, A, 6 of the Constitution, cannot do it. It is noteworthy
that the Constitution withholds from the COMELEC even the power to decide cases
involving the right to vote, which essentially involves an inquiry into qualifications
based on age, residence and citizenship of voters. [Art. IX, C, 2(3)]

The assimilation in Rule 25 of the COMELEC rules of grounds for ineligibility into
grounds for disqualification is contrary to the evident intention of the law. For not

only in their grounds but also in their consequences are proceedings for
"disqualification" different from those for a declaration of "ineligibility."
"Disqualification" proceedings, as already stated, are based on grounds specified in
12 and 68 of the Omnibus Election Code and in 40 of the Local Government
Code and are for the purpose of barring an individual from becoming a candidate or
from continuing as a candidate for public office. In a word, their purpose is to
eliminate a candidate from the race either from the start or during its progress.
"Ineligibility," on the other hand, refers to the lack of the qualifications prescribed in
the Constitution or the statutes for holding public office and the purpose of the
proceedings for declaration of ineligibility is to remove the incumbent from office.

Consequently, that an individual possesses the qualifications for a public office does
not imply that he is not disqualified from becoming a candidate or continuing as a
candidate for a public office and vice versa. We have this sort of dichotomy in our
Naturalization Law. (C.A. No. 473) That an alien has the qualifications prescribed in
2 of the Law does not imply that he does not suffer from any of [the]
disqualifications provided in 4.

Before we get derailed by the distinction as to grounds and the consequences of the
respective proceedings, the importance of the opinion is in its statement that "the
lack of provision for declaring the ineligibility of candidates, however, cannot be
supplied by a mere rule". Justice Mendoza lectured in Romualdez-Marcos that:

Three reasons may be cited to explain the absence of an authorized proceeding for
determining before election the qualifications of a candidate.

First is the fact that unless a candidate wins and is proclaimed elected, there is no
necessity for determining his eligibility for the office. In contrast, whether an
individual should be disqualified as a candidate for acts constituting election
offenses (e.g., vote buying, over spending, commission of prohibited acts) is a
prejudicial question which should be determined lest he wins because of the very
acts for which his disqualification is being sought. That is why it is provided that if
the grounds for disqualification are established, a candidate will not be voted for; if
he has been voted for, the votes in his favor will not be counted; and if for some
reason he has been voted for and he has won, either he will not be proclaimed or
his proclamation will be set aside.

Second is the fact that the determination of a candidates' eligibility, e.g., his
citizenship or, as in this case, his domicile, may take a long time to make, extending
beyond the beginning of the term of the office. This is amply demonstrated in the
companion case (G.R. No. 120265, Agapito A. Aquino v. COMELEC) where the
determination of Aquino's residence was still pending in the COMELEC even after
the elections of May 8, 1995. This is contrary to the summary character proceedings
relating to certificates of candidacy. That is why the law makes the receipt of
certificates of candidacy a ministerial duty of the COMELEC and its officers. The law
is satisfied if candidates state in their certificates of candidacy that they are eligible
for the position which they seek to fill, leaving the determination of their
qualifications to be made after the election and only in the event they are elected.
Only in cases involving charges of false representations made in certificates of
candidacy is the COMELEC given jurisdiction.

Third is the policy underlying the prohibition against pre-proclamation cases in

elections for President, Vice President, Senators and members of the House of
Representatives. (R.A. No. 7166, 15) The purpose is to preserve the prerogatives
of the House of Representatives Electoral Tribunal and the other Tribunals as "sole
judges" under the Constitution of the election, returns and qualifications of
members of Congress of the President and Vice President, as the case may be.106

To be sure, the authoritativeness of the Romualdez pronouncements as reiterated in

Fermin, led to the amendment through COMELEC Resolution No. 9523, on 25
September 2012 of its Rule 25. This, the 15 February1993 version of Rule 25, which
states that:

Grounds for disqualification. -Any candidate who does not possess all the
qualifications of a candidate as provided for by the Constitution or by existing law or
who commits any act declared by law to be grounds for disqualification may be
disqualified from continuing as a candidate.107

was in the 2012 rendition, drastically changed to:

Grounds. - Any candidate who, in action or protest in which he is a party, is declared

by final decision of a competent court, guilty of, or found by the Commission to be
suffering from any disqualification provided by law or the Constitution.

A Petition to Disqualify a Candidate invoking grounds for a Petition to Deny to or

Cancel a Certificate of Candidacy or Petition to Declare a Candidate as a Nuisance
Candidate, or a combination thereof, shall be summarily dismissed.

Clearly, the amendment done in 2012 is an acceptance of the reality of absence of

an authorized proceeding for determining before election the qualifications of
candidate. Such that, as presently required, to disqualify a candidate there must be
a declaration by a final judgment of a competent court that the candidate sought to
be disqualified "is guilty of or found by the Commission to be suffering from any
disqualification provided by law or the Constitution."

Insofar as the qualification of a candidate is concerned, Rule 25 and Rule 23 are

flipsides of one to the other. Both do not allow, are not authorizations, are not
vestment of jurisdiction, for the COMELEC to determine the qualification of a
candidate. The facts of qualification must beforehand be established in a prior
proceeding before an authority properly vested with jurisdiction. The prior
determination of qualification may be by statute, by executive order or by a
judgment of a competent court or tribunal.

If a candidate cannot be disqualified without a prior finding that he or she is

suffering from a disqualification "provided by law or the Constitution," neither can
the certificate of candidacy be cancelled or denied due course on grounds of false
representations regarding his or her qualifications, without a prior authoritative
finding that he or she is not qualified, such prior authority being the necessary
measure by which the falsity of the representation can be found. The only exception
that can be conceded are self-evident facts of unquestioned or unquestionable
veracity and judicial confessions. Such are, anyway, bases equivalent to prior
decisions against which the falsity of representation can be determined.

The need for a predicate finding or final pronouncement in a proceeding under Rule
23 that deals with, as in this case, alleged false representations regarding the
candidate's citizenship and residence, forced the COMELEC to rule essentially that
since foundlings108 are not mentioned in the enumeration of citizens under the
1935 Constitution,109 they then cannot be citizens. As the COMELEC stated in oral
arguments, when petitioner admitted that she is a foundling, she said it all. This
borders on bigotry. Oddly, in an effort at tolerance, the COMELEC, after saying that
it cannot rule that herein petitioner possesses blood relationship with a Filipino

citizen when "it is certain that such relationship is indemonstrable," proceeded to

say that "she now has the burden to present evidence to prove her natural filiation
with a Filipino parent."

The fact is that petitioner's blood relationship with a Filipino citizen is

DEMONSTRABLE.

At the outset, it must be noted that presumptions regarding paternity is neither

unknown nor unaccepted in Philippine Law. The Family Code of the Philippines has a
whole chapter on Paternity and Filiation.110 That said, there is more than sufficient
evider1ce that petitioner has Filipino parents and is therefore a natural-born Filipino.
Parenthetically, the burden of proof was on private respondents to show that
petitioner is not a Filipino citizen. The private respondents should have shown that
both of petitioner's parents were aliens. Her admission that she is a foundling did
not shift the burden to her because such status did not exclude the possibility that
her parents were Filipinos, especially as in this case where there is a high
probability, if not certainty, that her parents are Filipinos.

The factual issue is not who the parents of petitioner are, as their identities are
unknown, but whether such parents are Filipinos. Under Section 4, Rule 128:

Sect. 4. Relevancy, collateral matters - Evidence must have such a relation to the
fact in issue as to induce belief in its existence or no-existence. Evidence on
collateral matters shall not be allowed, except when it tends in any reasonable
degree to establish the probability of improbability of the fact in issue.

The Solicitor General offered official statistics from the Philippine Statistics Authority
(PSA)111 that from 1965 to 1975, the total number of foreigners born in the
Philippines was 15,986 while the total number of Filipinos born in the country was
10,558,278. The statistical probability that any child born in the Philippines in that
decade is natural-born Filipino was 99.83%. For her part, petitioner presented
census statistics for Iloilo Province for 1960 and 1970, also from the PSA. In 1960,
there were 962,532 Filipinos and 4,734 foreigners in the province; 99.62% of the
population were Filipinos. In 1970, the figures were 1,162,669 Filipinos and 5,304
foreigners, or 99.55%. Also presented were figures for the child producing ages (1549). In 1960, there were 230,528 female Filipinos as against 730 female foreigners
or 99.68%. In the same year, there were 210,349 Filipino males and 886 male

aliens, or 99.58%. In 1970, there were 270,299 Filipino females versus 1, 190
female aliens, or 99.56%. That same year, there were 245,740 Filipino males as
against only 1,165 male aliens or 99.53%. COMELEC did not dispute these figures.
Notably, Commissioner Arthur Lim admitted, during the oral arguments, that at the
time petitioner was found in 1968, the majority of the population in Iloilo was
Filipino.112

Other circumstantial evidence of the nationality of petitioner's parents are the fact
that she was abandoned as an infant in a Roman Catholic Church in Iloilo
City.1wphi1 She also has typical Filipino features: height, flat nasal bridge, straight
black hair, almond shaped eyes and an oval face.

There is a disputable presumption that things have happened according to the

ordinary course of nature and the ordinary habits of life.113 All of the foregoing
evidence, that a person with typical Filipino features is abandoned in Catholic
Church in a municipality where the population of the Philippines is overwhelmingly
Filipinos such that there would be more than a 99% chance that a child born in the
province would be a Filipino, would indicate more than ample probability if not
statistical certainty, that petitioner's parents are Filipinos. That probability and the
evidence on which it is based are admissible under Rule 128, Section 4 of the
Revised Rules on Evidence.

To assume otherwise is to accept the absurd, if not the virtually impossible, as the
norm. In the words of the Solicitor General:

Second. It is contrary to common sense because foreigners do not come to the

Philippines so they can get pregnant and leave their newborn babies behind. We do
not face a situation where the probability is such that every foundling would have a
50% chance of being a Filipino and a 50% chance of being a foreigner. We need to
frame our questions properly. What are the chances that the parents of anyone born
in the Philippines would be foreigners? Almost zero. What are the chances that the
parents of anyone born in the Philippines would be Filipinos? 99.9%.

According to the Philippine Statistics Authority, from 2010 to 2014, on a yearly

average, there were 1,766,046 children born in the Philippines to Filipino parents, as
opposed to 1,301 children in the Philippines of foreign parents. Thus, for that
sample period, the ratio of non-Filipino children to natural born Filipino children is

1:1357. This means that the statistical probability that any child born in the
Philippines would be a natural born Filipino is 99.93%.

From 1965 to 1975, the total number of foreigners born in the Philippines is 15,986
while the total number of Filipinos born in the Philippines is 15,558,278. For this
period, the ratio of non-Filipino children is 1:661. This means that the statistical
probability that any child born in the Philippines on that decade would be a natural
born Filipino is 99.83%.

We can invite statisticians and social anthropologists to crunch the numbers for us,
but I am confident that the statistical probability that a child born in the Philippines
would be a natural born Filipino will not be affected by whether or not the parents
are known. If at all, the likelihood that a foundling would have a Filipino parent
might even be higher than 99.9%. Filipinos abandon their children out of poverty or
perhaps, shame. We do not imagine foreigners abandoning their children here in the
Philippines thinking those infants would have better economic opportunities or
believing that this country is a tropical paradise suitable for raising abandoned
children. I certainly doubt whether a foreign couple has ever considered their child
excess baggage that is best left behind.

To deny full Filipino citizenship to all foundlings and render them stateless just
because there may be a theoretical chance that one among the thousands of these
foundlings might be the child of not just one, but two, foreigners is downright
discriminatory, irrational, and unjust. It just doesn't make any sense. Given the
statistical certainty - 99.9% - that any child born in the Philippines would be a
natural born citizen, a decision denying foundlings such status is effectively a denial
of their birthright. There is no reason why this Honorable Court should use an
improbable hypothetical to sacrifice the fundamental political rights of an entire
class of human beings. Your Honor, constitutional interpretation and the use of
common sense are not separate disciplines.

As a matter of law, foundlings are as a class, natural-born citizens. While the 1935
Constitution's enumeration is silent as to foundlings, there is no restrictive language
which would definitely exclude foundlings either. Because of silence and ambiguity
in the enumeration with respect to foundlings, there is a need to examine the intent
of the framers. In Nitafan v. Commissioner of Internal Revenue,114 this Court held
that:

The ascertainment of that intent is but in keeping with the fundamental principle of
constitutional construction that the intent of the framers of the organic law and of
the people adopting it should be given effect. The primary task in constitutional
construction is to ascertain and thereafter assure the realization of the purpose of
the framers and of the people in the adoption of the Constitution. It may also be
safely assumed that the people in ratifying the Constitution were guided mainly by
the explanation offered by the framers.115

As pointed out by petitioner as well as the Solicitor General, the deliberations of the
1934 Constitutional Convention show that the framers intended foundlings to be
covered by the enumeration. The following exchange is recorded:

Sr. Rafols: For an amendment. I propose that after subsection 2, the following is
inserted: "The natural children of a foreign father and a Filipino mother not
recognized by the father.

xxxx

President:
[We] would like to request a clarification from the proponent of the amendment. The
gentleman refers to natural children or to any kind of illegitimate children?

Sr. Rafols:
To all kinds of illegitimate children. It also includes natural children of unknown
parentage, natural or illegitimate children of unknown parents.

Sr. Montinola:
For clarification. The gentleman said "of unknown parents." Current codes consider
them Filipino, that is, I refer to the Spanish Code wherein all children of unknown
parentage born in Spanish territory are considered Spaniards, because the
presumption is that a child of unknown parentage is the son of a Spaniard. This may
be applied in the Philippines in that a child of unknown parentage born in the
Philippines is deemed to be Filipino, and there is no need ...

Sr. Rafols:
There is a need, because we are relating the conditions that are [required] to be
Filipino.

Sr. Montinola:
But that is the interpretation of the law, therefore, there is no [more] need for
amendment.

Sr. Rafols:
The amendment should read thus:
"Natural or illegitimate of a foreign father and a Filipino mother recognized by one,
or the children of unknown parentage."

Sr. Briones:
The amendment [should] mean children born in the Philippines of unknown
parentage.

Sr. Rafols:
The son of a Filipina to a Foreigner, although this [person] does not recognize the
child, is not unknown.

President:
Does the gentleman accept the amendment or not?

Sr. Rafols:
I do not accept the amendment because the amendment would exclude the children
of a Filipina with a foreigner who does not recognize the child. Their parentage is not

unknown and I think those of overseas Filipino mother and father [whom the latter]
does not recognize, should also be considered as Filipinos.

President:
The question in order is the amendment to the amendment from the Gentleman
from Cebu, Mr. Briones.

Sr. Busion:
Mr. President, don't you think it would be better to leave this matter in the hands of
the Legislature?

Sr. Roxas:
Mr. President, my humble opinion is that these cases are few and far in between,
that the constitution need [not] refer to them. By international law the principle that
children or people born in a country of unknown parents are citizens in this nation is
recognized, and it is not necessary to include a provision on the subject
exhaustively.116

Though the Rafols amendment was not carried out, it was not because there was
any objection to the notion that persons of "unknown parentage" are not citizens
but only because their number was not enough to merit specific mention. Such was
the account,117 cited by petitioner, of delegate and constitution law author Jose
Aruego who said:

During the debates on this provision, Delegate Rafols presented an amendment to

include as Filipino citizens the illegitimate children with a foreign father of a mother
who was a citizen of the Philippines, and also foundlings; but this amendment was
defeated primarily because the Convention believed that the cases, being too few
to warrant the inclusion of a provision in the Constitution to apply to them, should
be governed by statutory legislation. Moreover, it was believed that the rules of
international law were already clear to the effect that illegitimate children followed
the citizenship of the mother, and that foundlings followed the nationality of the
place where they were found, thereby making unnecessary the inclusion in the
Constitution of the proposed amendment.

This explanation was likewise the position of the Solicitor General during the 16
February 2016 Oral Arguments:

We all know that the Rafols proposal was rejected. But note that what was declined
was the proposal for a textual and explicit recognition of foundlings as Filipinos. And
so, the way to explain the constitutional silence is by saying that it was the view of
Montinola and Roxas which prevailed that there is no more need to expressly
declare foundlings as Filipinos.

Obviously, it doesn't matter whether Montinola's or Roxas' views were legally

correct. Framers of a constitution can constitutionalize rules based on assumptions
that are imperfect or even wrong. They can even overturn existing rules. This is
basic. What matters here is that Montinola and Roxas were able to convince their
colleagues in the convention that there is no more need to expressly declare
foundlings as Filipinos because they are already impliedly so recognized.

In other words, the constitutional silence is fully explained in terms of linguistic

efficiency and the avoidance of redundancy. The policy is clear: it is to recognize
foundlings, as a class, as Filipinos under Art. IV, Section 1 (3) of the 1935
Constitution. This inclusive policy is carried over into the 1973 and 1987
Constitution. It is appropriate to invoke a famous scholar as he was paraphrased by
Chief Justice Fernando: the constitution is not silently silent, it is silently vocal. 118

The Solicitor General makes the further point that the framers "worked to create a
just and humane society," that "they were reasonable patriots and that it would be
unfair to impute upon them a discriminatory intent against foundlings." He exhorts
that, given the grave implications of the argument that foundlings are not naturalborn Filipinos, the Court must search the records of the 1935, 1973 and 1987
Constitutions "for an express intention to deny foundlings the status of Filipinos. The
burden is on those who wish to use the constitution to discriminate against
foundlings to show that the constitution really intended to take this path to the dark
side and inflict this across the board marginalization."

We find no such intent or language permitting discrimination against foundlings. On

the contrary, all three Constitutions guarantee the basic right to equal protection of

the laws. All exhort the State to render social justice. Of special consideration are
several provisions in the present charter: Article II, Section 11 which provides that
the "State values the dignity of every human person and guarantees full respect for
human rights," Article XIII, Section 1 which mandates Congress to "give highest
priority to the enactment of measures that protect and enhance the right of all the
people to human dignity, reduce social, economic, and political inequalities x x x"
and Article XV, Section 3 which requires the State to defend the "right of children to
assistance, including proper care and nutrition, and special protection from all forms
of neglect, abuse, cruelty, exploitation, and other conditions prejudicial to their
development." Certainly, these provisions contradict an intent to discriminate
against foundlings on account of their unfortunate status.

Domestic laws on adoption also support the principle that foundlings are Filipinos.
These laws do not provide that adoption confers citizenship upon the adoptee.
Rather, the adoptee must be a Filipino in the first place to be adopted. The most
basic of such laws is Article 15 of the Civil Code which provides that "[l]aws relating
to family rights, duties, status, conditions, legal capacity of persons are binding on
citizens of the Philippines even though living abroad." Adoption deals with status,
and a Philippine adoption court will have jurisdiction only if the adoptee is a Filipino.
In Ellis and Ellis v. Republic,119 a child left by an unidentified mother was sought to
be adopted by aliens. This Court said:

In this connection, it should be noted that this is a proceedings in rem, which no

court may entertain unless it has jurisdiction, not only over the subject matter of the
case and over the parties, but also over the res, which is the personal status of
Baby Rose as well as that of petitioners herein. Our Civil Code (Art. 15) adheres to
the theory that jurisdiction over the status of a natural person is determined by the
latter's nationality. Pursuant to this theory, we have jurisdiction over the status of
Baby Rose, she being a citizen of the Philippines, but not over the status of the
petitioners, who are foreigners.120 (Underlining supplied)

Recent legislation is more direct. R.A. No. 8043 entitled "An Act Establishing the
Rules to Govern the Inter-Country Adoption of Filipino Children and For Other
Purposes" (otherwise known as the "Inter-Country Adoption Act of 1995"), R.A. No.
8552, entitled "An Act Establishing the Rules and Policies on the Adoption of Filipino
Children and For Other Purposes" (otherwise known as the Domestic Adoption Act of
1998) and this Court's A.M. No. 02-6-02-SC or the "Rule on Adoption," all expressly
refer to "Filipino children" and include foundlings as among Filipino children who
may be adopted.

It has been argued that the process to determine that the child is a foundling
leading to the issuance of a foundling certificate under these laws and the issuance
of said certificate are acts to acquire or perfect Philippine citizenship which make
the foundling a naturalized Filipino at best. This is erroneous. Under Article IV,
Section 2 "Natural-born citizens are those who are citizens of the Philippines from
birth without having to perform any act to acquire or perfect their Philippine
citizenship." In the first place, "having to perform an act" means that the act must
be personally done by the citizen. In this instance, the determination of foundling
status is done not by the child but by the authorities.121 Secondly, the object of the
process is the determination of the whereabouts of the parents, not the citizenship
of the child. Lastly, the process is certainly not analogous to naturalization
proceedings to acquire Philippine citizenship, or the election of such citizenship by
one born of an alien father and a Filipino mother under the 1935 Constitution, which
is an act to perfect it.

In this instance, such issue is moot because there is no dispute that petitioner is a
foundling, as evidenced by a Foundling Certificate issued in her favor.122 The
Decree of Adoption issued on 13 May 1974, which approved petitioner's adoption by
Jesusa Sonora Poe and Ronald Allan Kelley Poe, expressly refers to Emiliano and his
wife, Rosario Militar, as her "foundling parents," hence effectively affirming
petitioner's status as a foundling.123

Foundlings are likewise citizens under international law. Under the 1987
Constitution, an international law can become part of the sphere of domestic law
either by transformation or incorporation. The transformation method requires that
an international law be transformed into a domestic law through a constitutional
mechanism such as local legislation.124 On the other hand, generally accepted
principles of international law, by virtue of the incorporation clause of the
Constitution, form part of the laws of the land even if they do not derive from treaty
obligations. Generally accepted principles of international law include international
custom as evidence of a general practice accepted as law, and general principles of
law recognized by civilized nations.125 International customary rules are accepted
as binding as a result from the combination of two elements: the established,
widespread, and consistent practice on the part of States; and a psychological
element known as the opinionjuris sive necessitates (opinion as to law or necessity).
Implicit in the latter element is a belief that the practice in question is rendered
obligatory by the existence of a rule of law requiring it.126 "General principles of
law recognized by civilized nations" are principles "established by a process of
reasoning" or judicial logic, based on principles which are "basic to legal systems

generally,"127 such as "general principles of equity, i.e., the general principles of

fairness and justice," and the "general principle against discrimination" which is
embodied in the "Universal Declaration of Human Rights, the International Covenant
on Economic, Social and Cultural Rights, the International Convention on the
Elimination of All Forms of Racial Discrimination, the Convention Against
Discrimination in Education, the Convention (No. 111) Concerning Discrimination in
Respect of Employment and Occupation."128 These are the same core principles
which underlie the Philippine Constitution itself, as embodied in the due process and
equal protection clauses of the Bill of Rights.129

Universal Declaration of Human Rights ("UDHR") has been interpreted by this Court
as part of the generally accepted principles of international law and binding on the
State.130 Article 15 thereof states:

1. Everyone has the right to a nationality.

2. No one shall be arbitrarily deprived of his nationality nor denied the right to
change his nationality.

The Philippines has also ratified the UN Convention on the Rights of the Child
(UNCRC). Article 7 of the UNCRC imposes the following obligations on our country:

Article 7

1. The child shall be registered immediately after birth and shall have the right from
birth to a name, the right to acquire a nationality and as far as possible, the right to
know and be cared for by his or her parents.

2. States Parties shall ensure the implementation of these rights in accordance with
their national law and their obligations under the relevant international instruments
in this field, in particular where the child would otherwise be stateless.

In 1986, the country also ratified the 1966 International Covenant on Civil and
Political Rights (ICCPR). Article 24 thereof provide for the right of every child "to
acquire a nationality:"

Article 24

1. Every child shall have, without any discrimination as to race, colour, sex,
language, religion, national or social origin, property or birth, the right, to such
measures of protection as are required by his status as a minor, on the part of his
family, society and the State.

2. Every child shall be registered immediately after birth and shall have a name.

3. Every child has the right to acquire a nationality.

The common thread of the UDHR, UNCRC and ICCPR is to obligate the Philippines to
grant nationality from birth and ensure that no child is stateless. This grant of
nationality must be at the time of birth, and it cannot be accomplished by the
application of our present naturalization laws, Commonwealth Act No. 473, as
amended, and R.A. No. 9139, both of which require the applicant to be at least
eighteen (18) years old.

The principles found in two conventions, while yet unratified by the Philippines, are
generally accepted principles of international law. The first is Article 14 of the 1930
Hague Convention on Certain Questions Relating to the Conflict of Nationality Laws
under which a foundling is presumed to have the "nationality of the country of
birth," to wit:

Article 14

A child whose parents are both unknown shall have the nationality of the country of
birth. If the child's parentage is established, its nationality shall be determined by
the rules applicable in cases where the parentage is known.

A foundling is, until the contrary is proved, presumed to have been born on the
territory of the State in which it was found. (Underlining supplied)

The second is the principle that a foundling is presumed born of citizens of the
country where he is found, contained in Article 2 of the 1961 United Nations
Convention on the Reduction of Statelessness:

Article 2

A foundling found in the territory of a Contracting State shall, in the absence of

proof to the contrary, be considered to have been born within the territory of
parents possessing the nationality of that State.

That the Philippines is not a party to the 1930 Hague Convention nor to the 1961
Convention on the Reduction of Statelessness does not mean that their principles
are not binding. While the Philippines is not a party to the 1930 Hague Convention,
it is a signatory to the Universal Declaration on Human Rights, Article 15(1)
ofwhich131 effectively affirms Article 14 of the 1930 Hague Convention. Article 2 of
the 1961 "United Nations Convention on the Reduction of Statelessness" merely
"gives effect" to Article 15(1) of the UDHR.132 In Razon v. Tagitis, 133 this Court
noted that the Philippines had not signed or ratified the "International Convention
for the Protection of All Persons from Enforced Disappearance." Yet, we ruled that
the proscription against enforced disappearances in the said convention was
nonetheless binding as a "generally accepted principle of international law." Razon
v. Tagitis is likewise notable for declaring the ban as a generally accepted principle
of international law although the convention had been ratified by only sixteen states
and had not even come into force and which needed the ratification of a minimum
of twenty states. Additionally, as petitioner points out, the Court was content with
the practice of international and regional state organs, regional state practice in
Latin America, and State Practice in the United States.

Another case where the number of ratifying countries was not determinative is
Mijares v. Ranada, 134 where only four countries had "either ratified or acceded
to"135 the 1966 "Convention on the Recognition and Enforcement of Foreign
Judgments in Civil and Commercial Matters" when the case was decided in 2005.

The Court also pointed out that that nine member countries of the European
Common Market had acceded to the Judgments Convention. The Court also cited
U.S. laws and jurisprudence on recognition of foreign judgments. In all, only the
practices of fourteen countries were considered and yet, there was pronouncement
that recognition of foreign judgments was widespread practice.

Our approach in Razon and Mijares effectively takes into account the fact that
"generally accepted principles of international law" are based not only on
international custom, but also on "general principles of law recognized by civilized
nations," as the phrase is understood in Article 38.1 paragraph (c) of the ICJ Statute.
Justice, fairness, equity and the policy against discrimination, which are
fundamental principles underlying the Bill of Rights and which are "basic to legal
systems generally,"136 support the notion that the right against enforced
disappearances and the recognition of foreign judgments, were correctly considered
as "generally accepted principles of international law" under the incorporation
clause.

Petitioner's evidence137 shows that at least sixty countries in Asia, North and South
America, and Europe have passed legislation recognizing foundlings as its citizen.
Forty-two (42) of those countries follow the jus sanguinis regime. Of the sixty, only
thirty-three (33) are parties to the 1961 Convention on Statelessness; twenty-six
(26) are not signatories to the Convention. Also, the Chief Justice, at the 2 February
2016 Oral Arguments pointed out that in 166 out of 189 countries surveyed (or
87.83%), foundlings are recognized as citizens. These circumstances, including the
practice of jus sanguinis countries, show that it is a generally accepted principle of
international law to presume foundlings as having been born of nationals of the
country in which the foundling is found.

Current legislation reveals the adherence of the Philippines to this generally

accepted principle of international law. In particular, R.A. No. 8552, R.A. No. 8042
and this Court's Rules on Adoption, expressly refer to "Filipino children." In all of
them, foundlings are among the Filipino children who could be adopted. Likewise, it
has been pointed that the DFA issues passports to foundlings. Passports are by law,
issued only to citizens. This shows that even the executive department, acting
through the DFA, considers foundlings as Philippine citizens.

Adopting these legal principles from the 1930 Hague Convention and the 1961
Convention on Statelessness is rational and reasonable and consistent with the jus

sanguinis regime in our Constitution. The presumption of natural-born citizenship of

foundlings stems from the presumption that their parents are nationals of the
Philippines. As the empirical data provided by the PSA show, that presumption is at
more than 99% and is a virtual certainty.

In sum, all of the international law conventions and instruments on the matter of
nationality of foundlings were designed to address the plight of a defenseless class
which suffers from a misfortune not of their own making. We cannot be restrictive
as to their application if we are a country which calls itself civilized and a member of
the community of nations. The Solicitor General's warning in his opening statement
is relevant:

.... the total effect of those documents is to signify to this Honorable Court that
those treaties and conventions were drafted because the world community is
concerned that the situation of foundlings renders them legally invisible. It would be
tragically ironic if this Honorable Court ended up using the international instruments
which seek to protect and uplift foundlings a tool to deny them political status or to
accord them second-class citizenship.138

The COMELEC also ruled139 that petitioner's repatriation in July 2006 under the
provisions of R.A. No. 9225 did not result in the reacquisition of natural-born
citizenship. The COMELEC reasoned that since the applicant must perform an act,
what is reacquired is not "natural-born" citizenship but only plain "Philippine
citizenship."

The COMELEC's rule arrogantly disregards consistent jurisprudence on the matter of

repatriation statutes in general and of R.A. No. 9225 in particular.

In the seminal case of Bengson Ill v. HRET, 140 repatriation was explained as
follows:

Moreover, repatriation results in the recovery of the original nationality. This means
that a naturalized Filipino who lost his citizenship will be restored to his prior status
as a naturalized Filipino citizen. On the other hand, if he was originally a naturalborn citizen before he lost his Philippine citizenship, he will be restored to his former
status as a natural-born Filipino.

R.A. No. 9225 is a repatriation statute and has been described as such in several
cases. They include Sobejana-Condon v. COMELEC141 where we described it as an
"abbreviated repatriation process that restores one's Filipino citizenship x x x." Also
included is Parreno v. Commission on Audit,142 which cited Tabasa v. Court of
Appeals,143 where we said that "[t]he repatriation of the former Filipino will allow
him to recover his natural-born citizenship. Parreno v. Commission on Audit144 is
categorical that "if petitioner reacquires his Filipino citizenship (under R.A. No.
9225), he will ... recover his natural-born citizenship."

The COMELEC construed the phrase "from birth" in the definition of natural citizens
as implying "that natural-born citizenship must begin at birth and remain
uninterrupted and continuous from birth." R.A. No. 9225 was obviously passed in
line with Congress' sole prerogative to determine how citizenship may be lost or
reacquired. Congress saw it fit to decree that natural-born citizenship may be
reacquired even if it had been once lost. It is not for the COMELEC to disagree with
the Congress' determination.

More importantly, COMELEC's position that natural-born status must be continuous

was already rejected in Bengson III v. HRET145 where the phrase "from birth" was
clarified to mean at the time of birth: "A person who at the time of his birth, is a
citizen of a particular country, is a natural-born citizen thereof." Neither is
"repatriation" an act to "acquire or perfect" one's citizenship. In Bengson III v. HRET,
this Court pointed out that there are only two types of citizens under the 1987
Constitution: natural-born citizen and naturalized, and that there is no third
category for repatriated citizens:

It is apparent from the enumeration of who are citizens under the present
Constitution that there are only two classes of citizens: (1) those who are naturalborn and (2) those who are naturalized in accordance with law. A citizen who is not
a naturalized Filipino, ie., did not have to undergo the process of naturalization to
obtain Philippine citizenship, necessarily is a natural-born Filipino. Noteworthy is the
absence in said enumeration of a separate category for persons who, after losing
Philippine citizenship, subsequently reacquire it. The reason therefor is clear: as to
such persons, they would either be natural-born or naturalized depending on the
reasons for the loss of their citizenship and the mode prescribed by the applicable
law for the reacquisition thereof. As respondent Cruz was not required by law to go
through naturalization proceedings in order to reacquire his citizenship, he is

perforce a natural-born Filipino. As such, he possessed all the necessary

qualifications to be elected as member of the House of Representatives.146

The COMELEC cannot reverse a judicial precedent. That is reserved to this Court.
And while we may always revisit a doctrine, a new rule reversing standing doctrine
cannot be retroactively applied. In Morales v. Court of Appeals and Jejomar Erwin S.
Binay, Jr.,147 where we decreed reversed the condonation doctrine, we cautioned
that it "should be prospective in application for the reason that judicial decisions
applying or interpreting the laws of the Constitution, until reversed, shall form part
of the legal system of the Philippines." This Court also said that "while the future
may ultimately uncover a doctrine's error, it should be, as a general rule, recognized
as good law prior to its abandonment. Consequently, the people's reliance
thereupon should be respected."148

Lastly, it was repeatedly pointed out during the oral arguments that petitioner
committed a falsehood when she put in the spaces for "born to" in her application
for repatriation under R.A. No. 9225 the names of her adoptive parents, and this
misled the BI to presume that she was a natural-born Filipino. It has been contended
that the data required were the names of her biological parents which are precisely
unknown.

This position disregards one important fact - petitioner was legally adopted. One of
the effects of adoption is "to sever all legal ties between the biological parents and
the adoptee, except when the biological parent is the spouse of the adoptee."149
Under R.A. No. 8552, petitioner was also entitled to an amended birth certificate
"attesting to the fact that the adoptee is the child of the adopter(s)" and which
certificate "shall not bear any notation that it is an amended issue."150 That law
also requires that "[a]ll records, books, and papers relating to the adoption cases in
the files of the court, the Department [of Social Welfare and Development], or any
other agency or institution participating in the adoption proceedings shall be kept
strictly confidential."151 The law therefore allows petitioner to state that her
adoptive parents were her birth parents as that was what would be stated in her
birth certificate anyway. And given the policy of strict confidentiality of adoption
records, petitioner was not obligated to disclose that she was an adoptee.

Clearly, to avoid a direct ruling on the qualifications of petitioner, which it cannot

make in the same case for cancellation of COC, it resorted to opinionatedness which

is, moreover, erroneous. The whole process undertaken by COMELEC is wrapped in

grave abuse of discretion.

On Residence

The tainted process was repeated in disposing of the issue of whether or not
petitioner committed false material representation when she stated in her COC that
she has before and until 9 May 2016 been a resident of the Philippines for ten (10)
years and eleven (11) months.

Petitioner's claim that she will have been a resident for ten (10) years and eleven
(11) months on the day before the 2016 elections, is true.

The Constitution requires presidential candidates to have ten (10) years' residence
in the Philippines before the day of the elections. Since the forthcoming elections
will be held on 9 May 2016, petitioner must have been a resident of the Philippines
prior to 9 May 2016 for ten (10) years. In answer to the requested information of
"Period of Residence in the Philippines up to the day before May 09, 2016," she put
in "10 years 11 months" which according to her pleadings in these cases
corresponds to a beginning date of 25 May 2005 when she returned for good from
the U.S.

When petitioner immigrated to the U.S. in 1991, she lost her original domicile, which
is the Philippines. There are three requisites to acquire a new domicile: 1. Residence
or bodily presence in a new locality; 2. an intention to remain there; and 3. an
intention to abandon the old domicile.152 To successfully effect a change of
domicile, one must demonstrate an actual removal or an actual change of domicile;
a bona fide intention of abandoning the former place of residence and establishing a
new one and definite acts which correspond with the purpose. In other words, there
must basically be animus manendi coupled with animus non revertendi. The
purpose to remain in or at the domicile of choice must be for an indefinite period of
time; the change of residence must be voluntary; and the residence at the place
chosen for the new domicile must be actual.153

Petitioner presented voluminous evidence showing that she and her family
abandoned their U.S. domicile and relocated to the Philippines for good. These

evidence include petitioner's former U.S. passport showing her arrival on 24 May
2005 and her return to the Philippines every time she travelled abroad; e-mail
correspondences starting in March 2005 to September 2006 with a freight company
to arrange for the shipment of their household items weighing about 28,000 pounds
to the Philippines; e-mail with the Philippine Bureau of Animal Industry inquiring how
to ship their dog to the Philippines; school records of her children showing
enrollment in Philippine schools starting June 2005 and for succeeding years; tax
identification card for petitioner issued on July 2005; titles for condominium and
parking slot issued in February 2006 and their corresponding tax declarations issued
in April 2006; receipts dated 23 February 2005 from the Salvation Army in the U.S.
acknowledging donation of items from petitioner's family; March 2006 e-mail to the
U.S. Postal Service confirming request for change of address; final statement from
the First American Title Insurance Company showing sale of their U.S. home on 27
April 2006; 12 July 2011 filled-up questionnaire submitted to the U.S. Embassy
where petitioner indicated that she had been a Philippine resident since May 2005;
affidavit from Jesusa Sonora Poe (attesting to the return of petitioner on 24 May
2005 and that she and her family stayed with affiant until the condominium was
purchased); and Affidavit from petitioner's husband (confirming that the spouses
jointly decided to relocate to the Philippines in 2005 and that he stayed behind in
the U.S. only to finish some work and to sell the family home).

The foregoing evidence were undisputed and the facts were even listed by the
COMELEC, particularly in its Resolution in the Tatad, Contreras and Valdez cases.

However, the COMELEC refused to consider that petitioner's domicile had been
timely changed as of 24 May 2005. At the oral arguments, COMELEC Commissioner
Arthur Lim conceded the presence of the first two requisites, namely, physical
presence and animus manendi, but maintained there was no animus nonrevertendi.154 The COMELEC disregarded the import of all the evidence presented
by petitioner on the basis of the position that the earliest date that petitioner could
have started residence in the Philippines was in July 2006 when her application
under R.A. No. 9225 was approved by the BI. In this regard, COMELEC relied on
Coquilla v. COMELEC,155 Japzon v. COMELEC156 and Caballero v. COMELEC. 157
During the oral arguments, the private respondents also added Reyes v.
COMELEC.158 Respondents contend that these cases decree that the stay of an
alien former Filipino cannot be counted until he/she obtains a permanent resident
visa or reacquires Philippine citizenship, a visa-free entry under a balikbayan stamp
being insufficient. Since petitioner was still an American (without any resident visa)
until her reacquisition of citizenship under R.A. No. 9225, her stay from 24 May 2005
to 7 July 2006 cannot be counted.

But as the petitioner pointed out, the facts in these four cases are very different
from her situation. In Coquilla v. COMELEC,159 the only evidence presented was a
community tax certificate secured by the candidate and his declaration that he
would be running in the elections. Japzon v. COMELEC160 did not involve a
candidate who wanted to count residence prior to his reacquisition of Philippine
citizenship. With the Court decreeing that residence is distinct from citizenship, the
issue there was whether the candidate's acts after reacquisition sufficed to establish
residence. In Caballero v. COMELEC, 161 the candidate admitted that his place of
work was abroad and that he only visited during his frequent vacations. In Reyes v.
COMELEC,162 the candidate was found to be an American citizen who had not even
reacquired Philippine citizenship under R.A. No. 9225 or had renounced her U.S.
citizenship. She was disqualified on the citizenship issue. On residence, the only
proof she offered was a seven-month stint as provincial officer. The COMELEC,
quoted with approval by this Court, said that "such fact alone is not sufficient to
prove her one-year residency."

It is obvious that because of the sparse evidence on residence in the four cases
cited by the respondents, the Court had no choice but to hold that residence could
be counted only from acquisition of a permanent resident visa or from reacquisition
of Philippine citizenship. In contrast, the evidence of petitioner is overwhelming and
taken together leads to no other conclusion that she decided to permanently
abandon her U.S. residence (selling the house, taking the children from U.S. schools,
getting quotes from the freight company, notifying the U.S. Post Office of the
abandonment of their address in the U.S., donating excess items to the Salvation
Army, her husband resigning from U.S. employment right after selling the U.S.
house) and permanently relocate to the Philippines and actually re-established her
residence here on 24 May 2005 (securing T.I.N, enrolling her children in Philippine
schools, buying property here, constructing a residence here, returning to the
Philippines after all trips abroad, her husband getting employed here). Indeed,
coupled with her eventual application to reacquire Philippine citizenship and her
family's actual continuous stay in the Philippines over the years, it is clear that
when petitioner returned on 24 May 2005 it was for good.

In this connection, the COMELEC also took it against petitioner that she had entered
the Philippines visa-free as a balikbayan. A closer look at R.A. No. 6768 as amended,
otherwise known as the "An Act Instituting a Balikbayan Program," shows that there
is no overriding intent to treat balikbayans as temporary visitors who must leave
after one year. Included in the law is a former Filipino who has been naturalized
abroad and "comes or returns to the Philippines." 163 The law institutes a

balikbayan program "providing the opportunity to avail of the necessary training to

enable the balikbayan to become economically self-reliant members of society upon
their return to the country"164 in line with the government's "reintegration
program."165 Obviously, balikbayans are not ordinary transients.

Given the law's express policy to facilitate the return of a balikbayan and help him
reintegrate into society, it would be an unduly harsh conclusion to say in absolute
terms that the balikbayan must leave after one year. That visa-free period is
obviously granted him to allow him to re-establish his life and reintegrate himself
into the community before he attends to the necessary formal and legal
requirements of repatriation. And that is exactly what petitioner did - she
reestablished life here by enrolling her children and buying property while awaiting
the return of her husband and then applying for repatriation shortly thereafter.

No case similar to petitioner's, where the former Filipino's evidence of change in

domicile is extensive and overwhelming, has as yet been decided by the Court.
Petitioner's evidence of residence is unprecedented. There is no judicial precedent
that comes close to the facts of residence of petitioner. There is no indication in
Coquilla v. COMELEC,166 and the other cases cited by the respondents that the
Court intended to have its rulings there apply to a situation where the facts are
different. Surely, the issue of residence has been decided particularly on the factsof-the case basis.

To avoid the logical conclusion pointed out by the evidence of residence of

petitioner, the COMELEC ruled that petitioner's claim of residence of ten (10) years
and eleven (11) months by 9 May 2016 in her 2015 COC was false because she put
six ( 6) years and six ( 6) months as "period of residence before May 13, 2013" in
her 2012 COC for Senator. Thus, according to the COMELEC, she started being a
Philippine resident only in November 2006. In doing so, the COMELEC automatically
assumed as true the statement in the 2012 COC and the 2015 COC as false.

As explained by petitioner in her verified pleadings, she misunderstood the date

required in the 2013 COC as the period of residence as of the day she submitted
that COC in 2012. She said that she reckoned residency from April-May 2006 which
was the period when the U.S. house was sold and her husband returned to the
Philippines. In that regard, she was advised by her lawyers in 2015 that residence
could be counted from 25 May 2005.

Petitioner's explanation that she misunderstood the query in 2012 (period of

residence before 13 May 2013) as inquiring about residence as of the time she
submitted the COC, is bolstered by the change which the COMELEC itself introduced
in the 2015 COC which is now "period of residence in the Philippines up to the day
before May 09, 2016." The COMELEC would not have revised the query if it did not
acknowledge that the first version was vague.

That petitioner could have reckoned residence from a date earlier than the sale of
her U.S. house and the return of her husband is plausible given the evidence that
she had returned a year before. Such evidence, to repeat, would include her
passport and the school records of her children.

It was grave abuse of discretion for the COMELEC to treat the 2012 COC as a
binding and conclusive admission against petitioner. It could be given in evidence
against her, yes, but it was by no means conclusive. There is precedent after all
where a candidate's mistake as to period of residence made in a COC was overcome
by evidence. In Romualdez-Marcos v. COMELEC,167 the candidate mistakenly put
seven (7) months as her period of residence where the required period was a
minimum of one year. We said that "[i]t is the fact of residence, not a statement in a
certificate of candidacy which ought to be decisive in determining whether or not an
individual has satisfied the constitutions residency qualification requirement." The
COMELEC ought to have looked at the evidence presented and see if petitioner was
telling the truth that she was in the Philippines from 24 May 2005. Had the
COMELEC done its duty, it would have seen that the 2012 COC and the 2015 COC
both correctly stated the pertinent period of residency.

The COMELEC, by its own admission, disregarded the evidence that petitioner
actually and physically returned here on 24 May 2005 not because it was false, but
only because COMELEC took the position that domicile could be established only
from petitioner's repatriation under R.A. No. 9225 in July 2006. However, it does not
take away the fact that in reality, petitioner had returned from the U.S. and was
here to stay permanently, on 24 May 2005. When she claimed to have been a
resident for ten (10) years and eleven (11) months, she could do so in good faith.

For another, it could not be said that petitioner was attempting to hide anything. As
already stated, a petition for quo warranto had been filed against her with the SET
as early as August 2015. The event from which the COMELEC pegged the

commencement of residence, petitioner's repatriation in July 2006 under R.A. No.

9225, was an established fact to repeat, for purposes of her senatorial candidacy.

Notably, on the statement of residence of six (6) years and six (6) months in the
2012 COC, petitioner recounted that this was first brought up in the media on 2 June
2015 by Rep. Tobias Tiangco of the United Nationalist Alliance. Petitioner appears to
have answered the issue immediately, also in the press. Respondents have not
disputed petitioner's evidence on this point. From that time therefore when Rep.
Tiangco discussed it in the media, the stated period of residence in the 2012 COC
and the circumstances that surrounded the statement were already matters of
public record and were not hidden.

Petitioner likewise proved that the 2012 COC was also brought up in the SET petition
for quo warranto. Her Verified Answer, which was filed on 1 September 2015,
admitted that she made a mistake in the 2012 COC when she put in six ( 6) years
and six ( 6) months as she misunderstood the question and could have truthfully
indicated a longer period. Her answer in the SET case was a matter of public record.
Therefore, when petitioner accomplished her COC for President on 15 October 2015,
she could not be said to have been attempting to hide her erroneous statement in
her 2012 COC for Senator which was expressly mentioned in her Verified Answer.

The facts now, if not stretched to distortion, do not show or even hint at an intention
to hide the 2012 statement and have it covered by the 2015 representation.
Petitioner, moreover, has on her side this Court's pronouncement that:

Concededly, a candidate's disqualification to run for public office does not

necessarily constitute material misrepresentation which is the sole ground for
denying due course to, and for the cancellation of, a COC. Further, as already
discussed, the candidate's misrepresentation in his COC must not only refer to a
material fact (eligibility and qualifications for elective office), but should evince a
deliberate intent to mislead, misinform or hide a fact which would otherwise render
a candidate ineligible. It must be made with an intention to deceive the electorate
as to one's qualifications to run for public office.168

In sum, the COMELEC, with the same posture of infallibilism, virtually ignored a
good number of evidenced dates all of which can evince animus manendi to the
Philippines and animus non revertedi to the United States of America. The veracity

of the events of coming and staying home was as much as dismissed as

inconsequential, the focus having been fixed at the petitioner's "sworn declaration
in her COC for Senator" which the COMELEC said "amounts to a declaration and
therefore an admission that her residence in the Philippines only commence
sometime in November 2006"; such that "based on this declaration, [petitioner] fails
to meet the residency requirement for President." This conclusion, as already
shown, ignores the standing jurisprudence that it is the fact of residence, not the
statement of the person that determines residence for purposes of compliance with
the constitutional requirement of residency for election as President. It ignores the
easily researched matter that cases on questions of residency have been decided
favorably for the candidate on the basis of facts of residence far less in number,
weight and substance than that presented by petitioner.169 It ignores, above all
else, what we consider as a primary reason why petitioner cannot be bound by her
declaration in her COC for Senator which declaration was not even considered by
the SET as an issue against her eligibility for Senator. When petitioner made the
declaration in her COC for Senator that she has been a resident for a period of six
(6) years and six (6) months counted up to the 13 May 2013 Elections, she naturally
had as reference the residency requirements for election as Senator which was
satisfied by her declared years of residence. It was uncontested during the oral
arguments before us that at the time the declaration for Senator was made,
petitioner did not have as yet any intention to vie for the Presidency in 2016 and
that the general public was never made aware by petitioner, by word or action, that
she would run for President in 2016. Presidential candidacy has a length-ofresidence different from that of a senatorial candidacy. There are facts of residence
other than that which was mentioned in the COC for Senator. Such other facts of
residence have never been proven to be false, and these, to repeat include:

[Petitioner] returned to the Philippines on 24 May 2005. (petitioner's] husband

however stayed in the USA to finish pending projects and arrange the sale of their
family home.

Meanwhile [petitioner] and her children lived with her mother in San Juan City.
[Petitioner] enrolled Brian in Beacon School in Taguig City in 2005 and Hanna in
Assumption College in Makati City in 2005. Anika was enrolled in Learning
Connection in San Juan in 2007, when she was already old enough to go to school.

In the second half of 2005, [petitioner] and her husband acquired Unit 7F of One
Wilson Place Condominium in San Juan. [Petitioner] and her family lived in Unit 7F
until the construction of their family home in Corinthian Hills was completed.

Sometime in the second half of 2005, [petitioner's] mother discovered that her
former lawyer who handled [petitioner's] adoption in 1974 failed to secure from the
Office of the Civil Registrar of Iloilo a new Certificate of Live Birth indicating
[petitioner's] new name and stating that her parents are "Ronald Allan K. Poe" and
"Jesusa L. Sonora."

In February 2006, [petitioner] travelled briefly to the US in order to supervise the

disposal of some of the family's remaining household belongings.1a\^/phi1
[Petitioner] returned to the Philippines on 11 March 2006.

In late March 2006, [petitioner's] husband informed the United States Postal Service
of the family's abandonment of their address in the US.

The family home in the US was sole on 27 April 2006.

In April 2006, [petitioner's] husband resigned from his work in the US. He returned
to the Philippines on 4 May 2006 and began working for a Philippine company in July
2006.

In early 2006, [petitioner] and her husband acquired a vacant lot in Corinthian Hills,
where they eventually built their family home.170

In light of all these, it was arbitrary for the COMELEC to satisfy its intention to let the
case fall under the exclusive ground of false representation, to consider no other
date than that mentioned by petitioner in her COC for Senator.

All put together, in the matter of the citizenship and residence of petitioner for her
candidacy as President of the Republic, the questioned Resolutions of the COMELEC
in Division and En Banc are, one and all, deadly diseased with grave abuse of
discretion from root to fruits.

WHEREFORE, the petition is GRANTED. The Resolutions, to wit:

1. dated 1 December 2015 rendered through the COMELEC Second Division, in SPA
No. 15-001 (DC), entitled Estrella C. Elamparo, petitioner, vs. Mary Grace Natividad
Sonora Poe-Llamanzares, respondent, stating that:

[T]he Certificate of Candidacy for President of the Republic of the Philippines in the
May 9, 2016 National and Local Elections filed by respondent Mary Grace Natividad
Sonora Poe-Llamanzares is hereby GRANTED.

2. dated 11 December 2015, rendered through the COMELEC First Division, in the
consolidated cases SPA No. 15-002 (DC) entitled Francisco S. Tatad, petitioner, vs.
Mary Grace Natividad Sonora Poe-Llamanzares, respondent; SPA No. 15-007 (DC)
entitled Antonio P. Contreras, petitioner, vs. Mary Grace Natividad Sonora PoeLlamanzares, respondent; and SPA No. 15-139 (DC) entitled Amado D. Valdez,
petitioner, v. Mary Grace Natividad Sonora Poe-Llamanzares, respondent; stating
that:

WHEREFORE, premises considered, the Commission RESOLVED, as it hereby

RESOLVES, to GRANT the petitions and cancel the Certificate of Candidacy of MARY
GRACE NATIVIDAD SONORA POE-LLAMANZARES for the elective position of President
of the Republic of the Philippines in connection with the 9 May 2016 Synchronized
Local and National Elections.

3. dated 23 December 2015 of the COMELEC En Banc, upholding the 1 December

2015 Resolution of the Second Division stating that:

WHEREFORE, premises considered, the Commission RESOLVED, as it hereby

RESOLVES, to DENY the Verified Motion for Reconsideration of SENATOR MARY
GRACE NATIVIDAD SONORA POE-LLAMANZARES. The Resolution dated 11 December
2015 of the Commission First Division is AFFIRMED.

4. dated 23 December 2015 of the COMELEC En Banc, upholding the 11 December

2015 Resolution of the First Division.

are hereby ANNULED and SET ASIDE. Petitioner MARY GRACE NATIVIDAD SONORA
POE-LLAMANZARES is DECLARED QUALIFIED to be a candidate for President in the
National and Local Elections of 9 May 2016.

SO ORDERED.